Using Machine Learning in Burnout Prediction A Sur
Using Machine Learning in Burnout Prediction A Sur
https://doi.org/10.1007/s10560-020-00733-w
Abstract
Accurate prediction provides a number of important benefits for research and decision-making. Occupational burnout is
intertwined with individual, cultural, and social factors, the resolution of which requires methods that can deal with large
amounts of data. The application of such methods capable of dealing with large datasets is a relatively novel research area
in social science. For this purpose, this article presents insights into machine learning methods, mainly related to prediction
tasks. A brief review of these techniques in burnout domain was applied. It is shown that the choice of a method depends on
the presence of certain dependent variables. This paper also presents a comparison between novel and traditional approaches,
which shows that the appropriateness of a technique depends on the aim of the research. The theoretical and practical impli-
cations of using machine learning methods in this context is also presented in the paper. It is found that a gap in the study of
burnout exists which requires the attention of social work researchers. Through machine learning techniques, new theoretical
models of burnout can be created. These algorithms can also provide new approaches to create data-driven interventions.
Burnout monitoring systems supported by machine-learning algorithms can also be used in recruitment processes and to
supervise employees. Applying machine learning methods in reducing burnout can also provide socio-economic benefits
such as help to reduce employee turnover and improve general working conditions.
Keywords Machine learning · Supervised machine learning · Prediction · Burnout · Social work
The meta-analysis of burnout shows that many factors influ- workload pressures can lead to poor decision-making and
ence the perceived level of this syndrome, from the indi- also the tendency to take short-sighted view of issues (Kel-
vidual level to the macroeconomic level. Each individual ler & Ho, 1988). McGee (1989) shows that social workers
may have a complex combination of factors, so there is a with higher levels of this syndrome made earlier decisions
need to deal with a large amount of data. Applying machine and were more likely not to change their minds even in the
learning to data from various source (e.g. EEG, sensors, face of new facts.
questionnaires) might help to identify and predict burnout Burned out personnel copes with stress by denying the
in workers. The results obtained with these methods can need to engage in particularly demanding cases. Therefore, it
be more accurate because they provide more techniques to is important to deal with this syndrome since the behaviour
examine non-linear relationships in the data than traditional of employees may have serious consequences especially for
statistical techniques. young clients.
Usually, burnout is assessed in white-collar (civil serv- Job burnout is a syndrome of emotional exhaustion,
ants), and the helping professions such as caregivers, teach- depersonalization, and reduced feelings of personal accom-
ers (Kim et al., 2011; Valente et al., 2011; Vercambre et al., plishment. A key dimension is emotional exhaustion where
2009) and social workers in child welfare practise (Lizano people feel overwhelmed by work and are physically and
& Mor Barak, 2012; Mcfadden, Cambpell & Taylor, 2014; emotionally fatigued. A second dimension—depersonaliza-
Travis & Mor Barak, 2010). Working under considerable tion—means that workers developing cynical feelings and
attitudes about their clients. The last dimension is reduced
personal accomplishment, where they feel dissatisfied and
* Małgorzata Grządzielewska negatively view their work (Maslach et al., 1996). A more
[email protected]
general definition from the International Classification of
1
Centre for Family Research, Nicolaus Copernicus University, Diseases, 11th revision (ICD-11), combines burnout with
ul. Lwowska 1, 87‑100 Toruń, Poland
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Vol.:(0123456789)
stress. The World Health Organization regards burnout as dimension of burnout and other variables (Tong, Wang &
a result of chronic stress in the workplace that has not been Peng, 2015).
successfully managed (https://www.who.int/mental_health/ Multivariate statistical analyses (MVAs) afford the
evidence/burn-out/en/). opportunity to analyse the relationship between many vari-
Most of the previous work depicts relationships between ables. Methods can be divided into determining a depend-
burnout and different factors such as: job satisfaction ent variable or not (Manly, 2005; Rosenblad, 2017). Several
(Stalker et al., 2007; Chen & Scannapieco, 2010); turno- techniques are presented below and broken down by either
ver and retention (Barak, Nissly & Levin, 2001; Kyonne, exploratory or predictive purposes.
