Basic Oral Care For Patients With Dysphagia
Basic Oral Care For Patients With Dysphagia
Basic Oral Care For Patients With Dysphagia
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Basic oral care for patients with dysphagia - A Special Needs Dentistry
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KEYWORDS Oral health is known to be a factor contributing (Mount & Hume, 2005). Stagnation of food in the oral cavity
to health-related quality of life in the general increases risk of dental decay; however, this is exacerbated
ASPIRATION by nutritional fortification of foods. Increased carbohydrate
PNEUMONIA population. However, it is particularly
content or the use of starches or simple carbohydrates
DENTISTRY
important for the health and outcomes of to thicken fluids (frequently granulated maize starch
people with dysphagia, especially those at [maltodextrin] or gums [xantham]) are highly cariogenic
DYSPHAGIA
risk of aspiration. Despite poor oral hygiene and can hasten and accentuate demineralisation of the
ORAL HEALTH tooth surface (Mount & Hume, 2005; O’Leary, Hanson, &
being considered a modifiable risk factor, oral
ORAL HYGIENE health professionals such as specialists in Smith, 2010). Prolonged accumulation of plaque may also
predispose patients to gum (periodontal) disease.
special needs dentistry may have limited
THIS ARTICLE involvement in the multidisciplinary care of Oral health and dysphagia
HAS BEEN individuals with dysphagia. This article offers The importance of oral health in contributing to overall
PEER- a special needs dentistry perspective on the systemic health is often overlooked. Research in recent
REVIEWED considerations and approaches to oral care years has highlighted the importance of optimal oral care in
for people with dysphagia. Several techniques mitigating the problems associated with dysphagia,
particularly individuals at risk of aspiration (Eisenstadt,
often used by specialists in this field, ranging
2010; Langmore et al., 1998; Martin et al., 1994). Aspiration
from oral hygiene protocols to dental treatment, occurs when foreign material, including food debris, saliva,
will be discussed. Strategies for daily oral and plaque, descends into the bronchial tree and lung
hygiene regimes, which can be easily adapted alveoli (Müller, 2014; Scannapieco & Mylotte, 1996).
and individualised by carers, support workers, Aspiration pneumonia is a serious complication of this
nursing and allied health professionals in the process. Aspiration pneumonia has been reported to be a
leading cause of death and hospitalisation among residents
absence of oral health practitioners, are
Mathew Albert in nursing homes and the underlying cause of just under
Wei Ting Lim presented. Ultimately, however, this article 1% of all Australian deaths (Australian Bureau of Statistics,
aims to facilitate discussion and promote 2014; Terpenning, 2005).
increased collaboration between speech- Dysphagia is a recognised a risk factor for aspiration
language pathologists and oral health pneumonia, however, studies have shown that it alone
is generally not sufficient to cause pneumonia unless
professionals in the management of
other risk factors are also present (Langmore et al., 1998).
individuals with dysphagia. Such risk factors include poor oral hygiene, periodontal
I
n addition to playing an important role in mastication, disease, untreated dental disease, and nocturnal denture
a person’s dentition can also be central to self- wearing (Müller, 2014). Oral plaque has been identified as
image and contribute to quality of life. Unfortunately, a potentially modifiable risk factor in 10.3% of pneumonias
many approaches used in the management of oral requiring hospitalisation in community-dwelling older
and pharyngeal dysphagia can place the oral cavity at adults (Juthani-Mehta et al., 2013). Likewise, nocturnal
greater risk of disease. For example, dietary modification denture wearing, which due to the associated increase
techniques (such as alteration of food texture or in oral microbial burden, has been found to present a
thickening of fluid) used to alter bolus or liquid flow and comparable risk of developing pneumonia as a history of
compensate for compromised swallowing function, can swallowing difficulties, stroke, or respiratory disease (Iinuma
increase oral retention and in doing so facilitate growth et al., 2014). Oral hygiene is therefore a critical element of
of oral microorganisms that lead to dental decay. Dental preventing serious sequelae.
