Floods Guidance
Floods Guidance
Floods Guidance
Management
The designations employed and the presentation of material in this publication do not imply the expression
of any opinion whatsoever on the part of the Secretariat of the World Meteorological Organization
concerning the legal status of any country, territory, city, or area, or of its authorities,
or concerning the delimitation of its frontiers or boundaries.
Institute of Meteorology
and Water Management
Recent Experiences
from Central and Eastern Europe
Institute of Meteorology
and Water Management
Poland
1
The Associated Programme on Flood Management (APFM) is a joint initiative
of the World Meteorological Organization and the Global Water Partnership.
It promotes the concept of Integrated Flood Management (IFM) as a new approach
to flood management. The programme is financially supported
by the Governments of Japan.
Institute of Meteorology
and Water Management
Poland
Institute of Meteorology and Water Management (IMGW) is a research and development unit
responsible for National Meteorological and Hydrological Service in Poland.
IMGW offers various services and expertises in the field of meteorology,
hydrology, oceanology and water management.
2 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
TABLE OF CONTENTS
ACKNOWLEDGEMENTS ....................................................................................................... 7
1. INTRODUCTION ................................................................................................................... 9
d. What can be done to mitigate the negative effects of flash floods? ......................................19
b. Providing a Technical Umbrella for Flash Flood Forecasting and Warning ..............................28
d. Raising awareness and preparedness levels of local institutions and inhabitants .................37
3
f. Spatial Planning .........................................................................................................................43
g. Structural flood management measures and their applicability for flash floods ...................44
REFERENCES ............................................................................................................................. 61
4 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
EXECUTIVE SUMMARY
The increasingly variable climate in Europe has seen rising numbers of extreme flood events in the last
decades, in the Danube, Odra and Elbe river basins just to name a few. This has been accompanied in parts of
the region with interludes of intense dry spells. The floods most perceived by the public are the large-scale
riverine floods; however, there is evidence that the most deadly floods are those with short lead times – flash
floods - which in Central and Eastern Europe have mostly a spatially limited character and can occur far away
from major rivers. Those floods pose great challenges to the National Meteorological and Hydrological Services
(NMHSs), the Emergency Services and local communities, in the area of flood forecasting, warning, emergency
preparedness and response. The recently published result of the Fourth Assessment Report under the Intergov-
ernmental Panel on Climate Change (IPCC) indicates that Europe is likely to see more flash floods in future.
Under those circumstances adaptation efforts cannot be undertaken by only one sector, but must be based
on the expertise and capacity of various competent actors and their interaction with those directly affected. For
flash floods in particular this calls for a close interaction between the hydrological and meteorological services,
however, beyond that the information products and services provided through the National Hydrometeorological
Services need to be based on user needs and that is where crisis services, local and district administrations and
various other users need to be actively involved.
The World Meteorological Organization (WMO) and the Global Water Partnership (GWP) have responded to
this challenge by formulating and advocating an integrated approach to flood management embedded in the
context of Integrated Water Resources Management. For the European region a special emphasis has been
placed on conducting a pilot project with a particular view to flash floods1 . This project has aimed at increasing
the preparedness and response capacity of the local authorities and population in flash flood prone pilot com-
munities to forecasts and warnings issued by respective authorities in order to reduce the vulnerability of the
affected population. As such, the focus of the project has been placed on optimizing or complementing avail-
able technological means in flash flood forecasting in the given socio-economic context of the participating
communities. Three pilot communities participated in the project, namely Gorzanow in the Klodzko District in
South-Western Poland, Cheia in the Southern part of the Eastern Carpathians in Romania, and Vrbovce in North-
Western Slovakia.
The project has offered an opportunity for the involved institutions (NMHSs, GWP regional and country water
partnerships, civil defence authorities, regional authorities, municipalities) to draw closer to the communities
potentially affected by flash flooding, i.e. the users of their products. This has led, on pilot scales, to an insight
into the information and preparedness requirements of local communities and the development of solutions
adapted to the social realities. In some of the pilot areas this was required not least because trust in public
authorities in particular about flood warnings had decreased after flood events of the past years.
Secondly, it has led to a closer cooperation and coordination for flood forecasting and warning services of
institutions based on user needs. One example has been that under the umbrella of the pilot project new
institutional arrangements could be agreed between different levels of government to increase the effectiveness
of the current warning system.
Thirdly, based on the flood event studies, and including consultations with affected communities and other
recipients of flood warnings, improved technical means of detecting the areas at imminent risk and warn more
effectively, have been developed. The effectiveness of those can finally only be judged once the next flash flood
hits that area, yet efforts have been undertaken to urge participating communities to run regular emergency
drills to keep up the preparedness levels of the respective authorities and the risk awareness of the population.
In particular the latter is a key determinant of success when it comes to flash flooding, as authorities will also in
future be faced with significant uncertainties in the forecasting process when it comes to flash flooding. This has
in some instances led to a move towards combining the strengths of centralized parts of the forecasting process
(such as Nowcasting and Numerical Weather Prediction products) with decentralized systems like local flood
1
The official title of the project has been “Forward integration of flood warning in areas prone to flash floods“
5
warning systems (based on local observing systems). Close collaboration between local communities (emer-
gency services) obtaining such systems and the respective National Hydrological and Meteorological Services to
enable the best possible interoperability and observance of agreed standards is of essence and requires political
commitments on both sides. It has shown that questions of institutional mandates and resulting liabilities in the
warning process are key questions to be explicitly addressed.
A general lesson about the development of integrated flood management practices relates to the fact that
flood management responsibilities are scattered under a multitude of institutions. Each of these institutions has
a mandate to fulfil and is supposed to spend its budget on it. If gaps are to be addressed or an institution wants
to move closer to the community needs, this requires initially extra budgetary funds. Once success stories can be
developed on pilot scales, required institutional changes (laws, policies and administrative arrangements) can be
implemented. One such step identified is to develop flash floods as a explicit item in the national strategy on
flood management to account for their special characteristics. Another essential aspect is the preparation and
implementation of municipal flood preparedness and response plans to facilitate and coordinate the work of all
required local actors.
