Chapter 4 - Nonlinear Analysis of Bridge Structuree
Chapter 4 - Nonlinear Analysis of Bridge Structuree
Nonlinear Analysis of
Bridge Structures
4.1 Introduction
In recent years, nonlinear bridge analysis has gained a greater momentum because of the need to
assess inelastic structural behavior under seismic loads. Common seismic design philosophies for
ordinary bridges allow some degree of damage without collapse. To control and evaluate damage,
a postelastic nonlinear analysis is required. A nonlinear analysis is complex and involves many
simplifying assumptions. Engineers must be familiar with those complexities and assumptions to
design bridges that are safe and economical.
Many factors contribute to the nonlinear behavior of a bridge. These include factors such as
material inelasticity, geometric or second-order effects, nonlinear soil–foundation–structure inter-
action, gap opening and closing at hinges and abutment locations, time-dependent effects due to
concrete creep and shrinkage, etc. The subject of nonlinear analysis is extremely broad and cannot
be covered in detail in this single chapter. Only material and geometric nonlinearities as well as
4-1
some of the basic formulations of nonlinear static analysis with their practical applications to seismic
bridge design will be presented here. The reader is referred to the many excellent papers, reports,
and books [1–8] that cover this type of analysis in more detail.
In this chapter, some general guidelines for nonlinear static analysis are presented. These are
followed by discussion of the formulations of geometric and material nonlinearities for section and
frame analysis. Two examples are given to illustrate the applications of static nonlinear push-over
analysis in bridge seismic design.
Classifications
Structural analysis methods can be classified on the basis of different formulations of equilibrium,
the constitutive and compatibility equations as discussed below.
Classification Based on Equilibrium and Compatibility Formulations
First-order analysis: An analysis in which equilibrium is formulated with respect to the unde-
formed (or original) geometry of the structure. It is based on small strain and small displace-
ment theory.
True large Elastic Elastic Deformed structural Large strain and large
displacement Inelastic Inelastic geometry deformation
Second-order analysis: An analysis in which equilibrium is formulated with respect to the deformed
geometry of the structure. A second-order analysis usually accounts for the P-D effect (influ-
ence of axial force acting through displacement associated with member chord rotation) and
the P-d effect (influence of axial force acting through displacement associated with member
flexural curvature) (see Figure 4.2). It is based on small strain and small member deformation,
but moderate rotations and large displacement theory.
True large deformation analysis: An analysis for which large strain and large deformations are
taken into account.
Classification Based on Constitutive Formulation
Elastic analysis: An analysis in which elastic constitutive equations are formulated.
Inelastic analysis: An analysis in which inelastic constitutive equations are formulated.
Rigid–plastic analysis: An analysis in which elastic rigid–plastic constitutive equations are
formulated.
Elastic–plastic hinge analysis: An analysis in which material inelasticity is taken into account by
using concentrated “zero-length” plastic hinges.
Distributed plasticity analysis: An analysis in which the spread of plasticity through the cross
sections and along the length of the members are modeled explicitly.
General Guidelines
The following guidelines may be useful in analysis type selection:
• A first-order analysis may be adequate for short- to medium-span bridges. A second-order
analysis should always be encouraged for long-span, tall, and slender bridges. A true large
displacement analysis is generally unnecessary for bridge structures.
• An elastic analysis is sufficient for strength-based design. Inelastic analyses should be used
for displacement-based design.
• The bowing effect (effect of flexural bending on member’s axial deformation), the Wagner
effect (effect of bending moments and axial forces acting through displacements associated
with the member twisting), and shear effects on solid-webbed members can be ignored for
most bridge structures.
• For steel nonlinearity, yielding must be taken into account. Strain hardening and fracture
may be considered. For concrete nonlinearity, a complete strain–stress relationship (in com-
pression up to the ultimate strain) should be used. Concrete tension strength can be neglected.
• Other nonlinearities, most importantly soil–foundation–structural interaction, seismic
response modification devices (dampers and seismic isolations), connection flexibility, AND
gap close and opening, should be carefully considered.
{F } = [ K ]{D} (4.1)
where {F} and {D} are force and displacement vectors and [K] is stiffness matrix.
For a two-dimensional member as shown in Figure 4.3a:
{ F } = { P 1a, F 2a, F 3a, M 1a, M 2a, M 3a, P 1b, F 2b, F 3b, M 1b, M 2b, M 3b }
T
(4.4)
{ D } = { u 1a, u 2a, u 3a, q 1a, q 2a, q 3a, u 1b, u 2b, u 3b, q 1b, q 2b, q 3b }
T
(4.5)
FIGURE 4.3 Degrees of freedom and nodal forces for a framed member. (a) Two-dimensional and (b) three-
dimensional members.
Two sets of formulations of stability function-based and finite-element-based stiffness matrices are
presented in the following section.
Two-Dimensional Members
For a two-dimensional prismatic member as shown in Figure 4.3a, the stability function-based
stiffness matrix [9] is as follows:
AE AE
-------- 0 0 – -------- 0 0
L L
12EI – 6EI – 12EI – 6EI
------------f
3 2
- f2
1 ------------ 0 - f ------------
--------------
3 2
- f2
L L L L
6EI
4f 3 0 - f2
-------- 2f 4
[K] = L
2 (4.6)
AE
-------- 0 0
L
12EI 6EI
3
-f
----------- - f2
--------
2
L L
4f 3
where A is the cross-section area; E is the material modulus of elasticity; L is the member length;
and f1, f2 , f3 , and f 4 can be expressed by stability equations and are listed in Table 4.2. Alternatively,
fi functions can also be expressed in the power series derived from the analytical solutions [10]
as listed in Table 4.3.
Assuming polynomial displacement functions, the finite-element-based stiffness matrix [11,12]
has the following form:
[K ] = [K ] + [K ]
e g (4.7)
where [Ke] is the first-order conventional linear elastic stiffness matrix and [Kg] is the geometric
stiffness matrix, which considers the effects of axial load on the bending stiffness of a member.
