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A Demonstration Project On Controlling and Verifying The Excavation-Damaged Zone

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43 views115 pages

A Demonstration Project On Controlling and Verifying The Excavation-Damaged Zone

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Walter Olivas
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R-14-30

A demonstration project on
controlling and verifying the
excavation-damaged zone
Experience from the Äspö
Hard Rock Laboratory

Lars O Ericsson, Johan Thörn


Chalmers tekniska högskola

Rolf Christiansson, Tomas Lehtimäki, Henrik Ittner


Svensk Kärnbränslehantering AB

Kent Hansson, Geosigma

Christian Butron, Sweco

Oskar Sigurdsson, OS Geological Consulting

Pär Kinnbom, PK konsult

January 2015
Svensk Kärnbränslehantering AB
Swedish Nuclear Fuel
and Waste Management Co
Box 250, SE-101 24 Stockholm
Phone +46 8 459 84 00
ISSN 1402-3091
Tänd ett lager:
SKB R-14-30
P, R eller TR.
ID 1453521

January 2015

A demonstration project on
controlling and verifying the
excavation-damaged zone
Experience from the Äspö
Hard Rock Laboratory

Lars O Ericsson, Johan Thörn


Chalmers tekniska högskola

Rolf Christiansson, Tomas Lehtimäki, Henrik Ittner


Svensk Kärnbränslehantering AB

Kent Hansson, Geosigma

Christian Butron, Sweco

Oskar Sigurdsson, OS Geological Consulting

Pär Kinnbom, PK konsult

A pdf version of this document can be downloaded from www.skb.se.

© 2015 Svensk Kärnbränslehantering AB


Extended summary

Over the years SKB has carried out extensive studies on the presence and physical behaviour of an
excavation damaged zone, the so called EDZ, which may surround a tunnel. The SKB reference
method for excavation of a nuclear waste repository is the drill-and-blast method even if other
methods are studied and analysed. The field investigations presented in this report address one of
the regulatory comments (SSM 2011) that “SSM believes it is important that SKB can show that the
requirements made by the design premises on the EDZ can be met in tunnelling under production
conditions in Forsmark”. The report describes the requirements for and results of an excavation in
one of the tunnels, TAS04, at Äspö Hard Rock Laboratory, Oskarshamn, Sweden. The project has
had special emphasis on the EDZ in the floor of the tunnel.
The work in this project has adopted a broad approach emphasizing experience from field work, the
applied evaluation methods, the most significant findings and recommendations. This in turn has
meant that a very large amount of background material is gathered in separate appendices.
Furthermore, this project has been focused on quality measures to ensure that requirements on tunnel
excavations are met and methodological studies of methods for verification of the resulting excava-
tion damage.

Objectives
The project objectives were:
• Propose the requirements needed to execute tunnelling with the drill-and-blast method so that
the EDZ is minimized and also propose the required QA/QC measures and the documentation
needed to verify that the requirements are met.
• Develop a characterization method to confirm the initial state regarding the extent of excavation-
induced fractures.
• Develop a method for characterization of the hydraulic properties of the EDZ and demonstrate by
field experiments its suitability for application in a tunnel environment.
• Propose means and methods to verify that post-closure safety requirements regarding the EDZ
are met.

Scope of works
The proposed strategy for verification of the extent of the EDZ and scope of works has been
developed based on the following principles and methods:
• Verification that the execution of blasting complies with requirements on drilling, charging and
detonation by documentation and analysis of deviations.
• Geometrical control of the tunnel contour to ensure that tolerances in contour control are
complied with.
• Follow-up inspection using geophysical methods on the tunnel floor after blasting. Mainly
ground-penetrating radar has been used.
• Mapping of the tunnel floor for supplementary visual assessment of the extent of the excavation
damage.
• Development of a conceptual model showing the tunnel floor’s topography, fracturing and the
estimated extent of the EDZ.
• Hydraulic characterization of the EDZ in short boreholes (1–2 metres) by means of injection tests
and cross-hole interference tests.
• Development of a hydraulic conceptual model of the EDZ.
An overview of the input data, analysis, modelling and evaluations carried out is summarized in
Figure ES-1.

SKB R-14-30 3
Figure ES-1. Overview of data flow and interpretations in this project.

Excavation method
The tunnel was excavated with careful drill & blast method. The blast design was adopted from a
previous excavation study at the Äspö Hard Rock Laboratory that had proven to cause very limited
excavation damage. The follow-up of the excavation works concluded that the requirements on
perimeter control (drilling precision) and charged weights of explosives was met to a high degree.
The least successful drilling was in the tunnel floor. 50% of the tunnel floor exceeded the require-
ment of a maximum look out angle of 30 cm outside the theoretical tunnel floor. No pre-grouting
was needed for this experimental tunnel.

Site conditions
The site conditions at the actual tunnel at 410 m depth was characterised by tunnel mapping and
coring of 42 holes along 20 metres of the tunnel floor. 7 holes are 2.0 m deep and the others are
1.0 m. The lithology is dominated by fine grained granite and diorite/granodiorite. The dominant
natural fracture sets are steeply dipping, approximately parallel and perpendicular to the studied
tunnel, as well as gently dipping fractures. The mean total inflow to the 20 m long tested part was
0.54 L/min and the pore pressure varied significantly between the 42 boreholes in the floor. There
were 9 sections in which pore pressures were estimated to be equal to or higher than 250 kPa,
relative to the atmospheric pressure. A maximum hydraulic pressure was determined to 865 kPa
in a section. The tunnel is oriented parallel to the maximum horizontal in situ stress. The stress
composants perpendicular to the tunnel is in the range of 11–12 MPa. This is estimated to have a
minor influence on the tunnel stability in this hard, crystalline rock. However, the calculated vertical
displacement based on a simple 2D elastic model indicate the potential for a maximum heave of the
floor of approximately 1.0 mm. This convergence might contribute to the development of excavation
induced fracturing in the floor.

Geophysical investigations
The GPR EDZ method has been used to study how deep the EDZ penetrates. This method provides
valuable information in evaluation of excavation quality and general rock damage level. Interpreted
distinct reflectors also provide an indication of EDZ formation close to the tunnel surface, as well
as the presence on larger structures, whether natural or excavation-induced. The equipment used

4 SKB R-14-30
for the GPR survey of the tunnel floor was GSSI’s (Geophysical Survey Systems, Inc.) SIR-3000
GPR system with a shielded ground-coupled 1.5 GHz bandwidth antenna. The data was collected by
positioning the antennae against the cleaned and dried tunnel floor in lines parallel to the tunnel with
an increment of 10 cm covering the whole width of the tunnel. Interpretation of distinct reflectors
from each measurement line was done by selecting reflectors that could be followed in more than
4 parallel lines. This gives a 30 cm “cut-off”. Any discontinuity where there is a contrast in electrical
properties could cause a reflection. Consequently, all reflections are not necessarily caused by
fractures.
The resistive rock is optimal for GPR analysis due to relatively low attenuation. Cracks and
fractured areas can be spotted as far as 1 m below the surface. Detectability (how small structures
can theoretically be detected) is calculated from the wavelength as a function of depth. In this study,
detectability varies between 6 and 30 cm (depth range 0.05–1 m), which means that in the deeper
parts of the studied object a feature has to be at least 30 cm in diameter in order to be detected as
a reflector. The depth determination for reflectors is based on the radar wave velocity (travel time)
in the media, which is governed by its dielectric properties. The average value of wave velocity
that was used (0.12 m/ns) gives a good estimate of depth for reflectors with few percentage errors.
It is possible to determine the orientation (strike and apparent dip) of the reflectors, and the results
can also be used to study reflector length variation or reflector density variation. The horizontal
maximum length of the interpreted 130 reflectors is 3.8 m in the direction parallel to the tunnel and
2.0 m in the perpendicular direction. There is most observed reflectors in the first part of the tunnel
that is dominated by the very brittle fine-grained granite.
From the 3D model, partly shown in Figure ES-2, where all results in this study are included, it
is possible to determine the orientation (strike and apparent dip) of the reflectors, and the results
can also be used to study reflector length variation or reflector density variation. The model shows
that most of the interpreted reflectors are sub-horizontal, and the apparent dip varies from 0 to a
maximum of approximately 40 degrees in some cases. The GPR method has limitations in detecting
fractures in a larger angle (45–60 degrees) to the surface where the measurements are carried out.
Investigations of fractures in wire-sawed slots at the tunnel surfaces have also been conducted, see
Ittner and Bouvin (2015). A total of 5 slots were made, four of which were in the TAS04 tunnel
and two were in the tunnel floor in the same area as in this study. Fracture mapping in the slots was
done by applying a dye penetrant to the sawed surface, which makes the fractures more visible and
permits mapping of even small fractures. The fractures were divided in the interpretation into two
groups, excavation fractures and natural fractures, and are marked with different colours in the
resulting photographs. When the fractures interpreted from the sawed surfaces are viewed together
with the interpreted reflectors from the GPR results, some observations the can be made regarding
the GPR interpretation uncertainties and method resolution.
From Figure ES-3 it is obvious that more features are visible in the sawed surface than can be
interpreted from GPR. The resolution in GPR does not allow detection of small and very tight
fractures, which use of the dye penetrant does. Looking at the right-hand side of Figure ES-3 there
seems to be a continuous sub-horizontal fracture (marked with yellow arrow) that is not detected by
the GPR. This could be explained by two facts. First, the fracture seems to be dry at this part of the
cut. On the left part of the surface (marked by the yellow circle) there is a similar fracture, but wet,
and an interpreted reflector coincides with it. Second, above this fracture there is a fracture swarm
as well as excavation fractures that could attenuate the GPR signal and thus prevent detection.

Figure ES-2. A 3D view of interpreted reflectors. In the background are the outermost radar profiles.

SKB R-14-30 5
Figure ES-3. A photograph showing a sawed slot in the floor of TAS04 at tunnel length 34 m. The
interpreted fractures from Ittner and Bouvin (2015) are marked with green (natural fractures) and yellow
(excavation fractures). The light blue lines are GPR reflectors that intersect this section.

The attenuation effect can also be seen at the left below the previously mentioned fracture, where
no reflector exists. Looking closer at the large sub-horizontal fracture marked by a yellow circle,
we see a small difference in the location of the reflector. This may be due to the dip error discussed
earlier, but it may also result from the fact that the radar wave velocity used in GPR interpretation
is too high in this case.

Hydraulic tests
The hydraulic testing has focused on sealed off section transmissivities, specific capacities and
flow connectivities in the context of characterization, without considering flow modelling issues.
Since the assessment of long-term safety is based on saturated conditions, the testing and analysis
methods do not include unsaturated situations, even though the tunnels and niches are open and in
atmospheric contact. In the development of an appropriate hydraulic test method, several aspects
have been considered, e.g. choice of test location, equipment robustness, equipment mobility,
measurement resolution, initial and boundary conditions of testing, confinement, hydro-mechanical
couplings and test durations. Furthermore, for the evaluation and interpretation of test responses in
terms of flow and pressure changes, it has been essential to consider boundary conditions, hetero-
geneity, anisotropy (hydraulic and structural), spatial variability and scale dependence. Different
practical aspects and their implications for test analysis have also been highlighted.
In this study it has not been possible to determine the transmissivity of single fractures beneath the
tunnel floor in the depth range of a potential EDZ. Therefore, the study has focused on measuring
flow in short vertical boreholes, which in turn are divided into several shorter test sections by means
of packers. Different hydraulic evaluation methods have been used in the study. In order to ensure
saturated conditions near the tunnel floor, a positive hydraulic boundary condition was maintained
at the floor by means of a constant water level above or close to the tunnel floor and with the aid of
pumps in the ponds. The injection or packer tests that have been used in this project were performed
in uncased short boreholes in order to permit interpretation of a section transmissivity of individual
layers by isolating them with the aid of packers. In total 210 injection tests were carried out. Even
though the concept can be disputed, the method is widely used for approximately estimating the
hydraulic characteristics of fractured rock (see e.g. Singhal and Gupta 1999 or Gustafson 2012).
Due to the existence of positive boundary conditions as well as the very short packer intervals
(slimness in project rw/L varies from 0.027 to 0.38), a sensitivity analysis was carried out in order to
suggest a suitable determination method for the steady-state injection tests. In order to treat boundary
condition uncertainties in a conservative way, the evaluation of steady-state section transmissivities
have mainly been done using the Moye’s formula.
The transient evaluations have been done using the software Aqtesolv V4.50.002, which contains a
library of different evaluation models. The tests were carried out in fractured rock, but the evalua-
tion models regard the rock as an equivalent porous medium. This means, that the injected flow is

6 SKB R-14-30
assumed to be distributed uniformly in all directions from the injection section (space filling). This
assumption is, however, rarely fulfilled in fractured hard rock. The transient evaluations of the injec-
tion tests have been done both for selected injection sections and observation sections.
Different evaluation activities have been carried out to determine hydraulic connectivity along the
tunnel floor or beneath the floor. The pressure responses from the injection tests were analyzed in
qualitative ways. Another option for interpreting connectivity conditions has been to assess the vari-
ability of the specific capacities or section transmissivities along the tunnel floor. This has been done
by means of semi-variogram analysis and kriging. The kriging has been carried out in 2D for each
test interval. Furthermore, depth dependence between different layers in the floor has been assessed
according to specific capacity values.
The equipment for the hydraulic tests was designed to perform measurements in short holes drilled
in tunnels. The equipment was developed to meet the following specifications: 1) it must be capable
of measuring transmissivities between 5∙10–10 and 5∙ 10– 7 m2/s at an assumed pressure disturbance of
500 kPa and measurements along the drilled holes must be made from the borehole opening (tunnel
floor), 2) it must be possible to display numeric values and produce simple graphs with selected
parameters versus time, 3) a measurement must include both an injection and a recovery phase.
There is some risk that measurements made near the tunnel floor could cause jacking or elastic
deformations in the fractures if the injection pressures are too high. Furthermore, the selected injec-
tion pressure should be high enough in relation to the error of the hydraulic formation pressure so
that it has a minimal effect on the evaluation of the test. However, injection pressures must not be
so high that turbulent flow is obtained. In our test set-up, it has been estimated that laminar flow
in single fractures occurs if the mean aperture does not exceed 0.3 mm, i.e. fracture transmissivi-
ties are lower than T = 3·10–5 m2/s (Zimmerman and Bodvarson 1996, Gustafson 2012). In order to
determine the over-pressure that could be used in the injection tests, initial measurements were made
of the deformations in selected sections with different injection pressures. Based on the results of
the initial measurements, the over-pressure used in relation to the hydraulic formation pressure was
decided to about 200 kPa for sections 0.00 to 0.10 m and 0.10 to 0.20 m, and to about 500 kPa for
the deeper sections.
The steady-state analysis focused on section transmissivities determined using Moye’s formula.
Hydraulic conductivities and specific capacities were also determined. The interpreted transmissivity
results versus borehole depth are shown in Figure ES-4. The figure shows that the estimated trans-
missivity is high in the uppermost sections, which are often hydraulically connected with the tunnel
floor. The values decrease with depth. Relatively high transmissivities were estimated for sections
down to the section 0.40 to 0.60 m in many of the boreholes. It should be noted that according to a
sensitivity analysis in the project section transmissivities at depths below 0.2 and in relative terms
may be overestimated by a factor of about 2–3 compared with the more superficial layers.
Pressure disturbances in observation holes were analyzed during the injection tests. To summarize,
the evaluation of the pressure responses in observation holes and the analysis of leakage to the tunnel
floor gave the following results: 1) The shallowest tests, 0 to 0.10 m, show a high frequency of leak-
age paths to the tunnel floor in the immediate surroundings of the test section. 2) In the interval 0.10
to 0.60 m, some of injection sections are hydraulically connected with adjacent boreholes. However,
the frequency of connections decreases with depth. 3) For sections below 0.6 m, the pressure distur-
bance estimates showed similar results, i.e. the frequency of connections decreases with depth. 4) The
longest hydraulic connections between two boreholes were about three metres, as estimated from a
single test. 5) If the length calculations are based on measurements in several injection tests in neigh-
bouring holes, the total connecting length was about seven metres. However, no pressure responses
from one single test were registered for this entire length.
A geostatistical interpolation of the data obtained from all the single-hole injection tests was con-
ducted in order to analyze the correlation structure of transmissive conditions in the rock mass close
to the tunnel floor. A combination of the blasting design and the kriging results shows that the most
transmissive areas are located around the bottom charge area of the blasting rounds, where most
damage is expected to occur, and that the axial connectivity is not continuous but exhibits an inter-
mittent/periodic behaviour. Furthermore the specific capacities or section transmissivities are much
higher (several orders of magnitude) close to the tunnel floor, but the occurrence of these higher
values is more frequent for the bottom charge areas compared with the column charge areas.

SKB R-14-30 7
Figure ES-4. Estimated transmissivities for each section in all boreholes versus borehole depth. According
to a sensitivity analysis in the project section transmissivities at depths below 0.2 and in relative terms may
be overestimated by a factor of about 2–3 compared with the more superficial layers.

An additional assessment of the confidence in permeability differences and depth dependence


was performed as a simplified significance analysis. The analysis assumed the calculated section
transmissivity values. Furthermore, the transmissivity values were assumed to follow a log-normal
distribution. Figure ES-5 shows that the log-normal mean values for bottom charge areas are signifi-
cantly (confidence level of 95%) higher than the values for the column charge areas at the uppermost
level 0.0–0.1 m. At deeper levels, the discrepancies between the two charging classifications are not
so obvious.
The previous paragraph suggests that the floor exhibits a zonation in terms of permeability condi-
tions. If anyhow the flow regime is assumed to be uniform along a prospective EDZ in a tunnel
floor, it is possible to average a transmissive property based on local measurements. The arithmetic
mean is usually applied in cases where the local measurements represent test volumes (blocks) in
parallel. In the case of test volumes in series, the averaged transmissive property is represented by
the harmonic mean (see e.g. de Marsily 1986). Simple calculations of the averaged transmissivities
at the test site give the following results, as shown in Table S-1. The tunnel has been divided into
20 transects with widths 0.87–1.31 m along the floor. The transects have been assigned representa-
tive arithmetic means (occasionally only one value is available). Then the harmonic mean transmis-
sivities have been calculated for the investigated floor in the tunnel section. The calculations have
only been done for a depth interval where indications of EDZ (max. 0.6 m) were possible according
to previous interpretations. The table shows that if the uppermost 10 or 20 cm are removed from the
floor, the transmissivity will be drastically reduced along the tunnel.

Table S-1. Averaged transmissivity, TMoye , along a 20 m tunnel section at the test site TAS04.
Averaging has been carried out for different test intervals, 0–0.6 m, 0.1–0.6 m, 0.2–0.6 m and
0.4–0.6 m in order to show the effect of blasting damage.

Test sections, Harmonic mean,


Depth interval (m) TMoye, (m2/s)

0.0–0.6 2.5 E–07


0.1–0.6 1.4 E–08
0.2–0.6 1.3 E–09
0.4–0.6 3.6 E–10

8 SKB R-14-30
Probability Plot of T (m 2 /s)
Lognormal - 95% CI

2 1 0
-1 -1 -1 -9 -8 -7 - 6 -5 -4 -3 -2
1E 1E 1E 1E 1E 1E 1E 1E 1E 1E 1E

0-10 cm 10-20 cm 20-40 cm 99

90

50

10
Percent

1
40-60 cm 60 cm to end 2 1 0 9 8 7 6 5 4 3 2
99 -1 -1 -1 E- E- E- E- E- E- E- E-
1E 1E 1E 1 1 1 1 1 1 1 1

90 ID1 ID3
0-10 cm Bottom charge
50 0-10 cm Column charge
10-20 cm Bottom charge
10 10-20 cm Column charge
20-40 cm Bottom charge
1 20-40 cm Column charge
2 1 0 9 8 7 6 5 4 3 2
-1 -1 -1 E- E- E- E- E- E- E- E- 40-60 cm Bottom charge
1 1E 1E 1 1 1 1 1 1 1 1
E
40-60 cm Column charge
T (m 2 /s) 60 cm to end Bottom charge
Panel variable: ID1 60 cm to end Column charge

Figure ES-5. Probability plots of the interpreted transmissivity values obtained from tests conducted in
different sections with bottom charge areas and column charge areas, respectively. The lines show the 95%
confidence interval.

Conclusive general observations


The extensive investigations along 20 m of the TAS04 tunnel floor at Äspö HRL generally show that:
• Blast-induced fractures occur at low frequency. The highest fracture density is in the bottom
charge at the end of each blast round due to higher charge weight.
• Blast damages in the tunnel floor exhibit a zonation with respect to the bottom charge and the
column charge. The depth of the excavation-induced fractures beneath the floor is interpreted
to be on average 0.3 m for a column charge of 0.5 kg/m and 0.5 m for the short bottom charge
(1.8 kg/m).
• Both blast-induced and stress-induced fractures will form sub-parallel to the tunnel contour.
The full extent and connectivity of the fractures can only be explored by indirect methods, such
as hydraulic testing in boreholes or the use of geophysical methods in addition to geological
mapping.
• The majority of injection tests with transmissivity > 10–8 m2/s leaked to the tunnel floor. These
flow paths are interpreted to be correlated with excavation-induced damage.
• The connectivity between induced fractures is limited.

Conclusions and recommendations


The current blast design used seems to be sufficiently good from the point of view of minimizing the
blast-induced damage. However, breakage was not efficient with the current blast design. Oversized
boulders and the need for reblasting of some perimeter holes occurred frequently. Greater efforts are
required to optimize the blast design for efficient breakage as well as to limit the EDZ. More research
is therefore recommended on the fragmentation process in a blast round, especially in brittle crystal-
line rock under high confinement. In addition, a greater understanding of the influence of geological
conditions (rock brittleness and fracturing) on blast efficiency and development of the EDZ would be
valuable.

SKB R-14-30 9
Regarding the quality assurance and control, QA/QC, it is recommended that procedures be estab-
lished for continuous improvements in consultation with the miners if project-specific demands on
perimeter control are to be met. The approach of controlling the execution of the excavation works
with checklists for the Contractor, use of modern loggers in drilling and charging equipment and
Client follow-up inspection is fundamental in verifying that the design requirements on drilling and
blasting are met. Experiences from the project show that high precision in drilling and charging with
string emulsion can be achieved and documented using modern logger technology in the drilling and
charging equipment. However, further development of the logger systems and processing software is
needed in order to verify the results of logged emulsion in individual holes on an industrial scale.
This project has developed equipment for hydraulic testing and outlined testing and analysis proce-
dures that have provided data permitting the successful characterization of the hydraulic properties of
the rock mass in the tunnel floor. Fracture transmissivity is high in the upper 0.1–0.4 m of the tunnel
floor, especially in the inner part of each blast round due to the heavier charge weight in the bottom
charge. The connectivity of the most transmissive fractures is short and is normally connected to the
tunnel floor. The longest connectivity observed in this project was approximately 7 metres, and it is
usually less than 3 m.
This study proposes an investigation strategy to verify the extent and properties of interest of the
EDZ. The following main recommendations are:
• The same test section length should be considered for the boreholes. The length of test sections
ought to be 0.4–0.5 m. The use of a borehole extender enables testing directly under the floor.
There is however a possibility that the most shallow injection tests leaks to the floor.
• The injection pressure applied in hydraulic tests must be adapted to site conditions so that
hydraulic fracturing is avoided.
• The GPR method is proposed to be used for verification of excavation results with regard to the
EDZ. The survey should be conducted on a cleaned and dried tunnel surface with high accuracy,
both horizontally (dense measurement point spacing) and vertically (dense sampling point
interval and high radar frequency). The measurement lines are set parallel to the tunnel and line
spacing should be sufficiently dense. The site-specific GPR settings should be determined in
advance, allowing the application of the GPR EDZ method for mapping the lateral distribution
of the EDZ and the maximum depth of the EDZ. Geological mapping of the tunnel is useful in
analyzing the GPR results. Selection of reflectors is useful in order to get an image of the sub-
horizontal fracture distribution and lengths.
• The fracture network in and below the tunnel floor should be co-interpreted with GPR surveying,
tunnel mapping and core mapping. It is also recommended that the terminology for tunnel and
core mapping be harmonized, especially with regard to open fractures.
• Televiewer investigations in pilot holes or ultrasonic measurements of drill cores provide
complementary and supporting information
Given the blasting design applied in the present project, the following recommendations for the
management of the EDZ in a safety assessment are suggested:
• The rock mechanics situation with stress and strain response to the excavation has to be consid-
ered, even although stress-induced spalling is unlikely to occur.
• Conductive conditions due to blasting effects and rock stress redistribution should be considered
as superimposed on natural conditions and may increase hydraulic conductivity in the repository
tunnel floors.
• The relative pressure response may be regarded as a proxy parameter for describing the interfer-
ence between injection and observation sections, also considering the measuring point distances.
The injection test results, of the current study, show that most of the superficial 0–0.1 m sections
are hydraulically connected with the tunnel floor. However, below this level the relative pres-
sure responses show a significant decreasing trend versus depth to approximately 0.5 m (section
midpoint). The few values below 0.5 m show a more constant relative pressure response. In the
context of creating DFN models for the tunnel floor and its surroundings, the relative pressure
responses could be used for calibration purposes.

10 SKB R-14-30
• If the shallowest 10 to 20 centimetres are removed from the floor, transmissivity will be drasti-
cally reduced along the tunnel. Appropriate methods could be blasting of a bench or mechanical
scaling.
• Measurement of hydraulic properties should focus on obtaining data on transmissivities or spe-
cific capacities using a specified test section length and injection duration time (i.e. equivalent
values). Evaluation of the testing should consider initial conditions, hydraulic boundary condi-
tions and test-scale aspects, treating different kinds of uncertainties in a robust way.
• GPR results show that water-saturated/filled gently dipping fractures cause most of the reflectors,
and the GPR information makes it possible to estimate the lengths and apparent orientations of
the reflectors. The GPR results can be superimposed on fracture mapping results and provide data
for statistical fracture analysis and DFN modelling.

SKB R-14-30 11
Sammanfattning

Denna rapport behandlar frågan om utbredning och egenskaper för den skadade zonen runt en
tunnel, Excavation Damage Zone (EDZ). Arbetet baseras på studier i en tunnel som byggdes
på Äspölaboratoriet 2012. Sprängdesign och kvalitetsstyrningsprogram under tunnelbyggnaden
baserades på tidigare erfarenheter från Äspö.
Uppföljning gjordes inom 20 m av en tunnel med fotogrammetrisk inmätning av tunneln, geologisk
karaktärisering genom kartering av tunnel och 42 korta kärnborrhål som borrades i tunnelgolvet, 1–2 m
djupa samt mätning med högfrekvent markradar (GPR) i profiler längs tunneln, profilavstånd 10 cm.
I dessa hål utfördes injektionstester i fem sektioner, totalt 210 injektionstester. Samtidigt registrerades
tryckresponser i de övriga hålen, vilket gav 205 interferenstester. Mättade förhållanden för borrhåls­
testerna säkerställdes genom att nivåkontrollera vattensamlingar i golvets lågpunkter. I samband med
injektionstesterna observerades eventuellt läckage till tunnelgolvet. I förarbetet utfördes några hydro-
mekaniska tester för att säkerställa att injektionstrycket inte orsakade hydraulisk spräckning/lyftning.
Värdefulla allmänna observationer är främst:
• Spränginducerade sprickor har låg frekvens, relativt mest spränginducerade sprickor finns inom
område för bottenladdning i slutet av varje salva. Där uppskattas skadedjupet till ca 0,5 m, medan
skadedjupet för resten av salvan inom pipladdningen bedöms vara ca 0,3 m.
• Trots låg magnitud på in situ bergspänningar kan man inte utesluta att dessa kan ha viss påverkan
på skadezonen, eftersom det teoretiskt uppstår en liten hävning av golvet när tunneln tas ut. Både
spännings- och sprängningsinducerade sprickor utvecklas främst sub-parallellt med tunnelgolvet.
• Omfattning av och konnektivitet för inducerade sprickor kan bara bedömas med indirekta meto-
der, såsom hydraultester i borrhål eller kombination av geologisk och geofysisk dokumentation.
• De flesta injektionstesterna med transmissivitet > 10–8 m2/s läckte till tunnelgolvet, troligen via
sprickor som inducerats eller påverkats vid tunneluttaget (av sprängning och/eller spännings­
omlagring).
• De högsta transmissiviteterna återfanns ytligt, samt i läge för bottenladdningen.
• Konnektiviteten mellan inducerade sprickor är begränsad.
Viktigaste rekommendationerna är:
• Sprängdesignen är tillräcklig för att minimera sprängskador, men behöver effektiviseras för att
minska omskjutningar.
• Kvalitetsrutiner för bergarbetena behöver utvecklas och effektiviseras. Nyttjande av loggrar i
modern borr- och laddutrustning bör utredas mer.
• Karaktärisering avskadezonen bör göras med en kombination av geologisk kartering, geofysiska
mätningar (GPR) samt hydrauliska injektionstester. Flera utvecklingsområden påpekas, bl a:
– Enhetligare terminologi mellan tunnel- och borrhålskartering
– GPR kan bedöma påverkansdjup under tunneln och identifiera individuella reflektorer.
Dessa reflektorer kan ge delunderlag till DFN-modellering. Det är dock viktigt att bestämma
fysikaliska parameterar på berget för kalibrering av GPR.
– Hydrauliska tester (injektion och interferens) bör göras så konsistent lika som möjligt i alla
hål och sektioner (testlängder och -tider). Randvillkor måste vara kända. Man får förvänta sig
att ytliga injektionstester läcker till tunnelgolvet.
• Konnektiviteten längs tunneln är beroende av naturliga sprickors frekvens, samt inducerade
sprickor av sprängning och bergmekanisk spänningsomlagring som öppnar naturliga sprickor
eller inducerar nya. Dessa förhållanden måste vara kända vid utvärdering av den skadade zonens
hydrauliska egenskaper.
• Om man med lämplig metod kan ta bort de översta 2–3 dm av golvet försvinner de sektioner där
de högsta transmissiviteterna uppmätts. Den bergmekaniska konsekvensen av en sådan åtgärd
bedöms vara insignifikant.

