Diagnóstico Dos Transtornos Do Sono Devido Ao Ritmo Circadiano
Diagnóstico Dos Transtornos Do Sono Devido Ao Ritmo Circadiano
Diagnóstico Dos Transtornos Do Sono Devido Ao Ritmo Circadiano
Review Article
Diagnosis of circadian rhythm sleep disorders*
Diagnóstico dos transtornos do sono relacionados ao ritmo circadiano
Abstract
Insomnia and excessive sleepiness are common in the investigation of sleep-disordered breathing. Circadian rhythm sleep disorders are
perhaps the most often overlooked conditions in the differential diagnosis of these symptoms. Circadian rhythm sleep disorders manifest as
misalignment between the sleep period and the physical/social 24-h environmental cycle. The two most prevalent circadian rhythm sleep
disorders are delayed sleep phase (common in adolescents) and advanced sleep phase (common in the elderly), situations in which the sleep
period is displaced to a later or earlier time, respectively. It is important to keep these two disorders in mind, since they can be confused with
insomnia and excessive sleepiness. However, there are nine possible diagnoses, and all nine are of clinical interest. Since light is the principal
cue used in synchronizing the biological clock, blind individuals and night-shift/swing-shift workers are more prone to develop circadian
rhythm sleep disorders. In this article, the new international classification of circadian rhythm sleep disorders is reviewed.
Keywords: Circadian rhythm; Sleep disorders; Sleep initiation and maintenance disorders; Sleep stages; Sleep apnea syndromes.
Resumo
Queixas de insônia e sonolência excessiva são comuns na investigação dos distúrbios respiratórios do sono; os transtornos do sono rela-
cionados ao ritmo circadiano talvez sejam as causas mais freqüentemente esquecidas no diagnóstico diferencial destes sintomas. Estes
transtornos se manifestam por desalinhamento entre o período do sono e o ambiente físico e social de 24 h. Os dois transtornos do sono
relacionados ao ritmo circadiano mais prevalentes são o de fase atrasada (comum em adolescentes) e avançada do sono (comum em idosos),
situações nas quais o período de sono se desloca para mais tarde e mais cedo, respectivamente. As possíveis confusões com insônia e
sonolência excessiva tornam importante ter sempre em mente estes transtornos. Entretanto, há nove possíveis diagnósticos, e todos são de
interesse clínico. Como a luz é o principal sinal para sincronizar os relógios biológicos, pessoas cegas e trabalhadores em turnos e noturno
são os mais propensos a desenvolver transtornos do sono relacionados ao ritmo circadiano. Neste artigo, revisa-se a nova classificação inter-
nacional dos transtornos do sono relacionados ao ritmo circadiano.
Descritores: Ritmo circadiano; Transtornos do sono; Distúrbios do início e da manutenção do sono; Fases do sono; Síndromes da apnéia
do sono.
Introduction
Insomnia and drowsiness are complex symptoms that The most common cause of drowsiness among indi-
are difficult to quantify due to the various dimensions that viduals who seek medical assistance due to sleep disorders
each symptom presents. Insomnia, for example, can cause is obstructive sleep apnea-hypopnea syndrome (OSAHS).
significant suffering and functional damage. However, if Apnea and hypopnea are episodes of sleep-disordered
quantified in terms of number of sleep hours lost, it can be breathing of more than 10 s in duration that cause hypox-
trivial. Likewise, drowsiness can go unnoticed or be denied emia during sleep and do not appear during waking. The
by the patient, while it causes great concern to family diagnosis of OSAHS is made based on the occurrence of
members who observe naps in inappropriate situations, sleep-disordered symptoms such as drowsiness or insomnia,
even behind the wheel of a motor vehicle. accompanied by five or more episodes of apnea or hypopnea
* Study carried out in the Department of Internal Medicine at the Universidade Federal do Rio Grande do Sul – UFRGS, Federal University of Rio Grande do Sul –
and Department of Cardiology in the Porto Alegre Hospital de Clínicas, Porto Alegre, Brazil.
1. Associate Professor in the Department of Internal Medicine. Universidade Federal do Rio Grande do Sul – UFRGS, Federal University of Rio Grande do Sul – Porto
Alegre, Brazil.
2. Technician. Sleep Disorder Clinic, Porto Alegre, Brazil.
3. Coordinator of the Multidisciplinary Group of Development and Biological Rhythms. Institute of Biomedical Sciences of the Universidade de São Paulo – USP,
University of São Paulo – São Paulo, Brazil.