Based on the pilot projects and available literature, the report seeks to synthesize and, as far as possible,
conceptualize the approach that can be taken to address the issue of flash floods both on the national and (for
flash floods most importantly) on the lower administrative scales of districts and communities. As such, the
report may serve as a tool to reach out to local communities, mayors, emergency services on various administra-
tive scales and the National Hydrological and Meteorological Services on broader scales to maximize the impact
of this initiative towards a significant reduction of the vulnerability of flash flood affected communities and the
associated deaths and misery.
6 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
ACKNOWLEDGEMENTS
This activities described in this publication have been made possible through a joint commitment of the
World Meteorological Organization and the Global Water Partnership within the framework of the Associated
Programme on Flood Management. The project could profit from the vast experience and professionalism of the
involved partners namely of the Polish Institute of Meteorology and Water Management (IMGW), the Slovak
Hydrometeorological Institute (SHMI) and the Romanian National Institute of Hydrology and Water Manage-
ment (INHGA), as well as the Global Water Partnership’s regional chapter in Central and Eastern Europe (GWPCEE)
and the GWP national chapters in Poland and Romania.
Particular thanks are due to Roman Konieczny, Pawel Madej, Malgorzata Siudak and Malgorzata Barszczynska
from the Office for Local Government Collaboration of the Institute of Meteorology and Water Management
(IMGW) for their crucial role in implementing the pilot project in Poland and in drafting the herewith presented
report.
7
8 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
1. INTRODUCTION
The objective in presenting this report is to provide easily accessible guidance on flash flood management to
mayors, provincial administrators and the National Meteorological and Hydrological Services, enabling and
motivating them to launch joint programmes for reducing the vulnerability of local communities to the impact
of flash floods, within the overall flood management policy of the country. As such the material has been
conceived to be understood also by non-technical audiences such as may be mayors of flash flood-prone com-
munities.
The material is based on an effort undertaken in Central and Eastern Europe within the framework of the
Associated Programme on Flood Management, a joint initiative of the World Meteorological Organization (WMO)
and the Global Water Partnership (GWP). The initiative has been financially supported by the Government of
Japan.
The effort is based on reports of seven countries on flash floods they experienced in the recent past, namely
from Bulgaria, Czech Republic, Lithuania, Poland, Romania, Slovak Republic, and Slovenia. Three of those countries
(Poland, Romania and Slovakia) have conducted pilot projects in flash flood prone communities to develop and
refine their approaches with a particular view to flash flood warning and community preparedness1 . All pilot
projects were conducted in project consortia consisting of the National Hydrometeorological Services (NMHSs),
mayors and civil defence authorities of affected municipalities, and representatives of the Global Water Partnership
in the Region (GWP-CEE) and individual countries. The short characteristic of the pilot sites is provided below.
The village of Gorzanow in P oland is a large village situated in the Klodzko Valley, upper part of the Nysa
Poland
Klodzka river basin encompassed area of approx. 1500 km2 in the south western part of the country (see figure
below). For many reasons, it has been and still is considered to be interesting place in the Klodzko area. Besides
its historic buildings (castle ruins, Baroque church), another factor contributing to its popularity was the discov-
ery of its mineral springs in the second half of the 19th century.
Within the village are located 214 residential buildings, inhabited by nearly 1000 persons (as of 2006).
Among those who are professionally active, approx. 10–15% are farmers; 20–30 % work in small and medium-
size enterprises in Gorzanow or the vicinity. A sizeable portion of the community does not work – is unemployed
– approx. 14%.
1
The official project title: “Forward integration of flood warnings in areas prone to flash floods”
Introduction 9
The Klodzko Valley, located at 350 – 450 meters above sea level, is surrounded by the mountains, up to
1200 m a.s.l., with steep slopes. Those topographic conditions and thick river network result in fast runoff
concentration and in consequences high flash flood hazard. Among the nearly seventy documented floods,
mentioned by Polish, German and Czech chroniclers already since the 10th Century, the largest are those from
1310, 1598, 1783, 1854, 1883, 1903, 1938, 1997 and 1998. The flood in 1997 was the largest one still
remembered by people here, and the largest in the preceding hundred years.
2
According to information from the City and Municipal Government Office in Bystrzyca Klodzka published in Master’s thesis written by
Adam Olczyk
10 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
Most of working people are employed in Senica district town and in the area of Bratislava. Only less than one
third is working in the village. The unemployment rate is 12%. There are 20 self entrepreneurs in the village and
no large companies.
For the flood protection system, there is an important fire brigade and a flood protection unit.
Between 1996 and 2002, Slovakia has suffered from 80 major damaging floods, including the catastrophic
flash floods in the middle and north part of the country. The majority of them have caused victims, the disloca-
tion of hundreds of people and enormous economic losses.
In the summer of 1997, extensive and long-lasting floods originating from heavy rain, hit the majority of the
rivers in Slovakia. The most hazardous situation was on the Morava river, where the highest degree of flood
activity – emergency –continued during 21 days. The relief costs, preventive work and flood damages amounted
to nearly 50 million USD. Floods affected 366 cities and municipalities, 8255 houses were inundated, from
which 70 were completely destroyed.
The village of Cheia in Romania is situated within the Mãneciu commune, in Prahova County, on the banks
of the Teleajen River and within the depression bearing the same name. It lies at the feet of the Ciucas, Mt, 61 km
north of Ploies,ti.