SKB R-14-30 13
Contents

1 Background and objectives 19


1.1 Background 19
1.2 Objectives 19
1.3 Definitions 20
1.3.1 Excavation-damaged and -disturbed zones 20
1.3.2 Blasting terminology 21
1.4 The impact of the EDZ on the safety assessment 23
1.5 This report 24
2 Experience prior to commencement of the project 27
2.1 Literature review 27
2.2 Overview of EDZ experiments 28
2.3 Project-specific experience from the Äspö HRL utilized in this study 28
3 Scope of works 31
3.1 The demonstration project 31
3.2 QA/QC for construction works 32
3.3 Characterization methods 32
3.3.1 Surveying for perimeter control 32
3.3.2 Geological mapping 32
3.3.3 Geophysical investigations 33
3.3.4 Hydraulic investigations 33
3.3.5 Analysis approach 34
4 Äspö reference project 37
4.1 Äspö tunnel expansion 2012 37
4.2 Site conditions 37
4.3 Blast design and tendering process 37
4.4 Strategy for QA/QC of excavation works 39
4.4.1 Optimizing the drill and blast plan 39
4.4.2 Overview of QA/QC procedures 41
4.5 The Contractor’s QA 42
4.5.1 Quality control of round drilling 42
4.5.2 Quality control of charging 42
4.6 The Client’s QA 43
4.6.1 The Client’s inspections 43
4.6.2 The Client’s verification 43
5 Construction records 45
5.1 Construction overview 45
5.2 Construction records – production data 45
5.3 Results 46
5.3.1 Results from compliance check of drilling 46
5.3.2 Results from compliance check of charging 47
6 Geological characterization of the research tunnel 49
6.1 Mapping methods 49
6.1.1 Tunnel mapping 49
6.1.2 Core logging 49
6.2 Geological setting of the research tunnel 50
6.2.1 Lithology 50
6.2.2 Fracturing 52
6.2.3 Fracture visualization 56
6.3 Groundwater conditions 58
6.3.1 Hydraulic pressure in the area 58
6.3.2 In situ pore pressures and kriging interpolation 59
6.3.3 Groundwater inflow 60

SKB R-14-30 15
6.4 Rock mechanical conditions 61
6.4.1 Mechanical properties of rock 61
6.4.2 State of stress 62
7 Geophysical investigations 63
7.1 Methods 63
7.2 Results 65
8 Hydraulic tests 69
8.1 Evaluation methods 69
8.1.1 Steady-state hydraulic tests 70
8.1.2 Transient hydraulic tests and interference (cross-hole) tests 71
8.1.3 Connectivity along the tunnel floor 71
8.2 Hydraulic test set-up 72
8.2.1 Equipment 72
8.2.2 Monitoring system 74
8.2.3 Hydraulic boundary conditions 75
8.2.4 Injection pressure 76
8.2.5 Test procedure 77
8.3 Data handling 77
8.4 Injection tests – steady-state analysis and results 80
8.5 Transient analysis – single-hole and interference tests 81
8.6 Connectivity analysis regarding pressure disturbances in observation holes
and leakage to the tunnel floor 84
8.7 Connectivity conditions according to kriging of section transmissivities 89
8.7.1 Section transmissivity distribution 89
8.7.2 Rate of transmissivity change (variogram function) 90
8.7.3 Connectivity conditions indicated by the geostatistical analysis 92
8.8 Transmissivity averaging along the tunnel floor 93
9 Integrated analysis 95
9.1 Blast design versus as-built 95
9.2 Blasting versus rock types 95
9.3 Blasting versus fracturing 95
9.4 Blasting versus geophysics 95
9.5 Blasting versus hydrogeology 96
9.5.1 Correlation between test sections located in the bottom charge areas
and depth beneath the tunnel floor 96
9.5.2 Zonation of transmissive conditions according to blasting impact 102
9.5.3 Influence of blasting on shallow, transmissive fractures 102
9.6 Geology versus geophysics 104
9.7 Geology versus hydrogeology 107
9.8 Geophysics versus hydrogeology 109
10 Conclusions and recommendations 117
10.1 General observations 117
10.2 Blast design 117
10.3 QA/QC of excavation works 118
10.4 Verification methods 118
10.5 Implications for the assessment of post-closure safety 120
References 121

16 SKB R-14-30
Appendices
All appendices below can be downloaded from www.skb.se/publications
Direct link: http://www.skb.com/publication/2480345/
1. Borehole data
2. 3D model
3. Charging data for each individual hole
4. Table extracted from the Boremap mapping of the boreholes in the floor of TAS04.
5. Geological map from the RoCS-mapping of the floor of TAS04 with positions and names
of boreholes marked.
6. 3D modelling of fractures from RoCS-mapping of tunnel floor intersecting fractures from
Boremap mapping of boreholes
7. Photographs of the tunnel floor of TAS04 at each borehole location
8. Photos of cores from the boreholes in the floor of TAS04
9. Practical aspects of test analysis
10. Evaluation of injection tests in tunnel floor considering EDZ
11. The impact of wellbore storage on the evaluation of hydraulic tests
12. Analysis of hydraulic tests that exhibit leakage on the tunnel floor
13. Lower and upper limits for the calculation of transmissivity from the injection tests
14. Description of injection equipment involving technical specifications
15. Check of pressure sensors against air pressure
16. Deformation measurements at different injection pressures.
17. Evaluation of rock deformation based on hydraulic tests at different pressures
18. Radius of influence. Test time
19. Data handling and protocols
20. Measured data and evaluation of each injection test
21. Water levels in boreholes during pumping from pits, before packer installation
22. Diagram of pressure data in observation holes, weekly and daily plots
23. All pressure responses in observation sections, comments to the Excel sheet
24. Hydraulic transmissivity
25. Hydraulic conductivity in sections
26. Specific capacities in sections
27. Comparison of some methods to estimate hydraulic parameters based on injection tests in
shallow tunnel boreholes
28. Injection tests. Pressure responses in observation sections and leakage to tunnel floor
29. Statistics on hydraulic connections between injection sections and observation sections in the
tunnel floor
30. Variogram of the base-10 log transmissivity values obtained from injection tests
31. Interpolation by kriging of the base-10 log transmissivity values obtained from injection tests
32. Sensitivity test for Section T (Moye) and K (Moye) according to measurement interval and
depth
33. Harmonic mean calculations along the tunnel from section transmissivity data

SKB R-14-30 17
1 Background and objectives

1.1 Background
The bedrock is subject to gravitational and tectonic stresses. Any excavation in the bedrock causes
some kind of disturbance or damage to the rock closest to the excavated surface. This is caused
by stress redistribution due to altered geometry and effects of the excavation method. The stress
concentrations around the tunnel could be so high that the tangential maximum stress exceeds the
strength of the rock. This initiates spalling. However, the damage to the rock could also be caused
by the excavation method itself. This report focuses on how tunnelling using the drill-and-blast
method causes damage to crystalline rock in a geological environment where in situ stresses are not
high enough to initiate spalling. Examples of blast- and stress-induced damage to a tunnel wall are
shown in Figure 1-1.

1.2 Objectives
SKB (2013) presented plans for further development of production methods adapted to the require-
ments made concerning rock excavation, stability and tightness. “The goal is primarily to be able to
specify performance requirements in the construction documents for accesses as well as methods to
verify that the requirements are satisfied. The performance requirements and their verification will
be further developed to satisfy the specific requirements that apply regarding the rock below the
level for the top seal”. This project aims to meet this goal regarding tunnel excavation and verifica-
tion by ensuring that the requirements on the Excavation-Damaged Zone (EDZ) are met. The main
objectives are:
• Propose the requirements needed to execute tunnelling with the drill-and-blast method so that
the EDZ is minimized and also propose the required QA/QC measures and the documentation
needed to verify that the requirements are met.
• Develop a characterization method to confirm the initial state regarding the extent of excavation-
induced fractures.
• Develop a method for characterization of the hydraulic properties of the EDZ and demonstrate by
field experiments its suitability for application in a tunnel environment.
• Propose means and methods to verify that post-closure safety requirements regarding the EDZ
are met.
The proposed strategy for verification of the extent of the EDZ has been developed based on the
following principles and methods:
• Verification that the execution of blasting complies with requirements on drilling, charging and
detonation by documentation and analysis of deviations.
• Geometrical control of the tunnel contour to ensure that tolerances in contour control are
complied with.
• Follow-up inspection using geophysical methods on the tunnel floor after blasting. Mainly
ground-penetrating radar has been used.
• Mapping of the tunnel floor for supplementary visual assessment of the extent of the excavation
damage.
• Development of a conceptual model showing the tunnel floor’s topography, fracturing and the
estimated extent of the EDZ.
• Hydraulic characterization of the EDZ in short boreholes (1–2 metres) by means of injection tests
and cross-hole interference tests.
• Development of a hydraulic conceptual model of the EDZ.
The total scope of works is presented in greater detail in Chapter 3.

SKB R-14-30 19
Figure 1-1. Left: A smoothly blasted tunnel wall. The perimeter holes for blasting are seen as lighter lines.
The irregular surface of the wall is primarily caused by the vertical blast-induced cracks. Right: stress-
induced spalling from a 1.8 m diam. Borehole (looking up the hole). The spalled zone is approximately
10 cm deep.

1.3 Definitions
1.3.1 Excavation-damaged and -disturbed zones
The damage around tunnels differs depending on rock type, and the description of this zone in the
literature has therefore been different depending on the rock type involved (McEwen 2005). In
crystalline rocks, a distinction was made between the Excavation-Disturbed Zone (EdZ) and the
Excavation-Damaged Zone (EDZ) (Martino and Chandler 2004, Bäckblom and Martin 1999).
A distinction using a general description of the most dominant properties for each zone, which is
used in current literature, was proposed by Bernier et al. (2005).
• The EdZ is a zone with hydromechanical and geochemical modifications, without major changes
in flow and transport properties.
• The EDZ is a zone in which hydromechanical and geochemical modifications induce significant
changes in flow and transport properties. These changes may, for example, include one or more
orders-of-magnitude increase in flow permeability.
The EdZ and EDZ are the perturbed rock zones around an underground opening following excava-
tion. These zones occur because of the inevitable effects of excavation, and the effects will be
exacerbated to a greater or lesser extent by the excavation mode, i.e. whether by blasting or by the
use of a tunnel boring machine (Hudson et al. 2009).
The formation of some form of EdZ and EDZ is inevitable. This is due to the three primary effects
of excavation (Hudson and Harrison 1997):
• displacements occur because stressed rock has been removed, allowing the remaining rock to
move (due to unloading),
• there are no normal and shear stresses on an unsupported excavation surface, and hence the
excavation boundary must be a principal stress plane with one of the principal stresses (of
magnitude zero) being normal to the surface. Generally, this will involve a major perturbation
of the pre-existing stress field, both in the principal stress magnitudes and in their orientations,

20 SKB R-14-30
• at the boundary of an excavation open to the atmosphere, any previous fluid pressure existing
in the rock mass will be reduced to zero (or more strictly, to atmospheric pressure). This causes
the excavation to act as a ‘sink’, and any fluid within the rock mass will tend to flow into the
excavation.
The magnitudes of the effects will depend on the rock mass circumstances, the method of excavation
and any mitigating strategies used in the rock engineering. The main concern in the radioactive waste
context is the potential creation of new fractures and/or the opening of existing fractures that might
contribute to enhanced fracture connectivity and hence increase the permeability of the rock mass and
associated potential radionuclide migration via increased water flow.

1.3.2 Blasting terminology


Rock blasting is the controlled use of explosives to excavate, break down or remove rock. Tunnelling
by the drill-and-blast method is described as a cycle, Figure 1-2. Drilling and blasting is followed by
ventilation, mucking out, scaling, rock support and surveying before the next round. The length of a
round is determined by the size of the boom. Typical round lengths are 4.5–5 m.
The drilling of the blast round includes several groups of holes that are charged with explosives.
The blast design include distribution of boreholes, charge weights/borehole and initiation sequences.
Centrally positioned in the tunnel face is the cut. The cut is a cluster of boreholes close to each other.
Some of these holes are drilled with a larger diameter (approximately 100–150 mm), compared to
the rest of the boreholes (45–52 mm). The large-diameter holes are not charged. The cut is always
the first blast interval. Outside the cut are the production holes, which are fired after the cut. The
holes in the row closest to the contour holes are called helpers. The distance between the rows is
called burden. The charge weight in each row must be strong enough to break the burden. The help-
ers are fired before the contour. The charge weight is reduced toward the tunnel contour and con-
sequently the spacing (burden) between the rows. The sum of all drilling or charging for a round
divided by the excavated volume is called specific drilling (m/m3) respectively specific charging or
powder factor (kg/m3).
The drilling of the contour holes has to be slightly angled outside the tunnel contour to provide
sufficient room for the booms to collar for drilling of the next round. The space needed for the
booms is at least 25–30 cm. The consequence is that the cross-sectional area of the tunnel varies
systematically along every round, see Figure 1-3. This is called the look-out angle.

Figure 1-2. The drill-and-blast cycle starts with drilling a round (top left).

SKB R-14-30 21
Figure 1-3. Drilling of a blast round with a two-boom jumbo. Note the contour holes and the step between
two rounds caused by the look-out angle.

The detonation of the explosives is a rapid chemical reaction that transforms the explosives to gas.
The velocity of detonation (VOD) depends on the type of explosive and the length or weight/m in
the borehole. A typical VOD is 3.5–5.5 km/s. The detonation causes a compressive wave towards
the tunnel face that can cause some crushing of the borehole wall. The rock shows contraction after
the elastic wave and fails in the tension mode. The gases that are formed during the detonation can
now penetrate into these fractures, breaking even more rock, and through the rock into the tunnel.
The degree of damage to the tunnel contour depends on many factors; see for example Olsson and
Ouhterlony (2003). The blast-induced damage results in fractures with different length and frequency,
depending on the charge weight. The bottom charge creates the greatest damage, see Figure 1-4. The
damage from blasting on the tunnel contour can vary from a few fractures to extensive fracturing
depending on local geology and the charge concentration in the boreholes. Note that borehole devia-
tions influence charge geometry (distribution of explosives in the rock) and consequently also local
charge concentrations.
The blast is initiated by a detonator placed in the bottom of the borehole. Detonators with several
different delay times are normally used in a blast round to optimize the breakage and to ensure that
the blast sequence starts in the centre of the tunnel face, the cut. There is always a group of empty
large-diameter boreholes (diam. > 100 mm) in the cut.
The detonator is normally placed in a primer to ensure the detonation of the full hole. The primer
has a limited length (200–400 mm) and a high weight/length ratio compared with the remaining
explosives in the borehole. The primer together with the designated explosives in the bottom of
the borehole is called the bottom charge and the remaining explosives in a borehole are called the
column charge. The bottom charge has a high weight/length ratio compared with the column charge.

22 SKB R-14-30
Figure 1-4. Fracture envelope for a blast hole. The gray flask-shaped surface contains in principle all
radial and conical blasting fractures directed back into the remaining rock. The fractures that break the
burden are obviously longer (Olsson et al. 2009).

Blast design aims at optimizing the distribution of explosives in the blast round. The different time
intervals between the detonators serve to detonate the different borehole rows step-wise from the cut
and out towards the tunnel contour. The amount of explosives detonated in a given interval controls
the ground vibrations from the explosions in the boreholes. Therefore, each row can be split up to
detonate at different delay times. The distance between the holes in one row that is detonated in the
same interval depends on the charge weight in the boreholes. Reduced hole spacing permits a weaker
charge and consequently less fracturing. This is especially important if the excavation damage to the
tunnel contour is to be minimized. There is some correlation between specific drilling and specific
charge (powder factor). If one of these parameters is increased, the other parameter can be reduced
slightly.

1.4 The impact of the EDZ on the safety assessment


In SR-Site (SKB 2011), design premises concerning the EDZ were formulated as follows.
• Excavation-damaged zone (EDZ) in deposition tunnels: Excavation-induced damage should
be limited and not result in a connected effective transmissivity, along a significant part (i.e. at
least 20–30 m) of the disposal tunnel and averaged across the tunnel floor, higher than 10–8 m2/s.
• EDZ in shafts and ramp, rock caverns and tunnels other than deposition tunnels: Below the
location of the top seal, the integrated effective connected hydraulic conductivity of the backfill
in tunnels, ramp and shafts and the EDZ surrounding them must be less than 10–8 m/s. This limit
need not be met in sections where e.g. the tunnel or ramp passes highly transmissive zones. There
is no restriction on the hydraulic conductivity in the central area.
SKB (2011) also defines the “top seal”, the upper part of the accesses with no restriction on hydraulic
conductivity (Figure 1-5). The depth of the top seal can be adapted to the expected depth of perma-
frost during the assessment period, but must not be deeper than 100 m above repository depth.
The possibility that the EDZ will cause significant changes in flow and transport properties has
been analyzed in SKB’s safety assessment. SKB (2011, Section 10.2.4) concludes that “An obvious
mechanical impact is the creation of rock cavities for the repository” and draws the following
conclusion regarding the additional mechanical consequences of the EDZ: There is ample evidence
that a potential EDZ formed during excavation will have less than the maximum allowed transmis-
sivity as set by the design premises, and data suggest that a continuous EDZ would not develop
at all. However, given that the occurrence of the EDZ can at present only be assessed by indirect
measurements, it would appear justified to consider an EDZ according to the design premises, i.e.
with an axial transmissivity of 10–8 m2/s, as a basic assumption for further analyses. Furthermore, it
would also appear justified to explore how transmissive an EDZ needs to be in order to significantly
impact other safety functions while also exploring the impact of no axially continuous EDZ at all. In
concluding the result of the assessment it is stated that (SKB 2011, Section 15.5.16) “the sufficiency
of the upper transmissivity limit of 10–8 m2/s is indeed demonstrated in SR-Site. …, the analysis also
shows that a more transmissive EDZ could affect risk since the number of failed canisters starts to
increase, although moderately, when the transmissivity is increased. The EDZ seem to be even less
important for radionuclide transport.”

SKB R-14-30 23
Figure 1-5. Illustration of “top seal” (SKB 2011).

1.5 This report


SKB has carried out extensive studies on the development of the EDZ, see Chapter 2. The refer-
ence method for excavation is the drill-and-blast method (Bäckblom et al. 2004). The current state
of knowledge was summarized in the RD&D report by SKB (SKB 2013). Experience from rock
excavation for the fine sealing tunnel in the Äspö HRL (Karlzén and Johansson 2010) was applied
to the extension of the Äspö HRL. The results obtained were reformulated in technical requirements
for tendering specifications for procurement of the rock construction works. This also included the
prescribed blasting plan (drilling and charging plans) for the different tunnel areas. In addition, elec-
tronic detonators were prescribed to be used in the contour holes. The tunnelling was mostly carried
out during 2012 and was concluded with rock support and fitting-out during the first 4 months of
2013.
This report describes the requirements for and results of the excavation of the new tunnels with a
special emphasis on the EDZ in the floor of one of the new tunnels. This study addresses one of the
regulatory comments (SSM 2011) that “SSM believes it is important that SKB can show that the
requirements made by the design premises on the EDZ can be met in tunnelling under production
conditions in Forsmark”.

24 SKB R-14-30
SKB (2011) concluded that “there is currently no reliable direct method that can quantify the con-
nected effective transmissivity along a tunnel, apart from judging the likelihood that no continuous
EDZ has developed at all. SKB plans to develop several procedures for ensuring that the damage
in deposition tunnels conforms to the design premises. Procedures to control and inspect the
drilling, charging and ignition sequences will be developed and included in the monitoring and
control programmes for the underground openings. The influence of rock conditions on the EDZ
will be evaluated within the framework of the observational method and the associated monitoring
programme, i.e. combining results from geological characterization, geophysical techniques and
geological modelling”. This report aims to demonstrate how these procedures can be utilized in the
tunnelling works via quality control procedures and integrated investigations.
The work in this project has adopted a broad approach emphasizing experience from field work, the
applied evaluation methods, the most significant findings and recommendations. This in turn has
meant that a very large amount of background material is gathered in separate appendices.
It is essential to point out one limitation in the work; this project has not carried out any groundwater
flow modelling to confirm the hydraulic flow regime of the EDZ in the studied tunnel.
This project has been focused on quality measures to ensure that requirements on tunnel excavations
are met and methodological studies of methods for verification of the resulting excavation damage.
The purpose is not to discuss how the findings from this project can be applied to the construction of
a future repository.

SKB R-14-30 25
2 Experience prior to commencement of the project

SKB has conducted several studies related to the EDZ both at the Stripa mine and at the Äspö Hard
Rock Laboratory. This Chapter provides a broad overview of the research work done within this
area, with a focus on experience from crystalline rock.

2.1 Literature review


The first systematic studies of blast damage in Sweden were carried out by Sjöberg et al. (1977).
Cores were drilled out from the roof of a tunnel in granite where blasting had been carried out with
different charges. The damage was defined as at least two fresh fractures per borehole metre.
The international Stripa Project, 1980–1992, studied the natural and engineered barriers in an aban-
doned iron ore mine in the central part of Sweden. One of the concerns during the period 1986 to
1992 was the Excavation-Damaged and -Disturbed Zone. The summary report by Gray (1993) pro-
vides an overview of the results. The main conclusions of the Stripa tests were that the hydrau-
lic conductivity determined by Lugeon tests is interpreted to be 1·10–8 m/s down to 0.3 m in the
roof and walls and 2·10–8 m/s down to 0.8 m in the floor. The hydraulic conductivity of the blast-­
damaged zone, as reported by Gray (1993), was found to vary up to 4 orders of magnitude within
a few metres. The results are from a tunnel covering a length of approximately three drill-and-blast
rounds in saturated conditions and from a tunnel that was twice considerably heated. Furthermore,
the tunnel was not newly excavated, but close to 10 years old when the test was performed and had
been subject to two heating experiments.
One of the earliest efforts to compile current knowledge on the impact of the Excavation-Damaged
Zone was the workshop on “Excavation Response in deep Radioactive Repositories” organized by
OECD/NEA in Winnipeg, Canada 1988. Winberg (1991) compiled current knowledge, including
the results of major experiments at the Stripa mine, Sweden. He also reviewed some modelling
approaches regarding the hydraulic properties of the EDZ. In general, the extent and properties of
the damaged zone around a tunnel were simplified to be homogeneous in the axial direction of the
tunnel and in general most extensive and permeable in the floor. This was supported by field experi-
ments, for example in Stripa and in the URL, Canada.
The most important experiments carried out with the drill-and-blast method in crystalline rock are
from from Stripa and the Äspö HRL, Sweden, the URL, Canada, Grimsel, Switzerland and Onkalo,
Finland. Bäckblom (2008) summarizes the findings. The depth and hydraulic conductivity of the
EDZ vary between the floor and the walls, and depending on whether the tunnel has been subject
to stress-induced spalling or not. Many of the tests have been carried out within a limited length of
a tunnel, sometimes only in one borehole array in one section. The hydraulic conductivity of the
EDZ is reported to be in the range of 10–6–10–5 m/s if stress-induced spalling has occurred. Other
tests without any reported spalling indicate a hydraulic conductivity range of 10–12–10–5 m/s. The
higher conductivity values are normally found closest to the tunnel contour. The large span in the
latter case is likely due to differences in both blast design and site conditions. A list of relevant EDZ
experiments is presented in Section 2.2.
Hudson et al. (2009) discussed the factors relating to the EDZ, see Figure 2-1:
• the rock mass response to tunneling, i.e. creation of the inevitable EDZ disturbance,
• excavation method (creation of additional EDZ disturbance),
• characterization methods (required so that the EDZ can be specified and modelled as necessary)

SKB R-14-30 27
Rock conditions

Drilling presicion

Specific charge
Drill & Blast Explosives
(D&B)
Detonation velocity
Excavation
Method Initiation

Charging Decoupling
Tunnel
geometry
Rock conditions
State of stress
Tunnel boring Cutter head design
Mechanical Rock Mass Excavation Machine
properties (TBM) Cutter head forces
Responce to Damaged
Orientation Geological Tunneling Zone
vs. tunnel structures
Survey of the contour (overbreaks)
Mechanical
properties of Observations of half barrels
the rock mass
Mapping of induced fractures
Investigations
in tunnel Surface geophysics
Characterization
methods Large scale weir measurements
(hydraulic properties)

Occurence of macroscopic fractures

Borehole Borehole geophysics


investigations
Borehole hydraulic tests

Figure 2-1. Overview of rock mass response to tunnelling, its dependence on excavation method and
characterization methods for the EDZ. (Hudson et al. 2009).

2.2 Overview of EDZ experiments


The major experiments of interest for understanding the extent and properties of the EDZ resulting
from the drill-and-blast method in crystalline rock are:
• Stripa – Rock Sealing Experiment (Gray 1993)
• AECL – Room 209 connected permeability experiment (Chandler et al. 1996)
• AECL – The Mine-by tunnel connected permeability test (Chandler et al. 1996)
• AECL – Tunnel Sealing Experiment (Chandler et al. 2002)
• AECL – The Blast Damage Assessment Project (Martino et al. 2004)
• SKB – The ZEDEX project at Äspö HRL (Emsley et al. 1997)
• SKB – The Backfill and Plug Tests at Äspö HRL (Ludvigsson et al. 1999)
• SKB – Experiences of blasting of the TASQ tunnel. (Olsson et al. 2004)
• SKB – Examination of the EDZ in the TASS tunnel (Olsson et al. 2009)
• SKB – Hydraulic features of the EDZ – Laboratory investigations (Ericsson et al. 2009)
• Posiva – The EDZ09 project and other EDZ studies (Mustonen et al. 2010)
• Nagra – Excavation Disturbed Zone Experiment (Frieg and Blaser 2012)

2.3 Project-specific experience from the Äspö HRL utilized in


this study
During 2007–2008 a new tunnel was excavated by SKB at the 450 m level of the Äspö HRL. The
tunnel has a cross-sectional area of 19 m2 and is 90 m long. One of the aims of the tunnel project
was to investigate how carefully the blasting could be done, applying state-of-the art research on
blast designs (Christiansson and Karlzén 2010). This was done by careful monitoring of the key
components in the drill-and-blast plan such as drilling precision, charging amounts and initiation
sequences (Karlzén and Johansson 2010). These efforts permitted good traceability in the tunnel
excavation works.
The final tunnel met the stipulated requirements on contour control with respect to restricted over-
break from the intended bentonite clay backfill. The lookout angle was kept within 25 cm, resulting
in a maximum variation in local oversize of 2 m2. The average overbreak was 16% of the tunnel
cross-sectional area.

