JEEE 3485 Final

Download as pdf or txt
Download as pdf or txt
You are on page 1of 14

Journal of Electronics and Electrical Engineering

https://ojs.wiserpub.com/index.php/JEEE/

Review

Advanced Phased Array Transceivers for Enabling Next-


Generation 5G Communication Networks

Saeedeh Makhsuci1,*, Leila Sharara1, Mihai Sanduleanu2 and Mohammed Ismail1


1
Department of Electrical and Computer Engineering, Wayne State University, Detroit, MI, USA
2
System on Chip Center, Khalifa University, Abu Dhabi P.O. Box, United Arab Emirates
E-mail: [email protected]

Received: 3 August 2023; Revised: 21 August 2023; Accepted: 29 August 2023

Abstract: This article presents advancements and key considerations in the design implementation of phased
array transceivers for the fifth-generation (5G) communication networks. It emphasizes the significance of
careful consideration and system-level optimization to realize the full potential of phased array transceivers. The
focus is on antenna elements and beamforming techniques with a detailed discussion on different types of
beamforming techniques used in wireless communication systems. These include analog, digital, and hybrid
beamforming. The article starts by introducing the concept of a phase shifter, which is a crucial component in
controlling the phase of the transmitted signal. It then proceeds to discuss the role of a variable gain amplifier in
amplifying the signal received by each antenna element of the array, followed by emphasizing the importance of
a Low-Noise Amplifier (LNA) in transceiver design to amplify weak signals with minimal noise. In addition,
this article provides a detailed discussion on the mixer, which is used to downconvert or upconvert the
frequency of the received signal to a more appropriate frequency for further processing or transmission. Finally,
the power amplifier (PA), which is used to boost signal power in 5G networks, is also discussed in detail.

Keywords: phased array transceivers, 5G communication networks, beamforming, phase shifter, VGA, LNA,
mixer, PA

1. Introduction
As the demand for high-speed and reliable wireless communication grows, 5G wireless communication
networks have emerged as the latest standard. These networks require advancement in technologies to achieve
high data rates, low latency, and high capacity. Phased array transceivers have been identified as one such
technologies, which can significantly improve the performance of 5G communication networks.
The capability of 5G to provide fast data transfer rates of up to 10 Gbps, very short delay times of 1
millisecond, and accommodate a significant number of devices of up to 1 million per square kilometer makes it
a versatile option for various fields of application [1]. Three primary categories of applications have been
identified for 5G technology, namely enhanced mobile broadband (eMBB), ultra-reliable and low latency
communication (URLLC), and massive machine-type communication (mMTC).
The 3rd Generation Partnership Project (3GPP) has established the frequency range for 5G new radio (5G
NR) bands, which includes millimeter-wave (mm-wave) frequencies from 24.25 to 52.6 GHz. This range is
considered an expansion of the existing sub-6-GHz Frequency Range (FR1). One of the unique characteristics
of 5G NR is the use of phased-array beamforming directional communication, which improves the signal
strength and spatial efficiency [1–3].
The selection of mm-wave bands for 5G networks was primarily motivated by the need to significantly
increase capacity. To achieve the necessary link budget at these high-frequency bands, Phased Array Antenna
Copyright ©2023 Saeedeh Makhsuci, et al.
DOI: https://doi.org/10.37256/jeee.2220233485
This is an open-access article distributed under a CC BY license
(Creative Commons Attribution 4.0 International License)
https://creativecommons.org/licenses/by/4.0/

Journal of Electronics and Electrical Engineering 122 | Saeedeh Makhsuci, et al.


(PAA) methods have been employed. The transmitter utilizes phased array technology to reduce the power
requirements of the power amplifier. In addition, incorporating an N-element phased array receiver enhances the
Signal-to-Noise Ratio (SNR) at the receiver’s end, resulting in a substantial increase in communication capacity.
These factors have resulted in the widespread application of phased array designs that utilize mm-wave
frequencies in 5G networks [4]. The remainder of this paper is organized as follows. Section 2 reviews
millimeter-wave transmitter beamforming architectures. Phased-array transceiver design is reviewed in section 3.
In section 4, a performance comparison is outlined. Finally, section 5 presents the conclusion of this study.

2. Millimeter-Wave Transmitter Beamforming Architectures


Beamforming is a signal processing technique used for wireless communication systems. In wireless
communication systems, beamforming is used to improve the quality of the signal and increase the data transfer
rate. By directing the transmission and reception of signals towards a specific user or location, beamforming can
reduce interference and improve the signal-to-noise ratio. This is particularly useful in environments with a high
degree of interference, such as urban areas.
Beamforming architectures can be divided into various classifications depending on various characteristics
and design elements such as the architecture of hardware (circuit) implementation, feeding system, geometrical
arrangement, and specific requirements of the wireless communication system. Study [5] discusses how
Beamforming can be classified based on the physical hardware implementation of their beamforming structure.
As illustrated in Figure 1, Beamforming can be divided into three main groups with further subgroups [5].

