Yokoyama 2014
Yokoyama 2014
Yokoyama 2014
Macrocytosis with an MCV ≥ 106 fl increased the risk of neoplasia in the entire
aerodigestive tract of alcoholics, suggesting that poor nutrition as well as ethanol/
acetaldehyde exposure plays an important role in neoplasia.
Fig. 15.1 Phenotypes of the alcohol dehydrogenase-1B*1/*1 (ADH1B*1/*1) and aldehyde dehy-
drogenase-2*1/*2 (ALDH2*1/*2) genotypes and their relationships to ethanol and acetaldehyde
exposure and accumulation
In 1996, we first reported that being heterozygous for inactive ALDH2 is a strong
risk factor for esophageal cancer in daily drinkers and alcoholics [12]. Since then,
epidemiological studies have almost consistently demonstrated a strong association
between the ALDH2*1/*2 genotype and the risk of UADT cancer in East-Asian
drinkers [13]. A meta-analysis of Asian case–control studies of esophageal cancer
showed that the ALDH2*1/*2-associated odds ratio (95 % confidence interval)
[OR (95 % CI)] for esophageal cancer was 3.12 (1.95–5.02) in moderate drinkers,
5.64 (1.57–20.25) in ex-drinkers, and 7.12 (4.67–10.86) in heavy drinkers [14].
The ALDH2*1/*2 genotype has been found to be a very strong risk factor for esoph-
ageal cancer among Taiwan Chinese and Japanese drinkers (OR = 4.74–6.21 in
moderate drinkers and 9.21–9.75 in heavy drinkers), but the OR associated with the
ALDH2*1/*2 genotype in the high incidence regions of esophageal cancer of
Mainland China was not so high (OR = 1.98 in moderate drinkers and 1.31 in heavy
268 A. Yokoyama et al.
drinkers). The meta-analysis confirmed that being homozygous for the inactive
allele, i.e., having the ALDH2*2/*2 genotype greatly increased the risk of esopha-
geal cancer in drinkers, and that the heterozygous genotype, i.e., ALDH2*1/*2
increased the risk of esophageal cancer in a similar manner in both men and women.
A meta-analysis of 6 Japanese case–control studies showed that the ALDH2*1/*2-
associated risk for head and neck cancer was also greater in heavy drinkers [OR
(95 % CI) = 3.57 (1.21–2.77)] than in moderate drinkers [OR (95 % CI) = 1.68
(1.22–2.27)] [15].
The United States National Cancer Institute’s SEER Program reported synchro-
nous multiple cancers and metachronous multiple cancers in only 2 % and 3 %,
respectively, of esophageal cancer patients during the 1973–2003 period [16]. The
prevalence of multiple organ cancers among esophageal cancer patients treated at
the National Cancer Center of Japan increased at an alarming rate between 1969 and
1996 from 6.3 % in 1969–1980, to 22.2 % in 1981–1991, and to 39.0 % in 1992–
1996 [17], and the most frequent sites of the other cancers were the head and neck
and stomach. The increased proportion of multiple cancers in Japanese esophageal
cancer patients may partly explained by a dramatic increase in the proportion of
ALDH2*1/*2 heterozygotes among Japanese heavy drinkers during the same period
[10]. The ALDH2*1/*2 genotype has consistently been demonstrated to be a strong
determinant of the risk of synchronous and metachronous SCC of the UADT in
Japanese drinkers [13].
The ORs (95 % CI) associated with the ALDH2*1/*2 genotype in Japanese alco-
holics has been found to increase for the very early stages of the esophageal neoplasia,
from 2.88 (1.81–4.57) for low-grade intraepithelial neoplasia, to 5.14 (2.87–9.19)
for high-grade intraepithelial neoplasia, and to 4.07 (1.97–8.40) for invasive SCC
[18]. The presence of multiple esophageal iodine-unstained lesions or a large esoph-
ageal dysplasia has been found to be a strong predictor of the development of mul-
tiple cancers in the UADT in Japanese [13], and to be associated with the
ALDH2*1/*2 genotype [18], p53 alteration [19], and telomere shortening in the
esophagus [20] in Japanese alcoholics. Thus, acetaldehyde, which is an established
human carcinogen, plays a critical role in the multicentric development of neoplasia
throughout the UADT.
Fig. 15.2 The simple flushing questionnaire to identify persons with inactive ALDH2. Sensitivity
and specificity are both approximately 90 % in Japanese 40 years of age and over, regardless of
gender
never flusher. When current flushers or former flushers were assumed to have inactive
ALDH2, the simple flushing questionnaire had 90 % sensitivity and 88 % specificity
when evaluated in 610 Japanese men 40 years of age or older [22] and 88 % sensitiv-
ity and 92 % specificity when evaluated in 381 Japanese women 40 years of age or
older [23]. The individuals’ risks of UADT cancer estimated on the basis of the replies
to the flushing questionnaire were slightly lower than but essentially comparable to
their risks estimated on the basis of ALDH2 genotyping [21–23].
