Nig Cars Part 9 Air Operator Certification and Administration
Nig Cars Part 9 Air Operator Certification and Administration
Nig Cars Part 9 Air Operator Certification and Administration
REGULATIONS
PART 9
AIR OPERATOR CERTIFICATION AND ADMINISTRATION
2023
NIGERIA CIVIL AVIATION
REGULATIONS
APRIL 2023
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Record of Amendment
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REGULATIONS Part 9 – Air Operator Certification and Administration
(Nig.CARs)
APRIL 2023
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INTRODUCTION
Part 9 of the Nigeria Civil Aviation Regulations (Nig.CARs) presents the regulatory requirements
for persons or organisations to be granted an air operator certificate (AOC) by Nigeria and
includes regulations concerning flight operations management, continuing airworthiness
requirements, aviation security management, and dangerous goods management and shipping.
This part of the Nig.CARs is based on the SARPs in ICAO Annex 18, The Safe Transport of
Dangerous Goods by Air, to the Convention on International Civil Aviation (Chicago
Convention), Amendment 12; Annex 6, Part I, International Commercial Air Transport –
Aeroplanes, Amendment 48; Annex 6, Part III, International Operations – Helicopters,
Amendment 24; Annex 8, Airworthiness of Aircraft, Amendment 109; Annex 17, Aviation
Security, Amendment 18; and Annex 19, Safety Management, Amendment 1.
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CONTENTS
PART 9 – AIR OPERATOR CERTIFICATION AND ADMINISTRATION ………………………9-1
9.1 AIR OPERATOR CERTIFICATE
9.1.1.1 Applicability …………………………………………………………………………...9-1
9.1.1.2 Definitions ……………………………………………………………………………. 9-1
9.1.1.3 Abbreviations …………………………………………………………………………9-1
9.1.1.4 General.………………………………………………………………………………..9-3
9.1.1.5 Application for an AOC ………………………………………………………………9-3
9.1.1.6 Issuance or Denial of an AOC ………………………………………………………9-3
9.1.1.7 Contents of an AOC ………………………………………………………………….9-4
9.1.1.8 Duration and Renewal of an AOC ………………………………………………….9-5
9.1.1.9 Amendment of an AOC …………………………………………………………… ..9-5
9.1.1.10 Access for Inspection ………………………………………………………………..9-6
9.1.1.11 Authority to Inspect …………………………………………………………………..9-6
9.1.1.12 Continued Validity of an AOC ………………………………………………………9-7
9.1.1.13 Exemption Authority ………………………………………………………………….9-7
9.1.1.14 Advertising……………………………………………………………………………..9-8
9.2 AOC ADMINISTRATION …………………………………………………………………….9-8
9.2.1.1 Applicability …………………………………………………………………………...9-8
9.2.2 General ………………………………………………………………………………..9-8
9.2.2.1 Main Base of Operations ……………………………………………………………9-8
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9.1.1.1 APPLICABILITY
(a) This part prescribes the requirements for the carriage of passengers, cargo or
mail for remuneration or hire by persons or organisations whose principal place
of business or permanent residence is located in Nigeria.
(b) This Part of the regulations prescribes requirements for the original certification
and continued validity of air operator certificates (AOC) issued by Nigeria.
(c) Except where specifically noted, Part 9 applies to all commercial air transport
operations by AOC holders for which Nigeria is the State of the Operator under
the definitions provided in ICAO Annex 6 and Part 1 of these regulations.
9.1.1.2 DEFINITIONS
9.1.1.3 ABBREVIATIONS
The following abbreviations are used in this part:
AC – Advisory Circular
ACAS – Airborne Collision Avoidance System
AD – Airworthiness Directive
AFM – Aircraft Flight Manual
AMO – Approved Maintenance Organisation
AME – Aviation Maintenance Engineer
AOC – Air Operator Certificate
AOM – Aircraft Operating Manual
ATC – Air Traffic Control
ATPL – Air Transport Pilot Licence
ATS – Air Traffic Service
CAST – Commercial Aviation Safety Team
CAT – Commercial Air Transport
CAT I – Category I
CAT II – Category II
CAT III – Category III
9.1.1.4 GENERAL
(a) No person or organisation may operate as a certificated air operator without, or
in violation of, an AOC and its associated operations specifications issued under
this part.
(b) No person may operate an aircraft in commercial air transport operations which
are not authorised by the terms and conditions of its AOC
(c) Each AOC holder shall carry a certified true copy of the air operator certificate
and a copy of the operations specifications relevant to the aircraft type, issued in
conjunction with the certificate on board its aircraft. When the certificate and the
associated operations specifications are issued by the State of the Operator in a
language other than English, an English translation shall be included
(d) Each AOC holder shall, at all times, continue in compliance with the AOC terms,
conditions of issuance, and continuing airworthiness requirements in order to
hold that certificate. Failure to comply may result in the revocation or suspension
of the AOC.
(e) Each AOC holder shall develop policies and procedures for third parties that
perform work on its behalf.
(b) The Authority may deny an application for an AOC if it determines that:
The applicant is not adequately equipped or is not capable of conducting
safe commercial air transport operations or unable to maintain its aircraft .
The applicant does not have:
(i) for scheduled operation, at least Six (6) Nigerian registered
airworthy aircraft capable of servicing its approved routes on
commencement of operations provided that no AOC holder in
scheduled operations will have a minimum of 4 Nigerian registered
airworthy aircraft at any given time.
(ii) for non scheduled operation, one (1) Nigerian registered airworthy
aircraft.
The applicant previously held an AOC that was revoked; or
A person who contributed to the circumstances causing the revocation
process of an AOC obtains a substantial ownership in the applicant or is
employed by the applicant in a position required by this part.
(c) The provisions of 9.1.1.6(b)(i) shall become effective on 1st July 2023 for all new
applicants except as provided in (d);
(d) The provisions of 9.1.1.6(b)(i) shall become effective on 1st January 2025 for all
existing AOC holders and new AOC applicants who have submitted an acceptable
formal AOC application package to the Authority before 1st July, 2023 for scheduled
CAT.
(e) The issue of an AOC by the Authority will be dependent upon the operator
demonstrating compliance with the requirements of this part, the relevant safety
management requirements of Part 20 of these regulations, and any additional
information required by the Authority.
(f) The Authority may approve fewer number of aircraft if it determines that the type
of scheduled CAT operations may not require the number of aircraft prescribed in
9.1.1.6(b)
(b) The AOC holder does not conduct any kind of operation for more than the time
specified in subsection 9.1.1.12 and fails to follow the procedures of subsection
9.1.1.12 upon resuming that kind of operation An AOC holder shall make
application for renewal of an AOC at least 90 days before the end of the existing
period of validity.
(e) Amendments proposed by the AOC holder shall be made at least 90 days prior
to the intended date of any operation under that amendment.
(f) No person or organisation may perform a commercial air transport operation for
which an AOC amendment is required unless that person or organisation has
received notice of the approval from the Authority.
portions of the AOC, OM, MCM, and any required record, document, or report is
grounds for suspension of all or part of the AOC.
a) Except as provided in paragraph (b) of this section, no AOC holder may conduct
a kind of operation for which it holds authority in its operations specifications
unless the AOC holder has conducted that kind of operation within the preceding
number of consecutive calendar days specified in this paragraph:
(2) For non-scheduled operations—90 days, except that if the AOC holder
has authority to conduct scheduled operations, and has conducted
scheduled operations within the previous 30 days, this paragraph does
not apply.
(b) If an AOC holder does not conduct a kind of operation for which it is authorized in
its operations specifications within the number of calendar days specified in
paragraph (a) of this subsection, it shall not conduct such kind of operation
until—
(2) It makes itself available and accessible for the Authority to conduct a full
inspection/ re-examination to determine whether the AOC holder remains
properly and adequately equipped and able to conduct a safe operation;
and
operator, issue an exemption providing relief from specified sections of this part,
provided that the Authority finds that the circumstances presented warrant the
exemption and that a level of safety will be maintained equal to that provided by
the rule from which the exemption is sought.
The Authority may terminate or amend an exemption at any time.
A request for exemption shall be made in accordance with the requirements of
Part 1 of these regulations.
Each AOC holder that receives an exemption shall have a means of notifying the
appropriate management and personnel of the exemption.
9.1.1.14 ADVERTISING
No person or organisation may advertise as an AOC holder under this part until
the Authority has issued an AOC and associated operations specifications to
that person or organisation.
(b) No AOC holder may make, either orally or in writing, any statement about itself
that is false or designed to mislead any person.
(c) Whenever the advertising of an air operator indicates that the air operator is
certificated under this part, the advertisement shall clearly state the AOC
number.
9.2.1.1 APPLICABILITY
9.2.2 GENERAL
9.2.2.1 MAIN BASE OF OPERATIONS
Each AOC holder that is not authorised to conduct maintenance under its AOC
shall maintain a main base of operations.
(b) Each AOC holder that is authorised to conduct maintenance under its AOC shall
maintain a main base of operations and a main base of maintenance
(c) An AOC holder may establish a main base of operations and a main base of
maintenance at the same location or at separate locations.
(d) Each AOC holder shall provide written notification of intent to the Authority at
least 30 days before it proposes to establish or change the location of either
base.
Note 1: “Competency in civil aviation” means that a person shall have a technical
qualification, management experience, and attitude acceptable to the Authority for the
position served.
Note 2: chief Pilot (s) shall report directly to the Director of Operation.
(c) The Authority may approve positions or numbers of positions other than those
listed in paragraph 9.2.2.2(b) of this subsection if the AOC holder is able to show
that it can perform the operations with the highest degree of safety under the
direction of fewer or different categories of management personnel due to:
The types of operation involved;
The number and type of aircraft used; and
The areas of operation.
(d) Additional management personnel requirements are contained in IS 9.2.2.2.
(e) The persons who serve in the positions required or approved under this
subsection and any person in a position to exercise control over operations
conducted under the AOC shall:
Be qualified through training, experience, and expertise;
Discharge their duties to meet applicable legal requirements and to
maintain safe operations; and
To the extent of their responsibilities, have a full understanding of the
following materials with respect to the AOC holder’s operation:
(i) Aviation safety standards and safe operating practices;
(ii) These regulations;
(iii) The AOC holder’s operations specifications;
(iv) All appropriate maintenance and airworthiness requirements of
9.2.3 AIRCRAFT
9.2.3.1 AUTHORISED AIRCRAFT
No person may operate an aircraft in commercial air transport unless that aircraft
has an appropriate current certificate of airworthiness, is in an airworthy
condition, and meets the applicable airworthiness requirements for these
operations, including those related to identification and equipment.
