People v. Fontanilla

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FIRST DIVISION

[G.R. No. 177743. January 25, 2012.]

PEOPLE OF THE PHILIPPINES, plaintiff-appellee, vs. ALFONSO


FONTANILLA y OBALDO, accused-appellant.

DECISION

BERSAMIN, J : p

An indispensable requisite of self-defense is that the victim must have


mounted an unlawful aggression against the accused. Without such unlawful
aggression, the accused cannot invoke self-defense as a justifying
circumstance.
The accused prays for the review and reversal of the decision
promulgated on June 29, 2006, 1 whereby the Court of Appeals (CA) affirmed
his conviction for murder handed down by the Regional Trial Court (RTC),
Branch 34, in Balaoan, La Union.
Antecedents
At around 9:30 p.m. on October 29, 1996, Jose Olais was walking along
the provincial road in Butubut Oeste, Balaoan, La Union when Alfonso
Fontanilla suddenly struck him in the head with a piece of wood called
bellang. 2 Olais fell facedown to the ground, but Fontanilla hit him again in
the head with a piece of stone. Fontanilla desisted from hitting Olais a third
time only because Joel Marquez and Tirso Abunan, the sons-in-law of Olais,
shouted at him, causing him to run away. Marquez and Abunan rushed their
father-in-law to a medical clinic, where Olais was pronounced dead on
arrival. 3
On April 25, 1997, the Office of the Provincial Prosecutor of La Union
filed an information for murder against Fontanilla in the RTC, viz.:
That on or about the 29th day of October 1996, along the
Provincial Road at Barangay Butubut Oeste, Municipality of Balaoan,
Province of La Union, Philippines, and within the jurisdiction of this
Honorable Court, the above-named accused, with intent to kill and with
evident premeditation and treachery, did then and there willfully,
unlawfully and feloniously attack, assault and strike with a long
coconut night stick and thereafter hit with a stone the head of Jose
Olais, thereby inflicting on the latter head wounds which caused the
death of the latter, to the damage and prejudice of the heirs of said
victim.
CONTRARY TO LAW. 4

The accused pleaded not guilty.

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The State presented Marquez and Abunan as its witnesses. They
claimed that they were only several meters away from Olais when Fontanilla
struck him; that they shouted at Fontanilla, who fled because of them; and
that they were able to see and to identify Fontanilla as the attacker of their
father-in-law because the area was then well-lighted. 5 TAacHE

Dr. Felicidad Leda, the physician who conducted the autopsy on the
cadaver of Olais, attested that her post-mortem examination showed that
Olais had suffered a fracture on the left temporal area of the skull, causing
his death. She opined that a hard object or a severe force had hit the skull of
the victim more than once, considering that the skull had been already
fragmented and the fractures on the skull had been radiating. 6
SPO1 Abraham Valdez, who investigated the slaying and apprehended
Fontanilla, declared that he had gone looking for Fontanilla in his house
along with other policemen; that Fontanilla's father had denied that he was
around; that their search of the house had led to the arrest of Fontanilla
inside; and that they had then brought him to the police station. 7 Valdez
further declared that Fontanilla asserted that he would only speak in court. 8
At the trial, Fontanilla claimed self-defense. He said that on the night of
the incident, he had been standing on the road near his house when Olais,
wielding a nightstick and appearing to be drunk, had boxed him in the
stomach; that although he had then talked to Olais nicely, the latter had
continued hitting him with his fists, striking him with straight blows; that
Olais, a karate expert, had also kicked him with both his legs; that he had
thus been forced to defend himself by picking up a stone with which he had
hit the right side of the victim's head, causing the latter to fall face down to
the ground; and that he had then left the scene for his house upon seeing
that Olais was no longer moving. 9
Fontanilla's daughter Marilou corroborated her father's version. 10
On June 21, 2001, the RTC declared Fontanilla guilty as charged, and
disposed thusly:
WHEREFORE, in the light of the foregoing, the Court hereby
renders judgment declaring he accused ALFONSO FONTANILLA Y
OBALDO @ 'Carlos' guilty beyond reasonable doubt of the crime of
MURDER as defined and penalized in Art. 248 of the Revised Penal
Code, as amended by Republic Act No. 7659, Sec. 6, and thereby
sentences him to suffer the penalty of RECLUSION PERPETUA TO
DEATH and to indemnify the heirs of the victim in the amount of Fifty
Thousand Pesos (P50,000.00).

