Software Technology Support Center

Defining a Software
Testing Strategy
by Gregory T. Daich
30 April 2002 - Version 1.5a
801-777-7172 - [email protected]
Presentation Objectives

Help system and software testers or test and

evaluation (T&E) staff determine the overall
test (or T&E) strategy for development or
modification of a software-intensive system

Help project stakeholders (particularly
customers and senior management) review and
approve the test strategy

Help testers or systems and software
analysts determine:
– Test objectives, or
– Qualification requirements, or
– Verification and validation (V&V) criteria 2
Outline

Dangerous Assumptions

Significant New Policies

Test Strategy Concepts

DoD T&E Strategy

Questions

Pitfalls
■ Definitions
■ Acronyms
■ References

3
Dangerous Assumptions

In this world of acquisition reform, it is

dangerous to assume that we know the policies
that we must follow without identifying and
reviewing them at the start of each project.

What DoD, service, command, department or
organizational policies, instructions, and
regulations are applicable on your project?

What information regarding your “test strategy” is
in the contract, statement of work, requirements,
or project plans?
Don’t assume you know unless you look!
4
Wh d ’t l “f ll th ’ ”?
Significant New Policies

DoD
– DoDD 5000.1, DoDI 5000.2, DoD 5000.2-R
(Defense Acquisition Directive, Instruction, and
Regulation)
– IEEE/EIA 12207.0, “Standard for Information
Technology – Software Life Cycle Processes”
which was “adopted” by DoD on 27 May 1998

Air Force
– Draft AFI 99-103 (Test and Evaluation (T&E))

Others
– ???

5
 1 May 2002, Version 1.5a
Test Strategy Concepts

Purpose of a Test Strategy

Software Development V-Model Pipeline

System Evaluation Levels

Testing Focus

Contents of a Test Strategy

Master Test Plan

Software Integrity Levels

Test Objectives and Priorities

Where to Document the Test Strategy

6
Purpose of a Test Strategy

Why should we develop a test strategy?

Before we develop test cases and test
procedures to test a system, we should define
an overall test or test and evaluation strategy
– To obtain consensus of goals and objectives from
stakeholders (e.g., management, developers,
testers, customers, users)
– To manage expectations from the beginning
– To be sure we’re “headed in the right direction”
– Identifies the types of tests to be conducted at all
test levels
(continued)
7
Purpose of a Test Strategy (continued)

It always happens either formally or informally
– So we just as well be clear on what our objectives
are, i.e., let’s document our strategy

Formal (documented / reviewed / approved) is the most
effective mechanism to get early agreement on goals
and objectives

Usually addresses human system integration factors
(usability)

Addresses interoperability if not a stand-alone system

Developed by one or a few of the most knowledgeable
people over a relatively short period of time
[DAIC02]

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 1 May 2002, Version 1.5a
Software Development Pipeline
The test strategy needs to address the entire life cycle.
Operational Next Iteration Operational
Requirements
& Acceptance
(User Needs) Concurrent Test Planning Tests
& Project Plans
Government
System
Developmental
Requirements
& System Tests
System Software / Hardware
Design Integration & Test
Review Software Software
filters Requirements Item Test
Software Software
Feedback Architectural Subsystem Support
from Design Integration & Test includes
reviews PM, SQA,
and testing Software Unit Integration CM, etc.
Detailed Design & Test
Code Unit Test
[IEEE 12207] 9
System Evaluation Levels

Each evaluation level is a foundation for higher

(later) evaluation levels

Acceptance Test
ls
ve
Le

System
Test
What levels are you
st
Te

assigned to support?
Integration Test
What completion
Unit Test
criteria have been
Requirements, Design, Code met prior to your
Document Reviews test level?
Analysis
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 1 May 2002, Version 1.5a
Testing Focus

User Views
Acceptance Tests
Operational Tests
Analyst Views
System Tests
Qualification Tests
Designer Views
IF A=3 THEN Integration Tests
Y=X+2 Programmer Views
End IF
Unit Tests

OK

[DAIC02]
11
Contents of a Test Strategy

A test strategy provides an overall perspective

of testing, and identifies or references:
– Project plans, risks, and requirements
– Relevant regulations, policies, or directives
– Required processes, standards, and templates
– Supporting guidelines
– Stakeholders and their test objectives
– Test resources and estimates
– Test levels and phases
– Test environment
– Completion criteria for each phase
– Required test documentation and review methods
12
Test Objectives and Priorities

