Zaidon Sharif v. Public Prosecutor (1996) 4 CLJ 441

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Zaidon Shariff v.

Public Prosecutor
[1996] 4 CLJ Augustine Paul JC 441

ZAIDON SHARIFF a
v.
PUBLIC PROSECUTOR
HIGH COURT MALAYA, MELAKA
AUGUSTINE PAUL JC b
[CRIMINAL APPEAL NO: 41-23 OF 1996]
5 AUGUST 1996
CRIMINAL PROCEDURE: Sentence - Principles of sentencing - Minimum
and maximum sentence prescribed - Duty of Court in determining
c
appropriate sentence in each case.
CRIMINAL PROCEDURE: Plea of guilty - Sentence - Discretion of trial
Court in determining sentence - Whether discretion absolute - When may
appellate Court interfere.
d
CRIMINAL PROCEDURE: Sentence - Adequacy of sentence - Whether
excessive - Deterrent sentence - Whether all drug offences need deterrent
sentence - Whether facts of each case should be considered by trial Court
- Quantity and type of drugs - Whether relevant in determining
appropriate sentence.
e
CRIMINAL PROCEDURE: Sentence - Previous convictions - Gap
principle - Time gap between previous and present offences - Whether a
mitigating factor.
CRIMINAL PROCEDURE: Sentence - Plea of guilty - Reduction principle
f
- Credit or discount - When and how to be given to accused for pleading
guilty.
This was an appeal by the accused against the sentence of the Magistrates’
Court imprisoning him for nine months for the offence of possession of
cannabis weighing 0.04g. The accused had pleaded guilty to the charge in the g
Magistrates’ Court. The main issues before the High Court were: (i) whether
the Magistrate had erred in taking into account a previous conviction of the
accused; and (ii) whether the type and weight of the drug warranted the
sentence imposed. The accused’s previous conviction was for an offence of
theft under s. 379 of the Penal Code. h
Held:
[1] The phrase “pass sentence according to law” in s. 173(m)(2) of the
Criminal Procedure Code (FMS Cap 6) means that the sentence imposed
must not only be within the ambit of the punishable section, but must also i
have been assessed and passed in accordance with established judicial
principles.
Current Law Journal
442 November 1996 [1996] 4 CLJ

a [2] A plea of guilt is a mitigating factor. In assessing sentences, one of the


main factors to be considered is whether the convicted person is a first
offender. Before passing sentence, the Court is required to call for
evidence of information on the background, antecedent, and character of
the convict. Such facts will form the basis upon which the adequacy or
b otherwise of the sentence can be reviewed on appeal.
[3] It is an accepted rule of practice that the accused should be given credit
or discount for pleading guilty, not on the maximum imposed by the law,
but on a sentence which would have been imposed if he had claimed trial
and had been found guilty. This principle warrants consideration if it is
c desired to impose a custodial sentence. It is not a rule to be strictly
applied, as the Court may, in exercising its discretion, refuse to grant any
discount in appropriate cases.
[4] The right to impose punishment on the guilty party is absolutely the
d discretion of the trial Court. It will exercise that power judicially, and will
not tolerate even a semblance of encroachment either by the prosecution
or the defence. If a sentence is excessive or inadequate to such an extent
as to satisfy an appellate Court that when it was passed there was a
failure to apply the right principles, then intervention by the appellate Court
will be justified.
e
[5] The appropriate sentence for each drug offence depends on its own
peculiar facts, in particular, the weight of the drugs which plays a significant
role in assessing the appropriate sentence. This is also manifested by the
fact that the Dangerous Drugs Act 1952 itself prescribes different penalties
f depending on the weight and nature of the drug involved.
[6] A previous conviction is to be taken into consideration only if it is of a
similar nature with the current charge. In the instant case, the accused’s
clean record since his last conviction in 1986 is a mitigating factor. The
rationale of the gap principle is that the offender has made an effort to
g
rehabilitate himself.
Per curiam:
[1] A mitigation plea should not be treated as a ritualistic step by an accused
following a conviction only to be rejected the moment it is uttered. It merits
h
due consideration in the light of the facts of the case and, more so, when
it is not contradicted by the prosecution.
[Appeal allowed; sentence substituted with a fine of RM1,500 in default
six months’ imprisonment]
i
Zaidon Shariff v. Public Prosecutor
[1996] 4 CLJ Augustine Paul JC 443