Fig. 15.3 Health-risk appraisal model for esophageal cancer combined with the simple flushing
questionnaire. The questionnaire enables makes it possible for people to easily determine their risk
of esophageal cancer, and public awareness campaigns that use the questionnaire will help per-
suade high-risk persons to undergo endoscopic screening or enable them to change their lifestyle
to prevent esophageal cancer
was performed on 404 cancer-free controls and resulted in the diagnosis of six
esophageal SCCs and two pharyngeal SCCs [26]. The risk scores of six of these
eight cancer patients at baseline were in the top 10 % according to the HRA-Flushing
model. The cancer detection rate per 100 person–years in the top 10 % risk group of
the cancer-free controls was 2.3 for esophageal cancer and 3.5 for esophageal or
pharyngeal cancer. We applied this HRA-Flushing questionnaire to endoscopic
mass-screening programs of 2,221 Japanese men during 2008 and 2009 at five can-
cer screening facilities, and esophageal cancer was diagnosed in 19 persons as a
result [27]. The HRA-Flushing score of 5 % of the examinees was 11 or greater, and
esophageal cancer was detected in 4.3 % of them, as opposed to in 0.7 % of the
other examinees. A receiver operating characteristic curve analysis showed that
when we used an cutoff point of an HRA score of ≥9 in the 50–69 age group and of
≥8 in the 70–89 age group to select individuals with a high risk for esophageal can-
cer, the sensitivity and false-positive rate was 52.6 % and 15.2 %, respectively, and
cancer was detected in 2.91 % of the examinees in the high-risk group, as opposed
to 0.48 % in the other group. Although the cutoff values for high-risk groups should
15 Genetic Polymorphisms of Alcohol Dehydrogense-1B… 271
according to Japanese law) after a 12.1–18-h interval since the last drink were
observed in a significantly higher proportion of the ADH1B*1/*1 carriers than of
the ADH1B*2 carriers (40 % vs. 14–17 %, p < 0.0001). Multivariate analyses
showed that the ethanol levels were 0.500 mg/mL higher in the group with the
ADH1B*1*1 genotype, and the OR (95 % CI) for an ethanol level ≥0.3 mg/mL in
the presence of the ADH1B*1/*1 genotype was 3.44 (2.34–5.04). There were no
significant differences in blood ethanol levels according to ALDH2 genotype.
We evaluated associations between ADH1B and ALDH2 genotypes and the body
weight and BMI of 1,301 Japanese alcoholic men on the day of their first visit [31].
There were no significant differences in usual caloric intake in the form of alcoholic
beverages according to ADH1B genotype in any of the age brackets, but the pres-
ence of the slow-metabolizing ADH1B was more strongly associated with weight
gain in all age brackets. This result links the slower ethanol elimination by the
ADH1B*1*/*1 alcoholics with their more efficient utilization of ethanol as an energy
source. No effects of ALDH2 genotype on body weight or BMI were observed.
In a study in which we simultaneously measured the blood and salivary ethanol
and acetaldehyde levels of Japanese alcoholics in the morning on the day of their
first visit [32, 33], we found that ethanol and acetaldehyde remained in the blood
and saliva for much longer periods and at much higher levels in the group with the
slow-metabolizing ADH1B than in the group with the fast-metabolizing ADH1B,
even after adjusting for age, body weight, the amount of alcohol consumed, and
interval since the previous drink. Chronic heavy drinking by alcoholics may amplify
the modest effect of ADH1B*1/*1 on ethanol metabolism and lead to clear prolon-
gation of the presence of ethanol in the body, including in the UADT. The blood and
salivary ethanol levels of the subjects were similar, but the acetaldehyde levels in
their saliva were much higher than in their blood because of acetaldehyde produc-
tion by oral microorganisms. [32, 33]
ADH1B genotype markedly affects alcohol flushing [22, 34]. Alcohol flushing in
fast-metabolizing ADH1B carriers is triggered by a rapid initial rise in the blood
acetaldehyde concentration, whereas the slow initial rise in the blood acetaldehyde
in slow-metabolizing ADH1B carriers may weaken the alcohol flushing [22, 34].
The results of our flushing questionnaire showed that despite the presence of inac-
tive ALDH2 in heterozygotes, 25 % of the slow-metabolizing ADH1B carriers were
never flushers and 38 % were former flushers, and thus there was a clear association
between alcohol consumption by inactive ALDH2 heterozygotes and their facial
flushing categories [22].
