Artificial Intelligence Techniques For Enhancing The Performance of Controllers in Power Converter-Based SystemsAn Overview
Artificial Intelligence Techniques For Enhancing The Performance of Controllers in Power Converter-Based SystemsAn Overview
Artificial Intelligence Techniques For Enhancing The Performance of Controllers in Power Converter-Based SystemsAn Overview
ABSTRACT The integration of artificial intelligence (AI) techniques in power converter-based systems has
the potential to revolutionize the way these systems are optimized and controlled. With the rapid advance-
ments in AI and machine learning technologies, this article presents the analysis and evaluation of these
powerful tools as well as in computational capabilities of microprocessors that control the converter. This
article provides an overview of AI-based controllers, with a focus on online/offline supervised, unsupervised,
and reinforcement-trained controllers. These controllers can be used to create surrogates for inner control
loops, complete power converter controllers, and external supervisory or energy management control. The
benefits of using AI-based controllers are discussed. AI-based controllers reduce the need for complex math-
ematical modeling and enable near-optimal real-time operation via computational efficiency. This can lead to
increased efficiency, reliability, and scalability of power converter-based systems. By using physics-informed
methods, a deeper understanding of the underlying physical processes in power converters can be achieved
and the control performance can be made more robust. Finally, by using data-driven methods, the vast
amounts of data generated by power converter-based systems can be leveraged to analyze the behavior of
the surrounding system and thereby forming the basis for adaptive control. This article discusses several
other potential disruptive impacts that AI could have on a wide variety of power converter-based systems.
INDEX TERMS Artificial intelligence (AI), energy management, machine learning (ML), neural network
(NN), power converter control, renewable energy integration.
I. INTRODUCTION as expert systems, neural networks (NN), and fuzzy logic sys-
The integration of artificial intelligence (AI) techniques in tems. These techniques have been applied to a wide range of
power electronic systems has been an active area of research power electronic systems, including power converters, active
for several decades. The earliest attempts to integrate AI rectifiers, inverters, and motor drives. However, despite the
in power electronic systems focused on rule-based systems, significant progress made in this field, there are still many
where a set of predefined rules were used to control the sys- challenges that need to be addressed to fully realize the po-
tem. However, these rule-based systems were limited in their tential of AI in power electronic systems.
ability to adapt to changing conditions and had difficulty han- Recently, there has been an interest in the use of
dling more complex systems. Over the years, AI techniques AI techniques in power electronic systems, driven by
have evolved to include more sophisticated approaches, such the rapid advancements in machine learning (ML). These
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366 https://creativecommons.org/licenses/by-nc-nd/4.0/ VOLUME 4, 2023
design, control, and maintenance phases were not clearly cate-
gorized and reinforcement learning (RL) was not considered.
For microgrid applications, the survey of AI techniques can
be found in [10] and [11]. Mohammadi et al. [10] discussed
the AI applications in different aspects of microgrids: energy
management, load/generation power forecasting, power con-
verter control, fault detection, cyber attacks, and protection
schemes. Arwa and Folly [11] reviewed the RL-enabled
power management in grid-tide microgrids. Also focusing on
RL, Cao et al. [12] reviewed AI applications in power and
energy systems, based on the introduction of RL principles
and categorization.
Due to the specific control features and challenges of
power converter-based systems, such as high-speed switch-
FIGURE 1. Diagram of AI applications in power electronics. ing, complex modulation, and high-computational burden,
AI implementation in the control of these systems will be
different from the other two life-cycle phases, namely de-
advancements have been made both in the algorithm area sign, and maintenance. Therefore, there is an urgent need
and in the computational capabilities of power converter con- for an analysis of AI applications in the control field for
trollers, which led to a significant improvement in the ability power converter-based systems. In recent years, dramatically
of AI systems to handle power electronic systems. The de- increasing attention has been paid to AI applications in the
sign, control, and preventative maintenance are three key areas control of both individual converters and converter-based
where AI is currently being used in power converter-based (micro)grid systems. This article presents the analysis and
systems [1]. Three parts are illustrated in Fig. 1. summary of the state-of-the-art research on AI and its appli-
The design optimization of converter-based systems usually cation status in enhancing controller performance. Regarding
requires a huge computing power to simulate many feasible the system topology, both inner loop converter control and
design candidates and select the optimal one, especially if (micro)grid-level energy management will be considered in
their fitness needs to be evaluated in various mission profiles. this article.
