Criteria For Assignment of A Skin Notation
Criteria For Assignment of A Skin Notation
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Contents
Glossary, abbreviations and acronyms .............................................................................. 4
Background ....................................................................................................................... 5
Aim .................................................................................................................................... 6
Criteria for skin notation assignment by other agencies ..................................................... 6
Evidence of dermal absorption ....................................................................................... 8
Evidence of toxicity by the dermal route ....................................................................... 10
Extent of dermal absorption at the workplace exposure standard ................................. 12
Proposed criteria for a skin notation in Australia .............................................................. 14
Hierarchy of effects ...................................................................................................... 14
Local vs systemic effects .............................................................................................. 16
Other considerations........................................................................................................ 17
Biological monitoring .................................................................................................... 17
Effects of formulation and mixtures............................................................................... 17
Skin condition ............................................................................................................... 17
References ...................................................................................................................... 18
Appendix 1 — ECETOC decision tree for assigning a skin notation................................. 19
Glossary, abbreviations and acronyms
Glossary
Dermal route Exposure via the skin, mucous LC50 Concentration of a substance in air
membranes and eyes that kills 50% of animals during the
observation period
DFG German Research Foundation LD50 Single dose of a substance that can
(Deutsche be expected to cause death in 50
Forschungsgemeinschaft) per cent of animals when
administered by a given route of
exposure
IV Intravenous
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Criteria for assigning a skin notation
This document outlines criteria for the assignment of a skin notation, an advisory notation
to the workplace exposure standards.
Background
Exposure standards represent airborne concentrations of chemical substances in the
workers’ breathing zone which, according to current knowledge, should neither cause
adverse health effects or undue discomfort to workers (Safe Work Australia, 2013).
Under the model Work Health and Safety (WHS) laws, persons who conduct a business or
undertaking (PCBUs) have a responsibility to ensure, so far as reasonably practicable,
workers and other people are not exposed to health and safety risks arising from the
business or undertaking (section 19 of the model WHS Act).
Additionally, under the model WHS laws, PCBUs have a responsibility to ensure that no
person at the workplace is exposed to a substance or mixture in an airborne concentration
that exceeds the exposure standard for the substance or mixture (regulation 49 of the
model WHS Regulations). Therefore, in Australia, the exposure standards listed in the
Workplace Exposure Standards for Airborne Contaminants are legally enforceable and
duty holders must not exceed these standards.
Australia’s workplace exposure standards are published with advisory notations
associated with the hazardous chemical. These notations consist of:
classification of carcinogenicity
classification of sensitisation, and
the potential for systemic effects due to skin absorption.
The notations are provided with the exposure standard for information only, so a PCBU
and workers can take informed action to minimise exposure and risks.
Workplace exposure standard (WES) values are generally assigned to be protective of
toxicity by the inhalation route. However, dermal exposure to some airborne chemicals
may also significantly contribute to systemic effects associated with the chemical. Where
significant exposure and toxicity may occur as a result of dermal absorption from airborne
concentrations of the chemical, a skin notation will be assigned.
This notation will inform PCBUs and workers that maintaining airborne concentrations of
the chemical at the workplace exposure standard may not be sufficiently protective as
significant additional exposure may occur via the dermal route, including the skin, mucous
membranes and eyes. PCBUs and workers can apply risk minimisation procedures as
necessary; extra precautions to minimise total exposure, via both the inhalation and
dermal routes may be warranted. This notation is used to help improve safety outcomes in
the workplace.
While a ‘skin’ notation is assigned by most international agencies that determine
workplace exposure standards, including the American Conference of Governmental
Industrial Hygienists (ACGIH®), EU Scientific Committee on Occupational Exposure Limits
(SCOEL), American Industrial Hygiene Association (AIHA), German Research Foundation
(Deutsche Forschungsgemeinschaft; DFG) and the Health Council of the Netherlands, the
criteria for assigning such a notation differ across these agencies (Lavoue et al., 2008;
Nielsen and Grandiean, 2004; Sartorelli et al., 2007).
