Reconfigurable Intelligent Surfaces Potentials Applications and Challenges For 6G Wireless Networks
Reconfigurable Intelligent Surfaces Potentials Applications and Challenges For 6G Wireless Networks
Digital Object Identifier: Sarah Basharat and Syed Ali Hassan are with the National University of Sciences and Technology (NUST); Haris Pervaiz is with Lancaster
10.1109/MWC.011.2100016 University; Aamir Mahmood and Mikael Gidlund are with Mid Sweden University; Zhiguo Ding is with The University of Manchester.
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Specifically, an RIS is
a software-controlled
RIS self-interference
(FD mode)
Relay planer surface consist-
Passive Active
Energy Efficient Low energy ing of a large number
Cost Effective consumption
Free from self- Low hardware cost Source%3Cm of low-cost passive
Reflects signal interference
`
Suffers from noise
amplification &
reflecting elements.
Receives/transmits signal
self-interference (FD
mode) Receiver Each element, of size
smaller than the wave-
RIS reflected link
Source-Relay-Receiver link
length, has the capabil-
Direct link
RIS
RIS control link Direct link ity to alter the phase
RIS aided Communication Conventional Relaying of the impinging signal,
RIS controller
creating a favorable
MIMO Relay BackCom wireless environment
self-interference Relay
(FD mode) Active Passive between the transmitter
High energy Energy efficient
consumption Cost effective and the receiver.
High hardware cost Short operating
MIMO relay
Suffers from noise Reflects signal range
amplification & Suffers from self-
Receives/transmits signal self-interference (FD interference
mode)
Backscatter tag
As illustrated in Fig. 1, the RIS concept can be technologies for realizing 6G wireless net-
viewed to operate similarly as other related wireless works, namely, non-orthogonal multiple access
technologies such as conventional relaying, back- (NOMA), simultaneous wireless information
scatter communication (BackCom), and mMIMO and power transfer (SWIPT), unmanned aeri-
relaying. We now present the major differences al vehicles (UAVs), BackCom, mmWaves, and
and competitive strengths of RIS that make it stand multi-antenna systems.
out among these technologies. First, compared • For practical implementation of RIS-assisted
to conventional relaying that requires additional networks, we identify three crucial challenges,
power for signal transmission, amplification, and including RIS reconfiguration for controllable
regeneration, RIS passively reflects the impinging reflections, deployment and size optimization,
signal by inducing intelligent phase-shifts, without and channel estimation.
the need for an additional radio frequency (RF) • We present a novel case study for a RIS-as-
source. Moreover, RIS operates in full-duplex (FD) sisted NOMA network with imperfect chan-
mode, free from noise amplification and self-inter- nel state information (CSI) to highlight the
ference. Second, compared to traditional BackCom impact of channel estimation errors on the
such as radio frequency identification (RFID) tag performance of RIS-assisted NOMA networks.
that loads its own information on the incident sig- We further determine the various factors that
nal and then backscatters the modulated signal to affect the size of RIS, that is, the number of
the receiver, RIS reflects the incident signal to assist RIS elements.
communication between the source and receiver • To provide effective guidance for future
without sending any information of its own. Back- research, we introduce five promising research
Com also requires sophisticated signal process- directions for realizing RIS-assisted networks.
ing for self-interference cancellation in order to
decode the tag message. Finally, unlike mMIMO
relaying, RIS can be implemented at a much low
IntegrAtIng rIs WIth
hardware cost and power consumption. Although emergIng communIcAtIon technologIes
signal-to-noise ratio (SNR) achieved through RIS is Current research contributions have revealed RIS
less than the equal-sized mMIMO counterpart [6], to be a cutting-edge technology, opening new
however, the SNR of an RIS-assisted system can promising research opportunities on the road
be improved by increasing the reflecting elements, toward 6G. In this section, we elaborate on the
since the cost per reflecting element of RIS is much performance gains that can be achieved by inte-
less than the cost per antenna element in mMIMO grating RIS with emerging communication tech-
relaying. Architecturally, RIS is lightweight with con- nologies.
