Interpretation of Statutes Exam Notes
Interpretation of Statutes Exam Notes
Interpretation of Statutes Exam Notes
UNIT – 1
➢ INTERPRETATION: According to its dictionary meaning, interpretation is an
act of explaining the meaning of a thing. Interpretation means the art of finding
out the true sense of an enactment by giving the words of the enactment their
natural and ordinary meaning. It is the process of ascertaining the true meaning
of the words used in a statute. The object of interpretation of statutes is to
determine the intention of the legislature conveyed expressly or impliedly in the
language used. As stated by SALMOND, "by interpretation or construction is
meant, the process by which the courts seek to ascertain the meaning of the
legislature through the medium of authoritative forms in which it is expressed."
The term ‘interpretation’ has its roots in the Latin word ‘interpretari’ which
means to explain, or to translate. The main aim of interpreting a statute is to
determine the intention behind the law. The government is made up of three
branches,
1. The Legislature,
2. The Executive, and
3. The Judiciary.
These three branches perform different functions. The legislature makes the laws, the
executive implements the laws that are made and the judiciary interprets the laws and
makes them operational.
When is interpretation done: Interpretation is done only when,
1. The language of the provision is ambiguous.
2. It is not clear what the law is made for.
3. When a provision has two or more meanings.
4. When two or more views are possible about the provision.
5. The meaning of the provision defeats the purpose of the statute.
Seaford Court Estates Ltd. v. Asher: In this case, the need for interpretation of
statutes was highlighted. It was stated that when a defect appears in a statute, the judge
cannot simply wash his hands off the responsibility and blame the legislature, he should
interpret the statute by finding the intent behind it. The judge should not only focus on
the language of the statute but also on the social considerations that made the parliament
draft a particular statute.
➢ DEFINTIONS
▪ Act: An act is a legislative measure that has been formally passed by a legislative
body, such as a parliament or congress. Acts are the primary form of legislation
and carry the highest level of authority within a legal system. They are typically
introduced as bills, debated, amended, and ultimately enacted into law by the
legislative body. Acts can cover a wide range of subjects and may establish new
laws, amend existing laws, or repeal outdated laws. In the context of
interpretation of statutes, acts are often the focus of analysis and interpretation
by courts, lawyers, and legal scholars. Understanding the intent and purpose
behind an act is crucial for its proper interpretation and application in specific
cases.
▪ Enactment: Enactment refers to the process by which a bill is formally approved
and becomes law. This process typically involves several stages, including
introduction, debate, amendment, and final approval by the legislative body.
Once a bill has been enacted, it is considered an official law of the land and is
binding on individuals and entities within the jurisdiction. Enactment is a crucial
step in the legislative process, as it transforms a proposed measure into a legally
enforceable statute. In the interpretation of statutes, the enactment process may
be relevant for understanding the legislative history, context, and intent behind a
particular law.
▪ Statutes: Statutes are formal written laws enacted by a legislative body. The term
"statutes" is often used broadly to refer to all forms of legislative enactments,
including acts, ordinances, regulations, and rules. Statutes can cover a wide range
of subjects and may govern various aspects of society, including civil rights,
criminal justice, taxation, commerce, and public administration. In the
interpretation of statutes, courts and legal practitioners analyze the text, context,
and legislative history of statutes to determine their meaning and application in
specific cases. Statutory interpretation involves identifying the intent and
purpose behind statutes and applying established principles of statutory
construction to resolve legal disputes.
A. A Statue means any Law, Act, Enactment. The Parliament is given authority of
Lawmaking. According to Blacks Dictionary, "A Statute is a formal written
enactment of Legislative authority that governs a country, state, city or county.
In Simple words, it is the Law, Enactment, Act.
B. According to Subba Rao J. "Interpretation is the method by which the true sense
or the meaning of the word is understood." (The State of Jammu and Kashmir V.
