Performance Prediction Numerical and Experimental
Performance Prediction Numerical and Experimental
https://doi.org/10.1007/s00231-019-02777-w
ORIGINAL
Received: 4 February 2019 / Accepted: 17 October 2019 / Published online: 19 November 2019
© Springer-Verlag GmbH Germany, part of Springer Nature 2019
Abstract
Radial inflow turbine and nozzle among the other components of the cryogenic turboexpander has a significant effect
on the efficiency of the system. This study proposes an effective one-dimensional design approach of a radial turbine by
introducing different loss correlations. The methodology also describes the effect of non-dimensional design variables on
the performance of the turbine. These variables (blade speed ratio, pressure ratio, hub and shroud to turbine inlet radius
ratio) undergo artificial intelligence-based model to predict their optimal range for better efficiency and power output of
the turbine. Based on these optimal ranges, two turbine and nozzle models are generated. The results of the optimized
configuration show that the turbine total-to-static efficiency and power output are higher by 4% and 18.9% respectively as
compared to the existing literature. Thereafter, the three-dimensional computational fluid dynamics (CFD) analysis is carried
out to visualize the fluid flow and thermal characteristics at different inlet temperatures in the flow passage using ANSYS
CFX® . The study also focuses to identify the flow separation zone, tip leakage flow, vortex formation, secondary losses and
its reasons at different spans of the turbine. An experimental platform is also established to validate the CFD results of a case
study. The experimental results show that the mass flow rate and rotational speed has major effect on temperature drop and
isentropic efficiency of the turboexpander. The study highlights the importance of the design methodology, the estimation
capability of artificial intelligence models, the experimental techniques and benchmarking model for numerical analysis at
different cryogenic temperature.
Keywords Radial turbine · Flow and thermal characteristics · CFD analysis · Experimental techniques ·
Artificial intelligence methods
p Pressure (P a) m Meridional
Q Volume flow rate m3 /s n Nozzle
R Turbine radius (m) o Total
Rh Hub radius (m) r Radial
Rs Shroud radius (m) rel Relative
r Radius (m) s Shroud, Isentropic
rp Pressure ratio T EL Trailing edge loss
s Meridional streamlength (m), t Throat
t Blade thickness(m) tip Tip (turbine exit)
U Blade speed (m/s) x Axial
vs Blade speed ratio 0 Stagnation state
W Relative velocity (m/s) 1 Nozzle inlet
Wt Throat width(m) 2 Turbine inlet
Z Number of blades 3 Turbine outlet
Zr Rotor axial length (m) θ Tangential
Acronyms
ANF I S Adaptive neuro-fuzzy inference system 1 Introduction
ANN Artificial neural network
CF D Computational fluid dynamics The branch of low-temperature physics, later renowned
MAE Mean absolute error as cryogenics started with liquefaction of oxygen by
MLP Multi-layer perceptron Raoul Pierre Pictet (Swiss physicist) and Louis Paul
ORC Organic Rankine cycle Cailletet (French mining engineer) but it is considered
P F H X Plate-fin heat exchanger that cryogenic science borns after liquefaction of helium.
RMSE Root mean squared error In 1896, Onnes proposed the concept of using an
TF Transfer function expansion turbine in liquefaction process of hydrogen [1,
2]. However, Claude implements turbine as an expander
Greek symbols in place of expansion device for the first time in his
α Absolute velocity angle (degree), experiment for air liquefaction system. After that, the
αt Nozzle throat angle (degree), era of cryogenic turboexpander begins for liquefaction
β Absolute flow angle (degree), cycles. The usage of cryogenic temperature is essential,
β2,opt Incidence angle (degree) for example, to produce an inert environment (shielding
εx Axial clearance (m) gas) in welding process, leak detectors, optical fibers,
εr Radial clearance (m) solar telescopes, superconductivity and superfluidity, space
γ Specific heat ratio appliances, biomedical and chemical instruments, etc. [3].
