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Molecular Sciences
Review
Asthma and Allergy: Unravelling a Tangled Relationship with a
Focus on New Biomarkers and Treatment
Pablo Rodriguez del Rio 1, * , Andrew H. Liu 2,3,4 , Magnus P. Borres 5,6 , Eva Södergren 5 , Fabio Iachetti 5
and Thomas B. Casale 7
1 Department of Allergy, University Children’s Hospital Nino Jesús, 28040 Madrid, Spain
2 Breathing Institute, Section of Pediatric Pulmonary & Sleep Medicine, Children’s Hospital Colorado,
Aurora, CO 80045, USA; [email protected]
3 Department of Pediatrics, University of Colorado School of Medicine, Aurora, CO 80045, USA
4 Department of Pediatrics, National Jewish Health, Denver, CO 80217, USA
5 Thermo Fisher Scientific, 75123 Uppsala, Sweden; [email protected] (M.P.B.);
[email protected] (E.S.); [email protected] (F.I.)
6 Department of Women’s and Children’s Health, Uppsala University, 75123 Uppsala, Sweden
7 Morsani College of Medicine, University of South Florida, Tampa, FL 33612, USA; [email protected]
* Correspondence: [email protected]
Abstract: Asthma is a major driver of health care costs across ages. Despite widely disseminated
asthma-treatment guidelines and a growing variety of effective therapeutic options, most patients still
experience symptoms and/or refractoriness to standard of care treatments. As a result, most patients
undergo a further intensification of therapy to optimize symptom control with a subsequent increased
risk of side effects. Raising awareness about the relevance of evaluating aeroallergen sensitizations in
asthmatic patients is a key step in better informing clinical practice while new molecular tools, such as
the component resolved diagnosis, may be of help in refining the relationship between sensitization
Citation: Rodriguez del Rio, P.; Liu, and therapeutic recommendations. In addition, patient care should benefit from reliable, easy-to-
A.H.; Borres, M.P.; Södergren, E.; measure and clinically accessible biomarkers that are able to predict outcome and disease monitoring.
Iachetti, F.; Casale, T.B. Asthma and
To attain a personalized asthma management and to guide adequate treatment decisions, it is of
Allergy: Unravelling a Tangled
paramount importance to expand clinicians’ knowledge about the tangled relationship between
Relationship with a Focus on New
asthma and allergy from a molecular perspective. Our review explores the relevance of allergen
Biomarkers and Treatment. Int. J.
testing along the asthma patient’s journey, with a special focus on recurrent wheezing children. Here,
Mol. Sci. 2022, 23, 3881. https://
doi.org/10.3390/ijms23073881
we also discuss the unresolved issues regarding currently available biomarkers and summarize the
evidence supporting the eosinophil-derived neurotoxin as promising biomarker.
Academic Editors: Blanca Cárdaba
and Jose Antonio Cañas Mañas
Keywords: asthma; allergy; molecular diagnosis; biomarkers; EDN; treatment
Received: 28 February 2022
Accepted: 21 March 2022
Published: 31 March 2022
1. Introduction
Publisher’s Note: MDPI stays neutral
with regard to jurisdictional claims in Asthma is a major driver of health care costs for all ages and the most common chronic
published maps and institutional affil- disease for children and adolescents [1,2]. The prevalence of asthma has risen steadily over
iations. the past decades, currently reaching about 300 million people worldwide and potentially
involving a further 100 million by 2025 [3,4].
Despite the availability of both widely disseminated asthma-treatment guidelines
and an ever-evolving variety of effective therapeutic options, most patients with asthma
Copyright: © 2022 by the authors. continue to experience symptoms, with one in two adults reporting very poorly controlled
Licensee MDPI, Basel, Switzerland. asthma [5]. Similarly, the prevalence of inadequately controlled asthma in the pediatric
This article is an open access article population is quite high, with 30–40% of all severe exacerbations occurring in children and
distributed under the terms and
adolescents. [6]. It has been well documented that a significant proportion of patients might
conditions of the Creative Commons
be refractory to standard of care treatments, resulting in further intensification of therapy
Attribution (CC BY) license (https://
to optimize symptom control, thus remaining symptomatic despite maximal therapy and
creativecommons.org/licenses/by/
subsequent increased risk of side effects [7].