formal geometry and can be easily mounted on
ceilings, walls, and building facades. rIs And nomA
Inspired by the RIS potential to realize smart NOMA has emerged as a promising technol-
wireless environments and its compatibility with ogy for future generation networks to support
other technologies, the main contributions of this massive connectivity. Power domain NOMA
study can be summarized as follows: (PD-NOMA) enables multiple users to share
• We provide a comprehensive discussion on the same resource (e.g., time, frequency, code)
integrating RIS with emerging communication block, hence improving both spectral and energy
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BASHARAT_LAYOUT.indd 185 1/11/22 11:42 AM
SWIPT is an effective efficiency. In a downlink NOMA system, super-
solution to power position coding (SC) is used at the BS to multi- RIS
massive devices in plex the data of the users with different channel
a wireless-powered gains, and successive interference cancellation
(SIC) is employed at the receiver to decode the
Internet-of-things (IoT) message signals. Although NOMA provides suf- Reflected IF
network. In practice, ficient performance gains over OMA, the strin- Direct IF
the significant power gent demands on data rate and connectivity for
loss over long dis- B5G/6G systems compel to shift to smart and BS IRs
Reflected EF
compensated via RIS. tem [7]. For coherent phase-shifting, each RIS
element introduces a phase that matches the ` Controllable
phase of fading channels from RIS-to-BS and RIS-UE link
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BASHARAT_LAYOUT.indd 186 1/11/22 11:42 AM
through RIS is maximized when RIS location is design. However, the efficacy of the proposed For an energy-efficient
selected optimally. design under imperfect CSI needs further inves- solution, RIS can be
tigation. Moreover, the proposed design for the applied to MISO sys-
RIS and BackCom hybrid precoding and phase-shifts can be extend- tems to improve the
BackCom is a promising solution toward an ener- ed to a system with the direct links between the
gy-efficient and sustainable IoT network. Despite BS and the users. network performance
the extensive research on the improvement of at significantly low
reliability and throughput of a BackCom system, RIS and Multi-Antenna Systems hardware cost and
its short operation range remains a key barrier Multi-antenna systems aim at actively improving energy consumption.
toward the large-scale deployment that needs to the signal quality by employing a large number Different from the
be addressed. Recently, in [11], the authors elab- of antennas and exploiting the spatial domain for
orated on the potential of RIS-assisted monostatic transmit beamforming. However, the convention- conventional systems,
and bistatic BackCom systems, where the RIS is al multiple-input single-output (MISO) systems an RIS-aided MISO sys-
employed to assist the communication between suffer from wireless channel randomness, limiting tem can guarantee the
the tag and the reader. The authors proposed their performance. Therefore, for an energy-effi- users’ QoS, with fewer
a joint optimization framework, under transmit cient solution, RIS can be applied to MISO sys- BS antennas, by utiliz-
power minimization, to optimize RIS phase-shifts tems to improve the network performance at
and the source transmit beamforming. The appli- significantly low hardware cost and energy con- ing the smart passive
cation of RIS to BackCom can significantly reduce sumption. Different from the conventional sys- reflections of RIS.
the transmit power, which can be mapped to tems, an RIS-aided MISO system can guarantee
improve the operational range. the users’ QoS, with fewer BS antennas, by utiliz-
Furthermore, the ability of RIS to steer the sig- ing the smart passive reflections of RIS.
nals in different directions to reduce the inter-user Recently, the authors in [5] presented a hybrid
interference can be utilized to improve the detec- beamforming design for a multi-user RIS-assisted
tion performance of the ambient BackCom sys- MISO system, where the communication is estab-
tems. In this regard, Jia et al. [12] proposed a deep lished via RIS only due to the presence of obstacles
reinforcement learning (DRL) based approach, between the BS and the various users. The authors
namely, the deep deterministic policy gradient proposed a two-step sum-rate maximization algo-
(DDPG) algorithm, to jointly optimize the RIS and rithm to design continuous digital beamforming
reader beamforming for a RIS-assisted ambient at the BS and discrete analog beamforming at the
BackCom system with no knowledge of channels RIS. The observations indicated in [5] provide use-
and ambient signals. The results in [12] demon- ful insights into the design of RIS-based systems.
strate the significant improvement in detection per- First, the system performance is influenced by the
formance of ambient BackCom with the aid of RIS. size of RIS and the number of quantization bits
for discrete phase-shifts. Second, the RIS-based
RIS and mmWaves hybrid beamforming design can greatly reduce the
mmWave communication, with the capabili- requirement of dedicated hardware while provid-
ty to support multi-gigabits of data rate, is per- ing the satisfactory sum-rate.
