JEEE 3485 Final
JEEE 3485 Final
JEEE 3485 Final
https://ojs.wiserpub.com/index.php/JEEE/
Review
Abstract: This article presents advancements and key considerations in the design implementation of phased
array transceivers for the fifth-generation (5G) communication networks. It emphasizes the significance of
careful consideration and system-level optimization to realize the full potential of phased array transceivers. The
focus is on antenna elements and beamforming techniques with a detailed discussion on different types of
beamforming techniques used in wireless communication systems. These include analog, digital, and hybrid
beamforming. The article starts by introducing the concept of a phase shifter, which is a crucial component in
controlling the phase of the transmitted signal. It then proceeds to discuss the role of a variable gain amplifier in
amplifying the signal received by each antenna element of the array, followed by emphasizing the importance of
a Low-Noise Amplifier (LNA) in transceiver design to amplify weak signals with minimal noise. In addition,
this article provides a detailed discussion on the mixer, which is used to downconvert or upconvert the
frequency of the received signal to a more appropriate frequency for further processing or transmission. Finally,
the power amplifier (PA), which is used to boost signal power in 5G networks, is also discussed in detail.
Keywords: phased array transceivers, 5G communication networks, beamforming, phase shifter, VGA, LNA,
mixer, PA
1. Introduction
As the demand for high-speed and reliable wireless communication grows, 5G wireless communication
networks have emerged as the latest standard. These networks require advancement in technologies to achieve
high data rates, low latency, and high capacity. Phased array transceivers have been identified as one such
technologies, which can significantly improve the performance of 5G communication networks.
The capability of 5G to provide fast data transfer rates of up to 10 Gbps, very short delay times of 1
millisecond, and accommodate a significant number of devices of up to 1 million per square kilometer makes it
a versatile option for various fields of application [1]. Three primary categories of applications have been
identified for 5G technology, namely enhanced mobile broadband (eMBB), ultra-reliable and low latency
communication (URLLC), and massive machine-type communication (mMTC).
The 3rd Generation Partnership Project (3GPP) has established the frequency range for 5G new radio (5G
NR) bands, which includes millimeter-wave (mm-wave) frequencies from 24.25 to 52.6 GHz. This range is
considered an expansion of the existing sub-6-GHz Frequency Range (FR1). One of the unique characteristics
of 5G NR is the use of phased-array beamforming directional communication, which improves the signal
strength and spatial efficiency [1–3].
The selection of mm-wave bands for 5G networks was primarily motivated by the need to significantly
increase capacity. To achieve the necessary link budget at these high-frequency bands, Phased Array Antenna
Copyright ©2023 Saeedeh Makhsuci, et al.
DOI: https://doi.org/10.37256/jeee.2220233485
This is an open-access article distributed under a CC BY license
(Creative Commons Attribution 4.0 International License)
https://creativecommons.org/licenses/by/4.0/
The topology of the analog beamformer can be further categorized into three distinct subtopologies, based
on the location of the phase shifters within the RF chain as shown in Figure 4.
1) RF path beamformer: RF design is a popular technique for its efficiency in minimizing component
requirements. It involves phase shifting at high frequencies, resulting in smaller components and a more
compact beamformer. The key advantage of RF beamforming is in the spatial filtering of undesired signals by
selectively reducing interference in received signals through multiple antenna elements. These elements analyze
signals from different directions and combine them to enhance desired signals while suppressing undesired ones,
thus improving wireless communication quality. However, there are drawbacks, notably the gain degradation
and increased Noise Figure (NF) caused by phase shifters positioned in the signal path before combination as
illustrated in Figure 4a. This makes phase shifter performance critical to overall system effectiveness [5,7].
2) LO path beamformer: LO path beamforming incorporates phase shifters in the LO path before mixing,
directing the primary signal beam to a specific location, as depicted in Figure 4b. Gain variations in LO phase
shifters during tuning won’t impact the RF path’s Signal-to-Noise-and-Distortion Ratio (SNDR), preserving
output signal quality—a significant advantage that enhances the system’s gain performance. However, this
approach increases component count, elevating power consumption. Consequently, more power is needed for
system operation, potentially raising costs and diminishing battery life. Moreover, the layout of the LO
distribution network becomes crucial at high frequencies [4,8].