2009; O’Donnell & Kirkner, 2009; Schwartz, 2008); and Explanatory modelling is concerned with testing causal
work environment (Perrone, 2007). Some articles focus on hypotheses, while the aim of predictive modelling is predict-
the prediction of burnout using statistical models, mainly ing new or future observations. Currently, statistical model-
logistic regression. The main aim of this paper is to present ling is used mostly for causal explanation, at the expense of
new methods of burnout prediction, based on machine learn- predictive modelling. Moreover, in many disciplines, there
ing techniques and compare them to a statistical, conven- is the assumption that predictive power (minimizing estima-
tional approach. To date, only a few studies show the use of tion error and bias) can be inferred from explanatory power
machine learning to predict burnout, with most of it focused (minimizing bias). It can lead to incorrect conclusions which
on mood and health disorders, e.g. depression, anxiety, or are confirmed by numerous studies (Shmueli, 2011).
suicide prevention. In this regard, this paper aims to sum- The most popular technique is structural equation model
marize using these methods to provide new knowledge to and its types. They represent, estimate and test the relation-
social work researchers. ship between latent and measured variables. These models
Subsequent sections of this paper are organized by start- are closely based on theory, making it possible to test theo-
ing with a review of the traditional approach to predict- retical constructs. To test theoretical models of burnout such
ing occupational burnout. Next, the methods of machine as JDCS model of job stress and JD-R model of burnout,
learning were presented and differentiated. Subsequently, a Kim & Stoner (2008) examined the effects of job auton-
machine learning method for burnout prediction was exhib- omy, role stress, and social support in predicting burnout
ited. A conclusion of the presented information and the asso- and turnover intention among social workers. Role stress
ciated implication is presented. had a positive effect on burnout but social support and job
autonomy had negative effect on turnover. A type of model
structural equation modelling is path analysis. For exam-
ple, path analysis was preformed to test the hypothesis of
Conventional, Statistical Methods conceptual model of burnout in a longitudinal study (Travis
et al., 2016). The main results showed that work–family
The use of data in the practice of social work has grown and role conflict were significant predictors of emotional
rapidly within the last decades. exhaustion and non-significant between role ambiguity and
Søbjerg et al. indicate that statistical approach should also burnout.
be used in making decisions about clients (Søbjerg et al., For prediction, a logistic regression model is used. It dif-
2020). Explanation, prediction, and description are the main fers from the linear regression model in that the dependent
purposes of statistical modelling (Hanna, 1969). According variable is binary. This model evaluates the likelihood of a
to Shmueli (2011), the same method can be used to solve certain event. For example, Stack (2004) showed that being
different problems; for example, linear regression model can a social worker increased the odds of suicide by 55.6%, com-
be descriptive if it is used for representing the association pared to the rest of the working age population. Sometimes
between the dependent and independent variables, explana- this model is limited to detection of variables affecting some
tory when used for causal inference, or prediction for the aim events—Strolin-Goltzman et al. (2008) used logistic regres-
of predicting new or future observations. sion to assess the effect of organizational factors on turnover
Descriptive analysis focus on summaries or representa- intentions in public child welfare systems. The result showed
tion about the sample but cannot explain why the phenom- that three of the five variables were statistically significant:
enon has occurred (Punch, 2005). A social work researcher salary and benefits, lack of other job options, and clarity of
may want to examine students’ addictions to their phones; performed task. For longitudinal studies, Cox regression is
descriptive research might aim to describe how many hours used. This model belongs to the class of survival models,
they use them (Decarlo, 2018). In articles on burnout for which determines the likelihood of occurrence of an event at
example, descriptive statistics is used to show sample char- a certain time by the the hazard ratios. In research on occu-
acteristics and burnout rates (Hamama, 2012). It can also be pational burnout, it is mainly used to study the relationships
used to present strength and direction of correlation between between the dependent variable and independent variables
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at different times. For example, Mohren et al. (2003) utilized involves using some variables to predict unknown values
this technique to study the relationships between burnout of other data and supervised methods are mainly used for
as a risk factor for common infections. Results show the this purpose. Different types of target variables require dif-
subscale Exhaustion in MBI-GSS is the strongest predictor ferent methods: classification is used for categorical vari-
for infections studied. ables, regression for continuous variables (Mitchell, 1997).