SO ORDERED. 11

The RTC rejected Fontanilla's plea of self-defense by observing that he


had "no necessity to employ a big stone, inflicting upon the victim a mortal
wound causing his death" 12 due to the victim attacking him only with bare
hands. It noted that Fontanilla did not suffer any injury despite his claim that
the victim had mauled him; that Fontanilla did not receive any treatment,
and no medical certificate attested to any injury he might have suffered,
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having been immediately released from the hospital; 13 that Fontanilla's
failure to give any statement at the time he surrendered to the police was
inconsistent with his plea of self-defense; 14 and that the manner of attack
against Olais established the attendance of treachery. 15
On appeal, the CA affirmed the RTC, holding that Fontanilla did not
establish the indispensable element of unlawful aggression; that his failure to
report the incident to the police at the earliest opportunity, or even after he
was taken into custody, negated the plea of self-defense; and that the
nature of the victim's injury was a significant physical proof to show a
determined effort on the part of Fontanilla to kill him, and not just to defend
himself. 16
The CA ruled that treachery was attendant, because Olais had no
inkling that a fatal blow was looming upon him, and because Fontanilla was
inconspicuously hidden from view when he struck Olais from behind,
rendering Olais unable to retaliate. 17
Nonetheless, the CA rectified the penalty from reclusion perpetua to
death to only reclusion perpetua upon noting the absence of any aggravating
or mitigating circumstance, and disposed as follows:
IN VIEW OF ALL THE FOREGOING, the appealed decision of the
Regional Trial Court of Balaoan, La Union, Branch 34, in Criminal Case
No. 2561 is hereby AFFIRMED with MODIFICATION that appellant
Fontanilla is hereby sentenced to suffer the penalty of reclusion
perpetua. No cost.
SO ORDERED. 18

The accused is now appealing, insisting that the CA erred because:


I.
THE TRIAL COURT GRAVELY ERRED IN IGNORING THE ACCUSED-
APPELLANT'S CLAIM OF SELF-DEFENSE.
II.

EVEN GRANTING THAT ACCUSED-APPELLANT KILLED THE VICTIM, THE


TRIAL COURT GRAVELY ERRED IN CONVICTING THE ACCUSED-
APPELLANT OF THE CRIME OF MURDER WHEN THE QUALIFYING
CIRCUMSTANCE OF TREACHERY WAS NOT PROVEN BEYOND
REASONABLE DOUBT. aTEADI

III.
FURTHERMORE, THE TRIAL COURT GRAVELY ERRED IN NOT
APPRECIATING THE SPECIAL PRIVILEGE[D] MITIGATING CIRCUMSTANCE
OF INCOMPLETE SELF-DEFENSE AND THE MITIGATING CIRCUMSTANCE
OF VOLUNTARY SURRENDER.

Ruling
We affirm the conviction.
Fontanilla pleaded self-defense. In order for self-defense to be
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appreciated, he had to prove by clear and convincing evidence the following
elements: (a) unlawful aggression on the part of the victim; (b) reasonable
necessity of the means employed to prevent or repel it; and (c) lack of
sufficient provocation on the part of the person defending himself. 19
Unlawful aggression is the indispensable element of self-defense, for if no
unlawful aggression attributed to the victim is established, self-defense is
unavailing, for there is nothing to repel. 20 The character of the element of
unlawful aggression is aptly explained as follows:
Unlawful aggression on the part of the victim is the primordial
element of the justifying circumstance of self-defense. Without
unlawful aggression, there can be no justified killing in defense of
oneself. The test for the presence of unlawful aggression under the
circumstances is whether the aggression from the victim put in real
peril the life or personal safety of the person defending himself; the
peril must not be an imagined or imaginary threat. Accordingly, the
accused must establish the concurrence of three elements of unlawful
aggression, namely: ( a) there must be a physical or material attack or
assault; (b) the attack or assault must be actual, or, at least, imminent;
and (c) the attack or assault must be unlawful.