decay (caries) occurs because of a dynamic, complex,
and multifactorial process that arises from the continual Oral hygiene
loss of mineral ions from the tooth surface. One of the Maintenance of good oral hygiene has been shown to
most significant risk factors leading to this process is decrease the risk of aspiration pneumonia across several
the production of acids by microorganisms in the plaque clinical settings ranging from residential aged-care facilities
142 JCPSLP Volume 20, Number 3 2018 Journal of Clinical Practice in Speech-Language Pathology
to neurologic intensive-care units (Fields, 2008; Hua et al., overall well-being and quality of life, specialised oral health
2016; Juthani-Mehta et al., 2013; Watando et al., 2004). care for many individuals, including those with dysphagia, is
The Centers for Disease Control and Prevention often separate from their multidisciplinary management or is
recommend that a comprehensive oral hygiene program conducted by members of other professions such as
should be developed and implemented for all patients being nursing or speech-language pathology (SLP).
treated in an acute care setting and residents of long-term Special Needs Dentistry (SND) as a dental specialty
care facilities with the aim of reducing the risk of pneumonia was established in 2003 with the aim to assist in bridging
(Tablan, Anderson, Besser, Bridges, & Hajjeh, 2004). Similar the gap between dentists and other health professionals
recommendations in Australia, particularly within the (Chalmers, 2004; Lim & Borromeo, 2017). In Australasia,
aged-care setting, were advocated for and remain the special needs dentistry is defined as:
legacy of the late Jane Chalmers (Chalmers, 2003; Fricker the branch of dentistry that is concerned with the oral
& Lewis, 2009). In addition to preventing and modulating health care of people with intellectual disability, medical,
the microbial colonisation of the oropharynx, evidence physical or psychiatric conditions that require special
suggests that oral hygiene may increase cough reflex methods or techniques to prevent or treat oral health
sensitivity and thus reduce the risk of aspiration (Tablan et problems or where such conditions necessitate special
al., 2004; Watando et al., 2004). dental treatment plans. (Dental Board of Australia, n.d.)
Studies of the nature and effectiveness of oral hygiene Existence of this specialty is acknowledgement that
interventions have largely investigated three areas: (a) individuals with complex medical problems are at greater
mechanical cleaning of the dentition, (b) the use of risk of oral health concerns related to those problems, and
chemical agents, and (c) assistance or professional oral often experience barriers to accessing timely and
care. Mechanical removal of plaque and food debris appropriate dental care. Having a professional role
from the dentition and prostheses has consistently been dedicated to the oral health needs of vulnerable patient and
found to reduce pneumonia risk (van der Maarel-Wierink, client groups provides an avenue for improved
Vanobbergen, Bronkhorst, Schols, & de Baat, 2013). communication between the dental profession and other
The effectiveness of using chemical agents, such as health disciplines; acknowledging shared objectives and
chlorhexidine, has shown more variable outcomes with enabling professional collaborations to ensure dental care
greatest efficacy noted in patients who are ventilator- provision is consistent with an individual’s unique health
dependent or receiving non-oral feeding (Hua et al., 2016; care needs. Within the dental profession itself, it also serves
Müller, 2014). Provision of oral hygiene assistance by either to educate oral health professionals about the importance
a trained carer or oral health professional, at least weekly, of oral care for patients with complex medical problems and
has been consistently shown to reduce oral microbial how treatment can be adapted to their needs.
burden and risk of pneumonia (Sjögren, Nilsson, Forsell, The collaboration of SLP, dietitians, and oral health
Johansson, & Hoogstraate, 2008). professionals alongside individuals with dysphagia and their
Despite strong evidence supporting the importance of carers is essential in promoting good oral hygiene practices
promoting and maintaining oral hygiene, insufficient data and mitigating risks associated with dysphagia. Each
exists regarding the relative effectiveness of strategies that profession contributes unique expertise and perspectives
aim to either manage swallowing problems or address in supporting an individual to maintain adequate nutrition
oral hygiene (Loeb, Becker, Eady, & Walker-Dilks, 2003). and hydration while minimising the risk of aspiration and
Given the diverse aetiologies that may result in swallowing supporting quality of life. Table 1 offers a brief outline of
difficulties, it is unlikely that a single management strategy the roles of each health professional in the support and
is likely to be effective; rather a multidimensional and management of an individual with dysphagia.
multidisciplinary approach may better address all salient
factors. Multidisciplinary collaboration encourages greater Implementing effective oral care
communication between professionals, person-centred Due to the variety of protocols presented in the literature
problem solving, potentially more efficient and effective use and the diversity of the aetiologies associated with
of resources, enhanced client outcomes and increased dysphagia, there is no definitive oral care or oral hygiene
client satisfaction (Epstein, 2014). regime that can be applied to all individuals with dysphagia.