Figure 1. Classification of beamforming techniques [5].

2.1 Digital Beamforming


In digital beamforming, transceiver dedicates an RF chain per antenna as shown in Figure 2. Every antenna
element is equipped with its own dedicated RF chain, as well as individual DACs and ADCs. Each spatial
sample’s gain and phase are individually adjusted during baseband processing, either before upconversion at the
transmitter or after downconversion at the receiver [6].
On the receiver side, digital beamforming involves converting received RF signals to a lower frequency.
The signals are then digitized and processed by a digital signal processor (DSP) to determine the optimal phase
shift for each antenna element. The signals or multiple beams are generated using the digital phase shifter. In
this architecture, the phase shift values are applied to the signals before they are transmitted to achieve the
desired beam direction. Depending on where the phase shifters are located in the RF chain, the analog
beamformer topology is divided into three subcategories RF path beamforming, LO path beamforming, and IF
path beamformer [5].

Volume 2 Issue 2|2023| 123 Journal of Electronics and Electrical Engineering


Figure 2. Digital architecture [6].

2.2 Analog Beamforming


A basic form of analog beamforming employs a single pair of ADC and DAC, along with a lone RF chain.
The process involves channeling a singular input data stream through a series of feedlines, connected to
adjustable phase shifters. These phase shifters are incorporated at each antenna element, as illustrated in Figure
3. This configuration enables the formation of versatile and adaptable beams, with the ability to direct signals in
any desired direction [6].

Figure 3. Analog Beamforming [6].

The topology of the analog beamformer can be further categorized into three distinct subtopologies, based
on the location of the phase shifters within the RF chain as shown in Figure 4.
1) RF path beamformer: RF design is a popular technique for its efficiency in minimizing component
requirements. It involves phase shifting at high frequencies, resulting in smaller components and a more
compact beamformer. The key advantage of RF beamforming is in the spatial filtering of undesired signals by
selectively reducing interference in received signals through multiple antenna elements. These elements analyze
signals from different directions and combine them to enhance desired signals while suppressing undesired ones,
thus improving wireless communication quality. However, there are drawbacks, notably the gain degradation
and increased Noise Figure (NF) caused by phase shifters positioned in the signal path before combination as
illustrated in Figure 4a. This makes phase shifter performance critical to overall system effectiveness [5,7].

Journal of Electronics and Electrical Engineering 124 | Saeedeh Makhsuci, et al.


Figure 4. Block diagram of (a) RF-Path beamformer, (b) IF-Path beamformer, (c) LO-Path beamformer [4].

2) LO path beamformer: LO path beamforming incorporates phase shifters in the LO path before mixing,
directing the primary signal beam to a specific location, as depicted in Figure 4b. Gain variations in LO phase
shifters during tuning won’t impact the RF path’s Signal-to-Noise-and-Distortion Ratio (SNDR), preserving
output signal quality—a significant advantage that enhances the system’s gain performance. However, this
approach increases component count, elevating power consumption. Consequently, more power is needed for
system operation, potentially raising costs and diminishing battery life. Moreover, the layout of the LO
distribution network becomes crucial at high frequencies [4,8].
3) IF path beamformer: IF phase shifting architectures involve phase shifting before up-conversion or after
down-conversion stages, depicted in Figure 4c. These methods operate at lower frequencies, imposing fewer
demands. Nevertheless, the overall circuit topology becomes more complicated. Each antenna in the array
necessitates a frequency conversion stage, adding to the complexity of IF phase shifting architectures [9].
The selection among RF, IF, hybrid, and analog beamforming topologies depends on factors including
application, system complexity, cost, and desired performance.

2.3 Hybrid Beamforming


Hybrid beamforming employs a dual-stage architecture that combines the advantages of both analog and
digital beamforming techniques, aiming to attain the utmost achievable data rate [10]. Within this framework,
the initial precoding occurs within the analog domain, followed by further processing in the digital domain.
Consequently, the hybrid beamforming architecture strikes a balance between complexity and flexibility,
offering precise beams with phase shifters in the analog domain while retaining the flexibility of the digital
domain. In this advance topology, the number of RF chains and ADC/DAC is fewer than the number of antenna
elements, while the antenna elements are still driven by analog phase shifters, as depicted in Figure 5. This
reduction in the number of data converters and corresponding chains leads to reduced complexity of hardware
implementation, reduced costs, lowered computational load, and reduced power consumption [6].

Figure 5. Hybrid Beamforming [6].