Thakur Ganga Singh, 1960 2SCR 346)
▪ Ordinance: An ordinance is a legislative measure enacted by a local government
authority, such as a city council or municipal government. Ordinances have the
force of law within the jurisdiction of the governing body that enacted them and
typically regulate matters of local concern, such as zoning, land use, public
safety, and sanitation. While ordinances are similar to acts in terms of their legal
effect, they are enacted at the local level rather than the state or national level. In
the interpretation of statutes, ordinances are subject to the same principles of
statutory interpretation as other forms of legislation, including analysis of the
text, context, and legislative intent.
▪ Rules: Rules, also known as regulations or administrative rules, are legal
instruments issued by government agencies or administrative bodies to
implement and enforce statutes. Rules interpret, supplement, or clarify the
provisions of statutes and may establish specific requirements, procedures, or
standards for compliance. Unlike statutes, which are enacted by legislative
bodies, rules are promulgated by executive agencies or regulatory bodies
pursuant to authority delegated to them by statutes. In the interpretation of
statutes, courts often defer to the interpretation of rules by the agencies
responsible for their administration, applying principles of deference such as
Chevron deference or Auer deference.
UNIT 2
▪ INTERNAL AIDS: “Internal aids” mean those aids which are available in the
statute itself. Each and every part of an enactment helps in interpretation.
However, it is important to decipher as to whether these parts can be of any help
in the interpretation of the statute . The Internal aids to interpretation may be as
follows:
▪ TITLE
A. Short Title – The short title of an Act is for the purpose of reference & for its
identification. It ends with the year of passing of the Act. E.g. “The Indian Penal
Code, 1860”; “The Indian Evidence Act, 1872”. The Short Title is generally
given at the beginning with the words- “This Act may be called……………” For
e.g Section 1 of The Indian Evidence Act, 1872, says –“This Act may be called,
The Indian Evidence Act, 1872”. Even though short title is the part of the statute,
it does not have any role in the interpretation of the provisions of an Act.
B. Long title – The Long Title of a Statute is an internal part of the statute and is
admissible as an aid to its construction. Statute is headed by a long title and it
gives the description about the object of an Act. It begins with the words- “An
Act to ………….” For e.g. The long title of the Criminal Procedure Code, 1973
is – “An Act to consolidate and amend the law relating to criminal procedure”.
In recent times, long title has been used by the courts to interpret certain
provision of the statutes. However, its useful only to the extent of removing the
ambiguity and confusions and is not a conclusive aid to interpret the provision
of the statute.
In Manoharlal v. State of Punjab AIR 1961 SC 418- it was held that no doubt the
long title of the Act extracted by the appellant’s counsel indicates the main purposes of
the enactment but it cannot control the express operative provisions of the Act.
In Poppatlal Shah v. State of Madras, AIR 1953 SC 274- the title of the Madras
General Sales Tax, 1939, was utilised to indicate that the object of the Act is to impose
taxes on sales that take place within the province.
Although the title is a part of the Act, it is in itself not an enacting provision and though
useful in case of ambiguity of the enacting provisions, is ineffective to control their
clear meaning.
▪ PREAMBLE: The main objective and purpose of the Act are found in the
Preamble of the Statute. Preamble is the Act in a nutshell. It is a preparatory
statement. It contains the recitals showing the reason for enactment of the Act. If
the language of the Act is clear the preamble must be ignored. The preamble is
an intrinsic aid in the interpretation of an ambiguous act. If any doubts arise from
the terms employed by the Legislature, it has always been held a safe means of
collecting the intention to call in aid the ground and cause of making the statute
and to have recourse to the preamble.
In Kashi Prasad v State, the court held that even though the preamble cannot be used
to defeat the enacting clauses of a statute, it can be treated as a key for the interpretation
of the statute.
In Global Energy Ltd. v. Central Electricity Regulatory Commission– it was held
that the object of legislation should be read in the context of the Preamble.
In Maharashtra Land Development Corporation v. State of Maharashtra, it was
held that Preamble of the Act is a guiding Light to its interpretation.
▪ HEADING: Headings are of two kinds – one prefixed to a section and other
prefixed to a group or set of sections. Heading is to be regarded as giving the key
to the interpretation and the heading may be treated as preambles to the
provisions following them.