Rather, there are common guiding principles and
Multidisciplinary collaboration procedures that can be adapted to the needs and situation
and the role of the specialist in of the individual and actively monitored and refined. Table 2
presents an overview of some considerations that would
special needs dentistry warrant a flexible, individualised approach to oral care
Across a range of settings, people with dysphagia should provision. In Table 3, specific adaptations of oral care
benefit from access to the collective expertise of a team of strategies for different degrees of dysphagia severity are
health professionals and a coordinated approach to care presented. In the sections that follow, specific approaches
(Jessup, 2007; Wagner, 2000). However, the involvement of and techniques to oral care that are suitable and
oral health professionals, such as specialists in special recommended for three groups of patients with dysphagia
needs dentistry, in the management of individuals with are discussed: (a) patients receiving texture modified diets;
dysphagia has been limited (Lim & Borromeo, 2017). The (b) patients with profound dysphagia (or who are nil by
reasons for this may be reflective of the lack of integration mouth), and (c) patients who have sialorrhea (drooling).
of dental services into general health care in the Australian
health system, the historical separation of medicine and Oral care strategies for patients receiving
dentistry in many parts of the world, the lack of interest and texture modified diets
advocacy on the part of oral health professionals, or the Oral care for individuals receiving a texture modified diet
perception that dentists would be unlikely to make a valuable has two objectives: (a) mechanically removing dental plaque
contribution in this area of practice. Despite growing and food debris, and (b) increasing factors protective
evidence to support the importance of good oral health to against decay.
Dietitian • Provide advice to dentist about dietary modifications suggested for individual with dysphagia
• Organise referral to dentist when concerned about compromised oral function due to potential dental problems
• Review any concerns about diet raised by dentist
• Advise dentist of any changes to diet management that may warrant review of oral hygiene plan
• Reinforce agreed oral hygiene plan with individual with dysphagia and support recommendations of other health
professionals
Speech-language • Provide advice to dentist about severity of dysphagia and management plan including feeding method, alterations
pathologist to diet texture or fluid consistency, etc.
• Identify any concerns with current oral care or ability to tolerate treatment with dentist
• Explain importance of oral hygiene and make provisional suggestions regarding oral hygiene to be reviewed by
dentist
• Review recommendations made by dentist to ensure they are appropriate to patient and dysphagia status
• Advise dentist of any changes to dysphagia status that may warrant review of oral hygiene plan
• Reinforce agreed oral hygiene plan with individual with dysphagia and support recommendations of other health
professionals
Dentist • Complete oral assessment to determine presence of oral pathology and treatment need, and evaluate current
oral hygiene
• Make recommendations to individual and other health professionals involved in management regarding
appropriate oral care
• Introduce and demonstrate oral hygiene techniques to individual with dysphagia/carer
• Review oral health and oral hygiene on regular basis
Carer providing oral care • Complete oral hygiene program as suggested by dentist
(where applicable) • Organise review if concerned about patient’s tolerance of current oral hygiene regime
• Organise relevant reviews for individual with dysphagia as suggested by health professionals
Table 2. Considerations when individualising oral hygiene recommendations for patients with dysphagia
Considerations at the level of the individual Considerations at the level of the environment
144 JCPSLP Volume 20, Number 3 2018 Journal of Clinical Practice in Speech-Language Pathology
Table 3. Oral hygiene recommendations based on dysphagia severity and common speech-language
pathology interventions.
