Souvignier Syllabus
Souvignier Syllabus
Space groups
Bernd Souvignier
Definition 1 A crystal pattern is a set of points in Rn such that the translations leaving
it invariant form a (vector) lattice in Rn .
◦ ◦ ◦ ◦ ◦
◦ ◦ ◦ ◦ ◦
◦ ◦ 6 ◦ ◦ ◦
◦ ◦ ◦ ◦ ◦
◦ ◦ ◦ ◦ ◦
◦ ◦ - ◦ ◦ ◦
◦ ◦ ◦ ◦ ◦
◦ ◦ ◦ ◦ ◦
Remark: The pattern in Figure 1 was actually obtained as the orbit of some point
under a space group G which in turn is just the group of isometries of this pattern. This
observation already indicates that space groups can be investigated without explicit
retreat to a crystal pattern, since a crystal pattern for which a space group is its group
of isometries can always be constructed as the orbit of a (suitably chosen) point.
It is fairly obvious that the space group of the crystal pattern in Figure 1 contains trans-
lations along the indicated vectors and that it also contains fourfold rotations around
the centers of each block of 4 points.
It is the purpose of this and the following sessions, to find an appropriate description
of space groups which on the one hand reflects the geometric properties of the group
elements and on the other hand allows to classify space groups under various aspects.
Although the application to 2- and 3-dimensional crystal patterns is the most interest-
ing, it costs almost no extra effort to develop the concepts for arbitrary dimensions
n. We will therefore formulated most statements for general dimension n, but will
illustrate them in particular for the cases n = 2 and n = 3.
1
1 Space group elements
Before we have a closer look at the elements of space groups, we briefly review some
concepts from linear algebra.
Moreover, once the images of the basis vectors are known, the image of an arbitrary
linear combination w = α1 · v1 + α2 · v2 + . . . + αn · vn only depends on its coordinates
with respect to the basis.
Definition 4 Let (v1 , . . . , vn ) be a basis of Rn and let w = α1 ·v1 +α2 ·v2 +. . .+αn ·vn
be an arbitrary vector of Rn , written as a linear combination of the basis vectors.
Then the α called the coordinates of w with respect to the basis (v1 , . . . , vn ) and
i are
α1
the vector ... is called the coordinate vector of w with respect to this basis.
αn
1 1 2 x
Example: Choose , as basis of R . Then the coordinate vector of
0 1 y
x−y
is , since
y
x 1 1 x−y y
= (x − y) · +y· = +
y 0 1 0 y
for Rn , then each column vector coincides with its coordinate vector.
For every basis, the coordinate vectors of the basis are the vectors of the standard basis,
since vi = 0 · v1 + . . . + 0 · vi−1 + 1 · vi + . . . + 0 · vn . Therefore it is useful to work
with coordinate vectors, since that turns every basis into the standard basis.
2
Since linear mappings are determined by their images on basis vectors, it is very conve-
nient to describe them by matrices which provide the coordinate vectors of the images
of the basis vectors.
which has as its j-th column the coordinate vector of the image g(vj ) of the j-th basis
vector, i.e.
g(vj ) = a1j v1 + a2j v2 + . . . + anj vn
If w = α1 · v1 + α2 · v2 + . . . + αn · vn is an arbitrary vector of Rn , then the coordinate
vector of its image under g is given by the product of the matrix A with the coordinate
vector of w:
α1 β1
.. ..
A· . = .
αn βn
denotes that g(w) = β1 · v1 + β2 · v2 + . . . + βn · vn .
Examples:
2 the first is the standard basis
(1) The
following
figure shows
two bases of R ,
1 0 ′ 1 ′ −1
v1 = , v2 = the second is v1 = , v2 = .
0 1 1 1
v2′ v2 v1′
I 6
-
v1
We consider the linear mapping g which is the reflection in the dashed line (the
x-axis).Since v
1 7→ v1 , v2 7→ −v2 , with respect to the standard basis g has the
1 0
matrix .
0 −1
On the other hand, we have v1′ → 7→ −v1′ , hence with respect to the
7 −v2′ , v2′
0 −1
alternative basis, g has the matrix .
−1 0
3
(2) The hexagonal lattice has a threefold rotation g as symmetry operation.
v2
v2′ 6
K
- v1
With respect to the standard basis (v1 , v2 ), this rotation has the matrix
√ !
1 3
−√2
− 2
3
.
2 − 21
!!
1
−
1 ′ 2
However, if a symmetry adapted basis v1 = , v2 = √3 is chosen,
0 2
the matrix of g becomes much simpler, since g(v1 ) = v2′ and g(v2′ ) = −v1 − v2′ .
The matrix of g with respect to this basis is thus
0 −1
.
1 −1
In the context of symmetry operations, we have to make sure that a transformation can
be reversed, i.e. that it has an inverse transformation such that the composition of the
two mappings is the identity operation.
Lemma 7 A linear mapping g is invertible if and only if the images g(v1 ), . . . , g(vn )
of a basis (v1 , . . . , vn ) of Rn form again a basis of Rn , i.e. are linearly independent.
Definition 8 The set of invertible linear mappings on Rn forms a group. The group of
corresponding n × n matrices is denoted by GLn (R) (for general linear group).
4
It is an elementary (but not so well-known) fact that an isometry fixing the origin
actually has to be an invertible linear mapping g, hence the isometry s is what is called
an affine mapping: the sum of an invertible linear mapping and a translation.
Lemma 9 Each element of a space group is the sum of an invertible linear mapping
and a translation, i.e. an affine mapping.