28 SKB R-14-30
The use of electronic detonators increased the number of visible half pipes from perimeter holes. The
extent of the blast-induced damage (EDZ) was investigated in a part of the tunnel wall by Olsson
et al. (2009). The investigated area was 1.5 m high, 8.0 m long and 0.7–0.9 m deep. This part of the
wall was taken out by means of the wire saw technique and cut into 75 slices 0.1 m thick. Mapping
of these rock slices was used to develop a 3D model of the fracturing in the tunnel wall, Figure 2-2.
The conclusion was that there was no continuous EDZ caused by blasting. The blast-induced damage
from the contour holes consists mainly of small fractures sub-parallel to the tunnel wall, Figure 2-4.
Ericsson et al. (2009) compiled the length distribution of the fractures in the model. Ericsson et al.
(2009) also carried out laboratory testing of intact rock from the rock slices. They found a small
trend for reduced sonic velocity within 25 cm from the tunnel wall and increased matrix porosity
within 30 cm from the tunnel wall. Microscope studies of the same samples indicate opening of old
microfractures with mineral precipitation and formation of only a few new (fresh) microfractures.
These experiences from successful blast design were implemented into the Äspö Expansion project
2012. The project, and how blast design and QA/QC procedures were implemented, is presented in
Chapter 4.

Figure 2-2. All modelled fractures, section outlines and blast holes (Olsson et al. 2009). Green = natural
fractures. Red = direct blast-induced fractures (origin from a perimeter hole). Yellow = fresh fractures
without mineral precipitation, assumed to be blast-induced.

Figure 2-3. Length distribution of the modelled fractures in Figure 2-2. Natural (green), direct blast-
induced (red) and induced (yellow) fractures in the 3D model (Ericsson et al. 2009).

SKB R-14-30 29
Figure 2-4. The figure shows a 2D image of the occurrence of fractures from one of the rock slices perpen-
dicular to the wall in a tunnel excavated by careful blasting. The location of the contour boreholes shown
in Figure 2-2 is shown in the left-hand photo. The distribution of blast-induced fractures is discontinuous
and connected to the charge boreholes. There are secondary blast-induced fractures which terminate
against natural fractures. Increased axial fracture connectivity due to blasting and blast-induced fractures
is estimated to be insignificant due to the sparse distribution of these visible fractures. Natural fractures
may be affected at the tunnel perimeter.

30 SKB R-14-30
3 Scope of works

3.1 The demonstration project


The Äspö Hard Rock Laboratory (HRL) is a unique research facility for geological disposal. SKB is
conducting a series of experiments at depths down to a maximum of 450 m together with Swedish
and international experts.
Experiments will be carried out at the Äspö HRL also in the future, to support the continued devel-
opment of the methodologies and technologies necessary to construct the Final Repository for Spent
Fuel. These experiments have necessitated the construction of two main tunnels and several short
tunnels at the lower levels of the Äspö HRL (400–450 m level), see Figure 3-1. The construction of
these tunnels is referred to as the Äspö Expansion Project. The Expansion project was carried out in
2011–2012, with most of the excavation works carried out during 2012. The requirements for blast-
ing were set based on the production methods used for any similar public tunnel, using a modern
drill jumbo and charging equipment for two-component string emulsion. An important aspect was
the QA/QC requirements on the excavation works that were stipulated at the tendering stage and
applied throughout the construction works. The tunnelling required systematic grouting in many
locations. These works are described in more detail by Olofsson et al. (2014). Some areas were drier,
for example the 36 m long tunnel TAS04 required no grouting. It was decided to use that tunnel to
test different investigation methods to evaluate the extent and hydraulic properties of the Excavation-
Damaged Zone (EDZ). TAS04 has a cross-sectional area of 19 m2 with a width of 4.2 m and a height
of 4.8 m, the same as in the reference design for a KBS-3 deposition tunnel. This project was carried
out between chainage 16 and 36, i.e. the inner 20 m of the tunnel.

TAS01
TASJ

TASN TAS02
TAS04
TAS05
TAS03
TASP
TAS06 TAS08
TASU

Figure 3-1. General location of the Äspö Expansion Project. The location of the TASU and TASP tunnels
is referred to as the 410 Level, and the TASJ tunnel is located at the 450 Level. This project focuses on the
results from the experimental tunnel TAS04 excavated from TASP in the lower left-hand corner of the figure.

SKB R-14-30 31
3.2 QA/QC for construction works
The blast design was based on previous experience of successful blast design from construction of
an earlier tunnel at the Äspö HRL (Christiansson et al. 2009, Christiansson and Karlzén 2010). The
basic principle is to ensure precision in both drilling and charging. A reduced charge is important
to reduce excavation damage, but this increases the demand on drilling precision to ensure that the
charge geometry (distribution of explosives in the rock) is as planned. In addition, simultaneous ini-
tiation of the contour holes in particular reduces the risk for blast damage (Olsson and Ouchterlony
2003, Ouchterlony et al. 2010). The principles applied in this project are shown in Figure 3-2. The
requirements on the excavation works are given in Section 4.3. The procedures to ensure the quality
of the works are described in Section 4.4.

3.3 Characterization methods


3.3.1 Surveying for perimeter control
The tunnel floor geometry was documented as a 3D-modell using a photogrammetry method (SKB
MD 150.010). This provides geometric information on the spatial position and the shape of objects,
in this case the tunnel contour. The method is based on taking photographic pairs of the object that is
to be mapped (i.e. the floor of TAS04) from two positions such that conjugate points (corresponding
points) intersect. The local model space in 3D is then computed from the photographs using the soft-
ware ShapeMetrix. The local 3D model was converted to the local site coordinate system ÄSPÖ96
using the surveyed coordinate points. Further description of the surveying method is provided in
Section 6.1.

3.3.2 Geological mapping


The geological mapping of the TAS04 tunnel floor was done using the RoCS method (SKB MD
150.011, in prep.). This method is based on photographs, which are used to make a 3D-model with
surveyed coordinate points. First photographic pairs are taken of the object that is to be mapped
(i.e. the floor of TAS04). The photographs are combined to make a 3D model, which is associated
with surveyed coordinate points in Äspö in the local site coordinate system ÄSPÖ96 so that the
model can be oriented in a known space. This 3D model is then used as a basis for mapping in the
RoCS software, where the parameters of the individual objects that are being mapped are described
and saved in a database. The RoCS mapping includes a description of rock types, rock boundaries/
contacts, fractures, deformation zones, the occurrence of water/water leakage as well as Rock Mass
Rating (RMR).

Figure 3-2. Overview of the principles for QA/QC.

32 SKB R-14-30
The geological mapping of the 42 cored boreholes was done using the Boremap method (SKB
MD 143.006), in accordance with Section 6.1.2; “Kartering av kärnborrhål, baserad på borrkärna
(aktivitetstyp: GE038)”, i.e. “Mapping of cored borehole, based on core (activity type: GE038)”.
In addition, all holes were filmed with a simple borehole viewer. Further description of geological
mapping is provided in Section 6.1.

3.3.3 Geophysical investigations


Geophysical investigations consisted of Ground Penetrating Radar (GPR) measurements in TAS04
on the tunnel floor. The GPR survey was performed using GSSI (Geophysical Survey Systems,
Inc.) SIR-3000 GPR system and a 1.5 GHz bandwidth, shielded, ground-coupled GPR antenna.
The antenna was positioned against the cleaned and dried tunnel floor with best possible contact for
data collection. Recording of the data was triggered by a calibrated line encoder. The antenna was
positioned on measurements lines using a laser liner. Measurements were performed in lines parallel
to the tunnel with an increment of 10 cm covering the whole width of the tunnel. The tunnel was
measured in two parts at two different times. The first part covered tunnel lengths 7–21 m and was
performed before drilling of the holes for hydraulic measurements. This first measurement consisted
of 41 parallel lines. The second part, which was performed after drilling of the holes, covered tunnel
lengths 21–36 m (end of tunnel) and consisted of 39 parallel lines.
The recorded GPR data were analyzed in two different ways. First, the unprocessed data were
analyzed according to the GPR EDZ method as described by Kantia et al. (2010).Then data were
processed in a more conventional interpretation. The radar image analysis methodology was tested
including reflector selection from each profile, combining single line reflectors into reflector planes
from several parallel lines and visualization in 3D. The geophysical works and results are presented
in Chapter 7.

3.3.4 Hydraulic investigations


Specially designed equipment was developed for the hydrogeological investigations in 42 boreholes,
76 mm in diameter, drilled vertically in the floor within 20 m of the TAS04 tunnel. The majority (35
of the holes) were 1.0 m deep and the rest (7 holes) were 2.0 m deep (see Appendix 1 for details).
The following criteria for the injection tests were established:
• The equipment must be capable of measuring transmissivities between 5∙10–10–5∙10–7 m2/s at an
assumed pressure disturbance of 500 kPa. The flow interval that must be detected at that pressure
is 1.0–1,500 mL/min.
• Measurements along the boreholes must be made from the borehole collar (tunnel floor).
• The packer system must have a rubber sealing length of 50 mm.
• A double packer system with 100 mm and 200 mm section lengths and a single packer system
were specially manufactured.
• The equipment must be able to display numeric values and produce graphs with selected
parameters versus time.
• A measurement must include both an injection and a recovery phase.
The equipment is described in Section 8.2.1. A borehole extender was bolted to the tunnel floor
to permit injection tests to be performed from zero depth in the boreholes. Monitoring of pos-
sible interference from the injection tests was carried out in the other boreholes. The monitoring
system is described in Section 8.2.2. Injection tests were carried out at 5 different depth intervals
in all 42 boreholes, for a total of 210 injection tests. The testing details and results are presented
in Section 8.4 to 8.6. Specially manufactured short packers were installed in all boreholes and
connected to the Hydro Monitoring System (HMS) at the Äspö HRL. The system is described in
Section 8.2.2. This installation made it possible to measure the formation pressure in the tunnel
floor, see Section 6.3.1, as well as to detect any pressure disturbance from injection tests. The seal-
ing length of the short packers was 100 mm and they were installed just beneath the tunnel floor.

SKB R-14-30 33
The water flowing into the tunnel filled up the local depressions in the uneven floor, see Figure 3-3.
Small pumps were installed to control the water table in these local water ponds and ensure constant
head boundary conditions and saturated conditions during the injection tests, see Section 6.3.3. The
locations of these pumps are shown in Figure 6-14. These pumps also made it possible to get a good
measure of the total inflow of water to the test section, see Section 6.3.3.

3.3.5 Analysis approach


The key issue for the analysis was whether the blast design and the execution of the excava-
tion works were adequate to meet the requirements on the hydraulic properties of the EDZ, see
Section 1.4. This means that the investigations by means of geological, geophysical and hydro-
geological methods must be fit for purpose. Therefore, the chosen characterization methods must
support each other. The reliability of the methods used was another key issue, as well as the data
evaluation approach. Finally, the use of independent data sources for the evaluation of blast impact
on hydraulic connectivity in the studied tunnel floor was the major challenge. The different data
sources and the analysis and modelling steps are outlined in Figure 3-4.
All data and interpretations were combined in a 3D model. The 3D model was used to compare
different types of information, such as geological characterization, blast records and characterization
data. The model is found in Appendix 2.

Figure 3-3. Example of the uneven tunnel floor after cleaning (looking into the tunnel). One of the depres-
sions in the uneven floor was at the left side between chainage 26 and 28. This depression was probably
caused by misalignment of the drilling. The photo also shows some of the steeply dipping NW trending
fractures aligned nearly parallel to the tunnel axis (at the top in the photo).

34 SKB R-14-30
Figure 3-4. Overview of data flow and interpretations in this project.

SKB R-14-30 35
4 Äspö reference project

4.1 Äspö tunnel expansion 2012


New demonstration experiments supporting the technology needed for the implementation of the
design of the KBS-3 geological nuclear waste repository required the construction of two main
tunnels TASP and TASU and several short tunnels at the 410-m level of the Äspö Hard Rock
Laboratory (HRL), Figure 3-1. The lengths of the tunnels are given in Table 4-1.

Table 4-1. Length of the tunnels in Figure 3-1.

Transport tunnel Experimental tunnel Length (m)

TASP 60
TASN 52
TAS04 36
TAS05 16
TAS02 13
TASU 55
TAS08 25
TAS06 17
TAS03   7
TASJ 19
TAS01 15
Total 308

4.2 Site conditions


The bedrock at the Äspö HRL consists of diorite, intersected by granitic and pegmatitic dykes. The
fracturing consists of three major fracture sets, two steeply dipping sets oriented NW and NE and
one gently dipping set. The NW-trending set is the most dominant water-bearing fracture set at the
Äspö HRL site.
The area at the 410 m level (Figure 3-1) exhibited mixed hydraulic conditions. There were a number
of minor water-bearing structures. Pre-excavation grouting was required in many tunnel sections but
not for TAS04, Figure 4-1.
The major horizontal stress is estimated to be 24 ± 5 MPa, probably in the lower range at the 410 m
level. There are indications that the magnitudes of the minor horizontal stress and the vertical stress
are similar, around 11–13 MPA at the 420–450 m level. A more detailed site description is provided
in Chapter 6.

4.3 Blast design and tendering process


The principles of how inspection was carried out against specified requirements are illustrated in
Figure 3-2. As-built inspection included the Contractor’s inspection plans and checklists, as well
as SKB’s verification that these procedures were followed and that the requisite documentation
was handed in. Inspection of tunnelling results could be done after the blasting, where the finished
contour could be observed. With the support of the photogrammetric aid for tunnel mapping (see
Section 6.1), geometrical verification of the tunnel contour could also be done in less than 24 hours
after the excavation works, which permitted continuous feedback to the Contractor regarding how
well he was complying with the contour requirements.

SKB R-14-30 37
Figure 4-1. Extent of pre-grouting in the vicinity of TAS04. The water-bearing structures are steeply
dipping and strike sub-parallel to TAS04 (Figure from Olofsson et al. 2014).

The blast design was based on previous experience of successful blast design from construction of
an earlier tunnel at the Äspö HRL (Christiansson et al. 2009, Christiansson and Karlzén 2010). The
basic principle is to ensure precision in both drilling and charging. A reduced charge is important
to reduce excavation damage, but this increases the demand on drilling precision to ensure that the
explosives are distributed as planned. In addition, the simultaneous initiation of the contour holes in
particular reduces the risk for blast damage (Olsson and Ouchterlony 2003, Ouchterlony et al. 2010).
The design table for the extent of the longest blast-induced crack proposed by Ouchterlony et al.
(2010) was used as reference in the project.
The requirements stipulated for drilling and charging are presented in Table 4-2 and Table 4-3.

Table 4-2. Tolerances for drilling.

Tolerances for drilling Radial deviation

Allowed collaring deviation for contour and helpers ± 7 cm


Allowed deviation in the theoretical endpoint for contour holes ± 20 cm

Table 4-3. Tolerances for charging with string emulsion in the different hole types. The average
length of the bottom charge was 0.2 m.

Hole type Charging tolerances Bottom charge [kg]

Contour 0.350 ± 0.05 kg/m (string) 0.4


Helpers and bottom 0.500 ± 0.05 kg/m (string) 0.5
Production holes in TAS04 1.200 ± 0.10 kg/m (string) –
Cut 1.800 ± 0.10 kg/m (fully charged) –

38 SKB R-14-30
It was also specified that reduced feeding force should be used when collaring any borehole to
permit as straight drilling as possible. The degree of reduction was to be determined jointly by the
Client and the Contractor, based on the specifications of the drill jumbo. All boreholes in a round
should be cleaned by use of compressed air prior to charging. The Contractor should be prepared to
grout any borehole in a round if water inflow was significant, as water in the hole could decrease the
decoupling rate. He should always document ingress of water to boreholes in the round. Grouting
was never needed in the TAS04 tunnel.
In summary, the requirements in the tendering specifications included:
• Requirements on contour control as shown in Table 4-2 which in turn set requirements on the
drilling equipment.
• Requirements on charge concentrations as shown in Table 4-3. In contrast to previous tunnelling
where cartridge explosives had been specified in the contour to ensure the prescribed charge
concentration, string emulsion was now allowed in the contour as well, since this is the most
common procedure in normal tunnelling. This created the necessary conditions for testing how
well requirements on restrictions of the EDZ can be achieved in more industrialized tunnel
production.
• Requirement on precision in detonators.
• Requirements on the logger systems on the drilling and charging equipment.
• Requirements on the Contractor’s supervision of his works.
• Documentation requirements.
• Contractor’s management system.
Prior to the start of construction, the Contractor’s inspection plans and checklists for the tunnelling
works were examined to ensure correct procedures for supervision and its documentation.

4.4 Strategy for QA/QC of excavation works


4.4.1 Optimizing the drill and blast plan
The basic blast design that was presented in the tendering process was adjusted by the Client to suit
his equipment before the excavation works started. The blast design was then continuously further
optimized and updated during the project. The process for updates of the design is described in
Figure 4-2.
Different drill plans were used for different sections during the expansion of Äspö HRL. The theo-
retical section of the experimental tunnels TASN and TAS04 corresponds to that of the reference
design for deposition tunnels, with a horseshoe shape, height 4.8 m and width 4.2 m. Figure 4-3
shows the basic drill plan design and the design used in the project for the experimental tunnels
TASN and TAS04. Theoretical specific charge and specific drilling for both the basic and optimized
blast designs are presented in Table 4-4.

Figure 4-2. Process for update of blast design during the Äspö HRL expansion project.

SKB R-14-30 39
Figure 4-3. Left: basic drill plan design for the experimental tunnels TASN and TAS04 proposed in the
tender and right: the optimized design used in the project.
Table 4-4. Specific charge and specific drill plan for the basic and optimized design.

Basic blast design Optimized design

Specific charge 2.7 kg/m3 2.63 kg/m3


Specific drill plan 4.04 m/m 3
3.92 m/m3

Evaluation of possible blast damage was conducted with the aid of a table for damaged zone caused
by emulsion explosives proposed by Ouchterlony et al. (2010), Table 4-5. The table was based on
field experiments conducted in a quarry during 2006 with different concentrations of string emulsion
charged in both horizontal holes and in plastic tubes in vertical holes.
The table by Ouchterlony et al. (2010) was modified for the actual hole diameter (48 mm) and
explosive used, see Table 4-6 in order to be applicable to the Äspö expansion project.
Based on Table 4-6 the theoretical extent of blast-induced fractures could be determined for blast
designs optimized by the contractor during the project before they were approved by SKB’s super-
visor. Figure 4-4 shows a visualization of the theoretical extent of the largest fractures generated
by the charge concentrations used based on Table 4-6. The visualization was done with the iSURE
software. iSure tunnel includes project files management, tunnel profiles, tunnel location, drill-
and-blast design, and drilling and blasting patterns. This module offers pattern design at the end
of the round, providing hole burden calculus and optimization of hole location. The design of the
theoretical profile can be drawn manually or chosen from the standard profiles provided in iSURE.
It is also possible to import a profile in .dxf format from AutoCad.

Table 4-5. Theoretical extenst of the largest blast-induced fracture (Ouchterlony et al. 2010).
Charge concentration expressed as DxM/m and type of initiation (Nonel or simultaneous).

Theoretical damaged Charge concentration, kg DxM/m (DxM


zone depth in m is the reference explosive Dynamex M)
Nonel (Single) Simultaneous

0.2 0.1 0.2


0.3 0.2 0.3
0.5 0.3 0.4
0.7 0.4 0.5
1.1 0.7 0.6
1.3 0.9 (0.7)
1.7 1.3 –
2.0 1.6 –

40 SKB R-14-30
Figure 4-4. Maximum theoretical extent of the longest blast-induced fractures. Left: principle drill plan
design and Right: the optimized design applied in the project for the experimental tunnels TASN and
TAS04. The colours represent the different hole types, while the radius of the circles represents the
theoretical extent of the longest blast-induced fractures. Note that the theoretical extent of the longest
fracture in the floor is 0.5 m for both designs. See Table 4-3 for charge concentrations.

Table 4-6. The modified table used in the Äspö expansion project based on Ouchterlony et al.
(2010). All values are for column charges. The explosive Kemiitti 810 has a density of 1.0 kg/m3
and a concentration 0.78 DxM/m (DxM is the reference explosive Dynamex M).

Explosive Charge concentration Theoretical extent of the longest crack.


of string emulsion (calculated with DxM = 0.8 for Kemiitti 810)
[kg/m] [m]

KEMIITTI 810 350 g/m 0.35 ≈ 0.25 (Simultaneous)


KEMIITTI 810 500 g/m 0.5 ≈ 0.5/0.7 (Simultaneous /Single)
KEMIITTI 810 800 g/m 0.8 ≈ 1.0 (Single)
KEMIITTI 810 1,200 g/m 1.2 ≈ 1.35 (Single)
KEMIITTI 810 1,800 g/m 1.8 ≈ 1.8 (Single)

In the drill pattern, the iSURE software can define a range of different drilling types such as contour
holes, field holes, grouting holes, etc. They then use their specific pre-set parameters in the rig: less
power is used for high accuracy in contour holes, whereas more power is used in field holes, for
example.
In iSURE, measuring-while-drilling (MWD) data can be collected and reported and analyzed. The
module collects data on 19 parameters. Among these are parameters such as air flow, feed pressure
setting, rotation speed setting, anti-jamming state, drilling control setting etc. The MWD data can be
studied and analyzed after drilling.

4.4.2 Overview of QA/QC procedures


The blast design included the approach to minimize the risk for extension of induced fractures from
helper, cut and production holes. The quality assurance process applied in the Äspö expansion pro-
ject included control of each step in the excavation cycle during the work as well as after verification
that the functional requirements were met. In addition to the contractor’s quality control of his work,
SKB supervised the work process with the aid of logger data from the drilling jumbo and charging
equipment as well as verification of tunnel geometry using photogrammetry and field inspections.
The process is described in Figure 4-5.

SKB R-14-30 41
Funconal
Start of excavaon works Tunnel or round completed requirements verified

Requirements on the excavaon works Funconal requirements

Contractor

The Contractor’s control of The Client ’s inspecons Follow up on results


his work

Control plans 1–6

• Quality assurance of • Preparing and analysis of


Work instrucons producon data data
• Describes how the work • Quality assurance of field notes • Aer control of overbreak,
should be conducted • Inspecon in field possible EDZ , grout
• Quality check of opmized penetraon etc
blast design
• Follow up on geometries

Figure 4-5. Illustration of the process for quality assurance, applied in the Äspö expansion project.

Each control activity was described in detail in one of a total of 6 control plans. The control plans
included a short description, frequency of the control, how the activity was documented and respon-
sible person for each activity. The control plans included control activities for the following steps in
the excavation cycle:
• drilling,
• charging and blasting,
• grouting,
• scaling and rock bolt installation,
• shotcrete and wire mesh, and
• calibration and service of equipment

4.5 The Contractor’s QA


4.5.1 Quality control of round drilling
Precise drilling is important in order to achieve a smooth contour and to minimize the extent of the
blast-induced damage. With good drilling precision, the charge geometry (distribution of explosives
in the rock) will be as planned. To achieve this, reduced feed pressure was applied when collaring the
boreholes. In addition, the Contractor marked the theoretical contour on the face in order to ensure
good collaring and also as a check of calibration of the drilling jumbo. The borehole diameter was
48 mm and the theoretical borehole length was 4.5 m, in practice there was a variation in hole length
as the rounds were drilled to a predefined reference plane.

4.5.2 Quality control of charging


A possible extension of the EDZ due to any modification of the blast design was evaluated by the
client’s supervisor before acceptance. Calibration of the drilling jumbo and charging equipment was
of high priority. Calibration of the charging equipment was performed with tubes of acrylic glass,
Figure 4-7.
The charging equipment logged the volume of explosives charged into each borehole. By charging
in a specific pattern, always starting with the same borehole, the amount of explosives per borehole
could be determined. This made it possible to verify whether the requirements as shown in Table 4-3
were met.

42 SKB R-14-30
Figure 4-6. Example of visualization of the drilling log from round #1 in TAS04 with the iSURE software.
The visualization includes positioning of the holes, theoretical section, interpreted face structure and MWD
data (In this example percussion pressure).

Figure 4-7. Calibration of the charging equipment using tubes of acrylic glass. Note the transition between
the bottom charge and emulsion string.

4.6 The Client’s QA


4.6.1 The Client’s inspections
The main task performed by the Client during the excavation works was to ensure that the Contractor
followed his checklists and documented the results of his control plan in accordance with Section 4.4.2.
In addition, the Client’s supervisor evaluated the logs from drilling and charging and gave feedback
on the degree of non-conformities, when required.

4.6.2 The Client’s verification


Verification of complete results could only be done after completion of the excavation works
and complete cleaning of the tunnel floor. An outline of the means and methods is provided in
Section 3.3.

SKB R-14-30 43
5 Construction records

5.1 Construction overview


A two-boom drill jumbo, Sandvik DT 920i, equipped with the iSure software, was used to drill the
blast holes. The jumbo was delivered new from the factory at the beginning of the project to ensure
the best possible conditions for drilling precision.
A Forcit charging unit model 201 was used for mixing, pumping and control of a two-component
string emulsion (KEMIITTI 810 emulsion) that was used in all holes. Strings were applied in the
contour, helper, production and bottom holes ( Table 4-3). The holes in the cut were charged full.
After the charging hose was inserted into the borehole, motorized electronic equipment was used to
pull it out with a constant speed. This permitted high precision in the charging work. The mass of
charged emulsion for each hole was recorded in chronological order by a charging logger. With the
aid of a predefined charging sequence, the amount of explosives in each individual hole could be
traced from the charging log. In downward-directed water-filled holes, charging was performed in
lidded plastic tubes (40 mm in diameter) in order to avoid damage to the string. The tubes were used
in the bottom holes of TAS04. In flowing upward-directed holes, charging was done with cartridges.
Initiation of the contour holes was performed with electronic detonators of the type i-Kon VS. Using
this type of detonator, a time delay of <1 ms between initiators in the same intervals can be achieved.
The production holes were initiated using pyrotechnical detonators from the Nonel LP system.

5.2 Construction records – production data


The construction documentation was used by SKB’s supervisor to check compliance with the
requirements on drilling, charging, geometry and blast damage control. The contractor delivered
the following data and field notes for each round during the excavation of TAS04.
Drill log – in .dcl format. Original file from the drill jumbo for the iSURE Software.
Drill log – generated .csv file from the iSURE drill log. This file contains positioning data for the
boreholes, drilled length etc.
MWD – generated .csv file from the iSURE drill log. Contains the MWD data for the drilled holes.
Round report summary – file in Microsoft word format generated from the original iSURE file.
Contains a summary of the drilling of a round with both positioning and MWD data.
Observations during drilling – Drill plan image with field notes taken by the operator during drill-
ing. Includes comments on moved holes, complementary holes and comments on the logged data.
Measurements of collaring positions and hole bottoms of contour holes (PLM,GEO and
Excelfiles) – Coordinates for geodetically measured positions, also delivered plotted together with
the theoretical contour.
Charging sequence – Drill plan image with field notes. Describes the order of charging for the
contour, helper and bottom holes.
Charge log – Chronological log in .csv format generated by the charging equipment. Contains the
amount of the emulsion charged in each hole.
Initiation plan – Describes the initiation sequence. Pdf format.
Drill and charge plan + blast journal in Excel format – Table with documentation of the drill and
charging plan. The blast journal describes what was actually done.
Documentation of results after blasting – Drill plan image in .pdf format with field notes on loca-
tions of over- and underbreak and reblasts

SKB R-14-30 45
5.3 Results
5.3.1 Results from compliance check of drilling
Results from the check of drilling precision at the end of contour holes are presented in Figure 5-1.
In the 8 blast rounds of TAS04, 88% of the contour holes met the requirement of a maximum devia-
tion of ± 20 cm from the theoretical endpoint. This check was however not possible to conduct for
the bottom holes during the excavation work. The tunnel floor topography could later be determined
based on photogrammetric documentation. The results were less encouraging, see Figure 3-3 and
Figure 5-2. The limit of 35 cm overbreak was exceeded on almost 50% of the tunnel floor.

[%]

100

90

80

70

60

50

40

30

20

10

0
Requirement met Requirement not met

Figure 5-1. Results from check of drilling precision for the contour holes (hole bottoms) in the 8 rounds of
TAS04.

Figure 5-2. The photographic documentation provides pixels. The documentation is based on analysis of
the difference between the photogrammetrically documented floor and the theoretical (planned) level of the
tunnel floor for each pixel.

