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Reg31 Shareholdering

1. ICICI Bank Limited filed its shareholding pattern for the quarter ended December 31, 2023 under Regulation 31(1)(a). 2. There were 1,802,207 shareholders consisting of 1,802,206 public shareholders and 1 shareholder under non-promoter non-public category. 3. The non-promoter non-public shareholder held 1,370,084,203 shares underlying depository receipts constituting 19.53% of the total paid-up equity share capital of the bank.

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0% found this document useful (0 votes)
28 views10 pages

Reg31 Shareholdering

1. ICICI Bank Limited filed its shareholding pattern for the quarter ended December 31, 2023 under Regulation 31(1)(a). 2. There were 1,802,207 shareholders consisting of 1,802,206 public shareholders and 1 shareholder under non-promoter non-public category. 3. The non-promoter non-public shareholder held 1,370,084,203 shares underlying depository receipts constituting 19.53% of the total paid-up equity share capital of the bank.

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Shareholding Pattern for quarter ended December 31, 2023

1. Name of Listed Entity : ICICI BANK LIMITED


2. Scrip Code : BSE - 532174; NSE - ICICIBANK
Class of Security : Equity Shares
3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg.31(1)(b)/Reg.31(1)(c)
4. Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information
Sr. No. Particulars YES NO
a Whether the Listed Entity has issued any partly paid up shares# NO
b Whether the Listed Entity has issued any Convertible Securities? NO
c Whether the Listed Entity has issued any Warrants? NO
d Whether the Listed Entity has any shares against which depository receipts are issued? YES
e Whether the Listed Entity has any shares in locked-in? NO
f Whether any shares held by promoters are pledge or otherwise encumbered? NO
g Whether the Listed Entity has issued any Differential Voting Rights? NO
h Whether the Listed Entity has any Significant Beneficial Owner? NO

# The shares issued in Follow-on public issue of 2007 on which calls were in arrears were forfeited on January 28, 2014
under the authority granted by the Board except for 150 shares of face value of Rs. 10 each where the matter related to
litigations, this would be decided based on the status/outcome of the litigations. The said shares form part of the fully
paid shares.
Table I - Summary Statement holding of specified securities

Category Category of Shareholder No of No of fully paid up No of No of Shares Total No of Shareholding as Number of Voting Rights held in each class of securities No of Shares No of Shares Shareholding as a Number of Locked Number of Shares Number of equity Sub-categorization of shares
Shareholders equity shares held Partly Underlying Shares Held (VII) a % of total no Underlying Underlying % assuming full in Shares pledged or shares held in
paid-up Depository = (IV)+(V)+(VI) of shares Outstanding Outstanding conversion of otherwise dematerialized
equity Receipts calculated as convertible Warrants convertible encumbered form
shares per SCRR, 1957 securities Securities (as a
held (A+B+C2) percentage of
diluted share
capital) (XI) =
(VII)+(X) as a % of
(A+B+C2)
No of Voting Rights Total as a % No. As a % of No. As a % of Shareholding (No. of shares) under
of (A+B+C) total total
Shares Shares
held held
Class X Class Y Total Sub categor y Sub categor y Sub categor y
(i) (ii) (iii)
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (Xi) (XI) (XII) (XIII) (XIV)

(A) Promoter & Promoter Group - - - - - - - - - - - - - - - - -


(B) Public 1,802,206 5,644,742,134 - - 5,644,742,134 100.00 5,644,742,134 - 5,644,742,134 80.47 - - 100.00 - - NA 5,632,973,127
(C) Non Promoter-Non Public 1 - - 1,370,084,203 1,370,084,203 - 1,370,084,203 - 1,370,084,203 19.53 - - - - - NA 1,370,084,203
(C1) Shares underlying DRs 1 - - 1,370,084,203 1,370,084,203 - 1,370,084,203 - 1,370,084,203 19.53 - - - - - NA 1,370,084,203
(C2) Shares held by Employes Trusts - - - - - - - - - - - - - - - NA -