Since the elements of space groups are affine mappings, we will now investigate in
some more detail the properties of groups of affine mappings.
Definition 10 The affine group An of degree n is the group of all mappings {g | t} (in
Seitz notation) consisting of a linear part g ∈ GLn (R) (i.e. an invertible n × n matrix)
and a translation part t ∈ Rn .
The elements of An act act as
{g | t}(v) := g · v + t
on the vectors v of the vector space Rn .
Note that the linear part of an element {g | t} has to be an invertible matrix, since
otherwise the element would not have an inverse.
Examples:
(1) In dimension 2, a reflection in the line x = y is given by
0 1 0
{g | t} =
1 0 0
which acts as
0 1 0 x y 0 y
= + = .
1 0 0 y x 0 x
1
(2) A glide reflection with shift 2 along the x-axis is given by
1
1 0 2
{g | t} =
0 −1 0
and acts as
1 1
x + 21
1 0 2 x x 2
= + = .
0 −1 0 y −y 0 −y
1
(3) In 3-dimensional space, a fourfold screw rotation with a shift of 4 around the
z-axis is given by
0 −1 0 0
{g | t} = 1 0 0 0
1
0 0 1
4
and acts as
0 −1 0 0 x −y 0 −y
1 0 0 0 y = x + 0 = x .
1 1
0 0 1 z z z + 14
4 4
5
Since we are only interested in isometries, we only have to deal with the subgroup of
the affine group An which consists of the elements preserving all distances. Clearly,
translations keep all distances and a linear mapping is an isometry if and only if its
matrix g is an orthogonal matrix (with respect to the standard basis), i.e. gtr · g = id.
{g | t} · {h | u} = {gh | g · u + t}.
The short computation above thus shows, that the linear parts of two affine mappings
are simply multiplied, but that the translation part is not just the sum of the two transla-
tion parts, but that the translation part u of the second element is twisted by the action
of the linear part g of the first element.
By Lemma 12 it is also easy to derive the inverse of an element, since for {h | u}
being the inverse of {g | t} we require h = g−1 and g · u = −t, thus u = −g−1 · t.
An important way of investigating subgroups of the affine group hinges on the fact that
the linear parts are just multiplied. This means that forgetting about the translation part
results in a homomorphism from the affine group to the matrix group GLn (R).
(i) The mapping Π is a group homomorphism from An onto GLn (R) with kernel
T := {{id | t} | t ∈ Rn } and image GLn (R).
(ii) An contains a subgroup isomorphic to the image GLn (R) of Π, namely the
group G = {{g | 0} | g ∈ GLn (R)} of elements with trivial translation part.
6
(iii) Every element {g | t} can be written as {g | t} = {id | t} · {g | 0}, thus
An = T · G. Since on the other hand the intersection T ∩ G consists only
of the identity element {id | 0}, the affine group An is the semidirect product
T ⋊ GLn (R) of T and GLn (R).
The homomorphism Π can be applied to every subgroup G ≤ An of the affine group,
it has the group of linear parts as image and the normal subgroup of translations in G
as its kernel. The homomorphism Π therefore allows to split a space group G into two
parts.
(ii) The group P := Π(G) of linear parts in G is called the point group of G. It is
isomorphic to the factor group G/T .
Note: In general, a subgroup G ≤ An is not the semidirect product of its translation
subgroup and its point group. For space groups, only the symmorphic groups are
semidirect products, whereas groups containing e.g. glide reflections with a glide not
contained in their translation subgroup do not contain their point group as a subgroup.
Exercise 1.
Prove that two affine mappings {g | t} and {h | u} commute (i.e. {g | t} · {h | u} =
{h | u} · {g | t}) if and only if
(i) the linear parts g and h commute;
7
and ignoring the additional component yields the desired result.
We also check that the product of the augmented matrices coincides with the product
of affine mappings as given in Lemma 12. By usual matrix multiplication we get:
g t h u gh g · u + t
· = ,
0 1 0 1 0 1
thus the linear part of the product is gh and the translation part is g · u + t as required.
Note: In view of the representation of affine mappings by augmented matrices, the
homomorphism Π becomes very natural, it just picks the upper left n × n submatrix
of an (n + 1) × (n + 1) augmented matrix.
Examples
(1) p4mm
If we take as crystal pattern the lattice points of a common square lattice, the
group of isometries of this pattern is the group generated by a rotation of order
4, the reflection in the x-axis and the two unit translations along the x- and
y-axis. These four elements are given by the matrices
0 −1 0 1 0 0 1 0 1 1 0 0
1 0 0 , 0 −1 0 , 0 1 0 , 0 1 1 .
0 0 1 0 0 1 0 0 1 0 0 1
(2) c2mm
If the crystal pattern consists of the lattice points of a rectangular lattice and
the centers of the rectangles, the space group of this pattern is generated by two
reflections in the x- and y-axis and translations to the centers of two adjacent
rectangles. These generators are given by the matrices
1 0 12 1 0 12
1 0 0 −1 0 0
0 −1 0 , 0 1 0 , 0 1 1 , 0 1 − 1 .
2 2
0 0 1 0 0 1 0 0 1 0 0 1
(3) P41
In this example a 3-dimensional crystal pattern is assumed that in addition to
the translations only allows a fourfold screw rotation which after 4 applications
results in a unit translation along the z-axis. This space group is generated by
the matrices
0 1 0 0 1 0 0 1 1 0 0 0 1 0 0 0
−1 0 0 0 0 1 0 0 0 1 0 1 0 1 0 0
0 0 1 1 , 0 0 1 0 , 0 0 1 0 , 0 0 1 1 .
