Tom N. Tombaugh Et Al (1992) The MiniMental State Examination - A Comprehensive Review
Tom N. Tombaugh Et Al (1992) The MiniMental State Examination - A Comprehensive Review
Tom N. Tombaugh Et Al (1992) The MiniMental State Examination - A Comprehensive Review
Objective: The purpose of this paper is to provide a compre- of sensitivity for moderate-to-severe cognitive impairment
hensive review of information accumulated over the past 26 and lower levels for mild degrees of impairment. Content
years regarding the psychometric properties and utility of the analyses revealed the MMSE was highly verbal, and not all
Mini-Mental State Examination (MMSE). items were equally sensitive to cognitive impairment. Items
Participants: The reviewed studies assessed a wide variety measuring language were judged to be relatively easy and
of subjects, ranging from cognitively intact community resi- lacked utility for identifying mild language deficits. Overall,
dents to those with severe cognitive impairment associated MMSE scores were affected by age, education, and cultural
with various types of dementing illnesses. background, but not gender.
Main Outcome Measures: The validity of the MMSE was Conclusions: In general, the MMSE fulfilled its original goal
compared against a variety of gold standards, including DSM- of providing a brief screening test that quantitatively assesses
111-R and NINCDS-ADRDA criteria, clinical diagnoses, Ac- the severity of cognitiveimpairmentand documents cognitive
tivities of Daily Living measures, and other tests that puta- changes occurring over time. The MMSE should not, by itself,
tively identify and measure cognitive impairment. be used as a diagnostic tool to identify dementia. Suggestions
Results: Reliability and construct validity were judged to be for the clinical use of the MMSE are made. J Am Geriatr SOC
satisfactory.Measures of criterion validity showed high levels 40922-935,1992
he use of screening tests to provide brief, objective umenting cognitive change.” The MMSE was not, on
‘
and has been incorporated into several standardized
interviews designed to assess co nitive impairment and
to help diagnose dementia.”, 13, Moreover, the MMSE
serves as one of the tests recommended by the National
Institute of Neurological and Communicative Disorders
and Visual Construction (1 point). Originally, however,
all of the orientation questions were combined into a
single orientation category, and the visual construction
task was classified as one of the language items.
were employed, a convention adopted by most subse- ability exists, a prediction substantiated by the .96
quent studies. Exceptions to this practice, however, alpha obtained with a mixed sample of hospital pa-
have included words such as shirt, brown, honesty, t i e n t ~Second,
. ~ ~ since the MMSE attempted to measure
flag, ball, tree, rose, ring, elephant, and d ~ g . ’ ~ - ’ ~ a variety of cognitive processes, item heterogeneity was
Attention and Calculation Folstein et al’ routinely intentionally created. Thus, in this case, lower alpha
administered the serial 7s task on every test. However, levels may be viewed as desirable.
patients were permitted to spell the word WORLD Test-Retest Reliability In order to reduce the in-
backward if they could not or would not perform the fluence that illness-induced changes might exert on
serial 7s task. While using WORLD as an alternative reliability estimates, reliability coefficients only are re-
task has been followed in many studies, several other ported from studies where the test-retest interval was
procedures have been adopted. Some applications, 2 months or less. The results from these studies (Table
including CERAD,13 use only WORLD23-26 while 1) show that reliability coefficients for both cognitively
others, including CAMDEX,” use only the serial 7s intact and impaired subjects generally fell between .80
task.”, 2op27, Others routinely include both tasks, and .95. These reliability estimates are consistent with
which are scored in one of the following ways: (1)the those reported by Lesher and WhelihanS3 for other
higher of the two scores is used 2,16,19,21,29-33; (2) the brief cognitive screening tests. The unusually low coef-
two scores are combined21,30r34r35 or (3) each task is ficient of .56 for delirium patients45probably reflects
analyzed separately.16,22, 36, 37 Variations also exist in
how WORLD is scored.’,13, 23, 36, 38 coefficient for the control subjects in the Moms et al. z
the fluctuating course of this illness. The .38 reliabilit
generally accepted criteria or gold standard (eg, DSM- It is also important to determine how well a positive
111, NINCDS-ADRDA, clinical judgment) (ie, true pos- or negative test result actually predicts the presence or
itives/total number of impaired cases). Specificity refers absence of impairment. If someone obtains a MMSE
to the MMSE's ability to correctly identify those indi- score of 22, for instance, what is the probability that
viduals who previously have been classified as cogni- cognitive impairment actually exists? The predictive
tively intact (ie, true negatives/total number of cogni- value of a positive test is the ratio of correctly identified
tively intact cases). Sensitivity and specificity data can positive cases to the total number of positive cases (ie,
be used to derive a likelihood ratio [sensitivity/(l- true positives/[true positives + false positives]), while
specificity)]that may be helpful in interpreting a MMSE the negative predictive value refers to the ratio of
score for an individual from a particular population correctly identified negative cases to the total number
(eg, community, hospital), provided the prevalence of of negative cases (true negatives/[true negatives + false
the cognitive impairment is known for the population. negatives]).
