Electrical Stimulation in SCI
Electrical Stimulation in SCI
Electrical Stimulation in SCI
Clinical Medicine
Review
Electrical Stimulation Exercise for People with Spinal Cord
Injury: A Healthcare Provider Perspective
David R. Dolbow 1 , Ashraf S. Gorgey 2,3, * , Therese E. Johnston 4 and Ines Bersch 5
Abstract: Electrical stimulation exercise has become an important modality to help improve the
mobility and health of individuals with spinal cord injury (SCI). Electrical stimulation is used to
stimulate peripheral nerves in the extremities to assist with muscle strengthening or functional
activities such as cycling, rowing, and walking. Electrical stimulation of the peripheral nerves in
the upper extremities has become a valuable tool for predicting the risk of hand deformities and
rehabilitating functional grasping activities. The purpose of this paper is to provide healthcare
providers perspective regarding the many rehabilitation uses of electrical stimulation in diagnosing
and treating individuals with SCI. Electrical stimulation has been shown to improve functional
mobility and overall health, decrease spasticity, decrease the risk of cardiometabolic conditions
associated with inactivity, and assist in the diagnosis/prognosis of hand deformities in those with
tetraplegia. Studies involving non-invasive stimulation of the spinal nerves via external electrodes
aligned with the spinal cord and more invasive stimulation of electrodes implanted in the epidural
lining of the spinal cord have demonstrated improvements in the ability to stand and enhanced the
stepping pattern during ambulation. Evidence is also available to educate healthcare professionals in
using functional electrical stimulation to reduce muscle spasticity and to recognize limitations and
Citation: Dolbow, D.R.; Gorgey, A.S.;
barriers to exercise compliance in those with SCI. Further investigation is required to optimize the
Johnston, T.E.; Bersch, I. Electrical
Stimulation Exercise for People with dose-response relationship between electrical stimulation activities and the mobility and healthcare
Spinal Cord Injury: A Healthcare goals of those with SCI and their healthcare providers.
Provider Perspective. J. Clin. Med.
2023, 12, 3150. https://doi.org/ Keywords: peripheral nerve stimulation; functional electrical stimulation; neuromuscular electrical
10.3390/jcm12093150 stimulation; spinal cord injury
which includes resistance training [5]. FES is defined as electrically induced functional
activities, including FES cycling, FES rowing, FES walking, and FES-assisted grasping
activities [6–9]. Similarly, SCS is further divided into transcutaneous spinal stimulation
and epidural electrical stimulation [3,9,10]. Transcutaneous spinal stimulation provides
electrical input via surface electrodes aligned along the external surface of the spine, while
epidural stimulation is derived from electrodes surgically implanted in the epidural spaces
of the spinal cord [10–12]. Three primary electrical stimulation parameters are adjusted to
optimize the activity of interest: pulse duration (time duration for a single pulse), frequency
(pulses produced per second), and amplitude (strength of the current) that is often referred
to as stimulation intensity [13].
The potential benefits of electrical stimulation in individuals with SCI may include
changes in body composition, such as increasing muscle mass and bone mass while decreas-
ing fat mass; improving cardiovascular and metabolism efficiency; decreasing spasticity;
and improving functional mobility [2,8,14–16]. In addition, electrical stimulation can be
used as a diagnostic tool for determining lower motor neuron damage caused by cervical
SCI which may affect the risk of developing grasping anomalies [16]. Most recently, electri-
cal stimulation has been employed to guide clinicians and researchers in the estimation
of the quantities of muscle and bone. During NMES, Gorgey and colleagues used the
amplitude of the current (<100 mA) and the number of leg extension repetitions (>70) as
cut-offs to provide both diagnostic and prognostic assessments of the muscle cross-sectional
area and knee bone mineral densities in persons with SCI [17].
Electrical stimulation activities have been shown to be safe with proper supervi-
sion and instruction by healthcare professionals. Telehealth monitoring has also been
successfully used for the application of home-based NMES. Participants were educated
to use surface NMES to induce resistance training exercises of the knee extensors and
were monitored over an eight-week period via telehealth [18]. However, some impor-
tant contraindications and precautions should be recognized, including very low bone
density; a history of bone fractures; uncontrolled autonomic dysreflexia; uncontrolled
hyper/hypotension; open pressure wounds; thrombosis; pregnancy; cancer; pacemaker
and defibrillator, depending on the on distance from the implant; and orthopedic problems
that preclude the selected activity [19]. The purpose of this paper is to provide a healthcare
provider’s perspective regarding the many rehabilitation uses of electrical stimulation in
diagnosing and treating individuals with SCI.