Volume 2 Issue 2|2023| 125 Journal of Electronics and Electrical Engineering


3. Phased-Array Transceiver Design
Phased array is a type of antenna array that consists of multiple antennas arranged in a regular pattern,
typically in a straight line or a grid. They are typically used in radar and communication systems to scan a wide
area and detect or transmit signals in a specific direction. Each antenna element is fed with a slightly different
phase shift to create a beam pattern that can be steered electronically in a specific direction. Both beamforming
and phased array techniques are used to improve the performance of various types of communication and radar
systems. By providing greater control over the directionality of the antenna array, these techniques can improve
signal quality, reduce interference, and increase data transfer rates.
The phased-array transceiver (TRX) design is an important area of research in the field of wireless
communications. A phased-array TRX is designed with an array of antennas and electronic circuitry to transmit
and receive signals in a precise and controlled manner. In wireless communication, using phased-array TRX can
effectively increase wireless network’s signal strength and range while minimizing interference. Phased array
transceiver architectures are used in antenna arrays that require beamforming to direct the signals in a specific
direction. There are several types of phased array transceiver architectures, including analog, digital, hybrid and
active.
To illustrate the fundamental components required for the design of a TRX, we can examine the block
diagram of a conventional phased-array TRX, as shown in Figure 6. The TRX switch shares the antenna, while
the transmitter and receiver chains are separate. This example provides a valuable demonstration of the essential
building blocks needed for a transceiver design. The following sections will discuss the primary components
required for designing a transceiver.

Figure 6. A conventional phased-array transceiver utilizing a transmit/receive module, phase shifters, power amplifiers, and control circuits
[11,12].

A phased array transceiver design typically involves several fundamental blocks such as, Antenna array,
Digital-to-Analog Converter (DAC), Analog-to-Digital Converter (ADC), Digital Signal Processor (DSP),
Phase Shifters, and RF Front-End includes low-noise amplifiers, mixers, filters, and power amplifiers. Here we
review several important blocks.

3.1 Antenna Array


An antenna array is a set of multiple connected antennas that can be steered to create a directional
beamforming. By coordinating the phases of the signals that are fed to each antenna element, the array can steer
the radiation pattern and focus the transmitted or received signals in a specific direction. This technology,
known as phased array antennas, proves highly effective for applications such as mm-Wave 5G and other high-
frequency uses.

3.2 Phase Shifter


The phase shifter is a vital component of the system, controlling the relative phase shift between the
antenna elements to adjust the incoming signal’s phase. The precision and accuracy of the phase shifters play a
crucial role in the accuracy of beamforming, making them essential components of the system. The correct

Journal of Electronics and Electrical Engineering 126 | Saeedeh Makhsuci, et al.


adjustment of the phase shift enables constructive interference of the received signals from the different antenna
elements, resulting in a stronger signal at the receiver. Besides, to achieve the necessary rejection of side lobes
in phased-array receivers, it is essential to adjust both the phase shift and gain of each signal individually [13].
Therefore, independent control over both gain and phase is desirable in these systems. Phased-array receiver
design offers increased signal strength and directionality, making it a popular choice for communication and
radar systems. References [14,15] presents a low-power 26–28 GHz phased-array receive channel in 45nm
CMOS SOI. They use a Switched-LC Phase Shifter (SWPS) illustrated in Figure 7. The SWPS works by using a
bank of capacitors and inductors (L-C circuit) that are selectively switched in and out of the circuit to adjust the
phase of the signal.

Figure 7. Switched-LC Phase Shifter circuit consisting of an LC network and a set of switches that can connect or disconnect the LC
network to the input and output of the circuit [14,16].

Also, Switch-Type Phase Shifter (STPS) and Reflective-Type Phase Shifter (RTPS) are two types of
passive phase shifters that are commonly used in phased array transceiver designs operating at mm-Wave
frequencies. In general, passive phase shifters are critical for phased-array systems because they can provide
accurate phase control without requiring a significant amount of power. By adjusting the tuning of the reflective
loads, the RTPS can introduce a variable amount of phase shift to the incoming signal, which allows for precise
control of the direction of the beam in phased array transceiver designs as shown in Figure 8.

Figure 8. Reflective-Type Phase Shifter (RTPS) composed of 3 dB coupler and reflective loads [16].

Reference [17] implemented Vector-Modulated Phase Shifter (VMPS) to design a high phase resolution
and low gain variation.
The reference [18] describes a phase shifter which is made up of several individual units, that when
combined, create an artificial transmission line. The Cascaded Unit Cell Phase Shifter comprises multiple unit
cells, each of which is a small component, as depicted in Figure 9. The unit cells are connected in a series to
form the complete phase shifter. It utilizes an artificial transmission line to introduce a variable phase shift into
the signal passing through it. Every unit cell has side-shields and a Metal-Insulator-Metal Capacitive Array
(MIMCA) that can be interchanged to switch between two different phase-shifting modes. The first mode is
characterized by high inductance and high capacitance, leading to a high delay, while the second mode has low
inductance and capacitance, resulting in low delay. The delay introduced by each unit cell is determined by the
product of its inductance and capacitance, which controls the two different delay modes. By changing the
inductance and capacitance values in the MIMCA, the delay can be varied, resulting in a variable phase shift
across the artificial transmission line.