ηt−s Total-to-static
efficiency
Radial inflow turbine is extensively used in expanders,
ρ Density kg/m3 gas liquefaction units, cryogenic applications, chemical,
ηis Isentropic efficiency transportation, turbochargers, internal combustion engines,
ψz Zweifel number and petrochemical industries because of its higher perfor-
ψ Stage head coefficient mance, ruggedness, efficiency, and less cost as compared
λ Turbine outlet to inlet radius ratio to axial flow turbine [4]. It can also operate at a differ-
λs Stagger angle (degree) ent range of mass flow rate and rotational speeds. The
χ Ratio of absolute meridional velocity evolution of computational fluid dynamics explore many
φ Flow coefficient aspects like advancement in aerodynamic profile, flow field
ζ Hub ratio characteristics and various losses occurred inside different
Θ Rotor meridional velocity coefficient components of a turboexpander. Some internal and external
ω Rotational speed (rpm) losses exist inside the turboexpander. The external losses
(bearing loss) can not be determined through numerical sim-
Subscripts ulations. However, internal losses are considered. Several
BL Blade loading loss techniques (active and passive) are proposed to eliminate
Cl Clearance loss these losses for turbine and compressor [5, 6]. Whitfield and
h Hub Baines [7] propose the design methodology for computing
I Incidence loss the various losses inside the turbomachines. Harvey et al.
[8] propose the design methodology to increase the aero- different rotational speeds. Harinck et al. [24] perform
dynamic performance of turbine blade profile by increasing the three-dimensional numerical investigation for a set
efficiency at higher stage loading. of nozzle, radial turbine, and diffuser used in an ORC
Flow separation over turbine blade surfaces is a cycle. Yang et al. [25] investigate the coupling performance
significant concern among aerodynamic designers. It affects of a turboexpander compressor for air refrigerator based
the performance of rotor as well as turboexpander. on reversed Brayton cycle. Nitesh and Chatterjee [26]
Suhrmann et al. [9] propose different loss correlations develop a small-scale radial turbine with 2 kW power
for improving the aerodynamic profile of micro radial output for renewable energy conversion applications. Chang
turbine. The blade profile losses obtain due to boundary et al. [27] propose the reversed Brayton cycle-based two-
layer formation near the blade surface. It is minimized stage helium refrigerator in which two expanders are
by reducing the blade thickness at leading and trailing used in series operating at constant mass flow rate and
edge. Tako et al. [10] suggest the effect of blade thickness different pressure ratio. Streit and Razani [28] propose
on flow separation and secondary losses. This loss may thermodynamic optimization of the expander. Ke et al. [29]
exist because of reversed flow initiated by adverse pressure study the effect of vaneless space on performance of turbine
gradient. Also, the flow vortices are originated due to through experimental and numerical analysis.
mixing of these secondary flow to the mainstream. It can The literature review cited above unveils that very less
also obtain because of aerodynamic losses which are an literature exists which use the ANN and ANFIS models
important reason for decreasing the turbine performance in the design process of a turbine. Also, numerical and
[11, 12]. In this regard, some remarkable works are reported experimental analysis is important to envisage the fluid
considering various loss correlations in the preliminary flow behavior and thermal characteristics of a cryogenic
design process [13–16]. turboexpander. Present paper fulfills this literature gap.
The efficiency of small-scale radial turbine is lower In this paper, an effective and comprehensive 1 −
as compared to large turbines because of these losses. D design methodology for the development of a radial
Therefore, the efficiency can be improved by considering turbine is illustrated considering different loss correlations.
those losses in the one-dimensional (1 − D) design The non-dimensional design variable datasets are used to
procedure. Also, numerical studies of fluid flow and thermal develop an ANN and ANFIS networks to estimate their
characteristics of such kind of turbine are essential and optimal ranges for maximum total-to-static efficiency and
a matter of interest for extensive investigation. This can power output of a radial turbine. Based on the estimated
highlight the problem of flow separation, vortex generation, ranges, two turbine and nozzle models are developed.
primary and secondary losses, boundary layer separation, The obtained turbine dimensions are further validated with
and transitional turbulence. These type of losses can be previously published results. Thereafter, three-dimensional
reduced by optimizing the turbine blade profile. Therefore, Reynolds-averaged Navier-Stokes (RANS) computations
researchers are interested in increasing the efficiency of are carried out with k − ω shear stress transport (SST)
small turbine by minimizing these losses which may turbulence model to investigate the fluid flow and thermal
cause improvement in performance of the turboexpander characteristics of the turboexpander using ANSYS CFX® .