(For further information see Refs. 62 and 63). Table 2 shows 25 experiments for which sensitivity
1AGS-SEPTEMBER 1992-VOL.40, NO.9 MINI-MENTAL STATE EXAM 925
TABLE 2. CRITERION VALIDITY FOR MMSE USING 23/24 CUT-OFF SCORES
Mean
Sample Groups n Age* Score Criteria Results**
Dementia Subjects
Folstein et all 1. Cognitively intact 63 74 28 Psychiatric di- Sensitivity = 100%
Exp 1 2. Dementia 29 80 10 agnosis Specificity = 100%
Positive prediction = 100%
Negative prediction = 100%
Exp 2 Dementia 8 76 7 Psychiatric di- Sensitivity = 100%
agnosis
Exp 3 Dementia 9 74 12 Psychiatric di- Sensitivity = 100%
agnosis
Anthony et a145 1. Cognitively intact 74 20-89+ 26 DSM-111 Sensitivity = 87%
2. Dementia or de- 23 20-80+ 15 Specificity = 82%
lirium Positive prediction = 60%
Negative Prediction = 95%
Goldschmidt et 1. Cognitively im- 23 55 20 Clinical assess- Sensitivity = 100%
a164 paired ment
Folstein et all'
Comparison 1 1. Cognitively intact 106 65+ DSM-111 Sensitivity = 100%
(no clinical diag- Specificity = 62%
noses) Positive prediction = 44%
2. Dementia 32 65+ Negative prediction = 100%
Comparison 2 1. Cognitively intact 90 65+ DSM-111 Sensitivity = 100%
(clinical diag- Specificity = 46%
noses Positive prediction = 40%
2. Dementia 32 65+ Negative prediction = 100%
Kay et a134
Comparison 1 1. Cognitively intact 235 70-80+ DSM-111 Sensitivity = 69%
2. Dementia (mild, 39 70-80+ Specificity = 89%
moderate & se-
vere)
Comparison 2 1. Cognitively intact 235 70-80+ DSM-111 Sensitivity = 100%
2. Dementia (mod- 13 70-80+ Specificity = 85%
erate & severe
only)
Davous et aP5 1. Cognitively intact 56 70*** 27 DSM-I11 Sensitivity = 93%
Comparison 1 (functional disor- NINCDS- Specificity = 100%
ders & neurol- ADRDA Positive prediction = 100%
ogy) 44 74 15 Negative prediction = 95%
2. Dementia
Comparison 2 1. Cognitively intact 33 57 26 DSM-111 Sensitivity = 93%
(psychiatric ill- NINCDS- Specificity = 82%
ness) ADRDA Positive prediction = 87%
2. Dementia 44 74 15 Negative prediction = 90%
Fisk and Pannil166 1. AD 113 77 15 DSM-111 Sensitivity = 89%
Foreman4* 1. Cognitively intact 33 66-85 DSM-111 Sensitivity = 82%
2. Dementia or de- 33 66-85 Specificity = 80%
lirium Positive prediction = 80%
Negative prediction = 82%
Huff et a167 1. Cognitively intact 86 63 29 NINCDS- Sensitivity = 44%
2. AD 79 67 22 ADRDA
Pfeffer et a16' 1. AD 162 65+ DSM-111-R Sensitivity = 20%
NINCDS-
ADRDA
Jackson and 1. Cognitively intact 38 27 Clinical assess- Sensitivity = 85%
RamsdelP9 2. Dementia 294 15 ment Specificity = 87%
Positive prediction = 98%
Negative prediction = 43%
Kafonek et a149 1. Cognitively intact 22 77 DSM-111 Sensitivity = 79%
2. Dementiaorde- 47 77 14*** Specificity = 86%
lirium Positive prediction = 92%
Negative prediction = 66%
O'Connor et aP2 1. Cognitively intact 285 75+ 20 CAMDEX Sensitivity = 86%
2. Dementiaorde- 196 75+ 13 Specificity = 92%
lirium Positive prediction = 55
926 TOMBAUGH AND MCINTYRE 1AGS-SEPTEMBER 1992-VOL.40, NO. 9
TABLE 2. CONTINUED ~
Mean
Sample Groups n Age* Score Criteria Results**
Knopman and 1. Cognitivelyintact 55 74 29 NINCDS- Sensitivity = 54%
Ryberg7' 2. AD 28 74 23 ADRDA Specificity = 96%
Positive prediction = 88%
Negative prediction = 80%
Reed et a17' 1. AD 21 70 20 NINCDS- Sensitivity = 57%
ADRDA
Black et a17*
Comparison 1 1. Cognitively intact 80 70+ Clinical assess- Sensitivity = 100%
2. Dementia(proba- 31 70+ ment plus Specificity = 66%
ble & definite) AGECAT#
Comparison 2 1. Cognitively intact 80 70+ Clinical assess- Sensitivity = 89%
2. Dementia(proba- 47 70+ ment Specificity = 70%
ble (definite &
mild)
Galasko et alZ1 1. Cognitively intact 74 70 29 NINCDS- Sensitivity = 68%
2. AD 74 71 20*** ADRDA Specificity = 100%
Positive prediction = 100
Negative prediction = 76%
Jorm et alZ9 1. Cognitivelyintact 45 80 DSM 111 Sensitivity = 76%
2. Dementia 24 80 Specificity = 73%
Murden et alZ2 1. Cognitively intact 148 60-99 Research crite- Sensitivity = 96%
2. Dementia 110 ria Specificity = 81%
Positive prediction = 79%
Negative prediction = 97%
Neurological and
Psychiatric Sub-
jects
DePaulo and 1. Cognitively intact 26 44 28 Clinical assess- Sensitivity = 50%
F01stein~~ 2. Cerebrallesions 42 56 23 ment Specificity = 100%
Positive prediction = 100%
Negative prediction = 55%
Dick et a147 1. Cognitively intact 93 49 Clinical assess- Sensitivity = 76%
2. Neurological & 50 54 ment Specificity = 96%
