Unit 4
Unit 4
Orientation
Provides new employees with a basic background information they need to work
in a company such as information about organization policies and processes,
culture, vision.
Aims of orientation
The new employee should feel welcome or at ease.
He should understand the organization in a broad sense ( values, culture, vision
etc.)
The employee should be clear what is expected in terms of work and behavior
Socializing the person into firm’s way of acting and doing things.
Process of orientation
These contain information the new manager need to better adjust to their jobs such as key
contact information, main tasks to undertake and even digital images of the employees the
new manager needs to know.
On the other hand some employers put some of the orientation information on the
web/Intranet ( vision and mission statements, policies, procedures etc.)
Informal/Formal process of orientation
Some organizations have formal orientation of program
Some organizations have informal orientation program wherein the employee handbook is
given to the new employee.
This handbook helps the employee to become familiar with organizational dos and don’ts.
Generally in organizations, after receiving orientation training new employees have to pass
an examination to receive confirmation.
Training and development
( Understanding the holistic view)
Development is a broader concept (Long term orientation)
Job rotation
Group work
Two view points: (1 Learning largely represents HRD process; 2 L&D is just new approach to
T&D)
Training, Learning and Motivation
Training is futile if the trainee lacks the ability or motivation to benefit from it.
Used when promotion or specific changes are required (or foreseen) in role
New legislations
Aligning T&D Process with Strategy of the Organization
VISION
What competencies does the MISSION
organization need (present or future)?
STRATEGY
COMPETENCY (KSA)
REQUIREMENTS
GAP AVAILABLE
(At three levels: Org.,Dept.,Ind.) ANALYSIS COMPETENCY
Identifying HR Process
to bridge the gap
SET UP HR PROCESS
Training &
Other HR Processes
development
Process
Training Process Model
Traditional ADDIE model:
Analysis Phase: (identification of performance gap, known as TNA)
Design Training
Evaluation
Methodology
Analysis Phase
Analyzing current employees’ training needs is more complex , since deciding to provide training as
a solution is also a difficult task to determine.
Sometimes performance is lowered as the standards are not clear and the person is not motivated.
Once training needs are identified then training is conducted to improve the capabilities of the
employees which shall lead to better performance of the organization.
Analysis Phase
Organizational
Analysis
TRIGGER
Org. Performance Training
Gap is noticed.
Needs
Operational Identify
Actual Org. Performance
Performance Analysis
Gaps (PG)
(AOP) <
Expected PG = EP - AP
Org. And Causes of
Performance PG
Non
(EOP) Person
Training
Analysis
Needs
Design Phase
Input Process Output
Learning
Theory Factors to facilitate
learning & transfer
Training Develop
Needs Alternative
Training
method(s) of
Objectives instruction
Evaluation
Organizational
objectives
Constraints
Development Phase
Output
Input •Training Plan
Process •Instructional
Determine factors
Material
that facilitate
learning & Instructional •Instructional
Transfer: Strategy Equipment
Principles of
Learning (Training •Trainee and
Plan) Trainer manuals
•Facilities
Choice of
instructional •Trainer(s)
methods •List of items &
actions needed
Implementation Phase
Evaluation Process
Objectives Analysis
Evaluation
Strategy
and Design
Organizational
Constraints Outcome
Analysis
- Reaction
- Learning
Design Issues
- Behavior
- Results
Alternate methods of Training
On-the-Job Training :
Apprenticeship Training
Informal Learning
Job Instruction Training
Lectures
Programmed Learning
Audiovisual Techniques
Vestibule or Simulated Training
Computer-Based Training
Training Via CD-ROM and the Internet
On the job training
A person learns a job by actually doing it
Types
Job Rotation: Employee moves from job to job and learns by doing.
Advantages of OJT
Inexpensive
Learning is facilitated since trainees learn by doing and get immediate feedback
The Apprentices Act, 1961 was enacted by Government of India to regulate and
control the training of apprentices
Informal Learning
Informal learning happens in the organization on daily basis through the interaction
among the employees.
Job Instruction Training
Listing each job’s basic tasks along with key points in order to provide
step by step training for employees
Lectures
3. giving the learner immediate feedback on the accuracy of his or her answers.
Advantages
Advantages:
1. More interesting
2. Stop action, instant replay, fast or slow motion capabilities are there to facilitate
learning
All online training platforms and e courses available online help the trainee to learn and
gain knowledge.
Cost effective
Management development
Any attempt to improve current or future management performance by imparting knowledge,
changing attitudes or increasing skills.