4.0/).
for almost two decades. The different allergenic proteins in some pollens and perennial
allergens (e.g., dust mite) were characterized early. Pet-derived allergens are the third
leading cause of respiratory allergies, after mites and pollens, and a significant number of
new findings are changing the understanding of this allergy. Of note, the prevalence of
sensitization to dander from various animals appears to be increasing worldwide, with 1 in
5 adults being sensitized to cats. More recently, the allergenic proteins for cats and dogs
have been characterized with three important lipocalins (Canis familiaris 4, 6 and Felis
domesticus 7) being made available for testing as late as last year [22,23].
Furthermore, molecular-based diagnostics has a direct effect on the strategy of choos-
ing which allergens should be used in AIT [24]. Of note, it is recognized that molecular
diagnosis allows for a personalized AIT thus sparing patients the burden of multiple treat-
ments or unnecessary lifestyle modifications involved in allergen avoidance [25]. In this
scenario, the component resolved diagnosis (CRD) stands as a promising starting point as it
allows to precisely identify the number and type of recognized molecules in the individual
patient that are clinically relevant.
Among the innovative molecular approaches to allergic asthma, epigenetics is gaining
significant interest by virtue of its role in immune cell differentiation and plasticity [26] and
given the observation that airway epithelium pathobiology in asthma is regulated by epige-
netic mechanisms [27]. Importantly, epigenetic modifications can mediate the effects of the
environment on the development of or protection from allergic diseases [26]. Accordingly,
DNA methylation changes might thus be used as molecular biomarkers to quantify the
different allergy enhancing or protective exposures [28]. Epigenetic mechanisms, including
methylation, can also contribute to childhood asthma; therefore, identifying DNA methyla-
tion profiles in asthmatic patients can inform disease pathogenesis. Of note, recent analyses
from the MeDALL (European Mechanisms of the Development of Allergy) consortium
reported a significant association between reduced whole blood DNA methylation at both
21 and 14 CpG sites and childhood allergy, thus providing novel insights into the shared
molecular mechanisms underlying asthma, rhinitis, and eczema [29,30].
practice recommends that 1 or 2 of the most important allergens for the patient are to be
included in the same extract, in the United States, mixtures including many or most of the
sensitizing allergens are commonly administered [25].
Aeroallergen sensitization testing enhances the ability to predict asthma development,
drug response, and risk for future asthma exacerbations in children. In addition, among
children and adolescents, the allergy testing may help identify common comorbid con-
ditions such as allergic rhinitis, which when treated appropriately, can improve asthma
control [37]. Within the pediatric population, preschool children with repeated wheeze
have been recently included among the patients’ profiles who may benefit the most from
aeroallergen sensitization evaluation [31]. As recently proposed by Casale et al., several
patients’ profiles should undergo aeroallergen testing: persistent asthmatics, patients who
need oral corticosteroids (OCS) or inhaled corticosteroids (ICS), patients who seek to get
advice on the presence of pet at home or regular pet contact or to better understand their
condition, and patients who may be eligible to receive AIT or biologicals [31].
Several allergen component tests are now available for clinicians to use in every-
day practice [38]. Allergen-specific IgE tests utilizing individual allergenic molecules
are regarded as a more precise and informative option, particularly in polysensitized pa-
tients compared to those tests based on whole allergenic extracts. A growing spectrum of
molecules, representing single allergens of clinical relevance, have been identified, char-
acterized, and produced for commercial in vitro assays. CRD can be of special help in
unveiling co-sensitization and/or cross-sensitization of closely related or widely different
allergen sources [39,40]. Furthermore, CRD can be of special interest when the prescription
of AIT needs to be accomplished in areas with high frequency of sensitization to “minor
allergens” [41]. In addition, this is relevant when one should identify whether the sensiti-
zation is primary (species-specific) or a result of cross-reactivity to proteins with similar
protein structures. In this regard, CRD is gaining greater recognition for pet allergy diag-
nostics [42]. To date, the frequency of co-sensitization with cat and dog may be explained
by shared proteins between the two species e.g., lipocalins, or serum albumins (Table 1).
Table 1. Major and minor dog and cat allergens. Can f, canis familiaris; Equ c, equus caballus; Fel d,
felis domesticus; IgE, immunoglobin E. Elaborated from data in [37,42–45].