system [17]. Major performance parameters, like density, pressure
Furthermore, to increase the performance of reversed variation, Mach number, Reynolds number, static enthalpy,
Brayton cycle based turboexpander, the design of small static entropy, temperature variation, and internal flow
radial turbine needs improvement and non-dimensional and structures at different spans and meridional plane are
geometrical design variables must be optimized. Nowadays, reported. Additionally, to validate the numerical results, an
artificial neural network (ANN) and adaptive neuro-fuzzy experimental platform is developed.
inference system (ANFIS) are powerful optimization tool
and more demanding [18–20]. Some works are reported
on the application of ANN and ANFIS networks to 2 Design procedure for turbine and nozzle
characterize the performance of turbomachinery and radial
turbines [21, 22]. 2.1 Design of radial inflow turbine
Apart from this, some experimental and numerical
analysis of turboexpander is also reported in the literature. The preliminary design methodology of a radial inflow
Hongli et al. [23] perform an experimental analysis to turbine is introduced to save time because of excessive
investigate the performance of a turboexpander used in empirical correlations are employed in this process [30].
air refrigerator which is based on reversed Brayton cycle. The thermophysical properties of working fluid have a
Kumar et al. [22] conduct the experimental analysis to significant effect on aerodynamic design of radial inflow
study the performance of a cryogenic turboexpander at turbine [31]. Generally, cryogenic fluids are diatomic
U2 D2
2.1.4 Trailing edge loss Cθ t = (26)
Dt
This loss can be computed by assuming the relative kinetic
energy at the turbine exit is equivalent to relative pressure bt = 0.8b2 (27)
drop which is expressed as:
The nozzle ring diameter (Dn ) is computed as: train the network, the validation datasets tests the accuracy
of the network. The final model with high prediction
Dn = Dt2 + Wt2 − 2Wt Dt Cos (αt ) (32) accuracy rate has opted in which optimized input and output
The solidity value is obtained from aerodynamic load data sets are determined.
coefficient (ψ z ), which may be defined as ratio of actual
to ideal tangential force, renowned as Zweifel number. Its 3.2 ANFIS model development
value is taken to be 0.9. The chord length of nozzle is
obtained from equation of solidity and expressed as: ANFIS model is developed to estimate total-to-static
efficiency, total losses and power output of turbine. There
2s (cotαt − cotα0 ) sin2 αt
Chn = (33) are four input and three output variables which are divided
ψz sinλs into 80% and 20% datasets for training and validation
purpose.
3 Artificial intelligence model development 3.3 Structure of ANFIS
The ANN and ANFIS are soft computing models which are
Initially, the membership functions (MFs) are selected to
developed using design variable of a radial inflow turbine
determine an ANFIS network. MFs are arbitrary curves
to predict its optimal ranges in which it has the highest
which depend on type of application that can be utilized.
performance. The networks are developed to estimate the
In the present case, four MFs for every input has opted
total-to-static efficiency, total losses and power output of
[22]. There are various types of membership function
radial inflow turbine with four non-dimensional inputs
available, out of which, Gauss, Tri, Trap and Gbell MFs are
variables (Rs /R2 , Rh /R2 , vs , and rp ) in Matlab® toolbox.
implemented for input parameters to analyze which model
is suitable for this case. Additionally, linear function is used
3.1 ANN model development for output parameters. The basic structural information of
ANFIS model is shown in Fig. 4 and Table 3.
The number of layers, neurons, and transfer function type
are identified in the ANN model. The multi-layer perceptron
(MLP) neural network with a single hidden layer has opted
Table 2 The details of ANN model
for training process using a back-propagation algorithm.