AE AE
-------- 0 0 – -------- 0 0
L L
12EI – 6EI – 12EI – 6EI
------------
3
------------
2
- 0 --------------
3
- ------------
2
-
L L L L
6EI
4 0 --------
- 2
[K] = L
2 (4.8)
AE
-------- 0 0
L
12EI 6EI
sym -----------
3
- --------
2
-
L L
4
Í ú
Í 6 -L -6 -L ú
Í 0 ú
Í 5 10 5 10 ú
Í 2 L2 L L2 ú
Í 0 - ú
15 10 30 ú
[K ]
g
PÍ
=m Í
L 0 0 0 ú
ú (4.9)
Í
Í ú
Í 6 L ú
Í sym.
5 10 ú
Í ú
Í 2 L2 ú
ÍÎ 15 úû
It is noted [13] that Eqs. (4.8) and (4.9) exactly coincide with the stability function-based stiffness
matrix when taken with only the first two terms of the Taylor series expansion in Eq. (4.6).
Three-Dimensional Members
For a three-dimensional frame member as shown in Figure 4.3b, the stability function-based stiffness
matrix has the following form [14]:
Èf s1 0 0 0 0 0 - f s1 0 0 0 0 0 ù
Í fs 7 0 0 0 fs6 0 -fs 7 0 0 0 fs6 ú
Í ú
Í fs 9 0 -fs8 0 0 0 -fs 9 0 -fs8 0 ú
Í GJ GJ ú
Í 0 0 0 0 0 - 0 0 ú
Í L L
Í fs 4 0 0 0 fs8 0 fs5 0 úú (4.10)
Í fs 2 0 -fs6 0 0 0 fs3 ú
[K ] = Í f s1 0 0 0 0 0 ú
ú
Í
Í fs 7 0 0 0 -fs6 ú
Í ú
Í Sym. fs 9 0 fs8 0 ú
Í GJ ú
Í 0 0 ú
L
Í fs 4 0 ú
Í ú
ÍÎ f s 2 úû
Èfe1 0 0 0 0 0 - fe1 0 0 0 0 0 ù
Í fe 7 0 0 0 fe 6 0 - fe 7 0 0 0 fe 6 ú
Í ú
Í fe 9 0 - fe8 0 0 0 - fe 9 0 - fe8 0 ú
Í GJ GJ ú
Í 0 0 0 0 0 - 0 0 ú
Í L L
Í fe 4 0 0 0 - fe8 0 fe 5 0 úú (4.11)
Í fe 2 0 - fe 6 0 0 0 fe3 ú
[ Ke ] = Í fe1 0 0 0 0 0 ú
ú
Í
Í fe 7 0 0 0 - fe 6 ú
Í ú
Í Sym. fe 9 0 fe8 0 ú
Í GJ ú
Í 0 0 ú
L
Í fe 4 0 ú
Í ú
ÍÎ fe 2 úû
1 1
EA
f s1 = S1
L
S1
1-
EA
4 P 3 L2 y
[
H + Hz ] 1-
EA
[
4 P 3 L2 y
H ¢ + Hz¢ ]
( 4 + f y ) EI Z (aL)(sin aL - aL cos aL) (aL)(aL cosh aL - sinh aL)
f s 2 = S2 S2
(1 + f y ) L 4f a 4f a
(2 - f y ) EI Z (aL)(aL - sin aL) (aL)(sinh aL - aL)
f s 3 = S2 S3
(1 + f y ) L 2f a 2f a
( 4 + f z ) EI y (bL)(sin bL - bL cos bL) (bL)(bL cosh bL - sinh bL)
f s 4 = S4 S4
(1 + f z ) L 4f b 4f b
(2 - f z ) EI y (bL)(bL - sin bL) (bL)(sinh bL - bL)
f s 5 = S2 S5
(1 + f z ) L 2fb 2fb
f s 6 = S6
6 EI Z (aL)2 (1 - cos aL) (aL)2 (cosh aL - 1)
S6
(1 + f y ) L2 6f a 6f a
f s 7 = S7
12 EI Z (aL)3 sin aL (aL)3 sinh aL
S7
(1 + f y ) L3 12f a 12f a
6 EI y (bL)2 (1 - cos bL) (bL)2 (cosh bL - 1)
f s8 = S8 S8
(1 + f z ) L 2
6f b 6f b
H y = bL( M ya
2
+ M yb
2
)(cot bL + bL cos ec 2bL) - 2( M ya + M yb )2 + 2bLM ya M yb (cos ecbL)(1 + bL cot bL)
Hz = aL( Mza2 + Mzb2 )(cot aL + aL cos ec 2 aL) - 2( Mza + Mzb )2 + 2aLMza Mzb (cos ecaL)(1 + aL cot aL)
H y¢ = bL( M ya
2
+ M yb
2
)(coth bL + bL cos ech 2bL) - 2( M ya + M yb )2 + 2bLM ya M yb (cos echbL)(1 + bL coth bL)
Hz¢ = aL( Mza2 + Mzb2 )(coth aL + aL cos ech 2 aL) - 2( Mza + Mzb )2 + 2aLMza Mzbb (cos echaL)(1 + aL coth aL)
AE 4 EI Z 2 Fxb L Fxb L
f e1 = ; fe2 = f g1 = 0 ; f g2 = f g 4 = ; f g3 = f g5 =
L L 15 30
2 EI y 6 EI Z M ya + M yb M ya M xb
fe5 = ; fe6 = f g11 = ; f g12 = ; f g13 =
L L2 L2 L L
12 EI Z 6 EI M yb Mza Mzb
fe7 = ; f e8 = 2 y f g14 = ; f g15 = ; f g16 =
L3 L L L L
Mza + Mzyb M ya + M yb
f g 20 = ; f g 21 =
6 6
Iz and Iy are moments of inertia about the z–z and y–y axis, respectively; Ip is the polar moment of
inertia.
Stiffness matrices considering warping degree of freedom and finite rotations for a thin-walled
member were derived by Yang and McGuire [16,17].
In conclusion, both sets of the stiffness matrices have been used successfully when considering
geometric nonlinearities (P-D and P-d effects). The stability function-based formulation gives an
accurate solution using fewer degrees of freedom when compared with the finite-element method.
Its power series expansion (Table 4.3) can be implemented easily without truncation to avoid
numerical difficulty.
The finite-element-based formulation produces an approximate solution. It has a simpler form
and may require dividing the member into a large number of elements in order to keep the (P/L)
term a small quantity to obtain accurate results.