Several chemicals in the Australian WES list have an accompanying skin notation. These
notations were generally assigned and adopted from the same source as the WES value,
either ACGIH® or UK Health and Safety Executive (HSE). In 2004-2005, a public
consultation paper was released discussing the inclusion of skin absorption notations
adopted from the HSE for some chemicals. In response to this consultation paper, the
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Australian Institute of Occupational Hygienists (AIOH) identified that there were no clear
criteria for determining whether a ‘skin’ notation should be assigned to a chemical and
recommended that clear criteria be developed.
Aim
The aim of this document is to establish clear criteria for the assignment of a skin notation
in Australia. These criteria will be generally consistent with those used by most
international standard setting agencies.
Applied to chemicals where dermal application studies have shown absorption that could cause systemic
effects following exposure.
May accompany a sensitiser notation for substances that cause respiratory sensitisation following dermal
exposure.
Recommends integration of data from acute dermal studies and repeated-dose dermal studies in animals
and humans, along with an ability of the chemical to be absorbed through the skin.
LD50 less than or equal to 1000 mg/kg/day by the dermal route.
A skin notation is not applied to chemicals that cause dermal irritation or corrosive effects in the absence of
systemic toxicity.
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Criteria for skin notation assignment
Skin notation can be assigned for systemic effects or respiratory sensitisation following dermal exposure.
Criteria in order of decreasing significance:
o If field or workplace studies indicate significant dermal absorption contributes to toxic effects
o Dermal absorption has been demonstrated in animal studies and toxic effects observed (no definitive
cut-off values or LD50 value ratios indicated)
o Evidence of dermal absorption in in vitro studies (no definitive cut-off values indicated), and
o On the basis of data for analogous substances or calculations with mathematical models, dermal
absorption may be expected.
‘Substantial contribution’ to total body burden via the dermal route – established on a case-by-case basis but
may in general be of the order of 10% or more of the uptake from the inhalation route at the workplace
exposure standard value:
o Determination of the extent of dermal absorption (from in vitro or in vivo studies; comparison of dermal
and IV or IP LD50 values)
o Case reports of systemic effects following skin exposure in human subjects, and
o Evidence of substantial variation in biological monitoring data in groups with similar inhalation exposure.
Essentially similar to ECETOC but no hierarchy of effects – weight of evidence approach.
A skin notation is not intended to give warning of direct effects on the skin such as corrosivity, irritation or
sensitisation.
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Criteria for skin notation assignment
8
expected dermal absorption in human subjects. As mentioned above, mouse, rat and
rabbit skin is more permeable than human skin, and thus provide conservative estimates
of the extent of human dermal absorption. The appropriateness of the skin from other
animal species with respect to similarities with human skin, thereby affecting the predictive
ability of the in vitro assay for skin absorption in human subjects, would need to be
considered if using the data to assign a skin notation.
Dermal absorption in human subjects is likely to be overestimated from in vitro data using
human or rat skin (OECD, 2011), but these data are considered conservative estimates.
Given the potential technical errors in the conduct of these in vitro studies (OECD, 2004c),
and the data likely overestimate the extent of dermal absorption in human subjects, it is
considered inappropriate to assign a skin notation based solely on in vitro skin absorption
data in the absence of any evidence of toxicity by the dermal route. Agencies use either
the dermal absorption estimate or the penetration rate to determine if ‘significant’
absorption of a chemical via the dermal route will occur at airborne concentrations at the
workplace exposure standard (see Extent of dermal absorption at the workplace
exposure standard), but this should be considered in conjunction with any in vivo dermal
toxicity data.
where:
Kpsc is the permeation coefficient in the lipid fraction of the stratum corneum
log 𝐾𝑝𝑠𝑐 = −1.326 + 06097 × log 𝐾𝑜𝑤 − 0.1786 × 𝑀𝑊 0.5
Kpol is the coefficient in the protein fraction of the stratum corneum, and
𝐾𝑝𝑜𝑙 = 0.0001519 × 𝑀𝑊 −0.5
NIOSH has noted that there are limitations in the types of chemicals to which the models
may apply based on the experimental data used to develop the model (NIOSH, 2009):
chemicals for which experimental Kp values are not readily available to be used in
the development of the model as they are not readily absorbed through the skin
(inorganic substances, ionised substances, very high molecular weight substances)
chemicals that reach the systemic circulation by a means that is not part of the
model (hydrophilic substances with a small molecular weight tend to penetrate hair
follicles and sweat glands), and
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the model does not account for evaporation; Kp values for highly volatile
substances are likely to be overestimates.
