Nutrients 12 02156
Nutrients 12 02156
Nutrients 12 02156
Review
Efficacy of Dietary Supplements in Inflammatory
Bowel Disease and Related Autoimmune Diseases
Priyanka Jadhav 1 , Yan Jiang 2 , Karolin Jarr 2 , Cosima Layton 3 , Judith F. Ashouri 4, * and
Sidhartha R. Sinha 2, *
1 Northwestern University, Evanston, IL 60208, USA; [email protected]
2 Division of Gastroenterology & Hepatology, Department of Medicine, Stanford University,
Redwood City, CA 94063, USA; [email protected] (Y.J.); [email protected] (K.J.)
3 University of North Carolina at Chapel Hill, Chapel Hill, NC 27599, USA; [email protected]
4 Rosalind Russell and Ephraim P. Engleman Rheumatology Research Center, Division of Rheumatology,
Department of Medicine, University of California, San Francisco, CA 94143, USA
* Correspondence: [email protected] (J.F.A.); [email protected] (S.R.S.);
Tel.: +1-(415)-476-4116 (J.F.A.); +1-(650)-497-6216 (S.R.S.)
Received: 30 June 2020; Accepted: 15 July 2020; Published: 20 July 2020
1. Introduction
The microbiome is a key contributor to various fundamental aspects of human health, including
host metabolism, infection, and the immune response [1,2]. It is composed of 1000–1500 species of
bacteria as well as fungi and viruses, whose diversity is important for the maintenance of the metabolic
system and maturation of intestinal immunity [3]. An imbalance of these gut microbial communities
has been shown to disrupt host immunity and has been linked to intestinal disease [4]. While we are
only beginning to understand the complexity of interactions between the microbiome and the host
immune system, it has been shown that gut dysbiosis is one of the key contributors to errant host
immune responses in a variety of immune-mediated inflammatory diseases (IMIDs) [5–8]. As such,
there is strong rationale to suspect demonstrable therapeutic potential with prebiotic and probiotic
usage in inflammatory bowel disease (IBD), a chronic relapsing intestinal disease without medical cure,
and other IMIDs. With growing supporting evidence, the interest in probiotics and prebiotics, as well
as additional supplements, to modulate disease has dramatically grown [9,10]. While the importance
of supplements to correct certain aspects of IBD, such as mineral deficiencies [11,12], is well-established,
the role of other dietary supplements in affecting the overall disease course is less clear.
The incidence of IBD—including both Crohn’s disease (CD), which can affect any part of the
gastrointestinal tract, and ulcerative colitis (UC), which is restricted to the colon—is increasing
worldwide [13]. Similar to IBD, there appears to be a dynamic and tightly regulated crosstalk between
dysbiosis-associated microbes and the gut-associated immune response seen prior to the onset of
related autoimmune diseases, such as rheumatoid arthritis (RA), psoriasis, and psoriatic arthritis [14].
In fact, more recent observations implicate a causative role for dysbiosis in the development of
inflammatory arthritides [14–16]. RA, psoriatic disease (psoriasis and psoriatic arthritis), and IBD also
share several treatments [17–19], which highlight some common final pathways in the pathogenesis of
these heterogeneous diseases. In addition, it appears that several common dietary interventions can
result in disease modifications across these IMIDs [14,20].
Recent literature increasingly supports the use of prebiotics, probiotics, and other supplements to
treat gut dysbiosis [14,21]. Despite this, however, there are few clear guidelines advocating for their use
as a treatment for IBD, and results in clinical trials have generally been equivocal. In fact, the American
Gastroenterology Association (AGA) practice guidelines on the role of probiotics in management
of gastrointestinal disorders do not recommend their use outside of a clinical trial as a result of
knowledge gaps caused by low sample sizes as well as study design and treatment heterogeneity [21].
However, there is still much to extract and extrapolate from these IBD studies. Similarly, there are
several well-designed studies investigating supplements in other IMIDs, namely RA and psoriasis,
that offer opportunities to better ascertain their potential in mitigating disease. In this review, we
examine the data surrounding probiotics, prebiotics, and other dietary supplements not only in IBD
but also in RA and psoriatic disease. Through this cross-analysis, we hope to better understand which
forms of supplementation have been most effective, and which provide the most potential for future
therapeutic use.