The main reason for the high computing load is that converter The rest of this article is organized as follows. Section II
needs to be simulated in heat defined design process in itself will list the popular AI techniques (mainly in ML) used in this
is complex in nature where mutually coupled performance target domain. In Sections III and IV, this article will focus
indices, such as efficiency, power density, cost, and reliability, on two aspects of AI-aided controllers: linear and nonlinear.
should be considered [2]. In addition, intelligent control is Both design and control applications are discussed in these
essential for the reliable, robust, and stable operation of power two sections. Furthermore, the specific AI application areas
converter-based systems. For example, when AI algorithms will be reviewed in Section V. Finally, Section VI concludes
are added to the traditional PI/PR or advanced nonlinear this article.
controllers, the dynamic response and tracking performance
may be improved in several aspects, such as reliability to II. AI TECHNIQUES
changing system conditions, reduction of computational load, AI can be implemented using predefined rules, but in most
or consequent performance improvement [3], [4], [5]. Fi- cases, ML algorithms are used to perform specific AI tasks
nally, preventive maintenance of systems, including condition based on learning from the collected data. ML algorithms can
monitoring, fault tolerance, and fault diagnosis, are effective effectively learn rules and relations from training data and
approaches to ensure a system’s healthy operation. With the improve the trained models automatically through experience.
help of AI, the desired prediction and monitoring can be Therefore, the largest use of AI in power converter-based
achieved much faster and more precisely than with traditional systems is with ML. Other common AI methods include
methods [6], [7], [8]. expert systems, fuzzy logic, and metaheuristic methods. To
In [1], a general review of AI algorithms and applications distinguish ML from the metaheuristic search algorithms, Gao
for power electronics was presented from a life-cycle perspec- et al. [13] proposed a simple algorithm categorization that
tive. This article generally considered most AI techniques: comprises search algorithm and surrogate algorithm. Both
expert systems, fuzzy logic, heuristics, and ML, in three dis- categories were used for the same optimization problem for
tinctive life-cycle phases: design, control, and maintenance. a converter-based actuation system.
Therefore, it is not specific to the controller domain in power Three main groups of ML algorithms are supervised learn-
electronics. Supervised and unsupervised learning (UL) tech- ing (SL), UL, and RL [1], [14], as shown in Fig. 2. Generally,
niques for electrical power systems were reviewed in [9]. both SL and UL require collecting data before training. An SL
Although popular ML algorithms were introduced, such as dataset should give outputs/labels corresponding to the inputs,
recurrent NN and random forest (RF), the application areas in while there is no label defined in UL. For RL, there is no
C. REINFORCEMENT LEARNING
data collection or offline training, because it is determined The third group of ML is RL, which is learning how intelligent
by the trial-and-error exploration of agents in an unknown agents can perform a task by interacting with their environ-
environment in order to maximize the cumulative rewards. ment. Unlike classical and heuristic optimization methods, RL
As shown in Fig. 2, two learning modes in ML are does not require an accurate model of the system or environ-
regression and classification. And in practice, different on- ment to generate an optimal solution [11], [18]. In the learning
line/offline approaches should be investigated for different process, these agents ought to take action (updating the policy
applications. In this article, both online and offline ML model at the same time) in a specific environment. They would get
training are reviewed for the parameter design of controllers; rewards from each step/trying and the final target is usually to
but, for controller imitation learning, a common way is us- maximize the cumulative reward.
ing the collected data for offline training. Based on the Therefore, in the beginning, how to operate in the environ-
input/output model design and the data-driven process, ML ment is unknown, and no trustworthy data can be collected.
can be an effective way to enhance the control performance of The agents should try different actions in the environment to
converter-based systems. Three ML groups will be introduced receive the corresponding rewards. Based on the cumulative
below, then ML-based emerging techniques will be discussed. rewards, the agents can learn a good policy (which means how
to act in a certain position) in the environment. Obviously, RL
A. SUPERVISED LEARNING is an online learning process. It differs from SL or UL because
If there are outputs (also called targets and answers) defined no input/output data pairs are collected before the learning
in the training data of ML, SL methods are usually applied. process.