NIOSH is the only agency that will assign a skin notation based solely on computational
predictions of dermal absorption; however, this is only assigned in the absence of data that
would suggest systemic effects following dermal exposure are unlikely.
H311 Toxic in contact with skin 200 < LD50 ≤ 1000 mg/kg
H312 Harmful in contact with skin 1000 < LD50 ≤ 2000 mg/kg
H313 May be harmful in contact with skin 2000 < LD50 ≤ 5000 mg/kg
1 Database located on the Safe Work Australia website that provides information on chemicals that have been
classified in accordance with the GHS.
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A preliminary screen of chemicals on the Australian WES list revealed:
• For those chemicals with a H312 hazard statement (i.e. dermal LD50 value between
1000 and 2000 mg/kg):
o 77% have a skin notation from at least one agency2
o 33% have a skin notation from all agencies that have a report available for that chemical
• For those chemicals with a H311 hazard statement (i.e. dermal LD50 value between
200 and 1000 mg/kg)
o 95% have a skin notation from at least one agency
o 74% have a skin notation from all agencies that have a report available for that chemical
Based on this information, a 1000 mg/kg cut-off value is considered reasonable for
assignment of a skin notation. This is not suggesting that for chemicals with dermal LD50
values > 1000 mg/kg a skin notation is not warranted. If additional data are available to
indicate a skin notation may be warranted, these data may be preferred in the place of a
LD50 value. A LD50 is a lethal dose, with mortality considered as the only end point.
Non-lethal toxicities by the dermal route may be observed following a single dose to
animals, but these toxicities are not factored when determining a LD50 value. Moreover,
single dose toxicity studies do not take into account toxicities observed following repeated
dosing (e.g. cumulative toxicity, bioaccumulation of the chemical) (Nielsen and Grandjean,
2004). A LD50 ≤ 1000 mg/kg indicates definitive toxicity by the dermal route. Therefore,
LD50 values can only reasonably be used to rule in the need for a skin notation, but not
specifically to rule out the need for such a notation.
A skin notation is warranted when the extent of dermal absorption is significant relative to
the inhalation route and may contribute to adverse effects. Some agencies consider the
acute dermal LD50 value with the LD50 value obtained by the intravenous (IV),
intraperitoneal (IP) or inhalation routes (ECETOC, Health Council of the Netherlands and
SCOEL). A comparison of the dermal LD50 value with the IV or IP LD50 value may give an
indication of the extent of dermal absorption. A comparison of the dermal LD50 value with
the inhalation LD50 value3 would give an indication of the relative toxicity and relative
extent of absorption by the two different exposure routes. ECETOC, Health Council of the
Netherlands and SCOEL consider assigning a skin notation if the dermal LD50 is less than
ten times the IV, IP or inhalation LD50 consistent with a threshold of greater than ten per
cent dermal absorption for assignment of a skin notation.
2 Agencies examined include ACGIH®, AIHA, DFG, Health Council of the Netherlands and SCOEL.
3 The LC50 value needs to be converted to an LD50 value using this formula:
𝑚3
𝐿𝐶50 (𝑚𝑔⁄𝑚3 ) × 𝑣𝑒𝑛𝑡𝑖𝑙𝑎𝑡𝑖𝑜𝑛 𝑟𝑎𝑡𝑒 ( ) × 𝑓 × 𝑒𝑥𝑝𝑜𝑠𝑢𝑟𝑒 𝑝𝑒𝑟𝑖𝑜𝑑 (ℎ)
ℎ
𝑖𝑛ℎ𝑎𝑙 𝐿𝐷50 (𝑚𝑔⁄𝑘𝑔⁄𝑑𝑎𝑦) =
𝑏𝑜𝑑𝑦 𝑤𝑒𝑖𝑔ℎ𝑡 (𝑘𝑔)
where: 𝑓 represents the fraction absorbed by the inhalation route.
The ventilation rate and body weight are species-specific factors.
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adverse effects at ≤ 200 mg/kg/day by the dermal route would be classified according to
one of the two criteria listed in Table 3. This further supports the suggestion that a
repeat-dose toxicity cut-off value of 1000 mg/kg/day is considered unreasonably high as a
cut-off value for skin notation. The GHS cut-off ≤ 200 mg/kg/day is considered a more
appropriate cut-off for a skin notation. This would be consistent with the ECETOC
approach where chemicals that lack a health classification (similar to a GHS classification)
should be exempt from a skin notation (ECETOC, 1998).