Structural Concrete
Concrete material nonlinearity is incorporated into analysis using a nonlinear stress–strain rela-
tionship. Figure 4.4 shows idealized stress–strain curves for unconfined and confined concrete in
uniaxial compression. Tests have shown that the confinement provided by closely spaced transverse
reinforcement can substantially increase the ultimate concrete compressive stress and strain. The
confining steel prevents premature buckling of the longitudinal compression reinforcement and
increases the concrete ductility. Extensive research has been made to develop concrete stress–strain
relationships [18–25].
Ï È 2e Ê e ˆ 2 ù
Ô fco¢ Í c - Á c ˜ ú e c £ e co
Ô Í e co Ë e co ¯ ú
Ô Î û
fc = Ì (4.13)
Ô È Ê e - e ˆù
Ô fco¢ Í1 - bÁ c o ˜ ú e co < e c £ e u
ÔÓ ÍÎ Ë e u - e co ¯ úû
2 fco¢
e co = (4.14)
Ec
where fc and ec are the concrete stress and strain; fco¢ is the peak stress for unconfined concrete
usually taken as the cylindrical compression strength fc¢ ; eco is strain at peak stress for unconfined
concrete usually taken as 0.002; eu is the ultimate compression strain for unconfined concrete taken
as 0.003; Ec is the modulus of elasticity of concrete; b is a reduction factor for the descending branch
usually taken as 0.15. Note that the format of Eq. (4.13) can be also used for confined concrete if
the concrete-confined peak stress fcc¢ and strain ecu are known or assumed and substituted for fco¢
and eu, respectively.
fcc¢ (e c / e cc ) r
fc = (4.15)
r - 1 + (e c / e cc )
r
È Ê f¢ ˆù
e cc = e co Í1 + 5 Á cc - 1˜ ú (4.16)
Î Ë f ¢
co ¯û
Ec
r= (4.17)
Ec - Esec
fcc¢
Esec = (4.18)
e cc
where fcc¢ and ecc are peak compressive stress and corresponding strain for confined concrete. fcc¢
and ecu, which depend on the confinement type and shape, are calculated as follows:
Confined Peak Stress
1. For concrete circular section confined by circular hoops or spiral (Figure 4.6a):
Ê 7.94 fl ¢ 2 fl ¢ ˆ
fcc¢ = fco¢ Á 2.254 1 + - - 1.254˜ (4.19)
Ë f ¢
co f ¢
co ¯
1
fl ¢ = Kr f (4.20)
2 e s yh
4 Asp
rs = (4.22)
ds s
FIGURE 4.6 Confined core for hoop reinforcement. (a) Circular hoop and (b) rectangular hoop reinforcement.
where fl ¢ is the effective lateral confining pressure; Ke is confinement effectiveness coefficient, fyh
is the yield stress of the transverse reinforcement, s¢ is the clear vertical spacing between hoops or
spiral; s is the center-to-center spacing of the spiral or circular hoops; ds is the centerline diameter
of the spiral or hoops circle; rcc is the ratio of the longitudinal reinforcement area to section core
area; rs is the ratio of the transverse confining steel volume to the confined concrete core volume;
and Asp is the bar area of transverse reinforcement.
2. For rectangular concrete section confined by rectangular hoops (Figure 4.6b)
The rectangular hoops may produce two unequal effective confining pressures flx¢ and fly¢ in
the principal x and y direction defined as follows:
È n
( wi¢ )2 ù Ê s¢ ˆ Ê s¢ ˆ
Í1 -
Í
 1-
6bc dc úú ÁË 2b ˜¯ Á1 - 2 d ˜
Ë c¯
Ke = Î û
i =1 c
(4.25)
(1 - rcc )
Asx
rx = (4.26)
s dc
Asy
ry = (4.27)
s bc
where fyh is the yield strength of transverse reinforcement; wi¢ is the ith clear distance between
adjacent longitudinal bars; bc and dc are core dimensions to centerlines of hoop in x and y direction
(where b ≥ d), respectively; and Asx and Asy are the total area of transverse bars in x and y direction,
respectively.
Once flx¢ and fly¢ are determined, the confined concrete strength fcc¢ can be found using the
chart shown in Figure 4.7 with flx¢ being greater than or equal to fly¢ . The chart depicts the general
solution of the “five-parameter” multiaxial failure surface described by William and Warnke [26].
As an alternative to the chart, the authors derived the following equations for estimating fcc¢ :
fcc¢ f¢ fly¢
where fcc = ; flx = lx ; fly =
fco¢ fco¢ fco¢
Note that by setting fl ¢ = 0.0 in Eq. (4.19), Eqs. (4.16) and (4.15) will produce to Mander’s
expression for unconfined concrete. In this case and for concrete strain ec > 2 eco, a straight line that
reaches zero stress at the spalling strain esp is assumed.
Confined Concrete Ultimate Compressive Strain
Experiments have shown that a sudden drop in the confined concrete stress–strain curve takes place
when the confining transverse steel first fractures. Defining the ultimate compressive strain as the
longitudinal strain at which the first confining hoop fracture occurs, and using the energy balance
approach, Mander et al. [27] produced an expression for predicting the ultimate compressive strain
that can be solved numerically.
A conservative and simple equation for estimating the confined concrete ultimate strain is given
by Priestley et al. [7]:
1.4rs fyh e su
e cu = 0.004 + (4.33)
fcc¢
where esu is the steel strain at maximum tensile stress. For rectangular section rs = rx + ry as defined
previously. Typical values for ecu range from 0.012 to 0.05.
Equation (4.33) is formulated for confined sections subjected to axial compression. It is noted
that when Eq. (4.33) is used for a section in bending or in combined bending and axial compression,
then it tends to be conservative by a least 50%.