In Krishnaih V. State of A.P. AIR 2005 AP 10 it was held that headings prefixed to
sections cannot control the plain words of the provisions. Only in the case of ambiguity
or doubt, heading or subheading may be referred to as an aid in construing provision.
In Durga Thathera v Narain Thathera, the court held that the headings are like a
preamble which helps as a key to the mind of the legislature but do not control the
substantive section of the enactment.
In Novartis Ag. v. Union of India, the sectional headings were relied on while
interpreting Section 5, 3(d), 2(1) (j) and (ja) and 83 of the Patents Act, 1970.
▪ MARGINAL NOTES: Marginal notes are the notes which are inserted at the
side of the sections in an Act and express the effect of the sections stated.
Marginal notes appended to the Articles of the Constitution have been held to
constitute part of the constitution as passed by the constituent assembly and
therefore they have been made use of in construing the articles.
In Wilkes v Goodwin, the Court held that the side notes are not part of the Act and
hence marginal notes cannot be referred.
In Bengal Immunity Company v. State of Bihar, the Supreme Court held that the
marginal notes to Article 286 of the Constitution was a part of the Constitution and
therefore, it could be relied on for the interpretation of that Article.
In Tara Prasad Singh v. Union of India, it was held that marginal notes to a section
of the statute cannot take away the effect of the provisions.
▪ SECTIONS/ CLAUSES: The object of a definition is to avoid the necessity of
frequent repetitions in describing the subject matter to which the word or
expression defined is intended to apply. A definition contained in the definition
clause of a particular statute should be used for the purpose of that Act. Definition
from any other statute cannot be borrowed and used ignoring the definition
contained in the statute itself.
▪ PUNCTUATION: Punctuation is a minor element in the construction of a
statute. Only when a statute is carefully punctuated and there is no doubt about
its meaning can weight be given to punctuation. It cannot, however, be regarded
as a controlling element for determining the meaning of a statute.”
In Aswini Kumar v. Arabinda Bose, the Supreme Court held that a punctuation cannot
be regarded as a controlling element and cannot be allowed to control the plain meaning
of a text.
Therefore, in Shambhu Nath Sarkar v. State of West Bengal, the Supreme court held
that the word ‘which’ used twice in Article 22(7) of the Constitution, followed by a
comma after each, was to be read conjunctively because the context so required.
▪ ILLUSTRATIONS: Illustrations in enactment provided by the legislature are
valuable aids in the understanding the real scope. In Mahesh Chandra Sharma
V. Raj Kumari Sharma, (AIR 1996 27 SC 869), it was held that illustrations
are parts of the Section and help to elucidate the principles of the section.
In Mohommed Sydeol Ariffin v. Yeah Ooi Gark, it was held that the
illustrations are of relevance and value in the construction of the text of the
section, although they donot form part of the section. Therefore, they should not
be readily rejected as repugnant to the sections.
▪ EXCEPTIONS: Exceptions are generally added to an enactment with the
purpose of exempting something which would otherwise fall within the ambit of
the main provision. For instance, there are ten exceptions attached to section
499, IPC which defines ‘Defamation’. These ten exceptions are the cases which
do not amount to defamation. Similarly there are five exceptions attached to
section 300 of the Indian Penal Code which defines ‘murder’. These five
exceptions are the cases which are not murders but culpable homicide not
amounting to murder. An exception affirms that the things not exempted are
covered under the main provision. In case a repugnancy between an operative
part and an exception, the operative part must be relied on. Some decisions have,
however, been given on the principle that an exception, being the latter will of
the legislature, must prevail over the substantive portion of the enactment.
In Director of Secondary Education v. Pushpendra Kumar, the Supreme Court held
that a provision in the nature of an exception cannot be so interpreted as to subserve the
main enactment and thereby nullify, the right conferred by the main enactment.
In Collector of Customs v. M/s. Modi Rubber Limited, the Supreme Court held that
whenever there is a provision in the nature of an exception to the principal clause
thereof; it must be construed with regard to that principal clause.
