Lucas v. Tuaño, G.R. No. 178763, April 21, 2009
Lucas v. Tuaño, G.R. No. 178763, April 21, 2009
Lucas v. Tuaño, G.R. No. 178763, April 21, 2009
DECISION
CHICO-NAZARIO, J : p
WARNING:
ADVERSE REACTIONS:
It seems that the IOP can be controlled only with oral Diamox,
and at the moment, the EKC has recurred and I'm in a fix whether to
resume the steroid or not considering that the IOP is still uncontrolled.
32
I trust that this approach will prove reasonable for you and Peter.
41
In May 1990 and June 1991, Peter underwent two (2) procedures of
laser trabeculoplasty to attempt to control the high IOP of his right eye.
Claiming to have steroid-induced glaucoma 45 and blaming Dr. Tuaño
for the same, Peter, joined by: (1) Fatima, his spouse; 46 (2) Abbeygail, his
natural child; 47 and (3) Gillian, his legitimate child 48 with Fatima, instituted
on 1 September 1992, a civil complaint for damages against Dr. Tuaño,
before the RTC, Branch 150, Quezon City. The case was docketed as Civil
Case No. 92-2482.
In their Complaint, petitioners specifically averred that as the "direct
consequence of [Peter's] prolonged use of Maxitrol, [he] suffered from
steroid induced glaucoma which caused the elevation of his intra-ocular
pressure. The elevation of the intra-ocular pressure of [Peter's right eye]
caused the impairment of his vision which impairment is not curable and
may even lead to total blindness". 49
Petitioners additionally alleged that the visual impairment of Peter's
right eye caused him and his family so much grief. Because of his present
condition, Peter now needed close medical supervision forever; he had
already undergone two (2) laser surgeries, with the possibility that more
surgeries were still needed in the future; his career in sports casting had
suffered and was continuing to suffer; 50 his anticipated income had been
greatly reduced as a result of his "limited" capacity; he continually suffered
from "headaches, nausea, dizziness, heart palpitations, rashes, chronic
rhinitis, sinusitis," 51 etc.; Peter's relationships with his spouse and children
continued to be strained, as his condition made him highly irritable and
sensitive; his mobility and social life had suffered; his spouse, Fatima,
became the breadwinner in the family; 52 and his two children had been
deprived of the opportunity for a better life and educational prospects.
Collectively, petitioners lived in constant fear of Peter becoming completely
blind. 53
In the end, petitioners sought pecuniary award for their supposed pain
and suffering, which were ultimately brought about by Dr. Tuaño's grossly
negligent conduct in prescribing to Peter the medicine Maxitrol for a period
of three (3) months, without monitoring Peter's IOP, as required in cases of
prolonged use of said medicine, and notwithstanding Peter's constant
complaint of intense eye pain while using the same. Petitioners particularly
prayed that Dr. Tuaño be adjudged liable for the following amounts:
In a Decision dated 14 July 2000, the RTC dismissed Civil Case No. 92-
2482 "for insufficiency of evidence". 61 The decretal part of said Decision
reads:
The RTC added that in the absence of "any medical evidence to the
contrary, this court cannot accept [petitioners'] claim that the use of steroid
is the proximate cause of the damage sustained by [Peter's] eye". 65
Correspondingly, the RTC accepted Dr. Tuaño's medical opinion that
"Peter Paul must have been suffering from normal tension glaucoma,
meaning, optic nerve damage was happening but no elevation of the eye
pressure is manifested, that the steroid treatment actually unmasked the
condition that resulted in the earlier treatment of the glaucoma. There is
nothing in the record to contradict such testimony. In fact, plaintiff's Exhibit
'S' even tends to support them".
Undaunted, petitioners appealed the foregoing RTC decision to the
Court of Appeals. Their appeal was docketed as CA-G.R. CV No. 68666. CcSEIH
[D]id not present any medical expert to testify that Dr. Tuano's
prescription of Maxitrol and Blephamide for the treatment of EKC on
Peter's right eye was not proper and that his palpation of Peter's right
eye was not enough to detect adverse reaction to steroid. Peter
testified that Dr. Manuel Agulto told him that he should not have used
steroid for the treatment of EKC or that he should have used it only for
two (2) weeks, as EKC is only a viral infection which will cure by itself.
However, Dr. Agulto was not presented by [petitioners] as a witness to
confirm what he allegedly told Peter and, therefore, the latter's
testimony is hearsay. Under Rule 130, Section 36 of the Rules of Court,
a witness can testify only to those facts which he knows of his own
personal knowledge, . . . . Familiar and fundamental is the rule that
hearsay testimony is inadmissible as evidence. 67
Like the RTC, the Court of Appeals gave great weight to Dr. Tuaño's
medical judgment, specifically the latter's explanation that:
I.