The Upper Teleajen Representative Basin (Cheia) is located in the Southern part of The Eastern Carpathians
(the Curve group), close to the spring of the Teleajen river, the main affluent of Prahova. The basin, with a surface
of 41.3 sq km, lies on the Southern side of the Ciucaæ Mountains and its border is situated at approximately 250
m downstream from the confluence of the Cheita and Tâmpa streams, whose joining forms the Teleajen river
itself.
Cheia has been acknowledged as a ‘local interest tourist resort’. It is a very picturesque spa, where people can
come for a rest at any time of year. Next to the houses of the 350 inhabitants, the resort boasts of several
guesthouses, inns, hotels and restaurants. The locality’s economic potential mostly relies on its touristic offer.
According to last evidences of local administration annually the Cheia resort is visited by 23000 tourists among
witch 2.5% are foreigners. The landmarks in Cheia village are: Cheia Monastery (1770) and Upper Valley Teleajen
Museum, subsidiary of Ploiesti Museum.
In Romania numerous severe flash floods developed in small basins encompassed either in large areas af-
fected by regional floods or produced by local heavy rainstorms that brought about immense damages and loss
of human lives. For example, in 2005 floods in Romania affected no less than 1734 localities, amounting to
approximately EURO 1.4 bn worth of damages as well as 76 human casualties.
This report provides in a clearly structured and easily accessible manner basic knowledge about flash floods,
the elements of a strategy for addressing the issue as well as suggestions on who can take what kinds of actions
and how a collaborative effort to address the issue could be initiated.
Location of the Upper Teleajen Representative Basin (Cheia) Location of Cheia village
Introduction 11
Chapter 2 includes basic information on the aspects and origins of flash floods, the reasons why this phe-
nomenon is so dangerous, and possible activities to limit its consequences.
The 3rd chapter shows activities geared towards flash floods as an element of a whole flood management
programme.
Chapter 4, the main part of the publication, will be an attempt to describe the key activities in effective flash
flood management. The issues raised here include hazards identification, the basics of forecasting and warning,
suggestions regarding the implementation of warning and response systems based on the idea of local commu-
nity participation in the planning process, and the issue of raising the awareness and flood preparedness of
residents and users of high-risk areas. Moreover, reference is made to legal and institutional issues, to problems
involved in spatial planning, structural measures implementation and flood insurance.
Chapter 5 includes assignments of the earlier-detailed components of flash-flood management strategy
components to the institutions, organisations, and groups on a national, provincial and local level.
Chapter 6 provides tips for starting activities at the local level, and conditions for the success of these activi-
ties.
The 7th and final chapter includes recommendations for activities aimed at limiting the destructive effects of
flash floods, which were formulated during the “Community preparedness and public participation in flash
flood management in Europe” workshops that took place from 29-30 October 2007 in Kraków (Poland).
12 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
2. WHAT ARE FLASH FLOODS?
A. HOW ARE FLASH FLOODS GENERATED?
A flash flood is, in short, a sudden local flood of great volume and short duration which follows within a few
(usually less than six) hours of heavy or excessive rainfall, or due to dam or levee failure, or the sudden release of
water impounded by an ice log jam.
A flash flood can be caused by intense rain, particularly when it takes place in a saturated area where rain has
previously fallen or the ground is frozen. In these conditions the additional rain runs off over the surface and
accumulates in streams and rivers at a much accelerated pace. Heavy rains, most frequently connected with
convection clouds, cover small regions and are short-lived (from a few minutes to a few hours), but very intense
such as 100 mm (or 100 Litres per square meter) in the span of an hour or more. Violent rainfall causing flash
floods can be accompanied by strong winds and heavy hail formation. They can also appear locally in a large
area covered by rainfall.
Štrbský Creek - the water level immediately after culmination (Slovakia) Štrbský Creek - the water level two weeks after flood (Slovakia)
Another cause of flash floods - particularly in highland areas - can be melting of snow in conjunction with
rainfall. After heavy snowfall in winter, a sudden rise in temperature and rainfall in the winter/spring period
causes a hastening of confluence of the rain and melting snow, and consequently a flood.
A flash flood can also result from a failure of dams, embankments, or other hydraulic infrastructure. Other
causes might be glacier lake outbursts or outbursts of natural dams created by landslides. Occasionally, floating
debris or ice can accumulate at a natural or man-made obstruction such as a bridge and restrict the flow of
water (also referred to as ice jams or log jams). Water held back by the ice jam or debris dam can cause flooding
upstream. Subsequent flash flooding can occur downstream if the obstruction should suddenly give away. On
very steep terrains, or where the geological layers are disadvantageously arranged, flash floods can be accompa-
nied by landslides or mudflows.
Highland terrains, narrow valleys hasten the runoff and increase the likelihood of flash flood occurrence
14 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
Topographical factors are key for the genesis and evolution of the quasi-stationary convective systems (or in
simplified terms “slow moving rainfall cells that release large amounts of water over a relatively small area”) that
are often the cause of flash floods.
From the hydrological point of view, on the other hand, factors that have a decisive influence on the occur-
rence of flash floods - apart from the intensity and duration of the rainfall - are the topography, soil conditions,
and coverage of the terrain. Disadvantageous topographical conditions such as high-exposure (steeply sloping)
highland terrains, narrow valleys or ravines hasten the runoff and increase the likelihood of flash flood occur-
rence. Saturated soil or shallow watertight geological layers increase surface runoff.
Terrain coverage can have a similar effect. Urbanization processes and affiliated construction with watertight
materials are thought to make runoff 2 to 6 times greater in comparison to terrains with natural coverage (fields,
meadows, forests).
In summary there are various factors contributing to flash flood risk, some being influenced by human
intervention and others entirely rather independent from human action.
Natural groundcover slows the speed of surface runoff keeping water in contact with the ground
surface for a longer time. This increases infiltration, transmission and storage.