▪ PROVISO: The normal function of a proviso is to except and deal with a case
which would otherwise fall within the general language of the main enactment,
and its effect is confined to that case. There may be cases in which the language
of the statute may be so clear that a proviso may be construed as a substantive
clause. But whether a proviso is construed as restricting the main provision or as
a substantive clause, it cannot be divorced from the provision to which it stands
as a proviso. It must be construed harmoniously with the main enactment.” [CIT
vs. Ajax Products Ltd. (1964) 55 ITR 741 (SC)]
In Union of India v. Sanjay Kumar Jain, the function of proviso was declared that it
qualifies or carves out an exception to the main provision.
In Vishesh Kumar v. Shanti Prasad, the Supreme Court held that a proviso cannot be
permitted by construction to defeat the basic intent expressed in the substantive
provision.
▪ EXPLANATIONS: An Explanation is added to a section to elaborate upon and
explain the meaning of the words appearing in the section. An Explanation to a
statutory provision has to be read with the main provision to which it is added as
an Explanation. An Explanation appended to a section or a subsection becomes
an integral part of it and has no independent existence apart from it. The purpose
of an Explanation is not to limit the scope of the main section. An Explanation
is quite different in nature from a proviso; the latter excludes, excepts and
restricts while the former explains, clarifies or subtracts or includes something
by introducing a legal fiction.
In Bengal Immunity Company v. State of Bihar, the Supreme Court has observed
that an explanation is a part of the section to which it is appended and the whole lot
should be read together to know the true meaning of the provision.
In Bihta Co-operative Development Cane Marketing Union v. State of Bihar, the
Supreme Court said that in case of a conflict between the main provision and the
explanation attached to it, the general duty of the court is to try to harmonise the two.
▪ SAVING CLAUSES: Saving clauses are generally appended in cases of repeal
and re-enactment of a statute. By this the rights already created under repealed
enactment are not disturbed nor new rights are created by it. A saving clause is
normally inserted in the repealing statute. In case of a clash between the main
part of statute and a saving clause, the saving clause has to be rejected.
In Shah Bhojraj Kuverji Oil Mills v. Subhash Chandra Yograj Sinha, the Supreme
Court did not allow the use of a saving clause, which was enacted like a proviso, to
determine whether a section in an Act was retrospective in operation.
In Agricultural and Processed Food Products v. Union of India, the Supreme Court
while interpreting the saving clause in the Export Control Order, 1988 held that the
clause only saved the rights which were in existence before the order was issued and it
did not confer any new rights which were not in existence at that time.
▪ SCHEDULES: Schedules form part of a statute. They are at the end and contain
minute details for working out the provisions of the express enactment. The
expression in the schedule cannot override the provisions of the express
enactment.
In M/s. Aphali Pharmaceuticals Limited v. State of Maharashtra, the Supreme
Court held that in case of a clash between the schedule and the main body of an Act,
the main body prevails and the schedule has to be rejected.
In Jagdish Prasad v. State of Rajasthan and others, the Supreme Court ruled that the
purpose of a schedule is to advance the object of the main provision and deletion of
schedule cannot wipe out provisions of an Act in effect and spirit.
➢ STRICT & LIBERAL INTERPRETATIONS: The "Rule of Strict
Interpretation" and the "Rule of Liberal Interpretation" are two contrasting
principles used in statutory interpretation to determine the meaning and scope of
legal provisions. Here's an explanation of each:
RULE OF STRICT INTERPRETATION: The Rule of Strict Interpretation, also
known as the "narrow construction" or "strict construction," is a principle applied in
statutory interpretation that requires courts to interpret statutes narrowly and strictly
adhere to the plain language of the law. Under this rule, courts interpret statutes
narrowly and restrictively, focusing on the literal meaning of the words used in the
statute, without considering extraneous factors or legislative intent beyond what is
explicitly stated in the text.
Characteristics of Strict Interpretation:
▪ Literal Reading: Strict interpretation requires courts to give the words of a
statute their ordinary and literal meaning, without expanding or stretching their
interpretation.