Volume 2 Issue 2|2023| 127 Journal of Electronics and Electrical Engineering


Figure 9. A phase shifter utilizing cascaded unit cells. (a) a detailed view of a single rotated unit cell, (b) a depiction of the approach used to
achieve low delay and high delay modes within each unit cell [18].

A hybrid phase shifter is another instance of a phase shifter that utilizes both passive and active techniques.
Phase shifters are commonly categorized into two main types: passive and active. Passive phase shifters can
operate in both directions and maintain high linearity, but their loss increases as the phase shift range grows. In
contrast, active phase shifters minimize loss and offer precise phase-shift resolution throughout the full 360°
range, but they consume more power and can only operate in one direction. To balance the tradeoffs between
linearity, phase-shift range, and phase-shifter loss, a hybrid active-passive approach can be used. In this
approach, the passive stage provides fine-resolution while the active stage provides coarse 180° steps. Research
[19] discusses a hybrid approach that involves two stages connected in series: a discrete phase-inverting stage
and a bidirectional Reflection-Type Phase Shifter (RTPS), as shown in Figure 10. These stages are connected in
series and consist of a discrete phase-inverting stage and a bidirectional Reflection-Type Phase Shifter (RTPS).
The RTPS is capable of achieving a continuous phase variation up to 180° and helps to achieve the desired
phase shift range and linearity [19].

Figure 10. A 94-GHz phase shifter employing a cascaded active-passive phaseshift method, with a variable phase shift of 360° with a 5-bit
phase resolution [19].

3.3 Variable Gain Amplifier


A variable gain amplifier (VGA) is a type of electronic amplifier that allows for the amplification of a
signal with adjustable gain. In the context of a phase array transceiver, a VGA is often used to amplify the signal
received by each antenna element of the array. In a phase array transceiver, the received signal from each
antenna element is first amplified by a Low-Noise Amplifier (LNA). The amplified signals are then combined in
a phase shift network and a power combiner to form the final output signal. A VGA is placed between the LNA
and the phase shift network to adjust the signal gain from each antenna element. This adjustment helps
compensate for differences in the received signal strength from each antenna element and ensures that the output
signal from the transceiver has uniform power and phase across the entire array. The gain of the VGA is
typically controlled by a voltage or current applied to a control input. This control input can be adjusted
dynamically to compensate for changes in the received signal strength or to adjust the overall gain of the system.

Journal of Electronics and Electrical Engineering 128 | Saeedeh Makhsuci, et al.


3.4 Low-Noise Amplifier
Another crucial component in transceiver design is the LNA. The purpose of the LNA is to amplify the
received signal with minimal noise, typically located close to the antenna element. The LNA is designed to have
a high gain and a low noise figure, amplifying the weak signal without introducing additional noise into the
system. In a study described in Reference [20], a 140 GHz IF beamforming phased-array receive channel with
low noise performance in a 45 nm RFSOI process. The LNA used in this study is illustrated in Figure 11 and
consists of three fully-differential stages of amplification, each coupled with a transformer. This design utilizes
cross-coupled pairs of transistors and neutralization capacitors to increase the maximum available gain and
enhance overall performance. This results in a high-gain, low-noise LNA suitable for applications requiring
sensitive signal detection.

Figure 11. Block diagram of the 140 GHz LNA breakout circuit [20].

3.5 Mixer
A mixer is an essential component in a phase array transceiver as it is used to downconvert or upconvert the
frequency of the received signal to a more appropriate frequency for further processing or transmission. This is
necessary because the signal received by the antenna may not be at a suitable frequency. To achieve this, the
mixer is used to translate the signal to a more appropriate frequency. A study presented in reference [21] reports
on the design of a mixer that is specifically designed for wideband IF operation. The mixer design reduces the
number of capacitors, which in turn reduces the conversion loss, as reported in reference [21].