4
0 0 0 1 0 0 0 1 0 0 0 1 0 0 0 1
Exercise 2.
Two space group elements are given by the following transformations:
z + 21
x x −y
g : y → x + 21 , h : y → x + 12 .
z −y z z + 21
Determine the augmented matrices for g and h and compute the products g · h and h · g.
8
2 Analysis of space groups
We have already noted that every space group is a subgroup of the Euclidean group
En and that it can be split into its translation subgroup T and its point group P via the
homomorphism Π. We will now deduce some more properties of the point group P .
Since the observation of the following theorem is crucial for the analysis of space
groups we include its proof (which is very short).
Theorem 17 Let G be a space group, let P = Π(G) be its point group and denote by
L the (vector) lattice
L = {v | {id | v} ∈ T }
of translation vectors in T . Then P acts on the lattice L, i.e. for v ∈ L and g ∈ P one
has g · v ∈ L.
id v
Proof: Since T is a normal subgroup of G, conjugating the element by an
0 1
−1
g t
element ∈ G gives again an element of T . Working out this conjugation
0 1
explicitly gives:
−1
g−1 t g−1 t g−1 t + v
id v g −g · t
=
0 1 0 1 0 1 0 1 0 1
id g · v
= ∈ T.
0 1
This shows that indeed g · v ∈ L and hence the point group P acts on the lattice L.
Note: The distinction between the translation subgroup T of a space group and its
translation lattice L may seem somewhat artificial, since by the mapping {id | t} →
t the two groups are clearly isomorphic. However, since we multiply space group
elements, but add lattice vectors, it is good practice to keep the two notions apart.
By now we have worked out that the point group P of G is a group of isometries and
that is acts on the lattice L of translations in G. This means that P is a subgroup of the
automorphism group
9
2.1 Transformation of a space group to a lattice basis
The observation that the point group P acts on the translation lattice L gives rise to a
change of perspective:
New point of view: Instead of writing all vectors and matrices (and hence the aug-
mented matrices) with respect to the standard basis of Rn (as we did so far) it is con-
venient to transform the elements of a space group to a lattice basis of its translation
lattice.
Lemma 19 Let G be a space group written with respect to some basis B of Rn (e.g.
the standard basis). Let X be the matrix of a basis transformation to a new basis B ′ of
Rn , i.e. the columns of X are the coordinate vectors of the vectors in B ′ with respect
to the basis B.
Then writing out the conjugation by X:
−1 −1
X gX X −1 · t
X 0 g t X 0
=
0 1 0 1 0 1 0 1
shows that with respect to the new basis B ′ the element {g | t} of G is transformed to
the element
{g′ | t′ } = {X −1 gX | X −1 · t}.
In particular, if (v1 , . . . , vn ) is a lattice basis of the translation lattice of G and X is the
transformation matrix to this lattice basis, then the translation {id | vi } is transformed
to
{id | X −1 · vi } = {id | ei }
where ei is the i-th unit vector having 1 in its i-th coordinate and 0 else.
Writing a space group with respect to a lattice basis (v1 , . . . , vn ) of its translation
lattice L has the following consequences:
• All vectors v ∈ Rn are given as coordinate vectors with respect to the basis
x1
..
(v1 , . . . , vn ), i.e. the coordinate vector . denotes the vector v = x1 v1 +
xn
. . . + xn vn .
• The point group P becomes a subgroup of GLn (Z), since the images of the
vectors in the lattice basis are again lattice vectors and thus integral linear com-
binations of the lattice basis.
The price we pay for this transformation to a lattice basis is that the point group no
longer consists of orthogonal matrices for which gtr = g−1 holds, but that they fix the
metric tensor of the lattice basis.
10
Definition 20 For a basis B = (v1 , . . . , vn ) the metric tensor of B is the matrix F ∈
Rn×n of dot products of the basis vectors, i.e. Fij = vi ◦ vj .
If X is the matrix with vi as i-th column, then the metric tensor is given by F =
X tr · X.
Theorem 21 If a space group G is written with respect to a basis (v1 , . . . , vn ), then the
metric tensor F of this basis is invariant under transformations from the point group P
of G, i.e.
gtr F g = F for each g ∈ P.
In particular, if G is written with respect to a lattice basis of its translation lattice, the
point group elements fix the metric tensor of the lattice basis.
Proof: Let g ∈ P be an element from the point group of G written with respect to
the basis (v1 , . . . , vn ) and denote by g′ the same element written with respect to the
standard basis. Let X be the matrix of the basis transformation from the standard
basis to the new basis, i.e. the matrix with vi as i-th column. Then the rules for basis
transformations state that g = X −1 g′ X and g′ = XgX −1 .
For the orthogonal matrix g′ we know that g′tr g′ = id and replacing g′ by XgX −1
gives
By a slight variation of the above proof one deduces how a metric tensor is transformed
under a basis transformation.
F ′ = X tr F X.
In particular, if the metric tensor F is invariant under a point group P and P is trans-
formed to a new basis by the basis transformation X, i.e. to P ′ = {X −1 ·g·X | g ∈ P },
then P ′ fixes the metric tensor X tr F X.
Exercise 3.
Prove the above corollary, i.e. show that if gtr F g = F for all g ∈ P and P ′ =
{X −1 · g · X | g ∈ P }, then g′tr X tr F Xg′ = X tr F X for all g′ ∈ P ′ .