Find defects [MYER79]

Since you can’t test a program completely
– Test important features and capabilities first
– Test where you’re more likely to find defects
– Test to software integrity level [IEEE 1012]

Should know the overall objective of testing and
the objective of every planned test case
– Test case design techniques help us systematically
meet our objectives and cover our concerns

Test objectives are our requirements for testing
– Determine functional coverage, quality, range of
tests, risks, constraints, required standards
[DAIC02] 13
Where to Document the Test Strategy

Can be documented in the:

– Project Plan - see IEEE 12207.1
– Software Quality Assurance Plan - see IEEE 730
– System Verification and Validation Plan - see
IEEE 1012
– Test Plan - see IEEE 12207.0, and IEEE 12207.1
– Test and Evaluation Master Plan (TEMP) - see
DoD 5000.2-R
[DAIC02]

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 1 May 2002, Version 1.5a
Master Test Plan

Test strategy for each level is defined in the level’s
“Test Plan”

The detailed test cases are in the “Test Procedures”
Acronyms for the next slide (based on IEEE 12207.0)
Developer Government

Test Level Plan Procedures Plans & Procedures

Master (Overall) (MTP) or (TEMP)
Acceptance (ATP) (ATPr) (ATPP)
(Operational) or (OTP) or (OTPr) or (OTPP)
Developmental (DTP) (DTPr) (DTPP)
(contractor)

System/Software (STP) (STPr) (STPP)

Integration (ITP) (ITPr) (ITPP)
Unit (UTP) (UTPr) (UTPP)

(cont.)
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 1 May 2002, Version 1.5a
Master Test Plan (cont.)

MTP or TEMP

OTP
DTP
OTPP STP
DTPP ITP
OTPr STPP UTP
DTPr ITPP
STPr UTPP
ITPr
UTPr
(see previous slide for definitions of acronyms)
Integration and Unit Test Plans and Test Procedures
are often in the same document (i.e., ITPP or UTPP)
or in the Software Development File (SDF)
16
Software Integrity Levels
Criticality Description Level
High Selected function affects critical 4
performance of the system.
Major Selected function affects important 3
system performance.
Moderate Selected function affects system 2
performance, but workaround strategies
can be implemented to compensate for
loss of performance.
Low Selected function has noticeable effect on 1
system performance but only creates
inconvenience to the user…
[IEEE 1012]
17
Software Integrity Levels (continued)
Minimum V&V Tasks
V&V Activity Acquis. Develop
Support Reqmts. Design Implemnt. Test
SW Integrity Levels Levels Levels Levels Levels
Levels 4 3 2 1 4 3 2 1 4 3 2 1 4 3 2 1 4 3 2 1
Acceptance XXX
V&V test exec.
& verification
Acceptance XXX
V&V test plan
generation &
verification
Interface XXX XX X XXX
Analysis
Management XX XX XX XX
& Tech. Rev.
support
Management XXX XXXX XX XX XXXX XXX X
review of V&V
...
[IEEE 1012]
18
DoD T&E Strategy

Provides information about risk and risk mitigation

Provides empirical data to validate models and
simulations

Evaluates technical performance and system
maturity

Determines whether systems are operationally
effective, suitable, and survivable

Addresses development and assessment of the
weapons support test systems

Includes:
– Developmental Test and Evaluation (DT&E)
– Operational Test and Evaluation (OT&E)
[DoD 5000.2-R]
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Questions

Does your project have an overarching test

strategy?

What software and system test levels apply on
your project?

What completion (exit) criteria apply prior to
your phase or level of testing and are they met?

The best idea might not be to eliminate the
requirement for a Test and Evaluation Master
Plan (TEMP) or Master Test Plan (MTP)

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Pitfalls

Undocumented test strategies or test strategies

that are not reviewed and approved by
stakeholders
– “If you fail to plan, you plan to fail!”