Succession Planning : A process through which senior level openings are planned for and
eventually filled.
Managerial development happens through on the job training and off the job training
Managerial On the Job training
Job Rotation: A management training technique that involves moving a
trainee from department to department to broaden his or her experience
Coaching: Here the trainee works directly with a senior manager or with
the person he or she is to replace.
Outside seminars: Many companies and universities offer web based and traditional classroom
management development seminars and conferences. Eg. SHRM provides specialized seminars for its
members
Corporate Universities: A company based method for exposing prospective managers to realistic
exercises to develop improved management skills.
Mentoring
Formal or informal program in which mid and senior level managers help less
experienced employees-for instance by giving them career advice and
helping them navigate political pitfalls
Blended learning
a style of education in which students learn via electronic and online media
as well as traditional face-to-face teaching.
Training Effectiveness
Time Series design : Measure performance before and after the training
program
Level 1: Reaction
You want people to feel that training was valuable. This stage measures how
engaged the trainees were and how the trainees actively contributed.
Did you feel that the training was worth your time?
What are the three most important things that you learned from this training?
From what you learned, what do you plan to apply in your job?
Level 2 also measures what they think they'll be able to do differently as a result, how
confident they are that they can do it, and how motivated they are to make changes.
It demonstrates how training has developed trainees skills, attitudes and knowledge, as
well as their confidence and commitment.
This level shows results if comparison is made before and after training
Before the training begins, test the trainees knowledge, skill levels and attitudes. Then,
when the training is finished, test a second time and measure what trainees have learned,
or measure their learning with interviews or verbal assessments.
Level 3: Behaviour
This level helps to understand how well people apply their training.
For instance it is possible that the trainees have learnt a lot in training but it
is taking time to show the results in behavior. This shouldn't lead to conclude
that training was ineffective.
Level 3: Behaviour
Questions to ask include:
Are trainees able to teach their new knowledge, skills or attitudes to other
people?
One of the best ways to measure behavior is to conduct observations and interviews.
Another is to integrate the use of new skills into the tasks, so that people have the
chance to demonstrate what they know.
Level 4: Results
The final results of the training are analyzed at this stage.
This includes outcomes that are good for business and good for your team
members, and which demonstrate a good return on investment (ROI).
Increased production.
Higher morale.
Reduced waste.
Increased sales.
Higher-quality ratings.
Today non formal methods of training are more popular and formal training has become less
popular
Level 3 and 4 of the model are time consuming, resource intensive, and expensive to
implement.
Most importantly, organizations change in many ways, and these changes affect behaviors
and results, as well as training.
For instance: productivity and retention could be hampered by the change of boss.
Performance Management and appraisal
Core Function
Promoting HR Identifying
Organizational Planning Organizational
Capabilities Capabilities
Subordinate Performance
Management T&D
Development
Communication/ Career
Interaction Planning
Reward
Performance management and appraisal
appraisal and development into a single common system, the aim of which is to ensure that the
employee’s performance is supporting the company’s strategic aims.
An appraisal involves:
Performance appraisal
Evaluating an employee’s current and/or past performance
relative to his or her performance standards.
Departmental Goals
Rewarding Enabling
Performance Performance
Evaluating
Communicating
Performance
Performance
Building blocks of an effective PMS
Direction Sharing : Communicating the organization’s higher level goals throughout the organization
Role Clarification: Clarifying each employee’s role in terms of his day to day work
Goal alignment
Ongoing feedback
SMART Goals
Encourage participation of employee in goal setting and motivating the employee to perform on
the set goals
Not only culture determines PMS, but it builds a performing culture within organization
Productivity
Profitability
Process improvement
Narrative method
Management by objective
Graphic Rating Scale Method
A scale that lists a number of traits and a range of performance for each. The employee is then rated
by identifying the score that best describes his/her performance
This method of appraisal requires the rater to rate ( from unsatisfactory to outstanding) the employees
on factors like quantity and quality of work, job knowledge, dependability, punctuality , attendance
etc.
Disadvantages:-
A. Regarding the choice of employee behavior categories- important one may miss out and irrelevant
might be get included
B. Different people may interpret the written descriptions in different ways. This might lead to
confusion and loss of reliability.
Graphic Rating Scale
Quality of Work
X
1(Low) 2 3 4 5 6 7 (High)
Alternate Ranking Method
Ranking employees from best to worst
on a particular trait, choosing highest,
then lowest until all are ranked
Ranking employees by
making a chart of all
possible pairs of the
employees for each
trait and indicating
which is the better (+)
employee of the pair.