Chai et al. [28] used an energy balance approach to derive the following expression for calculating
the concrete ultimate confined strain as
g 2 f yh
Ï r s e su -------------
-
Ô g 1 f cc ¢ confined by reinforcement
e cu = e sp + Ì (4.34)
g 2 f yj
Ô r e ------------- confined by circular steel jackets
Ó sj suj g 1 f cc -
¢
where e sp is the spalling strain of the unconfined concrete (usually = 0.003 to 0.005), g1 is an
integration coefficient of the area between the confined and unconfined stress–strain curves; and
g2 is an integration coefficient of the area under the transverse steel stress–strain curve. The confining
ratio for steel jackets rsj = 4tj/(Dj – 2tj); Di and tj is outside diameter and thickness of the jacket,
respectively; fyj is yield stress of the steel jacket. For high- and mild-strength steels and concrete
compressive strengths of 4 to 6 ksi (27.58 to 41.37 MPa), Chai et al. [28] proposed the following
expressions:
Ï 2000rs
Ô 1 + (1428 )4 0.25 for Grade 40 Steel
g2 Ô ( rs )
=Ì (4.35)
g1 Ô 2000rs
for Grade 60 Steel
(
Ô 1 + (1480r )0.25 0.4
Ó s )
Confined Concrete — Hoshikuma’s Model
In additional to Mander’s model, Table 4.6 lists a stress–strain relationship for confined concrete
proposed by Hoshikuma et al. [25]. The Hoshikuma model was based on the results of a series of
experimental tests covering circular, square, and wall-type cross sections with various transverse
reinforcement arrangement in bridge piers design practice in Japan.
Ï È Ê ˆ ù
n -1
Ô E e Í1- 1 e c ú e c £ e cc
Ô c c Á ˜
Í n Ë e cc ¯ ú
fc = Ì Î û
Ô
Ô f ¢ - E (e - e ) e cc < e c £ e cu
Ó cc des c cc
Ec e cc f¢ f ¢2
n = ; e cu = e cc + cc ; Edes = 11.2 co
Ec e cc - fcc¢ 2 Edes rs f yh
Ï rs f yh
Ô 1.0 + 3.8 f for circular section
fcc¢ Ô ¢
co
= Ì
fco¢ Ô rs f yh
Ô1.0 + 0.76 f ¢ for square section
Ó co
Ï rs fsh
Ô 0.002 + 0.033 f ¢ for circular section
Ô co
e cc = Ì
Ô r f
Ô0.002 + 0.013 f ¢
s sh
for square section
Ó co
Ï 0.5E c e c e c £ e c1 = 2 f r § E c
Ô
f c = Ì f r [ 1 – 0.8E c ( e c – 2 f r § E c ) ] e c1 < e c £ e c2 = 2.625 f r § E c (4.36)
Ô
Ó f r [ 0.5 – 0.075E c ( e c – 2.625 f r § 4E c ) ] e c < e c3 = 9.292 f r § E c
Ï E s es 0 £ es £ e y
Ôf e sy < e s £ e sh
Ô y
Ô e s – e sh
- ( f su – f y )
f s = Ì f y + ----------------- e sh < e s £ e su (4.37)
Ô e su – e sh
Ô
e s – e su
Ô f u – ------------------ ( f su – f sb ) e cu < e s £ e sb
Ó e sb – e su
where fs and es are stress of strain in steel; Es is the modulus of elasticity of steel; fy and ey are yield
stress and strain; esh is hardening strain; fsu and esu are maximum stress and corresponding strain;
and fsb and esb are rupture stress and corresponding strain.
Ï 14 e y for Grade 40
Ô
e sh = Ì (4.38)
ÓÔ 5 e y for Grade 60
For the reinforcing steel, the following nonlinear form can also be used for the strain-hardening
portion [28]:
È m(e s - e sh ) + 2 (e s - e sh )(60 - m) ù
fs = f y Í + ú for e sh < e s £ e su (4.40)
ÍÎ 60(e s - e sh ) + 2 2(30r + 1)
2
úû
m =
(f su )
/ fy (30r + 1) - 60r - 1
2
(4.41)
15r 2
r = e su - e sh (4.42)
For both strain-hardening and -softening portions, Holzer et al. [30] proposed the following
expression:
e s – e sh Ê f su ˆ e s – e sh ˆ
- ------- – 1 exp Ê 1 – -----------------
f s = f y 1 + ----------------- - for e sh < e s £ e sb (4.44)
e su – e sh Ë f y ¯ Ë e su – e sh¯
For prestressing steel, its stress–strain behavior is different from that of nonprestressed steel.
There is no obvious yield flow plateau in its response.
fy = e / x (4.46)
Equilibrium equations
P =
Ú
A
s dA = Âs A
i =1
i i (4.47)
Mx =
ÚA
s y dA = Âs y A
i =1
i i i (4.48)
My =
Ú s x dA = Â s x A
A i =1
i i i (4.49)
FIGURE 4.11 Moment–thrust–curvature curve. (a) Reinforced concrete section; (b) steel I-section.
For a reinforced-concrete section, the yield moment is usually defined as the section moment at
onset of yielding of the tension reinforcing steel. The ultimate moment is defined as the moment
at peak moment capacity. The ultimate curvature is usually defined as the curvature when the
extreme concrete fiber strain reaches ultimate strain or when the reinforcing rebar reaches its
ultimate (rupture) strain (whichever takes place first). Figure 4.11a shows typical M–P–F curves
for a reinforced-concrete section.
FIGURE 4.12 General yield surfaces. (a) Reinforced concrete section; (b) steel section.
For a simple steel section, such as rectangular, circular-solid, and thin-walled circular section,
a closed-form of M–P–F can be obtained using the elastic-perfectly plastic stress–strain rela-
tions [4, 31]. For all other commonly used steel section, numerical iteration techniques are
used to obtain M–P–F curves. Figure 4.11b shows typical M–P–F curves for a wide-flange
section.
n
Ê My ˆ
m
Ê Mx ˆ
Á M ˜ + Á M ˜ = 1.0 (4.50)
Ë xo ¯ Ë yo ¯
where Mx and My are bending moments about x–x and y–y principal axes, respectively; Mxo and
Myo are the uniaxial bending capacity about the x–x and y–y axes under axial load P; and the
exponents m and n depend on the reinforced-concrete section properties and axial force. They can
be determined by a numerical analysis or experiments. In general, the values of m and n usually
range from 1.1 to 1.4 for low and moderate axial compression.
