2023 The Role of Emotion Regulation and Executive Functioning in
2023 The Role of Emotion Regulation and Executive Functioning in
Article
The Role of Emotion Regulation and Executive Functioning in
the Intervention Outcome of Children with Emotional and
Behavioural Problems †
Blossom Fernandes 1,2 , Mark Wright 3 and Cecilia A. Essau 2, *
1 Department of Health Services Research and Policy, Faculty of Public Health and Policy,
London School of Hygiene and Tropical Medicine, London WC1H 9SH, UK
2 School of Psychology, University of Roehampton, London SW15 4JD, UK
3 School of Humanities and Social Science, University of Brighton, Brighton BN1 9PX, UK
* Correspondence: [email protected]
† This is a part of Ph.D. thesis of Blossom Fernandes in University of Roehampton, London, UK.
Abstract: Emotional and behavioural problems are closely associated with impairments in regulating
emotions and in executive functions (EF). To examine this further, the aim of the present study
was to determine whether EF and emotion regulation at baseline would predict emotional and
behavioural problem scores post-intervention, and further explore the extent to which emotion
regulation mediates these outcomes. Participants were 41 primary school children who exhibited
emotional and/or behavioural problems, aged 8 to 11 years. All the children completed measures
of emotional and behavioural problems, cognitive emotion regulation, anxiety symptoms, and
performed two experimental tasks to measure working memory and response inhibition before and
after participating in a transdiagnostic Cognitive Behaviour Therapy-based programme, “Super
Skills for Life” (SSL), and at 3-months follow-up. Results revealed significant reduction in the use of
maladaptive emotion regulation strategy catastrophising and other blame following the intervention.
Additionally, EF and emotion regulation was associated with outcomes for emotional problems and
conduct problems. More specifically maladaptive emotion regulation strategy such as catastrophising
Citation: Fernandes, B.; Wright, M.; and other blame was closely related with self-reports of emotional problems, likewise other blame,
Essau, C.A. The Role of Emotion was also linked with scores of conduct problems. This study provides preliminary empirical support
Regulation and Executive for EF and emotion regulation in predicting outcomes of emotional and behavioural problems in
Functioning in the Intervention
children following intervention.
Outcome of Children with Emotional
and Behavioural Problems. Children
Keywords: emotional and behavioural problems; emotion regulation; executive function
2023, 10, 139. https://doi.org/
10.3390/children10010139
with emotional disorders such as anxiety. In a study by Toren et al. [9], children with
an anxiety disorder performed poorly on EF tasks compared with children without this
disorder [9]. Similarly, young adults with anxiety and depression had significantly lower
scores on EF tasks compared with healthy controls [10]. Specific EFs are further associated
with emotional problems and the ability to use effective emotion regulation strategies
to deal with stressful situations [11]. For example, O’Rourke et al. [11] found that EF
impairments were linked to maladaptive coping strategies (e.g., rumination), which, in
turn, was related to anxiety. With research showing maladaptive emotion regulation
linked to emotional disorders such as depression then predicting impairments in episodic
memories in adulthood [12].
Pruessner and colleagues [13] suggest that for emotion regulation strategies to be
implemented and maintained core EF functions are necessary, for example, cognitive
flexibility and control would allow for effective emotion regulation strategy selection
and application. This level of processing then requires effective working memory [13].
Hence, children and adolescents who often use maladaptive emotion regulation strategies,
also report anxiety and depression [14–16]. In contrast, research focusing on conduct
problems in children report that EF deficits may not always be present in those exhibiting
conduct problems, however, they are more likely to exhibit maladaptive emotion regulation
strategies [17,18]. For example, a study by Tajik-Parvinchi et al. [17] showed that children
with cognitive difficulties experience greater maladaptive emotion regulation, which then
predicts both emotional and behavioural problems [19].
Young people with emotional and behavioural problems tend to exhibit difficulties in
regulating emotions [3–6] and have EF impairments [20,21]. In a study involving adults,
cognitive behavioural therapy (CBT) augmented with executive skills training sessions
have led to a significant improvement in EF skills including working memory, inhibition
and set shifting tasks [22]. Mohlman [20] argues that CBT may be effective in enhancing
EFs of those with emotional disorders, suggesting that EF performance could be improved
following interventions based on principles of CBT (i.e., social competence and cognitive
restructuring). Similarly following a mindfulness based CBT programme, individuals were
found to exhibit improved EF skills and reduced difficulties with emotion regulation [23].
Huang et al. [21] reports that reduced emotional interferences reduces the cognitive load,
thereby leading to more effective EF.