Molecular Sensitization
Allergen Family Biological Function Cross-Reactivity Sensitizer Role
Allergen Rate (%) *
DOG, CANIS FAMILIARIS
Can f 1 shares 62%
aminoacid identity
Transporter for small
with Fel d 7. The
hydrophobic
sensitization during
Can f 1 Lipocalin molecules, such as 50–76 Fel d 7
childhood has been
lipids and
shown to be predictive
steroid hormones
marker of dog allergy
in adolescence
Transporter for small
Limited
hydrophobic
patient-dependent
Can f 2 Lipocalin molecules, such as 22–35 Fel d 1
cross-reactivity with
lipids and
Fel d 4
steroid hormones
Regulation of colloid Serum albumins may
osmotic pressure, play a significant role
transporter for a as cross-reacting
Fel d 2, other
Can f 3 Serum albumin multitude of 25–59 allergens in
serum albumins
metabolites, individuals sensitized
nutrients, drugs, and to dander of multiple
other molecules animal species
Int. J. Mol. Sci. 2022, 23, 3881 5 of 21
Table 1. Cont.
Molecular Sensitization
Allergen Family Biological Function Cross-Reactivity Sensitizer Role
Allergen Rate (%) *
Transporter for small
Sensitization to Can f 4
hydrophobic
has been found in up
Can f 4 Lipocalin molecules, such as 35–59 Equ c 1
to 46% of patients
lipids and
allergic to dog.
steroid hormones
The Can f 5 amino acid
sequence shows no
significant similarity
to any known animal
Prostate-specific
dander or urinary
antigen of
Can f 5 Kallikrein Arginine-esterase 71 § allergen. Therefore,
human
monosensitization to
seminal plasma
Can f 5 could be a
highly specific marker
for allergy to
male dogs.
Can f 6 and
Transporter for small homologous allergens
hydrophobic may contribute to
Can f 6 Lipocalin molecules, such as 23–61 Fel d 4, Equ c 1 multisensitization and
lipids and symptoms in
steroid hormones individuals allergic
to mammals
CAT, FELIS DOMESTICUS
Fel d 1 is the most
important allergen in
cat allergy, shown to
Its production is react with IgE from
Fel d 1 Secretoglobin related to 60–100 Can f 2 90% of cat-sensitized
sexual hormones individuals, and to
account for up to 90%
of IgE reactivity to
cat dander
Regulation of colloid Serum albumins may
osmotic pressure, play a significant role
transporter for a as cross-reacting
Fel d 2 Serum albumin multitude of 14–54 Can f 3 allergens in
metabolites, individuals sensitized
nutrients, drugs, and to dander of multiple
other molecules animal species.
60–90% of cat allergic
patients showed IgE
Member of the binding to rec. Fel d 3
Fel d 3 # Cystatin cysteine protease 10 in plaque
inhibitor family immunoassay; 10%
showed IgE binding in
radioallergosorbent test.
Transporter for small Fel d 4 binds IgE at
hydrophobic relatively high
Fel d 4 Lipocalin molecules, such as 61–63 Can f 6, Equ c 1 frequency in
lipids and cat-sensitive
steroid hormones individuals
Int. J. Mol. Sci. 2022, 23, 3881 6 of 21
Table 1. Cont.
Molecular Sensitization
Allergen Family Biological Function Cross-Reactivity Sensitizer Role
Allergen Rate (%) *
Transporter for small Fel d 7 has high
hydrophobic potential to crossreact
Fel d 7 Lipocalin molecules, such as 38 Can f 1 with Can f 1, with
lipids and which shares 62%
steroid hormones amino acid identity.
With an IgE-binding
It has a high
frequency of only 19%
degree of
Latherin-like among individuals
Fel d 8 # 19–20 homology to
protein allergic to cat, it is not
horse Equ c 4
considered a major
and Equ c 5
cat allergen.
* Sensitization rate in the general population. Sensitization frequencies are variable in different geographic regions.
The reported percentage range is the average reported in the literature as extrapolated from the references cited in
the Table legend. Allergens are defined as major when are recognized by 50% or more of the sensitized population
and minor when are recognized by less than 50% of the sensitized population. § in Spanish population. # Not yet
available in the commercial IgE immunoassays.
