Module 3
Module 3
RIGHTS
Course Code: 21RMI56
Module-3
Text book referred: Dipankar Deb, Rajeeb Dey, Valentina E. Balas “Engineering
Research Methodology”, ISSN 1868-4394 ISSN 1868-4408 (electronic), Intelligent
Systems Reference Library, ISBN 978-981-13-2946-3 ISBN 978-981-13-2947-0 (eBook),
https://doi.org/10.1007/978-981-13-2947-0
Other references: Internet; Chatgpt and Bard,
https://www.wipo.int/patents/en/#:~:text=In%20principle%2C%20the%20patent%2
0owner,without%20the%20patent%20owner's%20consent,
https://ipindia.gov.in/writereaddata/Portal/ev/sections-index.html
Trademarks:
Patents:
Industrial designs:
• The shape of a product: The shape of a Coca-Cola bottle, the shape of a
Samsung Galaxy phone
• The pattern on a product: The pattern on a Tiffany & Co. necklace, the pattern
on a Nike sneaker
• The color scheme of a product: The color scheme of a Target store, the color
scheme of a Starbucks coffee cup
Copyrights:
Law of Patents
The law of patents refers to the legal framework that governs the protection and
enforcement of intellectual property rights for inventions. Patents are exclusive rights
granted by a government to inventors, allowing them to exclude others from making,
using, selling, or importing their patented inventions for a specified period of time.
This exclusivity is provided in exchange for the public disclosure of the invention's
details, which contributes to the advancement of technology and knowledge.
1. Eligibility Criteria: Not all inventions are eligible for patent protection.
Generally, an invention must be novel, non-obvious, and useful to qualify for a
patent. It should also fall within the scope of patentable subject matter, which
typically includes new and useful processes, machines, manufactures, or
compositions of matter.
2. Application Process: To obtain a patent, an inventor must file a patent
application with the relevant government patent office. This application
includes a detailed description of the invention, often accompanied by drawings
or diagrams. The application is examined by patent examiners to determine
whether it meets the patentability criteria.
3. Granting of Patents: If the patent office determines that the invention meets
the necessary criteria, a patent is granted. This means that the inventor gains
exclusive rights to the invention for a specific period, typically around 20 years
from the filing date of the patent application.
4. Enforcement: Patents provide the owner with the legal right to prevent others
from using, making, selling, or importing the patented invention without
permission. If someone infringes on a patent owner's rights, the patent owner
can take legal action to seek remedies, such as injunctions and damages.
5. Licensing and Transfer: Patent owners can license their patents to others,
allowing them to use the invention under certain terms and conditions. Patents
can also be sold or transferred to other parties, providing the new owner with
the rights to enforce the patent.
6. International Protection: While patents are typically granted by individual
countries, international agreements like the Patent Cooperation Treaty (PCT)
facilitate a unified application process across multiple countries. The World
Intellectual Property Organization (WIPO) also plays a significant role in
harmonizing patent practices globally.
7. Challenges and Litigation: Patent disputes can arise if there are questions
about the validity of a patent, or if someone believes that their invention is not
infringing on a patented invention. Patent litigation involves legal proceedings
to resolve these disputes.
8. Patent Infringement: Patent infringement occurs when someone uses,
makes, sells, or imports a patented invention without authorization. Patent
owners can take legal action against infringing parties to protect their rights.
Intellectual property (IP) rights are governed by national law, which for members of
the World Trade Organization (WTO), shall be in conformity with the Agreement on
Trade-Related Aspects of Intellectual Property Rights (TRIPS Agreement).1 The
TRIPS Agreement sets out the objective of IP rights in Article 7
The challenges India faced in complying with the TRIPS Agreement. The TRIPS
Agreement is an international agreement that sets minimum standards for the
protection of intellectual property rights. India is a member of the World Trade
Organization (WTO), which means that it is required to comply with the TRIPS
Agreement.
However, India faced some challenges in complying with the TRIPS Agreement
because its constitution does not explicitly recognize intellectual property rights. The
U.S. Constitution, on the other hand, explicitly recognizes the promotion and progress
of science and arts and secures exclusivity granted to authors and inventors.
The Indian constitution does not explicitly recognize intellectual property rights, but
it does guarantee the right to property. This means that patents are considered
"property" and are therefore protected by the constitution. However, the constitution
also includes a chapter on Directive Principles of State Policy, which are non-
enforceable but still important guidelines for the government. These principles include
the promotion of public health, the reduction of inequalities, and the securing of
systems that ensure ownership and control of resources for the common good.