cognitive impair- Positive prediction = 90%
ment Negative prediction = 88%
Lautenschlaeger et 1. Non-organic 64-92 Clinical assess- Sensitivity = 76%
a175 2. Organic 64-92 ment Specificity = 64%
Schwamm et a176 1. CNS lesion (ex- 30 54 22 Clinical assess- Sensitivity = 52%
cluded dementia ment
& delirium)
Chandler and 1. Mixed psychiatric 102 28 DSM-III& Sensitivity = 33%
Gemdt77 without cognitive NINCDS- Specificity = 91%
impairment or ADRDA Positive prediction = 31 %
depression Negative prediction = 92%
2. Mixed organic 12 53 24
mental disorder
with cognitive
impairment
Faustman et a17' 1. Mixed psychiatric 76 29 Luria-Nebraska Sensitivity = 21 %
without cognitive Neuro- Specificity = 96%
impairment Psychological Positive prediction = 50%
2. Mixedpsychiatric 14 27 Battery Negative prediction = 87%
with cognitive
impairment
Note: See text for explanation of sensitivity, specificity, positive prediction, and negative prediction.
Note: DSM 111 (Diagnostic and Statistical Manual of the American Psychiatric Association-Third Edition); NINCDS-ADRDA (National Institute of
Neurological and Communicative Disorders and Stroke-Alzheimer's Disease and Related Disorders Association).
* Single age score represents mean age. Pair of age scores represents range of ages.
** Prediction ratios are unadjusted for estimated prevalence rates.
*** Estimated by authors.
# AGECAT is a computer program for analyzing scores on the Geriatric Mental Status (GMS) exam.
JAGS-SEPTEMBER 1992-VOL. 40, NO. 9 MINI-MENTAL STATE EXAM 927
and specificity data were cited or could be derived from ificity when psychiatric patients are included in the
information in the article. Only studies that used the comparison group. Davous et a165reported 100% spec-
criterion score of 23 or less (23/24) are included. ificity when the control group consisted of patients
Sensitivity: Dementia Subjects Anthony et a145 with neurological or "functional" disorders, but only
were the first to employ the 23/24 cut-off score to 82% when psychiatric patients were used. A similar
determine the sensitivity of the MMSE. The cut-off trend was reported by Folstein et all8 in a community
criterion was based on data originally reported by survey. Specificity was 62% for elderly subjects with-
Folstein et all that suggested that a high, if not perfect, out a clinical diagnosis and 46% for a mixed group of
level of sensitivity would occur if the cut-off criterion community-dwelling subjects diagnosed as having
was set at 23/24. Anthony et a145selected 99 of 101 some type of a DSM-I11 condition. As discussed later,
consecutive admissions to a general medical ward who the demographic characteristics of the sample also
were classified as either cognitively impaired or intact affect specificity levels.
based on the presence/absence of delirium or dementia
as assessed by a psychiatrist using DSM-II173criteria. Correlation with Other Tests*
The MMSE correctly identified 20 of the 23 impaired
patients (87% sensitivity). Table 2 shows that similar The degree to which the MMSE is correlated with
levels of sensitivity have been reported in approxi- other tests measuring cognitive functioning provides
mately 75% of comparisons using dementia patients. evidence of construct validity. These correlations are
A related and perhaps more critical clinical question is reviewed below.
how well does a positive test score predict the presence Cognitive Screening Tests Correlations ranging
of dementia. Inspection of the positive prediction data from -0.66 to -0.93 were obtained from the
reveals that in approximately 70% of the studies, a studies27,28,48,50.65 that compared the MMSE with
MMSE score of less than 23 was associated with the either the original 26-item Blessed Information-Mem-
diagnosis of dementia in at least 79% of the cases. ory-Concentration test (BIMC)" or the shortened 6-
The major variable that appears to differentiate be- item Blessed Orientation-Memory-Concentration test
tween high and low MMSE sensitivity is the level of (BOMC).83The negative sign occurs because the MMSE
cognitive impairment in the dementia groups. The adds the number of correct answers while the Blessed
probability of obtaining high levels of sensitivity in- sums the number of errors. Given the high degree of
creases as impairment increases. For example, all stud- overlap in items, the high correlation is not unexpected.