Correspondence to: Denis Martinez. Rua Ramiro Barcelos, 2350, Bairro Rio Branco, CEP 90035-9030, Porto Alegre, RS, Brasil.
Tel 55 51 2101-8344. E-mail: [email protected]
Submitted: 10 June 2007. Accepted, after review: 10 September 2007.
of the day. The system that controls sleep-related alterations of this cycle that go beyond the limits
behaviors is complex(7) and comprises various of normality. Such alterations primarily occur under
elements,(8) comparable to an orchestra.(9) The center chronic conditions such as those seen in night-shift/
that conducts the concert of the chronobiology swing-shift workers. These alterations are identified
of the mammals is the suprachiasmatic nucleus as secondary CRSDs and merit specific treatment
(SCN) of the hypothalamus.(10) Located next to the following correct diagnosis.
optic nerve, this area of the hypothalamus receives The diagnosis of sleep disorders is approached in
connections from the retina that inform the system several classifications. However, the most consistent
of the existence of light. Melatonin(11) is secreted by international effort is that of medical societies
the pineal gland, according to the stimulus of the dedicated to sleep disorders. The second version of
SCN in the absence of light, translating the photic the International Classification of Sleep Disorders
information into chemical stimulus to all cells. (ICSD)(23) includes two new CRSDs that are of clin-
Exposure to light interacts with the SCN and can ical interest, bringing the total number of possible
alter biological clock cycles. Intense light late in the diagnoses to nine (Table 1).
afternoon turns the biological clock back. Intense A diagnosis of CRSD can be made under certain
light early in the morning moves the biological conditions. First, the disorder must be accompa-
clock forward.(12) Regular repetition of nocturnal nied by insomnia, excessive sleepiness or both, with
sleep episodes characterizes the so-called sleep- social/occupational impairment or jeopardizing
wake cycle. In addition to sleep, all functions of other areas. Second, the pattern of the disorder
the nervous system present oscillations. The various should be persistent or recurrent. Finally, the
components of human performance are erroneously cause should be either an alteration in the timing
considered stable phenomena. Evidence derived mechanism or the lack of synchronization between
from laboratory studies, under controlled conditions the endogenous circadian rhythm and exogenous
and through manipulations of the sleep-wake cycle, factors that affect the hour or the duration of sleep.
demonstrates that performance is strongly affected These considerations are important since the sleep-
by cyclic phenomena.(13) Living organisms are not wake cycle usually presents some variability, which
machines that, once switched on, function uninter- also makes it possible to adapt to changes of habit
ruptedly and with minimal oscillations.(14) Physical on weekends.
and mental oscillations in human beings are of Having met these general criteria, we should
relevant magnitude and high risk.(15) Fatal accidents look for specific diagnoses such as those reviewed
represent the gloomiest side of drop in performance below.
associated with circadian rhythms. The cycles that
involve sleep and the processes that control it suffer
disturbances of clinical interest,(16,17) which will be
reviewed in this article. Chart 1 - Classification of circadian rhythm sleep
As any biological system, oscillators responsible disorders.
for the regularity of the sleep-wake cycle are subject Primary disorders
to mutations,(18) as in the case of familial syndrome 1) Delayed sleep phase
of advanced sleep phase, a dominant autosomal 2) Advanced sleep phase
condition characterized by early sleep times and 3) Sleep-wake cycle irregular pattern
awakenings in the middle of the night. In addition 4) Non-24-h sleep-wake cycle
to genetic aspects, there are chronobiological disor- Secondary disorders
ders secondary to various factors, such as: aging(19); 5) Jet lag
stress(20); chronotype (morning or evening)(21); and 6) CRSD secondary to work at irregular hours
organic diseases.(22) 7) CRSD secondary to diseases
Despite the relative flexibility of sleeping and 8) CRSD secondary to the use of drugs or
waking up time, human beings tend to maintain medications
24-h sleep-wake cycles. Deviations from this regu- Other
larity typically occur on weekends, on vacations 9) Other CRSDs
and during time zone changes. However, there are CRSD: circadian rhythm sleep disorder.
Circadian rhythm sleep disorders Chart 2 - Sleep hygiene measures for patients with
circadian rhythm sleep disorders.