Unlawful aggression is of two kinds: (a) actual or material


unlawful aggression; and (b) imminent unlawful aggression. Actual or
material unlawful aggression means an attack with physical force or
with a weapon, an offensive act that positively determines the intent of
the aggressor to cause the injury. Imminent unlawful aggression
means an attack that is impending or at the point of happening; it must
not consist in a mere threatening attitude, nor must it be merely
imaginary, but must be offensive and positively strong (like aiming a
revolver at another with intent to shoot or opening a knife and making
a motion as if to attack). Imminent unlawful aggression must not be a
mere threatening attitude of the victim, such as pressing his right hand
to his hip where a revolver was holstered, accompanied by an angry
countenance, or like aiming to throw a pot. 21

By invoking self-defense, however, Fontanilla admitted inflicting the


fatal injuries that caused the death of Olais. It is basic that once an accused
in a prosecution for murder or homicide admitted his infliction of the fatal
injuries on the deceased, he assumed the burden to prove by clear,
satisfactory and convincing evidence the justifying circumstance that would
avoid his criminal liability. 22 Having thus admitted being the author of the
death of the victim, Fontanilla came to bear the burden of proving the
justifying circumstance to the satisfaction of the court, 23 and he would be
held criminally liable unless he established self-defense by sufficient and
satisfactory proof. 24 He should discharge the burden by relying on the
strength of his own evidence, because the Prosecution's evidence, even if
weak, would not be disbelieved in view of his admission of the killing. 25
Nonetheless, the burden to prove guilt beyond reasonable doubt remained
with the State until the end of the proceedings.
Fontanilla did not discharge his burden. A review of the records reveals
that, one, Olais did not commit unlawful aggression against Fontanilla, and,
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two, Fontanilla's act of hitting the victim's head with a stone, causing the
mortal injury, was not proportional to, and constituted an unreasonable
response to the victim's fistic attack and kicks.
Indeed, had Olais really attacked Fontanilla, the latter would have
sustained some injury from the aggression. It remains, however, that no
injury of any kind or gravity was found on the person of Fontanilla when he
presented himself to the hospital; hence, the attending physician of the
hospital did not issue any medical certificate to him. Nor was any medication
applied to him. 26 In contrast, the physician who examined the cadaver of
Olais testified that Olais had been hit on the head more than once. The plea
of self-defense was thus belied, for the weapons used by Fontanilla and the
location and number of wounds he inflicted on Olais revealed his intent to
kill, not merely an effort to prevent or repel an attack from Olais. We
consider to be significant that the gravity of the wounds manifested the
determined effort of the accused to kill his victim, not just to defend himself.
27

The CA and the RTC found that treachery was attendant. We concur.
Fontanilla had appeared out of nowhere to strike Olais on the head, first with
the wooden stick, and then with a big stone, causing Olais to fall to the
ground facedown. The suddenness and unexpectedness of the attack
effectively denied to Olais the ability to defend himself or to retaliate against
Fontanilla. ACcEHI

