StressandHeartRateVariability AMeta AnalysisandReviewoftheLiterature
StressandHeartRateVariability AMeta AnalysisandReviewoftheLiterature
StressandHeartRateVariability AMeta AnalysisandReviewoftheLiterature
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Objective Physical or mental imbalance caused by harmful stimuli can induce stress to maintain homeostasis. During chronic stress,
the sympathetic nervous system is hyperactivated, causing physical, psychological, and behavioral abnormalities. At present, there is no
accepted standard for stress evaluation. This review aimed to survey studies providing a rationale for selecting heart rate variability
(HRV) as a psychological stress indicator.
Methods Term searches in the Web of Science®, National Library of Medicine (PubMed), and Google Scholar databases yielded 37
publications meeting our criteria. The inclusion criteria were involvement of human participants, HRV as an objective psychological stress
measure, and measured HRV reactivity.
Results In most studies, HRV variables changed in response to stress induced by various methods. The most frequently reported factor
associated with variation in HRV variables was low parasympathetic activity, which is characterized by a decrease in the high-frequency
band and an increase in the low-frequency band. Neuroimaging studies suggested that HRV may be linked to cortical regions (e.g., the
ventromedial prefrontal cortex) that are involved in stressful situation appraisal.
Conclusion In conclusion, the current neurobiological evidence suggests that HRV is impacted by stress and supports its use for the ob-
jective assessment of psychological health and stress. Psychiatry Investig 2018;15(3):235-245
Key Words H
eart rate variability, Stress, Autonomic nervous system.
be used to measure the ANS in a variety of clinical situations tonomic Nervous System’ OR ‘Cardio-Vascular Reactivity’)]”;
(e.g., during psychological stress evaluations).6 Many research- 2) PubMed, “stress (Title) AND [‘HRV’ (Title/Abstract) OR
ers have conducted studies that used HRV to measure stress, ‘Heart Rate Variability’ (Title/Abstract)]”; and 3) Google Schol-
operating under the assumption that HRV is a reliable index ar, “allintitle: stress AND (‘Heart Rate Variability’ OR ‘HRV’).”
of stress. However, few studies have confirmed whether HRV The inclusion criteria were that each study involving human
is a good indicator of stress. In this review, we examined the participants, used HRV as an objective measure of psycholog-
literature providing a rationale for selecting HRV as a reliable ical stress, and measured HRV reactivity by evaluating any HRV
indicator of psychological stress. The value of HRV as a stress variables calculated using frequency-based or time-based mea-
indicator must be assessed to support its future clinical use as sures. Secondary references and other literature providing the-
a noninvasive and simple diagnostic test. oretical evidence for selecting HRV as a stress indicator or the
role of the ANS in psychological stress and heart rate were also
Methods included in the study. Each of the database searches yielded
107 studies matching the inclusion criteria. Subsequently, we
The Web of Science® (WoS), National Library of Medicine excluded studies that did not concur with the purpose of the
(PubMed), and Google Scholar databases were searched for literature review (e.g., studies assuming HRV is an objective
articles published from 2007 to 2017 pertaining to psychoso- measure of psychological stress and using it as a dependent
cial stress and HRV. The following combination of terms was variable). Ultimately, 37 studies meeting our criteria were se-
used for each database search: 1) WOS, “[Title (TI)=(stress) lected for this review (Figure 1).
AND TI=(‘Heart rate’ OR ‘Heart Rate Variability’ OR ‘HRV’
OR ‘Cardiac Vagal Control’ OR ‘Cardiac Vagal Tone’ OR ‘Au-
Identification
Studies included
in meta-analysis
(N=37)
Figure 1. Flow chart of study selection in the meta-analysis. HRV: heart rate variability.