(b) No person shall operate any specific type of aircraft in commercial air transport
until that aircraft has completed satisfactory initial certification, which includes the
issuance of operations specifications to the AOC holder listing that type of
aircraft.
(c) No person shall operate additional or replacement aircraft of a type for which the
AOC holder is currently authorised unless it can show that each aircraft has
completed an evaluation process for inclusion in the AOC holder’s fleet.
That air operator holds an AOC or its equivalent from a Contracting State
that authorises those operations; and the AOC holder advises the
Authority of such operations and provides a copy of the AOC under which
the operation is to be conducted.
As of 31st March 2024, only Nigerian AOC holders conducting
scheduled flight operations and cargo operations may be
permitted by the Authority to operate wet leased aircraft;
The AOC holder in paragraph (b) (1)(i) of this subsection shall not
operate more than the number of wet leased aircraft listed in IS
9.2.3.4 (d) which depends on the total number of serviceable
aircraft in the operator’s fleet
The Authority may permit an AOC holder identified in paragraph
(b) (1)(i) of this subsection to wet lease aircraft when it is
established that the AOC holder has an Aircraft On Ground
(AOG) or other unforeseen circumstances that could result in an
extended flight disruption.
Notwithstanding paragraph (b) (1) (ii) of this subsection, the
Authority may approve two (2) additional wet leased aircraft upon
request by the AOC holder to boost flight capacity during
seasonal traffic peaks. In such circumstance, operation of the
additional aircraft shall not exceed a period of three (3) months.
(c ) Notwithstanding (b) (1) and (2) above, the Authority may authorize more
numbers of wet leased aircraft and/or for longer periods as may be determined by
the Authority ;and
(d) Additional requirements for wet leasing aircraft are prescribed in IS 9.2.3.4.
(e) For wet leasing without cabin crew (damp leasing), the AOC holder shall meet the
requirements of this subsection.
required if the AOC holder provides a written petition for deviation with evidence
that:
A satisfactory full-capacity emergency evacuation for the aircraft to be
operated was demonstrated during the aircraft type certification or during
the certification of another air operator; and
There is an engineering analysis that shows that an evacuation is still
possible within the 90-second standard if the AOC holder’s aircraft
configuration differs with regard to the number of exits or the exit type or
the number of cabin crew members or the location of the cabin crew
members.
(c) If a full-capacity emergency evacuation demonstration is not required, no person
shall use an aircraft type and model in passenger-carrying commercial air
transport operations unless that person has first demonstrated to the Authority
that its available personnel, procedures, and equipment will provide sufficient
open exits for evacuation in 15 seconds or less.
(d) No person shall use a land aeroplane in extended overwater operations unless
that person has first conducted a ditching evacuation demonstration to the
Authority showing that it has the ability and equipment to efficiently carry out its
ditching procedures.
(e) Additional requirements concerning emergency evacuation demonstrations are
prescribed in IS 9.2.3.5.
9.2.4.1 FACILITIES
Each AOC holder shall maintain operational and airworthiness support facilities
at its main base of operations, appropriate for the type(s) and area(s) of
operation.
(b) Each AOC holder shall arrange appropriate ground handling facilities at each
aerodrome used to ensure the safe servicing and loading of its flights.
(c) No AOC holder may commence a flight unless it has ascertained by every
reasonable means available that the ground and/or water facilities available and
directly required on such flight, for the safe operation of the aircraft and the
protection of the passengers, are adequate for the type of operation under which
the flight is to be conducted and are adequately operated for this purpose.
Note: “Reasonable means” is intended to denote the use, at the point of
departure, of information available to the AOC holder either through official
information published by the aeronautical information services or readily available
from other sources.
(d) Each AOC holder shall ensure that any inadequacy of facilities observed in the
course of operations is reported to the authority responsible without delay.
(e) Each AOC holder shall, as part of its SMS, assess the level of RFFS protection
available at any aerodrome intended to be specified in the operational flight plan
in order to ensure that an acceptable level of protection is available for the
aircraft intended to be used.
(f) Each AOC holder shall include in its OM information related to the level of RFFS
protection that is deemed acceptable.
any OM or portion of an OM that has not been reviewed and found acceptable or
approved for the AOC holder by the Authority.
(f) Each AOC holder shall ensure that the contents of the OM include at least those
subjects designated by the Authority that are applicable to the AOC holder’s
operations.
(g) Unless otherwise acceptable to the Authority, each AOC holder shall provide an
Operations Manual containing information on operations administration and
supervision, accident prevention and flight safety programmes, personnel
training, flight crew and cabin crew member fatigue and flight and duty time
limitations, flight operations including operational flight planning, aircraft
performance, routes, guides and charts, minimum flight altitudes, aerodrome
operating minima, search and rescue, dangerous goods, navigation,
communications, security, and human factors. The operations manual shall
encompass the matters set forth above. The operations manual may be
published in parts, as a single document, or as a series of volumes. Specific
subjects are listed below. Subjects presented with reference to a specific section
shall be addressed in accordance with the requirements of the referenced
section.
(1) Aircraft Operating Manual. (9.3.1.4)
(2) Minimum Equipment List and Configuration Deviation List.
(9.3.1.12)
(3) Training Programme. (9.3.1.3)
(4) Aircraft Performance Planning Manual. (9.3.1.13)
(5) Route Guide. (9.3.1.20)
(6) Dangerous Goods Procedures.
(7) Accident Reporting Procedures.
(8) Security Procedures.
(9) Aircraft Loading and Handling Manual. (9.3.1.15)
(10) Cabin Crew Member Manual (if required). (9.3.1.17)
(h) An operator shall develop policies and procedures for third parties that perform
work on its behalf
(i) The OM shall conform to the outline contained in IS 9.3.1.2
(c) Each AOC holder shall have approval of the Authority prior to using a training
curriculum for the purpose of qualifying a crew member, or a person performing
operational control functions, for duties in commercial air transport.
(d) Each AOC holder shall submit to the Authority any revision to an approved
training programme and shall receive written approval from the Authority before
that revision may be used.
(e) The Training Programme shall conform to the outline prescribed in IS 9.3.1.3.
(b) Entries in the journey records section shall be made currently and in ink or
indelible pencil.
(c) Completed journey records sections shall be retained to provide a continuous
record of the last 2 years of operations.
The AOC holder shall, for each commercial air transport operation, designate in
writing one pilot as the PIC.
rules.
Note: See Part 8 of these regulations for specific checking requirement.
9.3.1.10 RESERVED
Note: Checklists are part of the AOM, which is a part of the AOC holder’s OM and
is approved by the Authority.
Each AOC holder shall have a system approved by the Authority for obtaining,
maintaining, and distributing to appropriate personnel current information
regarding the mass and balance of each aircraft operated.
(c) Maximum values for flight times and/or flight duty period(s) and duty period(s),
and minimum values for rest periods shall be based upon scientific principles
and knowledge, subject to safety management processes.
(b) In situations without adequate navigation systems reference, the Authority may
authorise day VFR operations that can be conducted safely by pilotage because
of the characteristics of the terrain.
(c) Except for those navigation aids required for routes to alternate aerodromes, the
Authority will list in the AOC holder’s operations specifications non-visual ground
aids required for approval of routes outside of controlled airspace.
(d) Non-visual ground aids are not required for night VFR operations on routes that
the AOC holder shows have reliably lighted landmarks adequate for safe
operation.
(e) Operations on route segments where the use of celestial or other specialised
means of navigation is required shall be approved by the Authority.
Note 1: The operations specifications layout prescribed in paragraph 9.1.1.7 (d)
of this part and IS 9.1.1.7 (b) shall be followed. The bottom row of the operations
specifications provides for “other” authorisations or data. Other authorisations or
data may require the preparation of multiple pages, based on the complexity of
the AOC holder’s operation. It would be appropriate for the Authority to list in the
AOC holder’s operations specifications as “other” authorisations, the non-visual
ground aids required for approval of routes outside of controlled airspace.
Note 2: See ICAO Doc 9613, Performance-Based Navigation (PBN) Manual, for
information on the approval process for operations in RNP airspace and a list of
references to other documents produced by States and international bodies.
- .
Note: See ICAO Annex 11, Chapter 2, for coordination between the AOC holder
and ATS provisions regarding position report messages.
(d) Notwithstanding the provisions in paragraphs 9.3.1.28(b) and (c) of this
subsection, the Authority may, based on the results of an approved risk
assessment process implemented by the AOC holder, allow for variations to
automated reporting intervals. The process shall demonstrate how risks to the
operation resulting from such variations may be managed and shall include at
least the following:
The capability of the AOC holder’s operational control systems and
processes, including those for contacting ATS units;
The overall capability of the aeroplane and its systems;
The available means to determine the position of, and to communicate
with, the aeroplane;
The frequency and duration of gaps in automated reporting;
Human factors consequences resulting from changes to flight crew
procedures; and
Specific mitigation measures and contingency procedures.
Note: Guidance on development, implementation, and approval of the risk
assessment process that allows for variations to the need for automatic reporting
and the required interval, including variation examples, is contained in ICAO Cir
347, Aircraft Tracking Implementation Guidelines.
(e) The AOC holder shall establish procedures, approved by the Authority, for the
retention of aircraft tracking data to assist search and rescue in determining the
last known position of the aircraft.
Note: See 9.1.1.4 of this part for AOC holder responsibilities when using third
parties for the conduct of aircraft tracking under this subsection.
(3) Under the maintenance authorization, the person signing the approval for
return to service shall be licensed in accordance with Part 2 of these
regulations.
9.4.1.3 APPROVAL AND ACCEPTANCE OF AOC MAINTENANCE SYSTEMS AND
PROGRAMMES
(a) Except for pre-flight inspections, each AOC holder shall have its aircraft,
including any associated engine, propeller and part, maintained and approved for
return to service in accordance with 9.4.1.1 of this Part.
(b) Until 31st May 2025, the AOC holder shall not operate an aircraft registered in
Nigeria unless it is maintained and returned to service by an organisation
approved in accordance with Part 6 of these regulations, or under a maintenance
authorization either of which shall be acceptable to the State of Registry.
(c) As of 31st May 2025, each AOC holder conducting scheduled flight operation
shall not operate an aircraft registered in Nigeria unless it is maintained and
returned to service by an organisation approved in accordance with Part 6 of
these regulations.