Evidence of toxicity in a repeat-dose dermal toxicity study (NOAEL ≤ 200 mg/kg/day)
would over-ride a dermal LD50 value > 1000 mg/kg/day observed in an acute dose toxicity
study; the repeat-dose toxicity study considers a broader range of end points than an
acute dose toxicity study (e.g. non-lethal toxicities, specific target organ toxicity, effects
associated with cumulative exposure, potential accumulation).
Table 3 GHS hazard categories for specific target organ toxicity following repeated dosing
Category 1:
Substances that have produced significant toxicity in humans, or that,
on the basis of evidence from studies in experimental animals can be ≤ 20 mg/kg/day
presumed to have the potential to produce significant toxicity in humans
following repeated exposure.
Category 2:
Substances that, on the basis of evidence from studies in experimental 20 < dose ≤ 200 mg/kg/day
animals can be presumed to have the potential to be harmful to human
health following repeated exposure.
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Table 4 Approaches for comparing the dermal dose with the inhalation dose at the occupational exposure limit
Agency Approach
ECETOC Assumptions:
o exposed area: hands and forearms (2000 cm2) for 1 hour
o 10 m3 air respired in 8 hours, and
o default inhalation absorption rate (if unknown) – 50% (in practice > 50%
appears to be assumed by DECOSa).
Uses a dermal penetration rate (in mg/cm2/h).
Equations:
𝐷𝑒𝑟𝑚𝑎𝑙 𝑑𝑜𝑠𝑒 = 𝑝𝑒𝑛𝑒𝑡𝑟𝑎𝑡𝑖𝑜𝑛 𝑟𝑎𝑡𝑒 (𝑚𝑔⁄𝑐𝑚2 /ℎ) × 2000 𝑐𝑚2 × 1 ℎ
𝐼𝑛ℎ𝑎𝑙𝑎𝑡𝑖𝑜𝑛𝑎𝑙 𝑑𝑜𝑠𝑒 𝑎𝑡 𝑊𝐸𝑆 = 𝑊𝐸𝑆 (𝑚𝑔⁄𝑚3 ) × 10 𝑚3 × 𝑓
where 𝑓 = inhalation absorption factor.
If 𝐷𝑒𝑟𝑚𝑎𝑙 𝑑𝑜𝑠𝑒 / 𝐼𝑛ℎ𝑎𝑙𝑎𝑡𝑖𝑜𝑛𝑎𝑙 𝑑𝑜𝑠𝑒 > 0.1, a skin notation is warranted.
NIOSH The Kp value represents the overall diffusion of the chemical through the
stratum corneum and into the blood capillaries. This value can be predicted
computationally (see ‘In silico (computational) prediction of dermal
absorption’).
Assumptions:
o exposed area: palms (360 cm2) for 8 hours
o 10 m3 air respired in 8 hours, and
o default inhalation absorption rate (if unknown) – 75%.
Equations:
𝐷𝑒𝑟𝑚𝑎𝑙 𝑑𝑜𝑠𝑒 = 𝐾𝑝 (𝑐𝑚⁄ℎ) × 𝑤𝑎𝑡𝑒𝑟 𝑠𝑜𝑙𝑢𝑏𝑖𝑙𝑖𝑡𝑦 (𝑚𝑔⁄𝑐𝑚3 ) × 360 𝑐𝑚2 × 8 ℎ
𝐼𝑛ℎ𝑎𝑙𝑎𝑡𝑖𝑜𝑛𝑎𝑙 𝑑𝑜𝑠𝑒 𝑎𝑡 𝑊𝐸𝑆 = 𝑊𝐸𝑆 (𝑚𝑔⁄𝑚3 ) × 10 𝑚3 × 𝑓
where 𝑓 = inhalation absorption factor.