Total: 1,802,207 5,644,742,134 - 1,370,084,203 7,014,826,337 100.00 7,014,826,337 - 7,014,826,337 100.00 - - 100.00 - - - 7,003,057,330

@ Holders of Depository Receipts do not have voting rights


Deutsche Bank Trust Company Americas holds 1,370,084,203 equity shares of the Bank constituting 19.53% of the equity share capital of the Bank at December 31, 2023 as depositary for ADS holders and voting rights on these shares is exercised in accordance with the directions of the Bank's board of directors.
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Category Category & Name of the Shareholder No of No of fully No of Partly No of Shares Total No of Shareholding Number of Voting Rights held in each class of No of Shares No of Shares Shareholding as a Number of Locked in Number of Shares pledged or Number of
Shareholders paid up paid-up equity Underlying Shares Held as a % of total securities Underlying Underlying % assuming full Shares otherwise encumbered equity shares
equity shares shares held Depository (IV)+(V)+(VI) no of shares Outstanding Outstanding conversion of held in
held Receipts (calculated as convertible Warrants convertible dematerialized
per SCRR, securities Securities (as a form
1957 (VIII) As percentage of
a % of diluted share
(A+B+C2) capital) (XI) =
(VII)+(X) as a % of
(A+B+C2)

No of Voting Rights Total as a % No. As a % of No. As a % of total


of (A+B+C) total Shares Shares held
held
Class X Class Y Total

(I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (Xi) (XI) (XII) (XIII) (XIV)
(1) Indian
(a) Individuals/Hindu undivided Family - - - - - - - - - - - - - - - - -
(b) Central Government/State Government(s) - - - - - - - - - - - - - - - - -
(c) Financial Institutions/Banks - - - - - - - - - - - - - - - - -
(d) Any Other - - - - - - - - - - - - - - - - -
Sub-Total (A)(1) - - - - - - - - - - - - - - - - -
(2) Foreign
Individuals (Non-Resident Individuals/Foreign
(a) Individuals - - - - - - - - - - - - - - - - -
(b) Government - - - - - - - - - - - - - - - - -
(c) Institutions - - - - - - - - - - - - - - - - -
(d) Foreign Portfolio Investor - - - - - - - - - - - - - - - - -
(e) Any Other - - - - - - - - - - - - - - - - -

Sub-Total (A)(2) - - - - - - - - - - - - - - - - -
Total Shareholding of Promoter and Promoter
Group (A)=(A)(1)+(A)(2) - - - - - - - - - - - - - - - - -
Table III - Statement showing shareholding pattern of the Public shareholder

Category Category & Name of the Shareholder PAN No of No of fully paid No of No of Shares Total No of Shareholding Number of Voting Rights held in each class of No of Shares No of Shares Shareholding Number of Number of Number of Sub-categorization of shares
Shareholders up equity shares Partly paid- Underlying Shares Held as a % of total securities Underlying Underlying as a % Locked in Shares Shares pledged equity shares
held up equity Depository (VII) = no of shares Outstanding Outstanding assuming full or otherwise held in
shares held Receipts (IV)+(V)+(VI) calculated as convertible Warrants conversion of encumbered dematerialized
per SCRR, securities convertible form
1957 (A+B+C2) Securities (as a
percentage of
diluted share
capital) (XI) =
(VII)+(X) as a
% of (A+B+C2)

