Kms Mabrouk 2015
Kms Mabrouk 2015
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Mohamed Mabrouk
1. Introduction
Let A be a C ∗ -algebra with unit 1 and let S(A) be the state space of A, i.e.,
′
S(A) = {φ ∈ A′ : φ ≥ 0, φ(1) = 1} (here A is the topological dual of A). For
each a ∈ A, the algebraic numerical range V (a) and numerical radius v(a) are
defined by
V (a) = {f (a) : f ∈ S(A)} and v(a) = sup |z|.
z∈V (a)
By the Gelefand-Naimark theorem, every C ∗ -algebra may be viewed as a closed
∗-subalgebra of B(H) where B(H) denotes the algebra of all bounded linear
operators acting on a Hilbert space H. It is well known that V (a) is the closure
of W (a) and v(a) = w(a) = sup |λ|, where W (a) = {(at, t) : t ∈ H, ∥t∥ = 1}
λ∈W (a)
and (, ) denotes the inner product. Here W (a) is called the usual numerical
range of the operator a.
In the last few decades, there has been a considerable interest in the problem
of characterization of maps that preserves the numerical range or the numerical
radius, see for instance the papers [3, 11, 12, 14] and the references therein.
Notice that, based on the aforesaid, preserving the usual numerical range W
implies the preservation of the spacial numerical range V . Therefore, we will
concentrate our study henceforth on W . Recently, Hou and Di described in [8]
surjective maps on the algebra B(H) which preserves the numerical range of
the product. Namely, they characterized surjective mappings which satisfy one
of the following conditions
(1a) W (ϕ(a)ϕ(b)) = W (ab),
(1b) W (ϕ(a)∗ ϕ(b)) = W (a∗ b),
2. Preliminaries
In this section, we collect some properties of the numerical range needed in
the sequel. Let two unital C ∗ -algebras A ⊂ B(H) and B ⊂ B(K) be given.
By Sp(a) (resp. r(a)) we denote the spectrum (resp. the spectral radius) of an
element a ∈ A. Since it does not lead to misunderstanding, we shall denote the
norms in both algebras by the same symbols ∥.∥. We denote by H(A) the set
of self adjoint elements defined by H(A) = {a ∈ A : a = a∗ }. It is well-known
that a ∈ H(A) if and only if W (a) ⊂ R. Further, an element a ∈ A is positive
if and only if W (a) ⊂ R+ (or equivalently a = a∗ and Sp(a) ⊂ R+ ), where
R+ denotes the set of positive real numbers. In the case where A = C(K) for
some Hausdorff compact space K we have W (a) ⊂ V (a) = co(a(K)) for each
a ∈ C(K), see [16, Theorem 6.]. Here co stands for closed convex hull. We
summarize some other basic properties of the numerical range on the following
lemma. One may see [1, 7] for more information.
Lemma 2.1.
(i) ∥a∥ = w(a) = r(a) for every a ∈ A such that aa∗ = a∗ a.
(ii) W (a) = {λ} ⇐⇒ a = λ1, for every a ∈ A and λ ∈ C.
Finally, recall that a linear map ψ : A → B is called unital if ψ(1) = 1,
and it is said to be a Jordan homomorphism if ψ(a2 ) = ψ(a)2 for all a ∈ A.
Equivalently, the map ψ is a Jordan homomorphism if and only if ψ(ab + ba) =
ψ(a)ψ(b) + ψ(b)ψ(a) for all a and b in A. We also recall that the map ψ is
∗
said to be self-adjoint provided that ψ(a∗ ) = ψ(a) for all a ∈ A. Self-adjoint
MAPPING PRESERVING NUMERICAL RANGE OF OPERATOR PRODUCTS ON C ∗ -ALGEBRAS
3
The next two Propositions are crucial for the rest of the paper. They give
a characterization of elements a, b ∈ A satisfying W (ax) = W (bx), for every
x ∈ A (or H(A)).
Proposition 3.2. Let A be an unital C ∗ -algebra and a, b ∈ A. If W (ax) =
W (bx), ∀x ∈ A, then a = b.
Proof. Firstly, assume that a = a∗ . Since W (b) = W (a) ⊂ R, then b∗ = b. On
the other hand, by observing that W (a2 ) = W (ba) and the fact that a2 is self
adjoint, we infer that (ba)∗ = ba. By taking into account that (ba)∗ = a∗ b∗ and
that a and b are self adjoint, we get ab = ba. We prove now that a = b. Let B
be the C ∗ -algebra B generated by a and b. Since a and b are self adjoint and
satisfy ab = ba, this algebra is commutative. Hence, it can be identified with
C(K), the algebra of all continuous functions on a compact Hausdorff space K.