3) IF path beamformer: IF phase shifting architectures involve phase shifting before up-conversion or after
down-conversion stages, depicted in Figure 4c. These methods operate at lower frequencies, imposing fewer
demands. Nevertheless, the overall circuit topology becomes more complicated. Each antenna in the array
necessitates a frequency conversion stage, adding to the complexity of IF phase shifting architectures [9].
The selection among RF, IF, hybrid, and analog beamforming topologies depends on factors including
application, system complexity, cost, and desired performance.
Figure 6. A conventional phased-array transceiver utilizing a transmit/receive module, phase shifters, power amplifiers, and control circuits
[11,12].
A phased array transceiver design typically involves several fundamental blocks such as, Antenna array,
Digital-to-Analog Converter (DAC), Analog-to-Digital Converter (ADC), Digital Signal Processor (DSP),
Phase Shifters, and RF Front-End includes low-noise amplifiers, mixers, filters, and power amplifiers. Here we
review several important blocks.
Figure 7. Switched-LC Phase Shifter circuit consisting of an LC network and a set of switches that can connect or disconnect the LC
network to the input and output of the circuit [14,16].
Also, Switch-Type Phase Shifter (STPS) and Reflective-Type Phase Shifter (RTPS) are two types of
passive phase shifters that are commonly used in phased array transceiver designs operating at mm-Wave
frequencies. In general, passive phase shifters are critical for phased-array systems because they can provide
accurate phase control without requiring a significant amount of power. By adjusting the tuning of the reflective
loads, the RTPS can introduce a variable amount of phase shift to the incoming signal, which allows for precise
control of the direction of the beam in phased array transceiver designs as shown in Figure 8.
Figure 8. Reflective-Type Phase Shifter (RTPS) composed of 3 dB coupler and reflective loads [16].
Reference [17] implemented Vector-Modulated Phase Shifter (VMPS) to design a high phase resolution
and low gain variation.
The reference [18] describes a phase shifter which is made up of several individual units, that when
combined, create an artificial transmission line. The Cascaded Unit Cell Phase Shifter comprises multiple unit
cells, each of which is a small component, as depicted in Figure 9. The unit cells are connected in a series to
form the complete phase shifter. It utilizes an artificial transmission line to introduce a variable phase shift into
the signal passing through it. Every unit cell has side-shields and a Metal-Insulator-Metal Capacitive Array
(MIMCA) that can be interchanged to switch between two different phase-shifting modes. The first mode is
characterized by high inductance and high capacitance, leading to a high delay, while the second mode has low
inductance and capacitance, resulting in low delay. The delay introduced by each unit cell is determined by the
product of its inductance and capacitance, which controls the two different delay modes. By changing the
inductance and capacitance values in the MIMCA, the delay can be varied, resulting in a variable phase shift
across the artificial transmission line.
A hybrid phase shifter is another instance of a phase shifter that utilizes both passive and active techniques.
Phase shifters are commonly categorized into two main types: passive and active. Passive phase shifters can
operate in both directions and maintain high linearity, but their loss increases as the phase shift range grows. In
contrast, active phase shifters minimize loss and offer precise phase-shift resolution throughout the full 360°
range, but they consume more power and can only operate in one direction. To balance the tradeoffs between
linearity, phase-shift range, and phase-shifter loss, a hybrid active-passive approach can be used. In this
approach, the passive stage provides fine-resolution while the active stage provides coarse 180° steps. Research
[19] discusses a hybrid approach that involves two stages connected in series: a discrete phase-inverting stage
and a bidirectional Reflection-Type Phase Shifter (RTPS), as shown in Figure 10. These stages are connected in
series and consist of a discrete phase-inverting stage and a bidirectional Reflection-Type Phase Shifter (RTPS).
The RTPS is capable of achieving a continuous phase variation up to 180° and helps to achieve the desired
phase shift range and linearity [19].
Figure 10. A 94-GHz phase shifter employing a cascaded active-passive phaseshift method, with a variable phase shift of 360° with a 5-bit
phase resolution [19].
Figure 11. Block diagram of the 140 GHz LNA breakout circuit [20].
3.5 Mixer
A mixer is an essential component in a phase array transceiver as it is used to downconvert or upconvert the
frequency of the received signal to a more appropriate frequency for further processing or transmission. This is
necessary because the signal received by the antenna may not be at a suitable frequency. To achieve this, the
mixer is used to translate the signal to a more appropriate frequency. A study presented in reference [21] reports
on the design of a mixer that is specifically designed for wideband IF operation. The mixer design reduces the
number of capacitors, which in turn reduces the conversion loss, as reported in reference [21].