Four dog allergens (e.g., Can f 1, Can f 2, Can f 4, and Can f 6) and two cat allergens
(Fel d 4 and Fel d 7) are in the lipocalins family of proteins [42]. A recent study carried
out in 294 children and adults with suspected asthma and a positive skin prick test to
cat and dog showed that allergen components can unveil the molecular basis of animal
polysensitization and may be of help in both identifying primary sensitizers and explaining
how individual IgE patterns of expression may correlate with previous pet ownership [46].
1 second (FEV1 ) was lower for long-term ICS users (1.3–8 and >8 years), compared with
nonusers and short-term users [52].
Identifying sensitizations in allergic rhinitis subjects may also help guide AIT for po-
tential asthma prevention. Therefore, positive specific IgE is considered a useful biomarker
for AIT candidate selection in the context of a clear history of symptoms on exposure to
the relevant allergen [25]. To date, AIT stands as the only treatment approach able to alter
the natural course of allergic respiratory diseases by decreasing frequency and severity of
symptoms and progression of rhinitis to asthma [25,53]. As AIT works through induction
of allergen-specific tolerance, its effectiveness relies on the inclusion of relevant allergens in
adequate concentrations to achieve tolerance. As a result, omission of relevant allergens or
the use of irrelevant allergens may reduce efficacy of immunotherapy.
Polysensitization develops over time and has clinical relevance for treatment decisions.
In many patients originally classified as polysensitized based on SPTs to whole extracts,
molecular diagnosis could identify clear sensitizations to major allergens with clinical
relevance to be considered for AIT [54]. A detailed molecular diagnosis will add value when
determining whether AIT is appropriate for a given patient and, if so, which allergen(s)
should be administered. A study performed on 141 patients with pollen-induced AR [55]
showed that molecular diagnosis would change the allergen composition in AIT. The
patients were tested with SPTs and the ISAC® microarray-based panel of allergens, and
prescriptions before and after the knowledge gained with the input of ISAC were compared.
In 1 out of 2 cases, the allergen composition of AIT was changed due to the molecular
diagnosis results.
Finally, one must bear in mind that that even negative results for aerollergen sensi-
tization can be meaningful to personalize asthma care, as patients will be spared from
taking drugs that will not be effective and from the inconvenience of avoiding triggers to
which they are not sensitized [31]. Last but not the least, negative test results may prompt
a search for other causes of the observed symptoms, thereby improving asthma phenotype
definition and a personalized therapeutic approach.
study evaluated the additional value of baseline FeNO, adjusted for baseline eosinophil
level and other clinical characteristics, as a predictor of response in dupilumab-treated
patients with uncontrolled, moderate-to-severe asthma [58].
By virtue of IgE’s role as a key mediator in the development and maintenance of aller-
gic inflammation and of a documented association between allergic asthma and elevated
total IgE [11], serum total IgE has been proposed as a predisposing factor for allergic asthma
and often employed for epidemiological analyses. However, elevated levels of serum total
IgE are not only found in patients with allergic asthma but also with other conditions
including parasitic infestations, inflammatory diseases, and some primary immunodefi-
ciency diseases [59]. Accordingly, total levels of IgE should be carefully interpreted and
not considered as an indication for the presence of allergic diseases. In terms of diagnos-
tic and therapeutic relevance, a recent study proposed serum-free IgE rather than total
IgE as biomarker of type 2 asthma in adults [60] and suggested that it could be used to
determine therapeutic response. Given the emerging availability of biologicals targeting
type 2 cytokines, it is important to assess total IgE ability to assist clinicians in choosing
a biological therapy among the approved options. As suggested by Sanchez et al., the
available evidence indicates that total IgE, as well as the blood eosinophil count and FeNO,
are not enough to select one therapy over another [61]. The presence of specific IgE antibod-
ies to environmental allergens proves sensitization and is associated with allergic asthma.
However, it has been suggested that the interpretation of skin prick tests and specific IgE
to whole allergen extracts relies on arbitrary cutoffs, which do not distinguish between
clinically relevant and non-relevant sensitizations [11]. In addition, while positive serum
specific IgE levels and symptoms upon exposure to the sensitizing allergen are indicated as
inclusion criteria for starting AIT, specific IgE levels solely were found a poor predictor of
AIT indication. Overall, the clinical relevance of total serum IgE and specific serum IgE as
biomarker for therapy selection requires further studies.