ceived as a potential solution for the looming
capacity crunch. However, the high directivity
of mmWaves makes it vulnerable to blockage
Practical Implementation of
instants, especially in indoor and dense urban RIS-Assisted Networks
environments. As RIS has the capability to intro- In this section, we identify and discuss the crucial
duce effective additional paths, an RIS-enhanced challenges for the practical implementation of
mmWave system can overcome the limitations RIS-assisted networks.
of a conventional mmWave system. When the
direct links from the BS to users are severely RIS Reconfiguration for Controllable Reflections
blocked, optimizing the system parameters can The RIS phase-shift per element can be tuned
provide satisfactory performance gains. Recently, for controllable reflections through three main
in [13], the authors utilized the alternative opti- approaches, namely, mechanical actuation, func-
mization and successive convex approximation tional materials, and electronic devices. Besides
(SCA) to jointly optimize the beamforming vec- the phase control, the reflection amplitude can
tors and power allocation for the RIS-assisted be adjusted by varying the load impedance in
mmWave-NOMA system. The results confirm the each element. Thus, the reflection amplitude and
RIS’s ability to enhance the coverage range of the phase-shift can be realized in the range of [0, 1]
mmWave-NOMA system, especially when the and [0, 2p), respectively. The continuous varia-
direct BS to users’ links are blocked. tion of reflection coefficients is usually beneficial
Furthermore, the hybrid precoding design for from the communication performance perspec-
a multi-user RIS-assisted mmWave communica- tive. However, for practical RISs with a massive
tion system is presented in [4], where the direct number of reflecting elements, it is desirable to
links from the BS and the users are assumed to be implement only a finite number of discrete phase-
blocked. The authors jointly optimized the hybrid shift and amplitude levels, since high-resolution
precoding at the BS and phase-shifts at the RIS to elements increase the hardware cost, design
minimize the mean square error (MSE) between complexity, and control overhead. In addition,
the transmitted and the received symbols. The the optimization of reflection amplitudes and
gradient-projection (GP) method, based on alter- phase-shifts becomes more challenging with dis-
nating optimization (AO), is adopted to address crete variables. Furthermore, most of the works
the non-convex constraint for the analog precod- on RIS assume an ideal phase-shift model with
ing and the phase-shifts. The results illustrate the full signal reflection at each element regardless of
significant performance gains of the proposed the phase-shift at each element, which is difficult
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BASHARAT_LAYOUT.indd 187 1/11/22 11:42 AM
In general, the distribut-
ed RISs have a greater
probability of establish- Power
RIS
ing LoS links with the RIS Controller
cluster 1
cluster M
BS and the users than
the centralized RIS.
However, in distributed Frequency
e
m
deployment, the com-
Ti
Power U1 UK
munication between
UK Cluster M
the RISs and the BS, BS U1 UK
and the coordination U1 U1 UK
Cluster 1
among the multiple e Frequency
m
Ti
RISs, greatly increase
the signalling overhead.
Moreover, how to RIS control link BS-UE link BS-RIS link RIS-UE link Unblocked Cluster Blocked Cluster
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BASHARAT_LAYOUT.indd 188 1/11/22 11:42 AM
exploit RIS to establish communication. On the 9
other hand, some clusters have strong and direct
N=100
BS-to-user links such that the signal received via RIS
N=150
is negligible because of the increased path loss. 8
N=200
To better explore the role of RIS, we focus on N=250
a single blocked cluster with K users, where we
32
31
34 s
30
36
33
tion and the number of RIS elements. In Fig. 4
35
(bps/Hz)
28
interference. However, even with imperfect CSI,
29
30
31
32
0.9
33
0.7
30
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BASHARAT_LAYOUT.indd 189 1/11/22 11:42 AM
350 RIS-Assisted Optical Wireless Communica-
RIS-NOMA, Ps = 40dBm
tion: Optical wireless communication (OWC)
is a promising solution for next-generation high
RIS-NOMA, Ps = 30dBm
300 data rate applications at relatively low hardware
RIS-OMA, P s = 40dBm cost and complexity than the RF counterpart.