3.6 Power Amplifier


In 5G communication, reliable and high-speed data transmission is achieved through the use of Power
Amplifiers (PAs) that boost signal power. However, the development of PAs for 5G networks has been
challenging due to the HF bands used in 5G communication. To overcome these challenges, researchers have
proposed various PA architectures with different trade-offs in terms of efficiency, linearity, bandwidth, and
complexity such as class AB cascode PA and PA-LNA, among others. For instance, reference [12] outlines the
authors’ proposal for a scalable 28-GHz phased-array architecture intended for 5G communication. This section
provides a detailed discussion of PA architectures.
The class AB cascode PA, illustrated in Figure 12, is a type of PA architecture commonly used for RF
applications. The PA is equipped with a 1:1 transformer balun that serves a dual purpose by providing loading
and protection against electrostatic discharge (ESD) at the antenna ports. The transformer balun is constructed
using a single turn in the top two metal layers. For a PA operating under modulation, the AM-PM distortion is a
critical metric to consider as it can significantly affect the quality of the transmitted signal. If the distortion level
is excessive, errors or interference can occur, leading to poor signal quality or signal loss. Therefore, for 5G data
links that rely on complex modulated waveforms with high PAPR, minimizing AM-PM distortion is crucial to
ensure reliable and efficient communication. According to reference [12], measurements were taken at 28 GHz
to determine the levels of AM-AM and AM-PM distortion. The research findings show that at P1dB and with a
total bias current of 24 mA, the level of AM-PM distortion is less than 8° [12].

Volume 2 Issue 2|2023| 129 Journal of Electronics and Electrical Engineering


Figure 12. A Class AB cascode power amplifier utilizing two transistors in a cascode configuration to achieve high gain and wide
bandwidth [12].

A different type of PA known as the PA-LNA was also investigate. PA-LNA, illustrated in Figure 13,
integrates both a power amplifier and a low noise amplifier on a single chip, as discussed in reference [11]. This
research describes a low-cost and area-efficient 28-GHz CMOS chip for 5G mm-wave DP-MIMO systems. It
adopts a neutralized bi-directional technique to reduce chip area and share the same circuit chain between
transmitter and receiver. The transistors in PA and LNA circuits have different size requirements. PA circuits
utilize larger transistors to increase power delivery, while LNA circuits utilize smaller transistors conserve
power. The proposed adaptive antenna-sharing network is optimized by switching the transistor to achieve the
necessary impedance for maximum output power in PA mode and minimum noise figure in LNA mode.

Figure 13. PA-LNA based on unbalanced neutralized bi-directional technique [11].

There are various factors to consider when choosing the best PA design for a phased array transceiver. One
of the key considerations is the chip area, as a large PA design may occupy valuable space on the chip and
potentially increase costs. One possible approach is to focus on bi-directional designs that can help reducing the
chip area. Additionally, designers should consider whether a linear or switching PA designs to be implemented
depending on the required output specification. Linear PAs are typically preferred for applications that require
high linearity, while switching PAs are better suited for applications that require high efficiency. Optimizing the
PA design requires a careful balance of these considerations, based on the specific requirements of the phased
array transceiver. Other key factors to consider include the frequency band and power output, all of which can
impact the performance of the transceiver.
The Doherty Power Amplifier (DPA) is another commonly employed employed in transceivers and is a
popular choice for phase array transceivers due to its various advantages. These include improved power

Journal of Electronics and Electrical Engineering 130 | Saeedeh Makhsuci, et al.


efficiency and reduced distortion, which make it a popular choice in RF applications. The DPA improves power
efficiency by utilizing two amplifiers to handle different portions of the input signal power, namely a main
amplifier and an auxiliary amplifier as depicted in Figure 14. The main amplifier is responsible for handling the
majority of the signal power, while the auxiliary amplifier handles the remaining power [22].

Figure 14. Schematic diagram of Doherty Amplifier utilizing a main amplifier and an auxiliary amplifier [23].

Figure 15. A switched cascode Class-E PA, wherein the cascode transistor features a switching input exhibiting a duty cycle of 50. The
phase of the input is modulated through a tunable transmission line with a delay of θtD [23].

Volume 2 Issue 2|2023| 131 Journal of Electronics and Electrical Engineering


The authors of reference [23] utilized Class-A and Class-C amplifiers, along with a cascoding technique
and a tapped capacitor output matching network, as illustrated in Figure 14, to enhance power efficiency.
Additionally, reference [23] presented a cascode Class-E PA with a tunable transmission line, as illustrated in
Figure 15. By varying the delay, the degree of overlap between the output voltage and current waveforms can be
adjusted, leading to an increase in efficiency. This delay element in the amplifier is implemented through a
tunable transmission line [23].

3.7 Analog-to-Digital and Digital-to-Analog Converters


Analog-to-Digital Converters (ADCs) convert the analog RF signal to digital data for digital processing and
manipulation. Digital-to-Analog Converters (DACs) convert digital signals back to analog for transmission.

4. Digital Signal Processing


Digital signal processing (DSP) refers to various signal processing tasks, including multiple mathematical
operations such as modulation/demodulation, error correction, filtering and more.