Cases referred to: a


Re Chong Cheng Hoe & Ors. [1966] 2 MLJ 252 (foll)
PP v. Jafa bin Daud [1981] 1 MLJ 315 (foll)
Phillip Lau Chee Heng v. PP [1988] 3 MLJ 107 (foll)
New Tuck Shen v. PP [1982] 1 MLJ 27 (foll)
R v. Ball 35 Cr. App R 164 (refd)
PP v. Chean Tin [1939] MLJ 226 (foll) b
R v. Leo De Cruz [1935] MLJ 1 (foll)
R v. Teo Cheng Lian [1949] MLJ 170 (foll)
Abu Bakar bin Alif v. R [1953] MLJ 19 (foll)
Re Vir Singh (1898) SSLR Supp. 6 (foll)
Sau Soo Kin v. PP [1975] 2 MLJ 134 (foll)
c
PP v. Ravindran & Ors. [1993] 1 MLJ 45 (foll)
Mohamad Abdullah Ang Swee Keng v. PP [1988] 1 MLJ 167 (foll)
Lee Say & Ors. v. PP [1985] 2 CLJ 155 (foll)
Oloofen v. PP [1964] MLJ 305 (foll)
PP v. Ang Soon Huat (Mallal’s Digest, 4th Edn. 1994 Reissue, Vol. 5, No 2378) (refd)
R v. Nuttall [1908] 1 Cr. App. Rep. 180 (foll) d
R v. Bibbings [1918] 13 Cr. App. Rep. 205 (foll)
R v. Goodwin and Wilkinson [1910] 12 Cr. App. Rep. 85 (foll)
Mohamed bin Abdul Rahman v. PP [1979] 1 MLJ 252 (foll)
R v. Gunthrip [1925] 19 Cr. App. Rep. 45 (refd)
Raja Izzuddin Shah v. PP [1979] 1 MLJ 70 (refd)
e
Legislation referred to:
Criminal Procedure Code, s. 173(m)(2)
Dangerous Drugs Act 1952, s. 6
Penal Code, s. 379

Other sources referred to: f


Principles of Sentencing, D.A. Thomas, p. 179

For the appellant - Nor Hisham Nor Hashim; M/s. Nor Hisham & Co.
For the respondent - Anslem Fernandez; DPP

JUDGMENT g

Augustine Paul JC:


This was an appeal by the accused (the appellant) against the sentence of
nine months’ imprisonment passed by the learned Magistrate, Magistrates’
Court, Melaka on the following charge: h

Bahawa kamu pada 22.3.96 jam 4.20 petang berada di hadapan Balai Raya Batu
2 Limbongan di dalam Daerah Melaka Tengah di dalam Negeri Melaka sebagai
seorang yang tidak dikecualikan dibawah Bahagian IV Akta Dadah Berbahaya
1952 (Akta 234 semakan 1980) atau sebarang peraturan yang dibuat dibawahnya
kamu telah memiliki dadah bahaya ganja berat bersih 0.04 gram yang mana i
disenaraikan di Bahagian III Jadual Pertama dengan itu kamu telah melakukan
kesalahan dibawah s. 6 Akta Dadah Berbahaya 1952 dan boleh dihukum dibawah
seksyen dan akta yang sama.
Current Law Journal
444 November 1996 [1996] 4 CLJ