RIS-OMA, P s = 30dBm Nonetheless, the performance of OWC is sub-
Number of RIS elements,N
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[8] M. Fu et al., “Intelligent Reflecting Surface for Downlink Haris Pervaiz [S’09, M’09] ([email protected]) is an
Non-Orthogonal Multiple Access Networks,” IEEE Globecom assistant professor with the School of Computing and Commu-
Wkshps, 2019, pp. 1–6. nications (SCC), Lancaster University, U.K. From April 2017 to
[9] C. Pan et al., “Intelligent Reflecting Surface Aided MIMO October 2018, he was a research fellow with the 5G Innova-
Broadcasting for Simultaneous Wireless Information and tion Centre, University of Surrey, U.K. From 2016 to 2017, he
Power Transfer,” IEEE JSAC, 2020. was an EPSRC Doctoral Prize Fellow with the SCC, Lancaster
[10] D. Ma et al., “Enhancing Cellular Communications for University. He received his Ph.D. degree from Lancaster Univer-
UAVs via Intelligent Reflective Surface,” IEEE WCNC, 2020, sity, U.K., in 2016. His current research interests include green
pp. 1–6. heterogeneous wireless communications and networking, 5G
[11] X. Jia et al., “Intelligent Reflecting Surface-Aided Backscatter and beyond, millimeter wave communication, and energy and
Communications,” arXiv preprint arXiv:2004.09059, 2020. spectral efficiency.
[12] X.Jia et al., “IRS-Assisted Ambient Backscatter Communica-
tions Utilizing Deep Reinforcement Learning,” arXiv preprint Aamir Mahmood [M’18, SM’19] ([email protected])
arXiv:2103.07083, 2021. is an assistant professor of communication engineering at Mid
[13] J. Zuo et al., “Intelligent Reflecting Surface Enhanced Mil- Sweden University, Sweden. He received the M.Sc. and D.Sc.
limeter-Wave NOMA Systems,” IEEE Commun. Lett., 2020, degrees in communications engineering from Aalto University
pp. 1–1. School of Electrical Engineering, Finland, in 2008 and 2014,
[14] Y. Yang et al., “Intelligent Reflecting Surface Meets OFDM: respectively. He was a research intern at Nokia Researcher
Protocol Design and Rate Maximization,” IEEE Trans. Com- Center, Finland and a visiting researcher at Aalto University
mun., vol. 68, no. 7, July 2020, pp. 4522 - 35. from 2014 to 2016. His research interests include network time
[15] C. Huang et al., “Holographic MIMO Surfaces for 6G Wire- synchronization, resource allocation for URLLC, and RF interfer-
less Networks: Opportunities, Challenges, and Trends,” IEEE ence/coexistence management.
Wireless Commun., vol. 27, no. 5, 2020, pp. 118–25.
Zhiguo Ding [S’03, M’05, SM’17, F’20] (zhiguo.ding@manches-
Biographies ter.ac.uk) is currently a professor at the University of Manches-
S arah B asharat ([email protected]) ter. His research interests are 5G networks, signal processing
received her B.E. and M.S. degrees in electrical engineering and statistical signal processing. He has been serving as an edi-
from National University of Sciences and Technology (NUST), tor for IEEE TCOM, IEEE TVT, and served as an editor for IEEE
Pakistan, in 2019 and 2021, respectively. Her research interests WCL and IEEE CL. He received the EU Marie Curie Fellowship
include B5G and 6G communications, non-orthogonal multiple 2012-2014, IEEE TVT Top Editor 2017, 2018 IEEE ComSoc
access (NOMA), and reconfigurable intelligent surfaces (RISs). Heinrich Hertz Award, 2018 IEEE VTS Jack Neubauer Memorial
Award, and 2018 IEEE SPS Best Signal Processing Letter Award.
Syed Ali Hassan [S’08, M’11, SM’17] ([email protected].
pk) received his Ph.D. in electrical engineering from Georgia Mikael Gidlund [M’98, SM’16] ([email protected]) is a
Tech, Atlanta, in 2011, his M.S. in mathematics from Georgia professor of computer engineering at Mid Sweden University,
Tech in 2011, and his M.S. in electrical engineering from the Sweden. He has worked as a senior principal scientist and global
University of Stuttgart, Germany, in 2007, and a B.E. in electrical research area coordinator of wireless technologies, ABB Corpo-
engineering (highest honors) from the National University of Sci- rate Research, Sweden, project manager and senior specialist
ences and Technology (NUST), Pakistan, in 2004. Currently, he with Nera Networks AS, Norway, and a research engineer and
is working as an associate professor at NUST, where he is head- project manager with Acreo AB, Sweden. His current research
ing the IPT research group, which focuses on various aspects of interests include wireless communication and networks, wireless
theoretical communications. sensor networks, access protocols, and security.
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