No of Voting Rights Total as No. As a % No. As a % Shareholding (No. of shares) under


a % of of total of total
total Shares Shares
voting held held
rights
(A+B+C)
Class X Class Y Total Sub categor y Sub categor y Sub categor y
(i) (ii) (iii)
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XI) (XII) (XIII) (XIV)
(1) Institutions (Domestic)
(a) Mutual Funds 85 1,732,269,849 - - 1,732,269,849 30.69 1,732,269,849 - 1,732,269,849 24.69 - - 30.69 - - NA 1,732,261,568 - - -
SBI MUTUAL FUND AABTS6407Q 1 417,363,849 - - 417,363,849 7.39 417,363,849 - 417,363,849 5.95 - - 7.39 - - NA 417,363,849 - - -
ICICI PRUDENTIAL MUTUAL FUND AAAAI0038F 1 251,803,808 - - 251,803,808 4.46 251,803,808 - 251,803,808 3.59 - - 4.46 - - NA 251,803,808 - - -
HDFC MUTUAL FUND AAATH1809A 1 193,332,712 - - 193,332,712 3.43 193,332,712 - 193,332,712 2.76 - - 3.43 - - NA 193,332,712 - - -
UTI MUTUAL FUND AAATU1088L 1 133,983,537 - - 133,983,537 2.37 133,983,537 - 133,983,537 1.91 - - 2.37 - - NA 133,983,537 - - -
NIPPON LIFE INDIA MUTUAL FUND AAATR0090B 1 101,874,858 - - 101,874,858 1.80 101,874,858 - 101,874,858 1.45 - - 1.80 - - NA 101,874,858 - - -
KOTAK MUTUAL FUND AAATK4475F 1 93,377,391 - - 93,377,391 1.65 93,377,391 - 93,377,391 1.33 - - 1.65 - - NA 93,377,391 - - -
ADITYA BIRLA SUN LIFE MUTUAL FUND AAATB0102C 1 90,691,811 - - 90,691,811 1.61 90,691,811 - 90,691,811 1.29 - - 1.61 - - NA 90,691,811 - - -
MIRAE ASSET MUTUAL FUND AACTM0203B 1 76,046,016 - - 76,046,016 1.35 76,046,016 - 76,046,016 1.08 - - 1.35 - - NA 76,046,016 - - -
(b) Venture Capital Funds - - - - - - - - - - - - - - - NA - - - -
(c) Alternate Investment Funds 98 41,532,354 - - 41,532,354 0.74 41,532,354 - 41,532,354 0.59 - - 0.74 - - NA 41,532,354 - - -
(d) Banks 165 5,659,988 - - 5,659,988 0.10 5,659,988 - 5,659,988 0.08 - - 0.10 - - NA 5,614,118 - - -
(e) Insurance Companies 41 662,906,092 - - 662,906,092 11.74 662,906,092 - 662,906,092 9.45 - - 11.74 - - NA 662,905,782 - - -
LIFE INSURANCE CORPORATION OF INDIA AAACL0582H 1 390,998,091 - - 390,998,091 6.93 390,998,091 - 390,998,091 5.57 - - 6.93 - - NA 390,997,871 - - -
SBI LIFE INSURANCE COMPANY LIMITED AAFCS2530P 1 83,203,501 - - 83,203,501 1.47 83,203,501 - 83,203,501 1.19 - - 1.47 - - NA 83,203,501 - - -
(f) Provident Funds/Pension Funds 1 154,042,221 - - 154,042,221 2.73 154,042,221 - 154,042,221 2.20 - - 2.73 - - NA 154,042,221 - - -