(d) As of 31st May 2025, each AOC holder conducting non-scheduled flight operation
shall not operate an aircraft unless it is maintained and returned to service by an
organisation approved in accordance with Part 6 of these regulations, or under
a maintenance authorization, either of which shall be acceptable to the State of
Registry.
(1) Where the AOC holder conducting non-scheduled flight operation is
approved to perform maintenance under a maintenance authorization,
such approval shall be limited to line maintenance only.
(e) For aircraft not registered in Nigeria, an AMO approved by the State of Registry
of the aircraft, will be accepted by the Authority
(f) When the Authority approves a maintenance authorization, the persons designated
to sign a maintenance release or airworthiness release shall be licensed in accordance
with Part 2 of these regulations, as appropriate.
9.4.1.6 RESERVED
9.4.1.7 RESERVED
(i) An AOC holder shall not operate an aircraft unless the aircraft is
maintained and approved for return to service using the AOC
maintenance systems required by 9.4.1.3 of this part.
(ii) An AOC holder using an AMO shall not operate an aircraft after
return to service under paragraph 9.4.1.10(a)(1)(i) of this
subsection unless an approval for return to service has been
prepared in accordance with the AOC holder’s MCM procedures
and a logbook entry has been made in the maintenance records
section of the aircraft technical log.
(iii) An AOC holder using a maintenance authorization shall not
operate an aircraft after return to service under paragraph 9.4.1.10
(a)(1)(i) of this subsection unless a logbook entry in the maintenance
records section of the aircraft technical log is prepared or caused to
be prepared by an appropriately licensed and rated person in
accordance with Part 2 of these Regulations, as appropriate. This
approval for return to service shall be made in accordance with the
AOC holder's MCM procedures.
(iv) The AOC holder shall ensure that the PIC of the aircraft has
reviewed the maintenance records section of the aircraft technical
log and has determined that any maintenance performed has
been appropriately documented.
Aircraft technical log – maintenance records section:
(i) An AOC holder shall not operate an aircraft unless the PIC is in
possession of a valid logbook entry in the maintenance records
section of the aircraft technical log to indicate that any
maintenance performed on the aircraft has been satisfactorily
performed and appropriately documented.
9.4.1.11 MODIFICATIONS AND REPAIRS
All modifications and repairs shall comply with airworthiness requirements
acceptable to the State of Registry. Procedures shall be established to ensure
that the substantiating data supporting compliance with the airworthiness
requirements is retained. However, in the case of a major repair or major
modification, the work shall have been performed in accordance with technical
data accepted by the Authority.
(b) An AOC holder may be authorised to perform maintenance, overhaul,
modifications, repairs, and inspections on any aircraft or aeronautical product
under the AOC, provided:
It is performed under a maintenance system established in accordance
with Part 6 of these regulations, that is acceptable to the Authority; and
It is performed in accordance with the approved AOC holder’s operations
specifications.
(c) Until 31st May 2025, an AOC holder using a maintenance system acceptable to
the Authority that wishes to approve for return to service, after major repairs or
major modifications, an aircraft registered in Nigeria shall use a current and valid
licensed AME with an airframe and powerplant rating and shall be qualified in
accordance with Part 2 of these regulations.
(c) Each AOC holder shall, promptly upon completion, prepare a report of each
major modification or major repair of an aircraft or aeronautical product.
(d) The AOC holder shall submit to the Authority a copy of each report of a major
modification and shall keep available for inspection a copy of each report of a
major repair.
(e) The Authority issuing an approval for the embodiment of a modification, repair,
or replacement part shall do so on the basis of satisfactory evidence that the aircraft
is in compliance with airworthiness requirements used for the issuance of the
type certificate, its amendments, or later requirements, when determined by
Authority.
(f) Additional requirements for modifications and repairs are prescribed in
IS 9.4.1.11.
Note: See Chapter 5 of ICAO Doc 9760, Airworthiness Manual, for guidance on
modifications and repairs.
(j) Copies of all amendments to the AOC holder’s maintenance programme shall be
furnished promptly to all organizations or persons to whom the maintenance
programme has been issued.
(c) A reliability programme need not be developed for aircraft not considered large
aircraft or that contain overhaul time periods for all significant aircraft system
components.
(d) The purpose of a reliability programme is to ensure that the aircraft maintenance
programme tasks are effective and that their periodicity is adequate.
(e) A reliability programme may result in the escalation or deletion of maintenance
tasks, as well as de-escalation or addition of maintenance tasks.
(f) A reliability programme provides an appropriate means of monitoring the
effectiveness of the maintenance programme.
9.4.1.15 RESERVED
9.5.1.1 APPLICABILITY
This subpart provides those certification requirements that apply to the AOC
holder’s protection of aircraft, facilities, and personnel from unlawful interference.
9.5.1.2 SECURITY REQUIREMENTS
Each AOC holder shall ensure that all appropriate personnel are familiar with,
and comply with, the relevant requirements of the National Civil Aviation Security
Programmes (NCASP) of the State of the Operator.
Note 1: Further guidance on safety management provisions for air operators are
contained in Part 20 of these regulations and ICAO Doc 9859, Safety
Management Manual (SMM).
Note 2: The carriage of dangerous goods is included in the scope of the
operator’s SMS.
9.6.1.1 APPLICABILITY
This subpart provides those certification requirements that apply to the
management and transport of dangerous goods by air.
9.6.1.3 SCOPE
Each AOC holder shall comply with the provisions contained in ICAO Doc 9284,
Technical Instructions for the Safe Transport of Dangerous Goods by Air,
hereinafter referred to as “Technical Instructions,” on all occasions when
dangerous goods are carried, irrespective of whether the flight is wholly or partly
within or wholly outside the territory of Nigeria. Where dangerous goods are to be
transported outside the territory of Nigeria, the AOC holder shall review and
comply with the appropriate variations noted by Contracting States contained in
Attachment 3 to the Technical Instructions.
(b) Articles and substances that would otherwise be classified as dangerous goods
are excluded from the requirements of this subpart, to the extent specified in the
Technical Instructions, provided they are:
Required to be on board the aircraft for operating reasons;
Carried as catering or cabin service supplies;
Carried for use in flight as a veterinary aid or as a humane killer for an
animal; or
Carried for use in flight for medical aid for a patient, provided that:
(i) Gas cylinders have been manufactured specifically for the purpose
of containing and transporting that particular gas;
(ii) Drugs, medicines, and other medical matter are under the control
of trained personnel during the time when they are in use in the
aircraft;
(iii) Equipment containing wet cell batteries is kept and, when
necessary, secured in an upright position to prevent spillage of the
electrolyte; and
(iv) Proper provision is made to stow and secure all the equipment
during take-off and landing and at all other times when deemed
necessary by the PIC in the interests of safety; or
(v) They are carried by passengers or crew members.
(c) Articles and substances intended as replacements for those described in
paragraph 9.6.1.3(b)(1) of this subsection shall be transported on an aircraft as
specified in the Technical Instructions.
(b) Each AOC holder shall take all reasonable measures to ensure that articles and
substances or other goods that are identified in the Technical Instructions as
being forbidden for transport in normal circumstances, or infected live animals,
are transported only when:
They are exempted by the States concerned under the provisions of the
Technical Instructions; or
The Technical Instructions indicate that they may be transported under an
approval issued by the State of Origin.
9.6.1.5 CLASSIFICATION
Each AOC holder shall ensure that articles and substances are classified as
dangerous goods as specified in the Technical Instructions.
9.6.1.6 PACKAGING
Each AOC holder shall ensure that dangerous goods are packed as specified in
the Technical Instructions.
(b) Packages used for the transport of dangerous goods by air shall:
Be of good quality and shall be constructed and securely closed so as to
prevent leakage that might be caused in normal conditions of transport,
by vibration, or by changes in temperature, humidity, or pressure;
Be suitable for the contents. Packaging in direct contact with dangerous
goods shall be resistant to any chemical or other action of such goods;
Meet the material and construction specifications in the Technical
Instructions; and
Be tested in accordance with the provisions of the Technical Instructions.
(c) Packages for which retention of a liquid is a basic function shall be capable of
withstanding, without leaking, the pressure stated in the Technical Instructions.
(d) Inner packaging shall be packed, secured, or cushioned so as to prevent
breakage or leakage and to control their movement within the outer packaging(s)
during normal conditions of air transport. Cushioning and absorbent materials
shall not react dangerously with the contents of the packaging.
(e) No packaging shall be reused until it has been inspected and found free from
corrosion or other damage. Where a packaging is reused, all necessary
measures shall be taken to prevent contamination of subsequent contents.
(f) If, because of the nature of their former contents, unclean empty packaging may
present a hazard, they shall be tightly closed and treated according to the hazard
they constitute.
(g) No harmful quantity of a dangerous substance shall adhere to the outside of
packages.
dangerous goods are provided with the information as required by the Technical
Instructions to enable them to carry out their responsibilities with regard to the
transport of dangerous goods and the action to be taken in the event of
emergencies arising involving dangerous goods.
(d) INFORMATION TO ACCEPTANCE POINTS PERSONNEL. Each AOC holder
and, where applicable, the handling agent shall ensure that notices are provided
at acceptance points for cargo, giving information about the transport of
dangerous goods, including the actions to be taken in the event of emergencies
arising involving dangerous goods.
(e) INFORMATION TO CREW MEMBERS. Each AOC holder shall ensure that
information is provided in the OM to enable crew members to carry out their
responsibilities with regard to the transport of dangerous goods, including the
actions to be taken in the event of emergencies arising involving dangerous
goods.
(f) INFORMATION TO THE PIC. Each AOC holder shall ensure that the PIC is
provided, as early as is practicable before the departure of the flight, with written
information, as specified in the Technical Instructions.
(g) INFORMATION IN THE EVENT OF AN IN-FLIGHT EMERGENCY. If an in-flight
emergency occurs, the PIC shall, as soon as the situation permits, inform the
appropriate ATS unit, for the information of the aerodrome authorities, of any
dangerous goods on board the aircraft, as provided for in the Technical
Instructions.
(h) INFORMATION IN THE EVENT OF AN AIRCRAFT INCIDENT OR ACCIDENT.
Each AOC holder that is involved in an aircraft incident or accident shall:
As soon as possible, inform the appropriate authority of the State in which
the aircraft incident or accident occurred of any dangerous goods carried;
and
On request, provide any information required to minimise the hazards
created by any dangerous goods carried.