Reducing risk factors of dental decay from plaque acids (Mount & Hume, 2005). There are a
Mechanical cleansing should be supplemented with range of higher strength toothpastes available, some of
proactive efforts to reduce the risk of decay by promoting which are listed in Table 4. Many of these have the added
remineralisation of tooth structure. Conventionally, dentists benefit of either reduced or no sodium lauryl sulphate
discuss hydration, dietary modifications, and other lifestyle (SLS) content, a common foaming agent. It is important
factors in addition to oral hygiene measures (Mount & to recognise, however, that the absence of SLS does not
Hume, 2005). Those experienced in the management of mean that the toothpaste does not contain an alternative
individuals with complex medical issues recognise that the foaming agent. Several products do not contain SLS but
possibility of making changes to many of these factors is instead contain cocamidopropyl betaine (CAPB). Other than
not always realistic. One measure that is possible for anecdotal reports to suggest that CAPB may produce less
individuals with dysphagia, however, is adapting the oral foaming that SLS, there is little evidence in the literature or
hygiene products used to increase the resistance of tooth from manufacturers to quantify surfactant content or the
enamel to demineralisation (Mount & Hume, 2005). As a relative impact on foaming. Natural toothpastes are not
result, where the dietary texture or fluid consistency is recommended because the absence of fluoride provides
modified, individuals with dysphagia should be encouraged no benefit to the dentition and the abrasiveness of other
to use toothpastes with a higher fluoride content (i.e., ingredients can, in fact, damage the tooth surface.
greater than 1000ppm of fluoride). Where concerns exist about the use of foaming
Incorporating fluoride into the enamel crystal structure toothpastes, there are several adaptations that may be
of the teeth reduces the critical pH at which dissolution appropriate for individuals with dysphagia. First, the amount
occurs, thereby increasing its resistance to demineralisation of toothpaste used should be reduced to just a smear which
146 JCPSLP Volume 20, Number 3 2018 Journal of Clinical Practice in Speech-Language Pathology
Table 5. Summary of recommendations for patients with profound dysphagia who require assistance with
oral hygiene
Posture • For bedbound or immobile patients, the head and body should be raised to 30–45 degrees or the head tilted to one
side when completing oral hygiene.
Use of other • Where chlorhexidine is to be used, the mouthwash formulation may be applied using an oral swab.
chemical agents • Alcohol-free formulations should be used to prevent further drying of mucosa.
• Gel formations may also be used with application to interdental brushes.
Post-oral care • Moisturising ointment should be applied to the lips. Petroleum jelly should be avoided as it may dry out the oral
mucosa further.
& Hume, 2005). However, pooling of saliva, which is often Oral care strategies for patients with xerostomia should
indicative of impaired clearance rather than excess be based initially on the degree of dryness, the severity of
production, can result in an increased risk of decay and dysphagia and the need for supplemental protective factors
periodontal disease if coupled with stagnation of food (e.g., high fluoride toothpastes) because of the significant
(Bavikatte et al., 2012; Elman et al., 2005). shift towards an acidic environment. Higher fluoride
What often presents as a greater concern to oral health toothpastes are an essential element of the oral hygiene
professionals than drooling itself is the management of routine for these patients and should routinely follow the
sialorrhea, as most medical interventions for this condition use or ingestion of acidic agents so as to reduce damage
induce a saliva deficit. This produces symptoms and clinical to the dentition.
manifestations of dry mouth (xerostomia) which significantly In addition to targeted oral hygiene strategies, many
increases the risk of decay and fungal infection. There are patients may benefit from topical agents to address
many interventions for sialorrhea discussed in the literature their dry mouth. These may range from increasing
ranging from: (a) surgery to remove, reduce or redirect the efforts to remain hydrated by frequently sipping water
salivary glands, salivary ducts, or their parasymphathetic (if consistent with oro-phayrngeal swallowing ability and
supply, (b) radiotherapy to the salivary glands, (c) botulinum SLP recommendations) to using commercially available
toxin administered to the glands under ultrasound guidance, dry mouth products – see Table 6 for a list (Furness,
(d) use of anticholinergic and antimuscarinic agents, and Worthington, Bryan, Birchenough, & McMillan, 2011).