NPS TRUST AABTN0648L 1 154,042,221 - - 154,042,221 2.73 154,042,221 - 154,042,221 2.20 - - 2.73 - - NA 154,042,221 - - -
(g) Asset Reconstruction Companies - - - - - - - - - - - - - - - NA - - - -
(h) Soveregin Wealth Funds - - - - - - - - - - - - - - - NA - - - -
(i) NBFC Registered with RBI 27 13,957,324 - - 13,957,324 0.25 13,957,324 - 13,957,324 0.20 - - 0.25 - - NA 13,957,324 - - -
(j) Other Financial Insutitions 20 3,199 - - 3,199 0.00 3,199 - 3,199 0.00 - - 0.00 - - NA - - - -
(k) Any Other
Sub Total (B)(1) 437 2,610,371,027 - - 2,610,371,027 46.24 2,610,371,027 - 2,610,371,027 37.21 - - 46.24 - - NA 2,610,313,367 - - -
(2) Institutions (Foreign)
(a) Foreign Direct Investment - - - - - - - - - - - - - - - NA - - - -
(b) Foreign Venture Capital - - - - - - - - - - - - - - - NA - - - -
(c) Sovereign Wealth Funds - - - - - - - - - - - - - - - NA - - - -
(d) Foreign Portfolio Investors Category I 1,426 2,332,842,952 - - 2,332,842,952 41.33 2,332,842,952 - 2,332,842,952 33.26 - - 41.33 - - NA 2,332,842,952 - - -
GOVERNMENT OF SINGAPORE AAAJG0594R 1 178,858,368 - - 178,858,368 3.17 178,858,368 - 178,858,368 2.55 - - 3.17 - - NA 178,858,368 - - -
GOVERNMENT PENSION FUND GLOBAL AACCN1454E 1 73,566,438 - - 73,566,438 1.30 73,566,438 - 73,566,438 1.05 - - 1.30 - - NA 73,566,438
(e) Foreign Portfolio Investors Category II 134 130,247,363 - - 130,247,363 2.31 130,247,363 - 130,247,363 1.86 - - 2.31 - - NA 130,247,363 - - -
(f) Overseas Depositories (holding DRs) (balancing - - - - - - - - - - - - - - - NA - - - -
figure)
(g) Any Other
FOREIGN INSTITUTIONAL INVESTORS 117 297,908 - - 297,908 0.01 297,908 - 297,908 0.00 - - 0.01 - - NA 284,767 - - -
FOREIGN BANK 6 220,546 - - 220,546 0.00 220,546 - 220,546 0.00 - - 0.00 - - NA 220,538 - - -
Sub Total (B)(2) 1,683 2,463,608,769 - - 2,463,608,769 43.64 2,463,608,769 - 2,463,608,769 35.12 - - 43.64 - - NA 2,463,595,620 - - -
(3) Central Government/ State Government(s)/ NA
President of India
(a) Central Government / President of India 10 15,149,504 - - 15,149,504 0.27 15,149,504 - 15,149,504 0.22 - - 0.27 - - NA 15,149,504 - - -
(b) State Government / Governor 2 38 - - 38 0.00 38 - 38 0.00 - - 0.00 - - NA - - - -
(c) Shareholding by Companies or Bodies Corporate 2 340 - - 340 0.00 340 - 340 0.00 - - 0.00 - - NA 340 - - -
where Central / State Government is a promoter