(d) The AOC holder shall provide such information in the OM as will enable the flight
crew to carry out its responsibilities with regard to the transport of dangerous
goods and shall provide instructions as to the action to be taken in the event of
emergencies arising involving dangerous goods.
(NIG.CARS)
APRIL 2023
AOC NUMBER4:
This Certificate Certifies that _____________________________________ 12is authorised to perform commercial air transport operation, as defined in the attached operations
specifications, in accordance with the operations manual and the Nigeria Civil Aviation Regulations Part 913.
16
Date of Issue14: Type of Operation: Name15:
Signature:
4. Insert the unique AOC number, as issued by the State of the Operator.
5. Insert the date after which the AOC ceases to be valid (dd-mm-yyyy).
6. Insert the operator’s registered name.
7. Insert the operator’s trading name, if different from its registered name. Insert “DBA” before the trading name (for “doing
business as”).
8. Insert the operator’s principal place of business address.
9. Insert the operator’s principal place of business telephone and facsimile details, including the country code. Provide the
operator’s email, if available.
10. Insert the contact details. Include the telephone and facsimile numbers, including the country code, and the email address
(if available) at which operational management can be contacted without undue delay for issues related to flight
operations, airworthiness, flight and cabin crew competency, dangerous goods, and other matters, as appropriate.
11. Insert the controlled document, carried on board, in which the contact details are listed, with the appropriate paragraph or
page reference (e.g., “Contact details are listed in the OM. Gen/Basic, Chapter 1, 1.1” or “… are listed in the operations
specifications, page 1” or “… are listed in an attachment to this document”).
12. Insert the operator’s registered name.
13. Insert references to the appropriate regulations.
14. Insert the issuance date of the AOC (dd-mm-yyyy).
15. Insert the name, signature, and title of the Authority representative. In addition, an official stamp may be applied on the
AOC (identification of the Issuing Authority of the State of the Operator).
16 . Type of Operation is in accordance with Nig.CARs
* Scheduled Operations (Passengers only)
* Scheduled Operations (Passenger and Cargo/mail)
* Non-Scheduled Operations (Passenger only)
* Non-Scheduled Operations (Passenger & Cargo/mail)
* Non-Scheduled Operations (Cargo only)
Note: If authorizations and limitations are identical for two or more models, these models may be
grouped in a single list.
(g) The operations specifications layout will be as follows:
Note: The Minimum Equipment List (MEL) constitutes an integral part of the Operations Manual.
Telephone1:____________________________Fax:_________________________-Email:__________________________
AOC No2: ________________ Operator name3: _______________________ Trade Name ………………Issue Date4:………………. :
Operational credits(s)12 ☐ ☐
RVSM13 ☐ N/A ☐ ☐
EDTO 14 ☐ N/A ☐ ☐ Threshold time15 ______minutes
Maximum diversion time:_____minutes
AR navigation specifications for PBN ☐ ☐
operations16
Continuing Airworthiness17 X X
Electronic Flight Bag (EFB)18 ☐ ☐
Issue of CC attestations19 ☐ ☐
Minimum navigation performance ☐ ☐
Specification21
Operations of single-engined turbine ☐ ☐
aeroplane at night or in IMC (SET-IMC)
Helicopter operations with the aid of ☐ ☐
Night Vision Imaging System
Helicopter Hoist Operations ☐ ☐
Helicopter emergency medical Service ☐ ☐
Operations
Helicopter offshore Operations ☐ ☐
Parts Pool Agreement Authorization ☐ ☐
Short Term Escalation Authorization ☐ ☐
Special Flight Permit to conduct ferry ☐ ☐
flight Authorization
Minimum Equipment List Authorization ☐ ☐ Appendix A (2)
Maintenance Contractual Arrangements ☐ ☐
Reliability Program Contractual ☐ ☐
Arrangements Authorization
Maintenance Programme Authorization ☐ ☐ Appendix A (2)
Post holders ☐ ☐ Appendix A (1)
Manuals ☐ ☐ Appendix A (2)
Aircraft wet leasing operations ☐ ☐ Appendix A (3)
Aircraft dry leasing operations ☐ ☐
Simulator Training Facilities ☐ ☐ Appendix A (4)
Aerodromes ☐ ☐ Appendix A (5)
Special Aerodromes ☐ ☐ Appendix A (6)
Maintenance Authorization ☐ ☐ Appendix A (7)
Other20 May be expanded to include other
authorizations not listed
NCAA APPROVAL
Name. Name.
Signature Signature:
Date Date
Notes.—
1) Telephone contact details of the authority, including the country code. Email and fax to be provided if available.
2) Insert the associated AOC number.
3) Insert the operator’s registered name and the operator’s trading name, if different. Insert “dba” before the trading name (for “doing
business as”).
4) Issuance date of the operations specifications (dd-mm-yyyy) and signature of the authority representative.
5) Insert the Commercial Aviation Safety Team (CAST)/ICAO designation of the aircraft make, model and series, or master series, if a
series has been designated (e.g. Boeing-737-3K2 or Boeing-777-232). The CAST/ICAO taxonomy is available at:
http://www.intlaviationstandards.org/.
6) Other type of transportation to be specified (e.g. emergency medical service).
7) List the geographical area(s) of authorized operation (by geographical coordinates or specific routes, flight information region or national
or regional boundaries) as defined by the issuing authority.
8) . List the applicable special limitations (e.g. VFR only, day only).
9) List in this column the most permissive criteria for each specific approval (with appropriate criteria).
10) . Insert the applicable precision approach category (CAT II or III). Insert the minimum RVR in metres and decision height in feet. One line
is used per listed approach category.
11) Insert the approved minimum take-off RVR in metres, or the equivalent horizontal visibility if RVR is not used. One line per approval may
be used if different approvals are granted.
12) List the airborne capabilities (e.g. automatic landing, HUD, EVS, SVS, CVS) and associated operational credit(s) granted.
13) “Not applicable (N/A)” box may be checked only if the aircraft maximum ceiling is below FL 290.
14) If extended diversion time operations (EDTO) specific approval does not apply based on the provisions in Chapter 4, 4.7, select “N/A”.
Otherwise a threshold time and maximum diversion time must be specified.
15) The threshold time and maximum diversion time may also be listed in distance (NM). Details of each particular aeroplane-engine
combination for which the threshold time is established and maximum diversion time has been granted may be listed under "remarks".
One line per approval may be used if different approvals are granted.
16) Performance-based navigation (PBN): one line is used for each PBN AR navigation specification approval (e.g. RNP AR APCH), with
appropriate limitations listed in the “Description” column.
17) Insert the name of the person/organization responsible for ensuring that the continuing airworthiness of the aircraft is maintained and the
regulation that requires the work, i.e. within the AOC regulation or a specific approval (e.g. Nig.CARs 9.2.2.2 (b) (3) )
18) List the EFB functions used for the safe operation of aeroplanes and any applicable limitations. 19. Other authorizations or data can be
entered here, using one line (or one multi-line block) per authorization (e.g. special approach authorization, approved navigation
performance).
19) Approval to conduct the training course and examination to be completed by applicants for a cabin crew attestation as specified in
Nig.CARs 8.10.1.14(c), and 9.3.1.3
20) Other approvals or data may be entered here, using one line (or one multi-line block) per authorisation (e.g. short landing operations,
steep approach operations, helicopter operations to/from a public interest site, helicopter operations over a hostile environment located
outside a congested area, helicopter operations without a safe forced landing capability, operations with increased bank angles,
maximum distance from an adequate aerodrome for two-engined aeroplanes without an EDTO approval, aircraft used for non-
commercial operations).
AC: Accountable Manager; DFO: Director of Flight Operations; CP: Chief Pilot; DCA: Director of Continuing Airworthiness; SM: Safety Manager
2. APPROVED MANUALS
S/N Title of Manual Issue Date Approval Date
1. Operations Manual Part A: General
2. Operations Manual Part B: Aircraft operating
information (Aircraft Type Specific):
(i)
3. Operations Manual Part C: Areas, routes and
aerodromes
4. Operations Manual Part D: Training
5. Ground Operations Manual
6. Ground Operations Training Manual
7. Flight Dispatch Manual
8. Flight Dispatch Training Manual
9. Cabin Crew Manual
10. Cabin Crew Training Manual
11. Cargo Handling Manual
12. Minimum Equipment List (Aircraft Type Specific):
(i)
13. Quality System Manual
14. Maintenance Control Manual
15. Approved Maintenance Programme (Aircraft Type
Specific):
(i)
16. Reliability Programme
17. Maintenance Training Manual
18. Safety Management System Manual
19. Emergency Response Manual
20. Security manual
21. Security Training Manual
22. Weight and Balance Manual (Aircraft Specific)
23. Dangerous Goods Manual
24.
7. MAINTENANCE AUTHORIZATION
Engine Maintenance
Component Maintenance
Specialised Maintenance
Locations of maintenance facilities: As per10 ____________________ of the latest MCM procedures manual
This certificate shall remain valid during the period of validity specified above unless it is surrendered,
superseded, suspended or revoked.
Signature:14 _____________________________________________________________________________
Notes:
1. Name of the authority issuing the approval.
2. Unique approval reference number as issued by the State of Registry.
3. Registered address, telephone and email.
4. Expiry date (dd-mm-yyyy) if applicable, if not applicable, insert N/A.
5. Scope of approval using the classes as follows: aircraft, engine, component or specialized maintenance.
a) aircraft maintenance — large aeroplane, small aeroplane, helicopter, other kind of aircraft (such as glider, balloon,
airship, lightsport aircraft);
b) engine maintenance — categories of engine (such as reciprocating, turbine and electric);
c) components maintenance — standard numbering system (SNS) code derived from ASD/ATA S1000D specification
for identifying the aircraft system applicable to the rating (Airworthiness Manual (Doc 9760, Chapter 10, Attachment F
refers); and
d) specialized maintenance — class of approval necessary for the specialized maintenance using the following ratings:
composite material maintenance, surface treatment such as peening, plating, painting, non-destructive testing, welding,
other unique processes accepted/approved by the State (Doc 9760, Chapter 10, Attachment F refers).
7. Limitation in the scope of approval if required for aircraft, components or specialized maintenance. If the limitations are
described in the approved maintenance organization’s procedures manual a reference to the manual should be included in
the MAINTENANCE AUTHORIZATION certificate.