1600
1200
800
400
0
Low Cadence High Cadence
Baseline 6 months
Figure 1. Muscle volume changes between low versus high cadence FES-LEC. Changes in muscle
Figure 1. Muscle volume changes between low versus high cadence FES-LEC. Changes in muscle
volume after six months of low cadence/high torque cycling (LOW) or high cadence/low torque
volume after six months of low cadence/high torque cycling (LOW) or high cadence/low torque
cycling (HIGH). Between groups p = 0.318; within groups LOW p = 0.014 and HIGH p = 0.049.
cycling (HIGH). Between groups p = 0.318; within groups LOW p = 0.014 and HIGH p = 0.049.
Ye et al. [27] completed a systematic review of the literature on FES rowing exercis-
A nutritional counseling-only group displayed no changes in body composition.
es on individuals with SCI and reported mixed results in body composition. For exam-
Similarly, Gorgey et al. [24] compared NMES resistance training plus nutritional counseling
ple, Kim et al. [28] found a 14% decrease in body fat percentage and a 5.8% increase in
twice a week for twelve weeks to a control group that received nutritional counseling only.
muscle mass after six weeks of training, while Jeon et al. [29] and Wilbanks et al. [30]
The results showed skeletal muscle CSA increases of 28% for the whole thigh, 35% for the
found no change in body fat after FES rowing training after twelve and six weeks respec-
knee extensors, and 16% for the knee flexors for those that received NMES and nutritional
tively. A recent
counseling. randomized
Additionally, clinical
there was trial
a 25%demonstrated that, compared
increase in insulin-like growthto factor
passive move-
1 (IGF-1)
ment training, NMES-RT induced 30% muscle hypertrophy accompanied
which is associated with muscle hypertrophy. Interestingly, there was a concomitant by a 14% in-
crease in oxygen uptake. The authors also reported improvement in
25% reduction in visceral adipose tissue (VAT) CSA in the L5-S3 region. Gorgey andindices of cardio-
vascular
Shepard performance
[25] publishedasa measured by ventilation/carbon
unilateral leg dioxide
case report using NMES production
resistance (VE/VCO
training twice2a)
[31].
weekInterestingly, the same
for twelve weeks on anstudy notedwith
individual an increase in wholeSCI.
chronic cervical body
Thefat utilization
results as aa
revealed
primary source of energy expenditure during FES lower extremities cycling at
72% increase in CSA of the whole thigh and a 53% decrease in intramuscular fat. This initial low in-
tensity. The study may conceivably shed light on the significance of evoking
report was later confirmed in a randomized clinical trial that demonstrated the efficacy muscle hy-
pertrophy
of utilizingprior to enhancing
NMES-RT with andthewithout
cardio-metabolic
androgen profile with FES
replacement lowertoextremities
therapy evoke musclecy-
cling [32].
hypertrophy and provide other favorable outcomes similar to an increase in basal metabolic
rate and enhancing carbohydrate profile in persons with SCI [24,26].
Ye et al. [27] completed a systematic review of the literature on FES rowing exercises
on individuals with SCI and reported mixed results in body composition. For example,
Kim et al. [28] found a 14% decrease in body fat percentage and a 5.8% increase in muscle
mass after six weeks of training, while Jeon et al. [29] and Wilbanks et al. [30] found no
change in body fat after FES rowing training after twelve and six weeks respectively. A
recent randomized clinical trial demonstrated that, compared to passive movement training,
NMES-RT induced 30% muscle hypertrophy accompanied by a 14% increase in oxygen
uptake. The authors also reported improvement in indices of cardiovascular performance
as measured by ventilation/carbon dioxide production (VE/VCO2 ) [31]. Interestingly,
the same study noted an increase in whole body fat utilization as a primary source of
energy expenditure during FES lower extremities cycling at low intensity. The study
may conceivably shed light on the significance of evoking muscle hypertrophy prior to
enhancing the cardio-metabolic profile with FES lower extremities cycling [32].