46 SKB R-14-30
5.3.2 Results from compliance check of charging
Charging of the contour and helper holes was done in a specific order so that the charging log could
be used to verify that the specifications on charging were in accordance with the tolerances presented
in Table 4-3.
Evaluation of the results from charging was conducted based on the charging and drilling logs.
In order to combine the recorded lengths from the drilling log together with the amount of charged
explosives from the charging log, the charging sequence was also needed. Figure 5-3 shows an
example of compliance checking of charging in the contour holes for round 1 in TAS04.
Table 5-1 presents the mean values for the achieved charging tolerances for the contour, helper and
bottom holes in the 8 rounds for TAS04. The table also shows the specific charge achieved.
Charging data for each individual hole are presented in Appendix 3. There is a tendency for the logged
amounts of emulsion explosives to be within the upper range of the tolerances for the bottom holes,
when considering traceable charging data for individual holes. The actual specific charge values are
close to the design value for the rounds for TAS04. The tendency is that the values are slightly higher
than the design value. Even if the difference in percent is relatively great, the deviation from nominal
weight is still very small. Figure 5-4 shows a visualization of the data seen from below the TAS04 for
rounds 4 to 8 (where hydraulic tests and GPR measurements have been conducted).
The results presented in Figure 5-4 indicate that the evaluated charge concentrations (kg/m) are gener-
ally in the upper range of the tolerances or exceed the tolerances for the bottom holes. Charging data
however indicate that the tolerances were only exceeded to a limited extent, compared with Table 5-1.

Table 5-1. The mean values of charged explosives per metre for the string-charged hole
types together with the specific charge. The theoretical specific charge was 2.63 kg/m3. The
results suggest high general precision in the charging of string emulsion in the 8 rounds for
TAS04.

Round Contour [kg/m] Helper [kg/m] Bottom [kg/m] Specific Charge [kg/m3]
Design value 0.35 ± 0.05 0.50 ± 0.05 0.50 ± 0.05 2.7

1 0.35 0.56 0.55 3.11


2 0.34 0.51 0.48 2.95
3 0.34 0.51 0.52 2.83
4 0.33 0.49 0.49 3.07
5 0.32 0.52 0.47 2.82
6 0.34 0.49 0.51 2.77
7 0.31 0.52 0.57 2.84
8 0.31 0.50 0.56 2.84

[kg/m]
0.50

0.40

0.30

0.20

0.10

0.00
Contour holes 1 -27
Figure 5-3. Left: Order of charging of the contour holes, round 1 TAS04 (1–27 are the contour holes). Right:
Results from the column charge of the contour holes in blast round #1 in TAS04. Tolerances, ± 0.05 kg/m, are
shown together with the design mass of the string, 0.35 kg/m. Contour hole #2 was over-charged.

SKB R-14-30 47
Figure 5-4. Visualization of the charged concentrations in the bottom and helper holes in TAS04. Tunnel face
towards left. Red colour marks holes where the tolerances have been exceeded, yellow marks holes where charges
are less than the minimum tolerance, green marks holes with charged amounts within the tolerances and grey
marks holes with uncertain data. Note that positioning is based on the theoretical drill plan.

48 SKB R-14-30
6 Geological characterization of the research tunnel

6.1 Mapping methods


Geological characterization of the experimental site serves as a basis for modelling the effects of
tunnel excavation on the EDZ. Necessary components are descriptions of rock types, fractures,
fracture zones and observed water inflow, both to the tunnel and the boreholes. A newly excavated
tunnel with fresh surfaces is to be preferred, as well as cored boreholes from each rock type. The
mapping procedures for tunnels and cores are described under the acronyms RoCS and BoreMap.
Characterization of fractures observed from a tunnel must consider the different conditions and
scales for documentation. Mapping of fractures in a drill-and-blast tunnel requires god light condi-
tions and free access to all surfaces for close observations or remote sensing technology. The excava-
tion method may have opened up sealed fractures and induced the opening of new fractures from the
blasting. The origin and properties of all fractures is therefore sometimes difficult to identify. The
mapping must also consider the resolution required. It is obvious that a cut-off length for fracture
traces has to be set for practical reasons, since fracture size follows an approximate power law dis-
tribution (increasing number of fractures with decreasing trace length). On the other hand, logging
of drilled cores can be carried out under good conditions. The fracture length cannot be determined
from individual cores, so all fractures are recorded. The fractures can easily be categorized as open,
sealed, fresh, etc. The major uncertainty in mapping fractures in cores is to what degree fractures
have opened or been caused by handling of the cores.

6.1.1 Tunnel mapping


RoCS is based on photogrammetric documentation of the tunnel surfaces. Photogrammetric pairs
of photos are used to develop a 3D model of the tunnel. The cut-off length for fracture traces during
tunnel mapping was approximately 1 m, where the fracture length is the trace length on the rock sur-
face. Only fractures that show no indication of aperture are called tight, all other fractures are either
tight to partially open, open, open to partially tight, re-opened or induced open fractures (fractures
with no fracture fillings and fresh rock surfaces). The fracture width is defined as possible aperture
plus possible fracture filling measured across the fracture. Oxidation rims (red staining/colouring)
across fractures are measured in the same way and include the width of the fractures. Rock dykes/
veins < 0.1 m in width are commonly regarded as fracture fillings and thus recorded as fractures.
The average orientation of structural features, besides the automatic orientation obtained from
the 3D-model, was measured with a handheld compass. Magnetic north is used for reference and
orientations of planar structures are given according to the right-hand rule. Thus, the orientation
of the strike is measured when the dip direction is on the right-hand side. The orientation of linear
structures is given as trend and plunge.
For the actual mapping of the floor, water leakage could only be observed if water could be seen
flowing out of a fracture. No such observations were made during mapping of the floor of TAS04.

6.1.2 Core logging


Mapping of the borehole cores was done using the overview Boremap mapping method (SKB MD
143.006), activity type GE038. This includes rock types and fractures, where depth along the core,
α-angle, aperture and width as well as other characteristics of the fracture (form, rawness, alteration
and fracture filling) are mapped. As stipulated in the SKB MD 143.007, each uptake of core is marked
on the core box, and if the core is broken in the handling the drillers mark the core box with an F
(Fresh). This is used when mapping the core. If the is broken and there is no F marked on the box, no
fracture filling is visible and the core bits fit perfectly together, the break is generally considered to be
a drilling-induced break. When the core is broken along a fracture that has a fracture filling, and there
is no F on the core box, the general assessment is that the fracture is a naturally broken fracture. When
the core is not broken, but there is a fracture with mineral filling with a visible opening, the fracture
is mapped with an aperture, which puts it in the category “partly open fracture”. Only fractures with
filling that show no opening (aperture) are mapped as unbroken fractures.

SKB R-14-30 49
The terminologies used by Boremap mapping and RoCS mapping differ in some ways, especially
when it comes to fractures. An open fracture in RoCS mapping is called broken in Boremap mapping,
and a tight fracture in RoCS mapping is called unbroken in Boremap mapping. This discrepancy is
mainly due to differences in the definitions of fractures in the borehole core (see SKB MD 143.006),
where open fractures are fractures that break the core, with or without aperture and/or mineral fillings.
Visible fractures with fracture filling that do not break the core are called unbroken. In RoCS the
terminology conforms more to mapping in the field, where open fractures are those that show aperture
with or without mineral fillings and tight fractures show no aperture, but contain mineral fillings.
Lastly, the boreholes were filmed with a borehole camera for reference and possible rough orienta-
tion of major structures in the cores. The film is also useful as a support for the assessment of
fracture origins, i.e. whether they are drill-induced or not.

6.2 Geological setting of the research tunnel


The chosen research tunnel (TAS04) is one of the new tunnels excavated in 2012 at the Äspö HRL.
It is a side tunnel from TASP (see Figure 4-1) between the tunnels TASN and TAS05. The innermost
part (between approximately 16 m and to the bottom of the tunnel at 37.5 m) was chosen to maximize
the variability in rock types (see Figure 6-2) as well as fractures. There is also a distinct variation in
the topography of the tunnel floor (see Figure 6-1), with more or less distinct ends of blast rounds.

6.2.1 Lithology
The rock in the tunnel floor can in general be divided into three main rock types; fine-grained
granite, Äspö diorite and Ävrö granodiorite. Minor amounts of pegmatite dykes/veins also occur (see
Table 6-1 and Figure 6-2.
An irregular deformation zone approximately 0.5–1 m in width cuts the TAS04 between approximately
28 and 30 m tunnel length striking approximately 190 degrees (magnetic north) and steeply dipping
(85 degrees), see Appendix 4 and Figure 6-3 and Figure 6-7. The main deformation of that zone occurs
along the boundaries and/or epidote-dominated fractures/cataclastic bands. More or less undeformed
Äspö diorite occurs in between. Within the zone a number of irregular minor fractures are present,
some of which are epidote-filled. The contact of the deformation zone towards the end of the tunnel
coincides with Ävrö granodiorite, and towards the start of the tunnel the fine-grained granite stops at
the deformation zone at the right-hand wall and the right-hand side of the tunnel floor (see Figure 6-7).

Figure 6-1. Foto showing the tunnel TAS04 taken from the tunnel mouth at approximately 4 m and looking
towards the end of the tunnel at 37.5 m, with the floor cleaned and shotcrete at the tunnel mouth to approxi-
mately 7 m. The photograph is taken before the drilling of the 42 boreholes in the floor.

50 SKB R-14-30
Figure 6-2. Map of rock types in the floor of TAS04. Tunnel length from center of TASP is approximately
4.3–37.5 m. Boreholes are located between approximately 15 and 37.5 m. A deformation zone with orienta-
tion approximately 190/85 (strike is in magnetic North and dipping is to the West) is located between
approximately 28 m in the left wall and 31 m in the right wall (see also Figure 6-7).

Table 6-1. Area of mapped rock types in the floor of TAS04 (5–37.5 m)

Rock type Area (m2) % Comment

Fine-grained granite 98.00 56 Makes up the main body of the floor in TAS04
Äspö diorite 41.23 23
Ävrö granodiorite 33.50 19
Pegmatite 1.04 0.6 Irregular dyke
Pegmatite 0.68 0.4 Contact dyke/vein to fine grained granite ca 21–28 m
Fine-grained granite 1.87 1 Dyke

Figure 6-3. The deformation zone in TAS04. Photograph taken towards the left wall between approximately
28 and 29 m, showing the two cataclastic bands that define the zone.

SKB R-14-30 51
Some of the fine-grained granite is somewhat coarser-grained and lighter red in colour. The contact
between these two types of granite is very diffuse and irregular and could not be mapped with any
certainty in the tunnel floor.

6.2.2 Fracturing
The RoCS mapping of the floor in TAS04 resulted in 372 fractures: 214 open fractures and 158 tight
fractures. The dominant direction of the fractures can be seen in Figure 6-4.Tight fractures are shown
in Figure 6-5 and re-opened fractures in Figure 6-6.

Figure 6-4. Orientation of RoCS-mapped fractures from the floor in TAS04 presented in Schmidt net and
joint rosette diagrams. The approximate 126 degree trend of the TAS04 tunnel is marked as a black line.
One main orientation set can be seen, 1 m: 123/69. N refers to magnetic north.

52 SKB R-14-30
Figure 6-5. Orientation of RoCS-mapped tight fractures from the floor in TAS04 presented in Schmidt net
and joint rosette diagrams. The approximate 126 degres trend of the TAS04 tunnel is marked as a black
line. Three main orientation sets can be seen, 1 m: 336/89 and two somewhat less prominent, 2 m: 135/86
and 3 m: 140/50. N refers to magnetic north.

SKB R-14-30 53
Figure 6-6. Orientation of RoCS-mapped open fractures from the floor in TAS04 presented in Schmidt net
and joint rosette diagrams. The approximate 126 degree trend of the TAS04 tunnel is marked as a black
line. One main orientation set can be seen, 1 m: 123/69. N refers to magnetic north.

The locations of the mapped fractures in the floor of the TAS04 tunnel are shown in Figure 6-7.
Core logging of the short boreholes shows only a few fresh fractures in the upper part of 12 of the
boreholes. Most of these fractures are probably blast-induced. The holes with broken (open) fresh
fractures are randomly distributed over the studied area. Almost all boreholes show broken (open)
natural fractures, as well as unbroken (tight) ones. It is uncertain whether the interpreted broken

54 SKB R-14-30
(open) fractures were natural open fractures or if they were broken (opened) by drilling and core
handling (drill induced). Broken fractures without mineral fillings can in general be interpreted as
possible EDZ.
In the boreholes, a division of the fine-to-medium-grained granite into two types based on difference
in colour, red versus lighter red, seems plausible. This division is very diffuse on the surface of the
tunnel floor, so no mapping of a contact between the two types could be done. Another observation
connected to the colouring of the fine-to-medium-grained granite is that the number of fractures
seems to be higher in the red granite boreholes when compared to the light-red granite. One possible
explanation for the colour difference between the two rock types is the number of fractures, i.e. the
higher number of fractures leads to a slightly stronger red colouring of the rock type. The higher
number of fractures in the red fine-to-medium-grained granite is therefore the cause of the redder
colour and the light red fine-to-medium-grained granite is only lighter because of fewer fractures.
The red colouring seems to be the result of hydrothermal alteration (Drake and Tullborg 2004,
Eliasson 1993).
A table showing the various types of fractures can be found in Appendix 4. An example from part of
borehole K04033G03 is shown in Table 6-2.

Table 6-2. Part of a larger Excel sheet showing results from the Boremap mapping of one of the
boreholes in the floor of tunnel TAS04. Broken fractures = Open fractures. Unbroken fractures
= Tight fractures. Drill-induced = Fractures without fracture filling that are assumed to be the
result of drilling and/or core handling, usually because of lack of fracture filling and good fitting
of core bits. The drill-induced fracture with the designation uptake is the bottom fracture of the
core (usually from where the core was broken at the end of the borehole). Mineral 1/Operational
and Mineral 2/Roughness; before the slash is the mineral filling 1 and 2 in broken and unbroken
fractures and after the slash is the type of core breakage and appearance of drill-induced
fracture. See also Appendix 4.

ID Borehole Sec. Sec. Packer Obs. ID Mineral 1 / Mineral 2 / Min. 3 Min. 4


Up Low depth Operational Roughness

8 K04033G03 0.011 0.011 0–0.1 Drill-induced Break Irregular


8 K04033G03 0.033 0.033 0–0.1 Drill-induced Break Irregular
8 K04033G03 0.065 0.065 0–0.1 Unbroken Calcite Quartz Epid. Oxid.
fracture walls
8 K04033G03 0.110 0.110 0.1–0.2 Broken Chlorite Calcite Oxid.
fracture walls
8 K04033G03 0.120 0.120 0.1–0.2 Unbroken Epidote Calcite Chl.
fracture
8 K04033G03 0.162 0.162 0.1–0.2 Drill-induced Break Irregular
8 K04033G03 0.185 0.185 0.1–0.2 Unbroken Calcite Oxidized
fracture walls
8 K04033G03 0.220 0.220 0.2–0.4 Drill-induced Break Irregular
8 K04033G03 0.295 0.295 0.2–0.4 Drill-induced Break Irregular
8 K04033G03 0.388 0.388 0.2–0.4 Drill-induced Break Irregular
8 K04033G03 0.662 0.662 0.6–2 Unbroken Quartz Chlorite
fracture
8 K04033G03 0.970 0.970 0.6–2 Broken Calcite Laumontite
fracture
8 K04033G03 1.220 1.220 0.6–2 Unbroken Quartz Calcite
fracture
8 K04033G03 1.300 1.300 0.6–2 Broken Chlorite Calcite
fracture
8 K04033G03 1.345 1.345 0.6–2 Unbroken Epidote Quartz Chl. Calc.
fracture
8 K04033G03 1.345 1.345 0.6–2 Drill-induced Break Irregular
8 K04033G03 1.662 1.662 0.6–2 Drill-induced Break Irregular
8 K04033G03 1.853 1.853 0.6–2 Broken Laumontite
fracture
8 K04033G03 2.017 2.017 0.6–2 Drill-induced Uptake Undulating

SKB R-14-30 55
Figure 6-7. Map of fractures and rock types in the floor of TAS04. The tunnel length from the centre of TASP
is approximately 4.3–37.5 m. Boreholes are located between approximately 15 and 37.5 m. A deformation
zone with orientation approximately 190/85 (strike is in magnetic North and dip is to the West) is lokated
between approximately 28 m in the left wall and 31 m in the right wall and is shown as a green coloured
band projected from the 3D mapping of the walls and roof of the tunnel. Sealed fractures = tight fractures
and blue areas indicate smooth fracture surfaces.

6.2.3 Fracture visualization


The mapped fractures from the floor of the TAS04 tunnel were then visualized in 3D from their
manual strike and dip measurements. The results from fractures that come close to, or intersect, the
boreholes in the floor are shown in Figure 6-8.
The density of mapped fractures, both open and tight, varies between rock types, see Table 6-3.
The fractures belong to the rock type that includes most of their visible length. The fractures seem
to intersect most rock contacts with two exceptions: no mapped fractures intersect the deformation
zone and no open fractures intersect the thin pegmatite dyke between boreholes K04023G03 and
K04023G02 on the one hand and K04023G01 on the other hand (see Figure 6-7 and Appendix 5).

Figure 6-8. A 3D map of mapped fractures, shear zone and rock types in the floor of the TAS04 tunnel
from approximately 15 to 37.5 m is shown. Only the shear zone is shown from the tunnel mapping of the
walls and roof of TAS04 here. The total tunnel length from the centre of the TASP tunnel is approximately
4.3–37.5 m. Boreholes are located between approximately 16 and 35 m. A deformation zone with orientation
approximately 190/85 (strike is in magnetic North and dip is to the West) is located between approximately
28 m in the left wall and 31 m in the right wall and is shown as a green coloured band. Tight fractures are
shown in green, open fractues in red and blue areas indicate smooth fracture surfaces.

56 SKB R-14-30
Table 6-3. Table showing the fracture distribution in the RoCS-mapped rock types on the floor of
TAS04. The Rock ID is taken from the RoCS mapping of the floor in TAS04.

Rock type Rock ID Area (m2) Number of fractures % Fractures/m2

511058 Fine-grained granite B2 98 302 71 3.1


501037 Äspö diorite B0 41.2 96 22 2.3
501056 Ävrö granodiorite B1 33.5 29   7 0.9
501061 Pegmatite B4   1.04
501061 Pegmatite B5   0.68
511058 Fine-grained granite B3   1.87
Total 176.32 427 100 2.4

In general the fine-to-medium-grained granite is more brittle than both the Äspö diorite and Ävrö
granodiorite. The granite often contains a large number of short chlorite-filled fractures that are
usually tight (unbroken), but the surface activity of cleaning the tunnel floor several times caused
considerable amounts of small broken-up rock pieces to loosen from the floor, see Figure 6-9.
Associating the modelled fractures from the RoCS mapping with the mapped fractures from the
Boremap mapping is not simple for two reasons: one is the difference in mapping scale and the other
the lack of orientation (strike) in the borehole mapping.
The difference in mapping scale is that in the RoCS mapping, the visible fracture traces need to
be at least 1 m in length, while every visible fracture is mapped in the core. The Boremap-mapped
fractures are not orientated because the boreholes were too short to be photographed with the BIPS
system, so only a simple borehole camera was used. While this simple borehole camera is better
than no image from the boreholes, it has limitations. It has one camera lens which faces down and
one which faces to the side, allowing some orientation, but the camera is handheld and has a cable
that measures depth in dm. The camera was in general held so that it filmed through the downward
lens on the way down and through the side lens while going up, and the rod was held roughly so that
the side lens faced the bottom of the tunnel (direction approximately 125 degrees). The orientation
of the fractures in the cores is therefore limited to the angle of the fracture that intersects the core
(the so-called alpha angle). In addition, it should be mentioned that if an attempt is made associate
modelled fractures from the RoCS mapping with a nearby borehole, the orientation of the fracture is
an average, measured with a compass in the field.

Figure 6-9. Enlargement from an RoCS-mapping photograph from the floor of TAS04 at approximately
19 m showing the fractured fine-to-medium-grained granite with the broken-up smaller pieces (some are
indicated by the white arrows). The red circle is the coordinate point G16, measured with total station as
an orientation for the 3D model (coordinates in ÄSPÖ96: X: 2429,588, Y: 7351,559, Z: –409,107).

SKB R-14-30 57
Some of the modelled fractures are shown with probable counterparts in the boreholes in Appendix 6,
using the photographs of the tunnel floor at each borehole site (Appendix 7), the core photographs
(Appendix 8), the Boremap mapping (Appendix 4), the modelled RoCS mapping (Appendix 6 and the
actual 3D-modell, see Figure 6-8) and to some extent the DVD films from the simple borehole camera.

6.3 Groundwater conditions


6.3.1 Hydraulic pressure in the area
The pressure of groundwater was monitored throughout the excavation period as a means to ensure
that drawdown did not exceed the requirements for the excavation project. The requirement was to not
cause a drawdown of hydraulic head exceeding 50 m, see Olofsson et al. (2014). The location of the
observational borehole KA2050A is shown in Figure 6-10 and the drawdown due to excavations at the
410 m level within the Äspö expansion project is shown in Figure 6-11. The pressure head stabilized a
couple of months after the construction works were completed at a far-field pressure head of 2,430 kPa.

Figure 6-10. Location of the borehole KA2050A. The borehole was drilled from the 350 m level and positioned
between the TASU and TASP tunnels. The borehole had three packed-off sections for monitoring of ground­
water pressure.

Figure 6-11. Drawdown observations in KA2050A in the three piezometers P1 (brown), P2 (blue) and P3
(red). The drop in pressure at the end of 2012 is related to rock bolting after completion of the excavations.

58 SKB R-14-30
During the measurement period, a sub-horizontal borehole was drilled in a tunnel located 60 m
from the test area in TAS04 tunnel. Drilling caused responses in some observation sections. Pressure
responses in the observation sections were observed most clearly in some relatively tight boreholes
with high in situ pore pressures (formation pressures). The observed pressure disturbances due to
drilling were relatively small compared with the pressure responses from the injection tests and have
a very limited impact on the evaluated steady-state results.

6.3.2 In situ pore pressures and kriging interpolation


In the evaluations of the injection tests, pore pressures (formation pressures) were calculated from
the measured pressure before the injection phase, from the pulse tests before injection and from the
recovery phase after injection. An analysis has been done using the formation pressure evaluated
during the injection tests and creating a 3D kriging interpolation with this type of data. As the injec-
tion tests lasted from mid-November 2013 to mid-February 2014, the determinations were done
at different times. The advantage of these estimates is that they have been done for all injection
sections along the boreholes, i.e. even in the lower parts of the boreholes, which do not have such
good hydraulic contact with the tunnel floor. The disadvantage is that the estimates may be uncer-
tain, especially in sections with low transmissivities. The interpreted formation pressure distribution
underneath the tunnel floor is shown in Figure 6-12, which shows different slices of the resulting
kriging interpolation.
There are about 35 sections that have an estimated formation pressure equal to or higher than
100 kPa, relative to the atmospheric pressure in the current level, which is shown in Figure 6-13.
In most of the holes, the formation pressure increases with depth. This increase is not uniform but
intermittent, and one section near the tunnel front shows a lower formation pressure that continues
with depth. If this is compared with the lithological map of the tunnel, this section can be seen to
correspond to a deformation zone. The highest estimated pressure in a section is 865 kPa, which is
not visible in the selected views. There are another 8 sections in which pressures are estimated to be
equal to or higher than 250 kPa, relative to the atmospheric pressure.

Figure 6-12. 3D kriging interpolation of the estimated formation pressure values obtained from the single-
hole injection tests conducted at TAS04. Subfigures 1, 2, 3 and 4 shows the interpolated 3D volume composed
of several horizontal slices. The tunnel boundaries and front are indicated in all figures. The legend shows the
formation pressure in kPa.

SKB R-14-30 59
Figure 6-13. View in perspective and longitudinal cut of the 3D kriging interpolation of the estimated forma-
tion pressure values obtained from the single-hole injection tests conducted at TAS04. The filled volume in the
perspective view represents a pressure > 100 kPa. The legend shows the formation pressure in kPa.

6.3.3 Groundwater inflow


The inflow to the investigation area can be divided into water coming from the roof, walls and floor
and water coming out of the holes before the packers are installed. The total inflow to the 20 m long
test section was collected by pumping in seven pump ponds, see Figure 6-14. The water levels in the
ponds were kept constant and the pump flow from each pond could be calculated against time. The
mean total inflow was 0.54 L/min as an average over three days.
A visible flow of water could be observed from 8 of the 42 boreholes in the floor before the packers
were installed. The total inflow detected at the 7 pump locations in Figure 6-14 was reduced by
0.08 L/min after packer installation. It should be noted that no grouting was carried out in TAS04.

60 SKB R-14-30
Figure 6-14. Top: Location of depressions where ponds of water with free water table surfaces were
created by the inflowing water. Small pumps were used to maintain a constant water table, permitting
a precise reading to be obtained of the inflow to the test area.

6.4 Rock mechanical conditions


6.4.1 Mechanical properties of rock
The bedrock at the Äspö HRL consists of diorite intersected by granitic and pegmatitic dykes.
Typical mechanical properties for the investigation area are given in Table 6-4.

Table 6-4. Intact rock mechanical parameters derived from laboratory tests on core samples
of Äspö diorite.

Parameter Mean Range

Uniaxial compressive strength [MPa] 211 187–244


Crack initiation stress [MPa] 121 80–160
Young’s modulus [GPa] 76 69–79
Poisson’s ratio 0.25 0.21–0.28
Indirect tensile strength [MPa] 14.9 12.9–15.9
Friction angle, intact rock [˚] 49
Cohesion, intact rock [MPa] 31
Density [kg{m3] 2,750 2,740–2,800

SKB R-14-30 61
As mentioned above, the fracturing consists of three major sets: two steeply dipping sets oriented
NW and NO and one gently dipping set. The NW trending set is the most dominant water-bearing
fracture set on the Äspö HRL site.

6.4.2 State of stress


The in situ stress state is described by, among others, Christiansson and Jansson (2003). They tested
three different methods for stress measurements in two orthogonal boreholes at the 450 m level. The
major horizontal stress was estimated to be 24 ± 5 MPa, probably in the lower range at the 410 m
level. The orientation of the major horizontal stress is NW–SE, nearly parallel to the dominant water-
bearing fracture set and TAS04. Christiansson and Jansson (2003) reported the vertical component
to be in the range of 15–20 MPa and the minor horizontal component to be close to the gravitational
stress, 10–13 MPa. There are however other indications that the minor horizontal stress and the verti-
cal component are quite similar, around 11–13 MPa at the 420–450 m level.
The expected stress conditions have been assessed using a simplified 2D elastic model with 10 MPa
as the vertical and horizontal stress components perpendicular to the tunnel. Young’s Modulus was
assumed to be 55 MPa. The maximum stress on the boundary of the tunnel floor is roughly 9 MPa,
and the maximum vertical displacement in the floor is estimated to be less than 1 mm. The response
to tunnelling in the rock mass under the floor of the tunnel is probably just elastic. However, it is
possible that natural or blast-induced fractures close beneath the central part of the floor might
open up due to the small heave. The stress concentrations in the corners of the model are merely
an artefact of the simplified tunnel geometry.

Figure 6-15. Estimated stress concentration in MPa around the TAS04 tunnel (top) and vertical displace-
ment in metres.

62 SKB R-14-30
7 Geophysical investigations

7.1 Methods
As a part of the quality control of the excavation works, Ground Penetrating Radar GPR measure-
ments were conducted in TAS04. The tunnel floor is most important for the long-term performance
of a future repository and was therefore the only surface that was investigated.
The GPR survey on the tunnel floor of TAS04 was performed using a high-frequency, shielded,
ground-coupled 1.5 GHz bandwidth antennae. The equipment used was GSSI’s (Geophysical
Survey Systems, Inc.) SIR-3000 GPR system. The data was collected by positioning the antennae
against the cleaned and dried tunnel floor and ensuring best possible contact. Recording of the
data was triggered by a calibrated line encoder with 1 cm point interval. The measurement was
performed in lines parallel to the tunnel with an increment of 10 cm covering the whole width of
the tunnel. The antennae were positioned on measurement lines using a laser liner, which ensures
correct lateral positioning. The tunnel was measured in two parts at two different times. The first
part covered the tunnel lengths 7–21 m (width 4.0 m) and was performed before drilling of the
holes for hydraulic measurements. This first measurement consisted of 41 parallel lines. The second
part, which was performed after drilling of the holes, covered the tunnel lengths 21–36 m (end of
tunnel) and consisted of 39 parallel lines (width 3.8 m), see Figure 7-1 and Figure 7-2

Figure 7-1. Layout of the GPR survey. Part 1 covered tunnel lengths 7–21 m and part 2 the rest of the
tunnel. The line increment was 10 cm resulting in 41 and 39 lines, respectively.

Figure 7-2. GPR measurements at the TAS04 tunnel floor.