8. Name of organization authorized to perform maintenance. In the case where a State does not annex terms of approval to
the MAINTENANCE AUTHORIZATION certificate, the State should amend this item as follows: “This certificate
certifies that ____________________________ is authorized to engage in activities listed in this certificate, subject to
compliance with the ______________________ and the latest maintenance organization’s procedures manual.”
9. Reference to relevant State regulations.
10. Reference to the appropriate section/chapter and paragraph of the maintenance organization’s procedures manual in
which the approved locations of the organization’s facilities are listed; for example,
11. Name of the authority representative signing the MAINTENANCE AUTHORIZATION certificate.
12. Date of original issue (if different from the date of current issue), if not, use N/A.
13. Title of the authority representative signing the MAINTENANCE AUTHORIZATION certificate.
14. Signature of the authority representative. In addition, an official stamp may be applied on the MAINTENANCE
AUTHORIZATION certificate.
15. Issuance date of the MAINTENANCE AUTHORIZATION certificate (dd-mm-yyyy).
(c) The Operations Specifications may include other specific authorisations, such as:
(1) Special aerodrome operations (e.g. short take-off and landing operations or land and hold
short operations);
(2) Special approach procedures (e.g. steep gradient approach, instrument landing system
precision runway monitor approach, localizer-type directional aid precision runway monitor
approach, RNP approach, etc.);
(3) Single-engine passenger transport at night or in instrument meteorological (IMC)
conditions;
(4) Operations in areas with special procedures (e.g. operations in areas using different
altimetry units or altimeter setting procedures).
Knowledge of the relevant sample of the AOC holder’s type(s) of aircraft gained through a
formalized training course imparted by a Nig.CARs Part 3 organization, by the aircraft
manufacturer, or by any organization accepted by the Authority. These courses should be at
least in the level of General Familiarization.
(1) Be a holder of Aircraft maintenance Engineers' Licence in the following ratings: Airframes
and Powerplant or Avionics, (ratings on aircraft type not essential) with five (5) years
working experience in line/base maintenance planning or technical services; or
(3) Be a holder of Commercial Pilot Licence (CPL) (For AOC holders only).
(4) Be a person holding any other academic degree other than those listed in paragraph (2) but with
proven in depth knowledge and experience in ISO 9001 requirements, audit skills acceptable
to the Authority;
(5) A minimum of five (5) years working experience in the quality system and / or
maintenance in the aviation industry.
(6) A person with proven satisfactory audit experience, preferably in aviation, acceptable to
the Authority.
(8) Broad knowledge of the aviation and the organisations activities and procedures.
(4) Sound knowledge of the AOC holder’s operations, procedures and activities
(5) Excellent oral and written communication skills;
(6) Problem solving skills;
(7) Project management skills;
(8) Ability to engage honestly and openly with people; and
(9) High degree of personal integrity and ability to maintain confidences;
(i) An AOC holder may employ a person who does not meet the appropriate airman qualifications or
experience if the Authority issues an exemption finding that that person has comparable
experience and can effectively perform the required management functions.
3.0 General
1.1 Terminology.
(a) The terms used in the context of the requirement for the operator’s quality system have the
following meaning:
(1) Accountable Manager. The person acceptable to the Authority, who has corporate
authority for ensuring that all operational and maintenance can be financed and
performed to the standard required by the Authority and any additional requirements
defined by the operator.
(2) Quality assurance. As distinguished from quality control, involves activities in the
business, systems, and technical audit areas. A set of predetermined, systematic
actions that are required to provide adequate confidence that a product or service
satisfies quality requirements.
1.2 Quality Policy.
1.2.1 The operator shall establish a formal, written quality policy statement that is a commitment by the
Accountable Manager as to what the quality system is intended to achieve. The quality policy shall
reflect initial and continued compliance with these regulations, the operator’s manual system, and any
additional requirements defined by the operator or the Authority.
1.2.2 The Accountable Manager is an essential part of the operator’s management organisation. With regard
to the text in paragraph 9.2.2.2(a) of this part, the term “Accountable Manager” is intended to mean the
chief executive/president/managing director/general manager, etc., of the operator’s organisation who, by
virtue of his or her position, has overall responsibility (including financial) for managing the organisation.
1.2.3 The Accountable Manager shall have overall responsibility for the operator’s quality system, including the
frequency, format and structure of the internal management evaluation activities as prescribed in
paragraph 3.9 below.
1.2.4 The quality policy shall clearly define the operator’s purpose, structure, principle and objectives, and all
the services rendered by the operator.
1.3 Purpose of the Quality System.
1.3.1 The quality system shall enable the operator to monitor compliance with these regulations, the operator’s
manual system, and any other standards specified by the operator, or the Authority, to ensure safe
operations and airworthy aircraft and aeronautical products.
1.4 Quality Manager.
1.4.1 The function of the quality manager is to monitor compliance with, and the adequacy of, procedures
required to ensure safe practices and airworthy aircraft and aeronautical products as required by these
regulations. may be carried out by more than one person by means of different, but complementary,
quality assurance programmes.
1.4.2 The primary role of the quality manager is to verify, by monitoring activity in the fields of flight operations,
maintenance, crew training and ground operations, that the standards required by the Authority, and any
1.4.3 additional requirements defined by the operator, are being carried out under the supervision of the
relevant required management personnel.
1.4.4 The quality manager shall be responsible for ensuring that the quality assurance programme is properly
established, implemented and maintained
1.4.5 The quality manager shall:
(a) report to the Accountable Manager;
(b) not be one of the required management personnel; and
(c) have access to all parts of the operator’s, and as necessary, any sub-contractor’s organisation.
1.4.6 In the case of small/very small operators, the posts of the Accountable Manager and quality manager
may be combined.
2.1 Introduction.
2.1.1 The operator’s quality system shall ensure compliance with and adequacy of operational and
maintenance activities requirements, standards, and operational procedures.
2.1.2 The operator shall specify the basic structure of the quality system applicable to the operation.
2.1.3 The quality system shall be structured according to the size and complexity of the operation to be
monitored.
2.2 Scope
2.2.1 As a minimum, the quality system shall address the following:
(a) Relevant terminology;
(b) The applicable requirements of these regulations;
(c) Any additional standards and practices of the operator;
(d) A description of the operator, including the operational structure;
(e) Identification of those persons responsible for the development, establishment, and
management of the quality assurance programme, including a description of their duties and
responsibilities;
(f) Relevant portions of manuals, reports, and records, including a distribution list of all controlled
copies;
(g) The operator’s quality policy;
(h) Quality procedures;
(i) A quality assurance programme, including:
(1) The schedule of the monitoring process;
(2) Audit procedures;
(b) Terms and elements defined in the plan shall be consistent with those outlined in the operator’s
manual system.
(c) Copies of the programme plan shall be distributed to all personnel concerned.
(d) Revisions shall be made as necessary to ensure the plan continues to reflect the operator’s
current quality assurance duties, responsibilities, and procedures.
3.4.1 The operator may decide, depending upon the complexity of the operation, whether to make use of a
dedicated audit team or a single auditor. In any event, the auditor or audit team shall have relevant
operations and/or maintenance experience.
3.4.2 The responsibilities of the auditors shall be clearly defined in the relevant documentation.
3.5 Auditor’s Independence.
3.5.1 Auditors shall not have any day-to-day involvement in the area of the activity that is to be audited. The
operator may, in addition to using the services of full-time dedicated personnel belonging to a separate
quality department, undertake the monitoring of specific areas or activities by the use of part-time
auditors. The operator whose structure and size does not justify the establishment of full-time auditors
may undertake the audit function by the use of part-time personnel from within its own operation or from
external sources under the terms of an agreement acceptable to the Authority. In all cases, the operator
shall develop suitable procedures to ensure that persons directly responsible for the activities to be
audited are not selected as part of the auditing team. Where external auditors are used, it is essential
that any external specialist is familiar with the type of operation and/or maintenance conducted by the
operator.
3.5.2 The operator’s quality assurance programme shall identify the persons within the operation who have the
experience, responsibility, and authority to:
(a) Perform quality inspections and audits as part of ongoing quality assurance;
(b) Identify and record any concerns or findings and the evidence necessary to substantiate such
concerns or findings;
(c) Initiate or recommend solutions to concerns or findings through designated reporting channels;
(d) Verify the implementation of solutions within specific timescales; and
(e) Report directly to the quality manager.
3.6 Audit Scope.
3.6.1 The operator shall monitor compliance with the operational and maintenance procedures it has designed
to ensure safe operations, airworthy aircraft and aeronautical products, and the serviceability of both
operational and safety equipment. In doing so it shall, as a minimum and where appropriate, monitor:
(a) Plans and company objectives;
(b) Operational and maintenance procedures;
(c) Flight safety
(d) Operator’s certification, including operations specifications;
(e) Supervision;
(f) Aircraft performance;
(g) All-weather operations;
(h) Instruments and safety equipment;
(i) Manuals, logs, and records;
(j) Flight and duty time limitations, rest requirements, and scheduling;
(k) Aircraft maintenance – operations interface;
compliance with the requirements of the Authority and any additional requirements defined by the
operator.
3.8.4 Corrective Action Plans: Subsequent to the quality inspection/audit, the individuals responsible for
managing a quality assurance programme shall facilitate the corrective action process by establishing:
(a) The identification and seriousness of any findings or concerns and any need for immediate
corrective action;
(b) The analysis of objective evidence to determine the root cause(s) of the finding or concern;
(c) The identification of planned corrective steps that will ensure that the apparent violation or
concern does not recur;
(d) An implementation schedule, including a time frame for putting corrective steps in place;
(e) The individuals or departments responsible for implementing the corrective action; and
(f) Allocation of resources by the Accountable Manager, where appropriate
3.8.5 Follow-Up: Follow-up audits shall be scheduled when necessary to verify that corrective action has been
performed and that it has been effective. The quality manager shall:
(a) Ensure that corrective action plans are developed in response to findings of non-compliance;
(b) Verify that corrective action plans include the elements outlined in paragraph 3.8.4 above;
(c) Monitor the implementation and completion of corrective action plans;
(d) Provide management with an independent assessment of corrective action plan development,
implementation, and completion; and
(e) Initiate scheduled and/or unannounced follow-up evaluations to ensure the effectiveness of
corrective steps specified in corrective action plans.
3.9 Management Evaluation.
3.9.1 A management evaluation is a comprehensive, systematic, documented review by management of the
quality system and the operator’s policies and procedures. The management evaluation shall consider:
(a) The results of quality inspections, audits, and any other indicators; and
(b) The overall effectiveness of the management organisation in achieving stated objectives.