Empty test strategies
– See “Contents of a Test Strategy” slide 12)

Test strategies with stated but unfulfilled test
objectives
– Often, no review is conducted to determine if tests
meet test objectives

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Pitfalls

“Exploratory Testing” Quandary

To document or not to document.
That is the question...
– Exploratory Testing is

“test design and test execution at the same time” [BACH02]
– Exploratory Testing is ad hoc / inspirational testing

“I'm starting to suspect that there are nearly as many
exploratory testing techniques as there are exploratory testers”
[BLAC02]
– What constitutes an “exploratory testing”

test case?
(continued)
22
Pitfalls

“Exploratory Testing” Quandary (continued)

– Recommendations:

Still need to document the test strategy

Document complex, high-risk test cases
– My experience has shown that the “exploratory testing”
tests will then be more systematic and rigorous

Determine the objective for each test case
– Determine when each test case starts and ends
– Keep things simple
– Each item verified should support the test objective
– Count the number of test cases

Identify specific inputs

Predict expected results

Evaluate actual results

Monitor requirements coverage
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Conclusions

Develop effective test strategies that help

organizations meet project objectives

Review test strategies against content and
criteria advocated in this presentation

Consider the Theory of Constraints (TOC)
Conflict Resolution Diagram (a.k.a. the
Evaporating Cloud) for resolving problems
(disagreements)

24
Definitions

“Test”
– Glen Myers said back in 1979 in his book The Art
of Software Testing,
“Testing is the process of executing a program or
system with the intent of finding errors.”
[MYER79]
– This paved the way for significant improvements to
testing in many organizations.
“The process of operating a system or component
under specified conditions, observing or recording
the results, and making an evaluation of some aspect
of the system or component.”
[IEEE 610]
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Definitions

“Test and Evaluation (T&E)”

– “The act of generating empirical data during the
research, development or sustainment of systems, and
the creation of information through analysis that is
useful to technical personnel and decision makers
for reducing design and acquisition risks. The
process by which systems are measured against
requirements and specifications, and the results
analyzed so as to gauge progress and provide
feedback.” [AFI 99-103] (draft)
– “The T&E process is based on the scientific method
and the principle of “predict - test - compare,” and
is the foundation for all Air Force test planning and
execution.” [AFI 99-103] (draft) (continued) 26
Definitions

Scientific Method Includes 5 Steps:

“1. Some aspect of the universe.
2. Invent a tentative description, called a hypothesis,
that is consistent with what you have observed.
3. Use the hypothesis to make predictions.
4. Test those predictions by experiments or further
observations and modify the hypothesis in the light
of your results.
5. Repeat steps 3 and 4 until there are no discrepancies
between theory and experiment and/or
observations.”
[WUDK98]

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 1 May 2002, Version 1.5a
Definitions

“Evaluation”
– Not in IEEE 610.12
– “A systematic determination of the extent to which an
entity meets its specified criteria.”
[IEEE 12207]
“Software Test and Evaluation”
– Not formally defined in DoD regulations and guides
nor in IEEE standards
– Proposed: A systematic determination of the extent to
which an entity meets its specified criteria through
analysis, review, and operation of software-intensive
system’s (SIS) products and processes.
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Definitions

“Developmental Test and Evaluation”

– “Any engineering-type test used to verify status of
technical progress, verify that design risks are
minimized, substantiate achievement of contract
technical performance, and certify readiness for
initial operational testing. Development tests
generally require instrumentation and
measurements and are accomplished by engineers,
technicians, or soldier operator-maintainer test
personnel in a controlled environment to facilitate
failure analysis.”
[DSMCGlossary]
(continued)

29
Definitions

“Developmental Test and Evaluation”

(continued)
– “Both contractor and government personnel conduct
DT&E to identify and resolve deficiencies as early as
possible, verify the extent to which design risks have
been minimized, verify contract performance, determine
system safety, assess military utility and system reliability
according to the operational requirements document
(ORD), and determine system readiness for dedicated
OT&E.”
[AF
I 99-103] (draft)

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Definitions

“Operational Test and Evaluation”

– “The field test, under realistic combat conditions, of
any item of (or key component of) weapons,
equipment, or munitions for the purpose of
determining the effectiveness and suitability of the
weapons, equipment or munitions for use in combat
by typical military users, and the evaluation of the
results of such test.”
[10 USC Sec139]

31
Definitions

“Operational Effectiveness”
– “The overall degree of mission accomplishment of a
system when used by representative personnel in the
environment planned or expected ... for operational
employment of the system considering organization,
doctrine, tactics, survivability, vulnerability, and
threat ...”
[DAD], Glossary

32
Definitions

“Operational Suitability”
– “The degree to which a system can be placed
satisfactorily in field use with consideration being
given to availability, compatibility, transportability,
interoperability, reliability, wartime usage rates,
maintainability, safety, human factors, manpower
supportability, logistic supportability, natural
environmental effects and impacts, documentation,
and training requirements.”
[DAD], Glossary