SKB R-14-30 63
The GPR method is based on electromagnetic wave field reflections. In operation, the GPR antenna
transmits an electromagnetic pulse which is affected by the electrical properties of the media. The
signal penetrates, reflects or bends from electrical boundaries. When reflected, the signal comes
back to the antenna and a GPR image is formed. With the high radar frequency used, strong signal
attenuation limits depth penetration, which under these conditions is max. 1 m.
The effect of excavation on the rock mass is studied by GPR image analysis. Images may display
single cracks and fractured areas. Many of the fractures are small in size and not in a favour-
able direction to be detected by GPR as interpretable reflection or diffraction. In a GPR image
(radargram), the reflections are caused by contrast in the material properties, e.g. conductivity and
dielectric permittivity. In fractures these properties include water content, clay content, and content
of electrically conductive minerals such as pyrite, pyrrhotite and graphite. The zone of influence
around a fracture (conjugate or splay cracks) will also contribute to the results. All reflections are not
necessarily caused by fractures, and any discontinuity where there is a contrast in electrical proper-
ties could cause a reflection. Lithological contacts and foliation are examples of such discontinuities.
Thus, fresh fractures with small hydraulic aperture may occasionally be difficult to detect with GPR
due to low contrast in electrical properties.
Interpretation of distinct reflectors from each measurement line was done by selecting reflectors
that could be followed in more than 4 parallel lines. This gives a 30 cm “cut-off”. No migration
was done before selection and no geometry correction for the selected reflectors was done, which
means that the locations and slopes of the reflectors are not corrected for, but must be considered
as apparent. For reflectors close to horizontal these errors are not significant, but for more inclined
ones the errors are larger and must be considered when performing integrated analysis with other
results. An average value for wave velocity was used (dielectric permittivity 6 gives a velocity of
0.12 m/ns), providing a good estimate of depth for reflectors with few percentage errors. Reflector
interpretation was done for the tunnel section where boreholes were drilled, range 15–36 m.
Excavation also has an effect on the rock material at the granular level, and loosening of the grain
boundaries caused by excavation has been noted. These defects cannot be seen in the GPR images
directly as anomalies, reflectors or diffractions. Information on these features is conveyed by GPR
frequency content.
The increase in porosity of the rock at the tunnel surfaces due to increased number of fractures and
loosening of grain boundaries reduces electrical resistivity, which affects the GPR signal. At high
GPR frequencies the resistivity is highly dispersive (depending on the frequency), i.e. when resistivity
decreases, attenuation increases more at higher frequencies than at lower frequencies. This fact is
used when investigating the EDZ using GPR by computing the GPR EDZ frequency response for a
finite block in a moving window. The response is integrated from the amplitude spectrum at a selected
frequency range (Kantia et al. 2010). The selected frequency range determines the resolution and
depth in the GPR EDZ response. In this case a broad window of 1,500–5,000 MHz was selected in
order to get responses from both the mineral grain level and larger fractures, but also to ensure an
adequate depth range. This result is affected by all discontinuities where the electrical properties differ
and does not distinguish between natural and mechanical features, but can be used to evaluate whether
there are an increased number of anomalies in some parts compared with unaltered rock, which would
indicate the extent of the EDZ.
The GPR EDZ data can be displayed as profiles (vertical sections) indicating EDZ depth variation
along the line (Figure 7-3). For presentations it is necessary to limit the GPR EDZ response with
a threshold value. A statistical approach is can be used to determine this value by calculating e.g.
median + standard deviation utilizing from data collected previously at the site or the threshold value
can be derived utilizing reference information. The statistical approach requires lot of measurements
using same antennae and settings in same conditions and geological environment in order to become
applicable. In this case the threshold value was selected using results from borehole mapping and
from hydraulic measurements to get a best fit with observed features. The threshold value of 100
gave the best fit with the reference information, and this value was used in the final presentation.
By combining all the results from several lines, a topographical map can be produced where differ-
ent colours indicate different depth ranges for the calculated GPR EDZ response. This allows the
areas of a potential EDZ to be extracted from the GPR data, see Figure 7-4.

64 SKB R-14-30
Figure 7-3. A 2D GPR EDZ output on top of original GPR data, profile measured at the centre line in
TAS04 range 7–21 m.

Figure 7-4. GPR EDZ response output from TAS04 as topographical maps. The upper figure presents the
results from range 7–21 m and the lower figure from range 21–36 m.

7.2 Results
Generally, the GPR EDZ data collected from TAS04 is of good quality, not only in terms of the EDZ
analysis but also with respect to the GPR images. The resistive rock is optimal for GPR analysis
due to relatively low attenuation. Cracks and fractured areas can be spotted as far as 1 m below the
surface. The GPR EDZ method outputs reveal areas where the EDZ penetrates deeper than on aver-
age. These areas provide valuable information in evaluation of excavation quality and general rock
damage level. Interpreted distinct reflectors also provide an indication of EDZ formation close to the
tunnel surface, as well as the presence on larger structures, whether natural or excavation-induced.
Figure 7-5 shows results from the GPR EDZ response calculation made using RoadDoctor software
as a topographical map together with interpreted reflectors seen as shadows under the coloured map.
The reflectors are not planar, are located at different depths and are inclined. In many locations there
are also reflectors on top of each other (see 3D view in Figure 7-6). The map shows good correlation
between areas where the depth extent of the GPR EDZ response is greater and where there are
interpreted reflectors.

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Figure 7-5. GPR EDZ response output from TAS04 as topographical map shown at real locations in the
tunnel. The colour scale is the same as in Figure 7-4 Interpreted reflectors are shown as brown “shadows”
in a plan view.

Figure 7-6. A 3D view of interpreted reflectors. In the background are the outermost radar profiles.

From the 3D model (partly shown in Figure 7-6), where all results in this study are included, it is
possible to determine the orientation (strike and apparent dip) of the reflectors, and the results can
also be used to study reflector length variation or reflector density variation (see below). The full
3D model is shown in Appendix 2. The model shows that most of the interpreted reflectors are sub-
horizontal, and the apparent dip varies from 0 to a maximum of approximately 40 degrees in some
cases. The GPR method has limitations in detecting fractures in a larger angle (45–60 degrees) to the
surface where the measurements are carried out.
The total number of interpreted reflectors is 130. The horizontal length of the reflectors varies
between 0.1 and 3.8 m in the direction parallel to the tunnel and between 0.1 and 2.0 m in the per-
pendicular direction. Reflector lengths shorter than the “cut-off” of 0.3 m are explained by the fact
that in some cases a reflector is selected if it is visible in one direction, but only in a limited range in
the other direction. For example, some reflectors that are visible in the outermost measurement lines
are long along the line but not visible in many parallel lines. This could mean that the reflector ends
and continues outside the tunnel. The distribution of maximum horizontal lengths for each reflector
along and across the tunnel is shown in Figure 7-7. The average reflector length horizontally along
the tunnel is 0.91 m and across the tunnel 0.61 m.
Figure 7-8 shows the number of 1 m long reflectors and the tunnel width section for every 1 m
tunnel interval. The first part of the tunnel is dominated by fine-grained granite (up to tunnel length
~ 26 m), which is more brittle than Äspö diorite or Ävrö granodiorite. This is also visible in the
figure with a higher reflector frequency in the first part of the tunnel. One exception is the tunnel
length interval 21–24 m, where the reflector frequency is lowest, even though a round end occurs in
that interval. Otherwise the round ends show a larger number of reflectors than other areas. The low
number at the end of the tunnel is due to the fact that the lines ended 0.5 m before the tunnel face,
leaving most of the end outside (bottom charge location) of the last round.

66 SKB R-14-30
Figure 7-7. Distribution of maximum horizontal lengths for each reflector along and across the tunnel. The
horizontal lines show the mean horizontal lengths in the different directions.

Figure 7-8. Number of 1 m long reflectors and the tunnel width section for every 1 m tunnel interval.
Yellow rectangles indicate locations of the round ends.

SKB R-14-30 67
In this study, depth penetration is almost 1 m at best using GPR, with a variation between 0.6 and
1 m, and the resolution (vertical) is around 6 cm. Usually, the first wavelength is masked by the
direct wave and surface reflections, which means that results down to a range of 0.06–0.08 m cannot
be reliably interpreted. Detectability (how small structures can theoretically be detected) is calcu-
lated from the wavelength as a function of depth. In this study, detectability varies between 6 and
30 cm (depth range 0.05–1 m), which means that in the deeper parts of the studied object a feature
has to be at least 30 cm in diameter in order to be detected as a reflector, if the electrical contrast is
great enough and the orientation of the structure is favourable for reflection.
The depth determination for reflectors is based on the radar wave velocity (travel time) in the media,
which is governed by its dielectric properties. The average value of wave velocity that was used
(0.12 m/ns) gives a good estimate of depth for reflectors with few percentage errors. Another source
of error is the true location of inclined reflectors. In the case of inclined structures, the reflection
from each source point comes from the direction normal to the structure. This means that the true
location and inclination of inclined reflectors are not correct. The error is greater for more inclined
reflectors.
One issue that must be kept in mind when looking at the radar results is the fact that there were
holes drilled in the floor when the second part of the tunnel was measured. This gives always a GPR
anomaly at the location of each hole, which may lead to false interpretations. Furthermore, when the
measurements were performed the antennae had to be lifted a few centimetres up from the surface at
each hole, which means that at those locations the reflector depths are not correct. This also causes
ringing in the signal (signal bounces between rock surface and antennae) which results in errors in
the data. This can be seen in Figure 7-5, where the GPR EDZ topography map indicates a deeper
response at each borehole location at tunnel chainage 21–36 m. These false anomalies in the data
were taken into account and treated as artefacts in the reflector interpretations and in the analyses
of the GPR EDZ results.
It can also be noted that the GPR EDZ response topographical maps for the different tunnel sections
(see, Figure 7-4) differ slightly from each other (the mean value for chainage 7–21 is 15 cm and for
chainage 21–36 m 17.5 cm). This is partly due to different conditions during the measurements. The
tunnel floor was probably more saturated during measurements in the second part of tunnel, which is
evident in the results.

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8 Hydraulic tests

As stated in the background to this EDZ project, the hydraulic testing has focused on transmissivity
and flow connectivity in the context of characterization, without considering specific flow modelling
issues. Since the assessment of long-term safety is based on saturated conditions, the testing and
analysis methods do not include unsaturated situations, even though the tunnels and niches are open
and in atmospheric contact.
In the development of an appropriate hydraulic test method, several aspects have been considered,
e.g. choice of test location, equipment robustness, equipment mobility, measurement resolution, ini-
tial and boundary conditions of testing, confinement, hydro-mechanical couplings and test durations.
Furthermore, for the evaluation and interpretation of test responses in terms of flow and pressure
changes, it has been essential to consider boundary conditions, heterogeneity, anisotropy (hydraulic
and structural), spatial variability and scale dependence. Different practical aspects and their implica-
tions for test analysis are highlighted in Appendix 9.

8.1 Evaluation methods


Groundwater flows in hard rock through a network of fractures, whose ability to conduct water is
dependent on their aperture variability and connectivity. Fracture flow often exhibits considerable
variation, and proper evaluation of the hydraulic properties of the rock is not an easy task. In prac-
tice, simplified calculation formulas are used in many test evaluation methods. These formulas are
usually based on the assumption that the rock constitutes a homogeneous and isotropic continuum
on the scale of the measurement, where scale is associated with the length of the test section Li [m].
As the assumptions of homogeneity and isotropy are never fulfilled in hard rock and the scale of
the measurement is dependent on test duration and boundary conditions, the evaluated value of the
transmissivity of the test section is only an equivalent value, Teq [m2/s], based on a formula. For the
same reason, the ratio Teq/Li is only a way to calculate an equivalent hydraulic conductivity of the
same test section, Keq [m/s]. It is important to note that in the case of sequential adjacent test sections
in the same borehole where L = SLi we often find that:
n
Teq ,L ≅ ∑ Teq ,i
i =1

whereas
n
K eq ,L < ∑ K eq ,i
i =1

because

 n  n  n 
 ∑ Teq ,i  / ∑ Li <  ∑ Teq ,i / Li 
 i =1  i =1  i =1 

Hydraulic conductivity is a point property. The sum of point properties is trivially larger than any
average of these point properties.
In this study it has not been possible to determine the transmissivity of single fractures beneath the
tunnel floor in the depth range of a potential EDZ. Therefore, the study has focused on measuring
flow in short vertical boreholes, which in turn are divided into several shorter test sections by means
of packers. Different hydraulic evaluation methods have been used in the study. In the interest of a
better understanding of the methodology used and the results obtained, the following is noted:
• An approximate value of the test section’s conductivity can be derived from the specific hydrau-
lic capacity Q/Dhp (m3/s/m), where Q (m3/s) is the flow rate and hp is the pressure head (m).

SKB R-14-30 69
• Transmissivity data in this report are assumed to represent the hydraulic conditions of the rock
adjacent to the each test section. (In more traditional cases the evaluation methodology usually
considers the whole sequence of water-bearing strata surrounding the test.).
• Hydraulic conductivity values, when used in this report, should be considered as equivalent porous
medium values for the fractured medium. The section-specific hydraulic conductivity values are
based on the test section transmissivity determinations divided by the test section length.

8.1.1 Steady-state hydraulic tests


In order to ensure saturated conditions near the tunnel floor, a positive hydraulic boundary condition
was maintained at the floor by means of a constant water level above or close to the tunnel floor and
with the aid of pumps in the ponds. The injection or packer tests that have been used in this project
were performed in uncased short boreholes in order to permit interpretation of a section transmis-
sivity of individual layers by isolating them with the aid of packers. Even though the concept can
be disputed, the method is widely used for approximately estimating the hydraulic characteristics
of fractured rock (see e.g. Singhal and Gupta 1999 or Gustafson 2012).
In injection tests, the measured variables – flow, Q, and pressure head change, Dh – are considered to
be representative of an overall magnitude that applies to the immediate surroundings of the borehole. If
Q and Dh are constant over time, steady-state conditions prevail. In the international literature there are
several derivations for determining hydraulic conductivity or section transmissivity according to injec-
tion tests. Different conceptual models suggest different equations. Conventional evaluation methods
assume that the length of the test section, L, is great compared with the diameter of the borehole, 2∙rw,
and that the flow conditions in the vicinity of the borehole are two-dimensional, i.e. cylindrical.
Due to the existence of positive boundary conditions as well as the very short packer intervals
(slimness in project rw/L varies from 0.027 to 0.38), a sensitivity analysis was carried out in order to
suggest a suitable determination method for the steady-state injection tests (see Appendix 10). It was
concluded from the analysis that the specific capacity, Sc, where Sc = Q/Dhp, provides a conservative
approach for the section transmissivity values, i.e. Q/Dhp > T, considering all treated concepts. If a
positive boundary condition is involved in the determination of section transmissivities (denominated
TLOE in the sensitivity analysis), comparatively lower values will be obtained in relation to Moye’s
formula (Moye 1967). Moye’s formula actually assumes rw/L < 0.019 in order to take into account
radial flow at the borehole wall and a spherical pressure head boundary at a distance of r = L/2.
In order to treat boundary condition uncertainties, the section transmissivities from the injection tests
have mainly been evaluated using Moye’s formula, see Equation 8-1:

1  L  Q
TMoye = 1+ln Equation 8-1
2π  2r w ∆h
where:
L = Length of test section [m]
Q = Injection flow rate at the end of the test period (shut-in) [m3/s]
Dh = Pressure head change [m]
rw = Radius of borehole [m]
Tunnel floors are more or less damaged, depending on the excavation method used. Some zones
such as those where bottom charges have been used are expected to have a high fracture frequency,
while in other zones, such as those where column charges have been used, only single existing
fractures may occur. The number of conductive fractures affects the interpretation results with
respect to the boundary conditions as well as the sealed-off test lengths (Sven Follin, personal
communication, December 2014). Another simplified sensitivity analysis has therefore been carried
out (see Appendix 32) to study how testing interval length affects the interpretation of section trans-
missivity, TMoye and hydraulic conductivity. Since the test section length in the interpretations is an
indirect measure of the boundary condition in the equations used in our evaluation, and if only single
fractures are tested, section transmissivities in relative terms may be overestimated by a factor of
about 3 and hydraulic conductivities may be underestimated by a factor of about 3, if the test section
length is changed from 0.1 m to 1.0 m. This is an essential aspect to be aware of when comparing the
results of transmissivity interpretations and hydraulic conductivity estimates.

70 SKB R-14-30
8.1.2 Transient hydraulic tests and interference (cross-hole) tests
The transient evaluations have been done using the software Aqtesolv V4.50.002, which contains a
library of different evaluation models. The tests were carried out in fractured rock, but the models
regard the rock as an equivalent porous medium. This means, for example, that the injected flow is
assumed to be distributed uniformly in all directions from the injection section (space filling). This
assumption is, however, rarely fulfilled in fractured hard rock.
The transient evaluations of the injection tests have been done both for selected injection sections
and observation sections. For the injection sections, separate evaluations have first been done of the
injection and recovery periods, assuming constant head change, Dh, in the injection section. The
evaluation of the injection period is based on the ratio dh/Q(t) where Q(t) is the measured flow rate
with time (t), while the evaluation of the recovery period is based on the measured pressure recovery
after the end of the injection phase.
Subsequently, transient evaluations were done of the entire pressure sequence including both injec-
tion period and recovery period, with the measured varying flow rate as an inner boundary condition.
The estimation of the storage coefficient has been based on the 3D (spherical) distance between the
midpoints of the injection and observation sections.
In the transient evaluation of the responses the skin factor was assumed to be zero, both for the
injection sections and for the observation sections. The corresponding storage coefficient in the
injection and observation sections was estimated based on this assumption. Wellbore storage, WBS,
is treated in Aqtesolv as the initial source of water discharged from a well with a finite diameter that
was stored in the well casing. The wellbore storage coefficient, C, is calculated as C = π r(c)2/ρ g in
[m3/Pa] units, where the radius, r(c), is treated as the radius of a fictive standpipe connected to the
test section. For further information about WBS, see Appendix 11.
As stated above, many tests in the tunnel floor may quite possibly have been affected by a leakage
point at some distance from the seal of the borehole extender or from the uppermost parts of the seal
sections of the packer. A numerical modelling approach was therefore used for a sensitivity analysis,
see Appendix 12. The numerical modelling approach treated transient conditions. The simulations
with the alternative model have been done in an exploratory manner and should be seen as examples
of more advanced analysis for cases with significant floor leakage. It was concluded that given the
amount of additional evaluation effort required, the transmissivity evaluation according to Moye’s
equation could still be accepted as a robust measure. These examples with alternative interpretations
could, at this point, instead serve to illustrate some pitfalls in interpretation of test results.

8.1.3 Connectivity along the tunnel floor


Different evaluation activities have been carried out to determine hydraulic connectivity along the
tunnel floor or beneath the floor, see Figure 8-1. The pressure responses from the injection tests
were analyzed in qualitative ways. Another option for interpreting connectivity conditions has been
to assess the variability of the specific capacities or section transmissivities along the tunnel floor.

Qualitave
analysis

Geostascal
analysis

Connecvity along
the tunnel floor
(EDZ)

Figure 8-1. Approach used to evaluate connectivity along or beneath the tunnel floor (EDZ).

SKB R-14-30 71
This has been done by means of semi-variogram analysis and kriging. The kriging has been carried
out in 2D for each test interval. Furthermore, depth dependence between different layers in the floor
has been assessed according to specific capacity values.

8.2 Hydraulic test set-up


The equipment for the hydraulic tests was designed to perform measurements in short holes drilled
in tunnels. The equipment was developed to meet the following specifications:
• it must be capable of measuring transmissivities between 5∙10–10 and 5∙10–7 m2/s at an assumed
pressure disturbance of 500 kPa,measurements along the drilled holes must be made from the
borehole opening (tunnel floor),
• it must be possible to display numeric values and produce simple graphs with selected parameters
versus time,
• a measurement must include both an injection and a recovery phase, and
• the measurements will be evaluated mainly by stationary methods, but some tests may be evalu-
ated in transient mode.
The equipment used was developed and tested at Geosigma’s workshop in Uppsala and field-tested
at the Äspö HRL at a depth of around 355 m. Additional specifications are presented in Appendix 14.

8.2.1 Equipment
The injection test equipment consists of:
• a data collection and control system mounted on a carriage,
• packer systems for an active hole and an observation hole, and
• a borehole extender permitting sectional hydraulic tests directly from the rock surface.
The data acquisition and control system is connected to the packers via hydraulic tubes. The
measurement principle is based on the fact that a pressure tank with water is pressurized to a pre-
determined pressure using nitrogen gas. The water flow is measured by an accurate mass flow meter.
Flow rates can be measured in two different flow directions, but pressure regulation works only for
injection tests. The pressure in the borehole sections is measured by pressure sensors connected to
the measuring sections by a separate tube. This tube is also used to vent the injection sections and
hydraulic tubes, see Figure 8-2 and Figure 8-3.

Figure 8-2. Schematic illustration of the measuring equipment.

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Figure 8-3. Control unit, pressure tank and gas vessel mounted on a transport carriage (upper picture).
Packer system for section lengths 10 and 20 cm and for single-hole packer measurements (lower picture).

The instrumentation cabinet consists of:


• PLC with touch screen,
• data logger with exchangeable memory card for data storage,
• flow sensor (range: 1 to 1,800 mL/min),
• three pressure sensors (active section, observation section, pressure tank),
• pressure sensor for air pressure (range 0 to 6,000 kPa), and
• temperature sensor for surrounding air.
All pressure sensors in the boreholes are mounted in the instrumentation cabinet and connected
to the packers by tubes with quick connectors. During the injection tests two types of mechanical
packers were used, where the sealing length of the packers is 50 mm:
• a double packer system with a section length of 10 cm, and
• a double packer system with a section length of 20 cm, which also could be used for a single
packer test to the borehole bottom without taking the system out of the hole.
For measurements from the top of the hole a special borehole extender has been developed and
mounted above every tested hole. To obtain a good seal against the rock, the area around hole was
flattened and smoothed to a diameter of 300 mm. A rubber seal was inserted between the flattened
surface of the rock and the extender, see Figure 8-4. A more detailed account of the equipment and
the specifications is provided in Appendix 14.
The range of the flow meter is estimated to be between 1 and 1,800 mL/min), where different
packer intervals and different injection pressures will entail different lower and upper limits for the
transmissivity evaluations. The range of the section transmissivities according to Moye’s formula
is estimated to be between 1.4∙10–10 and 3.7∙10–6 m2/s. More information regarding resolution and
measurement limits is presented in Appendix 13.

SKB R-14-30 73
Figure 8-4. Flattened area around a borehole (at left); borehole extender in place and fastened to the
flattened area (at right).

8.2.2 Monitoring system


Packers and pressure transmitters in observation holes
All mechanical packers for pressure monitoring were specially designed so that the pressure sensor
membrane assembly is expected to be under the water surface in all the boreholes. The packer’s
rubber seal was installed adjacent to the borehole opening. The outer diameter of a non-expanded
packer is 73.5 mm and the sealing length is 10 cm, see Figure 8-5. The pressure transmitters are of
type Druck PTX 1830-3642 abs with a pressure range of 0 to 600 kPa.
The calibration constants for the transmitters included in the Hydro Monitoring System, HMS (see
paragraph below), were the constants obtained on delivery of the sensors.
Before the packers were installed and after they were taken out of the boreholes, the pressure
transducers were checked against air pressure. The pressure reference for the tests was a calibrated
Paulin barometer.
Before the packers were installed, 40 of the 42 pressure sensors showed a deviation not more than
± 1 kPa from the reference sensor. One showed a pressure difference of –1.5 kPa and the other
+1.2 kPa relative to the reference sensor. Pressure values for all sensors are presented in Appendix 15.
These pressure deviations are small and therefore have no bearing on the pressure analysis, since
the measurements are primarily used to analyze pressure responses during the injection tests and
then relate them to the values of the pressure before the pressure disturbance. One pressure sensor in
borehole K4035G02 broke during the measurement period and was replaced by a new sensor.
After installation, 38 of the 41 pressure sensors showed a deviation not more than ± 1 kPa from the
reference sensor. Two pressure sensors showed pressure deviations of +1.5 kPa and +2.5 kPa from
the reference sensor and one –1.5kPa. Pressure values for all sensors are presented in Appendix 15.
There are small deviations between the pressures measured before and after the injection tests,
≤ 1 kPa for 38 of the 41 sensors.

Hydro Monitoring System (HMS) at Äspö HRL


The 42 pressure sensors in the observation holes and the seven pumps controlling the water level in
the tested tunnel were connected to the SKB data acquisition system, HMS, which also supplied the
pumps with electricity (see Figure 8-6). SKB’s acquisition system (HMS) permits continuous col-
lection of data from sensors in boreholes in the Äspö HRL as well as from boreholes located on the
surface. Data is typically collected via a peripheral logger that is in contact with a central computer.
This computer can be accessed by internal and external users and usually displays readings almost
instantaneously when measurements are made.

74 SKB R-14-30
Figure 8-5. Sketch and photo of the mechanical packer used for monitoring. The distance D between the
top of hole and the pressure sensor diaphragm is usually 195 mm.

Figure 8-6. Boxes in the TASS tunnel with data logger communication system to the host computer. The
logger has also local data storage.

8.2.3 Hydraulic boundary conditions


To create a positive hydraulic boundary and saturated conditions in the tested tunnel and thus
facilitate the evaluation of the test results, all fractures in the tunnel floor should preferably be
submerged before testing. For practical reasons, it was not convenient to submerge the entire tunnel
floor. Therefore, seven pumps were installed in the lowest depressions in the test area to control the
water levels in nearby fractures and boreholes (see Figure 6-14 in Chapter 6).

SKB R-14-30 75
Pump ponds were selected to:
• ensure fully saturated conditions in the tunnel floor while permitting the “leakage” points in the
tunnel floor to be seen during the injection tests in the higher-lying parts of the tunnel floor,
• calculate the leakage from the walls, roof and floor of the tunnel to different areas of the test site,
• indicate via measured pump flows any major leakage to the ponds during the injection tests, and
• create local positive hydraulic boundaries for the injection tests.
Flows were calculated from recorded times between start and stop of the pumps included in the
HMS system and measured pump flows for the separate pumps. The water level was controlled by
pumps with a built-in level control. The water level in the ponds was regulated so that it was about
3–5 cm below the collar of the nearest boreholes. It should be noted that any flux of water leaving
the test site via ventilation was not determined.

8.2.4 Injection pressure


There was some risk that measurements made near the tunnel floor could cause jacking or elastic
deformations in the fractures if the injection pressures were too high. Furthermore, the selected
injection pressure should be high enough in relation to the error of the hydraulic formation pressure
so that it has a minimal effect on the evaluation of the test. However, injection pressures must not be
so high that turbulent flow is obtained. In our test set-up, it has been estimated that laminar flow in
single fractures occurs if the mean aperture does not exceed 0.3 mm, i.e. fracture transmissivities are
lower than T = 3∙10–5 m2/s (Zimmerman and Bodvarson 1996, Gustafson 2012).
In order to determine the over-pressure that could be used in the injection tests, initial measurements
were made of the deformations in selected sections with different injection pressures. Nine sections
were selected based on geological information concerning the fractures in the boreholes. During the
measurements, the regular injection equipment was connected to special equipment for measuring
deformations, see Figure 8-7 (a further description is provided in Appendix 16).
In addition, evaluation of flow regimes due to deformations in fractures was also done (see
Appendix 17). The results are from evaluated injection tests in over-pressure steps up to about
500 kPa. The deformation measurements from the nine sections and the hydraulic evaluations
indicated no jacking and minimal elastic deformations. The elastic deformation has only a marginal
effect on the evaluated steady-state transmissivity values. Based on the results of the measurements,
the over-pressure used in relation to the hydraulic formation pressure was about 200 kPa for sections
0.00 to 0.10 m and 0.10 to 0.20 m and about 500 kPa for the deeper sections.

Figure 8-7. Equipment for “mechanical” measurements of deformations in rocks at different hydraulic pressures.