(Source: The COMET Program)
The phenomenon of the flash flood is one of the most difficult natural hazards to predict in terms of time and
place of occurrence. As a result, it is challenging for the concerned authorities and communities to respond
appropriately and response plans are indispensable tools.
In Poland in 2003, 6 people died in their automobiles during a violent downpour by the Wisloka River and its
small tributary, the Wilsznia, in the south-east of the country. One fatal accident transpired when a car was
parked by a river in which the water had quite suddenly begun to rise, and in the other case a father and his four
children perished because they didn’t turn off a road which had turned into a river. Such incidents happen all
around the world - in the USA, for example, it is estimated that these sorts of accidents are the causes of half the
fatal incidences in times of floods. All sorts of underground passageways, tunnels and other depressions can
become deathtraps in city areas, as water can gather quickly and cut off all escape routes. Rushing water often
changes the river bed, and it can therefore appear in places where it usually does not. That’s just how it was
during the flood in Gorzanow (Southwest Poland) in 1997 – the Nysa Klodzka River flowed in two beds – the
usual one, and another through the center of village. Water at a depth of 1 m and a speed of 1 m/s can pose a
deadly danger for an adult person, while flash floods often flow at significantly higher speeds, making a water
level of just a dozen cm very dangerous.
Timely warnings could be the key element in reducing the risk to lives and property. Unfortunately, forecast-
ing flash floods is very difficult. Hydrologists and meteorologists claim that with the present progress in meas-
16 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
urement, forecasting and nowcasting technologies, the exact place and time of the flood occurrence is known
only an hour before it transpires. For instance, NOAA can issue warnings 43 minutes ahead in average ([Slovak
Hydro-Meteorological Institute, 2006]). This significantly reduces the possibilities for the early warning of crisis
services and residents, particularly considering the fact that in many countries meteorological-hydrological serv-
ices have a limited range of measurement and forecasting tools at their disposal. The response time remaining
is very limited. Often the warnings come too late, or are not supplied at all, either because of the lack of forecasts
or because of the difficulties in spreading warnings, e.g. during the night. That’s how it was in July 1998, when
two people drowned in their own beds because of a sudden rise of water in the Bystrzyca Dusznicka river in
south-western Poland.
The damage caused by flash floods is often severe, and distinguishably they present a serious threat to
human lives. Statistics published by US NOAA agency state that flash floods are the cause of the majority of
flood-related fatalities.
It is often man himself who increases the danger. When a flash flood destroys a city, the flood is largely seen
as the cause of the tragedy. It is not asked if in our use of the area and changing the hydrological circumstances
we do not cause the damage ourselves in areas where topographical and climate conditions had not previously
created susceptibility to flash floods. Technological means of
flood protection and water-storage constructions can and do
help in many circumstances but cannot provide absolute safety
from flooding. This needs to be actively communicated to avoid
a false sense of security.
3
Blind drainage - areas in which surface flow collects in sinks or lakes not connected by surface channels to other streams in the basin
(according to the International Glossary Of Hydrology, www.iahs.info)
About floods it is interesting to note the randomness of their occurrence. In Switzerland, where flash floods
are the rule rather than the exception, for a period of almost a hundred years only very few major flood events
could be observed. This was followed by a series of serious flood events around the turn of the millennium, the
most costly flood on record occurring in 2005.
100 years
with very few XL
events
18 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
D. WHAT CAN BE DONE TO MITIGATE
THE NEGATIVE EFFECTS OF FLASH FLOODS?
The key characteristics of flash floods that should be taken into consideration when developing a manage-
ment strategy are: the unforeseeability of the place, local scale of the event, and particularly the violence of the
phenomenon, as well as the very short response time and the great threat to human lives. The solutions devel-
oped for the management of river floods do not prove effective in dealing with flash floods, which require
separate means.
Means of flood protection can be divided, between in structural and non- structural measures, the latter
would seem to be the key deserving particular attention in effectively limiting the damage caused by flash
floods. This does not mean that structural measures are of no assistance, but the typical procedures, like the
building of reservoirs and embankments, can not always be adopted in areas susceptible to flash floods. Small
scale structural measures can, on the other hand, play an essential role in delaying the flow of water, allowing it
to be locally retained, or diverting it from places where it could pose a threat to people or properties. Operations
to limit the shifting of debris, or to stabilize hillsides in areas at risk of landslides are important. The flood-
resistance of buildings potentially at risk (floodproofing) should also be secured. It should, however, be noted
that flood proofing may not be considered an option where high flow velocities and associated debris loads of
flood water can be expected. The dynamic forces of such conditions on structures in general and on residential
buildings in particular are very uncertain and difficult to assess.
What is considered key in managing flash floods is the activity of local authorities in warning and responding
to floods, with their main goal being to limit the danger to human lives. The activity of local authorities in
warning and responding to floods is essential to limit the danger to human lives and property. Flash flood
warnings are generated on both a national (and international) level, generally assigned to meteorological and
hydrological services, and on a local level. Local warning systems allow us to, on the one hand, to adapt
solutions to the locally existing risk, and, to the capabilities of the local communities. Examples of the above-
named solutions might be local monitoring networks, systems to warn and inform residents through land-lines
or cellular phones, Internet facilities, automatic systems signalizing danger and closing off the roads backed by
stream gauges, or use of volunteers. For the warnings to be effective, the organization (in particular in form of
response plans) needs to be good, and there needs to be a high degree of community awareness in the areas in
danger. This requires ongoing education and information, and the training of crisis services.
In Central and Eastern Europe, flash floods are a phenomenon that takes place in small regions, characterized
by limited spatial extent, and this is why the damage they cause can best be limited on the local level. The main
tool in this effort are flood preparedness and response plans on the local level. These plans should come about
in co-operation with various actors: local self-governments, river administrators, crisis services, residents of the
areas at risk, owners of companies located on these terrains, local NGO’s, private companies involved in emer-
gency response and recovery4 as well as meteorological and hydrological services, and geological ones, if neces-
sary.