Yield Surface Equation for Doubly Symmetrical Steel Sections
The general shape of yield surface for a doubly symmetrical steel section as shown in Figure 4.12b
can be described approximately by the following general equation [33]:
ax ay
Ê M ˆ Ê M ˆ
x
Á M ˜ + Á y ˜ = 1.0 (4.51)
Ë pcx ¯ Ë M pcy ¯
where Mpcx and Mpcy are the moment capacities about respective axes, reduced for the presence of
axial load; they can be obtained by the following formulas:
Section Types ax ay bx by
Solid rectangular 1.7 + 1.3 (P/Py) 1.7 + 1.3 (P/Py) 2.0 2.0
Solid circular 2.0 2.0 2.1 2.1
I-shape 2.0 1.2 + 2 (P/Py) 1.3 2 + 1.2 (Aw/Af )
Thin-walled box 1.7 + 1.5 (P/Py) 1.7 + 1.5 (P/Py) 2 - 0.5 B ≥ 1.3 2 - 0.5 B ≥ 1.3
Thin-walled circular 2.0 2.0 1.75 1.75
Where B is the ratio of width to depth of the box section with respect to the bending axis.
È Ê Pˆ xù
b
M pcx = M px - Á ˜ ú
Í 1 (4.52)
Í Ë Py ¯ ú
Î û
È Ê Pˆ yù
b
M pcy = M py 1 - Á ˜ ú
Í (4.53)
Í Ë Py ¯ ú
Î û
where P is the axial load; Mpx and Mpy are the plastic moments about x–x and y–y principal axes,
respectively; and ax, ay, bx, and by are parameters that depend on cross-sectional shapes and area
distribution and are listed in Table 4.7.
Equation (4.51) represents a smooth and convex surface in the three-dimensional stress-resultant
space. It is easy to implement in a computer-based structural analysis.
Orbison [15] developed the following equation for a wide-flange section by trial and error and
curve fitting:
2 2 4 2
Ê Pˆ Ê M ˆ Ê M ˆ Ê Pˆ Ê M ˆ
1.15 Á ˜ + Á x ˜ + Á y ˜ + 3.67 Á ˜ Á x ˜
Ë Py ¯ Ë M px ¯ Ë M py ¯ Ë Py ¯ Ë M px ¯
(4.54)
2 2 4 2
Ê Pˆ Ê M ˆ Ê M ˆ Ê M ˆ
+ 3.0 Á ˜ Á y ˜ + 4.65 Á x ˜ Á y ˜ = 1.0
Ë Py ¯ Ë M py ¯ Ë M px ¯ Ë M py ¯
For a framed member subjected to end forces only, the elastic–plastic hinge method usually
requires only one element per member, making the method computationally efficient. It does not,
however, accurately represent the distributed plasticity and associated P-d effects. This analysis
predicts an upper-bound solution (see Figure 4.1).
against available capacity. This procedure has been widely used in bridge seismic design in California
since 1994. Alternatively, one could start with the selection of a target displacement, perform the
analysis, and then determine strength and stiffness to achieve the design level displacement. Strength
and stiffness do not enter this process as variables; they are the end results [38,39].
In displacement-based design, the designer needs to define a criterion clearly for acceptable
structural deformation (damage) based on postearthquake performance requirements and the
available deformation capacity. Such criteria are based on many factors, including structural type
and importance.
Available Ultimate Deformation Capacity
Because structural survival without collapse is commonly adopted as a seismic design criterion for
ordinary bridges, inelastic structural response and some degradation in strength can be expected
under seismic loads. Figure 4.13 shows a typical load–deformation curve. A gradual degrading
response as shown in Figure 4.13 can be due to factors such as P-D effects and/or plastic hinge
formulation. The available ultimate deformation capacity should be based on how great a reduction
(degradation) in structure load-carrying capacity response can be tolerated [21].
In general, the available ultimate deformation capacity can be referred to as the deformation that
a structure can undergo without losing significant load-carrying capacity [40]. It is therefore rea-
sonable to define available ultimate deformation as that deformation when the load-carrying capac-
ity has been reduced by an acceptable amount after the peak load, say, 20%, as shown in Figure 4.13.
This acceptable reduction amount may vary depending on required performance criteria of the
particular case.
The available deformation capacity based on the design criteria requirements need not correspond
to the ultimate member or system deformation capacity. For a particular member cross section, the
ultimate deformation in terms of the curvature depends on the shape, material properties, and loading
conditions of the section (i.e., axial load, biaxial bending) and corresponds to the condition when the
section extreme fiber reaches its ultimate strain (ecu for concrete and esp for steel). The available ultimate
curvature capacity fu can be chosen as the curvature that corresponds to the condition when section
moment capacity response reduces by, say, 20% from the peak moment.
For a framed structure system, the ultimate deformation in terms of the lateral displacement depends
on structural configurations, section behavior, and loading conditions and corresponds to a failure state
of the frame system when a collapse mechanism forms. The available lateral displacement capacity Du
can be chosen as the displacement that corresponds to the condition when lateral load-carrying
capacity reduces by some amount, say, 20% from its peak load. In current seismic design practice
in California, the available frame lateral displacement capacity commonly corresponds to the first
plastic hinge reaching its ultimate rotational capacity.
Analysis Procedures
Seismic analysis procedures used in displacement-based design can be divided into three groups:
Group I: Seismic displacement and force demands are estimated from an elastic dynamic time
history or a response spectrum analysis with effective section properties. For concrete struc-
tures, cracked section properties are usually used to determine displacement demands, and
gross section properties are used to determine force demands. Strength capacity is evaluated
from nonlinear section analysis or other code-specified methods, and displacement capacity
is obtained from a static nonlinear push-over analysis.
Group II: Seismic displacement demand is obtained from a specified response spectrum and
initial effective stiffness or a substitute structural model [38] considering both the effective
stiffness and the effective damping. Effective stiffness and displacement capacity are estimated
from a nonlinear static push-over analysis.
Group III: A nonlinear inelastic dynamic time-history analysis is performed. Bridge assessment
is based on displacement (damage) comparisons between analysis results and the given
acceptance criteria. This group of analyses is complex and time-consuming and used only
for important structures.
steel jacket. The bottom of the column is assumed to be fixed; however, since the footing lacks top mat
and shear reinforcement, the bottom with a pinned connection is also to be considered. The frame is
supported on a stiff pile–foundation and the soil–foundation–structure interaction is to be ignored.
Use static nonlinear push-over analysis to study the extent of the P-D effect on the lateral response
of the bent frame when the columns are assumed fixed at the base in one case and pinned in another
case. Assume that the columns are retrofitted with steel jacket in both cases and determine whether
the footing retrofit is also required. Use 0.7 g ground acceleration and the ARS spectrum with 5%
damping shown in Figure 4.16.