Due to the slower metabolic processes in bone compared to muscle and fat, it is
widely accepted that interventions require several months or more to produce significant
changes in bone mass [33]. Positive results on bone mineral density have been sparse and
relatively inconsistent when examining the most fracture-prone sites (distal and proximal
J. Clin. Med. 2023, 12, 3150 4 of 14
femur and tibia) in those with SCI [34,35]. The Clinical Practice Guidelines provided by
Craven et al. [36] suggested FES cycling, FES rowing, or NMES resistance exercise as
possible options for preventing the decline of bone mineral density in the hip and knee
regions for individuals with SCI. They further recommend a pulse duration of ≥200 µs,
20–33 Hz for frequency, and an amplitude/intensity of up to 140 mA that should create
strong visible muscle contractions. For exercise duration, they recommend three to five
days per week for thirty or more minutes per session for at least a year to see changes
in bone.
4. Muscle Spasticity
Muscle spasticity is a common condition secondary to SCI and can potentially increase
the level of disability [44]. Spasticity typically results from upper motor neuron injury in
those with injuries above T12/L1 [44]. The SCI reduces or eliminates control of reflexes
from the supraspinal level of the central nervous system resulting in spasticity that is
characterized by increased muscle tone, hyperreflexia, clonus sign, and muscle spasms [44].
NMES is thought to improve spasticity by eliciting disynaptic reciprocal inhibition of the
opposing muscle group Alashram et al. [44] completed a systematic review investigating
the changes in lower extremities’ spasticity after FES cycling. The investigation included ten
independent studies totaling 161 individuals with SCI. Alashram and associates concluded
that more randomized control trials are needed; however, current evidence indicates that
FES cycling can reduce lower extremities’ spasticity for individuals at all levels of SCI. It
is interesting to note that ankle dorsiflexor and plantarflexor spasticity have been shown
to be reduced during FES cycling even though electrical stimulation is provided to the
quadriceps, hamstrings, and gluteal muscles [44].
Fang et al. [45] completed a twelve-study systematic review of the qualitative data
involving spasticity after SCI and an eight-study meta-analysis on quantitative data re-
garding spasticity after SCI. The eight studies used in the meta-analysis included a total
of 99 participants with SCI. Fang and associates concluded that FES cycling can decrease
spasticity for individuals with SCI. Other important evidence highlighted by Fang and
J. Clin. Med. 2023, 12, 3150 5 of 14
colleagues concerning the use of FES cycling to decrease spasticity include that (1) the
correlation between the number of FES cycling sessions and the level of decrease in spas-
ticity is not linear; and (2) generally, about twenty FES cycle training sessions need to
be completed to obtain the efficacy to decrease spasticity. More specifically, six studies
reported by Fang and colleagues used multiple FES cycling sessions as the intervention and
found that the post-intervention Modified Ashworth Scores (MAS) for the lower extremities
were significantly decreased from the pre-intervention scores. Two other studies reported
by the same authors found decreased MAS after a single bout of FES cycling.
5. Exercise Adherence
A national health survey by the Centers for Disease Control and Prevention in 2020 [46]
determined that only 24.2% of adults aged 18 and over met the physical activity guidelines
for Americans for both aerobic and muscle-strengthening activities (150 min per week
of moderate-intensity aerobic exercise and muscle strengthening exercises to the major
muscle groups twice per week) [46]. Individuals with SCI perform only 35–40% as much
exercise as the largely sedentary able-bodied population, demonstrating the extreme lack
of physical activity in the SCI population [47,48]. Recently, Tui et al. [49] completed a
qualitative study concerning the motivations and barriers that limit adherence to exercise
programs for individuals with SCI. The common self-reported reasons for poor adherence
to exercise guidelines for those with SCI were time constraints (54%), lack of motivation
(31%), decreased accessibility (24%), and SCI-specific barriers (23%). The 144 participants
in the study reported the possible following solutions: scheduling exercise sessions for time
constraints (47.9%); introducing fun during the exercise sessions to increase motivation
(21.8%); providing equipment to allow home exercise (30.3%); and locating accessible facili-
ties to resolve accessibility barriers (27.3%). In agreement that access to exercise facilities is
a problem, Dolbow and Figoni [50] investigated the accommodation of wheelchair users by
community fitness centers and found accommodation lacking, especially regarding access
to exercise equipment.