www.psychiatryinvestigation.org 237
Stress and Heart Rate Variability
normal and to be expected. Moreover, HRV indicates the search and psychophysiology. After that, HRV was treated as
heart’s ability to respond to multiple physiological and envi- a descriptive variable without being attributed to any specific
ronmental events, (e.g., breathing, physical exercise, mental physiological state. At present, understanding of HRV inter-
stress, hemodynamic and metabolic changes, and sleep and pretation is increasing, and we are also aware of the interac-
orthostatism) and compensate for disease-induced disor- tion between HRV’s underlying physiological mechanisms
ders.5,22-25 HRV can be used as a valuable tool to measure the and behavioral processes.29
sympathetic and parasympathetic function of the ANS.5 HRV variables are summarized in Tables 1 and 2.15 In 1996,
the Task Force of the European Society of Cardiology (ESC)
Theoretical significance of heart rate variability and the North American Society of Pacing and Electrophysi-
Long before the modern technology of HRV was invented, ology (NASPE) defined and established standards for the mea-
physicians recognized the potential importance of heart rhythms. surement, physiological interpretation, and clinical use of
In 1847, Ludwig was able to observe a quickening of pulse rate HRV. Time-domain and frequency-domain indices and geo-
with inhalation and a slowing with exhalation in the dog.26 metric measures are standard clinical parameters.15 Time-do-
This was the first report of respiratory sinus arrhythmia (RSA). main analysis measures variation in HR over time or the inter-
Moreover, in 1868, Donders examined the relationship be- vals between successive normal cardiac cycles. Time-domain
tween respiration, HR, and the vagus nerve.27 In 1920, Bain- analysis of recording data involves simple calculations of mean
bridge explained RSA in terms of alterations in baroreceptor normal-to-normal (NN) intervals and the variance between
and volume receptor responses associated with respiratory al- NN intervals. One of the simplest time-domain analysis vari-
terations in thoracic pressure.28 Moreover, in 1915, the studies ables is the standard deviation of the NN interval (SDNN; i.e.,
of Eppinger and Hess focused on clinical issues related to pu- the standard deviation of NN). When HRV is large and irreg-
tative abnormalities in autonomic functions. They focused on ular, the SDNN value increases. Therefore, SDNN is an index of
the potential role of the ANS in atypical physiological respons- physiological resilience against stress. In contrast to SDNN,
es and clinical disorders. Their studies also emphasized the which is computed directly from the NN interval, the root
activity of the vagus nerve, which may allow pharmacologi- mean square of the successive differences (RMSSD), number
cal manipulations and potential treatments.29 In 1967, Wolf of interval differences of successive NN intervals greater than
viewed HRV as reflecting brain-vagal-heart communication.30 50 ms (NN50), and proportion derived by dividing NN50 by
Wolf provided an important connection between clinical re- the total number of NN intervals (pNN50) are derived from
Table 1. Heart rate variability (HRV) time-domain measures15
Variable Units Description
Statistical measures
SDNN ms Standard deviation of all NN intervals
SDANN ms Standard deviation of the averages of NN intervals in all 5-minute segments of the entire recording
RMSSD ms The square root of the mean of the sum of the squares of differences between adjacent NN intervals
SDNN index ms Mean of the standard deviations of all NN intervals for all 5-minute segments of the entire recording
SDSD ms Standard deviation of differences between adjacent NN intervals
NN50 count Number of pairs of adjacent NN intervals differing by more than 50 ms in the entire recording; three
variants are possible counting all such NN intervals pairs or only pairs in which the first or the second
interval is longer
pNN50 % NN50 count divided by the total number of all NN intervals
Geometric measures
HRV triangular Total number of all NN intervals divided by the height of the histogram of all NN intervals measured on
index a discrete scale with bins of 7.8125 ms (1/128 seconds)
TINN ms Baseline width of the minimum square difference triangular interpolation of the highest peak of the
histogram of all NN intervals
Differential index ms Difference between the widths of the histogram of differences between adjacent NN intervals measured
at selected heights (e.g., at the levels of 1,000 and 10,000 samples)
Logarithmic index Coefficient φ of the negative exponential curve k · e−φt, which is the best approximation of the histogram
of absolute differences between adjacent NN intervals
NN: normal-to-normal
the difference between adjacent NN intervals. These variables tionship between the number of job stressors, self-reported
are impacted by the PNS, as they reflect beat-to-beat chang- sleep quality, and daytime autonomic activities. They found
es.31,32 Power Spectral Density (PSD) analysis of the frequen- no correlation between the HRV parameters and five job stress-
cy domain provides information about how power is distrib- or scores.36 However, subsequent studies have reported that
uted (i.e., the variance) as a function of frequency, which allows some HRV indicators reflect psychological stress. Studies of
autonomic balance to be quantified at any given time. By using healthy human individuals that examined HRV variation as-
PSD analysis to understand HRV, we can distinguish between sociated with psychologically stressful situations are summa-
the activity of the SNS and PNS. Frequency-domain analysis is rized in Table 3. There was heterogeneity among the studies
preferred for short-term measurements (i.e., 5 min). PSD anal- concerning the type of stress-eliciting task used and HRV re-
ysis allows the intensity of the HRV spectral components [i.e., activity (i.e., laboratory environment task or subjective stress
the high-frequency band (HF), low-frequency band (LF), and reports). Moreover, the HRV reactivity studies were either
very low frequency band (VLF)] to be determined. Different short-term (5 min) or continuous 24-h studies. In most stud-
HRV spectral components are associated with either the sym- ies, HRV variables changed in response to stress induced by
pathetic or parasympathetic branches of the ANS. The HF is a various methods. However, the presence of significant varia-
measure of PNS activity, as it reflects the activity of the vagus tion in HRV variables was inconsistent. The most frequently
nerve, whereas LF reflects the activity of the SNS.33,34 reported factor associated with variation in HRV variables
was low parasympathetic activity, which is characterized by a
Studies of HRV reactivity to psychological stressors decrease in the HF and an increase in the LF. Dimitriev et al.37
in healthy human participants recently reported that mental stress leads to an increase in
Sloan et al.35 analyzed 24-h electrocardiographic record- predictability, RR interval regularity, and reduced complexity.