These principles can be seen as limitations on the right to property, and they can be
used to justify policies that restrict intellectual property rights in the interest of public
health or social welfare. For example, India has a compulsory licensing system that
allows the government to issue licenses to produce patented drugs without the
permission of the patent holder, if necessary to protect public health.
The journey of the Indian patent regime is reflected in three different periods:
colonization, post-independence and globalization.
Colonization. India inherited its patent regime from the British rule. When the British
colonization of India ended, the Indian Patents and Designs Act, 1911, was in force and
had created a system of patent administration in India under an administrative office
– the Controller of Patents and Designs.
Post-independence. India enacted its first independent patent law in 1970. It came in
the backdrop of two committees constituted to make recommendations: the Bakshi
Tekchand Committee in 1949 and, later, the Justice Rajagopal Ayyangar Committee.
Focusing on the special socioeconomic conditions in India, the recommendations of
these two committees resulted in far-reaching changes in patent laws. Some of the
significant changes introduced were with respect to food and drug patents, compulsory
licensing, and connected working requirements. The law enacted in 1970 is credited
with the growth of various industries, including the pharmaceutical industry, which,
in two decades, gave India the distinction of being called “the pharmacy of the world”
as Indian drug companies began exporting reasonably priced medicines to many
countries.
Globalization. In 1991, India liberalized its economy and adhered to the General
Agreement on Tariffs and Trade (GATT 1947), which was succeeded by the WTO,
resulting in amendments being introduced in line with the TRIPS Agreement. These
amendments saw India bring about fundamental changes permitting product patents
in food, medicines and agrochemicals. The flexibilities in the TRIPS Agreement were
used to maintain a balance: ensuring that the amendments would be gradually made
systemic rather than forcing the closure of already-functioning industries. Statutory
provisions relating to chemical and drug patents, patentability and other aspects of the
amendments were tested repeatedly in the courts and were upheld as being within the
Constitutional scheme while being fully compliant with the TRIPS Agreement. The
judgment of the Supreme Court in Novartis v. Union of India recognized the need to
curb the “evergreening” of patents while acknowledging the need to grant patent
protection to incremental innovations. After Novartis, Indian courts have granted
interim injunctions to protect patentees’ rights in pharmaceutical and agrochemical
inventions.10 The courts have also protected claims to standard-essential patents
(SEPs) by granting interim injunctions to secure the patentee’s right to royalties even
pending trial. Courts have granted permanent injunctions and damages (in quite
significant amounts) in cases of patent infringement and have also denied interim
injunctions in appropriate cases. Each case has been decided on its own facts on the
basis of settled legal principles. A current review of decisions would show no pro- or
anti-patentee bias in the adjudication of patent cases.
Patentability Requirements
The patentability requirements are the criteria that an invention must meet in order
to be eligible for patent protection. These requirements vary slightly from one
jurisdiction to another but generally include the following key criteria:
Novelty: An invention must be new and not part of the prior art. This means that the
invention cannot have been publicly disclosed, published, or known anywhere in the
world before the filing date of the patent application.
Anticipation by sale
In the context of patents, "anticipation by sale" refers to a situation where an invention
has been publicly sold or made available to the public before a patent application is
filed. This concept is important for determining the novelty of an invention and its
eligibility for patent protection. In the Indian patent law context, anticipation by sale
means that if an invention has been sold or made available to the public in India before
the filing date of a patent application, it could affect the novelty of the invention and
potentially prevent the invention from being granted a patent.
In simpler terms:
• If an invention has been sold or made available to the public in India before
someone applies for a patent, it might not be considered new anymore.
• This could impact the inventor's ability to get a patent for the invention because
patents are usually granted for new and unique ideas.
Inventive step/non-obviousness
"Inventive step" or "non-obviousness" is a key criterion in patent law, including the
Indian context. It refers to the requirement that for an invention to be eligible for
patent protection, it should not be obvious to a person skilled in the relevant field of
technology. In simpler terms, the invention should not be something that someone
with average knowledge and skills in that field would easily come up with.
In the Indian jurisdiction, the term "inventive step" is used, and it's defined under
Section 2(1)(ja) of the Indian Patents Act, 1970. It states that an invention is
considered to involve an inventive step if it's not obvious to a person skilled in the art,
having regard to prior art (existing knowledge or technology) at the time of filing the
patent application.