3.9.2 A management evaluation shall identify and correct trends and shall prevent, where possible, future
nonconformities. Conclusions and recommendations made as a result of an evaluation shall be submitted
in writing to the responsible manager for action. The responsible manager shall be a person who has the
authority to resolve deficiencies or discrepancies and take action.
3.9.3 The Accountable Manager shall decide upon the frequency, format, and structure of internal
management evaluation activities.
3.10 Recording.
3.10.1 The operator shall maintain accurate, complete, and readily accessible records documenting the results
of its quality assurance programme. Records are essential data that enable an operation to analyse and
determine the root causes of non-compliance so that areas of non-compliance can be identified and
addressed.
3.10.2 The following records shall be retained for a period of 5 years:
(a) Audit schedules;
(b) Quality inspection and audit reports;
(c) Special evaluation reports, including trends or other reasons associated with scheduling a
special evaluation;
(d) Responses to findings or concerns contained in the reports;
(e) Corrective action plans and reports submitted in response to findings;
(f) Follow-up and closure reports; and
(g) Management evaluation reports.
3.10.3 The operator shall maintain and secure the records on its premises.
3.10.4 All records shall be made available to the Authority for review.
3.10.5 Proprietary information shall be protected in accordance with applicable laws and regulations.
4.1.2 The ultimate responsibility for the product or service provided by the contractor shall remain with the
operator. A written agreement shall exist between the operator and the contractor clearly defining the
safety-related services and quality to be provided. The contractor’s safety-related activities relevant to the
agreement shall be included in the operator’s quality assurance programme.
4.1.3 The operator shall ensure that the contractor has the necessary authorisation or approval when required
and the resources and competent personnel to undertake the task.
5.0 Quality-Related Briefings and Training
5.1 General.
5.1.1 The operator shall establish effective, well-planned, well-resourced, quality-related briefings for all
personnel.
5.1.2 Those responsible for managing the quality system shall receive training covering:
(a) An introduction to the concept of the quality system;
(b) Quality management;
(c) The concept of quality assurance;
(d) Quality manuals;
(e) Audit techniques;
(a) The following diagrams illustrate two typical examples of operator quality organisations.
A quality system within the AOC holder’s organisation when the AOC holder is also an
AMO certificated under Part 6 of these regulations
(1) Quality systems related to an AOC holder’s organisation where aircraft maintenance is
contracted out to an AMO that is not integrated with the AOC holder.
Address of the operator: PIC’s Name and duty of other crew Aircraft type: Date:
signature:4 member(s):
INCIDENTS/OCCURRENCES/OBSERVATIONS
FLIGHT DATA BLOCK TIME REPORT
REPORT/DEFECTS NOTED10
Mark type of report: Operation/Technical/Other11
Block Time Landings
Also note any de-/anti-icing as instructed12
Total per day
Total previous
report
Total to report
FLIGHT DATA FLIGHT TIME REPORT RETURN TO SERVICE ACTIONS TAKEN13
Next Maintenance Name of certifying staff and
Flight Time
Due applicable regulations
Total this sheet Hours Certifies that the work specified,
except as otherwise specified,
was carried out in accordance
with applicable regulations and
that, with respect to that work,
the aircraft/aeronautical product
is considered ready for return to
service.
Total from Landings Signature
previous sheet
Aeroplane Type: Name of Commander: No. of Pax: ______________ Engine 1 / Engine 2 Type of fluid: _______________ Last release: _________________
____________________________ Refilled: Mixture: ___________________ Total aeroplane hours: __________
Registration: Name and duty of crew member Mass (kg/lbs) ______________/_____________ Time of Deicing Total aeroplane landing: _________
____________________________ Cargo:__________________ Commenced: _______________
Next Maintenance Due:
REGULATIONS
Flight Nb: From: To: No. of Ldg: Name/Signature: Off: On: Time: Take-off: Ldg: Time: Uplift: Take-off: Ldg:
9-79
NIGERIA CIVIL AVIATION
REGULATIONS Implementing Standards: Part 9 – Air Operator Certification and Administration
Note: The master index shall be placed in the front of each document and shall consist of no
more than three levels of indexing. Pages containing abnormal and emergency information shall
be tabbed for direct access.
3.5 A flight safety documents system shall comply with the requirements of the operator’s quality
system, if applicable.
4.0 Deployment
Operators shall monitor deployment of the flight safety documents system to ensure appropriate and
realistic use of the documents based on the characteristics of the operational environment and in a way
that is both operationally relevant and beneficial to operational personnel. This monitoring shall include a
formal feedback system for obtaining input from operational personnel.
5.0 Amendment
5.1 Operators shall develop an information gathering, review, distribution, and revision control
system to process information and data obtained from all sources relevant to the type of
operation conducted, including the State of the Operator, the State of Design, the State of
Registry, manufacturers, and equipment vendors.
Note: Manufacturers provide information for the operation of specific aircraft that emphasises
the aircraft systems and procedures under conditions that may not fully match the requirements
of operators. Operators shall ensure that such information meets their specific needs and those
of the Authority.
5.2 Operators shall develop an information gathering, review, and distribution system to process
information resulting from changes that originate within the operator, including:
(a) Changes resulting from the installation of new equipment;
(b) Changes in response to operating experience;
(c) Changes in the operator’s policies and procedures;
(d) Changes in the operator’s certificate; and
(e) Changes for purposes of maintaining cross-fleet standardisation.
Note: Operators shall ensure that crew coordination philosophy, policies, and procedures are
specific to their operation.
5.3 A flight safety documents system shall be reviewed:
(a) On a regular basis at least once a year;
(b) After major events (e.g., mergers, acquisitions, rapid growth, downsizing);
(c) After technological changes (e.g., introduction of new equipment); and
(d) After changes in safety regulations.
5.4 Operators shall develop methods for communicating new information. The specific methods
shall be responsive to the degree of communication urgency.
Note: As frequent changes diminish the importance of new or modified procedures, it is
desirable to minimise changes to the flight safety documents system.
5.5 New information shall be reviewed and validated, considering its effects on the entire flight
1 N M= 25% of N + 1
(rounded up or down to the closest whole
number)
(e) The age of the wet leased aircraft may not be more than 22 years for Commercial Air Transport
and and may not be more than 25 years old for commercial cargo operations.
(8) Procedures for familiarising passengers with the use of emergency equipment, during
flight.
(9) Emergency equipment and procedures.
(10) The method of designating succession of command of flight crew members.
(11) Procedures for determining the usability of landing and take-off areas, and for
disseminating pertinent information thereon to operations personnel.
(12) Procedures for operating in periods of ice, hail, thunderstorms, turbulence, or any
potentially hazardous meteorological condition.
(13) Airman training programmes, including appropriate ground, flight, and emergency phases.
(14) Procedures for refueling aircraft, eliminating fuel contamination, protection from fire
(including electrostatic protection), and supervising and protecting passengers during
refueling.
(15) Methods and procedures for maintaining the aircraft weight and centre of gravity within
approved limits.
(16) Where applicable, pilot and dispatcher route and airport qualification procedures.
(17) Accident notification procedures.
(18) Procedures and information to assist personnel to identify packages marked or labeled as
containing hazardous materials and, if these materials are to be carried, stored, or
handled, procedures and instructions relating to the carriage, storage, or handling of
hazardous materials, including the following:
(i) Procedures for determining the proper shipper certification and proper
packaging, marking, labeling, shipping documents, compatibility of materials, and
instructions on the loading, storage, and handling.
(ii) Notification procedures for reporting hazardous material incidents.
(iii) Instructions and procedures for the notification of the pilot in command when
there are hazardous materials aboard.
(19) Other information or instructions relating to safety.
(e) The general part or section of the OM shall contain at least the following:
1.0 Administration and Control of Operations Manual
1.1 Introduction.
(a) A statement that the manual complies with all applicable rules and regulations and with the
special limitations and specific approvals of the applicable air operator operations specifications.
(b) A statement that the manual contains operational instructions that are to be complied with by
the relevant personnel in the performance of their duties.
(c) A list and brief description of the various OM parts and their contents, applicability, and use.
(d) Explanations and definitions of terms and words used in the manual.
1.2 System of Amendment and Revision.
(a) A description of who is responsible for the issuance and insertion of amendments and revisions.
(b) A record of amendments and revisions with insertion dates and effective dates.
(c) A statement that hand-written amendments and revisions are not permitted except in situations
requiring immediate amendment or revision in the interest of safety.
(d) A description of the system for the annotation of pages and their effective dates.
(e) A list of effective pages and their effective dates.
(f) Annotation of changes (on text pages and, as practicable, on charts and diagrams).
(g) A system for recording temporary revisions.
(h) A description of the distribution system for the manuals, amendments, and revisions.
(i) A statement of who is responsible for notifying the Authority of proposed changes and working
with the Authority on changes requiring Authority approval.
2.0 Organisation and Responsibilities
2.1 Organisational Structure.
(a) A description of the organisational structure, including the general company organisation and
the operations department organisation.
(b) The relationship between the operations department and the other departments of the
organisation.
(c) In particular, the subordination and reporting lines of all divisions, departments, etc., that pertain
to the safety of flight operations.
(d) Instructions outlining the responsibilities of operations personnel pertaining to the conduct of
flight operations.
2.2 Responsible Managers.
(a) The name of each manager responsible for flight operations, the maintenance system, crew
training, and ground operations.
(b) A description of the function and responsibilities of each manager.
2.3 Authority, Duties, and Responsibilities of Operations Management Personnel.
(a) A description of the authority, duties, and responsibilities of operations management personnel
pertaining to the safety of flight operations and compliance with applicable regulations.
2.4 Authority, Duties, and Responsibilities of a PIC.
(a) A description of the authority, duties, and responsibilities of the PIC.
2.5 Authority, Duties, and Responsibilities of Crew Members Other Than the PIC.
(a) A description of the authority, duties, and responsibilities of all required crew members.
3.0 Operational Control and Supervision
3.1 Supervision of the Operation by the AOC Holder.
A description of the system for supervision of the operation by the AOC holder. This description shall
show how the safety of flight operations and the qualifications of personnel involved in all such
operations are supervised and monitored. In particular, the procedures related to the following items shall
be described:
(a) Specifications for the operational flight plan;
(b) Competence of operations personnel; and
(c) Control, analysis, and storage of records; flight documents; additional information; and safety-
related data.