ies with a mean MMSE score of 15 or less for the Additional research has shown that correlations gen-
demented subjects report relatively high levels of sen- erally falling within the .70 to .90 range exist between
sitivity. The two studies with a mean MMSE score MMSE scores and those obtained from a representative
greater than 2067,70 for the impaired group reported sampie of other cognitive screening tests administered
low levels of sensitivity (44% and 68%). In addition, to a variety of different types of subjects.29,42-44,
higher sensitivity has been reported with hospital or Intelligence and Memory Tests Since the MMSE
clinic samples relative to community surveys. This oripally was designed to assess the construct of gen-
trend probably reflects the over-representation of mod- eral cognitive ability, Folstein et al' compared MMSE
erate and severe cognitive impairment compared to scores to those obtained on the Wechsler Adult Intel-
community samples. ligence Scale.94They found a correlation of .78 with
Sensitivity: Neurological and Psychiatric Subjects the Verbal Scale and .66 with the Performance Scale.
As shown in Table 2, the sensitivity of the MMSE for Comparable findings have been reported in several
general neurology and psychiatry patients usually is other studies using a variety of different types of
low, ranging from 21% to 76%. Two reasons are fre- subje~ts.25,47~60,78,95-97 The failure of some studies to
quently cited for this. Probably because of its bias obtain significant correlation^^^, 96 occurred where the
toward verbal items, the MMSE is relatively insensitive average MMSE score was 27 or above and probably
to damage in the right hemisphere, causing an increase reflects a range restriction due to the truncated distri-
in false negative^.^^,^^, 79,80 As well, the language items bution of scores. Moderate-to-high correlations were
are too simple to detect mild impairments.21,35, 47, 76,81 also obtained with the Wechsler Memory S~ale.9~. 97
In addition, according to Chandler and G e ~ m d the t~~ Neuropsychological Tests Modest-to-high corre-
heterogeneity of neurological patients makes it difficult lations between scores on the MMSE and those ob-
to identify cognitive impairment. It should be noted tained on various cognitive tests (eg, Trails B, WMS,
that a high degree of variability also exists in the digit span, story recall, word list recall) used in
positive predictive values, with scores ranging from neuropsychological assessments have been re-
31% to 100%. ported.37* 46, 78, 87, 95, 98, 99 These results are consistent
Specificity Most studies report moderate-to-high with a report by Morris et a15' that factor analysis of
levels of specificity, indicating the members of the several neuropsychological tests loaded on three dif-
control group are readily identified by a score greater ferent factors, and the MMSE loaded equally on aII
than 23. The negative predictive value of the MMSE is factors.
also relatively high due to the low number of false
negative cases. Table 2 shows that the composition of
the control group is an im ortant factor in determining
J2
specificity. Two studies", have shown lowered spec- * A summary table containing the correlations between MMSE scores and
those obtained on other tests is available on request.
928 TOMBAUGH AND MCINTYRE jAGS-SEPTEMBER 1992-VOL. 40, NO,9
Activities of Daily Living (ADL) Measures The functioning that occurs with AD. Several studies have
relationship between cognitive deficits and ability to reported that scales evaluating functional competence,
function independently is critical in dementia. Impaired such as ADL measures, assess a wider range of func-
occupational or social function has been shown to tions than the MMSE and are more appropriate for
covary with severity levels, and the degree of impair- longitudinal studies involving severely demented pa-
ment may serve as a criterion for the diagnosis of tients.19,80,100,121,122
dementia (eg, DSM-111). Thus, MMSE scores should
correlate with measures of functional capacity, such as Other Evidence of Construct Validity
those obtained with the Blessed Dementia Rating Scale
(BDRS),82that assess an individual’s everyday activi- MMSE scores also correlate with other measures that
ties, habits, and personality. Correlations between reflect severity of AD, thus providing additional evi-
MMSE scores and those obtained from ADL scales dence of construct validity. These include urinary
generally range from .40 to .75, indicating that lower inc~ntinence,’~~, 123 -ma~-tality,~~~,lZ4* 125 changing
MMSE scores are related to decreased indepen- health status,’05abnormal behavioral change,1o4*118, 126, 127
dence.19,49.50, 100-107 The ECA Piedmont Health hearing impairment,56* I2O length of time in hospi-
Survey107provides the most extensive ADL data. tal,128-130and extrapyramidal signs.131However, some
MMSE scores from 1,637 community-dwellingindivid- studies have shown that neuropsychologicalmeasures,
uals were correlated (.48) with instrumental activities such as drawing a 3-dimensional cube, were related to
(eg, cooking, caring for finances) but not with physical behaviors such as wandering and urinary incontinence,
activities (eg, dressing, eating). The higher correlation which were not correlated with MMSE scores.98’132
obtained with instrumental, rather than h sical, ADLs
has been reported in several st~dies.6~. p,3x08p Thus, Influence of Demographic and Social Variables
scores on the MMSE are sensitive to a decline in more Educational Level MMSE scores repeatedly have
cognitively demanding functional behavior that is in- been shown to be related to educational attainment.