5. Performance Comparison
Advanced phased array transceivers are a vital component in the development of next-generation 5G
communication networks. Their capabilities in beamforming, mmWave communication, energy efficiency, and
network integration contribute to delivering higher data rates, improved coverage, and enhanced user
experiences in the 5G era. Digital beamforming to be much better than analog beamforming as offering
adaptability to a wide range of frequency bands, beam steering for accurate user targeting, and support for
spatial multiplexing and massive MIMO. Its effectiveness in interference mitigation and it well-suited for the
dynamic and diverse 5G environment. On the other hand, analog beamforming provides a simpler and cost-
effective hardware implementation. However, lacks the beam steering precision and spatial multiplexing
capabilities. Hybrid beamforming combines the benefits of both techniques as mentioned in Table 1.
The utilization of phased-array systems in 5G millimeter-wave communication has been extensive due to
the beamforming abilities enabled by the antenna array’s multiple elements. To evaluate phased array
transceiver usually use some performances such as, RX NF (Noise Figure), TX 1dB (compression point), array
size, power generation/ consumption and chip area. For a meaningful comparison, we have compiled a list of
works that use CMOS technology at approximately 28GHz frequency.

Table 1. Comparison Of Beamforming Classification

Characteristic Digital Beamforming Analog Beamforming Hybrid Beamforming


Beam Steering Precise and adaptive beam steering, Limited steering capabilities Offers both adaptability and hardware
Precision allowing for accurate targeting of compared to digital. simplicity, achieving reasonable beam
users. steering precision.
Spatial Enables spatial multiplexing and Limited ability for spatial Provides spatial multiplexing benefits
Multiplexing massive MIMO for higher network multiplexing while balancing hardware complexity
capacity and MIMO. and power consumption.
Interference Effective interference mitigation Relatively lower interference It improves the channel gain and
due to narrow and adaptive rejection capabilities. minimize the interference.
beamforming.
Implementation Typically requires more complex Simpler hardware Balances signal processing complexity
Complexity signal processing and hardware. implementation. with hardware simplicity.
Support Multiple Multiple spatial streams can be It is difficult to support Support multiple data streams.
Streams simultaneously created for spatial multiple streams for multiuser
multiplexing MIMO.
Cost Generally higher implementation Lower implementation cost Offers a compromise between cost and
cost due to digital signal processing. due to simpler hardware. performance by leveraging benefits from
both techniques.

To analyzing the receiver performance, the receiver Noise Figure (RX NF) is crucial. The Table 2 shows
that the reference [24] offers the best RX NF (3.2–4.4 dB) compared to the other two references. On the other
hand, TX 1dB (OP) is essential for evaluating the linearity of the transmitter. While reference [25] provides the

Journal of Electronics and Electrical Engineering 132 | Saeedeh Makhsuci, et al.


highest TX 1dB value, suggesting better linearity. In terms of physical size, all references occupy a relatively
small area per channel, ranging from approximately 0.99 mm2 to 1.16 mm2.

Table 2. Performance Comparison of MM-Wave Phased Array Transceivers For 5G

Ref [24] [25] [26]


Technology Bulk CMOS 40nm CMOS 65nm CMOS
Frequency (GHz) 28 27–30 24–27
Phase Shifter Resolution 3 bit 3 bit 6 bit
RX NF (dB) 3.2–4.4 5.5–6 5.2
TX 1dB (OP) >12 14.6 14.5
RX/TX Power (per channel (mW)) 42/90 32/137 160/250
Area mm2 1.16 (Die size per channel) 0.99 (one channel core area) 1 (one channel core area)

6. Conclusion
This article provides insights into the key considerations in phased array transceivers for 5G communication
networks. The selection of mm-wave bands for 5G networks was primarily motivated by the need to
significantly increase capacity, which has been achieved through the use of phased array antenna methods. The
implementation of these methods is crucial to achieving the necessary link budget at HF- bands. The article
focuses on beamforming techniques, including analog, digital, and hybrid methods. Additionally, the article
describes the essential components required for designing a transceiver. It starts by introducing the concept of a
phase shifter, which is a crucial component in controlling the phase of the transmitted signal. It then proceeds to
discuss the role of a VGA, LNA, mixer, and PA in the design and implementation of transceivers for 5G
communication networks.

Conflict of Interest
There is no conflict of interest for this study.