Figure 3 illustrates a schematic of an ANN network with a Parameter Value
single hidden layer. The functional relation is expressed as:
⎛ ⎞ Input 1 (Rh /R2 ) 0.22 − 0.30
k n
Input 2 (Rs /R2 ) 0.76 − 0.96
ym = g ⎝ 2
wmj ϕ wj1i xi ⎠ (34) Input 3 (vs ) 0.62 − 0.70
j =0 i=0
Input 4 rp 2−5
Three transfer functions (TFs) are used for a comparative Output 1 (P in kW) 0.60 − 4.2
study of data prediction. From several trials, the best Output 2 (Lt ) 0.04 − 0.28
network is obtained by varying the hidden neurons in the Output 3 (ηt−s ) 0.60 − 0.84
range of 1 to 10. For every hidden neuron, training process Model structure MLP
is repeated. The other relevant details of ANN model are Error function MAE
presented in Table 2. Data filtering is necessary because it Transfer function Logsig, Purelin, Tansig
affects the network accuracy. Therefore, once the input and Hidden layers 1
output data are analyzed, the erroneous data are removed by Hidden neuron 1-10 with step size one
considering their ranges. The non-dimensional data sets are Training algorithm Back-propagation
divided into training (80%), testing (10%), and validation Number of epochs 1000
(10%) section to implement the model. The training data
The ANFIS structure is expressed by if-then rules derived 3.4 ANN and ANFIS results
from Takagi-Sugeno (T − S) model as follows:
Figure 5 illustrates the regression curves for comparison of
Rule-1: If x is Ai and y is Bj then calculated and predicted results of total-to-static efficiency,
fi = pi x1 + qi yn + ri (35) total losses and power output from ANN network.
The ANFIS networks are trained based on non-
The performance of the model is verified using three dimensional variables used in the design process. There are
error functions including R-squared, Mean Absolute error three networks: ANFIS-1 estimate total-to-static efficiency,
(MAE) and Root Mean Squared Error (RMSE) which are ANFIS-2 estimate total losses, and ANFIS-3 estimate power
as follows: output. The samples of non-dimensional input and output
parameters and its predicted values from ANN and ANFIS
N
t=1 (ft − Ot )2 are summarised in Table 4. It shows that the Gauss MF
R2 = 1 − (36)
− 2 possesses less eroor as compared to other MF.
N
t=1 ft − ft
3.5 Preliminary design results and its validation
1
MAE = × t=1
N
| ft − Ot | (37)
N The aforementioned 1 − D design methodology and pre-
dicted results from artificial intelligence techniques, two tur-
bine and nozzle models are developed. The obtained 1 − D
1
RMSE = × t=1
N
(ft − Ot )2 (38) results are compared with previously published data which
N
is shown in Table 5. It shows that the 1−D design method is
where Ot is model output, ft is overall output, N is total reliable. Other relevant specifications of turbine and nozzle
number of samples and t is number of samples. are shown in Table 6.
Type of membership function (input) Gauss, Tri, Trap, Gbell 4.1 Computational model and mesh generation
Type of membership function (output) Linear
Number of membership function 4 For high computational accuracy of numerical results, fine
Optimization type Hybrid
hexahedral grids are generated for turbine and nozzle model
Number of training data 54
using ANSYS Turbo-Grid. The H -type topology is used for
Number of epochs 200
inlet and outlet blocks whereas J /O-type is selected for
passage block to solve near-wall region which is required
for boundary layer flow visualization. The tip clearance gap domain slide with respect to each other. This methodol-
is discretized with O-type grid. Also, O-grid (20) includes ogy is realistic and more demanding [38]. The steady-state
in the periodic boundary and 100 points are located from simulations are used as an initial solution for a transient
hub to shroud. The node distribution of grid and its scheme rotor-stator simulation for faster convergence of numerical
are mentioned in Table 7. solution.
Apart from this, y+ value which shows non-dimensional SST k − ω turbulence model is used to capture the turbu-
distance from the wall are mentioned in Table 8 [37]. lence closure and flow separation effects on the eddy viscos-
ity. This model can accurately estimate the boundary layer
4.2 Numerical methodology separations in the turbomachinery [39–41]. It combines the
advantages of two commonly used turbulence models: k −ω
The numerical simulations are conducted using commer- model and k − model. k − ω model can predict the flow
cially available CFD platform ANSYS CFX® . It is based near-wall region whereas k − model in wakes and free-
on three-dimensional, time-dependent, viscous and com- shear regions in the outer boundary layer (bulk flow). A
pressible RANS equations using finite volume method. blending function establishes a smooth transition between
Firstly, a moving reference frame is defined using frozen two models. In this aspect, k − ω SST model can predict
rotor model to compute rotation of turbine in a steady- the boundary layer through the passage (excellent turbulent
state condition. In this method, fluid around the turbine boundary layer modeling behavior), in which ω near the
blade is set as a moving reference frame whereas blade wall is more stable than that of .