These targets can either be continuous numbers or integers.
If the targets are all integers/categories, the learning task is D. ML-BASED EMERGING TECHNIQUES
known as classification, otherwise, it would be a regression The above three sections individually introduced three groups
task. Therefore, both regression and classification are training in ML. However, the practical problems may need multiple
the sampled input–output pairs but their output data features groups of algorithms to address, and even an independent
are different. Regression has no requirement for sampled data algorithm could encompass more than one type of learning
but, in classification learning, the training outputs should in- method. For example, deep deterministic policy gradient
clude predefined categories/classes or even only 0 or 1 for usually combined SL [deep neural network (DNN)] with
some specific problems. RL [19], [20].
According to the statistics in [1], usage of SL is 91% of all With the fast development of AI and ML, there are emerg-
ML applications in power electronics. In particular, artificial ing ML techniques that came to worldwide attention in
neural network (ANN) is one of the most common algorithms recent years. Federated learning (FL), also known as col-
in SL where neurons are the fundamental information process- laborative learning, is one of the emerging techniques. It is
ing units and the building blocks. Other SL algorithms include first introduced by Google in 2016 [21]. FL typically ap-
linear regression [15], support vector machine [13], [16], and plies when individual actors need to train models on larger
RF [17]. datasets than their own, but cannot afford to share the data
in itself with others (e.g., for legal, strategic, or economic
B. UNSUPERVISED LEARNING reasons). The technology yet requires good connections be-
For UL, there is no predefined output in the training data. tween local servers and minimum computational power for
UL learns how to discover patterns and information from a each node [22], [23]. FL trains an algorithm across multi-
dataset without preset outputs/labels/features. Such methods ple decentralized edge devices or servers holding local data
source inverter (VSI) feeding an ac load via an output LC filter A. PARAMETER DESIGN FOR NONLINEAR CONTROLLERS
but, the general application of ANN should be similar in other Weighting factor design continues to be a hot topic in MPC
topologies, such as ac (micro)grid connected using an LCL because there are usually multiple control terms in the used
filter. The biggest difference between online and offline design CF. Dragičević and Novak [45] proposed an ANN approach
is that there is no intensive online training in offline design. to automatically select the weighting factors in the CF of
As a tradeoff, independent offline learning usually requires FCS-MPC. The trained ANN serves as a surrogate model of
a high number of offline simulations to collect the training the converter that can provide fast and accurate estimates of
data. For dc–dc converters, Liu et al. [32] proposed using the performance metrics for any weighting factor combina-
ANN to adjust both PID coefficients and the controller struc- tion. Vazquez et al. [46] presented an ANN-based real-time
ture. Maruta et al. [3] proposed an ANN-based predictor to tuning method of a weighting factor to achieve the desired
modify the output voltage reference values in a PID controller, average switching frequency and track the current reference.
which can improve the transient response. In these studies, Gao et al. [47] proposed an inverse application method of
ANN was trained offline to pursue high prediction accuracy AI that can effectively provide references and coefficients for
for the output voltage of the dc–dc converter. the control of a power converter-based system. Two different
cases were used for the method validation. One is the current
sharing for a converter-based microgrid. The other is the ex-
B. CONTROL SURROGATE MODELING tension of the MMC operation region under unbalanced grid
Different from the above parameter adaptation studies, in [33], faults. An ANN-based droop coefficient design method was
an ANN was trained as an adaptive controller, which directly proposed in [48] for improved load sharing.