Dolbow et al. [48] investigated exercise adherence in a home-based FES cycling pro-
gram for 17 chronic SCI adults for two consecutive eight-week exercise periods. Partici-
pation during the first eight weeks was incentivized with the knowledge that the rented
FES cycle would be purchased for the participants if they maintained good exercise ad-
herence with the requested 30 to 40 min FES cycling sessions three times per week for the
eight weeks. The second eight weeks of FES cycling provided no incentive for participa-
tion. During the first eight weeks, the adherence rate to the exercise program was 71.7%
while, during the second eight weeks, exercise adherence was 63.7%, a nominal but not
statistically significant decrease. The main factors involved with higher adherence rates
were age (under 50 years of age had a higher adherence rate); self-reported prior history
of regular exercise; and having a history of recurrent pain but finding the FES cycling
activity to be pain-free. The last factor fostered the development of the Pain-Free Affinity
Model which states that “when living with frequent or recurrent pain, there is an increased
affinity toward activities that are perceived as pain-free” [48]. The level of injury, time since
injury, and history of depression did not significantly affect exercise adherence in the study.
Another follow-up study determined the feasibility of a video conferencing approach as a
telehealth communication to deliver a home-based NMES-RT program for eight weeks. The
authors intentionally performed unilateral training on one leg while the other leg served
as the control. The training paradigm was successful in enhancing muscle hypertrophy in
the trained leg but not in the control limb [18]. The telehealth paradigms were important
because, even with a short period of de-training or dose de-escalation, persons with SCI
experience a gradual loss in muscle size and a decline in cardio-metabolic gains after a
routine training program [51]. Today, the telehealth home-based training paradigm via
video conferencing has been extended to implement 12 months of training for persons with
lower motor neuron injury [52].
J. Clin. Med. 2023, 12, 3150 6 of 14
6. Physical Function
Sadowsky et al. [53] hypothesized that restoring normal activity levels should optimize
neural regeneration after SCI. This hypothesis was supported by their retrospective cohort
cross-sectional evaluation comparing twenty-five people with chronic SCI who underwent
an activity-based restorative exercise program including FES cycling to twenty individuals
with SCI that received regular standard of care therapy, including a range of motion
exercises and stretching of the paralyzed limbs. The participants were matched by age,
gender, injury level, the severity of the injury, and duration of the injury. After 29 months,
those in the FES cohort demonstrated an 80% increase in neurological function, including
motor and sensory advancements as shown on the American Spinal Injury Association
Impairment scale. This was a more statistically significant increase than the 40% increase
shown by the group receiving the regular standard of care.
The systematic review and meta-analysis performed by Fang et al. [45] included two
studies that measured functional walking gains induced by FES cycling in individuals
with SCI via the Six Minute Walk Test (6MWT) and the Timed Get Up and Go Test (TUG).
The evidence displayed significantly improved scores in the 6MWT and TUG after FES
cycling [54,55]. In those two studies, Kuhn et al. [54] investigated the effects of FES cycling
for 20-min sessions twice a week for four weeks. In addition, Mazzoleni and colleagues [55]
combined 20 sessions of FES cycling followed by 20 training sessions of exoskeleton
overground walking.
Transcutaneous spinal cord electrical stimulation can be considered a form of FES
walking although the activity is unique due to the noninvasive stimulation of the nerves
along the lumbosacral region of the spine. This relatively recent innovation in electrical
stimulation therapy allows neuromodulation of the spinal circuitry promoting an effective
stepping motion that may potentially fine-tune locomotion for those with SCI [56]. Dif-
ferent leg muscles can be stressed by altering the placement of electrodes along the spine,
depending on the needs of the individual. For example, low transcutaneous spinal-cord
stimulation intensities at the T10–T11 segment produced a higher magnitude response in
the vastus lateralis and rectus femoris with a lesser magnitude in the medial gastrocnemius,
soleus, and medial hamstrings muscles. The same intensity stimulation at the T12-L1
segment created the reverse relationship of these muscle groups [56].