II.
THE COURT OF APPEALS COMMITTED GRAVE REVERSIBLE ERROR IN
DISMISSING THE PETITIONERS' COMPLAINT FOR DAMAGES AGAINST
THE RESPONDENT ON THE GROUND THAT NO MEDICAL EXPERT WAS
PRESENTED BY THE PETITIONERS TO PROVE THEIR CLAIM FOR
MEDICAL NEGLIGENCE AGAINST THE RESPONDENT; AND
III.
Nonetheless, the general rule that only questions of law may be raised
on appeal in a petition for review under Rule 45 of the Rules of Court admits
of certain exceptions, including the circumstance when the finding of fact of
the Court of Appeals is premised on the supposed absence of evidence, but
is contradicted by the evidence on record. Although petitioners may not
explicitly invoke said exception, it may be gleaned from their allegations and
arguments in the instant Petition.
Petitioners contend, that "[c]ontrary to the findings of the Honorable
Court of Appeals, [they] were more than able to establish that: Dr. Tuaño
ignored the standard medical procedure for ophthalmologists, administered
medication with recklessness, and exhibited an absence of competence and
skills expected from him". 72 Petitioners reject the necessity of presenting
expert and/or medical testimony to establish (1) the standard of care
respecting the treatment of the disorder affecting Peter's eye; and (2)
whether or not negligence attended Dr. Tuaño's treatment of Peter,
because, in their words —
They insist that Dr. Tuaño himself gave sufficient evidence to establish
his gross negligence that ultimately caused the impairment of the vision of
Peter's right eye, 73 i.e., that "[d]espite [Dr. Tuaño's] knowledge that 5% of
the population reacts adversely to Maxitrol, [he] had no qualms whatsoever
in prescribing said steroid to Peter without first determining whether or not
the (sic) Peter belongs to the 5%". 74
We are not convinced. The judgments of both the Court of Appeals and
the RTC are in accord with the evidence on record, and we are accordingly
bound by the findings of fact made therein.
Petitioners' position, in sum, is that Peter's glaucoma is the direct
result of Dr. Tuaño's negligence in his improper administration of the drug
Maxitrol; "thus, [the latter] should be liable for all the damages suffered and
to be suffered by [petitioners]". 75 Clearly, the present controversy is a
classic illustration of a medical negligence case against a physician based on
the latter's professional negligence. In this type of suit, the patient or his
heirs, in order to prevail, is required to prove by preponderance of evidence
that the physician failed to exercise that degree of skill, care, and learning
possessed by other persons in the same profession; and that as a proximate
result of such failure, the patient or his heirs suffered damages.
For lack of a specific law geared towards the type of negligence
committed by members of the medical profession, such claim for damages is
almost always anchored on the alleged violation of Article 2176 of the Civil
Code, which states that:
Even so, proof of breach of duty on the part of the attending physician
is insufficient, for there must be a causal connection between said breach
and the resulting injury sustained by the patient. Put in another way, in order
that there may be a recovery for an injury, it must be shown that the "injury
for which recovery is sought must be the legitimate consequence of the
wrong done; the connection between the negligence and the injury must be
a direct and natural sequence of events, unbroken by intervening efficient
causes"; 81 that is, the negligence must be the proximate cause of the
injury. And the proximate cause of an injury is that cause, which, in the
natural and continuous sequence, unbroken by any efficient intervening
cause, produces the injury, and without which the result would not have
occurred. 82
Just as with the elements of duty and breach of the same, in order to
establish the proximate cause [of the injury] by a preponderance of the
evidence in a medical malpractice action, [the patient] must similarly use
expert testimony, because the question of whether the alleged professional
negligence caused [the patient's] injury is generally one for specialized
expert knowledge beyond the ken of the average layperson; using the
specialized knowledge and training of his field, the expert's role is to present
to the [court] a realistic assessment of the likelihood that [the physician's]
alleged negligence caused [the patient's] injury. 83
From the foregoing, it is apparent that medical negligence cases are
best proved by opinions of expert witnesses belonging in the same general
neighborhood and in the same general line of practice as defendant
physician or surgeon. The deference of courts to the expert opinion of
qualified physicians [or surgeons] stems from the former's realization that
the latter possess unusual technical skills which laymen in most instances
are incapable of intelligently evaluating; 84 hence, the indispensability of
expert testimonies.