3.2 System of Promulgation of Additional Operational Instructions and Information.
A description of any system for promulgating information that may be of an operational nature but is
supplementary to the information in the OM, including the applicability of this information and the
responsibilities for its promulgation.
3.3 Safety Management System.
A description of the main aspects of the SMS programme required by 1.6 of these regulations, including:
(a) Safety policy: general expectations;
(b) Safety risk management: general expectations;
(c) Safety assurance: general expectations; and
(d) Safety promotion: general expectations.
3.4 Operational Control.
A description of the objectives, procedures, and responsibilities necessary to exercise operational control
with respect to flight safety.
4.0 Quality System
A description of the quality system adopted.
5.0 Flight Crew
5.1 Crew Composition.
An explanation of the method for determining crew composition, taking into account the following:
(a) Experience (total and type), recency, and qualification of the crew members;
(b) The designation of the PIC and, if required by the duration of the flight, the procedures for the
relief of the PIC or other members of the flight crew; and
(c) The flight crew for each type of operation, including the designation of the succession of
command.
5.2 PIC Designation.
The rules applicable to the designation of a PIC.
5.3 Crew Incapacitation.
Instructions on the succession of command in the event of flight crew incapacitation.
6.0 Flight Crew, Cabin Crew, Flight Operations Officer/Flight Dispatcher, and Other Operations
Personnel Qualifications
6.1 Qualifications.
A description of the required licence rating(s), qualification/competency (e.g., for routes and aerodromes)
experience, training, checking, and recency of experience for operations personnel to conduct their
duties. Consideration shall be given to the aircraft type, type of operation, and composition of the crew.
6.2 Flight Crew.
(a) Operation on more than one type or variant.
6.3 Cabin Crew.
(a) Senior cabin crew member.
(b) Cabin crewmember.
(1) Required cabin crewmember.
(2) Additional cabin crewmember, and
(3) Cabin crewmember during familiarisation flights.
(c) Operation on more than one type or variant.
6.4 Flight Operations Officer/Flight Dispatcher.
6.5 Other Operations Personnel.
7.0 Fatigue Management
7.1 Flight Time, Flight Duty Periods, Duty Period Limitations, and Rest Requirements.
Flight crew;
Cabin crew; and
FOO/flight dispatcher.
7.2 FRMS
8.0 Crew Health
8.1 Crew Health Precautions.
The relevant regulations and guidance for crew members concerning health, including:
(a) Alcohol and other intoxicating liquor;
(b) Narcotics;
(c) Drugs;
(d) Sleeping tablets;
(e) Pharmaceutical preparations;
(f) Immunisations;
(g) Scuba diving;
(h) Blood donation;
(i) Meal precautions prior to and during flight;
(j) Sleep and rest; and
(a) Safety precautions during refuelling and defuelling, including when an auxiliary power unit is in
operation or when a turbine engine is running and, if applicable, when the propeller brakes are
on;
(b) Refuelling and defuelling when passengers are embarking, on board, or disembarking;
(c) Precautions to be taken to avoid mixing fuels; and
(d) A method to ensure the required amount of fuel is loaded.
9.2.2 Aircraft, passenger, and cargo handling procedures related to safety.
A description of the handling procedures to be used when allocating seats, embarking and
disembarking passengers, and loading and unloading the aircraft. Further procedures, aimed at
achieving safety while the aircraft is on the ramp, shall also be given. Handling procedures shall
include:
(a) Sick passengers and persons with reduced mobility;
(b) The permissible size and weight of hand baggage;
(c) The loading and securing of items in the aircraft;
(d) Special loads and classification of load compartments (e.g., dangerous goods, live
animals);
(e) The positioning of ground equipment;
(f) The operation of aircraft doors;
(g) Safety on the ramp, including fire prevention, blast, and suction areas;
(h) Start-up and ramp departure and arrival procedures;
(i) Servicing of aircraft;
(j) Documents and forms; and
(k) Multiple occupancy of aircraft seats.
9.2.3 Procedures for the refusal of embarkation.
Procedures to ensure that persons who appear to be intoxicated or who demonstrate by manner or
physical indications that they are under the influence of alcohol or drugs, except medical patients under
proper care, are refused embarkation.
9.2.4 De-icing and anti-icing on the ground.
Instructions for the conduct and control of ground de-icing/anti-icing operations. A description of the de-
icing and anti-icing policy and procedures for aircraft on the ground. These shall include descriptions of
the types and effects of icing and other contaminants on aircraft while stationary, during ground
movements, and during take-off. In addition, a description of the fluid types used shall be given,
including:
(a) Proprietary or commercial names;
(b) Characteristics;
(c) Effects on aircraft performance; and
(d) Precautions during usage.
Procedures to be followed in the event of the incapacitation of crew members in flight. Examples of the
types of incapacitation and the means for recognising them shall be included.
9.3.7 Cabin safety requirements.
Procedures covering:
(a) Cabin preparation for flight; in-flight requirements; and preparation for landing, including
procedures for securing cabin and galleys;
(b) Procedures to ensure that passengers are seated where, in the event that an emergency
evacuation is required, they may best assist and not hinder evacuation from the aircraft;
(c) Procedures to be followed during passenger embarkation and disembarkation;
(d) Procedures for fuelling with passengers on board, embarking, or disembarking;
(e) Smoking on board; and
(f) The use of portable electronic equipment and cellular telephones.
9.3.8 Passenger briefing procedures.
The contents, means, and timing of passenger briefing.
9.3.9 Procedures for use of cosmic or solar radiation detection equipment – aeroplanes.
Procedures for the use of cosmic or solar radiation detection equipment and for recording its readings,
including actions to be taken in the event that limit values specified in the OM are exceeded. In addition,
the procedures, including ATC procedures, to be followed in the event that a decision to descend or
reroute is taken.
9.4 All-Weather Operations.
9.5 Use of the Minimum Equipment List and Configuration Deviation List.
9.6 Non-Revenue Flights.
Procedures and limitations for:
(a) Training flights;
(b) Test flights;
(c) Delivery flights;
(d) Ferry flights;
(e) Demonstration flights; and
(f) Positioning flights, including the type of persons who may be carried on such flights.
9.7 Oxygen Requirements.
An explanation of the conditions under which oxygen shall be provided and used.
9.8 Helicopter refuelling procedures.
A description of procedures for helicopter refuelling, including:
(a) The doors on the refuelling side shall remain closed;
(b) The door on the non-refuelling side shall remain open;
(c) Firefighting facilities of the appropriate scale shall be immediately available in the case of a fire;
(d) The presence of fuel vapour, if detected, shall cease the refuelling process;
(e) The ground or deck area beneath the exits intended for emergency evacuation shall be kept
clear;
(f) Seat belts shall be unfastened to facilitate rapid egress; and
(g) With rotors turning, only ongoing passengers shall remain on board.
10.0 Dangerous Goods and Weapons
10.1 Transport of Dangerous Goods.
Information, instructions, and general guidance on the transport of dangerous goods, including:
(a) The AOC holder's policy on the transport of dangerous goods;
(b) Guidance on the requirements for acceptance, labelling, handling, stowage, and segregation of
dangerous goods;
(c) Procedures and actions to be taken for responding to emergency situations involving dangerous
goods;
(d) Duties of all personnel involved; and
(e) Instructions on the carriage by the AOC holder’s employees.
10.2 Transport of Weapons.
The conditions under which weapons, munitions of war, and sporting weapons may be carried.
11.0 Aviation Security
11.1 Aviation Security Policies and Procedures.
A description of aviation security policies and procedures for handling and reporting crime (e.g., unlawful
interference, sabotage, bomb threats, and hijacking) on board.
11.2 Aviation Security Instructions and Guidance.
Aviation Security instructions and guidance of a non-confidential nature that shall include the authority
and responsibilities of operations personnel.
11.3 Preventive Security Measures and Training.
A description of preventive security measures and training.
Note: Parts of the aviation security instructions and guidance may be kept confidential.
12.0 Handling of Accidents and Incidents
12.1 Procedures for the Handling, Notifying, and Reporting of Accidents and Incidents.
This section shall include:
(a) Definitions of accidents and incidents and the relevant responsibilities of all persons involved;
(b) Descriptions of the company departments, authorities, or other institutions that shall be notified
in case of an accident or incident, and by which means and in what sequence;
(c) Special notification requirements in the event of an accident or incident when dangerous goods
(h) An adequate number of ground check personnel and flight check personnel to ensure adequate
training and checking of crew members; and
(i) A record system acceptable to the Authority to show compliance with all appropriate training and
currency requirements.
1.4 All Crew Members.
A written training programme shall be developed for all crew members in the emergency procedures
appropriate to each make and model of aircraft flown in or by the crew member. Areas shall include:
(a) Individual instruction in the use of on-board emergency equipment such as fire extinguishers,
emergency breathing equipment, first aid equipment, emergency exits and evacuation slides,
and the aircraft’s oxygen system, including the use of portable emergency oxygen bottles. Flight
crew members shall also practice using the emergency equipment designed to protect them in
case of a flight deck fire or smoke;
(b) Instruction in potential emergencies such as rapid decompression, ditching, firefighting, aircraft
evacuation, medical emergencies, hijacking, and disruptive passengers; and
(c) Scheduled recurrent training to meet Authority requirements.
1.5 All Operations Personnel.
The training syllabi and checking programmes for all operations personnel shall include:
(a) Training in the safe transportation and recognition of all dangerous goods permitted by the
Authority to be shipped by air; training shall include the proper packaging, marking, labelling,
and documentation of dangerous articles and magnetised materials;
(b) All appropriate aviation security training required by the Authority; and
(c) A method of providing any required notification of an accident or incident involving dangerous
goods.
1.6 Operations Personnel Other Than Crew Members.
For operations personnel other than crew members (e.g., FOO, handling personnel), a written training
programme shall be developed that pertains to their respective duties. The training programme shall
provide for initial, recurrent, differences, specialised, and any other training required by the Authority.
An AOC holder shall retain all documentation required by the Authority, or the Authority of another State
in which the AOC holder is operating, for the time specified by the respective Authority or for the time
period needed to show compliance with appropriate regulations or this OM, whichever is longer.
compliance with the aircraft’s, maintenance programme including any life limits applicable to
components. Thorough and accurate continuing airworthiness records are necessary to establish
the validity of the aircraft’s Certificate of Airworthiness.
The maintenance record entries should provide enough information to demonstrate that
compliance to the airworthiness requirements has been met.