Observe also that W (ax) = W (bx), ∀x ∈ B. We claim that the two functions
a and b have the same sign (both positive, or both negative on K). Indeed,
assuming that there exists t1 ∈ K such that a(t1 ) > 0 and b(t1 ) < 0. Therefore
there exists an open set U1 such that a(t) > 0 and b(t) < 0, for all t ∈ U1 .
By Urysohn’s lemma, one can find a continuous function c1 : K −→ [0, 1]
satisfying c(t1 ) = 1 and supp(c) ⊂ U1 . On the other hand W (ac) ⊂ co(ac(K))
and W (bc) ⊂ co(bc(K)). Then, we get W (ac) ⊂ [0, +∞) and W (bc) ⊂ (−∞, 0].
Observe that the case where W (ac) = W (bc) = {0}, does not occur since
ac ̸= 0. Therefore W (ac) ̸= W (bc), contrary to our assumption. Thus a
and b have the same sign as suggested above. Consequently, without loss of
generality, we can suppose that a, b are positive on U . From the condition
W (ax) = W (bx), ∀x ∈ B, we infer that w(ax) = w(bx), ∀x ∈ B. It follows from
Proposition 3.1 that a = b. We return now to the general case; i.e., if a ∈ A
is arbitrary. Observe that, by assumption, we have, W (aa∗ x) = W (ba∗ x) and
W (ab∗ x) = W (bb∗ x), ∀x ∈ A. Based on the aforesaid, we infer that aa∗ = ba∗
and ab∗ = bb∗ . Accordingly, (a − b)(a∗ − b∗ ) = 0, which implies that a = b.
This ends the proof.
Proposition 3.3. If A is a unital C ∗ -algebra and a and b ∈ H(A). If W (ax) =
W (xb), ∀x ∈ H(A) or W (ax) = W (bx), ∀x ∈ H(A) , then a = b.
Proof. We give the proof for the condition W (ax) = W (xb), ∀x ∈ H(A). For
the other condition the proof is similar. By using a similar reasoning as above,
we can easily prove that ab = ba. Considering the commutative C ∗ -algebras B
generated by a, b. and by taking into account that W (ax) = W (bx), ∀x ∈ H(B).
By a similar reasoning as in the proof of the above proposition, we can show that
a and b are either both positive or negative. We infer by means of Proposition
3.1 that a = b.
Remark 3.4. The results of Proposition 3.2 and 3.3 are still valid if we replace
the numerical range by its closure. That is if two elements a and b satisfy
V (ax) = V (bx) for every x ∈ A (or in H(A)), then a similar argument can be
used to show that a = b.
MAPPING PRESERVING NUMERICAL RANGE OF OPERATOR PRODUCTS ON C ∗ -ALGEBRAS
5
Based, on Theorem 3.5, we know that if ϕ satisfy (2a), then the mapping
ψ = ϕ(1)2 ϕ is multiplicative. The question of when a multiplicative map is
additive was attacked by several authors. For instance, if ψ is a bijective
map on a standard operator algebra, Molnàr showed in [13] that if ϕ satisfies
ψ(ABA) = ψ(A)ψ(B)ψ(A), then ψ is additive. Hence, based on the aforesaid,
when the algebras A and B are the algebras of all bounded linear operators
acting on some Hilbert spaces, the Theorem 3.5 can be refined as follows.
Corollary 3.7. Let H and K be complex Hilbert spaces and let ϕ : B(H) −→
B(K) be a surjective map (without the assumption of additivity). Then ϕ sat-
isfies Eq. (2a) if and only if there is a unitary operator U : H −→ K such that
ϕ is of the form ϕ(A) = εU AU ∗ for all A ∈ B(H), where ε3 = 1.
Proof. Checking the ‘if’ part is straightforward, and we therefore will only deal
with the ‘only if’ part. Assume that ϕ satisfies (2a). By Theorem 3.5, we
have that ϕ(1) ∈ Z(B(K)) and ϕ(1)3 = 1. Since the algebra B(K) has a
trivial center, then u = ϕ(1) = ε.1, where ε is a complex number such that
ε3 = 1. Also according to Theorem 3.5, the map ψ = u2 ϕ, is multiplicative
and ψ(1) = 1. Consequently, by [13] it is additive. Finally, we have shown that
ψ is an algebra isomorphism which preserves self-adjoint elements. Thus, by
[3] ψ takes the following form: ψ(A) = U AU ∗ for all A ∈ B(H) where U is
unitary.
For mapping ϕ : H(A) −→ H(B) satisfying (2b), we have a similar result
which follows.