dependent of physical health and mobility. This association between years of education and MMSE
Finally, since the BDRS originally was validated performance has been reported in studies using hos-
against postmortem neuropathological changes,82, pital patients,47a mixed sample of dementia and cog-
the high degree of relationship between the MMSE nitively intact subjects,133individuals randomly sam-
and BDRS provides indirect evidence that MMSE pled from the community,2.6.16,17,30,31.36,40,107,128,134
scores are correlated to histopathological findings. This and sub’ects screened to exclude delirium and demen-
speculation is supported by the -.70 correlation that tia.17*”, ‘08, 135 The importance of education was re-
existed between MMSE scores and plaque counts.”’ vealed by regression analyses as well, showing that
education accounted for more variance than other de-
mographic variables including gender, race, and social
Longitudinal Studies class.’, 133, 134 In addition, education levels affected
Longitudinal studies with Alzheimer’s patients pro- the distribution of errors across individual items and
vide additional evidence of construct validity. Since categories of items.22. 31.36.45,133,134,136 some studies,
AD is a progressive disease where cognitive func- however, have failed to fiid such a relation.”, 60*90, 137
243
tions decline over time, MMSE scores should decline This may be due, at least in part, to sampling biases
with serial testing. Longitudinal studies using test- caused by an overrepresentation of individuals with
retest intervals ranging from 1 month to 3 years show either high education or severe cognitive impairment,
that MMSE scores for dementia patients, the major- the latter causing a restricted range of very low MMSE
ity classified as AD, significantly declined over scores.
time.50,52,56,58.71,80,92,112-120 Although the rate of de- A central issue emerging from these results is
cline varied between and within studies, it generally whether the effects attributed to education represent a
fell between 2 and 5 points per year. Moreover, the measurement error or a risk factor. The prevalent view
rate of decline in 1 year was not correlated with that is that education introduces a psychometric bias lead-
occurring during the following year.” ing to a misclassification of individuals from different
A substantial degree of variability occurred in those educational backgrounds, and this bias should be cor-
studies employing Alzheimer’s patients. While some of rected by employing norms stratified for education.
the test-retest variability is related to the uneven pro- This position assumes that education reflects a stable
gression of AD and the heterogeneity of subjects pro- characteristic that is not associated with any type of
duced by differences in the duration of illness, age of underlying pathology and, as such, does not constitute
onset, and subclass of AD, the content and psycho- a risk factor. To a large degree, this view is based on
metric properties of the MMSE are contributing factors evidence showing that low educational levels increase
as well. The verbal items (eg, recall of three words, 7s/ the likelihood of misclassifying normal subjects as cog-
WORLD) that make the MMSE sensitive to the pro- nitively impaired (ie, false positives). This is particularly
found decline in memory that occurs in moderately evident when subjects have fewer than 9 years of
demented patientsso.112,118,121 lose their discriminabil- education.22* 45 Higher education levels also may pro-
ity as the severity of the illness increases. Thus, as the duce classification errors. Fillenbaum et al.lo7specu-
lower limits of the scale are approached, the MMSE lated that higher education levels may mask mild im-
becomes less sensitive to the progressive decline of pairment, and O’Connor et aP2 found that all dementia
JAGS-SEPTEMBER 1992-VOL.40, NO. 9 MINI-MENTAL STATE EXAM 929
patients with an MMSE score of 24 or greater (ie, false been reported in community surveys employing ran-
negative) had relatively high levels of education. Thus, dom sampling procedures,zP18,313 34,36,40,107,134 studies
evidence from cross-sectional studies shows that num- in which subjects did not suffer from dementia, delir-
ber of years of education affects both sensitivity and ium, or depre~sion,’~,45, 51, 137 and studies that tested
“
3
of social class and socioeconomic status on MMSE contained in each factor varied among the studies.