References
[1] Choi, P.; Antoniadis, D.A.; Fitzgerald, E.A. Towards Millimeter-Wave Phased Array Circuits and Systems
for Small Form Factor and Power Efficient 5G Mobile Devices. 2019, 1–5, https://doi.org/10.1109/past433
06.2019.9021005.
[2] Wang, Y.; Wu, R.; Pang, J.; You, D.; Fadila, A.A.; Saengchan, R.; Fu, X.; Matsumoto, D.; Nakamura, T.;
Kubozoe, R.; et al. A 39-GHz 64-Element Phased-Array Transceiver With Built-In Phase and Amplitude
Calibrations for Large-Array 5G NR in 65-nm CMOS. IEEE J. Solid-state Circuits 2020, 55, 1249–1269,
https://doi.org/10.1109/jssc.2020.2980509.
[3] Sharara, L.; Navidi, S.M.; Al Maharmeh H.; Parekh S.; Wehbi A.; Alhawari M.; Ismail M. Analysis and
Effects of Aging and Electromigration on Mixed-Signal ICs in 22nm FDSOI Technology. In Proceedings of
2022 29th IEEE International Conference on Electronics, Circuits and Systems (ICECS), Glasgow, United
Kingdom, 24–26 October 2022, https://doi.org/10.1109/ICECS202256217.2022.9970984.
[4] Cao, Z.; Ma, Q.; Smolders A.B.; Jiao, Y.; Wale M.J.; Oh C.W.; Wu H.; Koonen A.M. Advanced integration
techniques on broadband millimeter-wave beam steering for 5G wireless networks and beyond. IEEE J.
Quantum Electron. 2015, 52, 1–20, https://doi.org/10.1109/JQE.2015.2509256.
[5] Singhal, N.; Hasan S.R. Review and comparison of different limited scan phased array antenna
architectures. Int. J. Circuit Theory Appl. 2021, 49, 3111–3130, https://doi.org/10.1002/cta.3118.
[6] Chaudhari, Q. What is the Difference between Analog, Digital and Hybrid Beamforming? Available online:
https://wirelesspi.com/what-is-the-difference-between-analog-digital-and-hybrid-beamforming/ (accessed
on 25 August, 2023).
[7] Poon, A.S.Y.; Taghivand, M. Supporting and Enabling Circuits for Antenna Arrays in Wireless
Communications. Proc. IEEE 2012, 100, 2207–2218, https://doi.org/10.1109/jproc.2012.2186949.