3. Results
3.1. Probiotics
In active IBD, there are additional efficacy differences found in UC and CD. Though there
have been numerous studies investigating probiotic usage and outcomes in UC, the diversity of
probiotic usage and variance in study design have limited the conclusions that can be drawn from
meta-analyses [31,32]. This being said, there have been studies showing the therapeutic benefit of
probiotics either alone or in conjunction with standard-of-care therapy in UC [26,27]. Specifically, there
are several trials that support the use of VSL#3—a multi-strain probiotic mixture—to induce remission
in patients with mild-to-moderate UC [27]. A double-blind randomized study investigating standard
pharmaceutical treatment plus VSL#3 supplementation versus placebo for 8 weeks found a significant
reduction in the ulcerative colitis disease activity index (UCDAI, which assesses stool frequency, rectal
bleeding, endoscopic mucosal appearance, and physician’s rating of disease activity) (p = 0.01) and
rectal bleeding (p = 0.014) [33]. Improvements in stool frequency, physician’s rate of disease activity,
and endoscopic scores were also seen, but these did not reach statistical significance. These findings
support VSL#3 as a potential add-on to conventional pharmacologic therapy [33]. In contrast to VSL#3,
the probiotic bacterium Escherichia coli Nissle 1917 (EcN) does not seem to improve disease and may, in
fact, worsen clinical outcomes in active IBD. EcN has been tested in a double-blind randomized study
for 8 weeks as an adjunctive therapy to ciprofloxacin in mild-to-moderate UC. Though there were no
significant differences found in the ciprofloxacin/placebo versus ciprofloxacin/EcN groups, patients in
the EcN/placebo group had poorer outcomes. In fact, fewer patients reached remission (p < 0.05) in
the EcN/placebo treatment group compared to placebo/placebo, and experienced greater withdrawals
(p < 0.05) compared to other groups combined [34].
Published literature on probiotic use as therapy for active CD is more limited. The available
study results are difficult to generalize due to their non-randomized trial methodology or small patient
populations [35]. Further investigation is required to make generalizable prognostic statements about
probiotic use in the induction of disease remission for IBD, but the evidence supporting their use in UC
is more promising than in CD. Perhaps ongoing studies evaluating the efficacy of probiotic adjunctive
therapies in UC—including one investigating the effects of Lactobacillus rhamnosus GG [36] and another
one investigating SER-287 (microbiome therapy containing a consortium of live bacterial spores) [37]
on mild-to-moderate UC—will further elucidate the effects of probiotics on clinical disease outcomes.
Similar to treatment of active disease in IBD, the evidence of probiotic usage for the maintenance
of remission in both UC and CD has also been limited and mixed. Despite EcN not showing
efficacy in active UC, there is evidence supporting its use in maintaining remission. In a 12-month
double-blind study, there was no clinically significant difference in maintenance of remission between
patients who took the probiotic monotherapy twice a day versus mesalamine, a standard therapy for
mild-to-moderate UC, three times a day (p < 0.01 for equivalence) [28]. This suggests that probiotics
may provide an alternative to conventional therapies to maintain disease remission. Furthermore, a
meta-analysis conducted by Sang et al. analyzed 13 studies and found that probiotic treatment was
more effective than placebo for maintaining remission in UC [29]. However, prior to initiating all UC
patients on probiotics, clear guidance should be provided as there appear to be species and strain
efficacy differences. In a recent Japanese study, for example, investigating Bifidobacterium + Lactobacillus
treatment versus placebo in quiescent UC, the study was terminated early after the 48-week follow-up
due to a lack of efficacy as no significant difference was found between the two arms in relapse-free
survival (p = 0.64) [38]. These mixed results may also reflect differences in genetics and environmental
exposures, in addition to highlighting differences based on probiotic composition. Thus, though
studies show promise for probiotic use in disease as maintenance therapy, additional well-controlled
trials are necessary to understand the impact of various probiotics on clinical disease outcomes.