Respect the biological clock
Delayed sleep phase syndrome
Maintain regular hours for sleeping and getting
Delayed sleep phase syndrome is characterized up, using an alarm clock
by late sleeping and waking, on most nights, usually Avoid variations of over 2 h in getting up time on
weekends
with a delay of more than 2 h in relation to conven-
Avoid staying in bed for over 7.5 h, including naps
tional or socially acceptable times. The patient has
Exercise at least 6 h before sleeping
difficulty in initiating sleep and prefers to wake
Avoid exciting or emotionally disturbing activities
up later. When allowed to follow their preferred
near bed time
schedule, their circadian rhythm is chronically and
Avoid activities that demand a high level of
persistently delayed, damaging their social life. concentration immediately before going to bed
Except for the delayed sleep schedule, their sleep is Avoid mental activities such as thinking, planning,
normal. or recollecting in bed
Family history can be present in up to 40% of Precautions regarding drugs, habits and environment
the individuals with delayed phase. The prevalence Prior to sleeping, avoid products that contain
in the general population is 7 to 16%. It is more alcohol, tobacco, caffeine or any substance which
common among adolescents and young adults, the acts on the central nervous system
prevalence being highest in individuals of approxi- Ensure that the bed is comfortable, that the
mately 20 years of age.(24,25) It is estimated that mattress and sheets are of good quality, and that
10% of all patients with chronic insomnia who the covers are appropriate for the temperature
seek help in sleep clinics suffer from delayed phase Ensure that the bedroom is dark and quiet, with
syndrome. an average temperature of 24°C (ranging from
17 to 27 °C)
The exact mechanism of the development of
delayed phase syndrome is unknown. Genetic
factors, such as polymorphism in the timing mecha-
nism, principally of the hPer3 gene, are associated
with this syndrome. Environmental factors, including hours compromise treatment efficiency. Intense
decreased morning light exposure, excessive light light applied at the desired waking up time for 1 or
exposure late in the afternoon and late hours for 2 h readjusts the biological clock in a few days but
television and video-games can exacerbate phase also has practical limitations. Melatonin at a dose
delay. Changes in work shifts and trips involving of 0.3 to 3 mg late in the afternoon contributes to
time zone changes can precipitate this disorder. advancing the sleep phase.
by phase advance. Mutation of the hPer2 gene has As would be expected, polysomnography, sleep
been found in individuals of the same family who diaries and actigraphy register the lack of a regular
are affected by this syndrome. sleep-wake cycle pattern. Monitoring other circa-
The prevalence in the general population is dian rhythms, such as body temperature, also
unknown, although it increases with age. It is esti- demonstrates the lack of rhythmicity. Sleep diaries
mated that it affects 1% of middle-aged adults and or actigraphy should be employed for at least seven
the elderly. The incidence is similar in both genders. days in order to demonstrate an irregular sleep-
One of the complications reported is the use of wake cycle pattern.
alcohol, sedatives, hypnotic agents or stimulants The sum of the total sleep time in 24 h is essen-
to treat insomnia and drowsiness symptoms, which tially normal for the age. To confirm the diagnosis,
can lead to abuse of these substances. the differential diagnosis of this disorder should
include other sleep disorders, clinical/neurological
Treatment problems and the use/abuse of medications/illicit
drugs.
The simplest treatment is to delay sleep time,
at a rate of 1 to 3 h every 2 days, until the desired Treatment
sleep period is achieved. This method is better
accepted in the advanced phase than in the delayed Strict compliance with desired time of the
phase, because intermediate hours do not surpass sleep period, together with filling waking hours
the desired waking period. The problem with the with physical and social activities, can correct the
elderly is the lack of physical, mental or social activ- disorder. Intense light, applied for 1 or 2 h at the
ities that can keep them awake until the desired desired waking time, can synchronize biological
sleeping time. Phototherapy (exposure to intense clocks. Melatonin at a dose of 3 mg late in the
light), applied late in the afternoon for 1 or 2 h, afternoon has proven useful in children with severe
can readjust the biological clock within a few days. psychomotor deficit but not in elderly patients with
Seasonal variations of light/dark cycle duration, in Alzheimer’s disease.
locations far from the equator, can require exposure
to artificial light in winter months. Non-24-h sleep-wake cycle
known regarding the consequences of this disorder, use of illicit drugs or medications that alter sleep or
it is believed to be involved in the development the circadian rhythm.
of several diseases, such as hypertension,(30) breast
cancer and uterine cervical cancer.(31) Secondary to the use of drugs or
Monitoring through the use of actigraphy or medications
sleep diaries for a minimum of seven days, including
episodes of night shift work, can contribute to Cases of sleep disorders secondary to the use
confirming a temporal association. Polysomnography of drugs or medications meet the general criterion
can be useful when the disorder is severe or when for CRSDs and are caused by either illicit drugs or
the etiology of the sleep disorder is in question. medications.