It involves:
Prior Art: This refers to existing knowledge, technologies, or solutions that are publicly
available before the date of your patent application. It's like all the information that's
already out there in your field.
Inventive Step: To have an inventive step means that your invention is more than just
a small, logical improvement over what's already known (prior art). It should be
something that's not obvious to someone who's knowledgeable and skilled in that area
of technology.
Not Obvious to Skilled Person: This means that if someone who's an expert in that field
wouldn't naturally and easily think of your invention based on what's already known,
then your invention has an inventive step.
Encouraging Real Innovation: The idea behind this requirement is to encourage real
innovation. Patents are given to new and creative ideas that push the boundaries, not
just small tweaks that anyone could easily figure out.
Novelty Assessment
n the context of Indian Intellectual Property Rights (IPR), specifically patents, the
assessment of novelty is a critical step in determining whether an invention is eligible
for patent protection. Novelty refers to the requirement that the invention must be
new and not part of the existing knowledge or prior art before the date of filing the
patent application. The Indian Patents Act, 1970, outlines the criteria for assessing
novelty under Section 2(1)(l) and Section 13 of the Act.
Following are the steps taken to assess novelty in the Indian IPR context:
1. Comparison with Prior Art: Before granting a patent, the patent office
examines whether the invention is already known or disclosed in any form of
prior art. Prior art includes everything that was publicly available before the
filing date of the patent application, such as existing patents, scientific
publications, public knowledge, and publicly accessible databases.
2. Evaluation of Claims: The patent office reviews the claims made in the
patent application, which are specific descriptions of what the invention is and
how it works. These claims are compared with the existing knowledge to
determine if any identical or similar inventions have been disclosed previously.
3. Novelty Criterion: For an invention to be considered novel, it must not have
been anticipated by any prior art. This means that the invention should not be
already known, used, published, or described in any form anywhere in the
world before the date of filing the patent application.
4. Global Assessment: The novelty assessment is not limited to just India. It
considers prior art from all over the world. If an invention is already disclosed
or used in any country, it may affect its novelty even if it's not publicly known
in India.
5. Grace Period: The Indian Patents Act provides a grace period of one year
prior to the filing date of the application. This means that if the inventor or
someone else disclosed the invention within one year before filing the
application, it won't be considered as destroying the novelty of the invention.
6. Inventive Step and Novelty: The assessment of novelty is closely related to
the concept of "inventive step" or "non-obviousness," which was explained in
the previous response. An invention must not only be new but also involve an
inventive step to qualify for a patent.
Defenses: Defenses in patent law are legal arguments that a defendant can present
to counter claims of patent infringement. Some common defenses include:
• Invalidity: Challenging the validity of the patent by showing that it does not
meet the criteria for novelty, inventive step, or other requirements.
• Non-Infringement: Asserting that the accused activity does not fall within
the scope of the patent claims, meaning it does not use, make, or sell the
patented invention.
• Prior Use: Demonstrating that the defendant was already using the invention
before the patent's filing or priority date.
• Experimental Use: Showing that the accused activity is for research,
experimentation, or educational purposes and not for commercial gain.
• Exhaustion: Arguing that the patent rights have been exhausted when the
patented product was sold to the defendant or others in the distribution chain.
Experiment, Research, or Education: This defense allows individuals or entities
to use patented inventions for experimentation, research, or educational purposes
without facing infringement claims. It acknowledges the importance of advancing
scientific knowledge and learning.
Bolar Exemption: The Bolar exemption allows generic drug manufacturers to
perform tests and studies necessary for regulatory approvals of generic drugs before
the expiration of the original drug's patent. It ensures that the regulatory process is
not hindered by patent rights.
Government Use: Governments can use patented inventions without the patent
holder's consent for public interest or national security reasons. However,
governments are typically required to provide reasonable compensation to the patent
holder.
Patent Exhaustion: The doctrine of patent exhaustion states that once a patent
holder sells a patented product, they no longer have control over what the buyer does
with that specific product. The buyer can use, sell, or dispose of it without infringing
the patent.
Patent Misuse: Patent misuse occurs when a patent holder improperly uses their
patent rights to extend control beyond what's granted by the patent. It can include
practices that create an anticompetitive effect or tie unrelated products together.