a Upon the charge being read and explained to the appellant, he had pleaded
guilty and understood the nature and consequences of his plea. The facts
tendered by the prosecution were that on 22 March 1996 at about 4.20pm,
the complainant, together with a police party, detained the appellant in front
of Balai Raya at 2nd Milestone, Limbongan, Melaka. On searching his person
b a bundle of ‘rokok daun’, tobacco and dried leaves, suspected to be ganja,
were recovered from his left trousers pocket. The complainant made a police
report as per Tengkera Report No. 771/96 in respect of the arrest and seizure
of the exhibits. The exhibits were sent to the Chemistry Department for
analysis and the suspected items were confirmed to contain ganja (cannabis)
c weighing 0.04 grams. In his plea in mitigation before sentence the appellant
said that he regretted what he had done and promised not to repeat the
offence. He has a wife and two children aged three and one to support. While
his wife is employed as a clerk in Syarikat Melaka Jaya he is working as
piling labourer with an income of RM1,000 per month. He has also purchased
a house on a loan which has to be repaid.
d
After having recorded a conviction the learned Magistrate took into account
the following factors before imposing sentence:
(i) the guilty plea of the appellant had saved time and expenses;
e (ii) drug offences require a deterrent sentence;
(iii) the appellant had a previous conviction for an offence under s. 379 of
the Penal Code in 1986 for which he was sentenced to one day’s
imprisonment and a fine of RM1,000; and
f (iv) the previous conviction did not seem to have had the desired effect on
the appellant.
He then concluded that, in the circumstance he ought to impose a longer
custodial sentence than the one meted out for the previous offence.
g The grounds of appeal may be summarised under two issues as follows:
(i) whether the learned Magistrate had erred in law and in fact in taking into
account the previous conviction which should have no bearing on the
present offence; and
h
(ii) whether the type and weight of the drugs for which the appellant had
been found guilty warranted the sentence imposed.
The relevant provision of law dealing with the imposition of sentences in the
Magistrates’ Courts is s. 173(m)(2) of the Criminal Procedure Code which
i reads as follows:
If the Court finds the accused guilty or if a plea of guilty has been recorded
and accepted the Court shall pass sentence according to law.
Zaidon Shariff v. Public Prosecutor
[1996] 4 CLJ Augustine Paul JC 445

The phrase “pass sentence according to law” in the subsection adverted to a


means that the sentence imposed must not only be within the ambit of the
punishable section but it must also be assessed and passed in accordance with
established judicial principles (see Re Chong Cheng Hoe & Ors. [1966] 2
MLJ 252; PP v. Jafa bin Daud [1981] 1 MLJ 315 and Phillip Lau Chee
Heng v. PP [1988] 3 MLJ 107). The right to determine the quantum of b
punishment on a guilty party is absolutely in the discretion of the trial Court.
It will exercise that power judicially and will not tolerate any encroachment
or even semblance of encroachment by either the prosecution or the defence
in respect of that right (see New Tuck Shen v. PP [1982] 1 MLJ 27). In
the celebrated case of R v. Ball 35 Cr. App. R 164 the Court of Criminal c
Appeal restated the principles which should guide a Court in considering the
appropriate sentence that should be passed in the following terse terms:
In deciding the appropriate sentence a Court should always be guided by certain
considerations. The first and foremost is the public interest. The criminal law is
publicly enforced, not only with the object of punishing crime, but also in the d
hope of preventing it. A proper sentence, passed in public, serves the public
interest in two ways. It may deter others who might be tempted to try crime as
seeming to offer easy money on the supposition that, if the offender is caught
and brought to justice, the punishment will be negligible. Such a sentence may
also deter the particular criminal from committing a crime again, or induce him to
turn from a criminal to an honest life. The public interest is indeed served, and e
best served, if the offender is induced to turn from criminal ways to honest living.
Our law does not, therefore, fix the sentence for a particular crime, but fixes a
maximum sentence and leaves it to the Court to decide what is, within that
maximum, the appropriate sentence for each criminal in the particular
circumstances of each case. Not only in regard to each crime, but in regard to
each criminal, the Court has the right and the duty to decide whether to be lenient f
or severe.

In assessing sentence one of the main factors to be considered is whether


the convicted person is a first offender. It is for this purpose that before passing
sentence a Court is required to call for evidence of information regarding the g
background, antecedent and character of the accused (see PP v. Jafa bin
Daud [1981] 1 MLJ 315).
The facts recorded will form the basis upon which the adequacy or otherwise
of the sentence could be reviewed on appeal (see PP v. Chean Tin [1939]
MLJ 226). The principles governing the outcome of an appeal against sentence h
are well-settled. In R v. Leo De Cruz [1935] MLJ 1 Huggard CJ said at the
same page:
In regard to appeals against sentence it has been laid down that the Court will
not interfere with the sentence, unless the Judge has proceeded on wrong
principles or given undue weight to some of the evidence. i
Current Law Journal
446 November 1996 [1996] 4 CLJ

a Gordon-Smith J said in R v. Teo Cheng Lian [1949] MLJ 170 at p. 171,


There must be a manifest error either in law or in considering the facts and
circumstances of the case or an omission to consider such facts and
circumstances, before the higher Court interferes with the discretion undoubtedly
vested in the lower Court.
b
If a sentence is excessive or inadequate to such an extent as to satisfy an
appellate Court that when it was passed there was a failure to apply the right
principles then intervention by the Court is justified (see Abu Bakar bin Alif
v. R [1953]. In re Vir Singh [1898] SSLR Supp. 6 Jackson JC said,
c I never interfere with a Magistrate’s sentence unless a very strong case of error,
prejudice, and severity based on wrong principles, can be shown to me.