The imposition of reclusion perpetua by the CA was warranted under


Article 248 of the Revised Penal Code, 28 which prescribes reclusion
perpetua to death as the penalty for murder. Under the rules on the
application of indivisible penalties in Article 63 of the Revised Penal Code, 29
the lesser penalty of reclusion perpetua is imposed if there are neither
mitigating nor aggravating circumstances. Yet, the Court points out that the
RTC erroneously imposed "RECLUSION PERPETUA TO DEATH" as the penalty.
Such imposition was bereft of legal justification, for reclusion perpetua and
death, being indivisible, should not be imposed as a compound, alternative
or successive penalty for a single felony. In short, the imposition of one
precluded the imposition of the other.
The Court also modifies the limiting of civil damages by the CA and the
RTC to only the death indemnity of P50,000.00. When death occurs due to a
crime, the damages to be awarded may include: ( a) civil indemnity ex delicto
for the death of the victim; (b) actual or compensatory damages; (c) moral
damages; (d) exemplary damages; and (e) temperate damages. 30
Accordingly, the CA and the RTC should also have granted moral
damages in addition to the death indemnity, which were of different kinds. 31
The death indemnity compensated the loss of life due to crime, but
appropriate and reasonable moral damages would justly assuage the mental
anguish and emotional sufferings of the surviving family of Olais. 32 Although
mental anguish and emotional sufferings of the surviving family were not
quantifiable with mathematical precision, the Court must nonetheless strive
to set an amount that would restore the heirs of the deceased to their moral
status quo ante. Given the circumstances, P50,000.00 should be reasonable
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as moral damages, which, pursuant to prevailing jurisprudence, 33 we are
bound to award despite the absence of any allegation and proof of the heirs'
mental anguish and emotional suffering. The rationale for doing so rested on
human nature and experience having shown that:
. . . a violent death invariably and necessarily brings about
emotional pain and anguish on the part of the victim's family. It is
inherently human to suffer sorrow, torment, pain and anger when a
loved one becomes the victim of a violent or brutal killing. Such violent
death or brutal killing not only steals from the family of the deceased
his precious life, deprives them forever of his love, affection and
support, but often leaves them with the gnawing feeling that an
injustice has been done to them. 34

Another omission of the CA and the RTC was their non-recognition of


the right of the heirs of the victim to temperate damages. The victim's wife
testified about her family's incurring funeral expenses of P36,000.00, but
only P18,000.00 was backed by receipts. It is already settled that when
actual damages substantiated by receipts sum up to lower than P25,000.00,
temperate damages of at least P25,000.00 become justified, in lieu of actual
damages in the lesser amount actually proved by receipts. It would obviously
be unfair to the heirs of the victim to deny them compensation by way of
actual damages despite their honest attempt to prove their actual expenses
by receipts (but succeeding only in showing expenses lower than P25,000.00
in amount). 35 Indeed, the heirs should not be left in a worse situation than
the heirs of another victim who might be nonetheless allowed temperate
damages of P25,000.00 despite not having presented any receipts at all.
With the victim's wife having proved P18,000.00 worth of expenses, granting
his heirs temperate damages of P25,000.00, not only P18,000.00, is just and
proper. Not to do so would foster a travesty of basic fairness.
The Civil Code provides that exemplary damages may be imposed in
criminal cases as part of the civil liability "when the crime was committed
with one or more aggravating circumstances." 36 The Civil Code permits such
damages to be awarded "by way of example or correction for the public
good, in addition to the moral, temperate, liquidated or compensatory
damages." 37 In light of such legal provisions, the CA and the RTC should
have recognized the entitlement of the heirs of the victim to exemplary
damages on account of the attendance of treachery. It was of no moment
that treachery was an attendant circumstance in murder, and, as such,
inseparable and absorbed in murder. As well explained in People v. Catubig:
38