It is essential that the state creates a coherent legal framework and support for local activities, particularly in
terms of division of competencies between particular administrative levels and sectors. The relevant legal solu-
tions concerning spatial planning will also provide support, including the mapping of high-risk areas and restric-
tions in their use. An additional factor supporting local communities if damage is caused should be a financial
system, including an insurance system to provide the possibility of speedy recovery after a flood and sharing of
risk.
4
Such as transport companies, specialized companies to provide flood fighting equipment (sandbags, mobile flood barriers), local media,
food outlets, hotels, providers of specialized heavy equipment for debris clearance etc.
The Figure below presents a categorization of the measures that can be taken for flood management in
general and the coloured fields represent the measures that are particularly relevant in dealing with flash floods.
In Chapter 3 the relevance and application of these measures as an integral part of a flash flood management
strategy is discussed at length.
Another aim of flood management policy that emerged later and is still evolving in various countries points
at maximizing the net-benefits from flood plains, rather than aiming solely at minimizing flood damage. This
results from the recognition that land resources in many countries are scarce and the development pressure on
those land resources keeps on growing. In the mountainous regions where flash floods are most common,
floodplains usually represent valuable development assets for settlements, infrastructure, industry and agricul-
ture. In other terms, the comparably low costs of developing and exploiting the floodplains, has attracted
humankind for centuries, and will do so in the future.
With floods in general, but even more so with flash floods, the ability of Government to manage risks to life
and property solely through its own governmental institutions and resources is inherently limited. As an example,
local flash flood warning systems can only operate effectively if the population at risk is (a) aware of a risk, (b)
knows how to interpret warnings and how to react upon them, and ideally, however, most unlikely in practice,
5
Source: Georgakakos, K.P. (2007), communication with WMO
20 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
Barriers, barrages and dams
Flood risk
River channel improvements
reduction
measures
Dikes, levees, embankments
structural
adaptions
Flood protection and drainage projects
Flood abatement
Flood-proofing
Flood
exposure
reduction measures Flood forecasting and warning
(modify human
behaviour Disaster preparedness, planning
and use) response (incl. Evacuation)
-
Public awareness raising
Non-<structural
adaptions
Land use and planning control
knows their own responsibilities vis-a-vis those of the Government. This calls for an approach that interacts closely
with those at risk in developing coping mechanisms. Flood risk awareness and the active involvement of the
population into planning and implementation of flash flood management strategies are indispensable.
The short warning lead-times, as well as the uncertainties inherent to flash flood forecasting necessitate
extensive preparedness planning and efficiently organized flood emergency response, with regular training and
exercises. Close collaboration is especially required, between
various disciplines and professional groups such as hydrologists, meteorologists, civil engineers, civil defence
units, public administrators,
scientists and flood practitioners, and
various layers of the administration and the affected population.
While the benefits of such broad involvement of stakeholders and experts are recognized, it should, however,
not be assumed that involvement of more stakeholders will automatically translate into a more efficient system
or a better result. Such approach also involves a number of challenges that if recognized from the outset can be
minimized. Those include for instance the risk that the sense of responsibility to deal with the issue of flash
floods is diluted between various actors and institutions. Therefore, due care needs to be given to allow leader-
ship to unfold on the appropriate institutional levels, not least by assigning clear responsibilities by law to
respective institutions, and to continuously fine-tune those institutional arrangements. In particular, local com-
munities that are located in flash-flood prone communities should be placed in a position where they can invoke
support of higher governmental institutions, such as the National Hydrometeorological Services or Crisis Inter-
vention Forces, in raising their flash flood preparedness levels. Local communities, with their socio-economic
and institutional fabric, represent the key stakeholders for flash flood preparedness, as they are not only poten-
tial victims of a flash flood but need to take preparatory action in the first place. As such, understanding the
needs and constraints on this level will be required by any other institution trying to address the issue.
22 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
4. WHAT ARE THE ELEMENTS OF A FLASH
FLOOD MANAGEMENT STRATEGY?
A. FINDING OUT WHO AND WHAT IS AT RISK
Factors affecting overall risk
Planning for the limitation of flood damage and choosing the proper methods to reduce losses incurred by
flash floods requires that an evaluation of the level of the flood risk in a given area be carried out. The risk level
is contained in information on the impact of a flood of defined probability on people, the environment and
property, i.e. it describes the potential losses that the flood may cause. Flood risk can be characterized in many
ways, but three elements are crucial: hazard, exposure and vulnerability (see figure below).
By ‘hazard’ we generally understand a flood magnitude of a defined probability of occurrence. This informa-
tion can be translated into maps showing the borders of the terrain at risk as well as depths of inundation and
related velocities. The ‘exposure’ describes human activity and environment on the hazard zone (who and what
are endangered by flood). The third parameter that characterizes the general notion of risk is the ‘vulnerability’
of a given region to flood damage. Presently, various definitions of this parameter are applied depending on the
needs. One of these concerns the susceptibility of a region to flood losses, which is defined via the geophysical,
economic and societal attributes of a region.
A clear distinction between exposure to hazard and vulnerability is considered essential to analyse the flood
problem, clearly distinguishing between strategies that can be adopted from an engineering perspective from
those that require consideration of social issues. A thorough risk analysis, which includes an assessment of haz-
ards, community vulnerability and development requirements for building societal resilience, must be carried out.
The expanded and increasingly applied interpretation of the concept of vulnerability concerns the potential
ability of a community to cope with and recover from the crisis that a flood would cause. Social (education,
gender, duration of local residence etc.) and political-economic (property structures, level of development, au-
tonomy level) characteristics are often indicators. Both the preparation of single inhabitants and the community
as a whole are taken into consideration.