If 𝐷𝑒𝑟𝑚𝑎𝑙 𝑑𝑜𝑠𝑒 / 𝐼𝑛ℎ𝑎𝑙𝑎𝑡𝑖𝑜𝑛𝑎𝑙 𝑑𝑜𝑠𝑒 > 0.1, a skin notation is warranted.
a Dutch Expert Committee on Occupational Safety; DECOS
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Proposed criteria for a skin notation in Australia
A skin notation will be assigned if there is:
evidence of significant dermal absorption, and
evidence or a suggestion of systemic toxicity by the dermal route, particularly at air
concentrations close to the workplace exposure standard.
Based on the information in the previous section, the following are proposed as criteria to
consider for the assignment of a skin notation:
Criterion Comments
Reports of adverse systemic For worker case studies to be used for assigning a skin notation there
effects via the dermal route in must be clear evidence that adverse systemic effects were the result of
worker case studies at least some dermal exposure.
Dermal LD50 ≤ 1000 mg/kg Dermal LD50 values > 1000 mg/kg may give a misleading indication as
to whether a skin notation is warranted.
Only definitive LD50 values will be used.
Dermal LD50 / inhalation LD50 < 10 The ratio of dermal LD50 and inhalation LD50 values will only be
considered if the dermal LD50 value is ≤ 1000 mg/kg.
The limit dose in an acute dermal toxicity study is 2000 mg/kg (OECD,
2017), and the maximum recommended concentration for aerosols in
an acute inhalation toxicity study is 2000 mg/m3 (OECD, 2009).
If a LD50 value is greater than the maximum tested dose in an acute
dose toxicity study, then a ratio will not be examined.
Dermal repeat-dose NOAEL If the NOAEL is the maximum tested dose and the maximum tested
≤ 200 mg/kg dose is ≤ 200 mg/kg, the dermal NOAEL will not be considered when
deciding if a skin notation is warranted.
In vivo dermal absorption factor Only applicable if the WES value is derived based on systemic effects
> 10% (rather than local findings such as irritancy).
Estimated dermal exposure at The estimated dermal exposure at the workplace exposure standard is
the workplace exposure standard determined using a known in vitro penetration rate or using an
> 10% estimated permeability coefficient (determined with the NIOSH
equation), and using the ECETOC equation with a default inhalation
absorption factor of 75%.
Only applicable if the WES value is derived based on systemic effects.
These criteria are generally consistent in principle with the semi-quantitative criteria used
by SCOEL, DECOS, ECETOC and NIOSH, and the qualitative criteria used by DFG and
ACGIH®.
In a weight of evidence analysis, not all criteria have equal weighting in determining
whether a skin notation is warranted. The hierarchy of effects is covered in the next
section.
Hierarchy of effects
When data are inconsistent or limited, a weight of evidence approach will be used. Based
on this evaluation, one of four recommendations is possible:
a skin notation is not recommended
insufficient data to assign a skin notation, and
a skin notation is recommended.
These recommendations will also be considered in the context of whether the WES value
is based on systemic or local effects.
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Figure 1 illustrates the significance of each piece of evidence for assigning a skin notation.
This hierarchy is generally similar to that used by ECETOC, NIOSH and DFG.
The only data that are considered sufficient in isolation for the assignment of a skin
notation is evidence of adverse systemic effects by the dermal route in human subjects.
Data from animals may provide evidence a skin notation is warranted, depending on how
close the data are to the relevant cut-off value.
In the absence of any in vivo data (dermal toxicity or in vivo dermal absorption data), a
skin notation will not be assigned, particularly if the only available information is a
predicted dermal absorption rate (‘insufficient data to assign a skin notation’).
The relative weight of each piece of information is shown in Table 5.
Based on the available data and the relevant weighting of the evidence, the evaluator will
decide on a recommendation regarding assignment of a skin notation:
If a skin notation is warranted, then a recommendation to assign a skin notation will
be made.
If a skin notation should be considered, the evaluator will decide, based on the
totality of information, whether a skin notation will be recommended. The
recommendation will be supported by a scientific argument. This argument may
include a discussion of the quality of the available information.
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If there are insufficient data to assign a skin notation or a skin notation is not
warranted, a skin notation will not be recommended.