The term "aggravating circumstances" used by the Civil Code,


the law not having specified otherwise, is to be understood in its broad
or generic sense. The commission of an offense has a two-pronged
effect, one on the public as it breaches the social order and the other
upon the private victim as it causes personal sufferings, each of which
is addressed by, respectively, the prescription of heavier punishment
for the accused and by an award of additional damages to the victim.
The increase of the penalty or a shift to a graver felony underscores
the exacerbation of the offense by the attendance of aggravating
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circumstances, whether ordinary or qualifying, in its commission.
Unlike the criminal liability which is basically a State concern,
the award of damages, however, is likewise, if not primarily,
intended for the offended party who suffers thereby. It would
make little sense for an award of exemplary damages to be
due the private offended party when the aggravating
circumstance is ordinary but to be withheld when it is
qualifying. Withal, the ordinary or qualifying nature of an
aggravating circumstance is a distinction that should only be
of consequence to the criminal, rather than to the civil, liability
of the offender. In fine, relative to the civil aspect of the case,
an aggravating circumstance, whether ordinary or qualifying,
should entitle the offended party to an award of exemplary
damages within the unbridled meaning of Article 2230 of the
Civil Code.
For the purpose, P30,000.00 is reasonable and proper as exemplary
damages, 39 for a lesser amount would not serve result in genuine
exemplarity.
WHEREFORE, we AFFIRM the decision promulgated on June 29, 2006
by the Court of Appeals, subject to the MODIFICATION of the civil damages,
by ordering accused Alfonso Fontanilla y Obaldo to pay to the heirs of Jose
Olais P25,000.00 as temperate damages and P30,000.00 as exemplary
damages in addition to the P50,000.00 as death indemnity and the
P50,000.00 as moral damages, plus interest of 6% per annum on such
amounts from the finality of the judgment.
The accused shall pay the costs of suit.
SO ORDERED.
Corona, C.J., Leonardo-de Castro, Villarama, Jr. and Perez, * JJ., concur.

Footnotes
*Vice Associate Justice Mariano C. Del Castillo, who took part in the proceedings in
the Court of Appeals, per raffle of January 18, 2012.
1.CA rollo, pp. 98-108; penned by Associate Justice Conrado M. Vasquez, Jr. (later
Presiding Justice, now retired), with Associate Justice Mariano C. Del Castillo
(now a Member of the Court) and Associate Justice Vicente S.E. Veloso
concurring.
2.Bellang is a blunt instrument made of coconut wood used by barangay tanod in
their patrols (per TSN, November 12, 1998, p. 6).
3.Records, pp. 167-168.
4.Id., p. 1.

5.Id., pp. 167-168.


6.Id., p. 170.
7.CA rollo, p. 101.
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8.Records, p. 170.
9.Id., p. 168.

10.CA rollo, p. 101.


11.Records, p. 172.
12.Id., p. 169.
13.Id., p. 170.
14.Id.

15.Id., p. 172.
16.CA rollo, pp. 104-105.
17.Id., pp. 105-106.
18.Id., pp. 107-108.

19.Article 11 (1), Revised Penal Code.


20.Calim v. Court of Appeals, G.R. No. 140065, February 13, 2001, 351 SCRA 559,
571.

21.People v. Nugas, G.R. No. 172606, November 23, 2011.


22.Cabuslay v. People, G.R. No. 129875, September 30, 2005, 471 SCRA 241, 256-
257.
23.People v. Capisonda, 1 Phil. 575 (1902); People v. Baguio, 43 Phil. 683 (1922);
People v. Gutierrez, 53 Phil. 609 (1929); People v. Silang Cruz, 53 Phil. 625
(1929); People v. Embalido, 58 Phil. 152 (1933); People v. Dorico, No. L-
31568, November 29, 1973, 54 SCRA 172, 183; People v. Boholst-Caballero,
G.R. No. L-23249, November 25, 1974, 61 SCRA 180, 186; People v. Quiño,
G.R. No. 105580, May 17, 1994, 232 SCRA 400, 403; People v. Camacho,
G.R. No. 138629, June 20, 2001, 359 SCRA 200, 207; People v. Galvez, G.R.
No. 130397, January 17, 2002, 374 SCRA 10, 16; People v. Mayingque, G.R.
No. 179709, July 6, 2010, 624 SCRA 123.
24.People v. Gelera, G.R. No. 121377, August 15, 1997, 277 SCRA 450, 461;
Cabuslay v. People, G.R. No. 129875, September 30, 2005, 471 SCRA 241,
256-257.
25.People v. Molina, G.R. No. 59436, August 28, 1992, 213 SCRA 52, 65; People v.
Alapide, G.R. No. 104276, September 20, 1994, 236 SCRA 555, 560; People
v. Albarico, G.R. Nos. 108596-97, November 17, 1994, 238 SCRA 203, 211;
People v. Camahalan, G.R. No. 114032, February 22, 1995, 241 SCRA 558,
569.