(e) interventions aimed at enhancing posture and oromotor Likewise, home remedies, such as bicarbonate soda mouth
function (Bavikatte et al., 2012; Elman et al., 2005). From rinses, can assist in reducing acidity in the oral cavity.
an oral health perspective, any irreversible intervention, Where neuromuscular function does not enable the safe
such as surgery, is likely to have a deleterious effect on use of mouthwashes, these products, or simply water
the dentition. Non-invasive interventions such addressing or olive oil, may be applied to the oral mucosal tissues
posture, improving oromotor function, and recommending through an atomiser spray bottle. Unfortunately, many
oral swabbing are preferred by the dental team. of these strategies lack validation and instead are most
Where surgical, radiotherapeutic, or pharmacological successful when adapted by oral health professionals in
interventions are used, often SLPs and dentists are faced conjunction with SLP and dietitian colleagues, to individual
with helping a patient to manage significant changes in circumstances and preferences.
saliva production, specifically dry mouth and oral secretions
that contain a higher mucin content (i.e., thick, ropy Conclusions
secretions) (Elman et al., 2005). Often mucolytic agents Regular and effective oral care improves comfort and
(e.g., grape juice) are recommended for consumption or quality of life and reduces the risk of adverse health
for swabbing the oral cavity. This strategy may assist with sequelae associated with aspiration in individuals with
patient comfort, but the acidic nature of these products can dysphagia. An individualised, daily oral hygiene regime in
exacerbate risk of decay and acidic erosion, particularly in conjunction with regular review by an oral health
the absence of normal oral clearance and buffering systems professional is considered best practice management in
provided by saliva. this population.
Biotène® Moisturising Mouth Spray Spray onto oral soft tissues as required Lubricant
Biotène® Dry Mouth Mouthwash Rinse mouth with mouthwash to relieve oral Lubricant
dryness
Biotène® Oral Balance Moisturising Gel Apply gel to oral soft tissues and teeth for relief of Lubricant
dryness. May be used under dentures to improve
retention and dryness.
Colgate® Dry Mouth Relief Fluoride Rinse mouth with mouthwash for relief of oral Coats oral tissues
Mouthwash dryness as required Lubricant
Fluoride content to reduce risk of decay
Denta-Med Gel Apply to oral tissues for relief of dry mouth Mucoadhesive gel
symptoms. Lubricant
Saliva substitute
GC® Dry Mouth Gel Smear gel over surfaces of teeth and mouth Lubricant
tissues. May be applied as required throughout the Stimulates salivary flow
day and at night after normal oral hygiene.
Hamilton® Aquae® Dry Mouth Gel Apply gel to oral tissues for relief of oral dryness. Supplements normal saliva
Lubricant
Hamilton® Aquae® Dry Mouth Spray Spray on oral tissues for relief of oral dryness. Supplements normal saliva
Lubricant
OraCoat XyliMelts® for dry mouth Stick XyliMelts® disc to outside of molar, gums, Moisturises mouth
or dentures. Stimulating salivary flow
Oral7® Moisturising Mouthwash Rinse with mouthwash for relief of oral dryness. Contains enzymes to substitute normal saliva
Lubricant
Oral7® Moisturising Toothpaste Complete normal toothbrushing with toothpaste. Contains enzymes to substitute normal saliva
No SLS to reduce irritation
Oral7® Moisturising Mouth Gel Apply to teeth and oral soft tissues for relief of dry Contains natural enzymes to reinforce
mouth symptoms. functions of healthy saliva
Soothes and protect gums
Dental interventions provided to individuals with to increase awareness about the issues experienced by
dysphagia can be complementary to and consistent with individuals with dysphagia within the oral health profession
the goals of treatment developed by speech-language to promote shared knowledge and achieve the best
pathologists. Minor adaptations to the way conventional outcomes for patients.
dental treatment is provided can assist individuals with
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Martin, B. J., Corlew, M. M., Wood, H., Olson, D., Dr Mathew Lim is a dentist who works in the area of Special
Golopol, L. A., Wingo, M., & Kirmani, N. (1994). The Needs Dentistry.
association of swallowing dysfunction and aspiration
pneumonia. Dysphagia, 9(1), 1–6. Correspondence to:
Marunick, M., & Tselios, N. (2004). The efficacy of palatal Dr Mathew Lim
augmentation prostheses for speech and swallowing in Alfred Hospital Dental Clinic
patients undergoing glossectomy: A review of the literature. The Alfred
The Journal of Prosthetic Dentistry, 91(1), 67–74. 55 Commercial Road, Melbourne Vic 3001
Mody, L., Maheshwari, S., Galecki, A., Kauffman, C. email: [email protected]
A., & Bradley, S. F. (2007). Indwelling device use and phone: (+61) 0403 150 649
antibiotic resistance in nursing homes: identifying a high-risk