Sub Total (B)(3) 14 15,149,882 - - 15,149,882 0.27 15,149,882 - 15,149,882 0.22 - - 0.27 - - NA 15,149,844 - - -
Category Category & Name of the Shareholder PAN No of No of fully paid No of No of Shares Total No of Shareholding Number of Voting Rights held in each class of No of Shares No of Shares Shareholding Number of Number of Number of Sub-categorization of shares
Shareholders up equity shares Partly paid- Underlying Shares Held as a % of total securities Underlying Underlying as a % Locked in Shares Shares pledged equity shares
held up equity Depository (VII) = no of shares Outstanding Outstanding assuming full or otherwise held in
shares held Receipts (IV)+(V)+(VI) calculated as convertible Warrants conversion of encumbered dematerialized
per SCRR, securities convertible form
1957 (A+B+C2) Securities (as a
percentage of
diluted share
capital) (XI) =
(VII)+(X) as a
% of (A+B+C2)

No of Voting Rights Total as No. As a % No. As a % Shareholding (No. of shares) under


a % of of total of total
total Shares Shares
voting held held
rights
(A+B+C)

Class X Class Y Total Sub categor y Sub categor y Sub categor y


(i) (ii) (iii)
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XI) (XII) (XIII) (XIV)
(4) Non-Institutions
(a) Associate companies / Subsidiaries - - - - - - - - - - - - - - - NA - - - -
(b) Directors and their relatives (excluding 8 628,450 - - 628,450 0.01 628,450 - 628,450 0.01 - - 0.01 - - NA 628,450 - - -
independent directors and nominee directors)

(c) Key Managerial Personnel 2 169,675 - - 169,675 0.00 169,675 - 169,675 0.00 - - 0.00 - - NA 169,675 - - -
(d) Relatives of promoters (other than ‘immediate - - - - - - - - - - - - - - - NA - - - -
relatives’ of promoters disclosed under ‘Promoter
and Promoter Group’ category)

(e) Trusts where any person belonging to 'Promoter - - - - - - - - - - - - - - - NA - - - -


and Promoter Group' category is 'trustee',
'beneficiary', or 'author of the trust'
(f) Investor Education and Protection Fund (IEPF) 1 8,877,613 - - 8,877,613 0.16 8,877,613 - 8,877,613 0.13 - - 0.16 - - NA 8,877,613 - - -
(g) Resident Individuals holding nominal share 1,732,172 361,763,499 - - 361,763,499 6.41 361,763,499 - 361,763,499 5.16 - - 6.41 - - NA 350,776,349 - - -
capital up to Rs. 2 lakhs
(h) Resident Individuals holding nominal share 221 69,415,304 - - 69,415,304 1.23 69,415,304 - 69,415,304 0.99 - - 1.23 - - NA 69,415,304 - - -
capital in excess of Rs. 2 lakhs
(i) Non Resident Indians (NRIs) 39,936 24,705,128 - - 24,705,128 0.44 24,705,128 - 24,705,128 0.35 - - 0.44 - - NA 24,482,053 - - -
(j) Foreign Nationals 10 12,902 - - 12,902 0.00 12,902 - 12,902 0.00 - - 0.00 - - NA 12,902 - - -
(k) Foreign Companies 3 155,019 - - 155,019 0.00 155,019 - 155,019 0.00 - - 0.00 - - NA 154,687 - - -
(l) Bodies Corporate 6,924 70,994,934 - - 70,994,934 1.26 70,994,934 - 70,994,934 1.01 - - 1.26 - - NA 70,581,518 - - -
(m) Any Other
Overseas Corporate Bodies 1 3,300 - - 3,300 0.00 3,300 - 3,300 0.00 - - 0.00 - - NA - - - -
Clearing Members 28 616,824 - - 616,824 0.01 616,824 - 616,824 0.01 - - 0.01 - - NA 616,774 - - -
Foreign Portfolio Investors (Individual- Category 4 6,518 - - 6,518 0.00 6,518 - 6,518 0.00 - - 0.00 - - NA 6,518 - - -
III)
Foreign Bodies - DR 5 7,849,998 - - 7,849,998 0.14 7,849,998 - 7,849,998 0.11 - - 0.14 - - NA 7,849,998 - - -
Unclaimed Shares Suspense Account 1 93,202 - - 93,202 0.00 93,202 - 93,202 0.00 - - 0.00 - - NA 93,202
Suspense Escrow Account 1 6,303 - - 6,303 0.00 6,303 - 6,303 0.00 0.00 NA 2,929
HUF 20,657 8,453,734 - - 8,453,734 0.15 8,453,734 - 8,453,734 0.12 - - 0.15 - - NA 8,441,608 - - -
Trusts 98 1,860,053 - - 1,860,053 0.03 1,860,053 - 1,860,053 0.03 - - 0.03 - - NA 1,804,716 - - -
Sub Total (B)(4) 1,800,072 555,612,456 - - 555,612,456 9.84 555,612,456 - 555,612,456 7.92 - - 9.84 - - NA 543,914,296 - - -

Total Public Shareholding (B) = 1,802,206 5,644,742,134 - - 5,644,742,134 100.00 5,644,742,134 - 5,644,742,134 80.47 - - 100.00 - - NA 5,632,973,127 - - -
(B)(1)+(B)(2)+(B)(3)+(B)(4)