Note: It is often the case that a space group is neither given with respect to the stan-
dard basis of Rn nor with respect to a lattice basis of its translation lattice, but with
respect to another convenient basis. This is for example the case for the group c2mm
in
theexamples
above. The matrices there are given with respect to the (obvious) basis
a 0
, , a 6= b of a rectangular lattice.
0 b
2
a 0
In this case the point group fixes the metric tensor .
0 b2
Example: In the examples above we gave the space group c2mm of the centered
rectangular lattice with respect to a basis of the rectangular lattice. This resulted in
11
translations
a with
anonintegral
coordinates. If we transform this group to the lattice
basis 2 , 2 , the generators given above are transformed to
b b
2 − 2
0 1 0 0 −1 0 1 0 1 1 0 0
1 0 0 , −1 0 0 , 0 1 0 , 0 1 1 .
0 0 1 0 0 1 0 0 1 0 0 1
Written with respect to the lattice basis, the point group fixes the metric tensor
1 a2 + b2 a2 − b2
.
4 a2 − b2 a2 + b2
12
Finally, for the interplay between the translation subgroup and the point group
of a space group, it is extremely convenient to use the property that the trans-
lations are integral vectors, and we therefore will always assume that a space
group is written with respect to a lattice basis.
From the perspective of classical crystallography, this may look like we are only
dealing with primitive on not with centered lattices, but in our approach sim-
ply all lattices are regarded as primitive, since there is no reasonable general
concept that allows to distinguish between primitive and centered lattices.
Exercise 4.
The point group P (in the arithmetic class 3m1P) is generated by the matrices
0 1 0 0 1 0
g = −1 1 0 , h = 1 0 0 .
0 0 −1 0 0 −1
2a −a 0
(i) Check that P fixes the metric tensor F = −a 2a 0. It thus acts on a
0 0 b
hexagonal lattice.
(ii) P also acts on a rhombohedral lattice, which is obtained from the above hexag-
onal lattice by the basis transformation
−1 2 −1 0 −1 1
1
X = −2 1 1 with inverse transformation X −1 = 1 0 1
3
1 1 1 −1 1 1
Transform the metric tensor F of the hexagonal lattice to the metric tensor of
the rhombohedral lattice (with the columns of X as lattice basis).
(iii) Transform P to the rhombohedral lattice (thus obtaining a point group P ′ in the
arithmetic class 3mR) and check that the so obtained point group fixes the metric
tensor computed in (ii).
1 0 12
g = 0 −1 0 .
0 0 1
13
Any product of g with a translation has component along the x-axis of
a translation
1 0 1
the form 12 + k with k ∈ Z and g2 = 0 1 0 is itself also a translation. Hence
0 0 1
the space group G has besides the identity element no elements of finite order and in
particular no subgroup of order 2, isomorphic to its point group.
Although the point group P may not be found as a subgroup, it still plays an important
role for the description of the elements of G, since P is isomorphic to the factor group
G/T .
14
◦⌈ ◦⌈ ◦⌈
◦⌊ ◦⌊ ◦⌊
◦⌉ ◦⌉ ◦⌉
◦⌋ ◦⌋ ◦⌋
◦⌈ ◦⌈ ◦⌈
◦⌊ ◦⌊ ◦⌊
◦⌉ 6 ◦⌉ ◦⌉
◦⌋ ◦⌋ ◦⌋
◦⌈ ◦⌈ ◦⌈
•⌊ ◦⌊ ◦⌊
-
◦⌉ ◦⌉ ◦⌉
◦⌋ ◦⌋ ◦⌋
tgh ≡ g · th + tg mod T.
Definition 27 A space group G that is written with respect to a lattice basis of its
translation lattice is determined by:
15
• the metric tensor F of the lattice basis;
Exercise 5.
A space group G is generated by the elements
1 0 14 −1 0 32
1 0 1 1 0 0
g = 0 −1 0 , h = 0 1 1 , 0 1 0 , 0 1 1 .
0 0 1 0 0 1 0 0 1 0 0 1
The point group P of G has 4 elements, the identity element and the linear parts of g,
h and g · h.
(i) Determine the translation subgroup of G (which is not the standard lattice),
transform G to a lattice basis of its translation lattice and write G in standard
form. (Hint: g2 and h2 are translations.)
(ii) The elements g · h and h · g have the same linear part. Check that their translation
part only differs by a lattice vector of the translation lattice.
16
3 Construction of space groups
So far we have analyzed what a space group G looks like. We have seen that G
contains a translation subgroup T as a normal subgroup and that the factor group by
this normal subgroup is (isomorphic to) the group of linear parts of the space group,
and is a finite group called the point group P . The way in which G is built from T and
P is controlled by a system of nonprimitive translations.
We will now investigate the somewhat opposite problem, how for a given translation
lattice L and a point group P acting on L, a space group G can be built that has trans-
lation subgroup T ∼ = L and point group P ∼ = G/T and what the different possibilities
are.
We will always assume that we write a space group with respect to a lattice basis of its
translation lattice, hence we have L = Zn and P ≤ GLn (Z).
Since we have seen that a space group is completely determined by its translation
subgroup T , its point group P and a SNoT, the question boils down to finding the
different possible SNoTs for a point group P ≤ GLn (Z).
One possible solution to our question always exists, namely the trivial SNoT which
has tg = 0 for all g ∈ P .