Although its expression in bronchial tissue is not associated with asthma severity,
periostin has been shown to be a biomarker of persistent eosinophilic airway inflammation
despite corticosteroid use [62]. The potential use of serum periostin levels is the assessment
of greater response to anti-T2-based therapies. Of note, periostin disadvantages encompass
the presence of several periostin splice variants, that complicate its detection, and the
uncertainty regarding its use as potential biomarker in children, since baseline periostin
levels are higher in children given the ongoing bone growth during childhood.
The measurement of eosinophilia in peripheral blood cells (either by absolute count
(BEC) or by percent differential of total leukocytes) has been investigated as a potential sur-
rogate marker of bronchial and/or lung inflammation. Higher eosinophil counts identify
patients with more severe disease and poorer outcomes, patients for whom biologic thera-
pies targeting allergic and/or eosinophilic pathways are recommended. To date, the recent
European Academy of Allergy and Clinical Immunology (EAACI) guideline on the use of
biologicals in severe asthma suggested that the higher the blood eosinophils, the higher the
expected impact of benralizumab, dupilumab, and mepolizumab in reducing severe asthma
exacerbations as well as the higher improvement in asthma control in patients treated with
benralizumab and reslizumab. In contrast, the effect of omalizumab on exacerbations did
not depend on blood eosinophils [63–65], although a greater response in patients treated
with omalizumab, when peripheral blood eosinophils were ≥300 cells·µL−1 , was also
reported [66].
Although blood eosinophil numbers can easily and quantitatively be determined in
any hospital laboratory, standardization of the appropriate cut-off of clinically relevant
eosinophilia and the need for single or multiple measurements in different settings are
needed prior to the application in clinical practice. In addition, some confounding factors
should be acknowledged for blood eosinophils, including circadian variation, parasites (e.g.,
helminthiases, schistosomiasis, filariases), and treatment with systemic corticosteroids [15].
For example, a diurnal variability of BECs has been reported, with peak counts recorded
soon after midnight and lowest counts at noon. Regarding the blood eosinophil counts
Int. J. Mol. Sci. 2022, 23, 3881 9 of 21
variability, a recent clinical trial conducted in patients with severe uncontrolled asthma
receiving standard maintenance treatment showed that most patients shifted to a different
BEC group from their baseline group at some point during the study and such behavior
was most marked in patients receiving long-term OCS. Therefore, the need for several
measurements of BEC may be particularly relevant for patients receiving OCSs [67–69].
Biomarkers’ clinical value also relies on their ability to both predict treatment response
and monitor disease progression. While circulating blood eosinophil count of ≥300/µL
may be helpful to identify a T2 immune biology to initiate therapy with an anti-T2 mAb, it
has very limited value to monitor response [70,71]. Overall, peripheral eosinophil count is
commonly obtained due to ease of performance and clinical accessibility. However, one
should keep in mind the caveats in its use and the potential limitations as a biomarker for
phenotyping refractory asthma or selecting therapy in mild asthma.
Overall, more differentiating, noninvasive, simply measurable, reliable biomarkers
with well-defined cutoff values and documentation on their stability/behavior over time
are urgently needed. Research focusing on eosinophil-derived molecular products is now
emerging, which highlights more potential biomarkers for allergic diseases [15].
Eosinophil granular proteins are a useful eosinophilic activation marker in asthmatic
patients and include the eosinophil peroxidase (EPO), eosinophil cationic protein (ECP)
and EDN [72]. Earlier studies reported that in patients with asthma serum levels of EPO
negatively correlated with FEV1 and positively with the number of eosinophils in peripheral
blood [73]. Of note, it can be measured in saliva and is documented correlating with sputum
eosinophils. In addition, in asthmatic children, EPO levels were lower compared to healthy
controls and positively correlated with total IgE levels [74].
ECP has been proposed as a marker for eosinophilic disease and quantified in biolog-
ical fluids including serum, bronchoalveolar lavage, and nasal secretions. Elevated ECP
levels are found in allergic asthma [75] and, among asthmatics, were associated with high
neutrophil count [76]. ECP levels are affected by age, smoking, circadian rhythm, and
seasonal variation, although only smoking appears to be of clinical significance [77]. Serum
ECP was significantly higher in children with symptomatic asthma than in asymptomatic
patients [78]. In children, ECP may provide complementary value when used together with
lung function test and FeNO. A recent study suggested that plasma ECP concentrations
may be a useful marker of type 2 inflammation in children and may help identify those
children at highest risk for recurrent exacerbations who could benefit from corticosteroid
treatment [79].