Theorem 3.8. Let A and B be two unital C ∗ -algebras. Let ϕ : H(A) −→ H(B)
be a surjective mapping satisfying (2b). Then ϕ(1) ∈ Z(H(B)), ϕ(1)3 = 1, and
ϕ = ϕ(1)ψ, where ψ is multiplicative.
Proof. The proof is similar to that of Theorem 3.5 by invoking Proposition 3.3.
The details are omitted.
As a special case of Theorem 3.8 we derive the following result
Theorem 3.9. Consider the case where A = B(H) and B = B(K) for some
complex Hilbert spaces H and K. Let ϕ : H(A) −→ H(B) be a surjective map.
Then, ϕ satisfies (2b) if and only if there exists a unitary or conjugate unitary
operator U and ε ∈ C such that ϕ(A) = εU AU ∗ for all A ∈ H(A) and ε3 = 1.
Proof. The sufficiency is easy to see. Indeed, this follows from the well-known
fact that if U is a unitary or conjugate unitary operator , then W (U AU ∗ ) =
W (A) for every A ∈ A. Conversely, suppose that ϕ satisfies Equation (2b), for
every A ∈ H(A). Theorem 3.8, implies that ψ = ϕ(1)2 ϕ is multiplicative and
ψ(1) = 1. Therefore, by [15, Theorem 2.1] there exists a unitary or conjugate
unitary operator U such that ψ(A) = U AU ∗ for all A ∈ H(A). To end the
proof observe that ϕ = uψ = ϕ(1)ψ and in particular ϕ is linear. Since, by
Theorem 3.8 we have ϕ(1) ∈ Z(H(B)), we infer that ϕ(1) ∈ Z(B). Therefore,
MAPPING PRESERVING NUMERICAL RANGE OF OPERATOR PRODUCTS ON C ∗ -ALGEBRAS
7
We give now the following theorem which characterizes surjective maps sat-
isfying (1a) in the case of C ∗ -algebras. This result has been also proved in
[6, Theorem 2.1.] for the Hilbert space operators case but without the extra
condition that ϕ is additive. It would be interesting to remove the additive
assumption in the Theorem 3.10 bellow. We are not able to do that at present.
Theorem 3.10. Let A and B be two unital C ∗ -algebra and ϕ : A −→ B be a
surjective and additive map satisfying (1a). Then, ϕ is a Jordan ∗-isomorphism
followed by a left multiplication by a fixed element u ∈ Z(B) with u2 = 1, where
Z(B) stands for the center of B.
Proof. Firstly, we prove that ϕ is bijective. It suffice to show that it is injec-
tive. Let a, b ∈ A such that ϕ(a) = ϕ(b). By (1a), we have W (ϕ(a)ϕ(c)) =
W (ac) = W (ϕ(b)ϕ(c)) = W (bc), ∀c ∈ A. By Proposition 3.2, yields that a = b.
Hence we have proved that ϕ is injective. Take a = b = 1 in (1a), we obtain
W (ϕ(1)2 ) = W (1) = {1}. Whence ϕ(1) is invertible and ϕ(1)2 = 1. We show
now that ϕ is linear. Let λ ∈ C. By (1a) we have
W (λϕ(a)ϕ(b)) = λW (ϕ(a)ϕ(b)) = λW (ab) = W (λa)b) = W (ϕ(λa)ϕ(b)), ∀a, b ∈ A.
Whence, by Proposition 3.2, yields that ϕ(λa) = λϕ(a), ∀a ∈ A. Since ϕ is
additive, we infer that ϕ is a linear bijection. Now, take a, b ∈ A such that
ab = 0. By (1a), yields that ϕ(a)ϕ(b) = 0. Hence [4, Lemma 4.4], implies that
ϕ(1)ϕ(a) = ϕ(a)ϕ(1), ∀a ∈ A. Together with the bijectivity of ϕ, this implies
that ϕ(1) ∈ Z(B).
Finally, we show that ϕ has the asserted form. Set ψ = uϕ. It suffices to
show that ψ is C ∗ -isomorphism. It is obvious that ψ(1) = u2 = 1 and
W (ψ(a)ψ(b)) = W (ab), ∀a, b ∈ A. Thus, we have proved that ψ is a linear
isomorphism satisfying W (ψ(a)) = W (a), for every a ∈ A. By [14, Theorem
3.1], the result follows.
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Mohamed Mabrouk
Department of Mathematics, College of Applied Sciences, P. O. Box 715, Makkah
21955, KSA & Department of Mathematics, Faculty of Sciences, Gabès – Riadh city
– Zirig 6072 – Tunisia
E-mail address: [email protected]