Definition 28 For a given point group P ≤ GLn (Z), the space group
g t n
G= | g ∈ P, t ∈ Z
0 1
with trivial SNoT is called the symmorphic space group with point group P . It is the
semidirect product of Zn and P .
17
id v
conjugate with the matrix :
0 1
id −v g tg id v id −v g g · v + tg
=
0 1 0 1 0 1 0 1 0 1
g g · v + tg − v g tg + (g − id) · v
= = .
0 1 0 1
Definition 29 A SNoT of the form {(g − id) · v | g ∈ P } for some vector v is called
an inner derivation.
The strange term ’inner derivation’ has its origin in differential geometry and is com-
monly used in cohomology theory. We only remark that a SNoT can actually be re-
garded as an element of a cohomology group.
Note: The inner derivations form a vector space, since for tg = (g − id) · v and
t′g = (g − id) · v ′ we have tg + t′g = (g − id) · (v + v ′ ).
18
Theorem 31 Let {tg | g ∈ P } be the SNoT of a space group. If the origin is shifted
by the vector
1 X
v= tg ,
|P |
g∈P
1
then for the SNoT {t′g | g ∈ P } with respect to the new origin one has t′g ∈ n
|P | Z , i.e.
the denominators of the coordinates of each t′g are divisors of |P |.
The product condition reduces the determination of the SNoT to generators of the point
group P . But even then the second restriction - although appearing fairly innocent -
amounts in a seemingly infinite task:
Problem: If an arbitrary product in the generators of P gives the identity element of
P , then the translation part of the corresponding product in the space group has to be
an integral vector. In principle these are infinitely many different products which one
would have to check.
Fortunately, the question of describing all products in the generators of a group which
result in the identity is a classical problem in group theory and actually was one of the
first problems to be addressed computationally. The idea is to use a presentation of the
point group by abstract generators and defining relators.
hx1 , . . . , xs | r1 , . . . , rt i
with abstract generators xi and defining relators rj = rj (x1 , . . . , xs ) which are prod-
ucts in the xi and their inverses x−1
i , if the following hold:
• all products of the gi giving the identity can be derived from the relators rj by
the following transformations:
Examples:
19
(2) The symmetry group Dn of a regular n-gon has the presentation
hx, y | xn , y 2 , (xy)2 i
(3) The symmetric group S4 of all permutations of 4 symbols has the presentation
where x, y, z represent the permutations (1, 2), (2, 3), (3, 4), respectively. In
this example it is slightly harder to check that the given relations are actually
sufficient.
Remarks:
(1) For a finite group it is always possible to find defining relators. For small groups
this can usually be done by hand, but often it is more convenient to use standard
tools from computer algebra packages.
20
This theorem is proved by checking that the transformations given in Definition 32 by
which the products evaluating to the identity may be manipulated do not change the
property of having a translation part in Zn .
Corollary 34 Let P be a point group with presentation as above and let gi be aug-
mented matrices such that the relators of P evaluate to translations with translation
vectors in Zn .
Then, extending the translations ti for the generators of P to all elements of P via the
product condition tgh = g · th + tg gives a SNoT for P .
We are thus reduced to the problem of choosing translation parts for the generators
of P such that evaluating the relators of P on these elements gives translations with
integral coordinates. But this means just to solve a (finite) system of linear congruences
modulo Z, which are called the Frobenius congruences.
21
The Frobenius congruences are thus
We have already seen that the inner derivations for this group allow to set b = 0 and
c = 0, and it is indeed a good idea to first compute the inner derivations and eliminate
as many of the indeterminates as there are linearly independent inner derivations before
evaluating the relations.
Thus, modulo the inner derivations we have the possible solutions a ∈ {0, 21 } and
d ∈ {0, 21 } which give rise to the following four SNoTs:
0
(1) tg = th = : this is the symmorphic space group.
0
1
2 0
(2) tg = , th = : the space group has a glide reflection along the x-axis
0 0
and an ordinary reflection along the y-axis.
0 0
(3) tg = , th = 1 : the space group has an ordinary reflection along the
0 2
x-axis and a glide reflection along the y-axis.
1
2 0
(4) tg = , th = 1 : the space group has glide reflections along the x- and
0 2
y-axis.
Exercise 7.
Compute the inner derivations and the solutions of the Frobenius congruences modulo
the inner derivations for the following point groups P :
(1) P is generated by
0 1 0 −1
g= , h=
1 0 −1 0
and has presentation hx, y | x2 , y 2 , (xy)2 i.
(2) P is generated by
0 −1 1 0
g= , h=
1 0 0 −1
and has presentation hx, y | x4 , y 2 , (xy)2 i.
Example: In order to show that the concept of finding SNoTs via Frobenius congru-
ences carries over to higher dimensions, we consider a 4-dimensional example.
The symmetry group of a regular octagon is the dihedral group of order 16, which is
generated by the matrices
0 0 0 −1 0 0 0 1
1 0 0 0 0 0 1 0
g= 0 1 0 0 , h = 0 1 0 0
0 0 1 0 1 0 0 0
22
and has presentation hx, y | x8 , y 2 , (xy)2 i. Note that representing
√ the group by 2 × 2
matrices is possible, but involves irrational numbers like 2 and thus results in a non-
crystallographic group.
We first determine the inner derivations. Since g − id is an invertible matrix, letting v
run over R4 results in (g − id) · v running over all vectors of R4 . Thus the translation
part of g can be chosen as the 0-vector and only the translation part of h has to be
considered in indeterminates.