Forced Distribution Method
Similar to grading on a
curve, predetermined
percentages of rates are
placed in various
performance categories.
Critical Incident method
Keeping a record of uncommonly good or undesirable examples of an employee’s work
related behavior and reviewing it with the employee at predetermined times.
Narrative Forms
Supervisor is responsible for
providing an assessment of the
employee’s past performance
and required areas of
improvement.
➢ These goals are set with the active participation of the employee and his supervisor.
➢ Quantifiable and measurable goals that are neither too easy nor too difficult to
achieve.
➢ Employees who are suitably equipped and motivated to achieve these goals.
Management by Objectives
➢ Continuous and constructive feedback and guidance.
Performance reviews
Provide feedback
Problems in MBO
Time consuming
1. Generate Critical Incidents : Ask job holders to describe specific illustrations of effective
and ineffective performance
3. Reallocate incidents: Another group of people who knows the job reallocate original critical
incidents. Generally 50-80% similar are categorized
4. Scale the incidents : The second group then rates the incidents importance in relation to the
performance. (7-9 point scale)
5. Develop a final instrument: Choose about six to seven incidents as behavioral anchors
BARS- Behaviorally Anchored Rating Scales
Dimension: Transacting Loans
Helps customers in a (Corporate Loan Assistant)
manner that draws praise
7
Assists customers with
from them 6 loan applications
Develops loan
documentation accurately 5
Prepares credit reports
4 without having to be told
Provides information to
customers, even if not 3
asked Fails to help other banks
2 participating in loans
Conducts loan interviews in
a manner that draws
complaints from applicants 1
Advantages of BARS
2. Clearer Standards
3. Feedback
4. Independent dimensions: 5-6 dimensions identified that are independent of each other
5. Consistency
360 degree appraisal
A 360 Degree appraisal system aims at a comprehensive and objective appraisal of employee performance.
In a 360 degree appraisal system, the employee’s performance is evaluated by his supervisor, his peers,
his internal/external customers, his internal/external suppliers and his subordinates.
1. Self evaluation
2. Supervisor
3. Peers
4. Subordinates
5. Customers/Clients
For instance many organization merge graphic rating scale with BARS
method
KRA & KPA
➢ Key Result Area(KRA) and Key Performance Area(KPA) , though the terms hold different
meaning but are often used interchangeably and more or less assumed to have same
applicability .
➢ KRA defines the outcome or end result expected to be delivered while KPA defines all the
activities, not always result oriented, an individual has to perform being on job.
➢ KRA is the area identified as important or crucial where a result will assist in the achievement of the
set objectives or goal.
Key = crucial/main
Performance = Achievement/Attainment
Therefore:
In organizations, each role or job has a “Job Description (JD)” which consist of all the
responsibilities the person on job has to perform. All the activities listed in JD falls in
two categories:
Category A – List of functions and activities crucial or critical for the job role.
These activities form the KRA of the job.
Category B – List of functions and activities associated with the job role but not
truly critical for the role. These functions are important for overall performance of
the team, department or organization as a whole and form the KPA for the job
KRA & KPA
Role – Product Manager
Key Performance Areas are the areas within the business unit, for
which an individual or group is logically responsible.
KPI
Key Performance Indicator is a metric that quantifies a KRA
Employees career progress, raises, peace of mind etc. hinge on how they are rated.
Therefore, the rater should be careful in assessing the employee on his performance.
Problems to avoid during performance appraisal
▪ Unclear standards: Rating may be subjective. Perception of good, fair and bad
is different for everyone.
▪ Leniency error: Assign high ratings to most or all employees (artificial rating
inflation to encourage)
▪ Severity/ Strictness error: assign low ratings to most or all employees (artificial
rating deflation to punish)
Problems to avoid during performance appraisal
Halo effect: Supervisor rating of a subordinate on one trait biases the rating of that
person on other traits. For eg. Supervisors often rate unfriendly employees lower on all
traits rather than just for the trait “gets along with others”. To avoid this error “BARS”
should be used as in this performance dimensions are independent of each other.
Central tendency: A tendency to rate all employees the same way such as rating them
all average.
Use right tool: Each performance method has its own pros and cons. Choose
wisely.
Control outside influences: Appraisal accuracy also requires reducing the effects
of outside factors such as union pressure and time constraints.
Appraisal Interview
An interview in which supervisor and subordinate review the appraisal and
make plans to remedy deficiencies and reinforce strengths.
Don’t try to explain someone to themselves: Try and talk using facts “sales are
down”.