I shall now consider whether the sentence imposed by the learned Magistrate
is in line with established judicial principles. He had rightly taken into account
the guilty plea of the appellant. A plea of guilt is a mitigating factor as it not
d
only saves the country a great expense of a lengthy trial but also saves time
and inconvenience of many, particularly the witnesses (see Sau Soo Kin v.
PP [1975] 2 MLJ 134). However, even if a custodial sentence is justifiable I
do not think that the sentence imposed on the appellant is in accordance with
the reduction that can be allowed in assessing sentence following a guilty plea.
e It is an accepted rule of practice that an accused person should be given credit
or discount for pleading guilty (see PP v. Ravindran & Ors. [1993] 1 MLJ
45). It is important to remember that the credit or discount to be given in
favour of the accused person is not on the maximum imposed by law, which
is five years’ imprisonment in the appeal before me, but rather on a sentence
f which would have been imposed on the accused if he had claimed trial and
had been found guilty. In this regard Mohamed Azmi SCJ said in Mohamad
Abdullah Ang Swee Keng v. PP [1988] 1 MLJ 167 at p. 171,
It is generally accepted that the extent of the reduction on account of a plea of
guilty would be between one-quarter and one-third of what otherwise would have
g been the sentence.

I must add that this reduction principle should not be slavishly applied in every
case where an accused person pleads guilty. It is superfluous to state that it
warrants consideration only if, in the first instance, it is desired to impose a
h custodial sentence. Be that as it may, this rule is not a strict rule as the Court
may, in the exercise of its discretion, refuse to grant any discount in appropriate
cases (see Lee Say & Ors. v. PP [1985] 2 CLJ 155).
In my opinion the learned Magistrate’s view that drug offences require a
deterrent sentence is too wide and broad a statement. The appropriate sentence
i for each drug offence depends on its own peculiar circumstances. In particular
the weight of the drugs found on a person plays a significant role in assessing
sentence. In Oloofen v. PP [1964] MLJ 305 Wee Chong Jin CJ emphasised
Zaidon Shariff v. Public Prosecutor
[1996] 4 CLJ Augustine Paul JC 447

the consideration to be given to the quantity of drugs involved in drug offences a


in assessing sentence. The same guideline applies even to more serious drug
offences. In PP v. Ang Soon Huat (Mallal’s Digest 4th. Ed. 1994 Reissue
Vol. 5 No. 2378) it was held that in drug trafficking cases the sentence should
be proportionate to the gravity of the offence, which is the quantity of the
drugs that was being trafficked. This is also manifested by the fact that the b
Dangerous Drugs Act 1952 (the Act) itself prescribes different penalties for
drug offences depending on the weight of drugs involved. In Mohamed bin
Abdul Rahman v. PP [1979] 1 MLJ 252 Syed Othman J (as he then was)
substituted a sentence of six months’ imprisonment for possession of 0.10 grams
of heroin with a fine of RM400 in default four months’ imprisonment. c
Furthermore, the penalty under the Act is also dependent on the nature of
the drugs involved. For example, an offence for possession of ganja attracts
lighter sanctions than one for possession of heroin under the Act. As the
dangerous drugs involved in this appeal is ganja and its weight is only 0.04
grams the learned Magistrate ought to have taken these factors into account
d
in assessing sentence. Evidently, he was swayed by the overstatement that
drug offences require a deterrent sentence.
A more serious objection to the sentence imposed by the learned Magistrate
lies in the undue emphasis he placed on the 1986 conviction of the appellant
for an offence under s. 379 of the Penal Code. This previous conviction of e
the appellant was obviously the driving force behind the sentence imposed on
the appellant. It is settled law that a previous conviction is to be taken into
consideration in assessing sentence only if the previous offence was of a similar
nature as the one with which an accused is presently charged. In this regard
Mohamed Azmi J (as he then was) said in PP v. Jafa bin Daud [1981] 1 f
MLJ 315 at p. 316,
Where the convicted person has previous records and admits them as correct,
the Court must consider whether the offence or offences committed previously
were of a similar nature as the one with which he is presently charged. The Court
must then consider the sentences imposed in the previous convictions for similar g
offences to determine whether they have had any deterrent effect on him. Where
he is found to be a persistent offender for a similar type of offences, then it is
in the interest of justice that a deterrent sentence should be passed ... .

