Advancing Extracellular Vesicle Therapeutics Into Clinical Trials For Central Nervous System Disorders
Advancing Extracellular Vesicle Therapeutics Into Clinical Trials For Central Nervous System Disorders
Advancing Extracellular Vesicle Therapeutics Into Clinical Trials For Central Nervous System Disorders
*Correspondence author: Steven L Stice, Regenerative Bioscience Center, College of Agricultural and Environmental Sciences, University of Georgia, Athens,
GA USA and Aruna Bio Inc, Athens, GA USA; Email: [email protected]
Commentary
Citation: Stice SL, et al. Advancing In December 2023, the US Food and Drug Administration released a draft guidance document
Extracellular Vesicle Therapeutics
titled “Potency Assurance for Cellular and Gene Therapy Products Draft Guidance for
into Clinical Trials for Central
Industry” for public comment [1]. Potency assays are arguably the most problematic analytic
Nervous System Disorders. J Reg
Med Biol Res. 2024;5(1):1-2. release assay to develop for cell and cell derivate products, including Extracellular Vesicles
https://doi.org/10.46889/JRMBR.2024.
(EV). EVs are produced by many cell types and harbor parent cell-specific bioactive cargoes
5101 including proteins and nucleic acids. They are unique intercellular signaling particles that can
act as both the messenger and/or effector in recipient cells. We and others have shown that
Received Date: 06-01-2024
Neural Stem Cell EVs (NSC EVs) derived in bioreactors have therapeutic potential for treating
neurological disease and Acute Ischemic Stroke (AIS). New FDA Investigational New Drug
Accepted Date: 22-01-2024
(IND) applications are being filed and specifically, we have an IND application for AIS. As the
Published Date: 30-01-2024
field grows, new INDs will be filed for various other therapeutic indications. In order for EV
therapeutics to move efficiently through the regulatory process to approval, there is a need for
more emphasis on and development of analytical assays directly related to complex and likely
multimodal, mechanisms of action. Research focused on this area will lead to new disease-
Copyright: © 2024 by the authors.
Submitted for possible open access specific potency assays and identification of critical quality attributes.
publication under the terms and
conditions of the Creative CommonsPotency assays for EVs are essential for defining the bioactivity, quality, batch-to-batch
Attribution (CCBY) license
reproducibility and stability of EV preparations and to facilitate subsequent EV use as
(https://creativecommons.org/li therapeutics or carriers for cell-free therapies. Potency assays are performed as part of product
censes/by/4.0/).
release, comparability studies and stability testing. Although potency assays are just one of
many important analytic assays needed to ensure progress through clinical trials, these are
often the most difficult to implement. A relevant set of potency assays needs to be linked to the
mechanism of action for a therapeutic. A recent study published as a preprint describes the
development of a ubiquitous enzymatic-based assay for EVs, a single-step functional analysis to predict potency and to
quantitatively measure EV-bioactivity and vesicle integrity, using small-size EV samples [2]. It is highly likely that potency assays
will need to be built around the mechanism of action for specific therapeutic applications and we look forward to more
publications on potential potency assays in this manner.
Early-stage potency bioassays are typically based on pathophysiological mechanisms and implicated pathways in early
preclinical studies to identify potential EV mechanism(s) of action. Thus, ideally there is an initiating factor(s) that creates the
signal that indicates biological activity, the dose response, as well as the duration of the response, all of which must be measurable
in the bioassay. In the case of a bioassay, the process requires choosing a cell line and type that is relevant to the EVs mechanism
of action. If there are multiple mechanisms of action, this may require use of additional cell lines. Qualifying the operating
conditions is necessary for any assay, including but not limited to cell density, incubation time and temperature. This will ensure
a rigorous, robust and reproducible assay, as the potency assay(s) will need to be further validated for specificity, accuracy,
precision and linearity throughout therapeutic development.
https://doi.org/10.46889/JRMBR.2024.5101 https://athenaeumpub.com/journal-of-regenerative-medicine-biology-research/
2
As AIS therapy using NSC EVs moves forward, potency assays built around the mechanisms of action will play an important
role in the regulatory approval process. A good potency assay starts with an understanding of the therapeutic activity of EVs [3-
5]. For example, a mechanism of action of NSC EVs for AIS and potentially any disease propagated by cell damage, is to convert
damaging extracellular ATP to anti-inflammatory adenosine. Also, NSC EVs reduce pro- inflammatory C-C Motif Chemokine
Ligand 2 (CCL2) levels and promote an anti-inflammatory phenotype in circulating immune cells leading to reduced stroke
lesion size and improved functional recovery. NSC EVs suppress multiple cell death signaling cascades in the central nervous
system microenvironment. Cellular and/or acellular assays will translate these in vivo mechanisms of action to a quantifiable
and reproducible output to ensure potency of each NSC EV lot.
Beyond AIS, one of the most promising applications of NSC EVs is in the treatment of Amyotrophic Lateral Sclerosis (ALS). ALS
is a neurodegenerative disease that affects the motor neurons in the brain and spinal cord. In a preliminary study, we have shown
that NSC EVs significantly preserved motor function, decreased serum neurofilament light chain and prolonged survival in ALS
mice. NSC EVs also reduced inflammatory mediators TNFα, IL-1β, IL-6, RIPK1 and NLRP3 in the lumbar spinal. These results
suggest that NSC EVs have the potential to be developed as a therapeutic for ALS. The complex pathogenesis in the central
nervous system during ALS suggests the need to develop drugs with multimodal therapeutic action and will likely require the
development of multiple potency assays relevant to the active agents in and on the surface of the NSC EVs.
NSC EVs are under development as a therapeutic for neurodegenerative diseases and AIS. The therapeutic activity of NSC EVs
has been demonstrated in vitro as well as in multiple AIS models. We are building on these findings to develop robust potency
assays in an effort to avoid the translational pitfalls many cell therapies have encountered in clinical trials. Further studies are
needed to determine the safety and efficacy of NSC EVs in humans and will be guided by advances in understanding how the
therapeutic EVs act in these specific diseases. Relevant potency assays based on mechanism of action will be essential for the
progression of NSC EV therapies through the clinic to the patients that need them.
Keywords: Acute Ischemic Stroke; Extracellular Vesicles; Gene Therapy; Neural Stem Cell
Conflict of Interest
The authors have no conflict of interest to declare.
References
1. United States Food and Drug Administration Center for Biologics Evaluation and Research. 2019.
2. Potency assurance for cellular and gene therapy products. Draft Guidance for Industry. 2023.
3. Adamo G, Picciotto S, Gargano P, Paterna A, Rao E, Raccosta S, et al. Functional enzymatic assays to predict the potency of extracellular
vesicles. bioRxiv. 2023;2023-10.
4. Webb RL, Kaiser EE, Scoville SL, Thompson TA, Fatima S, Pandya C, et al. Human neural stem cell extracellular vesicles improve tissue
and functional recovery in the murine thromboembolic stroke model. Transl Stroke Res. 2018;9:530-9.
5. Webb RL, Kaiser EE, Jurgielewicz BJ, Spellicy S, Scoville SL, Thompson TA, et al. Human neural stem cell extracellular vesicles improve
recovery in a porcine model of ischemic stroke. Stroke. 2018;49(5):1248-56.
6. Spellicy SE, Kaiser EE, Bowler MM, Jurgielewicz BJ, Webb RL, West FD, et al. Neural stem cell extracellular vesicles disrupt midline shift
predictive outcomes in porcine ischemic stroke model. Transl Stroke Res. 2020;11:776-88.
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