Analysis Procedure
The idealized bent frame, consisting of the cap beam and the two retrofitted column members, is
discretized into a finite number of beam elements connected at joints, as shown in Figure 4.17. The
idealized column and cap beam cross sections are divided into several concrete layers and reinforcing
steel layers as shown. Two different concrete material properties are used for the column and cap
FIGURE 4.17 Analytical model — Example 4.1. (a) Local layered cap beam section: 12 concrete and 2 steel layers;
(b) layered column section: 8 concrete and 8 steel layers; (c) discretized frame model.
beam cross sections. The column concrete properties incorporated the increase in concrete ultimate
stress and strain due to the confinement provided by the steel jacket. In this study the column
confined ultimate concrete compressive stress and strain of 7.5 ksi (51.7 MPa) and 0.085 are used,
respectively. The total tributary superstructure dead load of 1160 kips (5160 kN) is applied uniformly
along the length of the cap beam. The frame is pushed laterally in several load increments until
failure is reached.
For this study, failure is defined as the limit state when one of the following conditions first takes place:
1. A concrete layer strain reaches the ultimate compressive strain at any member section;
2. A steel layer strain reaches the rupture strain at any member section;
3. A 20% reduction from peak lateral load of the lateral load response curve (this condition is
particularly useful when considering P-D).
The lateral displacement corresponding to this limit state at the top of the column defines the
frame failure (available) displacement capacity.
A nonlinear analysis computer program NTFrame [41,42] is used for the push-over analysis. The
program is based on the distributed plasticity model, and the P-D effect is incorporated in the model
second-order member stiffness formulation.
Discussion of the Results
The resulting frame lateral load vs. displacement responses are shown in Figure 4.18 for the cases
when the bottom of the column is fixed and pinned. Both cases will be discussed next, followed by
concluding remarks.
Column Fixed at Bottom Case
In this case the column base is modeled with a fixed connection. The lateral response with and
without the P-D effect is shown in Figure 4.18a. The sharp drop in the response curve is due to
several extreme concrete layers reaching their ultimate compressive strain at the top of the column.
The effect of P-D at failure can be seen to be considerable but not as severe as shown in Figure 4.18b
with the pinned connection. Comparing Figures 4.18a and b, one can observe that fixing the bottom
of the column resulted in stiffer structural response.
FIGURE 4.18 Lateral load vs. displacement responses — Example 4.1. Lateral response (a) fixed column (b) with
penned column.
Using the curve shown in Figure 4.18a, the displacement demand for the fixed column case with
P-D effect is calculated as follows:
Step 1: Calculate the Initial Effective Stiffness Keff
The computer results showed that the first column extreme longitudinal rebar reached yield
at lateral force of 928 kips (4128 kN) at a corresponding lateral yield displacement of 17 in.
(431.8 mm); therefore:
W 1160
Tf = 0.32 = 0.32 = 1.5 s
Keff 55
Step 3: Determine the Damped Elastic Acceleration Response Spectrum (ARS) at the Site in g’s
By using the given site spectrum shown in Figure 4.16 and the above calculated period, the
corresponding ARS for 5% damping is 0.8.
Step 4: Calculate the Displacement Demand Dd
(in this case the yield and demand displacements are found to be practically equal).
In much of the seismic design practice in California, the effect of P-D is usually ignored if the P-
D moment is less than 20% of the design maximum moment capacity. Adopting this practice and
assuming that the reduction in the moment is directly proportional to the reduction in the lateral
force, one may conclude that at displacement demand of 16.9 in. (429.3 mm), the reduction in
strength (lateral force) is less than 20%, and as a result the effects of P-D are negligible.
The displacement demand of 16.9 in. (429.3 mm) is less than the failure state displacement
capacity of about 40 in. (1016 mm) (based on a 20% lateral load reduction from the peak). Note
that for the fixed bottom case with P-D, the displacement when the extreme concrete layer at the
top of the column reaches its ultimate compressive strain is about 90 in. (2286 mm).
Column Pinned at Bottom Case
In this case the column bottom is modeled with a pinned connection. Note that the pinned condition
assumption is based on the belief that in the event of a maximum credible earthquake, the col-
umn–footing connection would quickly degenerate (degrade) and behave like a pinned connection.
The resulting lateral responses with and without the P-D effect are shown in Figure 4.18b. In this
case the effects of P-D are shown to be quite substantial.
When considering the response without the P-D, one obtains a displacement demand of 38 in.
(965.2 mm) (based on a calculated initial stiffness of 18.5 kips/in. (3.24 kN/mm) and a correspond-
ing structure period of 2.5 s). This displacement demand is well below the ultimate (at failure)
displacement capacity of about 115 in. (2921 mm). As a result, one would conclude that the retrofit
measure of placing a steel jacket around the column with no footing retrofit would be adequate.
The actual response, however, is the one that includes the P-D effect. In this case the effect of P-
D resulted in a slight change in initial stiffness and frame period — 15.8 kips/in. (2.77 kN/mm)
and 2.7 s, respectively. However, beyond the initial stages, the effects are quite severe on the load–dis-
placement response. The failure mode in this case will most likely be controlled by dynamic
instability of the frame. MacRae et al. [43] performed analytical studies of the effect of P-D on
single-degree-of-freedom bilinear oscillators (i.e., single-column frame) and proposed some pro-
cedures to obtain a limiting value at which the structure becomes dynamically unstable. The process
requires the generation of the proper hysteresis loops and the determination of what is termed the
effective bilinear stiffness factor. Setting aside the frame dynamic instability issue, the calculated initial
stiffness displacement demand is about 38 in. (965.2 mm) and the displacement capacity at 20%
reduction from peak load is 24 in. (609.6 mm).
Referring to the curves with P-D in Figure 4.18, it is of interest to mention, as pointed out by
Mahin and Boroschek [44], that continued pushing of the frame will eventually lead to a stage when
the frame structure becomes statically unstable. At that stage the forces induced by the P-D effect
overcome the mechanical resistance of the structure. Note that the point when the curve with P-D
effect intersects the displacement-axis (as shown in Figure 4.18b) will determine the lateral displace-
ment at which the structure becomes statically unstable. Dynamic instability limits can be 20 to
70% less than the static instability, depending on the ground motion and structural characteristics
[44]. Note that dynamic instability is assumed not to be a controlling factor in the previous case
with fixed column.