Intense light during working hours and the use The ‘Other types’ category of sleep disorders
of dark glasses in the morning at the time workers was created to accommodate the cases that meet
leave work can impede the secretion of melatonin at the general criteria for CRSDs but do not meet the
night and facilitate it during the day, synchronizing criteria for the other specific classifications.
the sleep period with that of melatonin secretion.
The use of hypnotic agents or melatonin prior to
Final considerations
sleeping, for a limited time, can help fight insomnia. In this article, we reviewed all diagnostic catego-
Drowsiness can be prevented with naps before the ries listed in the most recent edition of the ICSD,
shift or during the shift break, as well as with the emphasizing the diagnostic aspects. With advances
use of caffeine. in the understanding of the causes of these disor-
ders and the development of new tests,(33) diagnosis
Secondary to diseases
will evolve, allowing greater accuracy.
A CRSD secondary to a disease primarily It is important that the diagnosis be correct,
occurs as the result of a morbid clinical or trau- so that individuals with CRSD are not exposed to
matic process,(32) and its characteristics depend on risks of accidents or unnecessary treatments (in
the associated disease. The patient can present some cases, for their entire lifetime)(34) such as the
innumerable symptoms, including insomnia and use of hypnotic agents without precise indication.
excessive sleepiness, as well as altered sleep-wake Adequate sleep hygiene and phototherapy (expo-
cycle patterns such as the delayed phase, advanced sure to intense light at scheduled times, according
phase or irregular pattern. to the sleep disorder),(35) as well as the use of
Insomnia or excessive sleepiness related to alter- melatonin(36,37) or melatonin receptor agonists,(38) all
ations of the circadian timing mechanism or to the constitute valid therapeutic options.
lack of synchronization between the endogenous
circadian rhythm and exogenous factors that affect References
the timing or the duration of sleep are likely to occur.
1. Flemons WW. Clinical practice. Obstructive sleep apnea. N
The medical problem of the patient can explain Engl J Med. 2002;347(7):498-504.
the loss of synchronization that led to the CRSD. 2. Martins AB, Tufik S, Moura SM. Physiopathology of
Inadequate sleep quality can cause neurocognitive obstructive sleep apnea-hypopnea syndrome. J Bras
symptoms and compromise physical performance, Pneumol. 2007;33(1):93-100.
3. Viegas CA, de Oliveira HW. Prevalence of risk factors for
thereby aggravating or become confused with the
obstructive sleep apnea syndrome in interstate bus drivers.
subjacent profile. J Bras Pneumol. 2006;32(2):144-9.
Monitoring through the use of actigraphy 4. Martinez D. Obstructive sleep apnea: a contagious disease? J
or sleep diaries in order to register the circadian Bras Pneumol. 2006;32(2):ix-x.
disorder for a minimum of seven days can confirm 5. Hofman MA. The brain’s calendar: neural mechanisms
of seasonal timing. Biol Rev Camb Philos Soc.
the association of the CRSD with the underlying 2004;79(1):61-77.
disease. In the differential diagnosis, primary CRSDs, 6. Arendt J. Melatonin and human rhythms. Chronobiol Int.
addressed above, should be ruled out, as should the 2006;23(1-2):21-37.
7. Mauk MD, Buonomano DV. The neural basis of temporal 24. Duffy JF, Czeisler CA. Age-related change in the relationship
processing. Annu Rev Neurosci. 2004;27:307-40. between circadian period, circadian phase, and diurnal
8. Herzog ED, Schwartz WJ. A neural clockwork for encoding preference in humans. Neurosci Lett. 2002;318(3):117-20.
circadian time. J Appl Physiol. 2002;92(1):401-8. 25. Garcia J, Rosen G, Mahowald M. Circadian rhythms and
9. Dijk DJ, von Schantz M. Timing and consolidation of human circadian rhythm disorders in children and adolescents.
sleep, wakefulness, and performance by a symphony of Semin Pediatr Neurol. 2001;8(4):229-40.
oscillators. J Biol Rhythms. 2005;20(4):279-90. 26. Skene DJ, Arendt J. Circadian rhythm sleep disorders in
10. Hastings MH, Herzog ED. Clock genes, oscillators, and the blind and their treatment with melatonin. Sleep Med.
cellular networks in the suprachiasmatic nuclei. J Biol 2007;8(6):651-5.