The above findings provide clues as to why slow-metabolizing ADH1B increases
the risk of both alcoholism and UADT cancer. First, slow-metabolizing ADH1B
diminishes the intensity of facial flushing, thereby accounting for the greater
susceptibility to heavy drinking. Second, chronic heavy drinking amplifies the mod-
est effect of slow-metabolizing ADH1B on ethanol elimination, which leads to
much longer exposure to ethanol and, in turn, results in increasing the risk of devel-
oping alcoholism. When ethanol lingers in the body, the UADT is exposed to high
levels of acetaldehyde as a result of acetaldehyde production in saliva, and that
creates a condition that increases the risk of UADT cancer.
15 Genetic Polymorphisms of Alcohol Dehydrogense-1B… 273
The risk of SCC of the head and neck and esophagus of Japanese and Taiwanese
drinkers has been found to be extremely increased in a multiplicative fashion by the
combination of slow-metabolizing ADH1B in the ADH1B*1/*1 genotype and inac-
tive ALDH2 in the ALDH2*1/*2 genotype (OR = 22–122 for esophageal SCC) [13,
18, 24, 35–37]. In Japanese alcoholics, the OR (95 % CI) with the ADH1B*1/*1 and
ALDH2*1/*2 genotype combination has been found to increase for the very early
stages of the esophageal neoplasia, from 4.53 (2.17–9.47) for low-grade intraepithe-
lial neoplasia, to 10.4 (4.34–24.7) for high-grade intraepithelial neoplasia, and 21.7
(7.96–59.3) for invasive SCC [18]. When the two genotypes were combined with
other risk factors, based on the multivariate OR for each risk factor the ORs (95 %
CI) of Japanese for esophageal SCC increased enormously, by 248 times when
combined with consumption of 198–395 g ethanol/week and by 414 times when
combined with consumption of ≥396 g ethanol/week [24], in Taiwanese by 382
(47–3,085) times when combined with consumption of >30 g ethanol/day [35], and
in Japanese by 189 (95–377) times when combined with both consumption of
>96.5 g ethanol/week and smoking [36] and by 357 (105–1,210) times when com-
bined with both drinking and smoking [37].
The lifetime drinking profiles of Japanese alcoholic men have shown that gastrec-
tomy increases susceptibility to alcoholism [39]. Gastrectomy results in swift pas-
sage of ethanol from the small intestine into the systemic circulation. Because of
274 A. Yokoyama et al.
this dynamic change in ethanol delivery, overshoot of blood ethanol levels and
subsequent high ethanol exposure have been observed after gastrectomy [40], and
they lead to rapid development of alcohol dependence. A large survey of 4,879
Japanese alcoholic men demonstrated that a high proportion of them had a history
of gastrectomy, although the proportion decreased from 13.3 to 7.8 % during the
1996–2010 period [11]. Many alcoholic men with a history of gastrectomy had
changed their drinking pattern after the gastrectomy and had became alcoholics
after a shorter period of heavy drinking and after a lower cumulative alcohol intake
than alcoholics with no history of gastrectomy [39]. There were more frequent
blackouts in the gastrectomy group, and that may have reflected the sharper rise in
their blood ethanol level. Since a history of gastrectomy increases the risk of alcohol
dependence, this acquired risk factor increases susceptibility to alcohol dependence
in the absence of the alcoholism-susceptibility genotype ADH1B*1/*1, and that
explains the lower frequency of ADH1B*1/*1 that was found in a gastrectomy
group of Japanese alcoholic men than in a non-gastrectomy group [11].
The prevalence of gastric cancer is extremely high among Japanese alcoholic
men. A study of 4,879 Japanese male alcoholic patients revealed that 187 had a his-
tory of gastrectomy for gastric cancer and ten had a history of mucosectomy for
gastric cancer, and 47 were diagnosed with gastric cancer during the initial endo-
scopic screening [11]. A total of 244 (5.0 %) of the patients had a history of gastric
cancer or were newly diagnosed with gastric cancer.
Inactive ALDH2, macrocytosis, and simultaneous presence of UADT cancer as
well as H. pylori-associated atrophic gastritis have been found to be associated with
the risk of gastric cancer detected by endoscopic screening of Japanese alcoholic
men [41]. This finding partly explains why gastric, esophageal, and head and neck
cancers are often concurrent in Japanese alcoholic men. However, the frequency of
the ALDH2*1/*2 genotype in alcoholics with a history of gastrectomy for gastric
cancer was found to be as low as in alcoholics without a history of gastrectomy [11].
These findings suggest different causal associations between alcoholism and each
group of gastric cancer.
The risk of metachronous gastric cancer is high in Japanese with esophageal
SCC, especially among alcoholic men, suggesting a common cause of both cancers.