In the case at bar, there is no question that a physician-patient
relationship developed between Dr. Tuaño and Peter when Peter went to see
the doctor on 2 September 1988, seeking a consult for the treatment of his
sore eyes. Admittedly, Dr. Tuaño, an ophthalmologist, prescribed Maxitrol
when Peter developed and had recurrent EKC. Maxitrol or
neomycin/polymyxin B sulfates/dexamethasone ophthalmic ointment is a
multiple-dose anti-infective steroid combination in sterile form for topical
application. 85 It is the drug which petitioners claim to have caused Peter's
glaucoma.
However, as correctly pointed out by the Court of Appeals, "[t]he onus
probandi was on the patient to establish before the trial court that the
physicians ignored standard medical procedure, prescribed and
administered medication with recklessness and exhibited an absence of the
competence and skills expected of general practitioners similarly situated".
86 Unfortunately, in this case, there was absolute failure on the part of
petitioners to present any expert testimony to establish: (1) the standard of
care to be implemented by competent physicians in treating the same
condition as Peter's under similar circumstances; (2) that, in his treatment of
Peter, Dr. Tuaño failed in his duty to exercise said standard of care that any
other competent physician would use in treating the same condition as
Peter's under similar circumstances; and (3) that the injury or damage to
Peter's right eye, i.e., his glaucoma, was the result of his use ofMaxitrol, as
prescribed by Dr. Tuaño. Petitioners' failure to prove the first element alone
is already fatal to their cause.
HScaCT
Petitioners maintain that Dr. Tuaño failed to follow in Peter's case the
required procedure for the prolonged use of Maxitrol. But what is actually the
required procedure in situations such as in the case at bar? To be precise,
what is the standard operating procedure when ophthalmologists prescribe
steroid medications which, admittedly, carry some modicum of risk?
Absent a definitive standard of care or diligence required of Dr. Tuaño
under the circumstances, we have no means to determine whether he was
able to comply with the same in his diagnosis and treatment of Peter. This
Court has no yardstick upon which to evaluate or weigh the attendant facts
of this case to be able to state with confidence that the acts complained of,
indeed, constituted negligence and, thus, should be the subject of pecuniary
reparation.
Petitioners assert that prior to prescribing Maxitrol, Dr. Tuaño should
have determined first whether Peter was a "steroid responder". 87 Yet again,
petitioners did not present any convincing proof that such determination is
actually part of the standard operating procedure which ophthalmologists
should unerringly follow prior to prescribing steroid medications.
In contrast, Dr. Tuaño was able to clearly explain that what is only
required of ophthalmologists, in cases such as Peter's, is the conduct of
standard tests/procedures known as "ocular routine examination", 88
composed of five (5) tests/procedures — specifically, gross examination of
the eyes and the surrounding area; taking of the visual acuity of the patient;
checking the intraocular pressure of the patient; checking the motility of the
eyes; and using ophthalmoscopy on the patient's eye — and he did all those
tests/procedures every time Peter went to see him for follow-up consultation
and/or check-up.
We cannot but agree with Dr. Tuaño's assertion that when a doctor
sees a patient, he cannot determine immediately whether the latter would
react adversely to the use of steroids; all the doctor can do is map out a
course of treatment recognized as correct by the standards of the medical
profession. It must be remembered that a physician is not an insurer of the
good result of treatment. The mere fact that the patient does not get well or
that a bad result occurs does not in itself indicate failure to exercise due
care. 89 The result is not determinative of the performance [of the physician]
and he is not required to be infallible. 90
Moreover, that Dr. Tuaño saw it fit to prescribe Maxitrol to Peter was
justified by the fact that the latter was already using the same medication
when he first came to see Dr. Tuaño on 2 September 1988 and had exhibited
no previous untoward reaction to that particular drug. 91
Also, Dr. Tuaño categorically denied petitioners' claim that he never
monitored the tension of Peter's eyes while the latter was on Maxitrol. Dr.
Tuaño testified that he palpated Peter's eyes every time the latter came for
a check-up as part of the doctor's ocular routine examination, a fact which
petitioners failed to rebut. Dr. Tuaño's regular conduct of examinations and
tests to ascertain the state of Peter's eyes negate the very basis of
petitioners' complaint for damages. As to whether Dr. Tuaño's actuations
conformed to the standard of care and diligence required in like
circumstances, it is presumed to have so conformed in the absence of
evidence to the contrary. HSCATc
. . . because of the large C:D 97 ratio", and that "[t]he steroids provoked the
latest glaucoma to be revealed earlier" was a blessing in disguise "as [Peter]
remained asymptomatic prior to steroid application".
Who between petitioners and Dr. Tuaño is in a better position to
determine and evaluate the necessity of using Maxitrol to cure Peter's EKC
vis-Ã -vis the attendant risks of using the same?