Rhythms. 2004;19(5):400-13. 27. Herxheimer A, Petrie K. Melatonin for the prevention and
11. Scheer FA, Czeisler CA. Melatonin, sleep, and circadian treatment of jet lag. Cochrane Database Syst 2002, 2
rhythms. Sleep Med Rev. 2005;9(1):5-9. CD001520.
12. Horowitz TS, Cade BE, Wolfe JM, Czeisler CA. Efficacy of 28. Waterhouse J, Reilly T, Atkinson G, Edwards B. Jet lag: trends
bright light and sleep/darkness scheduling in alleviating and coping strategies. Lancet. 2007;369(9567):1117-29.
circadian maladaptation to night work. Am J Physiol 29. Czeisler CA, Walsh JK, Roth T, Hughes RJ, Wright KP, Kingsbury
Endocrinol Metab. 2001;281(2):E384-91. L, et al. Modafinil for excessive sleepiness associated with
13. Akerstedt T. Altered sleep/wake patterns and mental shift-work sleep disorder. N Engl J Med. 2005;353(5):476-86.
Erratum in: N Engl J Med. 2005;353(10):1078.
performance. Physiol Behav. 2007;90(2-3):209-18.
30. Pickering TG. Could hypertension be a consequence of the
14. Rosekind MR. Underestimating the societal costs of impaired
24/7 society? The effects of sleep deprivation and shift work.
alertness: safety, health and productivity risks. Sleep Med.
J Clin Hypertens (Greenwich). 2006;8(11):819-22.
2005;6(Suppl 1):S21-5.
31. Haus E, Smolensky M. Biological clocks and shift work:
15. Folkard S, Lombardi DA, Spencer MB. Estimating the
circadian dysregulation and potential long-term effects.
circadian rhythm in the risk of occupational injuries and
Cancer Causes Control. 2006;17(4):489-500.
accidents. Chronobiol Int. 2006;23(6):1181-92.
32. Ayalon L, Borodkin K, Dishon L, Kanety H, Dagan Y. Circadian
16. Lu BS, Zee PC. Circadian rhythm sleep disorders. Chest. rhythm sleep disorders following mild traumatic brain injury.
2006;130(6):1915-23. Neurology. 2007;68(14):1136-40.
17. Reid KJ, Burgess HJ. Circadian rhythm sleep disorders. Prim 33. Kunz D. Chronobiotic protocol and circadian sleep propensity
Care. 2005;32(2):449-73. index: new tools for clinical routine and research on melatonin
18. Xu Y, Toh KL, Jones CR, Shin JY, Fu YH, Ptácek LJ. Modeling and sleep. Pharmacopsychiatry. 2004;37(4):139-46.
of a human circadian mutation yields insights into clock 34. Dagan Y, Abadi J. Sleep-wake schedule disorder disability:
regulation by PER2. Cell. 2007;128(1):59-70. a lifelong untreatable pathology of the circadian time
19. Hofman MA. The human circadian clock and aging. structure. Chronobiol Int. 2001;18(6):1019-27.
Chronobiol Int. 2000;17(3):245-59. 35. Fahey CD, Zee PC. Circadian rhythm sleep disorders and
20. Grandin LD, Alloy LB, Abramson LY. The social zeitgeber phototherapy. Psychiatr Clin North Am. 2006;29(4):989-
theory, circadian rhythms, and mood disorders: review and 1007; abstract ix.
evaluation. Clin Psychol Rev. 2006;26(6):679-94. 36. Van Reeth O, Weibel L, Olivares E, Maccari S, Mocaer E, Turek
21. Taillard J, Philip P, Chastang JF, Diefenbach K, Bioulac B. Is FW. Melatonin or a melatonin agonist corrects age-related
self-reported morbidity related to the circadian clock? J Biol changes in circadian response to environmental stimulus. Am J
Rhythms. 2001;16(2):183-90. Physiol Regul Integr Comp Physiol. 2001;280(5):R1582-91.
22. Copinschi G, Spiegel K, Leproult R, Van Cauter E. 37. Lewy AJ, Emens J, Jackman A, Yuhas K. Circadian
Pathophysiology of human circadian rhythms. Novartis uses of melatonin in humans. Chronobiol Int.
Found Symp. 2000;227:143-57; discussion 157-62. 2006;23(1‑2):403-12.
23. American Academy of Sleep Medicine. The international 38. Turek FW, Gillette MU. Melatonin, sleep, and circadian
classification of sleep disorders diagnostic & coding manual. rhythms: rationale for development of specific melatonin
Westchester: American Academy of Sleep Medicine; 2005. agonists. Sleep Med. 2004;5(6):523-32.