Sutor et al. [10] combined the use of transcutaneous spinal cord electrical stimulation
with the use of a robotic exoskeleton system. Exoskeleton walking uses an external appli-
cation to provide passive/assistive locomotion involving the legs. However, when it was
combined with the transcutaneous spinal cord electrical stimulation over the lumbosacral
area of the spine, participants were able to produce significantly more steps and display
greater quadricep muscle electromyographic activity than those using the exoskeleton
alone. Transcutaneous spinal cord stimulation is considered noninvasive with the external
placement of the cathode over the posterior of the spine and the anodes placed bilaterally
over the iliac crests [10]. The applications of transcutaneous spinal stimulation (TSS) have
extended to include enhancement of upper extremity functions in persons with SCI, spastic-
ity control, and bladder functions. Gad et al. [9] noted that just four weeks of TSS resulted
in improvement in unilateral and bilateral hand dexterity. Many daily life activities have
been significantly improved following TSS applications on the cervical neural circuitries.
Research showed that TSS applications may be associated with cortical inhibition as well
as an increased level of excitability of spared dormant spinal axonal tracts at the level
of injury. A recent scoping review has included a summary of the research studies and
protocols that implemented different TSS techniques to enhance upper and lower extremity
motor functions in persons with SCI [57]. The scoping review highlighted that there is
inconclusive evidence concerning the exact neurophysiological mechanism by which TSS
augments motor functions after SCI. This mechanism may include cortical inhibition, direct
stimulation of the dorsal nerve roots, or activation of the spared spinal cord circuitry. It is
also unclear whether the amplitude of the current should be set at the motor threshold level,
sub-motor, or supra-motor threshold levels. The authors also attempted to summarize
J. Clin. Med. 2023, 12, 3150 7 of 14
the impact of different anatomical placements of the cathodal electrodes, single versus
multiple sites, and different waveforms. Finally, the influence of carrier frequency on the
neuromodulation capacity of TSS was raised with some studies favoring the application
of the carrier frequency (5–10 kHz) and other studies not supporting its applications. The
rationale of using carrier frequencies is based on using interferential current that may
facilitate deep penetration to stimulate the neural circuitries and reduce painful feelings or
sensations underneath the stimulating electrodes.
Today, our experience in applications of TSS is rudimentary and based on a lim-
ited number of randomized clinical trials and published case reports. Others have uti-
lized TSS in conjunction with exoskeleton training and noted enhancement in motor
performance, [58,59] reduction in spasticity, and an improvement in autonomic profile in
persons with SCI. Currently, there is limited evidence that non-invasive TSS may be a
feasible rehabilitation strategy that can facilitate motor control to restore locomotion in
persons with SCI [60,61].
Spinal cord epidural stimulation (SCES) is an experimental approach that can be either
surgically implanted using a paddle or percutaneous leads to enhance motor function, auto-
nomic regulation, and bladder function, and to reduce spasticity. Most of these case reports
and case series showed beneficial effects on restoring motor function as demonstrated by
enhancing overground ambulation with a walking aid [62–67]. The use of percutaneous
leads for SCES has been recommended for a century in the reduction of spasticity and
restoration of motor control around specific joints. Whether the less invasive percutaneous
SCES has the potential to restore motor function similar to the paddle implantation is yet
to be determined.
It is still difficult to indicate whether participants were able to restore total functional
ambulation on a daily basis or become less dependent on their wheelchairs based on the
published reports. Today, the exact mechanisms of how SCES may influence motor control
to enhance functional recovery have yet to be explored [68]. Shah and Lavrov [68] inves-
tigated optimal stimulation configurations for neuromodulation of the stepping pattern
in spinally transected rats. They found that the stepping patterns were better during a
stimulation frequency of 30–40 Hz at the second lumbar and first sacral segments compared
to lower frequencies of 5–20 Hz. Stimulation frequency of greater than 50 Hz produced
poorer stepping patterns. Improved stepping patterns were found after six training sessions
as early as three weeks post-injury. Harkema et al. [68] demonstrated that using SCES
below the level of injury (lumbosacral region) was helpful in improving the standing and
stepping ability of a 23-year-old male three to four years after a motor vehicle accident
causing C7T1 paraplegia.