Endoscopic follow-up (median, 47 months) after the initial diagnosis of esophageal
SCC was performed in 99 Japanese alcoholic men [42]. A serum pepsinogen test
showed a higher seroprevalence of severe chronic atrophic gastritis among the
esophageal SCC cases than among age-matched alcoholic controls, whereas their
H. pylori status was similar. The accelerated progression of severe chronic atrophic
gastritis observed in Japanese alcoholic men with esophageal SCC suggests the exis-
tence of a common mechanism by which both esophageal SCC and H. pylori-related
severe chronic atrophic gastritis develop in the alcoholics. Metachronous gastric
adenocarcinoma was diagnosed in 11 of the 99 gastric cancer-free patients in the
same study, and the cumulative rate of metachronous gastric cancer within 5 years
was estimated to be 15 %. The hazard ratio [HR (95 % CI)] of metachronous gastric
cancer was 7.87 (1.43–43.46) in the group with severe chronic atrophic gastritis in
comparison with the group without chronic atrophic gastritis. Inactive heterozygous
15 Genetic Polymorphisms of Alcohol Dehydrogense-1B… 275
ALDH2 was not associated with an increased risk of metachronous gastric cancer.
Accelerated development of severe chronic atrophic gastritis at least partially
explained the very high frequency of development of metachronous gastric cancer in
this population of Japanese men with an initial diagnosis of SCC of the esophagus.
The results of colonoscopic screening of Japanese alcoholic men for colorectal neo-
plasia yielded an extremely high rate of advanced colorectal neoplasia: 15.7 % in
the group of 744 subjects with a negative immunochemical fecal occult blood test
(IFOBT) and 31.6 % in the group of 393 subjects with a positive IFOBT [43].
Advanced colorectal neoplasia has been reported to have been detected in 2.6 % of
an IFOBT-negative group and 16.0 % of an IFOBT-positive group in the Japanese
general population [44]. Advanced colorectal neoplasia includes adenomas
≥10 mm, villous and tubulovillous adenomas, high-grade dysplasia, carcinoma-in-
situ, and invasive cancers. Thus, screening alcoholic men by the IFOBT alone is
inadequate, and colonoscopy should be recommended to the patients. There were
no significant associations between ALDH2 genotypes and the risk of advanced
colorectal neoplasia [43].
Epidemiological evidence indicates that the red cell mean corpuscular volume
(MCV) of inactive ALDH2 carriers is increased by exposure to acetaldehyde [45–
51]. Alcoholism, severe acetaldehyde exposure because of the presence of inactive
ALDH2, smoking, low BMI, and folate deficiency are associated with both increased
MCV and increased risk of aerodigestive tract cancer. The simultaneous presence of
a high MCV of 106 or more, ALDH2*1/*2 genotype, and ADH1B*1/*1 genotype in
Japanese alcoholic men synergistically increase their risk of esophageal SCC [OR
(95 % CI) = 320 (27–>1,000)] [47]. An endoscopic follow-up study of cancer-free
Japanese alcoholics revealed that cancer of the UADT developed much more fre-
quently among alcoholics with a high MCV of 106 or more [HR (95 % CI) = 2.52
(1.22–5.22)] [51]. An MCV of 106 or more in Japanese alcoholic men was found to
increase their risks of head and neck SCC [OR (95 % CI) = 2.71 (1.42–5.16)] [52],
esophageal SCC [OR (95 % CI) = 3.68 (1.96–6.93)] [48], and gastric cancer [OR
(95 % CI) = 2.5 (1.2–5.2)] [41], and to increase their risk of advanced colorectal
neoplasia in an IFOBT-negative group [ORs (95 % CI) = 1.65 (1.02–2.64)] and an
IFOBT-positive group [2.83 (1.15–6.93)] [43] (Table 15.1).
276 A. Yokoyama et al.
Table 15.1 Age-adjusted odds ratios for aerodigestive neoplasia and high MCV in Japanese
alcoholic men
MCV ≥ 106 fl Controls Head and neck Controls Esophageal cancer [48]
cancer [52]
N = 215 N = 43 N = 206 N = 65
Frequency 23 % 50 % 17 % 43 %
OR (95 % CI) 1 reference 2.71 (1.42–5.16) 1 reference 3.68 (1.96–6.93)
MCV ≥ 106 fl Controls Stomach cancer [41] Controls Advanced
colorectal neoplasia [43]
N = 281 N = 45 N = 400 N = 241
Frequency 20 % 38 % 22 % 32 %
OR (95 % CI) 1 reference 2.5 (1.2–5.2) 1 reference 1.65 (1.02–2.64)a
2.83 (1.15–6.93)b
a
Immunochemical fecal occult blood test negative subjects
a
Immunochemical fecal occult blood test positive subjects
15.12 Conclusions
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