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Acronyms
ACAT Acquisition Category EOA Early Operational Assessment
AF Air Force FOT&E Follow-on Operational Test and
AFI Air Force Instruction Evaluation
ATP Acceptance Test Plan HWCI Hardware Configuration Item
ATPP Acceptance Test Plans and IEEE Institute of Electrical and Electronics
Procedures Engineers
ATPr Acceptance Test Procedures IOT&E Initial Operational Test and
ATPS Automated Test Planning System Evaluation
CM Configuration Management IPT Integrated Product Team
COI Critical Operational Issue ITP Integrated Test Plan
CONOPS Concept of Operations ITPP Integration Test Plans and
CTP Critical Technical Parameter Procedures
DAD Defense Acquisition Deskbook ITPr Integration Test Procedures
DoD Department of Defense JITC Joint Interoperability Test Command
DOT&E Director of Operational Test and KPP Key Performance Parameters
Evaluation LFT&E Live Fire Test and Evaluation
DSMC Defense Systems Management M&S Modeling and Simulation
College MAIS Major Automated Information
DT&E Developmental Test and Evaluation System
EIA Electronic Industries Association MDA Milestone Decision Authority

34
Acronyms
MDAP Major Defense Acquisition Program SQA Software Quality Assurance
MRTFB Major Range and Test Facility Base SRD Software Requirements Description
MTP Master Test Plan SRS System Requirements Specification
NDR Need Determination Record STP Software/System Test Plan
OA Operational Assessment STPP Software/System Test Plans and
OPP Operational Performance Procedures
Parameters STPr Software/System Test Procedures
ORD Operational Requirements STSC Software Technology Support
Document Center
OT Operational Test SWCI Software Configuration Item
OT&E Operational Test and Evaluation T&E Test and Evaluation
OTA Operational Test Agency TEMP Test and Evaluation Master Plan
OTRR Operational Test Readiness Review U.S.C. United States Code
PM Program Manager UTP Unit Test Plan
SAD Software Architecture Description UTPP Unit Test Plans and Procedures
SAIC Science Applications International UTPr Unit Test Procedures
Organization V&V Verification and Validation
SDD Software Design Description
SPD Software Product Description

35
References
[10 USC Sec139] Title 10, U.S. Code, Section 139, Director, Operational Test and Evaluation, 29 Sept. 2000,
Defense Acquisition Deskbook.
[AFI 99-103] AF Instruction 99-103 (Draft), “Air Force Test and Evaluation,” 14 February 2002.
[BACH02] Bach, James, “What is Exploratory Testing?”, www.satisfice.com/articles/what_is_et.htm.
[BLAC02] Black, Rex, (email message), 12 December 2001.
[DAD] Defense Acquisition Deskbook, http://web1.deskbook.osd.mil.
[DAIC02] Daich, Gregory T., “Software-Oriented Test and Evaluation Course,” Software Technology
Support Center, March 1, 2002.
[DoDI 5000.1] DoD Instruction, “Operation of the Defense Acquisition System,” Jan. 4, 2001.
[DoDD 5000.2] DoD Directive, “The Defense Acquisition System,” Change 1, Jan. 4, 2001.
[DoD 5000.2-R] DoD Regulation, “Mandatory Procedures for Major Defense Acquisition Programs (MDAPs) and
Major Automated Information System (MAIS) Acquisition Programs,” June 10, 2001.
[DSMCGlossary] Defense Systems Management College, Glossary; Defense Acquisition Acronyms and Terms,
Ninth Edition, November 1998.
[IEEE 610] IEEE 610.12-1990, “IEEE Standard Glossary of Software Engineering Terminology.”
[IEEE 730] IEEE 730-1998, “IEEE Standard for Software Quality Assurance Plans.”
[IEEE 1012] IEEE 1012-1998, “IEEE Standard for Software Verification and Validation.”
[IEEE 12207.0] IEEE/EIA 12207.0-1996, “Standard for Information Technology – Software Life Cycle Processes.”
[IEEE 12207.1] IEEE/EIA 12207.1-1997, “IEEE/EIA Guide for Information Technology, Software Life Cycle
Processes – Life Cycle Data.”
[MYER79] Myers, Glenford, The Art of Software Testing, John Wiley and Sons, 1979.
[WUDK98] http://phyun5.ucr.edu/~wudka/Physics7/Notes_www/node6.html, Jose Wudka 9/24/1998.

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“Say…What’s a mountain goat doing way return
up here in a cloud bank?” return
 I’ll go up and find out
what they need the
rest of you start testing!

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