outputs the duty cycle and the frequency of gate-driving sig-
nals. This belongs to the other group of AI applications in the
linear controllers, the controller surrogate model. In this ap- B. IMITATION CONTROLLER FOR NONLINEAR
proach, a surrogate AI-based model of the system is designed CONTROLLERS
that blends linear control and nonlinear system dynamics, e.g., The high-computational burden is one of the main disadvan-
by matching the linear impedance model of the converter with tages of MPC, especially for the implementation of multistep
the nonlinear impedance model of the grid. This model can predictions or/and multilevel converters. To address that,
then be used in an online or offline search for parameters ANNs were used to learn the MPC model via offline training,
of the linear controller, as indicated in previous subsections. which can keep an approximate control performance while at
The AI-based model can be created with techniques, such the same time reducing the computational burden. The theo-
as physics-informed NN, which can incorporate the physical retical basis of this imitation approach is that the predictive
laws of the system into the model. control process is completely deterministic, i.e., for the same
set of input variables (i.e., circuit measurements) and a given
CF, the outputs (inserted vectors/submodules) will always be
IV. AI APPLICATIONS IN NONLINEAR CONTROLLERS OF the same. In this context, while the conventional MPC uses ex-
POWER CONVERTERS haustive rolling optimization every time instant to identify the
If only simple linear controllers are employed, system dy- optimal actuation, this is not necessary. It should be possible
namics and external disturbances may not be well addressed to represent the deterministic input–output relationship with a
though they are computationally light without much complex- more computationally efficient structure. Therefore, the same
ity. In contrast, some advanced control methods can integrate control effect as the MPC can be achieved by an ANN, but
nonlinearities and consider system constraints into the model, with a lower online-computational burden.
for example, model predictive control (MPC). One of the The general way of MPC imitation is depicted in Fig. 4 for
key characteristics of MPC is that the control objectives and an inverter system. There are three steps in this process.
system limitations can be simply and intuitively included in 1) Data collection from the original MPC model.
the cost function (CF), directing the easy generalization for 2) ANN offline training.
different converter topologies. 3) Online test of the trained ANN.
Two main categories in MPC include the continuous control The first two steps are shown in Fig. 4(a) while the last step
set MPC (CCS-MPC) and the finite control set MPC (FCS- is shown in Fig. 4(b).
MPC). CCS-MPC uses the control vector as a continuous Some published works studying ANN-based predictive
control signal, thus, the output of optimization can be any controllers are discussed below. A deep NN-based predictive
vector within the control region defined by available voltage control strategy is generally presented in [49] for the applica-
vectors of the converter [42], [43]. Differently, FCS-MPC tion of high-frequency multilevel converters. However, none
considers a set with a limited number of input candidates thus of the technical details of ML work was provided, for exam-
the output of optimization can only be one of the considered ple, data collection, and ANN training and validation. In con-
vectors in the set [44]. AI techniques have been used for both trast, Mohamed et al. [50] clearly presented an ANN learning
the design and imitation control of MPC. The following two approach for the control of a two-level VSI feeding linear and
sections will look at these two aspects in detail. nonlinear loads. System descriptions, FCS-MPC principles,
A. GENERAL AI TECHNOLOGIES
Four aspects will be summarized below for the general AI
technologies. The first two (AI-based controller and controller
FIGURE 4. Diagram of MPC imitation learning. (a) Data collection and ANN design using AI) have been elaborated in Section IV. The third
training offline. (b) Trained ANN online test. (converter modeling using AI) and fourth (stability analysis
by AI) are also important and practical topics regarding AI-
proposed ANN architecture, and training/test/validation are enabled controller. The pros and cons of each aspect will be
all presented in detail. Moreover, the authors collected sample presented to help the potential scholars and engineers select
data from 60 circuit conditions (covering the linear/nonlinear suitable methods.
load) and tested the trained ANN for all the considered circuit
conditions. Even though the proposed method in [50] was not 1) AI-BASED CONTROLLER
validated in the experiment, it is presented with all necessary The grid-connected converters play important roles to regu-
technical details, thus easy to implement and generalize. Fol- late the power to the grid. Section IV introduced the ANN
lowing the same approach, Novak and Dragicevic [51] trained application in replacing the traditional PI-based controllers to
different ANN controllers for upto N = 3 prediction horizons reduce the computation burden. For the photovoltaics (PV)
and tested them in the experiment rig. application, Demirtas et al. [60] gave an example that used an
Regarding the converter topology, the authors in [50] and ANN-based controller to control a single-phase PV inverter.