The first relator is now superfluous. Evaluating the other two relators on the matrices
0 0 0 −1 0 0 0 0 1 a
1 0 0 0 0 0 0 1 0 b
g= 0 1 0 0 0 , h = 0 1 0 0 c
0 0 1 0 0 1 0 0 0 d
0 0 0 0 1 0 0 0 0 1
gives the two matrices
1 0 0 0 a+d 1 0 0 0 0
0 1 0 0 b+c 0 1 0 0 a+c
h2 = 2
0 0 1 0 b+c , (gh) = 0 0 1 0 2b
0 0 0 1 a+d 0 0 0 1 a+c
0 0 0 0 1 0 0 0 0 1
The Frobenius congruences are thus:
a + d ≡ 0 mod Z, b + c ≡ 0 mod Z, a + c ≡ 0 mod Z, 2b ≡ 0 mod Z
1
We either have b = 0 which implies c = 0, a = 0, d = 0 or b = 2 which implies
c = 21 , a = 12 , d = 12 .
The only nontrivial SNoT is thus given by
0 1
0 1 1
tg =
0 , th = 2 1 .
0 1
23
Remark: It can in general be a fairly difficult task to determine the integral normalizer
of a point group P . However, in low dimensions the point groups are well-known
groups and also their automorphisms can be computed easily. It then remains to check
whether an abstract automorphism is induced by conjugation with an integral matrix.
Examples:
(1) The group P = {id, −id} has N = GLn (Z) as its integral normalizer, since
±id commutes with any matrix. This shows that the integral normalizer is not
necessarily a finite group. However, since the finite group P has only finitely
many different automorphisms, there are only finitely many different conjuga-
tion actions on P . The subgroup of N which fixes P elementwise, i.e. for which
a−1 ga = g holds for all g ∈ P is called the integral centralizer of P . It is a
subgroup of finite index in the integral normalizer.
(2) The point group P generated by the matrices
1 0 −1 0
g= , h=
0 −1 0 1
has an integral normalizer which is generated by g, h and the additional element
0 1
a=
1 0
which interchanges the two basis vectors.
Note that the group P has an abstract automorphism ϕ of order 3 which cycli-
cally interchanges the elements g, h and gh. But since gh has trace −2, whereas
g and h have trace 0, an automorphism which is given by matrix conjugation
has to fix gh and can only interchange g and h, since the trace is invariant under
matrix conjugation.
(3) The full symmetry group P of the square lattice generated by the matrices
0 −1 −1 0
g= , h=
1 0 0 1
has an abstract automorphism which interchanges the two types of reflections
(reflections in x- and y-axis vs. diagonal reflections). This automorphism is
induced by conjugation with the matrix
1 1
a=
1 −1
which is an element of GLn (Q) but not of GLn (Z) and thus is not contained in
the integral normalizer of P . The integral normalizer NGL2 (Z) (P ) is thus just P
itself.
24
In particular, if g′ ∈ P such that g = a−1 g′ a, then conjugation by a maps {g | tg } to
{g | a−1 · tg′ }.
The element tg of a SNoT is thus changed by the action of a, namely according to
tg 7→ a−1 · taga−1 .
We have just seen that transforming a space group with an element from the integral
normalizer will in general change the SNoT. However, conjugation by a matrix cer-
tainly is an isomorphism of groups, and hence the space group which is obtained via
the action of the integral normalizer should not be regarded as a new space group.
Important note: The integral normalizer reveals an inherent ambiguity in the geo-
metric situation. In example (2) above we have seen that the integral normalizer of the
group P generated by
1 0 −1 0
g= , h=
0 −1 0 1
contains the transformation which interchanges the two basis vectors. This means that
after interchanging the basis vectors, the group P remains the same. But this means,
that the two basis vectors are geometrically indistinguishable. The crucial point is
that g and h are reflections in two perpendicular lines, but none of these lines can be
distinguished geometrically as belonging to the first basis vector.
Example: We have already computed that there are four SNoTs modulo inner deriva-
tions for the point group P = 2mm generated by
1 0 −1 0
g= , h= :
0 −1 0 1
0
(1) tg = th = ;
0
1
0
(2) tg = 2 , th = ;
0 0
0 0
(3) tg = , th = 1 ;
0 2
1
0
(4) tg = 2 , th = 1 .
0 2
25
and this is precisely the SNoT (3).
The two SNoTs (2) and (3) are thus interchanged by the integral normalizer and give
rise to the same space group.
Discussion: It is worthwhile to discuss this example in full detail: The point group
2mm is the symmetry group of a rectangular lattice. It fixes a metric tensor of the form
a 0
F = , a, b > 0, a 6= b.
0 b
However, from the point group it can not be concluded whether a < b or a > b, i.e.
whether the first or the second basis vector is the short one. If we thus have a space
group with a reflection along one of the axes and a glide reflection along the other one,
we can not tell whether the glide is along the short or the long side. Thus, the two
space groups with a glide for the first and for the second basis vectors are regarded as
equivalent.
Note: The algorithm consisting of:
• finding orbit representatives for the action of the integral normalizer modulo the
inner derivations
was described by H. Zassenhaus in 1948 and is therefore often called the Zassenhaus
algorithm.
Exercise 8.
A certain point group P (known as m3) is generated by
0 0 −1 −1 0 0
g = −1 0 0 , h = 0 1 0
0 −1 0 0 0 1
26
4 Space group classification
In this section we will consider various aspects under which space groups may be
grouped together. We will start with the finest notion of equivalence, which are the
space group types and will end with the coarsest, the notion of crystal family.