EDN, also known as eosinophil protein X, is a granular protein released from activated
eosinophils [72]. Patients with severe asthma and uncontrolled asthmatics exhibit higher
serum EDN level which showed a good positive correlation to total eosinophil count
(TEC) [80], thus suggesting the use of EDN as biomarker of asthma severity in adults. A
recent study carried out in adults from the Epidemiological Study on the Genetics and
Environment of Asthma revealed that EDN could be a potential biomarker to monitor
asthma evolution in adults as its levels are associated with different asthma expression
patterns in adults [71]. It has been also reported that higher serum EDN levels could be
found in children at the acute phase than at the stable phase of asthma, and in contrast to
TEC, the serum EDN level can be predictive of the severity of asthma [81]. In the pediatric
population, EDN may hold great promise in distinguishing persistent wheezing children
from children presenting wheezing triggered by respiratory tract infections [82] and in
aiding in the diagnosis of school age childhood asthma [83] as well as to monitor response to
montelukast or budesonide in preschool children with asthma [84]. Given the limited ability
of BEC to monitor treatment response to biologicals, the observed significant correlation
between reduced serum EDN level from baseline and lung function improvement after
omalizumab, benralizumab and reslizumab [85–87] may help monitoring the treatment
response to IgE- and IL-5 targeted therapies.
Finally, from a clinical standpoint, the finding that EDN levels can be measured in
multiple specimen types, such as sputum, serum, urine, bronchoalveolar lavage fluid, and
Int. J. Mol. Sci. 2022, 23, 3881 10 of 21
nasal lavage fluid [88–92] and, in contrast to BEC, are less affected by circadian rhythm or
gender differences [93] expand its potential usefulness in routine practice. Table 2 illustrates
the relative pros and cos of available Type 2 asthma biomarkers.
Table 2. Comparison between the advantages and disadvantages of the most employed type 2
asthma biomarkers and those of ECP and EDN. AIT, allergen immunotherapy; ECP, eosinophil
cationic protein; EDN, eosinophil-derived neurotoxin; FeNO, fractional exhaled nitric oxide; ICS,
inhaled corticosteroid; IgE, immunoglobin E; IL, interleukin; mAb, monoclonal antibody. Elaborated
from data in [15,56–58,60,62,67–69,75–79,81–83,94].
Table 2. Cont.
Table 3. Wheezing child phenotypes. IgE, immunoglobin E; NA, not available. Elaborated from data
in [100–105].
Table 3. Cont.
Using the latent class analysis (LCA) technique, Fitzpatrick et al. identified four
phenotypes of recurrent wheezing in preschool children based on type-2 inflammatory
features including BEC, atopic eczema, aeroallergen, and food sensitization and/or pet
exposures [51]. These phenotypes are distinguishable with regards to exacerbation risk,
with inhaled allergen sensitization patterns being important risk factors, and, importantly,
predict favorable response to daily ICS treatment to prevent exacerbations. Thus, certain
patterns of inhaled allergen sensitization in early life can help identify children at high risk
for severe exacerbations and those who are likely to respond well to ICS [51]. Of note, ICS
are recommended as first choice of controller treatment in all preschool recurrent wheezing
children irrespective of phenotype, but they are particularly beneficial in terms of fewer
exacerbations in atopic children [106].
Genes and environmental factors such as respiratory viruses, tobacco smoke expo-
sure, and inhaled allergens can modify the phenotypes of early childhood wheezing [107].
Furthermore, early exposures, including that to older siblings, pets, farm animals, and
house-dust endotoxin, seem to influence the risk for persistent asthma [108,109]. To date,
children suffering from allergic asthma, especially those with a persistent moderate and
severe phenotype, were more often sensitized to all the three major dust mite allergens
(Der p1, Der p2, Der p23) [110]. Of note, Der p 23 sensitization has been recently described
as being associated with increased asthma risk [111]. Although many individuals later di-
agnosed with asthma exhibit their first symptoms during the preschool period, diagnosing
asthma in preschool children is challenging, resulting in undertreatment of young asthmatic
children and possibly overtreatment of transient wheezers [112]. Of note, transient early
wheezing and nonallergic wheezing generally subside by 4–6 years of age as the airways
enlarge in a growing child [31]. It is well documented that a lack of diagnostic criteria as
well as the incapability of pre-school age children to perform conventional lung function
tests, like exhaled nitric oxide or spirometry, hinder effective diagnosis and assessment in
children [113,114]. As diagnosing asthma in the pediatric population is still challenging in
clinical practice, defining the prognosis of preschool children requiring medical attention
for recurrent wheezing appears of great value to optimize asthma care.