In conclusion, if the as-built column–footing connection can support the expected column
moment obtained from the fixed condition case (which is unlikely), then retrofitting the column
with steel jacket without footing retrofit is adequate. Otherwise, the footing should also be retrofitted
to reduce (limit) the effect of P-D.
It should be pointed out that in this example the analysis is terminated at the completion of the
first plastic hinge (conservative), whereas in other types of push-over analysis, such as event-to-
event analysis, the engineer may choose to push the frame farther until it forms a collapse mecha-
nism. Also, unlike the substitute structure procedure described by Priestley et al. [7] in which both
the effective system stiffness and damping ratio are adjusted (iterated) several times before final
displacement demand is calculated, here only the initial effective stiffness and a constant specified
structure damping are used.
As a final remark, the P-D effect in bridge analysis is normally assumed small and is usually
ignored. This assumption is justified in most cases under normal loading conditions. However, as
this example illustrated, under seismic loading, the P-D effect should be incorporated in the analysis,
when large lateral displacements are expected before the structure reaches its assumed failure state.
In the design of a new bridge, the lateral displacement and the effect of P-D can be controlled. When
assessing an existing bridge for possible seismic retrofit, accurate prediction of the lateral displace-
ment with P-D effects can be an essential factor in determining the retrofit measures required.
Evaluate lateral displacement capacity by using static nonlinear push-over analysis. Estimate
seismic lateral displacement demands by using the substitute structure approach, considering both
the effective stiffness and the effective damping. The effective damping x can be calculated by
Takeda’s formula [45]:
Ê 0.95 ˆ
Á1 - m - 0.05 m Dd ˜
Ë Dd ¯
x = 0.05 + (4.55)
p
D ud
m Dd = (4.56)
Dy
where µDd is displacement ductility demand; and Dud and Dy are displacement demand and yield
displacement, respectively.
Analysis Modeling
The bent frame members are divided into several beam elements as shown in Figure 4.21. The
properties of beam elements are defined by two sets of relationships for moment–curvature, axial
force–strain, and torsion–twist for the cap beam and columns, respectively. The available ultimate
curvature is assumed as 20 times yield curvature. The total tributary superstructure dead load of
800 kips (3558 kN) is applied at longitudinal girder locations. A lateral displacement is applied
incrementally at the top of the bent column until a collapse mechanism of the bent frame is formed.
Displacement Capacity Evaluation
The displacement capacity evaluation is performed by push-over analysis using the ADINA [46]
analysis program. Large displacements are considered in the analysis. The resulting lateral load
vs. displacement response at the top of columns is shown in Figure 4.22. The sudden drops in
the response curve are due to the several beam elements reaching their available ultimate curva-
tures. The yield displacement Dy = 1.25 in. (31.8 mm) and the available ultimate displacement
capacity (corresponding to a 20% reduction from the peak lateral load) Du = 2.61 in. (66.3 mm)
are obtained.
600
K eff = --------- = 200 kips/in. ( 35.04 kN/mm )
3
W ( kips ) 800
T eff = 0.32 ------------------------------ = 0.32 --------- = 0.64 (s)
k eff ( kips/in. ) 200
D ud 3
m Dd = ------- = ---------- = 2.4
Dy 1.25
Ê 1 – ----------
0.95
- – 0.05 2.4ˆ
Ë 2.4 ¯
x = 0.05 + ------------------------------------------------------- = 0.15
p
From Figure 4.20, find Dd = 2.5 in. < Dud = 3 in. (76.2 mm).
2. Try Dud = 2.5 in. (63.5 mm); from Figures 4.20 and 4.22, Eq. (4.55), and (4.56), we obtain
830
K eff = --------- = 332 kips/in. ( 58.14 kN/mm )
2.5
W ( kips ) 800
T eff = 0.32 -------------------------------- = 0.32 --------- = 0.50
K eff ( kips/in. ) 332
D ud 2.5
m Dd = ------- = ---------- = 2
Dy 1.25
Ê 1 – 0.95 ---------- – 0.05 2ˆ
Ë 2 ¯
x = 0.05 + ------------------------------------------------- = 0.13
p
From Figure 4.20, find Dd = 2.45 in. (62.2 mm) close to Dud = 2.5 in. (63.5 mm). OK
Displacement demand Dd = 2.45 in. (62.2 mm).
Discussion
It can be seen that the displacement demand Dd of 2.45 in. (62.2 mm) is less than the available
ultimate displacement capacity of Du = 2.61 in. (66.3 mm). It should be pointed out that in the
actual seismic evaluation of this frame, the flexibility of the steel column to the footing bolted
connection should be considered.
References
1. Chen, W. F., Plasticity in Reinforced Concrete, McGraw-Hill, New York, NY, 1982.
2. Clough, R. W. and Penzien, J., Dynamics of Structures, 2nd ed., McGraw-Hill, New York, 1993.
3. Fung, Y. C., First Course in Continuum Mechanics, 3rd ed., Prentice-Hall Engineering, Science &
Math, Englewood Cliffs, NJ, 1994.
4. Chen, W. F. and Han, D. J., Plasticity for Structural Engineers, Gau Lih Book Co., Ltd., Taipei,
Taiwan, 1995.
5. Chopra, A. K., Dynamics of Structures: Theory and Applications to Earthquake Engineering, Prentice-
Hall, Englewood Cliffs, NJ, 1995.
6. Bathe, K. J., Finite Element Procedures, Prentice-Hall Engineering, Science & Math, Englewood
Cliffs, NJ, 1996.
7. Priestley, M. J. N., Seible, F., and Calvi, G. M., Seismic Design and Retrofit of Bridges, John Wiley &
Sons, New York, 1996.
8. Powell, G. H., Concepts and Principles for the Applications of Nonlinear Structural Analysis in
Bridge Design, Report No. UCB/SEMM-97/08, Department of Civil Engineering, University of
California, Berkeley, 1997.
9. Chen, W. F. and Lui, E. M., Structural Stability: Theory and Implementation, Elsevier, New York, 1987.
10. Goto, Y. and Chen, W. F., Second-order elastic analysis for frame design, J. Struct. Eng. ASCE,
113(7), 1501, 1987.