76 SKB R-14-30
8.2.5 Test procedure
The measurements were made with the following section lengths:
• 10 cm between 0.0 and 0.10 m, and 0.10 and 0.20 m along the borehole,
• 20 cm between 0.20 and 0.40 m, and 0.40 and 0.60 m along the borehole,
• 40 cm between 0.60 m and the bottom of the borehole in one-metre boreholes, and
• 1.40 m between 0.60 m and the bottom of the borehole in two-metre boreholes (4 boreholes
in total).
The reason that section lengths were increased with depth was that the measurement time could be
optimized according to the expected depth of the damage produced by the blasting procedure.
Before the start of the injection tests an estimate of the formation pressure was made as follows:
• measured pressure before injection,
• short pulse test,
• information on pressures in the sections surrounding the measurement section, and
• pressure measurements in the hole during monitoring.
The test sequence for an injection test has been as follows:
• the packer system was expanded in the desired section,
• tubes (injection tube and pressure measurement tube) were vented,
• flow out of the section was measured for about 5 minutes (optional),
• the formation pressure was recorded for about 10 minutes after which a short pulse test was
performed,
• the formation pressure was estimated based on the information presented above,
• the pressure disturbance was calculated based on the estimated formation pressure,
• the pressure disturbance in the active section continued for about 20 minutes (flow phase),
provided the flow rate was above 1 mL/ min, and
• pressure recovery continued for about 20 minutes (fall-off phase).
Further information regarding choice of testing time is provided in Appendix 18.

8.3 Data handling


The data collected during the tests have been handled and stored in comprehensive protocols, (see
Appendix 19 for further information). Documentations of all 210 injection test are presented in
Appendix 20. Not only have measurement data been handled, data on hydraulic communication
between the injection sections and communication to the tunnel floor (leakage points) have been
documented, see Appendixes 21, 22 and 23. Figure 8-8 to Figure 8-12 show examples of the
documentation of the injection tests.

SKB R-14-30 77
Figure 8-8. Reporting protocol of measurements and estimated hydraulic parameters. Hydraulic conductiv-
ity and transmissivity have an index M, which shows that the calculations were done with Moye’s equation.

Figure 8-9. Core images where the measured section is marked with two red lines.

78 SKB R-14-30
Figure 8-10. Flattened surface on top of the borehole.

Figure 8-11. Markers of leakage points represented by arrows on the figure. The green lines indicate filled
fractures and the red lines open or partially open fractures.

Figure 8-12. Markers of leakage points (arrows) in the pond. The leakage points were discovered due to
air bubbles coming up from the bottom of the pond. The distance between the two leakage points was 1 m.
The total flow was estimated to be 0.1 L/min. The picture is taken from the inside of the tunnel.

SKB R-14-30 79
8.4 Injection tests – steady-state analysis and results
The steady-state analysis focused on section transmissivities determined using Moye’s formula.
Hydraulic conductivities and specific capacities were also determined and are presented in tables in
Appendices 24, 25, 26. The interpreted transmissivity as well as measured specific capacity results
versus borehole depth are shown in Figure 8-13. The estimated results are grouped according to
different characteristic pressure responses during the injection tests.

Figure 8-13. Estimated transmissivities and specific capacities for each section in all boreholes versus
borehole depth. According to Section 8.1.1 and Appendix 32, section transmissivities at depths below
0.2 and in relative terms may be overestimated by a factor of about 2–3 compared with the more
superficial layers.

80 SKB R-14-30
The responses represent:
• Solely leakage to tunnel floor: The estimated transmissivities may be affected by observed
outflow (leakage) on the tunnel floor. The leakage may be observed in fractures on the tunnel
floor or in fractures located at the seal between the borehole extender and the rock surface.
• Leakage around packers: The estimated transmissivities may be affected by leakage in the rock
around the packer. (The values are uncertain)
• Solely responses in observation borehole sections: Estimated transmissivities of injection
borehole sections with hydraulic connections to surrounding observation borehole sections.
• Leakage to tunnel floor and responses in observation borehole sections. The estimated
transmissivities may be affected by observed outflow (leakage) on the tunnel floor. The sections
are hydraulically connected with surrounding borehole sections
• No leakage or no responses in observation borehole sections. Estimated transmissivities of
injection sections with no hydraulic connections to surrounding observation borehole sections
and no leakage to the tunnel floor.
• Leakage around the packers and responses in observation borehole sections. The estimated
transmissivities may be affected by rock leakage around the packers. The sections are hydrauli-
cally connected with surrounding borehole sections. (The values are uncertain)
Figure 8-13 shows that the estimated transmissivity is high in the uppermost sections, which are
often hydraulically connected with the tunnel floor. The values decrease with depth. Relatively high
transmissivities were estimated for sections down to the section 0.40 to 0.60 m.

8.5 Transient analysis – single-hole and interference tests


In the transient evaluation, the data fit has been done according to different evaluation models to
deduce which conceptual model is most representative and shows the best agreement with the test
data. All evaluations are presented in Appendix 27.
First, transient evaluations of the flow and recovery periods based on constant head tests were done
for selected tests. Second, transient evaluations based on the entire pressure sequence during the
flow and recovery periods were done based on variable flow rate tests. Evaluations according to two
different types of hydraulic models were done for the selected test sections, both injection sections
and corresponding observation borehole sections. Evaluations based on Barker’s Generalised Radial
Flow, GRF, model (Barker 1988) according to the concept implemented in Aqtesolv were done first,
after which evaluations based on a leaky flow model, usually Moench, were done, since 3D flow was
estimated for nearly all test sections from the previous GRF analysis. However, for two tests a pseudo
radial flow (1.5D flow) transiting to an apparent no-flow boundary was indicated, see Appendix 27.
The following designations have been used for the estimated transmissivity presented in the tables
below:
• specific capacity, Sc, is calculated as the final flow rate, Q, divided by the injection head, Dh,
assuming steady-state conditions,
• TM = Transmissivity of the injection section according to Moye’s equation assuming steady-state
conditions and a spherical boundary condition (see Section 8.1.1),
• TLOE = Transmissivity of the injection section according to Lars O. Ericssons equation assuming
steady-state conditions and a positive boundary condition (see Appendix 10),
• TTHI = Estimated transmissivity of the injection section from transient evaluation of the entire test
period (injection period and recovery period),
• TTIK = Estimated transmissivity of the injection section from transient evaluation of the injection
period, based on model for constant head tests,
• TTAK = Estimated transmissivity of the injection section from transient evaluation of the recovery
period, based on model for constant head tests, and
• TTHO = Estimated transmissivity of the observation section from transient evaluation of the entire
test period (injection period and recovery period).

SKB R-14-30 81
The transient analysis of seven selected injection tests is presented in Table 8-1. For comparison, the
results determined according to TM and TLOE as well as the specific capacity values are also presented.
It is concluded that the transient interpretation, e.g. TTHI, gives results similar to those of the steady-
state determination, see also Figure 8-14.

Table 8-1. Results and estimated transmissivity of the injection sections according to different
methods

Borehole Leakage Responding Specific capacity TM TLOE TTHI TTIK TTAK


section sections (m2/s) (m2/s) (m2/s) (m2/s) (m2/s) (m2/s)

17G02 L* 4 R** 2.1 E–7 6.6 E–8 4.8 E–8 6.6 E–8 9.0 E–8 7.3E–8
0.40–0.60
17G03 L* 1 R** 1.6 E–7 4.9 E–8 3.6 E–8 1.3 E–7 1.4 E–7 1.1E–7
0.40–0.60
18G01 L* 2 R** 1.0 E–6 2.1 E–7 1.3 E–7 6.9 E–8 8.3 E–7 6.2E–8
0.10–0.20
20G01 – 1 R** 3.7 E–8 7.4 E–9 4.9 E–9 1.8 E–8 4.8 E–8 6.7E–9
0.10–0.20
21G02 L* 2 R** 6.1 E–7 1.9 E–7 1.4 E–7 2.5 E–7 4.4 E–7 2.5 E–7
0.20–0.40
33G02 – 1 R** 6.5 E–10 2.0 E–10 1.5 E–10 3.2 E–10 – 1.4 E–10
0.40–0.60
16G01 L* – 5.0 E–6 5.0 E–7 3.2 E–7 2.7 E–7 – 1.5 E–7
0.10–0.20
29G03 L* – 1.0 E–4 1.0 E–5 6.8 E–6 1.2 E–5 3.5 E–5 –
0.10–0.20

L* = Leakage from fracture/fractures.


The number before R** denotes the number of pressure responding sections.

1.E-04

1.E-05
y = 1.8879x1.0472
R² = 0.9513
1.E-06
T-Steady State (m2/s)

y = 1.1573x1.0397
R² = 0.9563
TMoye vs TTHI
1.E-07
TLOE vs TTHI
Power (TMoye vs TTHI)
1.E-08 Power (TLOE vs TTHI)

1.E-09

1.E-10
1.E-10 1.E-09 1.E-08 1.E-07 1.E-06 1.E-05 1.E-04

T-Transsient, Single hole and whole hole sequence (m2/s)

Figure 8-14. Steady-state determinations according to Moye, TM, give similar results as determinations
according to the transient approach, which involves the whole testing sequence, TTHI. Section transmis-
sivities according to a steady-state interpretation and assuming a positive hydraulic boundary, TLOE, show
slightly lower values than TM.

82 SKB R-14-30
Transient evaluations of interference tests according to responses in observation sections (six
injection sections, some with outflow in fractures at the tunnel floor, and nine observation holes)
are presented in Table 8-2. Estimated transmissivities, TTHO, and storativities (storage coefficients),
S, from observation sections are shown. The same table also presents the corresponding estimated
transmissivities of the injection sections.
In addition to transmissivities and storage coefficients, transient evaluation of the responses in the
observation sections provide an indication of the flow dimension and the hydraulic boundaries, see
Appendix 27. In seven of the nine evaluated tests, the estimated transmissivities from the observa-
tion sections were higher than those from the corresponding injection sections. Four of the interfer-
ence tests showed relatively high discrepancies and higher values compared with the single-hole
interpretations, see Figure 8-15. This discrepancy is most likely due to heterogeneities in the rock,
which means that the flow is not uniformly distributed in all directions from the injection section.
Transient interpretation shows a correlation between the storage coefficient values and the transmis-
sivities calculated from the observation holes, see Figure 8-16. The variation in data is most probably
caused by heterogeneities in the rock and the boundary conditions. The storage coefficient indicates
the degree of confinement of the tested groundwater aquifer conditions. Higher values indicate more
unconfined conditions with more potential connections between the test section and the atmospheric
conditions at the tunnel floor.

Table 8-2. Interpreted transmissivities, TTHO, and storage coefficients, S, according to transient
responses in observation holes/sections. For the sake of comparison, single-hole transient
determinations, TTHI are also presented in the table.

Injection holes Leakage Observation holes TTHO Storage Hydraulic TTHI


and sections and sections (m2/s) coefficient (S) diffusivity (m2/s)
TTHO/S

17G02 0.40–0.60 L* 16G01 0.10–1 m 2.7 E–8 1.5 E–4 1.8 E–4 6.6 E–8
17G02 0.40–0.60 L* 17G01 0.10–2 m 5.0 E–6 1.0 E–3 5.0 E–3 6.6 E–8
17G02 0.40–0.60 L* 17G03 0.10–1 m 3.4 E–6 1.2 E–3 2.8 E–3 6.6 E–8
17G02 0.40–0.60 L* 18G01 0.10–1 m 7.9 E–5 1.7 E–4 4.6 E–1 6.6 E–8
17G03 0.40–0.60 L* 17G02 0.10–2 m 2.1 E–7 2.8 E–4 1.8 E–1 1.3 E–7
18G01 0.10–0.20 L* 17G01 0.10–2 m 1.7 E–7 1.2 E–6 1.4 E–1 6.9 E–8
20G01 0.10–0.20 21G02 0.10–2 m 1.3 E–6 3.2 E–5 3.8 E–3 1.8 E–8
21G02 0.20–0.40 L* 20G01 0.10–1 m 7.5 E–8 2.0 E–5 3.8 E–3 2.5 E–7
33G02 0.40–0.60 33G01 0.10–1 m 7.7 E–10 3.0 E–6 2.6 E–4 3.1 E–10

L* = Leakage from fracture/fractures.

1.E-04
Transmissivity, TTHO, Interference test analysis (m2/s)

1.E-05

1.E-06

1.E-07

1.E-08

1.E-09

1.E-10
1.E-10 1.E-09 1.E-08 1.E-07 1.E-06 1.E-05 1.E-04
Transmissivity, TTHI, Single hole interpretaon (m 2/s)

Figure 8-15. Comparison between transmissivity values determined in transient mode from interference
test evaluation, TTHO, and corresponding transmissivity evaluation from single holes, TTHI.

SKB R-14-30 83
Relation between storage coefficient and transmissivity
1.0E-02
Storage cefficient S

1.0E-03

1.0E-04

1.0E-05

1.0E-06
1.0E-10 1.0E-09 1.0E-08 1.0E-07 1.0E-06 1.0E-05 1.0E-04 1.0E-03

Transmissivity TTHO(m /s) 2

Figure 8-16. Relationship between storage coefficient and transmissivity.

8.6 Connectivity analysis regarding pressure disturbances


in observation holes and leakage to the tunnel floor
Pressure disturbances in observation holes were analyzed during the injection tests, seeSection 8.5.
There may be several reasons for pressure disturbances in observation sections:
• installation/re-installation of monitoring packers in observation boreholes,
• Installation/re-installation of injection packers in the injection hole,
• Pulse test in the injection section, and
• Injection and recovery period in the injection section.
Installation and re-installation of packers, as well as the other events mentioned above, were
noted in an activity log with a time resolution of around 1 second and entered into a data file,
see Appendix 19 and Appendix 28. The packer installations/re-installations and the responses
were compiled in a Excel sheet which included about 1,000 potential qualitative assessments of
responses during the 210 injection tests. The Excel sheet is presented in Appendix 23. A subset
of the Excel sheet is shown in Figure 8-17.

Figure 8-17. Part of the Excel sheet showing the results of the analysis of the pressure responses.

84 SKB R-14-30
For qualitative assessments based on the individual measurements, the following definitions have
been used in the Excel sheet according to the daily plots:
IM: Installation of monitoring packer (highlighted in orange in the Excel sheet)
IMO: Installation of monitoring packer (no responses)
RM: Re-installation of monitoring packer (highlighted in orange in the Excel sheet)
RMO: Re-installation of monitoring packer (no responses)
I: Installation of injection packer (highlighted in orange in the Excel sheet)
IO: Installation of injection packer (no responses)
R: Re-installation of injection packer (highlighted in orange in the Excel sheet)
RO: Re-installation of injection packers (no responses)
PIF: Very clear responses during pulse test, injection and recovery period (marked with red colour
in Excel sheet with the numerical value of pressure response in kPa):
IF: Clear response during the injection and recovery period (marked with green colour in Excel
sheet with numerical value of pressure response in kPa)
T: Possible response (highlighted in blue in the Excel sheet)
O: No Response
E: Distorted data, due either to high noise level in the measurements or data affected by other
activities in neighbouring tunnels.
Thus, by means of section-specific injection tests, hydraulic connections may be revealed with the
surrounding observation sections and with the tunnel floor. A packer was installed in the uppermost
part of the observation holes in all injection tests, which means that the observation sections have
a length of 0.9 m (one-metre holes) or 1.9 m (two-metre holes). The hydraulic connections with
the tunnel floor have been subdivided into: 1) Flows out of the fractures found in the tunnel floor,
2) Flows out of the edge of the sealfor the borehole extender and along fractures below the sealing
unit, and 3) Flows around the upper packer and then through the borehole up to the tunnel floor.
The distribution of pressure responses and leakage points is presented and discussed in Appendix 29.
Table 8-3 shows the number of injection sections in different depth intervals from which pressure
responses were obtained in the observation sections. In addition, the number of observation sections
in combination with some type of connection with the tunnel floor is reported. In the table, those
ten injection sections in which the pressure responses in the observation sections were classified as
“probable” are excluded. In one of the holes, none of the injection sections had no hydraulic com-
munication with either the surrounding observation sections or the tunnel floor.

Table 8-3. The number of injection sections versus depths from which pressure responses were
obtained in observation sections and from which flows were obtained on the tunnel floor.

0.00–0.10 m 0.10–0.20 m 0.20–0.40 m 0.40–0.60 m 0.60 m to


borehole bottom

Number of injection sections from which 0 2 2 5 4


only responses in observation holes
occurred
Number of injection sections with only 1 7 8 5 1
responses in observation holes and
leakage in fractures to tunnel floor
Number of injection sections with only 2 0 0 0 0
responses in observation holes and
leakage through the seal for the borehole
extender
Number of injection sections with only 0 0 1 1 0
responses in observation holes and
leakage around packers.
Total 3 9 11 11 5

SKB R-14-30 85
The number of injection sections that are hydraulically connected with the observation sections is
22, see Appendix 28. The results presented above do not take into account the number of observation
sections connected with each injection section. In the database, the maximum number of observation
sections that one injection section is in hydraulic contact with is four. The maximum number of
observation sections that have pressure responses caused by injection is 58, see Appendix 28.
Because the presentation includes hydraulic responses in observation sections caused by injection
tests, the number of connecting paths in which hydraulic connections were obtained is less than the
number of pressure responses, since many of the paths are tested in two directions.
In addition to the qualitative evaluation of observation-hole responses, compilations have been made
of pressure disturbances for the test area. A proxy parameter called the Pressure Disturbance Index
(PDI) has been introduced. Since the pressure disturbances in the test sections may differ greatly
depending on transmissivity, the relative pressure response has been used in the calculation of the
PDI. The PDI has been calculated according to the following equation:
PDI = (dPobs/dPinj) ∙ d
where:
dPinj = Pressure disturbance in the injection section (kPa)
dPobs = Pressure response in the observation section (kPa)
d = Distance between the midpoints of the injection section and observation section (m)
Figure 8-18 shows the PDI values plotted against midpoints of the injection sections for the whole
area. There are more points in the graphs than the number of injection sections, since individual
injection sections may be in hydraulic contact with several observation sections. Since the PDI
varies widely, the PDI values have been plotted on a logarithmic scale.
From Figure 8-18 it can be seen that the number of injection sections, within different intervals with
associated pressure responses in observation boreholes, are distributed as follows:
• Interval 0.0–0.1 m – 3 sections,
• Interval 0.1–0.2 m – 13 sections,
• Interval 0.2–0.4 m – 18 sections,
• Interval 0.4–0.6 m – 15 sections,
• Interval 0.6–1 m – 5 sections, and
• Interval 0.6–2 m – 4 sections.

The whole area


1
Injection hole
Pressuredisturbance index (m)

K04016G01
K04017G01
K04017G02
K04017G03
0.1 K04018G01
K04020G01
K04021G01
K04021G02
K04024G01
K04025G01
0.01 K04025G02
K04026G01
K04027G01
K04029G01
K04030G03
0.001 K04031G01
K04033G01
K04033G02
K04033G03
K04034G01
K04035G03
0.0001 K04035G04

0 0.2 0.4 0.6 0.8 1 1.2 1.4


Borehole section (m)

Figure 8-18. Diagram of the Pressure Disturbance Index (PDI) in the responding borehole sections versus
the midpoint of the injection sections. Results from the whole test area.

86 SKB R-14-30
The PDI shows a significant decreasing trend versus depth if the uppermost section (0.0–0.1 m) is
excluded. This section has many leakage points via fractures under the seal on the borehole extender
and to other superficial fractures in the tunnel floor. Thus, the pressure response from these sections is
generally small. One getsthe impression, however, that that PDI decreases with depth to about 0.5 m
(middle section). The few values below 0.5 m show a more constant PDI. The pressure responses
above have not been subdivided into different fracture types.
A separate evaluation has been carried out regarding flows from injection test sections to the tunnel
floor only. The results are summarized in Table 8-4. The table confirms many leakage points in the
floor from the shallowest packer interval.
In Figure 8-19 the observed hydraulic connections in the actual rock volume are presented in a
horizontal view and in a vertical view.
In the horizontal view the hydraulic connections between holes are plotted as lines with arrows indi-
cating the direction of flow during the injection tests. Hydraulic connections between sections are
marked with coloured lines and arrows. The colours of the lines are based on a division into classes
of the relative pressure responses, see legend in Figure 8-19. In some cases there are two arrows with
opposite directions on the same line, which means that the injection test has detected communication
in two directions.
Leakage to the tunnel floor is indicated by a black line with a blue dot for the leakage point.
However, no leakage is indicated in the figure at the edge of the borehole extender seal. Since the
figure is a 2D representation of a 3D model, all connections from lower sections are covered by the
connections (lines and arrows) from the uppermost sections.
In the vertical view of Figure 8-19, the transmissivities in the injection sections are indicated by
different colours according to the legend. The hydraulic connections between the injection and
observation sections are illustrated by lines with arrows according to the above description. A line
representing a connection runs from the injection section to the midpoint of an observation section.
This means that the line does not need to go to the “correct inflow spot” in the observation hole.

Table 8-4. Number of injection sections which only have flows up to the tunnel floor, see
Appendix 22.

0.00–0.10 m 0.10–0.20 m 0.20–0.40 m 0.40–0.60 m 0.60 m to


borehole bottom

Number of sections with only leakage in 20 1 1 0 0


the borehole extender
Number of sections with only leakage in 4 6 0 0 0
fractures to the tunnel floor
Number of sections with only leakage 1 1 1 0 0
around packers
Number of sections with only leakage in 5 1 0 0 2
the borehole extender and in fractures to
the tunnel floor
Number of sections with only leakage in 0 0 0 1 0
fractures to the tunnel floor
Number of sections with only leakage 0 0 0 0 0
in the borehole extender and around
packers to the tunnel floor
Number of sections with only leakage 0 0 0 0 0
in fractures and only leakage around
packers to the tunnel floor
Total 30 9 2 1 2

SKB R-14-30 87
Figure 8-19. Horizontal and vertical views with hydraulic connections along the test area. The transmis-
sivities in the injection sections are marked by different colours based on a division into transmissivity
classes. Hydraulic connections between sections are marked by coloured lines and arrows showing the
direction of the responses. The lines are based on a division into classes of the relative pressure responses.
Leakage to the tunnel floor is marked by black lines and blue dots.

To summarize, the evaluation of the pressure responses in observation holes and the analysis of
leakage to the tunnel floor give the following results:
• The shallowest tests, 0 to 0.10 m, show a high frequency of leakage paths to the tunnel floor in
the immediate surroundings of the test section.
• In the interval 0.10 to 0.60 m, some of injection sections are hydraulically connected with
adjacent boreholes. However, the frequency of connections decreases with depth.
• For sections below 0.6 m, the PDI estimates showed similar results, i.e. the frequency of connec-
tions decreases with depth.
• The longest hydraulic connections between two boreholes are about three metres, as estimated
from a single test.
• If the length calculations are based on measurements in several injection tests in neighbouring
holes, the total connecting length can be about seven metres. However, no pressure responses
from one single test were registered for this entire length.
The following aspects may be considered regarding uncertainties in the methodology for evaluation
of pressure responses:
• Pressure disturbances in observation sections have sometimes been detected down to 0.5 kPa, but
generally the lower detection limit is around 1–2 kPa.
• Injection sections with low injection pressure caused by heavy leakage to the tunnel floor offer
fewer opportunities for detecting pressure responses in the surrounding holes, although potential
connections may exist.
• Observation sections have a length of 0.9 m (one-metre holes) or 1.9 m (two-metre holes). This
means that fractures may be short-circuited along the borehole, which complicates the analysis.

88 SKB R-14-30
8.7 Connectivity conditions according to kriging of
section transmissivities
This section presents a geostatistical interpolation of the data obtained from all the single-hole
injection tests conducted in the studied tunnel TAS04 in order to analyze the correlation structure
of transmissive conditions in the rock mass close to the tunnel floor, “the EDZ”.

8.7.1 Section transmissivity distribution


Thanks to an essentially horizontal tunnel floor and the use of identical types of injection tests (packer
tests) at different intervals in each borehole, statistical distributions can be obtained, where data are
pooled and analyzed in various ways. The data can be used to build a database that is representative
of the rock mass being studied. Figure 8-20 shows experimental section transmissivity distributions
for all results at the same level in each borehole using Moye’s equation (Equation 8-1) (42 measured
values in each layer, 5 layers at different depth intervals). Figure 8-20 shows that there is a spread of
data over several orders of magnitude.
In order to treat scale effects of different test boundaries/test lengths, Figure 8-21 shows a
comparison of the experimental cumulative distribution functions (CDFs) of the base-10 log specific
capacities for each section and their fitted log-normal distributions. This figure also shows that the
deeper the section the smaller the spread in the data, which could indicate less impact or effect of
the blasting works. On the other hand, blasting damages in confined rock volumes in the tunnel floor
could contribute to hydraulic homogenization, which is further discussed in9.5. Differences in the
variability results could to some extent be due to the differences in the length of the section intervals
(two sections with 10 cm length, two with 20 cm length and one with 40 cm length). Longer
intervals tend to homogenize the media.

Probability Plot of T (m2 /s)


Lognormal - 95% CI

2 1 0
-1 -1 -1 -9 - 8 -7 -6 -5 -4 -3 - 2
1E 1E 1E 1E 1E 1E 1E 1E 1E 1E 1E
0-10 cm 10-20 cm 20-40 cm 99

90

50

10
Percent

1
40-60 cm 60 cm to end 2 1 0 9 8 7 6 5 4 3 2
99 -1 -1 - 1 E- E- E- E- E- E- E- E-
1E 1E 1E 1 1 1 1 1 1 1 1
90

50

10

1
2 1 0 9 8 7 6 5 4 3 2
- 1 -1 -1 E- E- E- E- E- E- E- E-
1E 1E 1E 1 1 1 1 1 1 1 1

Panel variable: ID1 T (m2 /s)


Figure 8-20. Probability plot of the section transmissivity values obtained from tests conducted in all
different sections. The lines show the 95% confidence interval.

SKB R-14-30 89
Empirical CDF of Log Q/dh (m2 /s)
Normal

100 ID1
0-10 cm
10-20 cm
20-40 cm
80 40-60 cm
60 cm to end

Mean StDev N
60 -5.786 1.808 42
Percent

-7.398 1.498 42
-8.110 1.096 42
40 -8.708 0.9594 42
-9.041 0.5730 42

20

-11 -10 -9 -8 -7 -6 -5 -4 -3 -2
Log Q/dh (m 2 /s)

Figure 8-21. Empirical cumulative distribution function of the base-10 log-specific capacities for each
section and their fitted log-normal distributions.

8.7.2 Rate of transmissivity change (variogram function)


In this study, all the single-hole injection test results from the different layers were used to obtain
a section transmissivity variogram in 2D for every tested section. The omni-directional variograms
obtained, which average behaviour over all directions, were further analyzed in order to investigate
whether the data showed a “geometric anisotropy” in the omni-directional experimental variograms.
Thus, their direction was changed until the best fit was observed, while the tolerance was kept at 30.
Once the direction was changed, a slight difference in the length scale was observed. Figure 8-22a
and Figure 8-22b show, for example, the resulting spherical model variograms which reproduce the
best experimental variograms for sections 0.0 to 0.1 m and 0.4 to 0.6 m. The rest of these results are
shown in Appendix 30. The fitting results are used to interpret the correlation length, which is around
2.4 m from 0 to 10 cm depth, see Figure 8-22a. As shown in Appendix 30, the correlation lengths of
sections 10 to 20 cm and 20 to 40 cm are less than 2 m. These estimated connectivity lengths could
also be the result of a large open fracture (sub-horizontal) that came into contact with and connects
different observation boreholes.
Figure 8-22b shows the resulting variogram in the 0.40 to 0.60 m section and it shows a shorter cor-
relation length, around 1.4 m. The correlation length of the last section, 0.60 m to the bottom of the
borehole, shows a similar result of around 1.4 m. All these results could indicate that the connectivity
in the rock mass from around 0.40 m and below represents the base connectivity of the rock mass,
while from 0.0 to 0.40 m it represents a connectivity in which the rock has been altered substantially
by the blasting works. It can be also observed that the correlation length from 0.40 m and below is
slightly larger than the distance between adjacent observation boreholes, indicating that the test setup
provides a good picture of the connectivity of the rock mass even if no alteration occurred.
Using the fitted variogram models shown in Figure 8-22 and used in the variogram analysis, a com-
parison of the kriging results between 0.0 to 0.10 cm and 0.40 to 0.60 m is shown in Figure 8-23. This
comparison gives the impression that section 0.0 to 0.10 m, with transmissivity areas of 10–4 m2/s, is
more transmissive than section 0.40 to 0.60 m, with transmissivity areas of 10–7 m2/s. On the other
hand, both figures show areas with low transmissivity, 10–8 m2/s and 10–9 m2/s. This is also apparent
in the rest of the tested sections shown in Figure 8-23 and Appendix 31. The characteristic size of
these transmissive and less transmissive areas is approximately 2 to 7 m. They are asymmetric with
their shortest length in the axial direction parallel to the blasting direction of the tunnel.