High-accuracy predictions can lead to discovering new, However, there are some exceptions: for example, k-Means-
potential variables. Moreover, Shmueli & Koppius (2011) Mode can deal with both types of data. Paul and Hoque
present how predictive models can contribute to theoreti- (2010) have applied these unsupervised models to predict
cal development. The aim of statistical prediction, in the the likelihood of diseases. The probability of a disease in a
broadest sense, is limited to understanding the conditional cluster was defined as the number of patients with the dis-
distribution of dependent variable y given other variables x ease divided by the total number of patients in the cluster.
(Varian, 2014). Thus, a need arose for methods that enable Results show that k-Means-Mode was better than the clas-
the prediction of future observations. sical k-Means algorithm.
At this point, it is worth emphasizing what was previ-
ously mentioned—prediction of y as a function of features
Machine Learning Methods x, is at the heart of machine learning, while statisticians and
data mining experts also focus on discovering characteristics
Machine learning is a vast field of knowledge and there is and patterns in data (Varian, 2014). While machine learning
no single definition. In general, the term is understood in methods can be used to refine explanatory models, they have
its broader and narrower sense. The broad understanding one major drawback—interpretability. Statistical methods
of machine learning refers to the study of algorithms and are simpler to understand, because they usually allow small
systems that improve their knowledge and results along with number of variables and present measure of association,
gaining experience (Flach, 2012). A more precise defini- such as odds ratio (OR) from logistic regression. Machine
tion says that a program learns through experience E, with learning methods are often difficult to interpret; this is par-
respect to the task class T and the efficiency measure P, if its ticularly observable in neural networks and less in LASSO
performance on tasks in T, as measured by P, appears with regression (Goodfellow et al., 2016).
experience E (Mitchell, 1997). The development of predictive machine learning models
Machine learning is a part of data mining process, that is primarily driven by data while conventional prediction
also includes methods used to discover connections and models are by theory (Shmueli, 2011). This is an advantage
patterns in large data sets. It should be remembered that for machine learning as it allows you to create new theories
machine learning and data mining tools are derived from and use large amounts of data. The integration of a huge
the methods of artificial intelligence and multidimensional number of factors is possible, because machine learning
statistics (Tan et al., 2005). copes with the problem of overfitting. This problem affects
Most models focus on two tasks: descriptive and predic- the predictor that performs well in-sample but fails out-of-
tive. It’s rarely used in explanatory modeling because sta- sample. Machine learning provides regularization techniques
tistical models do it better. To analyze the importance of the for this. This set of tools also provides more methods to
job-related factors in burnout, machine learning of gener- research nonlinear relationships between the data: random
alized linear algorithms was performed. These algorithms forest, support vector machines, classification and regression
were fitted to estimate the set of parameters by maximizing trees (CART), penalized regression (LASSO, LARS, and
the log-likelihood. elastic nets), and so on (Varian, 2014).
Results show that individuals with high neuroticism
seemed to have stronger levels of burnout when they faced
stress, while those with high general self-efficacy had the Using Machine Learning in Burnout
lowest burnout. Prediction
The main difference is that predictive models involve the
target variable while descriptive models do not. The basic Although machine learning has been advancing for several
distinction between machine learning methods is supervised years, it has only recently been used for behavioral sciences
and unsupervised learning. Supervised learning requires (DelPozo-Banos et al., 2018). For instance, these algorithms
labeled training data, in contrast to unsupervised methods. are used in computational psychiatry to improve diagnosis
Most descriptive models are part of unsupervised learning of mood disorders: stress (Silva et al., 2020), depression
(for example association rule discovery, clustering) but it (Webb et al., 2020) and suicidality (Kessler et al., 2015).
is also possible to use supervised learning to build these It allows possibilities to obtain detailed knowledge about
models, e.g. subgroup discovery (Flach, 2012). Prediction diseases (Huys et al., 2016). These methods are especially
13
important because they can analyze data from different Batata et al. (2018) proposes a benchmark of a classifica-
sources. For example, Kaczor and colleagues used machine tion method. They collected data from caregivers using a
learning techniques to detect stressful situations using digital self-estimation indicator and SRB burnout metric. Results
sensors worn by emergency medicine physicians and a self- showed that classification techniques from supervised learn-
assessment questionnaire (Kaczor et al. (2020). ing effectively predicted the level of burnout. The analysis of
Sometimes machine learning methods are compared with significant features from Decision Tree showed that burnout
the traditional approach. Mary & Jabasheela (2018) predicts was affected mostly by exhaustion and financial situation.