Notes
1 Pursuant to SEBI circular dated December 19, 2017, folios have been consolidated on the basis of PAN irrespective of the schemes/sub-accounts. Total number of folios as on December 31, 2023 is 1,891,759 after consolidating folios on the basis of PAN the number is 1,802,207.
2 Government of India, Ministry of Finance, Department of Economic Affairs, FIPB Unit vide their letter dated February 22, 2005 had given their approval to ICICI Bank to ensure that the total foreign shareholding do not exceed 74% of the share capital.
3 Voting rights on equity shares transferred to Investor Education and Protection Fund and Unclaimed Shares Suspense Account are frozen. Voting rights on equity shares lying in the Suspense Escrow Account are not frozen as per SEBI Circular dated December 18, 2023.
Table IIIA - Details of the shareholders acting as person in Concert for public

Details of the shareholders acting as persons in Concert including their Shareholding:


Name of Shareholder Name of PAC No of shares Holding %
NA NA NA NA
Total - - -
Table IIIB - Details of the Shares which remain unclaimed for public

No of Voting rights which


Description No. of shares
Shareholders are frozen

Unclaimed Shares Suspense Account 464 93,202 93,202


Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder

Category Category & Name of the Shareholder PAN No of Shareholders No of fully No of Partly No of Shares Total No of Shareholding Number of Voting Rights held in each class of securities No of Shares No of Shares Shareholding as Number of Locked Number of equity
paid up paid-up Underlying Shares Held as a % of Underlying Underlying a % assuming in Shares shares held in
equity equity Depository (IV)+(V)+(VI) total no of Outstanding Outstanding full conversion of dematerialized
shares held shares held Receipts shares convertible Warrants convertible form
(A+B+C2) securities Securities (as a
percentage of
diluted share
capital) (XI) =
(VII)+(X) as a %
of (A+B+C2)
No of Voting Rights Total as a No. As a % of
% of total
(A+B+C) Shares
held
Class X Class Y Total
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (Xi) (XI) (XII) (XIV)
(1) Custodian/DR Holder 1 - - 1,370,084,203 1,370,084,203 1,370,084,203 - 1,370,084,203 19.53 - - - - 1,370,084,203
DEUTSCHE BANK TRUST COMPANY AMERICAS AACCD4898E 1 - - 1,370,084,203 1,370,084,203 - 1,370,084,203 - 1,370,084,203 19.53 - - - - 1,370,084,203
Employee Benefit Trust / Employee Welfare Trust
under SEBI (Share Based Employee Benefits and
(2) Sweat Equity) Regulations, 2021 - - - - - - - - - - - - - - -

Total Non-Promoter-Non Public Shareholding


(C) = (C)(1)+(C)(2) 1 - - 1,370,084,203 1,370,084,203 - 1,370,084,203 - 1,370,084,203 19.53 - - - - 1,370,084,203
Table V - Statement showing details of Significant Beneficial Owners (SBOs)

Sno Details of the significant beneficial owner Details of the registered owner Particulars of the shares in which Date of
significant beneficial interest is held by creation/acquisition of
the beneficial owner significant beneficial
interest

I II III IV

Sr No Name PAN Nationality Name PAN Nationality Number of Shareholding as a % of


Shares total no of shares
(Calculated as per SCRR
1957) As a % of
(A+B+C2)
1 NA NA NA NA NA NA NA NA NA
Table VI - Statement showing foreign ownership limits

Approved limits (%) Limits utilized (%)


As on shareholding date (December 31, 2023) 74.00 54.94
As on the end of previous 1st quarter (September 30, 2023) 74.00 55.54
As on the end of previous 2nd quarter (June 30, 2023) 74.00 55.56
As on the end of previous 3rd quarter (March 31, 2023) 74.00 55.16
As on the end of previous 4th quarter (December 31, 2022) 74.00 55.77

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