133
scores also have been ob~erved.’~,
34, Nevertheless, the results from the studies are important
since they show that the set of cognitive domains
ANALYSIS OF INDIVIDUAL ITEMS measured by the MMSE is certainly less than the seven
Various analyses, including frequency distributions categories into which the questions usually are
of the errors, part-total correlations, item analyses, and grouped.
stepwise regression analyses, have been employed to Finally, studies have determined if serial 7s and
investigate the relationship between individual items reverse spelling of WORLD represent equivalent tasks.
and total MMSE score. Analyses of individual items The overwhelming weight of the data shows they are
from studies containing normal subjects (ie, large com- not comparable. Spelling WORLD backward consist-
munity surveys or ones in which participants were ently produces higher scores than does counting back-
screened to eliminate obvious cases of dementia and ward by sevens.16,19,21,33,36,37,45,137,155-158 Moreover
delirium) revealed that most errors generally occurred Holzer et all6 reported a correlation between serial 7s
in only four of the seven cognitive domains: recall of and WORLD of only .37, with WORLD having a higher
three words, serial 7s/WORLD, pentagon, and orien- correlation with the total score than serial 7s (.47 vs
tation to time.2, 16, 21,24,31.34,40.137 Although the relative .39). Finally, studies on the effects of age, education,
contribution of each domain varied from study to and gender on performance on these two items have
been inconsistent.22.32,36, 45, 155. 156
study, recall of three words usually produced the great-
est number of errors. Errors rarely occurred for orien-
tation to place, registration, and individual language SUGGESTED MODIFICATIONS TO THE MMSE
questions. Several attempts have been made to improve the
Analyses of individual items for Alzheimer’s sensitivity and specificity of the MMSE. Some studies
patients again indicated that the same four cognitive have explored altering the cut-off score, but without
domains consistently produced the greatest number of much success. In general, changing the cut-off points
errors.2,19, 21, 27, 28, 135, The relative difficulty of these alters both the sensitivity and specificity of the test,
items vaned across studies, with the exception that the increasing one while decreasing the other.21,32, 34, 45, 72, 77
greatest percentage of errors generally occurred for A second approach has been to compensate in
recall of three words. The failure to observe a consistent some manner for various ages and/or educational
rank order of difficulty for the other three domains is levels.2,22, 45, 51, 133, 145, ls9 One strategy is to assume
243
attributable, at least in part, to differences in dementia that the MMSE is valid only if the person has 9 or
severity that existed between studies. Although there more years of schooling.22,lo5*133, 145 Another tack is to
are reports that orientation to place is highly predictive generate normative data, stratified for age and/or ed-
of total MMSE scores,21this finding is not consistent u c a t i ~ n . ~Although
~, using different cut-off scores for
and may depend on whether subjects were tested in a various ages and educational levels has its merits, it
familiar (eg, home) or unfamiliar (eg, hospital) environ- also suffers the same problem noted above-attempts
ment.37,56,57 to increase sensitivity usually decrease specificity.
We are aware of only two studies that directly com- A third avenue is using multivariate proce-
pared the performance of normals and Alzheimer’s dures to differentially weight existing MMSE
patients on each item. Brayne and C a l l ~ w a yreported
’~~ items.2,16.21,31,36,38,137,144,160 For example, Cullum et
that “normal”subjects scored significantly higher than al,137using a stepwise regression analysis with highly
dementia patients on all MMSE items except “no ifs, educated normal subjects aged 50 to 80, reported that
and, or buts” and naming two objects (watch, pencil). recall of three words and orientation to time correlated
Galasko et a1,” employing a paired-comparison pro- .87 with total score. Galasko et al,” employing a logis-
cedure for different age and education levels, compared tic-regression model with AD patients, found that the
scores from healthy controls with those obtained by sum of the scores for recall of three words and orien-
Alzheimer’s patients. As expected, the differences be- tation to place resulted in sensitivity and specificity
tween the “normal” and inoderate-to-severe groups levels that were similar to those produced by total
increased on the same items that had previously best MMSE scores. Magaziner et a131 generated a series of
discriminated between mild AD and normals. In addi- prediction equations for different age groups and
tion, a significant difference occurred for the language educational levels. However, results from several
items. Thus, it appears that although the language studies make the generality of these equations ques-
items are useful in distinguishing between normals and ti~nable.’~l-’~~
Alzheimer’s patients, they are much less discriminating A fourth alternative is to modify the content of the
than are the other four categories and are most sensitive MMSE.~, 21,22, 36,45,81, 144 0
ne way to modify the MMSE
to individual differences among patients with moder- would be to exclude questions particularly sensitive to
ate-to-severe AD. This finding is consistent with pre- age, education, and culture or to add questions less
vious findings showing that items are differentially sensitive to these demographic variables. Another ap-
sensitive to disease severity.”, ‘19, 152-154 proach would involve eliminating items with little di-
‘
Three studies were undertaken to determine if the
seven rationally derived cognitive cate ories could
be validated through factor analysis.27, l9 Although
each study yielded a two factor solution, the items
agnostic utility and/or adding items known to be sen-
sitive to cognitive impairment. The need for more
adequate language items, for example, has been men-
tioned by several 47 In some instances, sup-
1AGS-SEPTEMBER 1992-VOL. 40, NO.9 MINI-MENTAL STATE EXAM 931
plementary items have been employed. For example, specific types of cognitive abilities, and activities of
Galasko et alZ1found that adding a word fluency task daily living. Other evidence shows the MMSE to be
decreased error rates and increased the sensitivity of correlated with AD pathology. Longitudinal research
the MMSE from 79.2% to 87.5% for mild AD. Mayeux with dementia patients illustrates its ability to serially
et al" created a modified version of the MMSE document cognitive change.