Inequitable Conduct: Inequitable conduct refers to deceptive behavior by the
patent applicant or holder during the patent application process. If the applicant
intentionally withholds relevant information from the patent office, the patent may be
rendered unenforceable.
Remedies: Remedies are legal solutions to address patent infringement and
compensate the patent holder for harm caused by the infringement.
Injunction: An injunction is a court order that prohibits the infringing party from
continuing the infringing activity. Injunctions can be preliminary (temporary) or
permanent and can have significant impact on the infringing party's business.
Account of Profits: The account of profits remedy requires the infringing party to
hand over the profits they earned from the infringing activity. This remedy aims to
provide monetary compensation to the patent holder.
Costs: In a patent infringement case, the losing party may be ordered to pay the
prevailing party's legal costs. This is a way to compensate the successful party for the
expenses they incurred while defending their patent rights.
International Instruments
In the realm of intellectual property, several international instruments and
agreements have been established to provide a framework for protecting various forms
of intellectual property rights, including patents. These instruments promote
harmonization of laws and procedures across different countries, facilitating global
trade and innovation. Here are some key international instruments related to
intellectual property and patents:
1. Paris Convention for the Protection of Industrial Property (1883)
2. Patent Cooperation Treaty (PCT) (1970)
3. World Trade Organization (WTO) Agreement on Trade-Related Aspects of
Intellectual Property Rights (TRIPS) (1994)
4. Berne Convention for the Protection of Literary and Artistic Works (1886)
5. Budapest Treaty on the International Recognition of the Deposit of
Microorganisms for the Purposes of Patent Procedure (1977)
6. Nairobi Treaty on the Protection of the Olympic Symbol (1981)
7. WIPO Copyright Treaty (WCT) and WIPO Performances and Phonograms
Treaty (WPPT) (1996)
Paris Convention for the Protection of Industrial Property (1883)
The Paris Convention, established in 1883, is the oldest international agreement
focused on protecting intellectual property (IP) rights. It covers various aspects of
industrial property, including patents, trademarks, industrial designs, and more. It
was updated in 1967.
Guiding Principles:
The Convention is built on three main principles:
National Treatment: Every country that's part of the Convention must give foreign
inventors and creators the same level of protection as it gives to its own citizens.
Right of Priority: If someone applies for a patent or design in one Convention country,
they get a certain time period (usually 6 or 12 months) to apply for protection in other
Convention countries. This way, they don't have to apply everywhere at once, making
the process more flexible.
Uniform Rules: The Convention sets common rules that all member countries have to
follow. For example, patents granted in different countries for the same invention are
considered separate, and the person who invented the thing gets credit in the patent.
Also, designs must be protected in each country, even if the products aren't made
there.
Right of Priority in Detail:
Imagine you come up with a new invention, and you apply for a patent in your home
country. The Paris Convention says that for a certain time after that (6 or 12 months),
you can apply for patents in other countries and still be treated like you applied on the
same day you applied at home. This gives you time to decide where else you want
protection.
National Treatment:
This means that a person from one Convention country should be treated the same as
a person from another country when it comes to IP protection. If your country is part
of the Convention, you can't treat foreign inventors or creators unfairly.
Uniform Rules:
The Convention makes sure that certain things are the same across all countries that
are part of it. For example, if you get a patent for your invention in one country, it's
not automatically protected in another. But the Paris Convention says that's okay. It
also says that trade names (business names) should be protected in every country
without needing extra paperwork.
World Trade Organization (WTO) Agreement on Trade-Related Aspects of
Intellectual Property Rights (TRIPS) (1994)
The TRIPS Agreement (Trade-Related Aspects of Intellectual Property Rights) is a
significant international treaty that sets out the minimum standards for the protection
of various forms of intellectual property (IP) rights. It was negotiated under the
auspices of the World Trade Organization (WTO) and came into effect on January 1,
1995. The TRIPS Agreement aims to strike a balance between protecting IP rights and
promoting global trade and innovation. Here's an overview of the key aspects of the
TRIPS Agreement:
1. Scope and Coverage: The TRIPS Agreement covers a wide range of
intellectual property rights, including patents, trademarks, copyrights, trade
secrets, geographical indications, and industrial designs. It sets out the
standards for the protection and enforcement of these rights.
2. Minimum Standards: TRIPS establishes minimum standards that member
countries must follow to protect and enforce IP rights. This ensures that all
WTO member countries provide a certain level of IP protection, which
promotes consistency and fair treatment for creators and innovators across
different jurisdictions.