The importance of looking into vulnerability could be illustrated on following example. A person with sav-
ings, strong social network, flood adapted house and flood insurance coverage will recover from a flood much
faster than other people such as recent migrants to the area or the elderly without much financial means. It
should be taken into account during flood risk assessment.
The parameters described, which combine to make up the concept of vulnerability, are evaluated on quanti-
tative or qualitative scales, and then later are integrated to provide, in effect, an indicator of flood vulnerability.
Depending on the needs that serve the decision-makers as selection criteria, the best methods for the region
may be flood mitigation or preparing maps describing the vulnerability of particular catchment areas (regions)
to a flooding catastrophe.
24 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
databases), if available, facilitate not only the marking out of areas at risk, but also analyses of who and what is
in danger. These analyses are worth verifying and adding to. Local experiences can be used to this end, if
possible, to inscribe on the map the extent of historical floods. This can be enhanced together with local
services, and even with residents of a chosen location.
Reasonable solution in this field introduces Flood Directive ([Flood Directive, 2007]). Two steps approach is
required to identify flood hazard and flood risk. First step include assessment of preliminary flood risk based on
the historical floods which have significant adverse impacts on human health, the environment, cultural herit-
age and economic activity and for which the likelihood of similar future events is still relevant. On the basis of a
preliminary flood risk assessment each country will identify those areas for which they conclude that potential
significant flood risks exist or might be considered likely to occur. And for these areas flood hazard maps and
flood risk maps should be prepared.
In Gorzanów (Poland), a map of the extent of the water during the flood of 1997 was prepared. Informa-
tion from firefighters at the Volunteer Fire Department was used in developing it. Apart from the maxi-
mum reach of the flood, the map included lines marking out a zone where the depth and velocity of the
water did not permit any rescue operations to take place. This zone will be used to develop the warning
priority system for the residents of Gorzanów.
During the planning process the map became a great source of information exchange, and an aid to
discussions and reconciliations in the team carrying out the project. It also served to present information
developed in the framework of a response plan – the evacuation paths and sites. This information was
passed on to the local communities in the form of fliers concerning the evacuation plans and a wall map
for schools and cultural centers.
The map shows differences between hydraulic modelling results and fire fighters assessment.
It is impossible to work out a standard list of indicators that should be taken into consideration in evaluating
the vulnerability of a community (or region) to flooding. This depends, after all, on the goal, for whose realiza-
tion a vulnerability analysis is necessary. We might imagine many decision-making tasks that such an analysis
might serve, as illustrated by the following questions:
Where should a new construction or elements of an infrastructure be situated so as to minimize the vulner-
ability of a region to flooding?
What activities should be initiated to help social groups who are most vulnerable to flooding?
What areas in the region require particular attention in designing warning systems and responding to floods?
The methods of making these evaluations will differ if we are analyzing the vulnerability of many communi-
ties living in a large area, or if the analysis is to concern only a small community. In addition, some indicators will
be identical for many communities, and entirely different for others. For the case of flash floods, apart from the
attributes described in chapter 3 (attributes of the physical area, attributes of floods affecting the area, at-
tributes of the management of the area), an essential element that has a great impact on the flood vulnerability
of a given community is the effectiveness of the activities to limit flood losses performed by the community. The
tactics described below are essential for limiting the risk to life and properties in communities threatened by
flash floods, here coupled with elements proposed for the evaluation of these tactics.
As already mentioned, the methods of estimating vulnerability depend on the size of the area in which the
evaluation is to be conducted. In evaluations concerning the area of a country, we will generally base our work
on available land data (geographical and economical), climate data and census data. When analyzing smaller
areas the basis may be ground surveys and interviews with household residents.
26 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
In Gorzanow (Poland) a survey was passed around the inhabitants on the effectiveness of the resident-
warning system, their knowledge about the possible methods of preparing for a flood, and the effective-
ness of the aid following a flood. It allowed for an initial evaluation of those elements which had been
taken into consideration in work affiliated with the organization of a warning system, informing the
inhabitants of existing flood hazards, and organizing educational and counselling activities.
When we speak of the uncertainties associated with floods, we often have in mind problems with forecasting
them, and quantifying the uncertainty of these forecasts. This problem is solved based on ensemble forecasts,
giving us a range of forecasts (e.g. for various assumptions pertaining to starting conditions). On their basis, as
a result of ensemble forecasts post-processing we can make probabilistic forecasts (e.g. forecasted values with
an exceeding probability). This method is however not applicable in case of the flash floods where radar based
nowcasting procedures are considered the most reliable. In the operating practices of the National Meteoro-
logical and Hydrological Services, deterministic forecasts are prepared without evaluations of their uncertainty.
Evaluating the uncertainty of forecasts is not a challenge for NMHS’s alone. The users of forecasts are also
accustomed to categorically-formulated forecasts, and a new product like probabilistic forecasts will require
training, at least for crisis services.
For the time being, however, we have deterministic forecasts, which leave users, e.g. crisis services, with the
problem of how to deal with their implicit uncertainty. Consequently, the forecast user is left on his/her own,
not only to deliberate the possibility of a flood occurring, but also its potential harm to people and properties,
and then further the effects of a bad decision resulting from an error in forecasting. This is a dilemma of how,
on the one hand, to avoid false alarms, and on the other to encourage the warning of residents about a flood
that is about to happen. This is why, in addition to preparing forecasts, NMHS’s interpret meteorological-
hydrological situations and qualify the danger level of a weather phenomenon. For the case of flood hazards, an
example of such an evaluation is the four-point scale presented below, which relates to both the size of the
threat and the likelihood of its occurrence:
Flood watch—warning concerning atmospheric and hydrological conditions which could lead to the occur-
rence of a flood.
Flood warning—warning concerning an inevitable flood which is to occur.
Severe flood warning—warning of inevitable catastrophic flooding, requiring immediate evacuation of flood
plain inhabitants and users.