A different type of PA known as the PA-LNA was also investigate. PA-LNA, illustrated in Figure 13,
integrates both a power amplifier and a low noise amplifier on a single chip, as discussed in reference [11]. This
research describes a low-cost and area-efficient 28-GHz CMOS chip for 5G mm-wave DP-MIMO systems. It
adopts a neutralized bi-directional technique to reduce chip area and share the same circuit chain between
transmitter and receiver. The transistors in PA and LNA circuits have different size requirements. PA circuits
utilize larger transistors to increase power delivery, while LNA circuits utilize smaller transistors conserve
power. The proposed adaptive antenna-sharing network is optimized by switching the transistor to achieve the
necessary impedance for maximum output power in PA mode and minimum noise figure in LNA mode.
There are various factors to consider when choosing the best PA design for a phased array transceiver. One
of the key considerations is the chip area, as a large PA design may occupy valuable space on the chip and
potentially increase costs. One possible approach is to focus on bi-directional designs that can help reducing the
chip area. Additionally, designers should consider whether a linear or switching PA designs to be implemented
depending on the required output specification. Linear PAs are typically preferred for applications that require
high linearity, while switching PAs are better suited for applications that require high efficiency. Optimizing the
PA design requires a careful balance of these considerations, based on the specific requirements of the phased
array transceiver. Other key factors to consider include the frequency band and power output, all of which can
impact the performance of the transceiver.
The Doherty Power Amplifier (DPA) is another commonly employed employed in transceivers and is a
popular choice for phase array transceivers due to its various advantages. These include improved power
Figure 14. Schematic diagram of Doherty Amplifier utilizing a main amplifier and an auxiliary amplifier [23].
Figure 15. A switched cascode Class-E PA, wherein the cascode transistor features a switching input exhibiting a duty cycle of 50. The
phase of the input is modulated through a tunable transmission line with a delay of θtD [23].
5. Performance Comparison
Advanced phased array transceivers are a vital component in the development of next-generation 5G
communication networks. Their capabilities in beamforming, mmWave communication, energy efficiency, and
network integration contribute to delivering higher data rates, improved coverage, and enhanced user
experiences in the 5G era. Digital beamforming to be much better than analog beamforming as offering
adaptability to a wide range of frequency bands, beam steering for accurate user targeting, and support for
spatial multiplexing and massive MIMO. Its effectiveness in interference mitigation and it well-suited for the
dynamic and diverse 5G environment. On the other hand, analog beamforming provides a simpler and cost-
effective hardware implementation. However, lacks the beam steering precision and spatial multiplexing
capabilities. Hybrid beamforming combines the benefits of both techniques as mentioned in Table 1.
The utilization of phased-array systems in 5G millimeter-wave communication has been extensive due to
the beamforming abilities enabled by the antenna array’s multiple elements. To evaluate phased array
transceiver usually use some performances such as, RX NF (Noise Figure), TX 1dB (compression point), array
size, power generation/ consumption and chip area. For a meaningful comparison, we have compiled a list of
works that use CMOS technology at approximately 28GHz frequency.
To analyzing the receiver performance, the receiver Noise Figure (RX NF) is crucial. The Table 2 shows
that the reference [24] offers the best RX NF (3.2–4.4 dB) compared to the other two references. On the other
hand, TX 1dB (OP) is essential for evaluating the linearity of the transmitter. While reference [25] provides the
6. Conclusion
This article provides insights into the key considerations in phased array transceivers for 5G communication
networks. The selection of mm-wave bands for 5G networks was primarily motivated by the need to
significantly increase capacity, which has been achieved through the use of phased array antenna methods. The
implementation of these methods is crucial to achieving the necessary link budget at HF- bands. The article
focuses on beamforming techniques, including analog, digital, and hybrid methods. Additionally, the article
describes the essential components required for designing a transceiver. It starts by introducing the concept of a
phase shifter, which is a crucial component in controlling the phase of the transmitted signal. It then proceeds to
discuss the role of a VGA, LNA, mixer, and PA in the design and implementation of transceivers for 5G
communication networks.
Conflict of Interest
There is no conflict of interest for this study.
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