In any event the fact that there has been a ten-year gap in the appellant’s
criminal record has not been duly appreciated by the learned Magistrate. The h
appellant’s clean record since his last conviction in 1986 ought to have operated
as a mitigating rather than as an aggravating factor. The rationale of the gap
principle is that the offender has made an effort to rehabilitate himself and it
should, accordingly, operate in his favour. In this regard, D.A. Thomas in his
book entitled Principles of Sentencing said, at p. 179: i
Current Law Journal
448 November 1996 [1996] 4 CLJ

a The fact that an offender who has a criminal record has made an effort to ‘go
straight’ since his last conviction or release from prison normally counts as a
substantial mitigating factor if he subsequently commits an offence. In the case
where the previous offences were trivial and committed in the long distant past,
the Court will normally disregard them entirely and treat the offender as a man
of previous good character. Where the previous convictions are more numerous
b or are for offences of a more serious character, the existence of a period free
from conviction immediately before the commission of the present offence still
has substantial mitigating effect. Clearly, the longer the period, the more effect it
will have in mitigation, but while in some of the cases illustrating this point the
period may be as long as twelve years, the Court will normally give credit for
much shorter periods. In Rosa, a man of 41 sentenced to four years for
c
housebreaking had ten previous convictions for dishonesty and violence, and
had on one occasion been sentenced to seven years’ imprisonment for wounding
with intent. After his release from this sentence he had married, and in the
following four years had been convicted only once in respect of a minor offence
for which he was fined, and achieved a work record which was ‘distinctly to his
d credit’. In view of the appellant’s effort to reform, the sentence was reduced to
two years’ imprisonment.

The gap principle has received judicial recognition in a plethora of cases. See,
for example, R v. Nuttall [1908] 1 Cr. App. Rep. 180 and R v. Bibbings
[1918] 13 Cr. App. Rep. 205. In R v. Goodwin and Wilkinson [1910]
e 12 Cr. App. Rep. 85 it was held that a period of honest work between the
termination of a sentence and subsequent conviction ought to be taken into
account in passing sentence for the latter. In R v. Gunthrip [1925] 19 Cr.
App. Rep. 45 the sentence was mitigated in view of the gap of three years’
crime-free life between the two convictions.
f
I also took into account the plea in mitigation of the appellant which the learned
Magistrate failed to consider. A mitigation plea should not be treated as a
ritualistic step to be summarily rejected the moment it is made. It is a
constituent element of the sentencing process. It merits due consideration in
the light of the facts of each case, and more so when it is not contradicted
g
by the prosecution as in this case. In this regard useful reference may be
made to Raja Izzuddin Shah v. PP [1979] 1 MLJ 70 where Hashim Yeop
Sani J (as he then was) said at the same page:
No plea in mitigation should be thrown aside lightly but must be examined and
h considered equally with the facts presented by the prosecution. Both aspects of
the case must be considered in their true perspective so as to strike if possible,
a true balance in the scale of justice.

For the reasons adumbrated I was of the view that the sentence of nine
months’ imprisonment imposed by the learned Magistrate on the appellant is
i not only manifestly excessive but also wrong in law and that a proper sentence
should have been a non-custodial one. Accordingly I set aside the sentence
imposed by him and substituted it with a fine of RM1,500 in default six months’
Zaidon Shariff v. Public Prosecutor
[1996] 4 CLJ Augustine Paul JC 449

imprisonment. I must add that the learned Deputy Public Prosecutor did not a
seek to support the sentence imposed. I take this opportunity to commend the
learned Deputy for the stand taken by him to uphold justice which is in the
spirit of the role of the office of the Attorney-General as the guardian of public
interest.
b
Reported by Aslam Zainuddin

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