For children and adolescents with emotional problems, such as anxiety and depression,
CBT is the treatment of choice [24–26] and is recommended by the National Institute for
Health and Care Excellence in England (NICE; 2011). CBT programmes, such as Super Skills
for Life programme [27], allows children to recognise anxious feelings and physiological
reactions, and clarify thoughts (e.g., unrealistic or negative attributions and expectations)
that occur during anxiety provoking situations. CBT utilises the concept of cognitive
restructuring, which may be closely associated with EF processes [28]. The ability to
amend cognitive patterns requires underlying EF processes to function effectively and then
efficiently implement emotion regulation strategies [25]. This ability to supress a dominant
response and implement an adaptive strategy is considered an important aspect of CBT [29].
Following CBT, evidence has shown a significant reduction in behavioural problems in boys
aged 6–11 years, alongside improvement in emotion regulation skills [30]. Research also
shows that CBT is effective in improving emotion regulation abilities among young people
with emotional problems; for example, children and adolescents with anxiety disorders
have been shown to have increased emotional awareness and reduction in emotional
dysregulation following CBT [31].
Using the transdiagnostic CBT-based programme Super Skills for Life (SSL), children
and adolescents with emotional problems in Mauritian residential care institutions showed
a significant increase in inhibitory control, an increase in adaptive (e.g., positive reappraisal)
and decrease in maladaptive (e.g., rumination) emotion regulation strategies; and fewer
internalising and externalising symptoms [32]. Several other studies have highlighted the
effectiveness of the SSL programme in improving emotional and behavioural problems
Children 2023, 10, 139 3 of 12
in children and adolescents [27,33–35]. These studies demonstrate that emotional prob-
lems following the SSL programme significantly reduced; moreover these effects were
maintained 12 months post intervention [33].
The aim of the present study was therefore to examine the extent to which EF per-
formance and emotion regulation at baseline would predict emotional and behavioural
problem scores at post-intervention, and to examine whether the emotion regulation strate-
gies mediate these outcomes. Specific emotion regulation strategies (e.g., other blame) have
been found to mediate the relationship between emotional and behavioural problems [35],
however studies that examine whether emotion regulation mediates the relationship be-
tween EF and emotional and problem behaviours are few, and have shown mixed results.
For example, one study reported little effect of emotion regulation on emotional problems
following CBT [36], whereas for behavioural problems, psychosocial interventions have
shown to improve emotion regulation [30]. This study therefore aimed to examine the
extent to which EF predicted emotional and behavioural problems and the emotion regu-
lation strategies that mediate these outcomes. Based on previous studies of EF [19,22,32],
firstly we expect a significant reduction in reported emotional, and behavioural problems
after the intervention. Secondly, we expect a significant increase in the use of adaptive
emotion regulation strategies, and a decrease in maladaptive emotion regulation strategies
post intervention. Finally, for EF tasks we also expect to see links to post intervention
outcomes with emotional and behavioural problems.
2. Method
2.1. Participants
Participants were 41 school children (n = 30 male pupils, n = 11 female pupils),
aged between 8 and 11 years (Mage = 9.53, SD = 1.09). The schools were state funded
schools, located in ethnically diverse neighbourhoods in Southwest London, the number
of pupils from diverse ethnic groups attending the school was above national average
(Department for Education, UK, 2017). The children were referred by their class teachers
from four primary schools in Southwest London because they exhibited emotional and
behavioural problems. Research shows that teachers can act as key informants in assisting
with identifying emotional and behavioural problems [37,38].
2.2. Procedure
Following approval of ethics from the university psychology ethics committee, the
schools were approached via email. Once the school’s head teachers confirmed their
participation in the study, the SENCOs and deputy heads were then approached by the
head teacher to liaise with the researcher. As this was an opt-out study, parents were sent
letters informing them of the nature of the study and giving them the opportunity of 2
weeks to inform the teachers who selected the participants if they wish their child to be
excluded from the study.
Prior to the intervention, children completed baseline tasks and questionnaires which
were also completed immediately post intervention and at follow up 3 months later. They
were informed about their participation in the programme and the lead researcher of
this study provided instructions and supported those children who required any further
assistance with the completion of the tasks or questionnaires. The tests were conducted
during school hours. The computerised tasks were published online using the millisecond
software; the task sequence was set beginning with the dot probe task, followed by the
questionnaires which were also completed online as published on the Qualtrics website.