All clear—revocation of warnings when the danger passes, or when meteorological and hydrological condi-
tions improve.
This is an evaluation such as those applied by, for example, the US National Weather Service or the Environ-
ment Agency in England and Wales. Not all NMHS’s, however, provide such a diversified evaluation of the
situation, for flash floods in particular, and moreover the spatial resolution of warnings worked out on a national
level may be insufficient for local needs. For this reason, there is need to evaluate flood risk and develop warning
and response systems and plans on a local level. Those plans have the core function to clarify roles and respon-
sibilities as well as procedures to be followed, in order to allow the most efficient and effective response, with
the available means, in saving life and property.
Flash floods tend to be phenomena of local range which are difficult to predict both in terms of location and
magnitude of the hazard. Whether or not rainfall will result in the flooding of a given region is the outcome of
many factors. This depends not only on the quantity of the rainfall and degree of moisture in the catchment area
(i.e. past rainfall), but also on how the terrain is covered, the topography or the lay-out of the terrain in the zone
being considered and the intended functioning of hydraulic infrastructure. Modelling the phenomenon there-
fore requires meteorological, hydrological and a whole range of other data. Even if geographical features are
considered to change little over time, it should be remembered that changes in catchment-area management
(e.g. deforestation, sealed constructions, agrotechnical operations) can have a vital impact on the rainfall-runoff
transformation, or on the stability of slopes.
National Meteorological and Hydrological Services (NMHS) try to provide warning before flash floods, but
their capabilities are limited. It is particularly difficult to work out quantitative precipitation forecasts (QPF) for
smaller regions, which is a condition for increasing the warning lead time. Furthermore, one must also bear in
mind that NMHS’s often do not have the relevant exact and current geographic data at their disposal, and their
calibration and verification capabilities of the relationship between rainfall and runoff are limited with respect to
the density of the measurement network and their employment capabilities. Thus forecasting flash floods carries
with it a great deal of uncertainties.
A local decision-maker responsible for flood security has to figure out how to make the best use of measure-
ment and forecasting information from the national system. On the other hand, he/she is faced with the ques-
tion: is this information sufficient for the local needs? The response to this question is decisive in shaping the
local flood-warning system (LFWS), in particular the components which supplement the national monitoring
and forecast systems. The solution has to take into consideration not just the level of flood risk in a given terrain,
but also the capabilities of the local community.
The work of contemporary NMHS’s is based on a measurement system that includes a network of ground
measurement stations, a network of meteorological radars, and lightning detection systems. These systems are
used by the services of individual countries, and the data they gather is supplemented by information from
meteorological satellites, data from measurement sensors mounted on ships and airplanes, and measurement
data from neighbouring countries6 . Meteorological forecasts are based on Numerical Weather Prediction Mod-
els (NWPM), and the key NWPM product for our case is the quantitative precipitation forecasts.
Flash floods are caused mainly by convective7 precipitation (local convection or larger scale organized con-
vection). Current NWPM’s are not designed to predict such phenomena. To capture this kind of flood, real-time
analysis of actual precipitation intensities and accumulated amounts is needed, using a combination of in situ
6
The international exchange of data is carried out in the framework of the WMO.
7
The term “convection” depicts a process generally associated with warm rising air and the formation of cloud. Local breezes, wind and
thunderstorms are a result of convection in the atmosphere.
28 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
and teledetection systems measurements. Predictability of local convective events is very short. Practical predict-
ability is currently less than one hour with modern nowcasting systems. Nowcasting products would be used as
an input to an associated hydrological models chain.
Some NMHS’s work out forecasting products with an evaluation of flash flood risk. These products are
generally worked out over grid spanning from a few to over a dozen kilometers, and are based on rainfall
threshold values. An example of such a threshold value is the Flash Flood Guidance (FFG), an internal US Na-
tional Weather Service product, which indicates the amount of rainfall in a given amount of time (usually less
than 6 hours) which most likely will produce flash flooding in a given area. Flash Flood Guidance values are
determined statistically or based on geomorphological principles8 . This solution introduced by the US NWS is
also applied in other countries.
In wealthier countries, apart from the most modern measurement systems used by the NMHS, local solutions
have appeared to supplement the national measurement and forecasting systems. We might take for example
the local flood-warning systems in the USA. Here we find simple solutions based on a local measurement
network estimating the flood risk on a similar principle to the FFG, but also examples of co-operation with
private meteorological bureaus (Denver, Colorado), or systems facilitating real-time modeling of the extent of
flood plains, coupled with automatic alerting of residents in areas at risk (see the box below).
Fort Collins, Colorado Real Time Flood Inundation Mapping & Notification System
This system is integrating hydrological and hydraulic runoff modeling with emergency operations in a
system that is user friendly and graphically oriented. It’s based on local telemetric flood monitoring net-
work operates in the National Weather Service ALERT format. Data is collected at 54 gage sites from 38
rain gauges, 35 water level gauges and five weather stations.
Hydrological software models allow to develop the real time runoff estimates based on the data received
from the gages and from radar. Hydraulic models will develop inundation areas based on the topographic
mapping available form the system database and the runoff estimates from the hydrological modeling.
All output information will be displayed in graphical format using a Geographic Information System (GIS).
In addition to the real time modeling, “what if” scenarios can be run to determine implications of various
rainfall amounts based in part on the real time gage data received, and on information entered assuming
continued real time rainfall or projected rainfall patterns (weather forecast is available from the National
Weather Service). This short-term flood forecasting will allow more lead time for responding to an event.