Dermal LD50 / inhalation LD50 < 10 a Yes Consider assigning a skin notation
Dermal repeat-dose NOAEL ≤ 200 mg/kg Yes Consider assigning a skin notation
In vivo dermal absorption factor > 10% Yes Consider assigning a skin notation
Estimated dermal exposure at WES > 10% b Yes Insufficient data to assign a skin notation
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Other considerations
Biological monitoring
For chemicals that have a skin notation, monitoring of airborne concentrations in line with
the WES may not be protective for adverse systemic effects. To ascertain total systemic
exposure, including by the dermal and inhalation routes, biological monitoring methods, if
available, would be recommended. A comprehensive set of biological exposure standards
has not been developed in Australia. However, advisory biological exposure limits are
available domestically and internationally from ACGIH®, SCOEL and DFG.
Skin condition
There are several conditions that can affect the entry of chemicals and substances through
the skin:
some dermatological conditions
damaged skin
heat and humidity, and
occluded skin, where the skin cannot perspire or respire.
Precautions to minimise dermal exposure may be warranted in these circumstances, even
in the absence of a skin notation.
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References
American Conference of Governmental Industrial Hygienists (ACGIH ®) (2016) Threshold limit
values for chemical substances and physical agents.
DFG, Deutsche Forschungsgemeinschaft. (2014) List of MAK and BAT Values. WILEY-VCH Verlag
GmbH&Co. KGaA, Weinheim.
Dotson, G.S., C.-P. Chen, B. Gadagbui, A. Maier, H.W. Ahlers and T.J. Lentz (2011) The evolution
of skin notations for occupational risk assessment: a new NIOSH strategy.
European Centre for Ecotoxicology and Toxicology of Chemicals (ECETOC) (1993) Strategy for
assigning a "skin notation". ECETOC Document No. 31 (Revised).
International Programme on Chemical Safety (IPCS) – WHO (2006) Environmental Health Criteria
235: Dermal absorption.
Kennedy Jr, G.L., W.J. Brock and A.K. Benerjee (1993) Assignment of skin notation for threshold
limit values chemicals based on acute dermal toxicity. Appl. Occup. Environ. Hyg. 8: 26-30.
Lavoue, J., A. Milon and P.O. Droz. (2008) Comparison of indices proposed as criteria for assigning
skin notation. Ann. Occup. Hyg. 52: 747-756.
National Institute for Occupational Safety and Health (NIOSH) (2009) NIOSH Current Intelligence
Bulletin 61: A Strategy for Assigning New NIOSH Skin Notations.
Nielsen, J.B. and P. Grandjean. (2004) Criteria for skin notation in different countries. Am. J.
Industrial Med. 45: 275-280.
Organisation for Economic Co-operation and Development (OECD) (1981a) OECD Guideline for
the testing of chemicals 410: Repeated dose dermal toxicity: 21/28-day study.
Organisation for Economic Co-operation and Development (OECD) (1981b) OECD Guideline for
the testing of chemicals 411: Subchronic dermal toxicity: 90-day study.
Organisation for Economic Co-operation and Development (OECD) (2004a) OECD Guideline for
the testing of chemicals 427: Skin absorption: in vivo method.
Organisation for Economic Co-operation and Development (OECD) (2004b) OECD Guideline for
the testing of chemicals 428: Skin absorption: in vitro method.
Organisation for Economic Co-operation and Development (OECD) (2004c) Guidance document for
the conduct of skin absorption studies.
Organisation for Economic Co-operation and Development (OECD) (2009) OECD Guideline for the
testing of chemicals 403: Acute inhalation toxicity.
Organisation for Economic Co-operation and Development (OECD) (2011) Guidance notes on
dermal absorption.
Organisation for Economic Co-operation and Development (OECD) (2017) OECD Guideline for the
testing of chemicals 402: Acute dermal toxicity.
Safe Work Australia (2013) Guidance on the interpretation of workplace exposure standards for
airborne contaminats.
Sartorelli, P., H.W. Ahlers, K. Alanko et al. (2007) How to improve skin notation. Position paper from
a workshop. Regul. Toxicol. Pharmacol. 49: 301-307.
SCOEL, Scientific Committee on Occupational Exposure Limits. (2013) Methodology for the
derivation of occupational exposure limits. Key Documentation (version 7).
Wilschut, A., W.F. ten Berge, P.J. Robinson and T.E. McKone (1995) Estimating skin permeation.
The validation of five mathematical skin permeation models. Chemosphere 30: 1275-1296.
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Appendix 1 — ECETOC decision tree for assigning a skin notation
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