That Dr. Tuaño has the necessary training and skill to practice his
chosen field is beyond cavil. Petitioners do not dispute Dr. Tuaño's
qualifications — that he has been a physician for close to a decade and a
half at the time Peter first came to see him; that he has had various medical
training; that he has authored numerous papers in the field of
ophthalmology, here and abroad; that he is a Diplomate of the Philippine
Board of Ophthalmology; that he occupies various teaching posts (at the
time of the filing of the present complaint, he was the Chair of the
Department of Ophthalmology and an Associate Professor at the University
of the Philippines-Philippine General Hospital and St. Luke's Medical Center,
respectively); and that he held an assortment of positions in numerous
medical organizations like the Philippine Medical Association, Philippine
Academy of Ophthalmology, Philippine Board of Ophthalmology, Philippine
Society of Ophthalmic Plastic and Reconstructive Surgery, Philippine Journal
of Ophthalmology, Association of Philippine Ophthalmology Professors, et al.
It must be remembered that when the qualifications of a physician are
admitted, as in the instant case, there is an inevitable presumption that in
proper cases, he takes the necessary precaution and employs the best of his
knowledge and skill in attending to his clients, unless the contrary is
sufficiently established. 98 In making the judgment call of treating Peter's
EKC with Maxitrol, Dr. Tuaño took the necessary precaution by palpating
Peter's eyes to monitor their IOP every time the latter went for a check-up,
and he employed the best of his knowledge and skill earned from years of
training and practice.
In contrast, without supporting expert medical opinions, petitioners'
bare assertions of negligence on Dr. Tuaño's part, which resulted in Peter's
glaucoma, deserve scant credit.
Our disposition of the present controversy might have been vastly
different had petitioners presented a medical expert to establish their theory
respecting Dr. Tuaño's so-called negligence. In fact, the record of the case
reveals that petitioners' counsel recognized the necessity of presenting such
evidence. Petitioners even gave an undertaking to the RTC judge that Dr.
Agulto or Dr. Aquino would be presented. Alas, no follow-through on said
undertaking was made. DCaEAS
The plaintiff in a civil case has the burden of proof as he alleges the
affirmative of the issue. However, in the course of trial in a civil case, once
plaintiff makes out a prima facie case in his favor, the duty or the burden of
evidence shifts to defendant to controvert plaintiff's prima facie case;
otherwise, a verdict must be returned in favor of plaintiff. 99 The party
having the burden of proof must establish his case by a preponderance of
evidence. 100 The concept of "preponderance of evidence" refers to evidence
which is of greater weight or more convincing than that which is offered in
opposition to it; 101 in the last analysis, it means probability of truth. It is
evidence which is more convincing to the court as worthy of belief than that
which is offered in opposition thereto. 102 Rule 133, Section 1 of the Revised
Rules of Court provides the guidelines for determining preponderance of
evidence, thus:
In civil cases, the party having the burden of proof must establish
his case by a preponderance of evidence. In determining where the
preponderance or superior weight of evidence on the issues involved
lies the court may consider all the facts and circumstances of the case,
the witnesses' manner of testifying, their intelligence, their means and
opportunity of knowing the facts to which they are testifying, the
nature of the facts to which they testify, the probability or improbability
of their testimony, their interest or want of interest, and also their
personal credibility so far as the same legitimately appear upon the
trial. The court may also consider the number of witnesses, though the
preponderance is not necessarily with the greater number.
2. Penned by Court of Appeals Associate Justice Marina L. Buzon with Associate
Justices Regalado E. Maambong and Japar B. Dimaampao concurring; Annex
"A" of the Petition; id. at 49-69.
4. Ophthalmoscopy is a test that allows a health professional to see inside the
back of the eye (called the fundus) and other structures using a magnifying
instrument (ophthalmoscope) and a light source. It is done as part of an eye
examination and may be done as part of a routine physical examination
(http://www.webmd.com/eye-health/ophthalmoscopy). aSTECI
10. Apply 5-6 drops for 5 days; then 3 drops for 3 days; and then a minimum of 1
drop per day.
17. Intraocular Pressure (IOP) is the pressure created by the continual renewal of
fluids within the eye (http://www.medterms.com/script/main/art.asp?
articlekey=4014).
21. The generic name of Diamox, for oral administration, is acetazolamide. This
medication is a potent carbonic anhydrase inhibitor, effective in the control
of fluid secretion (http://www.drugs.com/pro/diamox.html).
25. Glaucoma is an eye condition which develops when too much fluid pressure
builds up inside of the eye. The increased pressure, called the intraocular
pressure, can damage the optic nerve, which transmits images to the brain.