ings from 33 healthy participants to examine the association This reflects a change toward more stable and periodic HR
between the RR interval, HRV responses, and periodic diary behavior under stress. Reduced HRV and inhibited parasym-
entries measuring physical position, negative affect, and time pathetic activation increase vulnerability to future stress.
of day. As expected, their results showed that increases in stress
were associated with decreases in the RR interval. Moreover, Neurobiological evidence of HRV as a stress
psychological stress was significantly associated with an in- measurement
crease in the LF/HF ratio, suggesting increased SNS activity Many of the studies examined were consistent with Claude
during stressful periods of the day.35 Using a questionnaire Bernarde’s (1865) finding that the vagus nerve serves as a
survey and short-term HRV recordings of 223 healthy male structural and functional link between the brain and the heart.
white-collar workers, Kageyama et al.36 investigated the rela- His work was among the earliest to systematically investigate
www.psychiatryinvestigation.org 239
Table 3. Studies of HRV reactivity to psychological stressors in healthy human participants
240
Age Significantly changed
Authors Year N Stress evaluation HRV measures Major findings
(mean±SD, range) HRV measures
Kageyama et al.36 1998 223 30.8±5.4 (21–42) Questionnaire survey Short-term None of the HRV parameters were None
(perceived job stressors) HF, LF, LF/HF correlated to any of five job stressor
scores.
Kaegi et al.57 1999 17 Medical residents Scenario simulating a 24 hr continious HR significantly increased during mental HR, LF, HF, LF/HF
medical emergency HR, LF, HF, LF/HF stress.
Stress and Heart Rate Variability
Delaney et al.58 2000 30 (14M, 16F) 34.4±8.7 (18–56) Stroop Word Color Short-term Simple, cost-effective method of analysing HR, pNN50, TP, LF,
in male Conflict Test (to produce HR, pNN50, TP, VLF, LF, HRV is suitable for detection of short- HF, LFnu, HFnu,
30.9±3.9 (25–36) psychological strain) HF, LFnu, HFnu, LF/ term changes in sympathovagal balance. LF/HF
in female HF
www.psychiatryinvestigation.org 241
HG Kim et al.
Stress and Heart Rate Variability
differences between adjacent NN intervals, SDNN: standard deviation of all NN intervals, RR: rhythm-to-rhythm, TINN: triangular interpolation of RR interval histogram, SD1: the standard
SD: standard deviation, HRV: heart rate variability, HF: high-frequency band, LF: low-frequency band, HR: heart rate, M: male, F: female, pNN50: NN50 count divided by the total number of
all NN intervals, NN: normal-to-normal, TP: total power, VLF: very low frequency band, LFnu: LF norm, HFnu: HF norm, RMSSD: The square root of the mean of the sum of the squares of
Significantly changed
SDNN, RMSSD,
RMSSD, NN50,
LF, HF, LF/HF
ors.” Continuous perception of threats is harmful to the hu-
man body and affects the regulation of hippocampal circuits,
pNN50
endocrine systems, ANS, and others.39-42 If an organism is to
deviation of the Poincare plot perpendicular to the line-of-identity, SD2: the standard deviation of the Poincare plot along the line-of-identity, ULF: ultra low frequency band
avoid a chronic state of threat, it is essential to determine
whether threat assessment is appropriate depending on the
But individuals with more pronounced context. The prefrontal cortex (PFC) and medial PFC (mPFC),
affective reactivity to stressors also had
to stress in all the healthy individuals.
HRV and brain regions (e.g., the ventral aspect of the mPFC)
Mean HR, Mean RR,
Short-term
Short-term
Table 3. Studies of HRV reactivity to psychological stressors in healthy human participants (continued)
stress questionnaire
Telephone interviews
28.52±0.71
2016
Year
Punita et al.76
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Stress and Heart Rate Variability
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