Theorem 38 Two space groups in n-dimensional space are isomorphic if and only if
they are conjugate by an affine mapping from An .
In crystallography, usually a slightly different notion of equivalence than affine equiv-
alence is used. Since crystals occur in physical space and physical space can only be
transformed by orientation preserving mappings, space groups are only regarded as
equivalent if they are conjugate by an orientation preserving affine mapping, i.e. by an
affine mapping that has linear part with positive determinant.
Definition 39 Two space groups are said to belong to the same space group type if
they are conjugate under an orientation preserving affine mapping.
Thus, although space groups generated by a fourfold right-handed screw and by a
fourfold left-handed screw are clearly isomorphic, they do not belong to the same
space group type.
Definition 40 Two space groups G and G′ are said to form an enantiomorphic pair
if they are conjugate under an affine mapping, but not under an orientation preserving
affine mapping.
If G is the group of isometries of some crystal pattern, then its enantiomorphic coun-
terpart G′ is the group of isometries of the mirror image of this crystal pattern.
The number of space group types is thus the number of isomorphism classes plus the
number of enantiomorphic pairs. For dimensions up to 6, these numbers are displayed
in Table 1.
dimension 1 2 3 4 5 6
isomorphism classes 2 17 219 4783 222018 28927922
enantiomorphic pairs 0 0 11 111 79 7052
space group types 2 17 230 4894 222097 28934974
27
4.2 Arithmetic classes
Starting from the space groups, it is natural to collect those space groups together
which only differ by their SNoTs. Assuming that the space groups are given in stan-
dard form, i.e. with respect to a lattice basis of their translation subgroups, this means
that two groups are regarded as equivalent if they only differ by the choice of the lattice
basis.
Definition 41 Two space groups lie in the same arithmetic class if their point groups
P and P ′ are conjugate by an integral basis transformation, i.e. if P ′ = {X −1 gX |
g ∈ P } for some X ∈ GLn (Z).
We will also say that two point groups P, P ′ ≤ GLn (Z) lie in the same arithmetic
class if they are conjugate by a matrix in GLn (Z).
Point groups in the same arithmetic class act on the same lattice and differ only by the
choice of the lattice basis.
The numbers of arithmetic classes of space groups are given in Table 2.
dimension 1 2 3 4 5 6
arithmetic classes 2 13 73 710 6079 85311
We have seen that the point group P of a space group G is a subgroup of the full
automorphism group Aut(L) of the translation lattice L of G. But Aut(L) is a finite
subgroup of GLn (Z), hence it is a point group itself, namely of the symmorphic space
group with point group Aut(L) and translation lattice L.
This shows that some of the arithmetic classes are distinguished, because their groups
are full automorphism groups of their lattices, while others are proper subgroups.
Vertically: Starting with a Bravais group P , we can join the arithmetic class of P with
the arithmetic classes of its subgroups. However, since P acts on a particular
lattice, we will only consider those subgroups of P which do not act on a more
general lattice, i.e. on a lattice which has a smaller Bravais group than P .
This direction of joining arithmetic classes leads to the notion of Bravais flocks.
28
Horizontally: Suppose that P is a point group acting on some lattice L. We assume as
always that P is written with respect to a lattice basis of L, thus P ≤ GLn (Z).
But P also acts on other lattices than L, obvious examples are scalings like 2L,
3L, or 12 L. The interesting cases are those lattices L′ which lie between L and
one of its scalings, these are the centerings of L.
In general, the action of P on L′ gives rise to a point group P ′ which does not lie
in the same arithmetic class as P , but is isomorphic with P ′ and it is worthwhile
to join the arithmetic classes of P and P ′ .
This direction of joining arithmetic classes leads to the notion of geometric
classes.
Examples:
(1) Let P = 2mm be the group generated by
1 0 −1 0
g= , h=
0 −1 0 1
a c
and let F = . Then
c b
tr a −c a c 0 −2c
g Fg − F = − = ,
−c b c b −2c 0
tr a −c a c 0 −2c
h Fh − F = − = ,
−c b c b −2c 0
hence c = 0 and a and b are arbitrary, thus the number of parameters is 2 and
a 0
F(P ) = | a, b ∈ R .
0 b
This space of metric tensors characterizes the rectangular lattice.
29
0 −1 a c
(2) Let P = 4 be the group generated by g = and let F = .
1 0 c b
Then
tr b −c a c b − a −2c
g Fg − F = − = ,
−c a c b −2c b − a
The space of metric tensors is useful to decide whether a subgroup of a Bravais group
acts on a more general lattice than the Bravais group. For example, the group 4 from
example (2) above has the same space of metric tensors as the Bravais group 4mm of
the square lattice. However, the subgroup 2 of 4 (generated by g2 ) has a space of
metric tensors of dimension 3. It acts on the oblique lattice, which is more general
than the square lattice.
Definition 44 Let P be a Bravais group. Then the Bravais flock of P consists of the
arithmetic classes of subgroups of P , which have the same space of metric tensors as
P.
The Bravais flocks collect together those arithmetic classes which genuinely act on
the same lattice. They are thus in correspondence with the lattice types and Bravais
classes, since each Bravais flock contains exactly one Bravais class.
The numbers of Bravais flocks, and thus also of Bravais classes and lattice types are
given in Table 3.
dimension 1 2 3 4 5 6
lattice types 1 5 14 64 189 841
P ′ = {X −1 gX | g ∈ P }.