The progression from recurrent wheezing to persistent asthma is variably predicted by
factors that emerged in cohort studies including the early sensitization to inhalant or food
allergens, atopy, family history of asthma male gender, peripheral blood eosinophilia, as
well as a history of wheezing with lower respiratory tract infections. The Asthma Predictive
Index (API), that includes recurrent wheeze (e.g., more than three wheezing episodes per
Int. J. Mol. Sci. 2022, 23, 3881 13 of 21
year) with risk factors such as parental asthma, atopic dermatitis, and allergen sensitization
in the child, may more effectively identify young persistent asthma risk [115]. Overall, API
has an appreciable likelihood ratio (~7.4) as it increases the probability of a prediction of
asthma by 2–7 times [106,116]. Children with a positive API were found 7 times more likely
to have active asthma at school age [117]. A modified version of API, modified API (mAPI),
allows clinicians to identify children from birth to age 4 at high risk of developing asthma
as well as to predict children response to ICS [118,119]. Importantly, mAPI acknowledges
the contribution of allergic sensitization to at least one aeroallergen as a major criterion.
The identification of sensitization patterns based on individual allergens and linking
these to disease morbidity for asthma in young children could have relevant clinical implica-
tions. Data from German MAS birth cohort study showed that schoolchildren sensitized to
perennial allergens with high exposure early in life are more prone to develop an impaired
lung function at school age than children without sensitization or sensitized to indoor
allergens but with a low exposure [120]. Therefore, diagnosing specific inhalant allergen
sensitizations in at-risk children can aid in designing allergen-avoidance strategies [121]
as well as in guiding exposure mitigation and AIT choice in asthma prevention if allergic
rhinitis is present. Allergen sensitization also negatively affected asthma outcomes in
children with poorly controlled asthma and sensitization as they were more likely to use
oral corticosteroids than their counterparts without allergen sensitization [122].
Furry animals, such as dogs and cats, represent important allergen sources [42]. It
has been reported that sensitization to dog, cat, and horse throughout childhood was
significantly associated with asthma at age 7 years [123]. In a population-based study
with 259-animal sensitized, most were sensitized to two or more dog allergens, and co-
sensitization to Can f 5 [prostate (i.e., male) specific allergen] and Can f 1/2 conferred
the greatest risk for asthma [124]. In line with this, a recent study in children with mild
to severe asthma showed that sensitization to a greater number of dog components may
identify children whose asthma severity is driven by dog exposure and may benefit from
targeted interventions such as exposure mitigation and immunotherapy [125]. To this end,
molecular-based allergy diagnostics such as CRD provides clinicians with opportunities to
better characterize children with polysensitization [126]. Nevertheless, one should keep
in mind that a disagreement currently exists between asthma guidelines on the routine
use of allergy testing in the diagnostic work-up of a child with persistent asthma [127].
Collectively, healthcare providers dealing with a preschool child with recurrent wheeze
may rely on several tools, such as mAPI, aeroallergen testing, and CRD, to effectively
predict the risk of persistent asthma in later childhood and adulthood. Armed with this
predictive information, personalized education and successful implementation of allergen
avoidance and appropriate therapies can help to reduce the substantial burden associated
with more severe, persistent, and exacerbation-prone disease. From a clinical standpoint, a
recurrent wheezing child may be a useful paradigm to optimize asthma care in children at
high risk of developing persistent, life-long asthma.
6. Conclusions
Asthma affects both children and adults and displays high morbidity. As asthma
should be regarded as a syndrome, because of its phenotypic and endotypic heterogeneity,
therapeutic approaches can be most effective if tailored to selected molecular targets
in the dysregulated pathways of that given patient [128]. Despite growing therapeutic
armamentarium, asthma control remains largely inadequate, and rates of healthcare use are
high in both pediatric and adult populations, thus posing a substantial burden on societies.