and hub are assumed to be stationary with respect to Additionally, high-resolution scheme opts for discretiza-
the inner fluid. In this way, there is no need for grid tion of advection term and turbulent viscosity term and
movement during the steady-state simulation. Secondly, a second-order backward Euler scheme is used for dis-
sliding mesh method opts during transient blade row simu- cretization of transient terms. Turbulence numerics are
lation. Therefore, transient rotor-stator boundary condition set to be high-resolution. The dynamic model control of
is imposed at the interface of the two domain. The rotor solver is achieved using automatic pressure level infor-
domain rotates at each time step which is defined by the mation, temperature damping, velocity pressure coupling
pitch ratio. Thus the boundary nodes of stator and rotor and Rhie-Chow fourth-order model [38]. Body forces are
Table 4 Comparison of input (non-dimensional design variables) and output (performance parameters) with predicted data from ANN and ANFIS
methods
which is in rotating coordinate frame. Periodic boundary Figure 6 illustrates the details of computational domain.
conditions are used for side walls along the pitchwise direc- The implementation of the equation of state significantly
tion which shows physical condition (rotating or stationary) affects the accuracy of numerical solution. In this regard,
of each blade row. The flow direction is normal to inlet sur- Peng-Robinson model is selected for each simulation [40].
face of nozzle and the flow regime is opted to be subsonic.
The turbulence intensity is set to be 5%. The hub, shroud, 4.4 Grid independence study
walls and blade surfaces are assumed to be hydraulically
smooth, adiabatic and no-slip. Additionally, the gen- To validate the accuracy of numerical results, a grid
eral grid interface (GGI) is used for mesh connection. independence test is carried out. In this work, four grid
Fig. 10 a Components of a
turboexpander b Solidworks®
drawing c Instrumentations
Table 10 Specification of
measuring components Parameters Instrument Accuracy Company
(model 1). It happens due to sonic velocity is proportional to incurred. These losses can be quantified in terms of entropy
square root of absolute temperature of the fluid. Figure 16 generation for an adiabatic machine. The entropy generation
illustrates the changes in Reynolds number along with the may occur due to either of these processes: (i) viscous
streamwise location. It is noticed that the Reynolds number friction in boundary layer, (ii) heat transfer and (iii) sudden
is maximum for case 1 near the turbine inlet. For the expansion process (non-equilibrium process). Figure 17
remaining cases, the variation is approximately similar. represents the static entropy contours at 0.50 span. The
entropy remains almost constant throughout the nozzle for
6.3 Loss analysis all cases except near the trailing edges where it increases
slightly but increases rapidly in the turbine near leading and
The main aim of the turboexpander designers is to increase trailing edges where the flow separation exist. The entropy
its efficiency which is directly entitled to the losses generation takes place inside the turbine due to boundary
layer separation and vortices formation. It is highest at the downstream causing the formation of passage vortices in
turbine exit due to non-ideal conditions such as viscous the turbine blade channel flow passages. These vortices
friction, flow reversal, and other dissipative effects. Apart occur at 0.20 and 0.50 span near the leading edge which
from this, boundary layer formation and free stream layer is disappeared when they have strong interaction with
are also responsible for entropy generation which increases rotating blades in the mainstream fluids. It also inflicts
irreversibility in the flow passages. It is also observed that the negative flow incidence which is responsible for large
mixing of fluid streams from pressure and suction side of passage vortices and disturbing the flow towards the
the blade increases shear strain which leads to increase the second turbine blade. Due to this, the viscous friction and
entropy of the fluid for case 3 and 4 (model 2). irreversibility in the flow increases which ultimately leads
Figures 18 and 19 represent the velocity vectors at 0.20, to entropy generation in these regions. Also, scraping flow
0.50 and 0.80 span for model 1 and 2 respectively. The vortices are occurred near the leading edge at 0.50 span in
tip leakage flow appears due to pressure difference which model 2 which generates higher entropy in these regions
further extends to the downstream where it is added to (Fig. 21b). At higher span, these vortices are completely
secondary flow from the suction side. It introduces the disappeared.