90 SKB R-14-30
Column J: Log TM (m/s)
a) Column J: Log TM (m/s) b) Direction: -70.0 Tolerance: 30.0
Direction: -30.0 Tolerance: 30.0
5.5 1.4

5
1.2
4.5

4 1

Variogram
Variogram

3.5
0.8
3

2.5
0.6
2

1.5 0.4

1
0.2
0.5 Variogram, Log(T), 0.0-0.1 m Variogram, Log(T), 0.4-0.6 m
0 0
0 1 2 3 4 5 6 0 1 2 3 4 5 6
Lag Distance Lag Distance

Interpreted correlation Interpreted correlation


lenght approx: 2.4 m lenght approx: 1.4 m

Figure 8-22. Variogram of the base-10 log transmissivity values obtained from injection tests conducted in
TAS04. The dots are the experimental variogram and the curve is the fitted model (spherical). The arrows
shows the interpreted correlation length: (a) 0.0 to 0.10 m section; (b) 0.40 to 0.60 m section.
Base-10 log of T (m2/s)

7354 7354
16G01
16G01 -4 17G03
17G03
17G02
7352
17G02 7352
Transmissive areas
17G01 19G01
17G01 19G01 -5 18G01
18G01
-4 -6 2 19G02
19G02
from 10 to 10 m /s
7350 19G03 20G01
21G01
7350 19G03 20G01
21G01
21G02
21G02 -6
22G01
22G01 23G03
23G03

7348 23G0224G03 -7
7348 23G0224G03
23G01
23G01 24G01
24G01
24G02
24G02 25G01
7346
25G01
-8 7346 25G02 26G01
25G02 26G01
27G01
27G01

7344 (a) 28G01 -9 7344 (b) 28G01

29G01
29G01
29G02 30G03
29G02 30G03

5
29G03 30G02 31G01
5

m
29G03 -10
30G02 31G01 7342
m

7342 31G02 30G01


31G02
30G01 31G03 33G02
31G03 33G02
32G02 33G01
32G02 33G01 32G01
7340
32G01
33G03 35G01
7340 33G03 35G01

34G01 35G03
34G01 35G03
35G0435G02
35G0435G02
7338 t
7338 nt on
Kriging, logT, 0.0-0.1 m fro Kriging, logT, 0.1-0.2 m e l fr
l nn
n ne Tu
7336
7336 Tu
2424 2426 2428 2430 2432 2434 2436 2438 2440 2442 2424 2426 2428 2430 2432 2434 2436 2438 2440 2442

7354 7354
16G01 16G01
17G03 17G03

17G02 17G02
7352 7352
17G01 19G01 17G01 19G01
18G01 18G01
19G02 19G02

7350 19G03 20G01


21G01
21G02
7350 19G03 20G01
21G01
21G02
22G01 22G01
23G03 23G03

7348 23G0224G03 7348 23G0224G03


23G01 23G01
24G01 24G01
24G02 24G02
25G01 25G01
7346 26G01
7346 25G02 26G01
25G02
Y (m)

27G01 27G01

28G01 28G01
7344
(c) 29G01
29G02 30G03
7344
(d) 29G01
29G02
5m
5

29G03 29G03 30G02 31G01


30G02 31G01
7342
m

7342 31G02 30G01


31G02
30G01 31G03 33G02
31G03 33G02
32G02 32G02 33G01
33G01
32G01
7340
32G01
33G03 35G01 7340 33G03 35G01

35G03 34G01 35G03


34G01
35G0435G02 35G0435G02

7338 t 7338 nt
on fro
Kriging, logT, 0.2-0.4 m el fr Kriging, logT, 0.4-0.6 m el
nn nn
7336 Tu 7336 Tu
2424 2426 2428 2430 2432 2434 2436 2438 2440 2442 2424 2426 2428 2430 2432 2434 2436 2438 2440 2442
X (m)

Figure 8-23. Interpolation by kriging of the base-10 log transmissivity values obtained from injection tests con-
ducted at TAS04. The dots represent the locations of the boreholes and the scale the base-10 log transmissivity:
(a) 0.0 to 0.10 m section; (b) 0.10 to 0.20 m section; (c) 0.20 to 0.40 m section; and (d) 0.40 to 0.60 m section.

SKB R-14-30 91
Furthermore, comparisons of all tested sections (see Appendix 31) show that sections 0.0 to 0.10 m
and 0.10 to 0.20 m are more transmissive, or show more transmissive areas, than sections 0.40 to
0.60 m and 0.60 m to the bottom of the borehole. Section 0.20 to 0.40 m seems to show a transition
zone between them, where few highly transmissive areas are present and a more background
transmissivity is observed. This change in the transmissivity fields with depth corroborates quite
well the observation that there is some kind of alteration in the rock mass within the depth range 0.0
to 0.40 m. This alteration could be caused by the presence of more fractures, the opening of existing
fractures due to the blasting or the fact that some of the fractures are connected with the tunnel floor,
creating a shortcut and giving a higher transmissivity result. Either way, this analysis shows that the
alteration of the rock mass ends at around 0.40 m depth, it is not continuous along the tunnel floor
and that the highly transmissive areas, when present, are no longer than 7 m.

8.7.3 Connectivity conditions indicated by the geostatistical analysis


The section transmissivity and specific capacity distributions show that:
• There is a spread of data over several orders of magnitude in the sections/layers closest to the
tunnel. Some distributions show that the deeper the section, the smaller the spread of the data and
the less conductive the rock mass it is.
This indicates a lessening impact or effect of the blasting with depth down to the section 0.40 to 0.60
m. The increase in section length could somehow enhance the difference in the variability of the
transmissive properties.
The variogram analysis shows:
• That the connectivity range decreases with depth. Section 0.0 to 0.10 m shows a correlation
length of around 2 m, sections 0.10 to 0.20 cm and 0.20 to 0.40 cm less than 2 m and 0.40 to
0.60 m and 0.60 to the bottom of the borehole around 1 m.
Using the fitted variogram models, a kriging interpolation was done. The comparison gives the
impression that section 0.0 to 0.10 m, with transmissivity areas of 10–4 m2/s, is more transmissive
than section 0.40 to 0.60 m, with transmissivity areas of 10–7 m2/s. On the other hand both figures
show areas with low transmissivity, 10–8 m2/s and 10–9 m2/s. This is also apparent in the rest of the
tested sections and implies that:
• The characteristic size of transmissive and less transmissive areas is approximately 2 to 7 m.
They are asymmetric and non-continuous in the axial tunnel direction with their shortest length
in the axial direction, i.e. parallel to the blast hole direction.
Furthermore, a comparison of all tested section shows:
• That sections 0.0 to 0.10 cm and 0.10 to 0.20 cm are more transmissive, or show more transmis-
sive areas, than sections 0.40 to 0.60 and 0.60 to the bottom of the borehole. Section 0.20 to
0.40 m seems to represent a transition zone between them.
This change in the transmissivity fields with depth corroborates quite well the observation that there
is some kind of alteration in the rock mass within the depth range 0 to 40 cm.
Finally a combination of the blasting design and the kriging results shows:
• That the most transmissive areas are located around the bottom charge area of the blasting
rounds, where most damage is expected to occur, and that the axial connectivity is not continuous
but exhibits an intermittent/periodic behaviour.
This corroborates the results found by Ericsson et al. (2009), who concluded that the EDZ is
composed of microfractures with an extent of 25 cm to 35 cm from the wall of the studied tunnel at
Äspö and that the axial connectivity is not constant but shows zonation behaviour around the tunnel
contour. This behaviour is further discussed in Section 9.5.

92 SKB R-14-30
8.8 Transmissivity averaging along the tunnel floor
If the flow regime is assumed to be uniform along a prospective EDZ in a tunnel floor, it is possible
to average a transmissive property based on local measurements. The arithmetic mean is usually
applied in cases where the local measurements represent test volumes (blocks) in parallel. In the
case of test volumes in series, the averaged transmissive property is represented by the harmonic
mean (see e.g. de Marsily 1986).
Simple calculations of the averaged transmissivities at the test site give the following results, as
shown in Table 8-5. The tunnel has been divided into 20 transects with widths 0.87–1.31 m along the
floor. The transects have been assigned representative arithmetic means (occasionally only one value
is available). Then the harmonic mean transmissivities have been calculated for the investigated floor
in the tunnel section. The calculations have only been done for a depth interval where indications of
EDZ (max. 0.6 m) were possible according to previous interpretations. The table shows that if the
uppermost 10 or 20 cm are removed from the floor, the transmissivity will be drastically reduced
along the tunnel, see Appendix 33.

Table 8-5. Averaged transmissivity, TMoye, along a 20 m tunnel section at the test site TAS04.
Averaging has been carried out for different test intervals, 0–0.6 m, 0.1–0.6 m, 0.2–0.6 m and
0.4–0.6 m in order to show the effect of blasting damage.

Test sections Harmonic mean


Depth interval (m) TMoye, (m2/s)

0.0–0.6 2.5 E–07


0.1–0.6 1.4 E–08
0.2–0.6 1.3 E–09
0.4–0.6 3.6 E–10

SKB R-14-30 93
9 Integrated analysis

9.1 Blast design versus as-built


Based on the documentation and experience from the excavation of TAS04, it is possible to conclude
that high charging precision was achieved. The logger data from the bottom holes in TAS04
indicates that evaluated charge concentrations are generally in the upper range of the tolerances or
exceed the tolerances for the bottom holes. Charging data for individual holes indicate, however,
that the tolerances were exceeded only to a limited extent. The deviations in geometry could be
explained by a combination of drilling deviation and water-filled holes leading to a larger burden
and insufficient decoupling. This could lead to extended blast damage in some areas. Alternatively,
the uneven geometry of the blasted surface in the floor of TAS04 suggests that there could have been
an accumulation of emulsion in the bottom part of the hole, i.e. in practice a longer bottom charge
and an uncharged part of the column charge, since half pipes are missing for the most part at the
end of the blast round. This explanation is considered to be less likely, since the bottom holes were
string-charged.

9.2 Blasting versus rock types


There are no obvious effects of various rock types on the blasting results. The main difference
between the rock types in the TAS04 tunnel is the relative difference in hardness between the diorites
(Äspö diorite and Ävrö granodiorite) and the fine-to-medium-grained granite. The fine-to-medium-
grained granite is more brittle. Just walking on the brittle rock resulted in considerable amounts of
small broken-up rock pieces that needed to be cleaned out before photographing and/or geological
mapping of the floor, see Figure 6-9 in Section 6.2.3.

9.3 Blasting versus fracturing


Degree of fracturing and fracture orientation have an impact on drilling precision, since percussion
drilling for blast holes tends to be influenced and guided by the occurrence of fracturing in the
rock. The dense occurrence of sub-vertical fractures parallel to the TAS04 tunnel in the fine-grained
granite (see Figure 9-1, left) was the limiting site condition for the field works presented in this
report (see also Figure 6-2).

9.4 Blasting versus geophysics


The GPR results seem to have little or no direct correlation with the blasting. Figure 9-2 shows
a comparison between the GPR EDZ response depth map and blasting hole information (charge
concentration in bottom holes, see Section 5.3). A weak correlation with the bottom charge locations
and the GPR EDZ response is noticeable, but the strongest anomalies are usually caused by larger
structures that are interpreted to be natural and not caused by blasting.
In some cases there is an indication that at the locations where the hole is over-charged there is an
increase in the depth of the GPR EDZ response (circled by yellow in the figure). The GPR EDZ
response is probably governed by geological structures that also often control the formation of EDZ
fractures (Olsson et al. 2009). In the case of holes where the charge concentration is within design
limits, one explanation for the GPR EDZ anomaly besides the geological one could be the achieved
drilling accuracy. This cannot be verified because in the case of most of the blasting holes the real-
ized locations were not surveyed.

SKB R-14-30 95
Figure 9-1. Examples of the influence of fractures on the drilling of perimeter holes in the floor. Left:
Round No 3, just in front of the test area. The fine-grained granite is heavily fractured, with sub-vertical
fractures aligned parallel to the tunnel. Right: Round No 8, massive diorite. Both photos are taken along
the tunnel axis.

Figure 9-2. GPR EDZ response depth map shown together with evaluated charge concentration in tunnel
floor blast holes. Green and red boreholes: concentrations of explosives within and exceeding the design
value, respectively (kg/m). Grey boreholes: not able to evaluate.

9.5 Blasting versus hydrogeology


9.5.1 Correlation between test sections located in the bottom charge areas
and depth beneath the tunnel floor
Figure 9-3 shows an overview of the blast hole locations in the tunnel floor (horizontal boreholes)
and the location of the drilled boreholes used for the hydraulic testing (vertical boreholes) that
are closest to end of blast rounds, i.e. bottom charge holes. Note that only boreholes (14 out of 42
boreholes) that were close to the bottom charge are illustrated in Figure 9-3. Table 9-1 presents
these 14 boreholes and their designation for further analysis.

Figure 9-3. All boreholes that are considered to be close to the end of the blast rounds. Boreholes
considered to be close to the bottom charge in each blasting round are circled.

96 SKB R-14-30
Table 9-1. 14 boreholes considered to be closest to the bottom charge areas, see Figure 9-3.

Borehole (1 m) Borehole (2 m)

K04018G01 K04027G01
K04019G01
K04019G02
K04019G03
K04022G01
K04023G01
K04023G02
K04023G03
K04026G01
K04031G01
K04031G02
K04031G03
K04035G01

Figure 9-4 shows section transmissivity values, TM, and specific capacity values versus depth for
boreholes near the end of blast rounds where the bottom charge is expected to cause most damage
to the rock and for boreholes within column charge areas. The figure shows that highly transmissive
fractures, blast-induced or natural, do not exist below 0.4 m depth. Following the classification of
bottom charge and column charge in Table 9-1, Figure 9-4 shows that the frequency of higher section
transmissivity values (10–6–10–4 m2/s) or specific capacity values (in the uppermost part 0–0.10 m)
is higher for the boreholes in the bottom charge area (1.8 kg/m) compared with the column charge
area (0.5 kg/m). In the 0–0.10 interval, the percentage of sections with very high transmissivity, i.e.
TM > 10–6 m2/s, and belonging to the bottom charge class is much higher (91%) compared with the
proportion of the sections in the column charge class (22%). At deeper levels the two areas do not
exhibit such an obvious contrast in transmissive properties.
Using the specific capacities, SC = Q/dh, i.e. “raw data” from each test in every single borehole
section, a section-by-section correlation plot can be obtained where the data gathered from differ-
ent sections are compared to determine the strength of the correlation (relationship) between such
sections. Figure 9-5a, b, c, and d present a comparison between the specific capacities obtained at
different depth intervals below 0.10 m and the test results in the uppermost section, 0.0–0.10 m,
of the holes and within the interpreted bottom charge areas. The graphs may illustrate a possible
dependence between deeper strata and the most affected/damaged layer at the floor. The resulting
graphs show that Figure 9-5a shows more points close to a 1:1 line. This means that in the case of
the boreholes located in the bottom charge areas there could be a better correlation between the
results obtained between 0.0–0.10 m and 0.10–0.20 m than with the rest of the borehole sections
where the permeability contrast is more evident.
Using the specific capacities from all the single borehole tests in the column charge areas, Figure 9-6
is obtained. The resulting graphs show that Figure 9-6a shows more points around a 1:1 line, but the
points are more scattered and the permeability contrast is not well expressed.
In general, all diagrams in Figure 9-5 and Figure 9-6 show that the specific capacity is much higher
(several orders of magnitude) close to the tunnel floor, but the occurrence of these higher values is
more frequent for the bottom charge areas compared with the column charge areas.

SKB R-14-30 97
Figure 9-4. Section transmissivity values, TM, and specific capacity values versus depth for boreholes near
the end of blast rounds with bottom charge holes (blue), and for holes within the column charge area (red).

98 SKB R-14-30
1.E-03 1.E-03

1.E-04 (a) 1.E-04 (b)


Specific capacity (m2/s), 0.1-0.2 m

Specific capacity (m2/s), 0.2-0.4 m


1.E-05 1.E-05

1.E-06 1.E-06

1.E-07 1.E-07

1.E-08 1.E-08

1.E-09 1.E-09

1.E-10 1.E-10
1.E-10 1.E-09 1.E-08 1.E-07 1.E-06 1.E-05 1.E-04 1.E-03 1.E-10 1.E-09 1.E-08 1.E-07 1.E-06 1.E-05 1.E-04 1.E-03

Specific capacity (m2/s), 0.0-0.1 m Specific capacity (m2/s), 0.0-0.1 m

1.E-03 1.E-03

1.E-04 (c) 1.E-04 (d)


Specific capacity (m2/s), 0.6 m to end
Specific capacity (m 2/s), 0.4-0.6 m

1.E-05 1.E-05

1.E-06 1.E-06

1.E-07 1.E-07

1.E-08 1.E-08

1.E-09 1.E-09

1.E-10 1.E-10
1.E-10 1.E-09 1.E-08 1.E-07 1.E-06 1.E-05 1.E-04 1.E-03 1.E-10 1.E-09 1.E-08 1.E-07 1.E-06 1.E-05 1.E-04 1.E-03

Specific capacity (m 2/s), 0.0-0.1 m Specific capacity (m2/s), 0.0-0.1 m

Figure 9-5. Cross-correlation between the results obtained in different test sections below 0.1 m and the
uppermost part, 0.0 –0.1 m. In these cases the boreholes are close to the bottom charge area.

SKB R-14-30 99
1.E-03 1.E-03
(a) (b)
1.E-04 1.E-04

Speci fic ca pacity (m2/s), 20-40 cm


Speci fic ca pacity (m2/s), 10-20 cm

1.E-05 1.E-05

1.E-06 1.E-06

1.E-07 1.E-07

1.E-08 1.E-08

1.E-09 1.E-09

1.E-10 1.E-10
1.E-10 1.E-09 1.E-08 1.E-07 1.E-06 1.E-05 1.E-04 1.E-03 1.E-10 1.E-09 1.E-08 1.E-07 1.E-06 1.E-05 1.E-04 1.E-03

Speci fic ca pacity (m2/s), 0-10 cm Speci fic ca pacity (m2/s), 0-10 cm

1.E-03 1.E-03
(c) (d)
1.E-04 1.E-04
Speci fic ca pacity (m2/s), 60 cm to end
Speci fic ca pacity (m2/s), 40-60 cm

1.E-05 1.E-05

1.E-06 1.E-06

1.E-07 1.E-07

1.E-08 1.E-08

1.E-09 1.E-09

1.E-10 1.E-10
1.E-10 1.E-09 1.E-08 1.E-07 1.E-06 1.E-05 1.E-04 1.E-03 1.E-10 1.E-09 1.E-08 1.E-07 1.E-06 1.E-05 1.E-04 1.E-03

Speci fic ca pacity (m2/s), 0-10 cm Speci fic ca pacity (m2/s), 0-10 cm

Figure 9-6. Cross-correlation between the results obtained at 0.0 to 0.10 m and the column charge areas.

An additional assessment of the confidence in permeability differences and depth dependence


was performed as a simplified significance analysis. The analysis assumed the calculated section
transmissivity values. Furthermore, the transmissivity values were assumed to follow a log-normal
distribution. Figure 9-7 shows that the log-normal mean values for bottom charge areas are signifi-
cantly (confidence level of 95%) higher than the values for the column charge areas at the uppermost
level 0.0–0.1 m. At deeper levels, the discrepancies between the two charging classifications are not
so obvious.
A simple way to indicate this behaviour was by comparing rock matrix hydraulic conductivity
values from a drill core localized in the bottom charge zone with values from a drill core from the
column charge zone, see Figure 9-7. The determination of hydraulic conductivity was done in a
specially designed permeameter in the geo-laboratory at the Department of Civil and Environmental
Engineering, Chalmers University of Technology (see Ericsson et al. 2009). The results in Figure 9-8
indicate comparatively higher matrix conductivity values in the bottom charge area down to approxi-
mately 0.50 m. A similar indication of zonation was also found for matrix porosity behaviour when a
few samples from a bottom charge area were compared with samples from a column charge area, see
Figure 9-9. The bottom charge area show higher porosity values near the tunnel floor compared with
the column charge area.

100 SKB R-14-30


Probability Plot of T (m 2 /s)
Lognormal - 95% CI
2 1 0
-1 -1 -1 -9 -8 -7 - 6 -5 -4 -3 -2
1E 1E 1E 1E 1E 1E 1E 1E 1E 1E 1E

0-10 cm 10-20 cm 20-40 cm 99

90

50

10
Percent

1
40-60 cm 60 cm to end 2 1 0 9 8 7 6 5 4 3 2
99 -1 -1 -1 E- E- E- E- E- E- E- E-
1E 1E 1E 1 1 1 1 1 1 1 1

90 ID1 ID3
0-10 cm Bottom charge
50 0-10 cm Column charge
10-20 cm Bottom charge
10 10-20 cm Column charge
20-40 cm Bottom charge
1 20-40 cm Column charge
2 1 0 9 8 7 6 5 4 3 2
-1 -1 -1 E- E- E- E- E- E- E- E- 40-60 cm Bottom charge
1 1E 1E 1 1 1 1 1 1 1 1
E
40-60 cm Column charge
Panel variable: ID1 T (m 2 /s) 60 cm to end Bottom charge
60 cm to end Column charge

Figure 9-7. Probability plots of the interpreted transmissivity values obtained from tests conducted in
different sections with bottom charge areas and column charge areas, respectively. The lines show the 95%
confidence interval.

Hydraulic Conductivity (m/s) of Rock Matrix vs Depth (m)


0.00

-0.20

-0.40

-0.60
Column Charge
-0.80 Bottom Charge

-1.00

-1.20

-1.40

-1.60
0 5E-14 1E-13 1.5E-13 2E-13 2.5E-13 3E-13

Figure 9-8. Rock matrix hydraulic conductivity values from a dril core located in the bottom charge zone
(Core K0423G03) compared with with a drill core from a column charge zone (Core K04021G02); Sample
sizes: diameter 62 mm, thickness 10 mm.

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Porosity vs Depth
0.00

-0.20

-0.40
Column charge
-0.60
Depth, m

Bottom charge
-0.80

-1.00

-1.20

-1.40

-1.60
0 0.002 0.004 0.006 0.008 0.01 0.012 0.014

Figure 9-9. Rock matrix porosity values vs. depth. Data from hole K04021G02 represent the column
charge area while data from hole K04023G03 represent the bottom charge area in the tunnel floor.

9.5.2 Zonation of transmissive conditions according to blasting impact


According to the results in the previous Section 9.5.1, the EDZ should be more visible close to the
end of the blasting boreholes (bottom charge areas) and these sections of the tunnel floor should be
more transmissive. These areas should show a greater spread in the section transmissivity distribu-
tions and a slightly wider connectivity range.
Figure 9-10 shows the blast rounds with the possible bottom charge zones and kriging interpolation
results of the base-10 transmissivity values. The contour of the tunnel floor is also shown. The visual
arrangement shows a clear correlation of the blasting effects and provides a deeper understanding of
the heterogeneity and connectivity of the study site. Figure 9-10 shows that the most transmissive
areas are located around the bottom charge zones, where most damage is expected to occur, and
that the less transmissive areas are in between. The kriging results are indicative for a conceptual
model where axial connectivity with regard to permeability is not continuous but shows intermittent
behaviour. This verifies the results found by Ericsson et al. (2009), who concluded that the EDZ is
indirectly indicated by microfractures with an extent of 25 cm to 35 cm from the wall of the studied
tunnel at Äspö and that axial connectivity is not constant but shows intermittent behaviour around
the tunnel contour.

9.5.3 Influence of blasting on shallow, transmissive fractures


It is well documented that blast-induced fracturing tends to form fractures sub-parallel to the tunnel
contour, see Figure 9-11 and Figure 9-12. This is expected based on one of the main principles of
blast design: the energy used shall be sufficient to create the intended opening. The consequence –
that over-use of explosives causes damage to the tunnel contour with the risk of increased need of
support – was first observed by Sjöberg et al. (1977).
The leakage to the tunnel floor was observed during the injection tests. All observed leakages are
shown in Figure 8-19. The transmissivities of these leakages are shown in Figure 8-13. The transmis-
sivity distribution with depth for these tests is also shown in Figure 9-19. There is a decreasing trend
with depth of both the number of tests that leaked to the tunnel floor and their transmissivity.
It is not possible to correlate the leakage from individual tests to discrete fractures. But it is likely
that the blast-induced fractures have a great impact on the dense occurrence of highly transmissive
fractures/leakage points in the first few decimetres beneath the tunnel floor. These fractures are prob-
ably rather short (see Figure 9-11 and Figure 9-12) and must terminate at the tunnel contour, since
they originate primarily from the perimeter blast holes. The limited extent of blast-induced fractures
may also be a reason for the poor connectivity along the investigated area. The connectivity between
induced fractures as well as between induced and natural fractures seems to be limited.

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Base-10 log of T (m2/s)
7354
16G01 -4
17G03

7352
17G02
Possible bottom charge
17G01
18G01 19G01 zone extent -5
19G02
19G03 20G01
7350 21G01
21G02 -6
22G01
23G03

7348 23G0224G03 -7
23G01
24G01
24G02
25G01
7346 -8
25G02 26G01
Y (m)

27G01
28G01 -9
7344
29G01
29G02 30G03

5
29G03 30G02 31G01 -10

m
7342 31G02
30G01
31G03 33G02
32G02 33G01
32G01
7340 End of blast rounds 33G03 35G01

34G01 35G03
35G0435G02

7338
o nt
Kriging, logT, 0.0-0.1 m l fr
n ne
7336 Tu
2424 2426 2428 2430 2432 2434 2436 2438 2440 2442

X (m)
Figure 9-10. Combined illustration of the kriging interpolation of the base-10 transmissivity values and the
areas for possible bottom charge zones locations (dotted green lines).

Figure 9-11. A cross-cut in a tunnel wall at the Äspö HRL. An 8 m long section of a tunnel wall was cut
down and sliced up into 76 slabs (Olsson et al. 2009). The fracturing was investigated by means of a
penetrating dye, causing the red colour. Left: all fractures are shown dark red lines. Right: colour code
for natural fractures (green), “blast fractures” originating from the perimeter holes on the left side of the
samples (red) and other fresh fractures assumed to be blast-induced (yellow). Note that the tunnel contour
(left side of the sample) is formed by blasting, i.e. it is a set of “blast fractures”.

SKB R-14-30 103


Figure 9-12. A cross-cut through a bench in a quarry (Olsson and Bergqvist 1996).

Probability Plot of T
Lognormal - 95% CI (Observed leakage to the floor)
99

90
Percent

50
Section interval
0-10 cm
10-20 cm
20-40 cm
10
40-60 cm
60 cm to end

1
1E-12 1E-11 1E-10 1E-9 1E-8 1E-7 1E-6 1E-5 1E-4 1E-3 1E-2

T (m 2 /s)
Figure 9-13. Probability plot of the transmissivity with 95% confidence interval of all injection tests where
leakage to the tunnel floor was observed, see Figure 8-13.