In CD, there are more data investigating probiotic use as a maintenance therapy (compared
to its use in active CD). Though some studies have suggested that probiotics may have efficacy in
maintaining CD remission [39], this has not been consistently reflected in improved clinical markers of
disease activity [40–42]. In a study of VSL#3 in preventing the relapse of CD after surgery, inflammatory
cytokines were found to be significantly reduced between the VSL#3 versus placebo groups (p < 0.05).
Nutrients 2020, 12, 2156 4 of 14
A trend for improvement in the number of endoscopic lesions and severe recurrence with early VSL#3
treatment (p = 0.09) was also observed. However, no differences in clinical and disease activity
index scores were found between the two groups [30]. An additional study investigating the effect
of Saccharomyces boulardii on time to relapse in patients with CD showed no significant differences
between the probiotic and placebo groups (p = 0.78) [42].
Probiotics: Outcomes related to the use of probiotics in patients with certain IMIDs provide additional guidance for its
potential use in patients with IBD.
Study Disease Design N Results
Those who received 8-week supplementation with L casei had decreased
Alipour [43] RA RCT 46
inflammatory markers and disease activity scores.
8-week probiotic containing 3 different strains decreased disease activity
Zamani [44] RA RCT 60
scores and CRP.
2-month supplementation with bacillus strain probiotic improved pain
Mandel [45] RA RCT 45
assessment scores.
Navarro-Lopez Higher prevalence of reduced psoriasis area and severity index of up to
Ps * RCT 90
[46] 75% in those who took 3 months of probiotics.
8-week treatment course of VSL#3 decreased disease activity scores and
Tursi [33] UC RCT 144
clinical symptoms.
Adjunctive therapy with EcN may worsen clinical outcomes compared
Petersen [34] UC RCT 100
to placebo.
Prebiotics: Limited data exist in both IBD and other IMID populations. There have been a few studies demonstrating
proposed mechanism of microbiome and prebiotic interactions, which could be the foundation for additional research.
Study Disease Design N Results
Prospective High-fiber supplementation for 1 month increased circulating T regulatory
Häger [47] RA 36
cohort cells and decreased markers of bone erosion.
Pilot
15g/day of inulin-type fructans increased production of colonic butyrate, an
Valcheva [48] UC intervention25
anti-inflammatory short-chain fatty acid.
study
Supplements: Omega-3 supplementation seems promising for potential IBD-related arthropathies. Curcumin also
appears to have a potential role based on positive studies in the IMID population. Further studies on vitamin D and
targetable levels are needed.
Study Disease Design N Results
Proudman Those who received fish oil supplementation had higher rates of remission
RA RCT 122
[49] and reduced DMARD failure rates.
Kristensen The n-3-supplemented group showed improved outcomes in measures for
PsA * RCT 145
[50] disease activity and a reduction in use of NSAIDs and paracetamol.
In those on methotrexate, there was a non-significant difference in efficacy
Salesi [51] RA RCT 117
outcomes after 12 weeks of vitamin D compared to placebo.
Improved disease activity scores in those who received both low and high
Amalraj [52] RA RCT 36
doses of curcumin for 90 days.
Not all studies mentioned in text are included in Table 1. * Ps—psoriasis; PsA—psoriatic arthritis; RCT—randomized,
controlled trial; N—number of study participants.
Trials investigating the effects of probiotic use in patients with RA have also shown clinical and
symptomatic improvement. In two randomized double-blind clinical trials, there was a significant
reduction in serum proinflammatory cytokine levels found in patients receiving Lactobacillus casei [43,44].
Two trials also found a significant reduction in C-reactive protein (CRP) and Disease Activity Score
Nutrients 2020, 12, 2156 5 of 14
(DAS-28, consisting of tender and swollen joint count, CRP, and visual analog scale of global health)
after treatment with Lactobacillus casei [44,53]. A randomized double-blind trial investigating the
effect of probiotic Bacillus coagulans GBI-30 also demonstrated improvements in patient pain global
assessment (Patient Pain Assessment p = 0.05, Pain Scale p < 0.05) and with improvement, albeit limited,
in self-diagnosed disability (ability to walk p = 0.07, ability to reach p = 0.11) [45]. The promising
efficacy of these probiotics in RA suggests they may be altering, and potentially addressing, the
contribution of dysbiosis to disease activity. If so, this could provide an additional framework for its
use in patients with IBD, or at least for those suffering from IBD-associated arthropathy.