Volume 2 Issue 2|2023| 133 Journal of Electronics and Electrical Engineering


[8] Pang, J.; Wu, R.; Wang, Y.; Dome, M.; Kato, H.; Huang, H.; Narayanan, A.T.; Liu, H.; Liu, B.; Nakamura,
T.; et al. A 28-GHz CMOS Phased-Array Transceiver Based on LO Phase-Shifting Architecture With Gain
Invariant Phase Tuning for 5G New Radio. IEEE J. Solid-state Circuits 2019, 54, 1228–1242,
https://doi.org/10.1109/jssc.2019.2899734.
[9] D'Amato, G.; Avitabile, G.; Coviello, G.; Talarico, C. DDS-PLL Phase Shifter Architectures for Phased Arr
ays: Theory and Techniques. IEEE Access 2019, 7, 19461–19470, https://doi.org/10.1109/access.2019.2895
388.
[10] Ahmed, I.; Khammari, H.; Shahid, A.; Musa, A.; Kim, K.S.; De Poorter, E.; Moerman, I. A Survey on
Hybrid Beamforming Techniques in 5G: Architecture and System Model Perspectives. IEEE Commun.
Surv. Tutorials 2018, 20, 3060–3097, https://doi.org/10.1109/comst.2018.2843719.
[11] Pang, J.; Li, Z.; Kubozoe, R.; Luo, X.; Wu, R.; Wang, Y.; You, D.; Fadila, A.A.; Saengchan, R.; Nakamura,
T.; et al. A 28-GHz CMOS Phased-Array Beamformer Utilizing Neutralized Bi-Directional Technique
Supporting Dual-Polarized MIMO for 5G NR. IEEE J. Solid-state Circuits 2020, 55, 2371–2386,
https://doi.org/10.1109/jssc.2020.2995039.
[12] Kibaroglu, K.; Sayginer, M.; Rebeiz, G.M. A Low-Cost Scalable 32-Element 28-GHz Phased Array
Transceiver for 5G Communication Links Based on a 2×2 Beamformer Flip-Chip Unit Cell. IEEE J. Solid-
state Circuits 2018, 53, 1260–1274, https://doi.org/10.1109/jssc.2018.2791481.
[13] Kharalkar, A.; Batabyal, A.; Zele, R.; Gupta, S. A Review of Phased-Array Receiver Architectures for 5G
Communications. 2022, 1–6, https://doi.org/10.1109/tensymp54529.2022.9864369.
[14] Liu, X.; Yang, C.; Yang, Z.; Guo, Y.; Jin, J.; Shi, L.; Xu, Q.; Wu, L.; Zhou, J. Area-efficient 28-GHz four-
element phased-array transceiver front-end achieving 25.2% Tx efficiency at 15.68-dBm output power.
IEEE Trans. Microw. Theory Tech. 2022, 71, 654-668, https://doi.org/10.1109/TMTT.2022.3207990.
[15] Kodak, U.; Rebeiz, G.M.; A 42mW 26–28 GHz phased-array receive channel with 12 dB gain, 4 dB NF an
d 0 dBm IIP3 in 45nm CMOS SOI. In Proceedings of 2016 IEEE Radio Frequency Integrated Circuits Sym
posium (RFIC), San Francisco, CA, USA, 22-24 May 2016, https://doi.org/10.1109/RFIC.2016.7508324.
[16] Gu, P.; Zhao, D. Geometric Analysis and Systematic Design of a Reflective-Type Phase Shifter With Full
360° Phase Shift Range and Minimal Loss Variation. IEEE Trans. Microw. Theory Tech. 2019, 67, 4156–
4166, https://doi.org/10.1109/tmtt.2019.2933213.
[17] Liu, X.; Yang, C.; Yang, Z.; Guo, Y.; Jin, J.; Shi, L.; Xu, Q.; Wu, L.; Zhou, J. Area-efficient 28-GHz four-
element phased-array transceiver front-end achieving 25.2% Tx efficiency at 15.68-dBm output power.
IEEE Trans. Microw. Theory Tech. 2022, 71, 654–68, https://doi.org/10.1109/TMTT.2022.3207990.
[18] Sadhu, B.; Tousi, Y.; Hallin, J.; Sahl, S.; Reynolds, S.K.; Renström, Ö.; Sjögren, K.; Haapalahti, O.; Mazor,
N.; Bokinge, B.; Weibull, G. A 28-GHz 32-element TRX phased-array IC with concurrent dual-polarized
operation and orthogonal phase and gain control for 5G communications. IEEE J. Solid-State Circuits. 2017,
52, 3373–3391, https://doi.org/10.1109/JSSC.2017.2766211.
[19] Natarajan, A.; Valdes-Garcia, A.; Sadhu, B.; Reynolds, S.K.; Parker, B.D. W-Band Dual-Polarization
Phased-Array Transceiver Front-End in SiGe BiCMOS. IEEE Trans. Microw. Theory Tech. 2015, 63,
1989–2002, https://doi.org/10.1109/tmtt.2015.2422691.
[20] Li, S.; Rebeiz, G.M. A 134-149 GHz IF beamforming phased-array receiver channel with 6.4-7.5 dB NF
using CMOS 45nm RFSOI. In Proceedings of 2020 IEEE Radio Frequency Integrated Circuits Symposium
(RFIC), Los Angeles, CA, USA, 4–6 August 2020, https://doi.org/10.1109/RFIC49505.2020.9218355.
[21] Inac, O.; Fung, A.; Rebeiz, G.M. Double-balanced 130–180 GHz passive and balanced 145–165 GHz
active mixers in 45 nm CMOS. In Proceedings of 2011 IEEE Custom Integrated Circuits Conference
(CICC), San Jose, CA, USA, 19–21 September 2011, https://doi.org/10.1109/CICC.2011.6055323.
[22] Makhsuci, S.; Navidi, S.M.; Sanduleanu, M.; Ismail, M. A review of Doherty power amplifier and load
modulated balanced amplifier for 5G technology. Int. J. Circuit Theory Appl. 2023, 51, 2422–2445,
https://doi.org/10.1002/cta.3521.
[23] Elsayed, N.; Saleh, H.; Mohammad, B.; Ismail, M.; Sanduleanu, M. High Efficiency Power Amplifier
Design for 28 GHz 5G Transmitters. 2022, https://doi.org/10.1007/978-3-030-92746-2.
[24] Dunworth, J.D.; Homayoun, A.; Ku, B.; Ou, Y.; Chakraborty, K.; Liu, G.; Segoria, T.; Lerdworatawee, J.;
Park, J.W.; Park, H.; et al. A 28GHz Bulk-CMOS Dual-Polarization Phased-Array Transceiver with 24
Channels for 5G User and Basestation Equipment. In Proceedings of the 2018 IEEE International Solid—
State Circuits Conference—(ISSCC), San Francisco, CA, USA, 11–15 February 2018; pp. 70–72.

Journal of Electronics and Electrical Engineering 134 | Saeedeh Makhsuci, et al.


[25] Shakib, S.; Elkholy, M.; Dunworth, J.; Aparin, V.; Entesari, K. A Wideband 28-GHz Transmit–Receive
Front-End for 5G Handset Phased Arrays in 40-nm CMOS. IEEE Trans. Microw. Theory Tech. 2019, 67,
2946–2963, https://doi.org/10.1109/tmtt.2019.2913645.
[26] Lv, W.; Liao, B.; Li, Y.; Ding, N.; Sun, L.; Duan, Z.; Dai, Y. A 24-27GHz Phased Array Transceiver with
6bit Phase Shifter and 31.5 dB Gain Control for 5G Communication in 65nm CMOS. In Proceedings of
2020 IEEE International Conference on Integrated Circuits, Technologies and Applications (ICTA),
Nanjing, China, 23–25 November 2020, https://doi.org/10.1109/ICTA50426.2020.9331999.

Volume 2 Issue 2|2023| 135 Journal of Electronics and Electrical Engineering

You might also like