[51] used this SL method for two-level converters, and Novak The results show that the output power can be regulated by
and Blaabjerg [52] further implemented it in the three-level the proposed ANN-based controller. Similar AI-based imita-
converter. The authors in [49] and [53] trained and validated tion methods could be generalized to different systems and
the ANN imitation controller to a five-level flying capacitor applications.
converter. The authors in [54] and [55] proposed two dif- The advantage of the AI-based imitation controller is that,
ferent ANN imitation controllers for the modular multilevel the transient response of the AI controller is faster than PI
converter (MMC). controller because there is no integral part in the controller
to slow down the dynamics behavior. However, because the
C. ONLINE ANN FOR NONLINEAR CONTROLLERS controller is trained by collected data only, there may be a risk
Apart from the above design and control studies using ANN of running out of the training range. Thus, the response of AI
offline training for MPC, there was plenty of research on controller is not fully predictable. In [55], a case is given with
NN-based nonlinear online-learning controllers, which do not some results when the controller runs out of the training range,
comprise data collection for the learning but use an optimiza- the MMC is still able to control the system. But, obviously, it
tion method, such as Levenberg–Marquard [56] and genetic is not for all the related control problems.
FIGURE 5. AI applications.
2) CONTROLLER DESIGN USING AI verification, it may not be applicable in the early design phase
As mentioned in Section IV, apart from replacing the PI/PR of the system.
controllers with AI, AI technologies can be used to help better
design the traditional converters, at the same time, keeping the 4) AI-BASED STABILITY ANALYSIS
existing controllers in the converters. For example, in [61], In the modern power electronics-based power system, the
the artificial bee colony algorithm is used to design the PID stability of the system is an important factor due to the high
parameters of the PV converters. Galotto et al. [62] presented share of inverter-based resources. For example, the phase lock
an recursive least square and GA-based tool for PID controller loop of the grid following the converter will cause system
tuning, with this method, the controller design process can be instability under weak grid conditions. AI technologies can
accelerated. In [63], a particle swarm optimization controller contribute to stabilizing power electronics-based power sys-
parameter design method is proposed for the dc–dc buck con- tems. In [65], a RF-based power oscillation damper for grid
verter to reduce the aforementioned transient and steady-state forming converter is proposed, the proposed damper can au-
errors. tomatically adjust the gain of the active damping controller
For ML applications, Dragičević and Novak [45] proposed based on the different operating points. In [66], the proposed
an ANN-based method to design the weighting factors of the AI-based control design uses a DNN to learn the nonlinear
MPC-based grid-connected controller. In [47], a special appli- mapping between the virtual synchronous generator (VSG)
cation of ANN is introduced to select the droop coefficients input and output signals, enabling it to adapt to different
of microgrids, that is, instead of inputting system parameters operating conditions and disturbances. This article presents
for system response, the desired system response is set as simulation results to demonstrate the effectiveness of the pro-
the input of ANN, then the trained ANN can tell the user posed control design in improving the stability and robustness
what is the preferable input parameters for the target system. of VSGs under various operating scenarios. Liu et al. [67]
The gain of ML approach is that, it can get rid of optimiza- gave a comprehensive review of the AI applications to im-
tion algorithms, no local optimal problem. This is because, prove the stability of future power systems.
after training, computation of ANN is extremely light, thus, For stability analysis, the key interest from the industry is
exhaustive algorithm can be used in the design space. The the physical principles and insights of stability issue in the
optimal design can be quickly found through tightly sweeping system. With traditional transfer function or state-space-based
the design space. stability analysis, there is a solid theory behind it to explain
the stability. However, due to lack of interpretation, industries
are still hesitant to embrace the AI-based stability analysis,
3) CONVERTER MODELING USING AI though it is easy to use with promising results.
Regarding the modeling of the power electronics convert-
ers, traditional analytical methods can be used to model the B. TECHNOLOGIES FOR SPECIFIC APPLICATION
converter, however, it heavily relies on the accuracy of the AI techniques can be applied in many specific areas, but
system parameters. By using AI technologies, the modeling the function and purpose may vary according to different
of the converter can be obtained by measuring the converters. requirements. For example, maximum power point tracking
In [64], Bayesian regularization along with ANN and RF- (MPPT) should be considered for solar applications; however,
based ML methods are used to model the power electronics AI-based MPPT is not very common in powertrain applica-
converter with collected experimental data. tions. Some specific AI application areas are listed as follows.
In this case, most of the industrial applications will still
treat AI converter model as a trained or simulated “black 1) SOLAR
box.” That means, this method can only be used to verify For solar applications, the special application of the AI tech-
the system modeling after the physical system has been built nology is for the MPPT purpose, MPPT is widely used in
up. Therefore, even though this method is useful for modeling dc–dc converters in solar applications to track the maximum
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