The whole procedure ended with testing participants on the digit span task. At the start
of the programme the children were all provided with a workbook and were informed
that they would be taught specific skills to cope with challenging and anxiety provoking
situations. In total 5 children missed one session and only 1 child missed 3 sessions due
to absence from school as a result of illness, this child was however updated with an
individual session. The flow diagram of the study can be seen in Figure 1.
that they would be taught specific skills to cope with challenging and anxiety provoking
situations. In total 5 children missed one session and only 1 child missed 3 sessions due
to absence from school as a result of illness, this child was however updated with an in-
Children 2023, 10, 139 dividual session. The flow diagram of the study can be seen in Figure 1. 4 of 12
2.5. Measures
following instructions and being physically active. The programme also required children
toChildren completed
complete home a set of questionnaires
tasks involving andtaught
activities that were two experimental tasks before
in session and which can be and
after the intervention,
applied to their usualand three
setting months following
of playground or home.the end of the intervention.
2.6.2.5.
EF Measures
Tasks
Children completed a set of questionnaires and two experimental tasks before and
Digit span, a subscale of the Wechsler Intelligence Scale for Children (WISC III;
after the intervention, and three months following the end of the intervention.
Wechsler, 1991), was used to measure working memory. The forward and backward digit
span tests
2.6. were used, and the participants were required to recite a sequence of digits after
EF Tasks
the sequence wasaverbally
Digit span, subscale ofpresented.
the Wechsler Following
IntelligencetheScale
samefor principle, participants
Children (WISC III; Wech-were
then required
sler, to repeat
1991), was used tothe sequence
measure in reverse
working memory. order for the backward
The forward and backwarddigit test,
digit respec-
span
tively.
testsHigh
were scores on the
used, and thisparticipants
task indicate weregreater
requiredperformance.
to recite a sequence of digits after the
Dot Probe
sequence wasTask [39]presented.
verbally was used Following
to measure theinhibition whichparticipants
same principle, is one of the core
were under-
then
lying processes of EF [8,40]. The task required the participants to identify a non-emotional
required to repeat the sequence in reverse order for the backward digit test, respectively.
High scores on this task indicate greater performance.
probe which was a word, which can appear in one of two spatial locations. Immediately
Dot Probe Task [39] was used to measure inhibition which is one of the core underlying
prior to the probe presentation, emotional and non-emotional words appeared simulta-
processes of EF [8,40]. The task required the participants to identify a non-emotional probe
neously
whichinwastwoa separate
word, whichlocations (see Figure
can appear 2).two
in one of Thespatial
mean locations.
percentage of correct responses
Immediately prior
wastodetermined for the block
the probe presentation, of trials
emotional andfor each participant
non-emotional as a measure
words appeared of inhibition,
simultaneously
higher
in twoscores indicate
separate greater
locations (seeperformance.
Figure 2). The mean percentage of correct responses was
determined for the block of trials for each participant as a measure of inhibition, higher
scores indicate greater performance.
The ANOVA results showed a significant effect of time on maladaptive emotion regu-
lation strategies catastrophising and other blame (Table 1). Post-hoc analysis of Bonferroni
further showed significant differences at follow-up for catastrophising (p < 0.001) and
other blame (p < 0.05). No significant main effect of time was found for adaptive emo-
tion regulation strategies acceptance, planning, positive reappraisal, positive refocusing
and rumination.
For measures of EF, there was a significant effect of time on performance for forward
digit span task (Table 2). These effects were not observed for backward digit span task.
from 0.19 to 0.64.
The Screen for Child Anxiety Related Emotional Disorders (SCARED) [42] was used
to measure symptoms of common anxiety disorders in children and adolescents. It con-
sists of 38 items which can be categorised into five subscales: somatic/panic, generalized
anxiety, separation anxiety, social phobia, and school phobia. Participants are required to
indicate the likelihood of experiencing each symptom on a 3-point scale: 0 (almost never),
Children 2023, 10, 139 7 of 12
1 (sometimes), and 2 (often). Reliability scored for SCARED ranged between 0.55 to 0.80.
3. Results
There was3.1. Preliminary in
a reduction Analysis
reports of self-blame, emotional and conduct problem scores
(based on SDQ) The mean
and of SDQ,
anxiety SCARED,
scores CERQ
(based onand EF variables
SCARED), for the children
however, these at pre- and post-
reductions were
intervention,
not significant; and anand at 3-month
increase follow-up are reported
in performance in Table 1. A
on the inhibitory series of
control one-way
task, re-
dot probe
peated measures analysis of variance (ANOVA) were conducted to examine the difference
(p = 0.06) was noted.
in outcome variables at pre- and post-intervention and at follow-up.