Definition 45 Two space groups lie in the same geometric class if their point groups
P and P ′ are conjugate by a real basis transformation, i.e. if P ′ = {X −1 gX | g ∈ P }
for some X ∈ GLn (R).
30
We will also say that two point groups P, P ′ ≤ GLn (Z) lie in the same geometric
class if they are conjugate by a matrix in GLn (R).
Point groups in the same geometric class are the actions of a matrix group on different
lattices.
Historically, the geometric classes in dimension 3 were determined much earlier than
the space groups, because they can be obtained from the face normals of crystal faces
and thus describe the morphological symmetry of macroscopic crystals.
The numbers of geometric classes of space groups are given in Table 4.
dimension 1 2 3 4 5 6
geometric classes 2 10 32 227 955 7104
Note: It is common to speak of the geometric classes as the types of point groups. This
emphasizes the point of view to regard a point group as the group of linear parts of a
space group, written with respect to an arbitrary basis of Rn (not necessarily a lattice
basis).
Starting with the space group types, we therefore get the classification into arithmetic
classes if we keep the information about the point groups and lattices and forget about
the SNoTs, and we get the classification into geometric classes if we also forget about
the lattices, thus keeping only the point group information:
• if boxes are joined by a line, the lower group is a maximal subgroup of the higher
group;
• the Bravais flock of a Bravais class consists of those boxes which can be joined
by a chain to the box of the Bravais class (note that in this diagram all groups
have spaces of metric tensors of dimension 2);
• boxes which are directly joined together lie in the same geometric class and are
thus actions of the same group on different lattices;
◦ for the sake of clearness, some boxes are slightly lowered (the boxes with sym-
bols ending on R) in order to emphasize that the action is on a different lattice.
31
6/mmmP
3R 3P
In particular, we can read off that the 21 arithmetic classes fall into 12 geometric
classes and 2 Bravais flocks, the Bravais flock of Bravais class 6/mmmP contains all
arithmetic classes with symbols ending on P and contains the groups genuinely acting
on a hexagonal lattice, the Bravais flock of Bravais class 3mR contains all classes with
symbols ending on R and contains the groups acting on a rhombohedral lattice.
Definition 46 Two Bravais flocks are said to belong to the same lattice system if their
Bravais classes belong to the same geometric class.
Analogously, we will say that two lattice types belong to the same lattice system if
their Bravais groups belong to the same geometric class.
On the one hand every lattice system contains a Bravais class, on the other hand all the
Bravais classes in a lattice system lie in the same geometric class, hence there are as
many lattice systems as there are geometric classes containing Bravais classes.
32
Note: In the hexagonal crystal family displayed in Figure 3 every lattice system con-
sists just of a single Bravais flock, since both holohedries contain only one Bravais
class. This is not a typical situation, usually a holohedry contains more than one Bra-
vais class the Bravais flocks of which are then joined into a lattice system.
The numbers of lattice systems are given in Table 5.
dimension 1 2 3 4 5 6
lattice systems 1 4 7 33 57 220
Definition 48 Two geometric classes belong to the same crystal system if the arith-
metic classes contained in them belong to the same set of Bravais flocks.
Example: In the hexagonal crystal family displayed in Figure 3, the dashed line sepa-
rates the two crystal systems. The geometric classes below the dashed line act both on
the hexagonal and on the rhombohedral lattice, this crystal system is called the trigonal
crystal system. The geometric classes above the dashed line only act on the hexagonal
lattice and belong to the hexagonal crystal system.
A crystal system can contain at most one holohedry, and in the example above it does
so. Indeed, all crystal systems in dimensions up to 4 contain a holohedry, but for higher
dimensions this is no longer true.
Figure 4 displays a part of the arithmetic classes in a crystal family in 5-dimensional
space. There are six Bravais classes, indicated by the bold boxes and only the geomet-
ric classes in the oval frame act on all the six different lattices, whereas the holohedries
only act on four or two of the different lattices.
The numbers of lattice systems are given in Table 6.
dimension 1 2 3 4 5 6
crystal systems 1 4 7 33 59 251
Note that in dimension 6 there are already 31 crystal systems that do not contain a
holohedry (251 crystal classes vs. 220 holohedries).
33
G34 G56
U1 U2 U3 U4 U5 U6 U7 U8
Definition 49 The crystal family of a space group G is the smallest set of arithmetic
classes containing G which contains full Bravais flocks and full geometric classes.
Thus, if we graph all arithmetic classes of dimension n in the way shown in Figures 3
and 4, the crystal families are the connected components if we regard boxes joined by
lines or directly joined as being linked.
The numbers of crystal families are given in Table 7.
dimension 1 2 3 4 5 6
crystal families 1 4 6 23 32 91
Up to dimension 3 it seems exceptional that a crystal family splits into different crystal
systems, since the only instance of this phenomenon is the splitting of the hexagonal
crystal family into the trigonal and the hexagonal crystal systems. However, in higher
dimensions it becomes rare that a crystal family consists of a single crystal system,
hence this is actually the exceptional case and the splitting into several crystal systems
is the rule.
Summary
We finish this section by collecting together the numbers of classes on the different
classification levels for dimensions up to 6 in Table 8.
34
dimension 1 2 3 4 5 6
crystal families 1 4 6 23 32 91
lattice systems 1 4 7 33 57 220
crystal systems 1 4 7 33 59 251
lattice types 1 5 14 64 189 841
geometric classes 2 10 32 227 955 7104
arithmetic classes 2 13 73 710 6079 85311
space group types 2 17 230 4894 222079 28934974
35