(mMMS) by adding digit span, recall of four US presi- However, the MMSE is not without problems. Per-
dents, confrontational naming, sentence for repetition, haps the most frequently cited shortcoming relates to
and copy of two additional designs. The mMMS cor- its lack of sensitivity to mild cognitive impairment and
related .89 with the MMSE, has a test-retest reliability its failure to adequately discriminate patients with mild
of .95,'64 and has been employed in several dementia AD from normal patients. Attempts to improve the
studies.81,103,131,165 sensitivity, including altering the cut-off scores, differ-
The most extensive revision of the MMSE was un- entially weighting existing items, modifying the con-
dertaken by Teng et al.'35 The Modified Mini-Mental tent of the items, or using supplementary items, have
State Examination (3MS) maintains the MMSE's basic met with mixed success. The MMSE also has received
format while extensively modifying its content. It con- its share of criticism because of its insensitivity to
tains four new test items, an expanded range of scores progressive changes occurring with severe Alzheimer's
(0-100 rather than 0-30), and modified scoring pro- disease. Moreover, inconsistencies in the way it is
cedures allowing assignment of partial credit on some administered, scored, and interpreted make cross-study
items. Subsequent research5' demonstrated that the comparison difficult. The content of the MMSE is
3MS possesses higher reliability and validity than the highly verbal, lacking sufficient items to adequately
MMSE. Additional information on the psychometric measure visuospatial and/or constructional praxis.
properties of the 3MS should be forthcoming since it Hence, its utility in detecting impairment caused by
currently is being used to assess cognitive impairment focal lesions, particularly those residing in the right
in the Canadian Study on Health and Aging,'66 an hemisphere, is uncertain. Items designed to measure
epidemiological survey sponsored by the Health and language functions also tend to be overly simplistic
Welfare Canada. and tend to be insensitive to mild linguistic deficits,
A fifth alternative has been to include the MMSE as hence increasing the number of false negative errors.
part of a battery of tests. For example, Pfeffer et Some of the shortcomings may have occurred be-
developed the Mental Function Index (MFI) by using a cause the MMSE, in its current form, is expected to
discriminant function analysis to obtain weighted provide too many different types of screening func-
scores for the MMSE, the Symbol Digit Modalities tions. It may be unrealistic to expect a single version of
Tests,I6*and the Raven Subtest B.'69 The combined the test to meet all of these demands. Different types
sum of the weighted scores yielded 93% sensitivity for of screening applications (eg, AD) may require different
demented patients and 80% specificity for normals. versions of the MMSE. Thus, it also may be more
Similar values were obtained in a follow-up efficient to employ one set of cut-off scores for a
However, substantially lower levels of sensitivity have hospital-based geriatric clinic and a different set for
been reported.26T 70 In addition, Mowry and Burvi1lZ6 epidemiological surveys. Since altering cut-off scores
noted that high refusal rates and administrative time typically increases either the sensitivity or specificity
also contraindicate the MFI's use as a screening device. while the other decreases, the selection of the specific
criterion score may depend on a cost-benefit analysis
SUMMARY AND RECOMMENDATIONS to assess the relative importance of increased numbers
The MMSE was developed as a screening test to of false positives or false negatives.
quantitatively assess the severity of cognitive impair- In view of the above, we feel the following recom-
ments and to document cognitive changes that occur mendations are warranted when the MMSE is em-
over time. The research reviewed over the past 26 ployed in a clinical setting.
years indicates, to a large degree, that the MMSE has (1)The MMSE should be used as a screening device
been able to fulfill these goals. Examination of its for cognitive impairment or a diagnostic adjunct in
psychometric properties shows moderate-to-high lev- which a low score indicates the need for further eval-
els of reliability, with test-retest reliability higher than uation. It should not serve as the sole criterion for
measures of internal consistency. Items measuring re- diagnosing dementia or to differentiate between var-
call of three words, copy pentagon, 7s/WORLD, and ious forms of dementia. However, MMSE scores may
orientation to time appear to be the most sensitive to be used to classify the severity of cognitive impairment
both normal aging and dementing illnesses. The or to document serial change in dementia patients.
MMSE, like many measures of cognitive ability, is (2) The following three cut-off levels should be em-
affected by demographic factors. Of these, age and ployed to classify the severity of cognitive impairment:
education exert the greatest effect. Criterion validity no cognitive impairment = 24-30; mild cognitive im-
measures show high levels of sensitivity for moderate- pairment = 18-23; severe cognitive impairment = 0-
to-severe levels of dementia. Construct validation stud- 17.
ies demonstrate that MMSE scores correlate highly (3) The MMSE should not be used cIinicalIy unIess
with those obtained from other types of cognitive the person has at least a grade eight education and is
screening tests as well as from psychological and neu- fluent in English. While this recommendation does not
ropsychological tests measuring intelligence, memory, discount the possibility that future research may show
932 TOMBAUGH AND MCINTYRE JAGS-SEPTEMBER 1992-VOL. 40, NO.9
that number of years of education constitutes a risk 15. McKhann G, Drachman D, Folstein M, et al. Clinical diagnosis of Alz-
factor for dementia, it does acknowledge the weight of heimer’s disease: Report of the NINCDS-ADRDA Work Group under
the auspices of Department of Health and Human Services Task Force
evidence showing that low educational levels substan- on Alzheimer’s disease. Neurology 1984;34:939-944.
tially increase the likelihood of misclassifying normal 16. Holzer CE 111, Tischler GL, Leaf PJ et al. An epidemiologicassessment of
subjects as cognitively impaired. cognitive impairment in a community population. In: Greenley JR, ed.