Table 4. Results of mediation analysis summary of emotion regulation strategies, inhibition, working
memory pre-intervention predicting conduct problems. (N = 41).
4. Discussion
The objective of the present study was to examine the impact of EF and emotion regu-
lation on emotional and behavioural problem scores following a CBT based intervention
among children in a typical school setting, as well as examining the extent to which emotion
regulation mediate these outcomes.
Our first hypothesis that scores of emotional and behavioural problems would be
reduced was supported. As reported by previous findings [24,27,33], participation in SSL
led to reduction in emotional problems. In Essau et al.’s study [22], significant reductions in
problem behaviours are found six months after the intervention. Similarly, these reductions
could be observed 12 months after the intervention [43].
In line with the findings of Ramdhonee-Dowlot et al. [29], our second hypothesis
that maladaptive emotion regulation strategies would be reduced was supported in that
the maladaptive emotion regulation strategies of catastrophising and other blame were
significantly reduced at follow-up assessment. Alongside this, our findings showed that
emotion regulation significantly predicted emotional problems, providing further support
to the argument that specific emotion regulation strategies are prominently and habitually
employed in children with anxiety and depression [44]. More specifically these results show
that the emotion regulation strategy other blame at pre-intervention is linked to conduct
problems; supporting previous research that report conduct problems are consistently
linked with poor emotion regulation [18]. However, there were no significant increases in
the use of adaptive emotion regulation strategies, as was expected; this can be explained to
some extent, by the mixed findings in literature where adaptive emotion regulation may
not always increase following intervention [45]. Even though emotion regulation can be
affected following intervention, this change is often dependent on the disorder and age
of participants, especially as there are shift in patterns of emotion regulation use during
development [40].
Our final hypothesis that EF at baseline would be associated with post intervention
outcomes were also supported. Our results support the effect of emotion regulation and
EF at pre intervention in predicting outcomes of emotional and behavioural problems
post intervention [46]. Baseline EF is associated with emotional problems, but also predict
responsiveness to treatment, emphasising the importance of EF in treatment outcomes [46].
Moreover, participating in SSL led to a significant improvement in EF (working memory
and inhibition) in that the scores of forward digit span increased post-intervention and
at follow-up. These results are similar to the findings reported among children [32] and
adults [22,23]. The significant changes observed in EF skills in this study might have
contributed to the successful control of emotional problems and maladaptive emotion
regulation, as EF is mediated by the prefrontal cortex [47]; abnormalities and variation in
this region is likely associated with emotional problems such as anxiety [7,48].
Children 2023, 10, 139 9 of 12
6. Conclusions
This is the first study to our knowledge to further investigate the mediating effect of
emotion regulation and the durability of EF in maintaining positive outcomes for children
with emotional and behavioural problems. It would be informative to include a control
group to test the effects of practice on the EF tasks. However, from this SSL intervention
participants may have been able to derive increased benefits (i.e., enhanced engagement
in daily activities, improved functioning in novel situations). Future trials are needed to
identify and compare the role of emotion regulation in different groups. Further studies
would also benefit from a vast array of EF tasks measuring both cognitive flexibility and
affective decision making. These limitations notwithstanding, children who participated in
this SSL programme showed a reduction in the maladaptive emotion regulation strategies
other blame and catastrophising. Taken together, these results suggest that the outcomes
following SSL intervention may be associated with reduction in difficulties in EF and
maladaptive emotion regulation of strategy use for children exhibiting behavioural and
emotional problems in the classroom. These factors should be considered in interventions
aimed at children’s mental health following the coronavirus pandemic lockdown measures.
Author Contributions: Conceptualization, B.F. and C.A.E.; Methodology, B.F. and C.A.E.; Formal
Analysis, B.F.; Data Curation, B.F.; Writing—Original Draft Preparation, B.F.; Writing—Review &
Editing, M.W. and C.A.E.; Supervision, M.W. and C.A.E.; Project Administration, B.F. All authors
have read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: Ethical approval was acquired from Roehampton University
in 2016 (Reference number: PSYC 15/188).
Informed Consent Statement: Informed consent was obtained from parents and verbal consent was
given by the participating children in this study.
Data Availability Statement: The data presented in this study are available on request from the
corresponding author.
Children 2023, 10, 139 10 of 12
Acknowledgments: The authors are grateful to all the children who participated in the study,
including the schools and teachers for their support.
Conflicts of Interest: The authors declare no conflict of interest.
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