Similar to RA, some studies exist assessing probiotic use and clinical outcomes in patients with
psoriasis. From these limited studies, it appears that probiotic mixtures including strains of Lactobacillus
and Bifidobacterium have some efficacy on disease activity. One randomized double-blind study
investigating a combination probiotic mixture of Bifidobacterium longum, B. lactis, and Lactobacillus
rhamnosus showed a reduction of the Psoriasis Area and Severity Index (PASI) up to 75% (p < 0.05),
and an improvement in the Physician Global Assessment Index (48.9% in the probiotic group received
0 or 1, representative of remission, compared to 30.2% in the placebo group) [46]. Additionally, a study
done on only the effect of Lactobacillus pentosus in a mouse model of psoriasis demonstrated a significant
reduction in scaling lesions and the gene expression of proinflammatory cytokines [54], providing
additional evidence for the beneficial use of Lactobacillus species in the treatment of psoriasis. Though
both Lactobacillus and Bifidobacterium strains have indicated potential in treating psoriasis and IBD,
there is evidence that the inflammatory pathways targeted by these probiotics varies by disease. One
study investigating Bifidobacterium infantis 35624 across IBD, psoriasis, and chronic fatigue syndrome
(CFS) showed that it induced a reduction in CRP across all three conditions. The effects, however, on
different proinflammatory markers between IBD versus CFS and psoriasis differed. Tumor necrosis
factor alpha (TNF-α) was reduced in psoriasis (p = 0.04) and CFS (p = 0.02), while interleukin (IL)-6,
for example, was reduced in CFS (p = 0.05) and UC (p = 0.06) [55]. The differing cytokine responses
could, at least in part, also be explained by the different background therapies the patients with CFS,
psoriasis or IBD were on. Overall, the efficacy of a variety of Lactobacillus strains in both RA as well
as psoriasis, in addition to some therapeutic benefit seen in IBD, indicate that these strains are likely
reasonable candidates to consider for therapeutic use.
3.2. Prebiotics
Diet has a known impact on maintaining intestinal microbial homeostasis. Prebiotics are food
products that promote the growth of microorganisms thought to benefit the host [9,48,56]. We commonly
think of prebiotics as non-digestible fibers and nutrients that promote a healthier gut microbiome
through the stimulation of growth of healthy bacteria. Types of prebiotics, including fructans (polymers
of fructose molecules) and galacto-oligosaccharides (a type of oligosaccharide that is not hydrolyzed
by humans but rather fermented by gut bacteria), can be found naturally in foods, such as asparagus,
beets, garlic, and lentils to name a few [56]. Compared to probiotic usage, trials investigating the
clinical efficacy of prebiotics are substantially more limited. Even so, studies in IBD reveal beneficial
clinical effects of prebiotics, specifically fiber and oligosaccharides.
Variations of inulin, common soluble fibers such as those found in chicory root, have shown
promise. One study investigating the effects of inulin on clinical symptoms of patients with UC
(Mayo score 3–8) found a significant reduction in the high-treatment group (p = 0.04) associated
with a significant increase in colonic butyrate production (p = 0.04), a short-chain fatty acid with
anti-inflammatory effects [48]. This offers a proposed mechanism of effect, as butyrate production
inversely correlates with clinical symptoms [57]. Other studies found that oligofructose-enriched
inulin significantly decreased the Rachmilewitz score [58], an index used to assess endoscopic disease
activity (p < 0.05), as well as the fecal inflammatory marker calprotectin (p < 0.05) in patients with
mild-to-moderate UC after 14 days [59]. Additionally, germinated barley foodstuff was found to
significantly reduce CRP levels (p = 0.02), as well as abdominal pain and cramping (p = 0.02) compared
Nutrients 2020, 12, 2156 6 of 14
to placebo in mild-to-moderate patients with UC [60]. It also appeared to improve other clinical signs
of IBD (e.g., episodes of diarrhea, visible blood in stool) compared to baseline, though these did not
meet statistical significance [60].