9.6 Geology versus geophysics


Fractures mapped from the tunnel surface (floor) or short, non-oriented boreholes are most often
steeply dipping in the data set from TAS04. GPR is best at detecting horizontal or sub-horizontal
features, making a comparison of the interpreted results difficult. Furthermore, the use of different
cut-offs in the methods – 1 m in surface mapping vs. 0.3 m in GPR reflector interpretation – makes
the datasets look different.
In borehole mapping, the information gained from mapped features is limited to the borehole
diameter, while GPR results are more extensive. Even though the cut-off used in GPR interpretation
was as low as 0.3 m, there are a significantly smaller number of reflectors penetrating the boreholes
than mapped fractures, probably because many of the fractures mapped from cores are small and/or
their properties are not suitable for reflection. Reflectors that penetrate a borehole may be correlated
to a core-mapped fracture, but in this case only the angle between fractures and the vertical cores
was measured. This made a detailed correlation between GPR reflectors and mapped fractures
impossible.
Drilling was done using a single drill tube, which often produces mechanical breaks in the core
that are difficult to distinguish from other fresh fractures caused by blasting (if no fracture filling is
present). In the case of a fracture with filling minerals, it is also difficult to separate blast-induced

104 SKB R-14-30


re-opening from mechanical breaks during core handling if there is no evidence of movement in the
fracture surface that would indicate the existence of the open fracture prior to blasting. In GPR, the
reflections are caused by contrast in conductivity and dielectric permittivity, which in fractures are
usually correlated with water in the fractures or electrically conductive fracture-filling minerals (e.g.
clays, pyrite, pyrrhotite and graphite), or even air in the case of fractures close to tunnel surfaces.
Normally, GPR information cannot be used to determine the fracture-filling material, which makes it
difficult to compare these two datasets.
The rock type contacts and larger structures in the area are steeply dipping, which means that a direct
indication in the form of a reflector is difficult to obtain from the GPR results. The interpreted sub-
horizontal reflectors do not follow the rock type contacts, which could mean that these structures are
younger than the steeply dipping structures. This is in line with the common understanding at Äspö.
The correlation between the GPR EDZ depth image and the lithology of the floor is in part quite
good. At some locations, the more fractured fine-grained granite appears as an anomaly in the
GPR EDZ image. An example of this is shown in Figure 9-14, where the photograph from section
27–30 m is compared with the GPR EDZ result. The section includes a deformation zone that is
limited by cataclasite fractures/bands filled with epidote, delimited between the light blue lines in
the photo. Inside the zone there are enclaves/fragments of less transformed Äspödiorite, which is
not as broken-up as in the more oxidized part of the zone. The more broken-up part is visible in the
GPR EDZ image (circled with yellow). Outside the zone, the fine- and medium-grained granite is
more fractured with short fractures than other rock types. This can also be seen in anomalies in the
GPR EDZ image, marked with red circles in the figure.
In general, both geological mapping of cores and GPR results indicate that the uppermost part of the
floor is more fractured than the deeper parts. The uppermost 20–30 cm in the GPR image, and in
drill core mapping the upper 20 cm, seems to be more fractured.
Later, Ittner and Bouvin (2015) conducted investigations of fractures in wire-sawed slots at the
tunnel surfaces, Figure 9-26. In that study, a total of 5 slots were made, four of which were in the
TAS04 tunnel and two were in the tunnel floor in the same area as in this study.
Fracture mapping in the slots was done by applying a dye penetrant to the sawed surface, which
makes the fractures more visible and permits mapping of even small, fractures,Figure 9-27. The frac-
tures were divided in the interpretation into two groups, excavation fractures and natural fractures,
and are marked with different colours in the resulting photographs.

Figure 9-14. Photograph of the floor in section 27–30 m in TAS04 compared with GPR EDZ depth image.

SKB R-14-30 105


Figure 9-15. Photograph of a sawed slot at tunnel wall in TASN (Ittner and Bouvin 2015).

When the fractures interpreted from the sawed surfaces are viewed together with the interpreted
reflectors from the GPR results, some observations can be made. From Figure 9-16 it is obvious that
more features are visible in the sawed surface than can be interpreted from GPR. The resolution in
GPR does not allow detection of small and very tight fractures, which use of the dye penetrant does.
Looking at the right-hand side of Figure 9-16 there seems to be a continuous sub-horizontal fracture
(marked with yellow arrow) that is not detected by the GPR. This could be explained by two facts.
First, the fracture seems to be dry at this part of the cut. On the left part of the surface (marked by
the yellow circle) there is a similar fracture, but wet, and an interpreted reflector coincides with
it. Second, above this fracture there is a fracture swarm as well as excavation fractures that could
attenuate the GPR signal and thus prevent detection. The attenuation effect can also be seen at the
left below the previously mentioned fracture, where no reflector exists.
Looking closer at the large sub-horizontal fracture marked by a yellow circle, we see a small differ-
ence in the location of the reflector. This may be due to the dip error discussed in Section 7.2, but it
may also result from the fact that the radar wave velocity used in GPR interpretation is too high in
this case.

Figure 9-16. A photograph showing a sawed slot in the floor of TAS04 at tunnel length 34 m. The
interpreted fractures from Ittner and Bouvin (2015) are marked with green (natural fractures) and yellow
(excavation fractures). The light blue lines are reflectors that intersect this section.

106 SKB R-14-30


9.7 Geology versus hydrogeology
A map of the rock types in the floor of TAS04 is presented in Figure 6-2. The main rock types are
fine-grained granite, diorite and granodiorite.In the boreholes, the fine-to-medium-grained granite
is divided into two different types based on colour differences, red versus lighter red. Although “red
granite, fine-to-medium-grained” usually has more fractures than “light red granite, fine-to–medium-
grained”, the estimated transmissivity properties do not seem to support this, assuming that these
fractures are conductive. Furthermore, the Äspö diorite and Ävrö granodiorite usually contain open
fractures with fracture fillings. The estimated transmissivity properties in boreholes with these rock
types do not appear to differ markedly from those of boreholes in other rock types, see Figure 9-17.
The terminology used in Boremap mapping (in boreholes) differs somewhat from that used in RoCS
mapping (at the tunnel floor), especially when it comes to fractures, see Section 6.1. This should
be taken into account when comparisons are made between different types of fractures and their
hydraulic properties.
One of the possible explanations for the observations of high transmissivities in sections with “no
fractures” is that the tunnel mapping procedure (RoCS mapping) applied a cut-off and only mapped
visible fractures that were 1 m or longer in length. Many shorter fractures are therefore not mapped,
and some of them may very well be open and interconnected, explaining the transmissivity. As
explained before, RoCS mapping designates sealed fractures as tight, while the same fractures are
called unbroken in Boremap mapping (one of the differences between core mapping and surface
mapping). One of the explanations for the transmissivity in sections with unbroken fractures in the
core is of course hydraulic channels, but whether they are in the form of short minor fractures in the
adjacent rock or partly broken/open fractures is an open question.
Figure 9-18 below presents an interpretation of the same data as reported above based on an exami-
nation of the fracture’s geometricdistribution along the holes and its position relative to the sectional
boundaries, together with hydraulic responses in the surrounding holes and leakages to the tunnel
floor. This interpretation is, however, only made for transmissivity values > 1.0∙10–9 m2/s. Values
below this limit are relatively close to the lower measurement limit for the measurements.
A large fraction of the superficial sections have fractures that are in contact with the tunnel floor and
have high transmissivities for that reason. In the water-conducting sections, transmissivity decreases
with depth. The graph shows that a high percentage of sections down to a depth of c. 0.5 m (section
0.4–0.5 m) are categorized as “Unbroken fractures”, but are nevertheless water-conducting. The
water is probably transported in small channels

Figure 9-17. Section transmissivity and specific capacity versus depth for different types of rocks.

SKB R-14-30 107


Figure 9-18. Section transmissivity versus depth. The groups are based on: mapped type of fractures, distri-
bution of fractures along holes and hydraulic responses in the observation sections or in the tunnel floor.

In the mapping of fractures in the tunnel floor, the fractures were classified as “tight” (sealed) and
“open”. The fractures that were mapped in the tunnel floor had lengths of one metre or longer.
Figure 9-19 shows mapped fractures in the tunnel floor with marked leakage points (black lines
with blue dots).
Figure 9-19 is a plan map, which means that the various leakage points reported for a borehole may
come from different sections of the boreholes. However, no leakages are indicated in the figure at the
edge of the borehole extender seal.

Figure 9-19. Mapped fractures in the test area together with leakage points obtained by injection tests in
the boreholes. The leakage points shown are located outside the sealing unit of the borehole extender.

108 SKB R-14-30


The RoCS mapping only mapped fractures that were visible to the naked eye (i.e. fractures with an
aperture and/or mineral filing) and more than 1 m in length on the tunnel floor. The EDZ fractures
were probably not mapped at all. The EDZ fractures form as a result of blasting and are therefore
mostly, or at least in many cases, short, showing little aperture and often without any mineral fill-
ings. The interpretation of leakage points in Figure 9-19 is:
• there are leakage points in parts of open fractures as mapped in the RoCS mapping,
• there are leakage points in close proximity to tight fractures in the RoCS mapping. The reason for
this is probably that water comes up in fractures in close proximity to these tight fractures, which
have a shorter length in the tunnel floor than 1 m and/or are not documented, and
• there are leakage points at places where no fractures are mapped. The reason for this is that water
comes up in fractures that have a shorter length in the tunnel floor than 1 m.
In Section 6.2.3 a network of fractures is reported from the current rock volume. It is based on
mapped fractures from the tunnel floor, where fracture properties as well as strike and dip are noted.
Relatively steep fractures dominate the obtained mapping results. Since the boreholes are mainly
vertical, correlating fractures mapped in the tunnel floor to fractures in the boreholes is difficult.

9.8 Geophysics versus hydrogeology


In this study, the hydraulic responses are visualized in the 3D model (Appendix 2) as straight lines
between boreholes or between boreholes and leakage points in the tunnel floor, see Figure 9-20. The
line is shown in the middle of the test section. In observation holes the connection line is at a depth
of 0.55 m in 1 m deep boreholes and at a depth of 0.95 m in 2 m deep boreholes. In reality hydraulic
connections follow fracture surfaces or channels, which means that the actual connection might not
be as straight. This must be taken into account when comparing GPR results with hydro tests.
Figure 9-20 shows a figure combining hydraulic responses and interpreted distinct reflectors from
GPR results in a plan view The figure includes all reflectors and all pressure responses from different
depths. The map shows a good fit between areas with more GPR features and areas with hydraulic
connections. Features close to the surface are underrepresented in GPR results, making it is difficult
to compare hydraulic connections in the uppermost section (0–0.10 m) or connections to the surface.
The map also shows that most of the boreholes without hydraulic responses are outside the areas
covered by reflectors, or if a reflector exists it is an isolated, single reflector. This could indicate that
the hydraulic responses and intersecting reflectors are correlated.

Figure 9-20. Plan view showing areas where interpreted GPR reflectors exist (green patches), together
with classified relative pressure responses, dPobs/dPinj.

SKB R-14-30 109


If GPR EDZ results are compared with hydraulic response information (Figure 9-21). similar conclu-
sions can be drawn. Areas where the GPR EDZ response indicates a deeper EDZ often coincide with
borehole responses.
The depth determination for reflectors is based on the radar wave velocity (travel time) in the
medium, which is governed by the medium’s dielectric properties (see Section 7.1). In the case of
inclined structures, the reflection from each source point comes from the direction normal to the
structure. This means that the true location and inclination of inclined reflectors are not correct. The
error is greater for more inclined reflectors. This error is not corrected for in the reflector interpreta-
tion, but has been taken into account when comparing GPR and hydrogeology.
Observations from hydro tests and geological mapping in core boreholes can be used to evaluate the
capability of GPR to determine the position and extent of structures. In order to analyze possible
connections, diagrams were made showing the correlation between reflectors and section transmis-
sivities. The same section intervals were used as those used in the hydrogeological tests (0–0.10,
0.10–0.20, 0.20–0.40, 0.40–0.60 m), and the diagrams show the number of borehole test sections
penetrated by GPR reflectors and the section transmissivity distribution in sections (Figure 9-22).
In the case of the uppermost section (section 0–0.10 m), it is difficult for GPR to show representative
results. This can also be seen in the diagrams below. Only roughly half (or fewer) of these shallow
sections are penetrated by any reflector for all transmissivity intervals. In the deeper sections the
situation is somewhat different.
The diagrams show that in section 0.10–0.20 m, GPR detected at least one reflector intersecting
all 17 boreholes where the transmissivity is greater than 10– 9 m2 /s. Furthermore, GPR detected a
reflector in 82% (14 of 17) of all sections where the transmissivity is higher than 10– 9 m2/s. The cor-
responding figure for sections with a transmissivity higher than 10– 8 m2 /s is 91% (10 sections of 11).
In borehole section 0.20–0.40 m, all 10 holes where the transmissivity is higher than 10– 9 m2/s were
indicated by GPR. In sections where the transmissivity is 10– 9 m2/s or higher, a reflector intersects
the section in 70% (7 out of 10) of the cases. In sections where the transmissivity is higher than
10– 8 m2/s, a reflector intersects the section in 6 out of 7 cases (86%).
In borehole section 0.40–0.60 m, all 6 holes where the transmissivity is higher than 10– 9 m2/s were
indicated by GPR. In sections where the transmissivity is 10– 9 m2/s or higher, a reflector intersects
the section in 33% (2 out of 6) of the cases. In sections where the transmissivity is higher than
10–8 m2/s, no reflector intersects the section. This section is not taken into account in the general
conclusions below due to the small number of cases.

Figure 9-21. GPR EDZ topographical map shown together with relative pressure response results.

110 SKB R-14-30


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Figure 9-22. Diagrams for sections 0–0.10, 0.10–0.20, 0.20–0.40, 0.40–0.60 m in boreholes showing number of sections for transmissivity intervals 10–11–10–10 m2/s,
10–10–10–9 m2/s, 10–9–10–8 m2/s, 10–8–10–7 m2/s, 10–7–10–6 m2/s, 10–6–10–5 m2/s. Dark blue marks the number of sections per transmissivity interval, orange marks the
111

number of sections penetrated by at least one reflector. Grey marks the number of sections in boreholes that are not penetrated by a reflector.
The following conclusions can be drawn from the results presented above and the existing location
of the boreholes at the site for depth intervals 0.1–0.2 m and 0.2–0.4 m:
• There is a clear indication of a correlation between transmissivities higher than 10– 9 m2/s and
interpreted reflectors.
• The GPR measurements can with high probability indicate where to locate boreholes to measure
the transmissivities of hydraulic conductors with transmissivities higher than 10–9 m2/s. The loca-
tions of the holes can be optimized from the information gained from GPR results concerning the
location and the extent of the reflectors.
• Areas at the test site where there are several reflectors on top of each other are more likely to
have a higher summed transmissivity and be connected over a larger volume than areas with a
single reflector.
• Water-conducting structures are good candidates for detection by GPR, provided they have a
geometry suitable for GPR (sub-horizontal). It is not possible to assign transmissivity values to
the reflectors based solely on GPR data, however.
In order to enable more confident conclusions to be drawn, the dataset should be broadened with
new boreholes in areas with and without reflectors.
To study whether the interpreted reflector could be the structure responsible for the measured
transmissivity, a visual comparison between hydraulic responses and reflectors was made for some
sample cases. Most of the fractures have a limited extent, which means that there are often more
fractures involved (intersecting) in the hydraulic responses. If vertical fractures are involved in the
hydraulic responses, no reflector can be directly detected from that structure. It is also evident from
the GPR results that one reflector is often not enough to explain all responses. The extent of a reflec-
tor may be greater in reality than interpreted; the interpretation only shows where it is detected.
Figure 9-23 and Figure 9-24 show the responses in neighbouring boreholes when water is injected
into borehole 34G01, section 0.1–0.2 m. A hydraulic response was observed in boreholes 32G01,
33G01, 32G02 and a weaker response in 35G04. Looking at the GPR results, we have a reflector
intersecting the injected section which almost reaches 32G01. There are also two other reflectors
present that could, together with other structures (smaller, intersecting fractures) explain the
responses in 32G02 and 33G01. Between 34G01 and 35G04 there is a reflector that might be a struc-
ture for the flow path. In the geological mapping, a smooth joint (fracture 22, strike 197 (RT90), dip
20 degrees) could be part of this fracture system. In the deeper sections no reflectors were detected,
even though there are hydraulic responses deeper down. The transmissivity in the section is low, and
strong reflectors in the upper part may attenuate the signal from deeper sections, which could explain
the lack of reflectors there.

Figure 9-23. Detailed top view of responses from the injection test in section 0.10–0.20 m in borehole
34G01 together with interpreted reflectors.

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Figure 9-24. Detailed side view of responses from the injection test in section 0.10–0.20 m in borehole
34G01 together with interpreted reflectors.

Figure 9-25 shows the hydraulic responses from the injection test in borehole 35G04, section
0.4–0.6 m, together with the interpreted GPR reflectors. Responses were observed in neighbouring
boreholes 35G02, 35G03 and 32G01. Between 35G04 and 32G01 there are two sub-horizontal
reflectors intersecting each other that may be related to the hydraulic connection. Between 35G04
and 35G03, several reflectors may be related to the connection. No reflector is observed in the
vicinity of 35G02.
Responses from the injection test between borehole 29G01 section 0.1–0.2 m and borehole 30G03
are shown in Figure 9-26 (a red arrow indicates this connection). Here a network of reflectors may
be in contact with the boreholes and with each other, which could explain the connection response.

Figure 9-25. Detailed view of responses from the injection test in section 0.40–0.60 m in borehole 35G04
together with interpreted reflectors.

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Figure 9-26. Detailed view of responses from the injection test in section 0.10–0.20 m in borehole 29G01
together with interpreted reflectors.

Figure 9-27 shows a comparison between the GPR EDZ response depth map and the kriging inter-
polation results taken from 0 to 0.4 m. This figure shows a weak relationship between the extents of
the highly transmissive areas (T > 10–6 m2/s), but a better relationship exists between low-transmis-
sive areas and the superficial responses in the GPR results. This could imply that the location of the
weakest anomalies indicates a region where it is likely that a relatively tight rock mass can be found.
If this is true, it should be possible to use a co-kriging between the GPR results and the kriging (T)
results in order to show how the transmissivity varies in those places without hydraulic test results.
However, further investigation is needed in order to draw firm conclusions.

Figure 9-27. GPR EDZ response depth map shown together with all kriging interpolation results from 0 to
0.4 m. The GPR map shows areas where interpreted GPR reflectors exist (green patches). The kriging interpola-
tion results are superimposed over the GPR response depth map and are indicated by arrows in the figure.

114 SKB R-14-30


To conclude this chapter and comparisons between hydraulic tests and GPR results, the following
observations can be made:
• Overall, the results from GPR and hydraulic tests show good correlation.
• Of the GPR results, only one cannot assign transmissivity values to reflectors.
• It is difficult to determine whether the indicated fracture (reflector) is caused by blasting or not.
• In order to minimize the number of boreholes and hydraulic tests, GPR can be used as a tool for
determining where to drill boreholes for transmissivity measurements of hydraulic connectors
with a transmissivity higher than 10– 9 m2/s.
• GPR can be used to determine the extent of reflectors and thereby optimize the locations of
boreholes.
• In areas where several interpreted reflectors exist and where the GPR EDZ response penetrates
deeper, there is likely to be a higher integrated transmissivity representing larger volumes than in
areas with a single reflector or in areas where the GPR EDZ response shows shallow penetration
depth.

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10 Conclusions and recommendations

10.1 General observations


The extensive investigations along 20 m of the TAS04 tunnel floor confirm the studies carried out
by Olsson et al. (2009) in another tunnel at the Äspö HRL:
• Blast-induced fractures occur at low frequency. The highest fracture density is in the bottom
charge at the end of each blast round due to higher charge weight.
• The depth of the excavation-induced fractures beneath the floor is interpreted to be on average
0.3 m for a column charge of 0.5 kg/m and 0.5 m for the short bottom charge (1.8 kg/m).
• Fracture penetration depth seldom exceeds the empirical design value.
• Both blast-induced and stress-induced fractures will form sub-parallel to the tunnel contour. The
full extent and connectivity of the fractures can only be explored by indirect methods, such as
hydraulic testing in boreholes or the use of geophysical methods in addition to geological map-
ping.
• The damage effect due to variation in the amount of explosives (kg/m) should be limited due to
the small difference in nominal weight.
• The majority of injection tests with transmissivity > 10–8 m2/s leaked to the tunnel floor. These
flow paths are interpreted to be correlated with excavation-induced damage.
• Blast-induced fractures and increased apertures of natural fractures are the main source of the
high transmissivity values in injection tests (down to max. 4–5 dm).
• The connectivity between induced fractures is, however, limited.
• Blast-induced fractures in some cores were not “open” (did not break the core). This indicates
that there may be small-scale rock bridges in the blast-induced fractures.

10.2 Blast design


It would appear that the empirical blast design first proposed by Olsson and Ouchterlony (2003) may
be slightly conservative in predicting the extent of blast-induced damage.
The drilling and charging plan used in the experiment can be considered to be a normal plan that
could have been used in any Swedish tunnel project with the same requirements on blast damage.
However, some modifications regarding the charge concentration in the stoping holes may have
reduced the breakage problems. Such modifications will also provide greater robustness in the
execution of future tunnels.
The current blast design used seems to be sufficiently good from the point of view of minimizing the
blast-induced damage. However, breakage was not efficient with the current blast design. Oversized
boulders and the need for reblasting of some perimeter holes occurred frequently. Greater efforts
are required to optimize the blast design for efficient breakage as well as to limit the EDZ. More
research is therefore recommended on the fragmentation process in a blast round, especially in brittle
crystalline rock under high confinement. Primary parameters to study are probably:
• hole spacing,
• specific charge/specific drilling ratio,
• initiation sequence, and
• modifications of the charge concentration in the stoping holes.

SKB R-14-30 117


In addition, a greater understanding of the influence of geological conditions (rock brittleness and
fracturing) on blast efficiency and development of the EDZ would be valuable.
Improving the quality of the excavation also requires that drilling and charging be carried out
according to specifications. This requirement was not fully met in the drilling of the floor in the
TAS04 tunnel.

10.3 QA/QC of excavation works


It is recommended that procedures be established for continuous improvements in consultation
with the miners if project-specific demands on perimeter control are to be met (Aijling et al. 2014).
Implementation of new technologies or measures with the aim of increasing precision in drilling and
charging requires sufficient time to analyze and work with the factors that influence the working
environment. Identifying and listing the most important factors in checklists from a human factors
engineering perspective in a tunnelling project and working systematically with these factors is an
important part of ensuring constant improvements in the project. Aijling et al. (2014) also concluded
that it is possible to utilize modern automated drilling and charging equipment for improved project
control and documentation as long as the technical limitations are understood. However, such an
approach imposes new demands on the tunnelling organization and its skills.
It is possible to conclude that high precision in drilling and charging with string emulsion can be
achieved and documented using modern logger technology in the drilling and charging equipment.
Further development of the logger systems and processing software is needed in order to verify
the results of logged emulsion in individual holes on an industrial scale. Evaluation of the results
requires manual interpretation in order to combine data from the drilling and charging logs in the
Äspö Expansion project. It is also recommended that development efforts be focused on simplifying
interpretation of the charging log, for example by visualization of the results. It would be beneficial
if the logger could deliver the concentration in kg/m instead of kg/ hole in chronological order.
Automatic identification of each hole in the charging log for the drill plan is also a desired future
improvement. Since SKB will stipulate requirements on traceability in the construction documenta-
tion to permit verification that all requirements related to post-closure safety are met, this develop-
ment work will continue.

10.4 Verification methods


The approach of controlling the execution of the excavation works with checklists for the Contractor,
use of modern loggers in drilling and charging equipment and Client follow-up inspection is funda­
mental in verifying that the design requirements on drilling and blasting are met.
This project has developed equipment for hydraulic testing and outlined testing and analysis
procedures that have provided data permitting the successful characterization of the hydraulic
properties of the rock mass in the tunnel floor. Fracture transmissivity is high in the upper 0.1–0.4 m
of the tunnel floor, especially in the inner part of each blast round due to the heavier charge weight
in the bottom charge. The connectivity of the most transmissive fractures is short and is normally
connected to the tunnel floor. The longest connectivity observed in this project was approximately
7 metres, and it is usually less than 3 m.
Detailed geological mapping of the tunnel and drill cores is of great importance for correlating
hydrogeological and geophysical measurements with site conditions. However, the geological
documentation cannot capture all fractures of interest due to the limited number of conductive
fractures, possible channelling flow and other factors. Other methods such as remote sensing and
image processing may capture some of the fracture distribution, at least on the tunnel perimeter.

118 SKB R-14-30


When the results of reflection and frequency analysis obtained from GPR measurements are
considered together, a good estimate of the EDZ can be made within the limits of detectability and
resolution. Generally, the results show that the upper 0.20–0.30 m of the tunnel floor is more frac-
tured than the deeper parts. At some locations no increased fracturing is detected, indicating that no
excavation-induced damage has occurred. It can also be noted, which can be confirmed by looking
at single profiles, that there are locations and areas where there is no increased number of reflectors
deeper than 0.1 m from the tunnel floor and where the GPR EDZ response does not show deeper
penetration either. This indicates that the EDZ is limited in extent and is not continuous throughout
the investigated floor area.
The GPR measurements also show good agreement between observed anomalies and test sections
with measured section transmissivities > 10–8 m2/s, indicating that fractures with higher transmis-
sivity are easier to detect with GPR, which is also shown in Section 9.6, where a good correlation
was found between a transmissive and gently dipping fracture and a radar reflector. A correlation
was also found with borehole sections with even lower transmissivity, see Figure 9-16. However,
GPR measurements in the tunnel floor have difficulty identifying steeply dipping (> 45–60 degrees)
structures. Such structures are easiest to observe during mapping of the tunnel. Radar wave attenu-
ation may in some cases also prevent features at greater depth from being detected beneath a strong
reflector or diffractor.
This study proposes the following strategy to verify the extent and properties of interest of the EDZ:
• QA/QC procedures to verify that the requirements on the excavation works are met are
funda­mental to minimize the extension of the EDZ (see Section 10.1 and 10.2). Minor random
non-conformities probably have no impact on the hydraulic properties of the EDZ.
• Additional hydraulic measurements, e.g. in the pilot holes of the deposition holes are needed to
assess the hydraulic properties and continuity of the EDZ along the deposition tunnel.
• The GPR method is proposed to be used for verification of excavation results with regard to the
EDZ. The survey should be conducted on a cleaned and dried tunnel surface with high accuracy,
both horizontally (dense measurement point spacing) and vertically (dense sampling point interval
and high radar frequency). The measurement lines are set parallel to the tunnel and line spacing
should be sufficiently dense. The site-specific GPR settings should be determined in advance,
allowing the application of the GPR EDZ method for mapping the lateral distribution of the EDZ
and the maximum depth of the EDZ. Geological mapping of the tunnel is useful in analyzing the
GPR results. Selection of reflectors is useful in order to get an image of the sub-horizontal fracture
distribution and lengths.
• A smooth tunnel floor is beneficial for efficiency and quality in GPR measurements.
• Tunnel mapping and GPR surveys ought to be carried out before any pilot holes are drilled.
Boreholes can cause reflections in the GPR measurements and change the pattern of water inflow
to the tunnel.
• The fracture network in and below the tunnel floor should be co-interpreted with GPR surveying,
tunnel mapping and core mapping. It is also recommended that the terminology for tunnel and
core mapping be harmonized, especially with regard to open fractures.
• Televiewer investigations in pilot holes or ultrasonic measurements of drill cores provide comple-
mentary and supporting information, see e.g. Mustonen et al. (2010) and Ericsson et al. (2009).
• The same test section length should be considered for the boreholes. The length of test sections
ought to be 0.4–0.5 m. The use of a borehole extender enables testing directly under the floor.
There is however a possibility that the most shallow injection tests leaks to the floor.
• The injection pressure applied in hydraulic tests must be adapted to site conditions so that
hydraulic fracturing is avoided.

SKB R-14-30 119


10.5 Implications for the assessment of post-closure safety
Post closure safety aspects focus on the flow around the deposition hole and the groundwater flow
paths and nuclide transport from each deposition hole to the surface.
Engineered flow conduits within a repository include: deposition tunnels, main tunnels, transport
tunnels, ramp, shafts, and an excavation-damaged zone, EDZ, around the tunnels created during the
construction of the repository. Long-term safety aspects include saturated flow and ensuring that all
tunnels have been backfilled to ensure homogeneous properties.
Given the blasting design applied in the present project, the following recommendations for the
management of the EDZ in a safety assessment are suggested:
• The rock mechanics situation with stress and strain response to the excavation has to be consid-
ered, even although stress-induced spalling is unlikely to occur.
• The relative pressure response may be regarded as a proxy parameter for describing the interfer-
ence between injection and observation sections, also considering the measuring point distances.
The injection test results, of the current study, show that most of the superficial 0–0.1 m sections
are hydraulically connected with the tunnel floor. However, below this level the relative pressure
responses show a significant decreasing trend versus depth to approximately 0.5 m (section
midpoint). The few values below 0.5 m show a more constant relative pressure response. In the
context of creating DFN models for the tunnel floor and its surroundings, the relative pressure
responses could be used for calibration purposes.
• If the shallowest 10 to 20 centimetres are removed from the floor, transmissivity will be drasti-
cally reduced along the tunnel. Appropriate methods could be blasting of a bench or mechanical
scaling.
• Conductive conditions due to blasting effects and rock stress redistribution should be considered
as superimposed on natural conditions and may increase hydraulic conductivity in the repository
tunnel floors.
• Measurement of hydraulic properties should focus on obtaining data on transmissivities or specific
capacities using a specified test section length and injection duration time (i.e. equivalent values).
Evaluation of the testing should consider initial conditions, hydraulic boundary conditions and
test-scale aspects, treating different kinds of uncertainties in a robust way.
• GPR results show that water-saturated/filled gently dipping fractures cause most of the reflectors,
and the GPR information makes it possible to estimate the lengths and apparent orientations of
the reflectors. The GPR results can be superimposed on fracture mapping results and provide
data for statistical fracture analysis and DFN modelling.

120 SKB R-14-30


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