non-uniformity and turbulence in fluid flow and a major
cause of losses in rotating machines. It is noticed that 6.4 Effect of pressure variation on the thermal
tip leakage flow occurs near the leading edge in model properties
1. For model 2, it occurs in the middle portion and
starts changing its direction. The secondary flow occurs The law of conservation of energy states that pressure
in vicinity of the blade wall boundary layer because of energy is converted into kinetic energy of the fluid during
relatively higher radial component of Coriolis acceleration the expansion process. In the energy conversion process,
as compared to radial pressure gradient. This phenomenon velocity of fluid increases and enthalpy decreases, as a
is also noticed by Zangeneh et al. [43] for the centrifugal result, decrease in temperature takes place. Figure 20
compressor. The secondary flow also appears due to illustrates the temperature contours of the fluid at four
induced pressure gradient by curvature of blade profile. different inlet temperatures. It shows that temperature drop
The adverse pressure gradient along the downstream is approximately 20, 24, 27, and 30 K for 120, 130, 140,
direction is responsible for flow separation inside the and 150 K inlet temperature fluids. Generally, for normal
turbine which finally results in vortex generation. In the expansion process, the temperature and enthalpy drop
first turbine blade, the velocity vectors deviate towards the depends on pressure change, but at cryogenic temperature,
Fig. 21 a Static enthalpy b Static entropy variation along the streamwise location
it severely depends on other properties of the fluid. The The isentropic efficiency of turboexpander is calculated
high-temperature nitrogen (case 4) contains higher enthalpy as:
as compared to other cases at the same inlet pressure
(Fig. 21a). During the expansion stage, it decreases at a h1 − h3
ηis = (39)
relatively higher rate due to which higher temperature drop h1 − h3s
takes place. For other cases, temperature drop decreases
due to fluid approaches nearer to its boiling point. In The isentropic efficiency and power output obtained from
those cases, thermodynamic properties of the cryogenic the 1 − D design and numerical results are mentioned in
fluids are randomly changed which severely affect the Table 11.
fluid flow and thermal behavior during expansion process.
Figure 21a represents the static enthalpy variation along
with the streamwise location. It shows that enthalpy drop 7 Conclusion
inside the turbine is higher as compared to nozzle. The
relatively higher enthalpy drop leads to higher velocity In this work, a comprehensive 1-D design procedure
inside the turbine. The main reason behind this is selection of a radial inflow turbine including loss models are
of degree of reaction. In the design process, degree of presented. The work is further incorporated with artificial
reaction is considered to be 0.62 and 0.78 for model 1 and 2 intelligence techniques to estimate the optimum range of
respectively. non-dimensional design variables for higher efficiency of
Isentropic efficiency (ηis ) is an important parameter the radial turbine. Results show that total-to-static efficiency
which can be used to define the irreversibility during expan- and power output of the turbine is increased by 4% and
sion process. The ideal properties of the fluid are obtained 18.9% as compared to the existing one. An experimental
from REFPROP software at corresponding pressure and set-up is developed to determine the performance of the
temperature. turboexpander at different rotational speed using air as a
working fluid. It is noticed that the isentropic efficiency
of the turboexpander is maximum (0.78 − 0.81) when the
Table 11 Efficiency of the turbine and nozzle for different cases (1-D mass flow rate and pressure ratio vary in the range of
/ Numerical) 0.04 kg/s and 4.38 − 4.58 respectively. After that, a CFD
analysis is carried out to visualize the fluid flow and thermal
Isentropic efficiency(ηis ) Power (kW )
characteristics in the flow passage. The analysis deduced
Case 1 (Model 1) 0.771/0.722 3.15/2.87 that the temperature drop (approximately 30 K) is maximum
Case 2 (Model 1) 0.771/0.765 3.15/3.04 for an inlet temperature of 150 K due to the higher enthalpy
Case 3 (Model 2) 0.813/0.783 3.39/3.24 drop. Additionally, a comparison between experimental and
Case 4 (Model 2) 0.813/0.801 3.39/3.36 CFD results (case 4) indicates that the present numerical
studies are reliable. The author believes the proposed work
is quite beneficial for the development of an experimental 17. Khalil KM, Mahmoud S, Al-Dadah R, Ennil AB (2017)
prototype of a cryogenic turboexpander. Investigate a hybrid open-Rankine cycle small-scale axial nitrogen
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