▪ Limited Scope: Courts employing strict interpretation limit the application of
statutes to situations specifically covered by the language of the law, even if this
results in perceived gaps or injustices.
▪ Presumption Against Legislation: Strict interpretation is often accompanied by
a presumption against legislation, where courts are reluctant to infer legislative
intent or purpose beyond what is explicitly stated in the text.
▪ Favoring the Status Quo: Strict interpretation tends to maintain the existing
legal framework and defer to the legislature to make any necessary changes or
amendments to address perceived deficiencies in the law.
▪ Risk of Narrow Application: While strict interpretation ensures adherence to
the plain language of the law, it may result in unintended consequences or unjust
outcomes in cases where the literal interpretation does not fully capture the
legislative intent or purpose.
RULE OF LIBERAL INTERPRETATION: The Rule of Liberal Interpretation, also
known as the "broad construction" or "liberal construction," is a principle applied in
statutory interpretation that allows courts to interpret statutes broadly and expansively
to achieve the underlying purpose or objectives of the law. Under this rule, courts
interpret statutes in a manner that promotes justice, equity, and the legislative intent,
even if it requires going beyond the literal meaning of the words used in the statute.
Characteristics of Liberal Interpretation:
▪ Teleological Approach: Liberal interpretation takes a teleological approach,
focusing on the underlying purpose or objectives of the law rather than solely on
the literal meaning of the words used in the statute.
▪ Contextual Analysis: Courts employing liberal interpretation consider the
legislative history, policy objectives, and social context surrounding the
enactment of the statute to discern the legislature's intent and purpose.
▪ Expansive Application: Liberal interpretation allows courts to interpret statutes
broadly to address unforeseen circumstances or gaps in the law, ensuring that the
legislative purpose is fulfilled and justice is served.
▪ Judicial Activism: Liberal interpretation may involve a degree of judicial
activism, where courts play an active role in shaping the law to achieve equitable
and just outcomes, even if it requires departing from the strict letter of the statute.
▪ Risk of Judicial Overreach: While liberal interpretation aims to promote justice
and equity, it may also lead to judicial overreach or usurpation of the legislative
function, particularly when courts impose their own policy preferences or values
in interpreting statutes.
ORIGIN: The Doctrine of Harmonious Construction has its roots in the principles of
statutory interpretation developed by courts over centuries of legal precedent. It reflects
a recognition that statutes should be interpreted in a manner that avoids internal conflicts
or inconsistencies and promotes a coherent legal framework. The doctrine has been
widely embraced by courts in common law jurisdictions around the world as a means
of giving effect to legislative intent while respecting the integrity of the legal system.
The Doctrine of Harmonious Construction was established as a result of Court
Interpretations of a variety of cases. The Court used the Harmonious Construction Rule
to hold that Fundamental Rights, which are rights granted against the State, may be
revoked under certain circumstances and modified by Parliament to bring them into
compliance with constitutional provisions. This theory was developed historically
through the law of conciliation, which was first proposed in the case of C. P and Berar
General Clauses Act, 1914.
LANDMARK JUDGMENTS
▪ In S. Nagraj (Dead) by LRs & Ors. Vs B. R. Vasudeva Murthy & Ors., (2010)
3 SCC 353], the Supreme Court held that Statutes opposing provisions but with
same subject matter have to be read together.
▪ SBEC Sugar Ltd & Anr. Vs Union of India & Ors., (2011) 4 SCC 668 It was
held that a cardinal principle of construction is that the provisions of the
notification have to be harmoniously construed as to prevent any conflict with
the provisions of the Statute.
▪ In Union of India & Ors. Vs Dileep Kumar Singh, Civil Appeal Nos. 2466-
2467 OF 2015, the Apex Court held that the provisions of Statute must be read
harmoniously together. Where this is not possible and there is irreconcilable
conflict between two Sections, it must be determined which provision is leading
provision and which provision is subordinate provision and that which one must
give way to the other.