26.TSN, May 23, 2000, p. 12.


27.People v. Nagum, G.R. No. 134003, January 19, 2000, 322 SCRA 474, 479,
People v. Baniel, G.R. No. 108492, July 15, 1995, 275 SCRA 472, 482.
28.Article 248. Murder. — Any person who, not falling within the provisions
of Article 246 shall kill another, shall be guilty of murder and shall
be punished by reclusion perpetua to death, if committed with any
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of the following attendant circumstances:
1. With treachery, taking advantage of superior strength, with the aid of
armed men, or employing means to weaken the defense or of means or
persons to insure or afford impunity.
2. In consideration of a price, reward, or promise.
3. By means of inundation, fire, poison, explosion, shipwreck, stranding of a
vessel, derailment or assault upon a railroad, fall of an airship, or by means
of motor vehicles, or with the use of any other means involving great waste
and ruin.
4. On occasion of any of the calamities enumerated in the preceding
paragraph, or of an earthquake, eruption of a volcano, destructive cyclone,
epidemic or other public calamity.
5. With evident premeditation.
6. With cruelty, by deliberately and inhumanly augmenting the suffering of
the victim, or outraging or scoffing at his person or corpse.
29.Article 63. Rules for the application of indivisible penalties. — In all cases in
which the law prescribes a single indivisible penalty, it shall be applied by the
courts regardless of any mitigating or aggravating circumstances that may
have attended the commission of the deed.

In all cases in which the law prescribes a penalty composed of two


indivisible penalties, the following rules shall be observed in the
application thereof:
1. When in the commission of the deed there is present only one aggravating
circumstance, the greater penalty shall be applied.
2. When there are neither mitigating nor aggravating circumstances
in the commission of the deed, the lesser penalty shall be applied.
3. When the commission of the act is attended by some mitigating
circumstances and there is no aggravating circumstance, the lesser penalty
shall be applied.
4. When both mitigating and aggravating circumstances attended the
commission of the act, the courts shall reasonably allow them to offset one
another in consideration of their number and importance, for the purpose of
applying the penalty in accordance with the preceding rules, according to the
result of such compensation.
30.People v. Domingo, G.R. No. 184343, March 2, 2009, 580 SCRA 436, 456.
31.Heirs of Castro v. Raymundo Bustos, L-25913, February 28, 1969, 27 SCRA 327.
32.Article 2206, (3), in relation to Article 2217 and Article 2219, Civil Code, and
Article 107, Revised Penal Code.
33.People v. Salva, G.R. No. 132351, January 10, 2002, 373 SCRA 55, 69; People v.
Osianas, G.R. No. 182548, September 30, 2008, 567 SCRA 319, 340; People
v. Buduhan, G.R. No. 178196, August 6, 2008, 561 SCRA 337, 367-368;
People v. Domingo, G.R. No. 184343, March 2, 2009, 580 SCRA 436, 456-
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457; People v. Berondo, G.R. No. 177827, March 30, 2009, 582 SCRA 547.
34.People v. Panado, G.R. No. 133439, December 26, 2000, 348 SCRA 679, 690-
691.
35.People v. Lacaden, G.R. No. 187682, November 25, 2009, 605 SCRA 784, 804-
805.
36.Article 2230, Civil Code.
37.Article 2229, Civil Code.
38.G.R. No. 137842, August 23, 2001, 363 SCRA 621, 635.
39.See People v. Dela Cruz, G.R. No. 188353, February 16, 2010, 612 SCRA 738,
People v. Del Rosario, G.R. No. 189580, February 9, 2011, 642 SCRA 625.

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