Interestingly, prebiotic use in CD not only reduces disease activity [61,62] but may also alter
susceptibility to disease. The latter was highlighted in a prospective study, which analyzed data
from over 170,000 women, followed over 26 years, who participated in the Nurses’ Health Study
to investigate the effects of long-term dietary fiber intake on the risk of developing IBD. Dietary
information was obtained via a validated semiquantitative food questionnaire that was administered
every 4 years during the follow-up period. Intake of a high-fiber diet, particularly of fruit, was
associated with a 40% reduction in CD development (multivariate HR for CD, 0.59; 95% confidence
interval (CI), 0.39–0.90) [63]. Prebiotics have also been shown to reduce disease activity in CD. Analysis
of prebiotic complex carbohydrates, such as fructans (also known as fructooligosaccharides (FOS)),
have shown some promise for patients with CD. A small study (n = 10) demonstrated FOS induced
remission, as defined by a reduction in a commonly used clinical disease activity measure, the Harvey
Bradshaw Index (HBI), from 9.8 to 6.9 (p < 0.01) [61]. A larger study (n = 103) in patients with moderate
and severe CD (as defined by the Crohn’s disease activity index, CDAI, ≥220) showed an improvement
in CDAI scores compared to placebo, though this did not meet statistical significance (p = 0.07) [62].
While there are a paucity of data available on prebiotic use and their clinical effects on the
inflammatory arthropathies, there are some data indicating dietary fiber’s ability to restore microbial
diversity in patients with RA, likely driven by an increase in the observed circulatory T regulatory cells
and a favorable shift in the T helper immune response (Table 1) [47]. Based on these results, and what
we know about the positive effects of prebiotics on maintaining intestinal microbial homeostasis [9,48],
prebiotics have potential to modulate IBD disease activity. In the future, it will be important to offer
additional personalization of prebiotic regimens, perhaps starting with which types are most effective
for specific IMIDs.
remission (p = 0.04) [49]. In psoriasis, the results are more conflicted [72]. In a recent meta-analysis of
randomized controlled trials, fish oil did not demonstrate a significant reduction in the severity of
psoriasis, and individual trials reviewed over the last decade also yielded mixed results [73]. However,
in one of the larger and more well-controlled trials investigating the efficacy of n-3 supplementation
versus olive oil in psoriatic arthritis, an improvement was shown in the disease activity score, 68 tender
joint count, and PASI scores [50]. There was a significant reduction in the amount of non-steroidal
medication necessary to alleviate clinical symptoms in patients receiving n-3 supplementation (p = 0.04).
Given the favorable outcomes observed in patients with RA and psoriatic arthritis, it is possible that the
effects of supplementation may be more evident in patients with inflammatory arthritides. Therefore,
it may be worthwhile to explore the use of n-3 supplementation in patients with IBD-associated
inflammatory arthritis [74,75]
4. Discussion
While there are substantial data supporting probiotics, prebiotics, and other dietary
supplementation for the treatment of IMIDs, larger better controlled trials need to be performed in
order to further determine the efficacy of each of these treatments on specific patient populations.
Specific professional society guideline recommendations on their clinical use have generally been
lacking, largely due to the heterogeneity of the evidence base. Much, however, can still be extrapolated
from these studies to guide providers for management and researchers for promising avenues to
further explore [21].
There are several possible mechanisms of action by which dietary supplements may have a
therapeutic effect on IBD, including inhibition of microbial pathogens, modification of intestinal
permeability, modulation of the immune response of intestinal epithelia and mucosal immune cells, and
decomposition of luminal pathogenic antigens [89]. Probiotics, for example, attached to the mucosal
surface receptors, can inhibit adhesion and cell invasion by pathogenic bacteria [90,91]. Furthermore,
probiotics have been shown to ferment undigested dietary fibers, producing short-chain fatty acids and
other acid products that may inhibit the growth of pathogens [92,93]. Short-chain fatty acids themselves
have anti-inflammatory properties [94,95]. Probiotics have also been shown to downregulate the
expression of proinflammatory cytokines, such as TNFα, IL1β, and interferon gamma by several
pathways, including the inhibition of NF-κB (nuclear factor kappa-light-chain-enhancer of activated
B cells), modulation of toll like receptor (TLR)-2 signaling, and the PPARγ (peroxisome proliferator
activated receptor gamma) pathway [89]. Despite these mechanistic insights, it is still unclear which
probiotic strains have the most therapeutic potential in treatment of UC and CD. This further supports
the need to conduct cross-analysis and investigation in related IMIDs.