The AOC holder shall ensure that AMOs have detailed procedures in their manual that prescribe
the form and content and of maintenance records. If maintenance is carried out by persons or
organizations other than AMOs, the operator needs to ensure that the form and content of
maintenance records are prescribed in the AOC holder’s MCM.
The following information, as applicable, shall be entered in the maintenance record:
(1) the identification of the aircraft on which maintenance has been carried out, including make,
model, registration and serial number
(2) the identification of the component on which maintenance has been carried out, including the
part number and serial number of the component
(3) description of the work performed and a reference to approved data used
(4) the aircraft total time in service;
(5) component time since new (TSN), time since overhaul (TSO) and, if applicable, cycles since
new and cycles since overhaul;
(6) if a part has been replaced, the part number and serial number of the part;
(7) signature and license or authorization number of the certifying personnel, and
(8) the date
Maintenance release entries shall contain a description of the work performed in enough detail to
show that the requirements for the issuance of a maintenance release have been met.
Appropriately licensed persons in accordance with Part 2 of this regulations shall accomplish the
requirements contained in MCAI and are required to certify compliance in the maintenance record.
The AOC holder shall ensure that maintenance personnel make appropriate entries in the
maintenance records
The continuing airworthiness records showing compliance with MCAI shall include:
(1) MCAI information (number and title), including revision or amendment numbers;
(2) where the MCAI is generally applicable to the aircraft or component type but is not applicable
to the particular aircraft or component being maintained, this shall be identified in the
maintenance record accordingly with an authorized signature
(3) the date when MCAI was accomplished
(4) for a multi-part instruction, which parts have been accomplished. If the entire MCAI was
accomplished reference the entire instruction by title
(5) the method of accomplishment of the instruction together with the inspection result,
accurately described;
(6) if the MCAI requires recurring action, an indication of the next recurring action interval; and
(7) certification by licensed personnel, in accordance with Part 2 of this regulation, for the
accomplishment of the MCAI
Appropriate details of modifications and repairs shall include records identifying any modification or
repair, along with a reference to the approved data used and a description of the work performed
with maintenance release information. Major modification and major repairs shall be recorded in a
form and manner as prescribed by the Authority. The records required under this paragraph shall
include at least the following:
Records about aircraft or component inspection status found during inspections shall include
information about defects or unairworthy conditions, details of faults and any subsequent
rectification, the total time in service as appropriate and the state of maintenance when it enters the
AMO’s facilities
When AOC holders wish to take advantage of modular design (e.g. modular assembled gas
turbines where a specification of a true total time in service is not relevant), the total time in service
and maintenance records for each module shall be maintained. The maintenance records as
specified shall be kept with the module and must show compliance with any mandatory
requirements pertaining to that module.
Records must be structured or stored in such a way as to facilitate auditing.
AOC holders have the overall responsibility to ensure the compatibility of all design changes
incorporated in their aircraft.
(1) The AOC holder contracting with an installer for incorporation of any aircraft modification
or repair shall provide the installer with information on all existing design changes to the
aircraft so that compatibility may be verified. Any questions of design change
incompatibility which may arise during installation or in service shall be thoroughly
investigated by consultation with the approval authority or approval holder. In every case
of incompatibility between modifications or repairs, the problem must be corrected and it
must be established to the satisfaction of the Authority of the State of Registry that the
modified aircraft continues to comply with the applicable standards of airworthiness
(2) The AOC holder should promptly report any design change incompatibilities detected
during installation or in service to the approval holder, to the installer and to the Authority.
(b) Each AOC holder shall incorporate into the existing operating data of the aircraft the following data
pertaining to a modification or repair as applicable:
(i) Supplements to the approved aircraft flight manual;
(ii) maintenance instructions;
(iii) instructions for continuing airworthiness; and
(iv) repair instructions.
(iii) Changes to maintenance program. The changes made to the maintenance program
required by paragraphs (2)(i) and (2)(ii) of this subsection, and any later revisions to these
changes, must be submitted to the Authority for review and approval.
(2) After March 10, 2011, no AOC holder may operate an airplane having maximum type certificated
passenger seating capacity of 30 or more; or a maximum payload capacity of 7,500 pounds or
more unless the maintenance program for that airplane includes inspections and procedures for
EWIS.
(3) The proposed EWIS maintenance program changes applicable to each affected airplane (including
those ICA developed for supplemental type certificates installed on each airplane)must be based
on EWIS Instructions for Continued Airworthiness (ICA) that have been approved by the State of
Design
(4) After March 10, 2011, before returning an airplane to service after any alterations for which EWIS
ICA are developed, the AOC holder must include in the airplane's maintenance program
inspections and procedures for EWIS based on those ICA.
(5) The EWIS maintenance program changes identified in paragraphs (1) and (2) of this subpart and
any later EWIS revisions must be submitted to the Authority for review and approval.
(6) This subpart does not apply to the following airplane models:
(2) For each airplane on which an auxiliary fuel tank is installed under a field approval, before June 16,
2008, the AOC holder must submit to the Authority proposed maintenance instructions for the tank
that meet the requirements of the Type Certificate (TC) Holder/Supplemental Type certificate
(STC) Holder (c) After December 16, 2008, no AOC holder may operate an airplane identified in
paragraph (1) of this subsection unless the maintenance program for that airplane has been
revised to include applicable inspections, procedures, and limitations for fuel tanks systems.
(3) After December 16, 2008, no AOC holder may operate an airplane identified in paragraph (1) of
this subsection unless the maintenance program for that airplane has been revised to include
applicable inspections, procedures, and limitations for fuel tank systems.
(4) The proposed fuel tank system maintenance program revisions must be based on fuel tank system
Instructions for Continued Airworthiness (ICA) that have been approved by the State of Design.
(5) After December 16, 2008, before returning an aircraft to service after any alteration for which fuel
tank ICA are developed, the AOC holder must include in the maintenance program for the airplane
inspections and procedures for the fuel tank system based on those ICA.
(6) The fuel tank system maintenance program changes identified in paragraphs (4) and (5) of this
subsection and any later fuel tank system revisions must be submitted to the Authority for review
and approval.
(7) This subpart does not apply to the following airplane models
(i) Bombardier CL-44
(ii) Concorde
(iii) deHavilland D.H. 106 Comet 4C
(iv) VFW-Vereinigte Flugtechnische Werk VFW-614
(v) Illyushin Aviation IL 96T
(vi) Bristol Aircraft Britannia 305
(vii) Handley Page Herald Type 300
(viii) Avions Marcel Dassault - Breguet Aviation Mercure 100C
(ix) Airbus Caravelle
(x) Lockheed L-300
Default LOV
Compliance date—months after
Airplane model [flight cycles (FC)
January 14, 2014
or flight hours (FH)]
Default LOV
Compliance date—months after
Airplane model [flight cycles (FC)
January 14, 2014
or flight hours (FH)]
Default LOV
Compliance date—months after
Airplane model [flight cycles (FC)
January 14, 2014
or flight hours (FH)]
757 60 50,000 FC
767 60 50,000 FC
777F 72 11,000 FC
Default LOV
Compliance date—months after
Airplane model [flight cycles (FC)
January 14, 2014
or flight hours (FH)]
L-1011 30 36,000 FC
Default LOV
Compliance date—months after
Airplane model [flight cycles (FC)
January 14, 2014
or flight hours (FH)]
188 30 26,600 FC
McDonnell Douglas—
Existing1 Models Only:
Default LOV
Compliance date—months after
Airplane model [flight cycles (FC)
January 14, 2014
or flight hours (FH)]
Default LOV
Airplane model [flight cycles (FC)
or flight hours (FH)]
Airbus:
Boeing:
Bombardier:
BD-700 15,000 FH
Gulfstream:
GV 40,000 FH
GV-SP 40,000 FH
Lockheed:
(ii) Deactivate or remove an IMM or FRM once installed unless it is replaced by a means that
complies with paragraph (4) of this subsection.
(7) Maintenance Program Revisions. No AOC holder may operate an airplane for which airworthiness
limitations have been approved by the State of Design after the airplane is modified in accordance
with paragraph (4) of this subsection unless the maintenance program for that airplane is revised to
include those applicable airworthiness limitations.
(8) After the maintenance program is revised as required by paragraph (7) of this subsection, before
returning an airplane to service after any alteration for which airworthiness limitations are required
by fuel tank flammability, the AOC holder must revise the maintenance program for the airplane to
include those airworthiness limitations.
(9) The maintenance program changes identified in paragraphs (7) and (8) of this subsection must be
submitted to the Authority for review and approval prior to incorporation.
(10) The requirements of paragraph (4) of this subsection do not apply to airplanes operated in all-cargo
service, but those airplanes are subject to paragraph (6) of this section.
(11) The compliance dates specified in paragraph (5) of this subsection may be extended by one year,
provided that:
(i) No later than March 26, 2009, the AOC holder notifies the Authority that it intends to
comply with this paragraph;
(ii) No later than June 24, 2009, the AOC holder applies for an amendment to its operations
specification in accordance with part 9 of this regulations and revises the operations
manual required by part 9 to include a requirement for the airplane models specified in
Table 4 of this section to use ground air conditioning systems for actual gate times of
more than 30 minutes, when available at the gate and operational, whenever the ambient
temperature exceeds 60 degrees Fahrenheit; and
(iii) Thereafter, the AOC holder uses ground air conditioning systems as described in
paragraph (11)(ii) of this subsection on each airplane subject to the extension.
(12) For any AOC holder for which the operating certificate is issued after December 26, 2008, the
compliance date specified in paragraph (5) of this section may be extended by one year, provided
that the AOC holder meets the requirements of paragraph (11)(ii) of this subsection when its initial
operations specifications are issued and, thereafter, uses ground air conditioning systems as
described in paragraph (11)(ii) of this subsection on each airplane subject to the extension.
(13) After the date by which any person is required by this section to modify 100 percent of the affected
fleet, no AOC holder may operate in passenger service any airplane model specified in Table 4
unless the airplane has been modified to comply with fuel tank flammability requirements.
(14) No AOC holder may operate any airplane on which an auxiliary fuel tank is installed after
December 26, 2017 unless the Authority has certified the tank as compliant with fuel tank
flammability requirements.
(15) Exclusions. The requirements of this section do not apply to the following airplane models:
(i) Convair CV-240, 340, 440, including turbine powered conversions.
(ii) Lockheed L-188 Electra.
(iii) Vickers VC-10.
Model—Boeing Model—Airbus
777 Series
767 Series
Table 4
Model—Boeing Model—Airbus
767 Series
757 Series