It has been suggested that raising awareness about the relevance of evaluating aeroallergen
sensitizations in asthmatic patients is a key step in improving asthma/allergy care and
informing clinical practice [31]. To date, mounting evidence is supporting the relevance of
aeroallergen testing across the asthma patient journey (Figure 1).
in the dysregulated pathways of that given patient [128]. Despite growing therapeutic ar-
mamentarium, asthma control remains largely inadequate, and rates of healthcare use are
high in both pediatric and adult populations, thus posing a substantial burden on socie-
ties. It has been suggested that raising awareness about the relevance of evaluating aeroal-
lergen sensitizations in asthmatic patients is a key step in improving asthma/allergy care
Int. J. Mol. Sci. 2022, 23, 3881 14 of 21
and informing clinical practice [31]. To date, mounting evidence is supporting the rele-
vance of aeroallergen testing across the asthma patient journey (Figure 1).
Figure 1. Relevance of allergen testing across asthma patient journey. AIT, allergen immunotherapy.
Furthermore, we are still lacking more effective biomarkers for therapy selection in
patients with overlapping phenotypes or in those for whom the presence of risk factors,
such as smoking, or of concomitant therapies (e.g., systemic corticosteroids), which strongly
hinders the reliability of some biomarker assessments. In this challenging scenario, EDN
is an analytically attractive biomarker that can be reliably quantified in multiple speci-
mens [93] and is stable during long-term storage. Of note, EDN may hold promise in
distinguishing wheezing children from children with respiratory tract infections [82] and
in aiding in the diagnosis of school age childhood asthma [83].
Future studies addressing the prognosis of preschool recurrent wheezing children
appear of great value to optimize asthma care. It has been well established that diagnosis
asthma in preschool children remains an unsolved issue. To date, preschool children with
recurrent wheezing display several phenotypes (reflecting different endotypes and differing
for clinical manifestations, natural history, response to therapy and inflammatory mecha-
nisms) and may also switch between phenotypes or progress into another. Furthermore,
not all the observed phenotypes are precursors of or manifestations of childhood asthma
and, when it is the case, may be differentially responsive to asthma-targeted therapies.
To this end, it has been advised to distinguish children based on allergen sensitization,
evidence of eosinophilia and evidence of neutrophilia and/or infection [98]. In line with
this, efforts should also be directed towards a better characterization of children with
polysensitization and a routine implementation of allergen testing in at-risk children to
design allergen-avoidance strategies as well as to guide AIT choice in asthma prevention.
Another area deserving further investigation is the search of biomarkers for nonallergic
type2-low children as the type-2 low inflammatory endotype is still poorly characterized in
the pediatric population. Finally, it is important to recognize that asthma phenotypes are
not static and can change with time in individual patients. Therefore, continued assessment
of patients unresponsive to therapies requires reassessment of relevant biomarkers.
Author Contributions: Conceptualization and methodology, P.R.d.R., A.H.L. and T.B.C.; writing—
original draft preparation, P.R.d.R., A.H.L. and T.B.C.; writing—review and editing, P.R.d.R., A.H.L.,
T.B.C., M.P.B., E.S. and F.I. All authors have read and agreed to the published version of the manuscript.
Funding: Medical writing support has been funded by Thermo Fisher Scientific (Uppsala, Sweden).
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Data Availability Statement: Not applicable.
Acknowledgments: Medical writing support was provided by Chiara Degirolamo, of ContentEdNet
(Rome, Italy), which was in accordance with Good Publication Practice (GPP3) guidelines.
Conflicts of Interest: P.R.d.R. is a consultant for Thermo Fisher Scientific; has received personal
lecturing fees from ALK Abello, GSK, FAES, Miravo, Novartis, LETI Pharma, Allergy Therapeutics,
and Aimmune Therapeutics. A.H.L. is a Consultant for Phadia ThermoFisher, Avillion, Revenio,
and LabCorp; received non-monetary research support from Phadia Thermofisher and Propeller
Health/ResMed; and research funding from Avillion. All funds paid to University of Colorado. T.B.C.
reports consulting fees from Thermo Fisher Scientific, Genentech, Novartis, outside the submitted
work. M.P.B., E.S. and F.I. are employed by Thermo Fisher Scientific, Uppsala, Sweden.
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