3. National Treatment and Most-Favored-Nation Treatment: The TRIPS
Agreement requires member countries to treat foreign IP holders the same way
they treat their own citizens or entities (national treatment). Additionally,
member countries must provide the same level of protection to IP holders from
all other member countries (most-favored-nation treatment).
4. Patents and Pharmaceuticals: TRIPS requires member countries to
provide patent protection for inventions in all fields of technology, including
pharmaceuticals. However, there was a debate about the implications of patent
protection on access to affordable medicines, particularly in developing
countries. The Doha Declaration on TRIPS and Public Health reaffirmed the
flexibilities available to member countries to take measures to protect public
health and ensure access to essential medicines.
5. Enforcement: TRIPS sets out rules for the enforcement of IP rights, including
civil and criminal procedures, remedies, and border measures to prevent the
import and export of counterfeit or pirated goods.
6. Transitional Periods for Developing Countries: Developing countries
were given flexibility to implement the TRIPS Agreement gradually, allowing
them time to adjust their laws and systems to comply with the standards.
7. Dispute Settlement: The WTO's Dispute Settlement Understanding
provides mechanisms for resolving disputes related to TRIPS. This ensures that
member countries uphold their obligations under the Agreement.
8. Technology Transfer: TRIPS recognizes the importance of technology
transfer between developed and developing countries to promote technological
development and economic growth.
9. Public Policy and Flexibilities: The Agreement acknowledges the
importance of striking a balance between IP protection and other public policy
objectives, such as public health, nutrition, and the promotion of cultural
diversity.
The TRIPS Agreement represents a significant step in international IP law, aiming to
create a level playing field for intellectual property protection while addressing
concerns related to access to essential goods and technology. It has played a crucial
role in shaping global IP standards and fostering cooperation among WTO member
countries.
Patent Cooperation Treaty (PCT) (1970)
The Patent Cooperation Treaty (PCT) is an international treaty that simplifies and
streamlines the process of seeking patent protection in multiple countries. It provides
a unified framework for filing a single international patent application that can be used
to seek patent rights in multiple countries or regions. The PCT is administered by the
World Intellectual Property Organization (WIPO) and offers several key benefits for
inventors and applicants. Here's a closer look at the main features of the PCT:
1. Unified Application Process: With the PCT, inventors can file a single
international patent application instead of filing separate applications in each
country where they want protection. This reduces paperwork, administrative
burden, and costs associated with filing multiple national applications.
2. International Search: After filing a PCT application, an international search
is conducted by a recognized international search authority. This search
identifies existing inventions (prior art) related to the claimed invention. The
search report provides valuable information for evaluating the patentability of
the invention.
3. International Publication: The PCT application is published by WIPO
approximately 18 months from the priority date (usually the filing date). This
publication makes the technical details of the invention publicly available,
promoting transparency and knowledge sharing.
4. International Preliminary Examination (Optional): Applicants have
the option to request an international preliminary examination. This is a more
in-depth examination of the claimed invention's patentability. While not
mandatory, it helps applicants assess the strengths and weaknesses of their
application before entering the national phase.
5. National/Regional Phase: At the end of the PCT process, applicants choose
the countries or regions where they want to pursue patent protection. This is
known as the national or regional phase. Each selected country or region
conducts its own examination and grants or denies the patent based on its
national laws.
6. Benefits of the PCT:
• Time Flexibility: The PCT provides an extended period (usually 30
months from the priority date) for applicants to decide where to seek
patent protection, allowing them more time to assess commercial
potential and secure funding.
• Cost Efficiency: Filing a single PCT application is more cost-effective
than filing separate national applications. This allows applicants to defer
costs until they have a clearer idea of where they want protection.
• Improved Patent Strategy: The international search report and
preliminary examination report (if requested) provide insights into
patentability, helping applicants refine their patent strategy before
entering the national phase.
7. National Laws Apply: While the PCT simplifies the filing process, patent
rights are granted and enforced based on the laws of individual countries or
regions. Applicants need to meet the requirements of each country's patent
office to secure patent protection.
In summary, the Patent Cooperation Treaty offers a streamlined and efficient route for
inventors and applicants to seek patent protection on a global scale. It simplifies the
process of filing, searching, and assessing the patentability of an invention, ultimately
contributing to a more effective and strategic approach to international patent
protection.