11. Allen, H. G. and Bulson, P. S., Background of Buckling, McGraw-Hill, London, 1980.
12. White, D. W. and McGuire, W., Method of Analysis in LRFD, Reprints of ASCE Structure Engi-
neering Congress ’85, Chicago, 1985.
13. Schilling, C. G., Buckling of one story frames, AISC Eng. J., 2, 49, 1983.
14. Ekhande, S. G., Selvappalam, M., and Madugula, M. K. S., Stability functions for three-dimensional
beam-column, J. Struct. Eng. ASCE, 115(2), 467, 1989.
15. Orbison, J. G., Nonlinear Static Analysis of Three-dimensional Steel Frames, Department of Struc-
tural Engineering, Cornell University, Ithaca, NY, 1982.
16. Yang, Y. B. and McGuire, W., Stiffness matrix for geometric nonlinear analysis, J. Struct. Eng. ASCE,
112(4), 853, 1986.
17. Yang, Y. B. and McGuire, W., Joint rotation and geometric nonlinear analysis, J. Struct. Eng. ASCE,
112(4), 879, 1986.
18. Hognestad, E., A Study of Combined Bending and Axial Load in Reinforced Concrete Members,
University of Illinois Engineering Experimental Station, Bulletin Series No. 399, Urbana, IL, Nov.
1951.
19. Kent, D. C. and Park, R., Flexural members with confined concrete, J. Struct. Div. ASCE, 97(ST7),
1969, 1971.
20. Popovics, S. A., Review of stress–strain relationship for concrete, J. ACI, 67(3), 234, 1970.
21. Park, R. and Paulay, T., Reinforced Concrete Structures, John Wiley & Sons, New York, 1975.
22. Wang, W. C. and Duan, L., The stress–strain relationship for concrete, J. Taiyuan Inst. Technol., 1,
125, 1981.
23. Mander, J. B., Priestley, M. J. N., and Park, R., Theoretical stress–strain model for confined concrete,
J. Struct. Eng. ASCE, 114(8), 1804, 1988.
24. Mander, J. B., Priestley, M. J. N., and Park, R., Observed stress–strain behavior of confined concrete,
J. Struct. Eng. ASCE, 114(8), 1827, 1988.
25. Hoshikuma, J. et al., Stress–strain model for confined reinforced concrete in bridge piers, J. Struct.
Eng. ASCE, 123(5), 624, 1997.
26. William, K. J. and Warnke, E. P., Constitutive model for triaxial behavior of concrete, Proc. IABSE,
19, 1, 1975.
27. Mander, J. B., Priestley, M. J. N., and Park, R., Seismic Design of Bridge Piers, Research Report No.
84-2, University of Canterbury, New Zealand, 1984.
28. Chai, Y. H., Priestley, M. J. N., and Seible, F., Flexural Retrofit of Circular Reinforced Bridge Col-
umns by Steel Jacketing, Report No. SSRP-91/05, University of California, San Diego, 1990.
29. Vebe, A. et al., Moment-curvature relations of reinforced concrete slab, J. Struct. Div. ASCE,
103(ST3), 515, 1977.
30. Holzer, S. M. et al., SINDER, A Computer Code for General Analysis of Two-Dimensional Rein-
forced Concrete Structures, AFWL-TR-74-228 Vol. 1, Air Force Weapons Laboratory, Kirtland AFB,
NM, 1975.
31. Chen, W. F. and Atsuta, T., Theory of Beam-Columns, Vols. 1 and 2, McGraw-Hill, New York, 1977.
32. Bresler, B., Design criteria for reinforced concrete columns under axial load and biaxial bending,
J. ACI, 32(5), 481, 1960.
33. Duan, L. and Chen, W. F., A yield surface equation for doubly symmetrical section, Struct. Eng.,
12(2), 114, 1990.
34. King, W. S., White, D. W., and Chen, W. F., Second-order inelastic analysis methods for steel-frame
design, J. Struct. Eng. ASCE, 118(2), 408, 1992.
35. Levy, R., Joseph, F., and Spillers, W. R., Member stiffness with offset hinges, J. Struct. Eng. ASCE,
123(4), 527, 1997.
36. Chen, W. F. and S. Toma, Advanced Analysis of Steel Frames, CRC Press, Boca Raton, FL, 1994.
37. Aschheim, M., Moehle, J. P., and Mahin, S. A., Design and Evaluation of Reinforced Concrete
Bridges for Seismic Resistance, Report No. UCB/EERC-97/04, University of California, Berkeley,
1997.
38. Priestley, N., Myths and Fallacies in Earthquake Engineering — Conflicts between Design and
Reality, in Proceedings of Tom Paulay Symposium — Recent Development in Lateral Force Transfer
in Buildings, University of California, San Diego, 1993.
39. Kowalsky, M. J., Priestley, M. J. N., and MacRae, G. A., Displacement-Based Design, Report No.
SSRP-94/16, University of California, San Diego, 1994.
40. Duan, L. and Cooper, T. R., Displacement ductility capacity of reinforced concrete columns, ACI
Concrete Int., 17(11), 61, 1995.
41. Akkari, M. M., Nonlinear push-over analysis of reinforced and prestressed concrete frames, Struc-
ture Notes, State of California, Department of Transportation, Sacramento, July 1993.
42. Akkari, M. M., Nonlinear push-over analysis with p-delta effects, Structure Notes, State of Califor-
nia, Department of Transportation, Sacramento, Nov. 1993.
43. MacRae, G. A., Priestley, M. J. N., and Tao, J., P-delta design in seismic regions, Structure System
Research Project Report No. SSRP-93/05, University of California, San Diego, 1993.
44. Mahin, S. and Boroschek, R., Influence of geometric nonlinearities on the seismic response and
design of bridge structures, Background Report, California Department of Transportation, Division
of Structures, Sacramento, 1991.
45. Takeda, T., Sozen, M. A., and Nielsen, N. N., Reinforced concrete response to simulated earth-
quakes, J. Struct. Div. ASCE, 96(ST12), 2557, 1970.
46. ADINA, ADINA-IN for ADINA User’s Manual, ADINA R & D, Inc., Watertown, MA, 1994.