Gill et al. [12] used task-specific training with implanted SCES to produce bilateral
stepping on a treadmill, independent from trainer assistance or body-weight support
in an individual with complete T6 paraplegia. Walking speed increased from 0.05 to
0.20 m per second. The restoration of ambulation required over 100 SCES sessions for
43 weeks. In addition to the treadmill training, the individual also underwent independent
stepping overground ambulation with a front-wheeled walker and trainer assistance with
balance at the hips. Gorgey et al. [69] also found improved stepping with the combination
of SCES with exoskeletal-assisted walking in a case report involving a participant with
complete C7 SCI. After 24 sessions of exoskeletal-assisted walking with SCES, volitional
stepping was achieved with a reduction of the swing phase assistance from the exoskeletal
system from 100–35%. Temporal and rhythmic improvements were also captured with
electromyography (EMG) of muscle patterns in the lower extremities.
While both transcutaneous spinal and epidural electrical stimulation provide potential
rehabilitation benefits including increased muscle activity and the facilitation of standing
and overground ambulation [3], rodent participants have shown greater improvements
than human participants with SCES of the spine. One possible reason for this difference in
results is that, in humans, there may be more interference between electrical stimulation
and proprioceptive information.
J. Clin. Med. 2023, 12, 3150 8 of 14
Formento et al. [70] hypothesized that this interference prevents the modulation of the
reciprocal inhibitory system used during walking and decreases leg position awareness.
However, there is evidence that proprioceptive information can be preserved through
alteration in the spaciotemporal stimulation protocols [70]. Angeli et al. [66] successfully
demonstrated the benefits of customizing SCES on two individuals with chronic post-
traumatic SCI. The electrical stimulation was combined with stepping on a treadmill,
over-ground standing, and over-ground walking. The electrical stimulation configurations
were modified every two to four weeks to enhance the standing and stepping based on
observation and electromyographic activity. After 278 sessions of epidural stimulation and
physical training, both participants achieved over-ground walking, independent standing,
and trunk stability.
especially in the metacarpophalangeals. Denervation occurring on the EDC while the same
lower motor neuron on the FDP as the antagonist is intact promotes the development of
a tenodesis grip. FES of the wrist extensors with time-delayed stimulation of the finger
J. Clin. Med. 2023, 12, x FORflexors, triggered optimally via EMG, supports functional task-oriented training
PEER REVIEW 9 of 14 for learning
to grasp with the tenodesis grip (Figure 4).
J. Clin. Med. 2023, 12, x FOR PEER REVIEW 9 of 14
Figure 2. Hand shapes that hinder efficient grasping. Original source of the photo: International
2. Hand
FigureFES Centre®shapes
Nottwil,that hinder
Swiss efficient
Paraplegic Centregrasping. Original source of the photo: International FES
Nottwil, Switzerland.
Figure 2. Hand shapes that hinder efficient grasping. Original source of the photo: International
Centre® Nottwil, Swiss Paraplegic Centre Nottwil, Switzerland.
FES Centre® Nottwil, Swiss Paraplegic Centre Nottwil, Switzerland.
Figure 3. Motor point mapping of the extensor digitorum communis by applying stimulation with a
pen electrode on the defined motor point. Original source of the photo: International FES Centre®
Nottwil, Swiss Paraplegic Centre Nottwil, Switzerland.
time-delayed stimulation of the finger flexors, triggered optimally via EMG, supports
functional task-oriented training for learning to grasp with the tenodesis grip (Figure 4).
Electrical stimulation can be considered a diagnostic tool (motor point mapping) to
detect eventual damage to the lower motor neuron. Identifying the type of damage at an
early stage after the onset of SCI (six to eight weeks) serves as a predictor for the devel-
J. Clin. Med. 2023, 12, 3150 opment of hand deformities 24 weeks after injury [79]. Prospectively, individualized
10 of 14
treatment, as well as a targeted choice of appropriate stimulation parameters for the tet-
raplegic hand, can be applied in time.
Figure 4. Example of an EMG-triggered stimulation of the hand and finger extensors. Original source
of the photo: International FES Centre® Nottwil, Swiss Paraplegic Centre Nottwil, Switzerland.
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