depression, stress, and anxiety using different machine learn- Zhernova et al. (2020) used Maslach Burnout Inventory
ing methods and compared results with a logistic regression to predict early prerequisites of burnout. Applying machine
model. It turned out that logistic regression had the highest learning approaches allowed to correctly predict burnout in
accuracy. Kessler et al. (2016) identified the level of depres- 70% of cases.
sion by survey and found that machine learning algorithms
achieved better results than conventional techniques.
Machine learning was also used to identify the level Discussion, Theoretical and Practical
of burnout. An example is the work of Bauernhofer et al. Implications
(2018), whose research sample included 103 patients clini-
cally diagnosed for occupational burnout. The patients were This article invites discussion on the use of machine learning
tested with questionnaires such as Maslach Burnout Inven- methods to predict burnout and their practical implications.
tory—General Survey (MBI-GS), the Recovery-Stress- This is one of the first reviews on this topic. Research from
Questionnaire for Work and the Beck Depression Inventory. other fields of science, such as computational psychometrics
Cluster analyses were performed to explore the burnout sub- and bioinformatics, show the importance of the development
types and MBI-GS subscales was used as clustering varia- of these methods and how much remains to be done. This
bles. Three burnout subtypes were identified: the burned-out work also shows a gap in the study of occupational burnout
subtype, the exhausted/cynical subtype, and the exhausted which requires researchers of social work to fill.
subtype. Main results showed that the burned-out subtype Division of prediction methods by the approach and aims
was more depressed than the others, but no difference was enabled to simply select a method for research purpose.
identified between burned-out and exhausted/cynical sub- Machine learning algorithms can lead to creating new theo-
types with stress and sociodemographic characteristics. retical models of burnout. The factors influencing burnout
The analysis of the literature showed that the use of may change because burnout is related to advancing glo-
machine learning methods to predict occupational burnout balization and technological progress (Chabot, 2019). This
deals with a few topics, of which some examples are pro- means that the new methods based on artificial intelligence
vided below with explanation. presented in this article, can lead to discovering newer,
Lee et al. (2020) used k-means to group about one thou- potential variables and combating the prevalence of burnout.
sand nurses working in a medical center in Taiwan into two This summary leads to an identification of potential direc-
classes (burnout and non-burnout states). Next, the convo- tions for future research.
lutional neural network (CNN) deep learning method was The main practical application of these models is to use
applied to predictive model to estimate 38 parameters for them through evidence-based approaches to create policies
burn-out sample. and new interventions based on data. Most interventions
Kurbatov et al. (2020) applied k-means unsupervised have focused on the individual worker (Schaufeli & Enz-
clustering (k-means analysis) and supervised clustering mann, 1998). However, each individual may have complex
(k-means cluster group) to identify and predict burnout in combinations of significant factors; therefore, it is impor-
surgical trainees. Results revealed three clusters with high- tant to provide methods that deal in large amounts of data.
risk, intermediate-risk, and low-risk of burnout. The high- Drawing conclusions from such database will enable deci-
risk cluster had a higher proportion of women and single or sion-makers to take actions more tailored to the individual
unmarried people. This may be attributable to the lack of a and investigate all workers in a certain unit. This method
work-life balance. will enable a team approach and provide the appropriate
A type of machine learning model—multitask learning resources to institutions with the largest number of employ-
technique—was used in the work of Taylor et al. (2020). ees in need. This work can indicate the need for managers
Based on data collected from surveys, sensors, and smart- and policymakers in the human services sector to design
phones, the future mood, stress, and health of the respond- new legislative actions aimed at managing burnout based on
ents were predicted. The empirical results showed that using prediction. Before any preventive actions can be taken, there
these methods to account for individual differences resulted is the need to know where to direct them so that the right
in significant performance improvements. people are reached. Supporting the decision- making process
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bution 4.0 International License, which permits use, sharing, adapta- as a bridge from neuroscience to clinical applications. Nature
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included in the article’s Creative Commons licence, unless indicated the 53rd Hawaii International Conference on System Sciences,
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