Cocktail strains, such as VSL#3, have the most data supporting adjunctive treatment in IBD,
with some conflicting data on Bifidobacterium and Lactobacillus strains as being potentially useful. The
efficacy of Lactobacillus casei in RA, as well as of Lactobacillus and Bifidobacterium strains in psoriasis,
gives additional supporting evidence and more basis for providers to potentially utilize these strains
for patients with IBD.
Studies assessing the efficacy of prebiotic usage in IBD are more limited, with some data supporting
the use of inulin-type fructans for UC and potentially the use of dietary fiber and fructooligosaccharides
to prevent CD. There are very limited studies detailing the use of prebiotics in other IMIDs. Currently,
given the limited amount of information on prebiotic usage, there is definitely a need for additional
testing to be conducted to assess if it can become a viable adjunctive treatment option. However,
given prior studies suggesting reasonable mechanisms, such as increased anti-inflammatory byproduct
(e.g., butyrate) production in the colon and restoration of microbial diversity, there is solid ground for
additional research.
In regard to other supplements, it appears that vitamin D deficiency is linked to disease
pathogenesis in IBD, RA, and psoriatic disease. Vitamin D regulates gut mucosal immunity by various
means, including the modification of gut epithelial integrity and alteration of T cell development and
function [80,96]. With generally widespread availability of vitamin D testing, various target levels
should be explored in a broad assortment of IMIDs. Omega-3 supplementation has been shown to
inhibit inflammatory cytokine production [97] and to be clinically effective in RA and psoriasis, but
this potential therapy needs further assessment before generalizing to IBD treatment. However, given
the positive results in other IMIDs, particularly RA, future studies may focus on outcomes of omega-3
supplementation in IBD-associated inflammatory arthropathies [75,76]. Curcumin has a medicinal
history of at least 2500 years in Asia and has long been known to have antibacterial properties [81]. There
is evidence of the anti-inflammatory and antioxidant effects of curcumin, including downregulation of
proinflammatory interleukins and cytokines, and inhibition of inflammatory cells. Curcumin has also
been shown to be effective in randomized controlled trials in mild-to-moderate UC and RA, as well
as in mouse models of psoriasis. Overall, the positive effects of curcumin in IMIDs provide further
Nutrients 2020, 12, 2156 9 of 14
support for its use in IBD. In IBD studies, outcomes also differed based on the dose of curcumin
given [83,84], so future additional analyses on dose-dependent changes may be fruitful.
There is strong evidence that the gut microbiota play a crucial role in IBD pathogenesis as well as
in the development of other IMIDs [5–8]. Although conflicting results and a lack of comparability of
available studies often preclude firm guidance, the available supporting data hold promise. Further
research should not only focus on additional investigation of specific bacterial strains but also
combinations of strains and combinations of prebiotics and probiotics, as well as interactions of bacteria
with fungi and viruses.
Author Contributions: Conceptualization, S.R.S. and J.F.A.; methodology, S.R.S., J.F.A., P.J., Y.J., K.J. and
C.L.; formal analysis, S.R.S., J.F.A., P.J., Y.J., K.J. and C.L.; data curation, S.R.S., J.F.A., P.J., Y.J., K.J. and C.L.;
writing—original draft preparation, S.R.S., J.F.A., P.J., Y.J., K.J. and C.L.; writing—review and editing, S.R.S., J.F.A.,
P.J., Y.J., K.J. and C.L.; supervision, S.R.S. and J.F.A. All authors have read and agreed to the published version of
the manuscript.
Funding: This research was supported by The Leona M. and Harry B. Helmsley Charitable Trust, Grant 2007-04026.
Acknowledgments: The authors acknowledge the Division of Gastroenterology and Hepatology at Stanford
University School of Medicine for supporting the time to complete this research.
Conflicts of Interest: The authors declare no conflict of interest.
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