If the damage to the optic nerve from high eye pressure continues, glaucoma
will cause loss of vision (http://www.webmd.com/eye-health/glaucoma-eyes).
26. O.D. is the abbreviation for oculus dexter, a Latin phrase meaning "right
eye" (http://medical-dictionary.thefreedictionary.com/O.D).
27. Laser Trabeculoplasty is a kind of surgery which uses a very focused beam of
light to treat the drainage angle of the eye. This surgery makes it easier for
fluid to flow out of the front part of the eye, decreasing pressure in the eye
(http://www.med.nyu.edu/healthwise).
28. According to Peter, after seeing Dr. Tuaño on the 15th of December 1988, he
next saw him on the 17th of the same month. Per Exhibit 1-a, the patient's
index card, however, after the 15th of December 1988, Peter's next visit was
on the 23rd of the same month.
33. The slit-lamp evaluation/examination looks at structures that are at the front
of the eye using a slit-lamp, a low-powered microscope combined with a
high-intensity light source that can be focused to shine in a thin beam
(http://www.nlm.nih.gov/medlineplus/ency/article/003880.htm).
34. Funduscopy is the examination of the back part of the eye's interior (fundus);
also known as ophthalmoscopy.
37. Timolol Maleate is a generic name of a drug in ophthalmic dosage form used
in treatment of elevated intraocular pressure by reducing aqueous humor
production or possibly outflow (http://www.umm.edu/altmed/drugs/timolol-
125400.htm).
38. B.I.D. is the abbreviation of the Latin phrase bis in di'e , meaning "twice a
day" (http://medical-dictionary.thefreedictionary.com/B.I.D).
43. A test to determine the total area in which objects can be seen in the
peripheral vision while the eye is focused on a central point
(http://www.healthline.com/adamcontent/visual-field).
44. A centrally constricted field of vision that is like what you can see through a
tube (http://www.medterms.com/script/main/art.asp?articlekey=24516).
45. A form of open-angle glaucoma that usually is associated with topical steroid
use, but it may develop with inhaled, oral, intravenous, periocular, or
intravitreal steroid administration
(http://emedicine.medscape.com/article/1205298-print).
50. Peter alleged that due to is impaired vision, he was 'forced' to decline several
opportunities to cover international and regional sports events, i.e., the 1988
and 1992 Olympics as well as various Asian Games; and he could not cover
fast-paced games, i.e., basketball.
52. Id.
53. Id.
56. Id.
57. Id.
58. Id.
60. Id.
63. Id.
65. Id.
70. Civil Service Commission v. Maala, G.R. No. 165253, 18 August 2005, 467
SCRA 390, 398.
73. Id.
77. Id.
78. Snyder v. Pantaleo (1956), 143 Conn 290, 122 A2d 21.
79. Johnson v. Superior Court, 49 Cal. Rptr. 3d 52 (Cal. App. 3d Dist. 2006).
81. Chan Lugay v. St. Luke's Hospital, Inc., 10 CA Reports 415 (1966).
82. Calimutan v. People of the Philippines, G.R. No. 152133, 9 February 2006, 482
SCRA 44, 60, citing Vda. de Bataclan v. Medina, 102 Phil. 181, 186 (1957).
84. Dr. Cruz v. Court of Appeals, 346 Phil. 872, 884-885 (1997).
85. http://www.druglib.com/druginfo/maxitrol/.
87. Steroid responders are people whose intraocular pressure (IOP) goes up very
high when they use steroids
(http://www.willsglaucoma.org/supportgroup/20030827.php).
89. Solis, Pedro P., Medical Jurisprudence, 1988, Garcia Publishing, Co.,
Philippines.
93. Id.
94. Newell, Frank W., Ophthalmology, Principles and Concepts, 6th ed., 1986, C.V.
Mosby Company, Missouri.
95. Id.
96. Id.
99. Prudential Guarantee and Assurance Inc. v. Trans-Asia Shipping Lines, Inc.,
G.R. No. 151890, 20 June 2006, 491 SCRA 411, 433.
100. Bank of the Philippine Islands v. Royeca, G.R. No. 176664, 21 July 2008, 559
SCRA 207, 215.
101. Jison v. Court of Appeals, 350 Phil. 138, 173 (1998), citing Vicente J.
Francisco, Revised Rules of Court in the Philippines, Evidence (Part II, Rules
131-134).
102. Go v. Court of Appeals, 403 Phil. 883, 890-891 (2001), citing 20 Am. Jur.
1100-1101 as cited in Francisco, Revised Rules of Court.