Research in Community Mental Health, Vol 4. London England: JAI
(4)Serial 7s and WORLD should not be considered Press, 1984, pp 3-32.
equivalent items. Both items should be administered 17. OConnor DW, Pollitt PA, Treasure FP et al. The influence of education,
social class and sex on Mini-Mental State scores. Psychol Med
and the higher of the two should be used. In scoring 1989;19:771-776.
serial 7s, each number must be independently com- 18. Folstein MF, Anthony JC, Parhad J, et al. The meaning of cognitive
pared to the prior number to insure that a single impairment in the elderly. J Am Geriatr SOC1985;33:228-235.
19. Ashford JW, Kolm P, Colliver JA et al. Alzheimer patient evaluation and
mistake is not unduly penalized. WORLD should be the Mini-Mental State: Item characteristic curve analysis. J Gerontol
spelled forward (and corrected) prior to spelling it 1989;44:P139-146.
20. Beatty W, Goodkin DE. Screening for cognitive impairment in multiple
backward. The scoring procedures employed by either sclerosis: An examination of the Mini-Mental State Examination. Arch
Morris et all3 or Teng et alZ3are recommended. Neurol 1990;47297-301.
(5) The words apple, penny, and table should be 21. Galasko D, Klauber MR, Hofstetter CR et al. The Mini Mental State
Examination in the early diagnosis of Alzheimer‘s dementia. Arch Neurol
used for registration and recall. If necessary, the words 1990;4749-52.
may be administered up to three times in order to 22. Murden RA, McRae TD, Kaner S et al. Mini-Mental State Exam scores
obtain perfect registration, but the score is based on vary with education in blacks and whites. J Am Geriatr SOC1991;39:149-
155.
the first trial. 23. Teng EL, Chiu HC. The Modified Mini-Mental State (3MS) examination.
( 6 ) The “county”and “where are you” orientation to J Clin Psychiatry 1987;48:314-318.
place questions should be modified. The name of the 24. Bleecker ML, Bolla-Wilson K, Kawas C et al. Age-specific norms for the
Mini-Mental State Exam. Neurology 1988;33:1565-1568.
county where a person lives should be asked rather 25. Farber JF, Schmitt FA, Logue PE. Predicting intellectual level from the
than the name of the county where the testing site Mini-Mental State Examination. J Am Geriatr Soc 1988;36:509-510.
26. Mowry BJ, BurvilL BW. A study of mild dementia in the community
resides, and the name of the street where the individual using a wide range of diagnostic criteria. Br J Psychiatry 1988;153:328-
lives should be asked rather than the name of the floor 334.
where the testing is taking place. 27. Fillenbaum GG, Heyman A, Wilkinson WE et al. Comparison of two
screening tests in Alzheimer’s disease. Arch Neurol 1987;44:924-927.
28. Zillmer EA, Fowler PC, Gutnick HN et al. Comparison of two cognitive
ACKNOWLEDGMENTS bedside screening instruments in nursing home residents: A factor ana-
lytic study. J Gerontol 1990;45:69-74.
We wish to thank Drs. Bryan A. Bernard, William G. 29. JormA, Scott R, Cullen JS et al. Performance of the Informant Question-
Snow, and Robert S. Wilson for the helpful suggestions naire on Cognitive Decline in the EIdrly (IQCODE) as a screening test
made on an earlier version of the article. for dementia. Psychol Med 1991;21:785-790.
30. Jorm AF, Scott R, Henderson AS et al. Educational level differences on
the Mini-Mental State: The role of test bias. Psychol Med 1988;18:727-
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Clevel Clin J Med 1989;56277-281. learned in # 3.
JAGS-SEPTEMBER 1992-VOL. 40, NO. 9 MINI-MENTAL STATE EXAM 935
6 . Point to a pencil and watch. Have the 1 10. Have the patient write a sentence of 1
patient name them as you point. his or her own choice.
7. Have the patient repeat "No ifs, and, 3 11. Have the patient copy the following 1
or buts". design (overlapping pentagons).
8. Have the patient follow a three-stage 3
command: "Take the paper in your
right hand. Fold the paper in half. Put
the paper on the floor".
9. Have the patient read and obey the 1
following: "CLOSE YOUR EYES".
(Write it in large letters). Total points = 30