The system will recommend action steps and notification areas for the affected areas of the community
based on the results of the real time and prediction modeling. The residents of the area potentially
affected could be alerted to the pending or occurring event through various notification media (Emer-
gency Auto-Dialing, AM Radio Station broadcasts, Cable TV overrides that include text and maps of
impacted areas, Weather Radio, and a Web page)
Source: http://fcgov.com/oem/rtfim.php http://www.ci.fort-collins.co.us/stormwater/fwsindex.php
The above examples show the opportunities for supplementing the measurement and forecasting informa-
tion from the NMHS, and developing on this basis equipment to assist decision-makers responsible for the safety
of their citizens. This equipment requires relatively detailed measurement information, i.e. the contributions of
additional measurement stations maintained by local communities. But if we hope to extend the lead time for
our warnings, quantitative precipitation forecasts are essential. In practice, crisis services in many countries work
based on general rainfall forecasts formulated by weather forecasters from the National Meteorological Services
for larger regions, and they are often missing information on recent rainfall (a sparse and non-automated
measurement network, no radars), which greatly complicates the diagnoses of flash flood risk and delivering
warnings. An example of a solution allowing the forecast of flash flood danger in such conditions is the system
that has been functioning for a few years in Central America (see box).
8
information concerning FFG, in an accessible way, could be found in the COMET educational materials, see http://www.meted.ucar.edu/
hydro/basic/FlashFlood/.
The example mentioned in the box shows a regional-level solution applied in circumstances where the meas-
urement information is accessible only to a limited degree. This solution allows for flash flood warnings without
additional hydrological-meteorological analyses on a local level.
Background
All 3 countries participating in the second phase of the APFM project have recently taken up the moderniza-
tion of their national measurement and forecasting systems (POVAPSYS [Hajtášová K., Kyselová D., 2005], DESWAT
[Global Water Partnership Romania, 2006], SMOK [Institute of Meteorology and Water Management, 1999]).
The impetus for these projects were the floods that transpired at the turn of the 21st century. These modernizations
share many similarities. They included automated networks of ground measurement stations, the construction
(expansion) of radar networks, the construction of storm detection systems (Poland, Romania), and the con-
struction of meteorological and hydrological forecasting systems facilitating a greater automatization of the
forecast preparation process.
In effect, the work of the national services of the above-named countries are capable of supplying receivers
with more measurement and forecast information with greater frequency than before. This does not mean that
the needs of local decision-makers have been fulfilled in this way. Improvement of local flood warning systems
has been carried out both by the NMHS’s and by local communities. Examples of such activities described below
in this subchapter demonstrate monitoring and forecasting solutions, as well as those to assist the making of a
decision to warn inhabitants.
Monitoring
Information from national monitoring networks is often insufficient for local specialists to evaluate flood risk.
Often the network density is insufficient, and moreover the national network stations are situated according to
hydrological and meteorological criteria, while for the needs of flood warnings based on land development
criteria, stations situated locally might be necessary. For these reasons, many countries have local monitoring
networks in addition to their national networks.
9
After the floods of 1997, Poland carried out the government-funded Flood Recovery Project, in the framework of which over a dozen local
flood-damage limitation and flood prevention plans were worked out. Part of these plans was the construction of a local flood-monitoring
network.
30 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
an infrastructure of GSM telephone providers or private radio networks. For example, the local flood
monitoring system for Klodzko County (area ~1500 km2 south-west of Poland) is a completely automatic
system comprised of 19 river gauge points and 20 precipitation measurement points. Measurement sta-
tions are powered by electricity, with backup from battery-powered generators. Transmission of data
takes place via radio.
In Slovakia, the national hydro-meteorological service (SHMU) has made an attempt to introduce local
measurement networks based on the alert systems operating in the USA. Two local systems for modest-
sized areas (a few dozen km2) have been built by SHMU, and are run by the local communities.
Forecasting
Traditional meteorological forecasts prepared by an NMHS include a description of the current and fore-
casted meteorological situation, supplemented by information on the anticipated rainfall, temperature, wind
velocity etc. They are prepared by weather forecasters for larger regions. Apart from the traditional forecasts,
there are also Numerical Weather Prediction Model forecasts available. Poland has recently installed a nowcasting
system (ultra-short-term forecasts)10 but until now it serves only as supporting tool for weather forecasters and
is not wider used in operational practice.
Hydrological forecasts are worked out for a relatively small number of profiles, often covering larger-scale
catchment areas, and they are rather ineffective for flash flood warnings. Poland’s NMHS is in the course of
developing/calibrating hydrological models for their hydrological response units (the small catchment areas that
the country is divided into), but the use of these models is still in the experimental phase. The solution being
tested at the Polish pilot site is a local hydrological model based on meteorological forecasts from the NMHS. It
can take advantage of the QPF from the meteorological model, or a specialized weather forecast devoted solely
to this region. Two variants of division of competences between NMHS and crisis services are showed in the
figure below.
10
NIMROD, license and support from UK Meteorological Office
Local crisis services often make decisions based on very limited information. On the other hand, there are
high-risk regions for which we have more thorough forecasting and measurement information available, com-
ing from various sources. In this case the decision-makers need equipment to help them integrate the data (e.g.
from the national and local networks) for their visualizations and interpretations. This would help them to make
the decision to warn inhabitants and users of terrains at risk.
Warnings
As previously mentioned, the NMHS issues warnings on dangerous weather phenomena in addition to
meteorological and hydrological forecasts. In Poland, for example, there are two levels of warning on estab-
lished rainfall threshold values, or wind velocities for coastal floods. The smallest region for which warnings are
issued is province-wide (i.e. 10,000-30,000 km2). These warnings are addressed to both crisis services and the
general population.
The warnings formulated by NMHS’s are meant to increase alertness. The encouragement to take action is
generally given by warnings spread by crisis services at a local level. The warning methods in terms of individual
locations depends on the technological capabilities and local circumstances, e.g. the sort of buildings (high or
low-density housing).
The aim of warning systems is to generate a correct response of those at risk, which is the key to the system’s
effectiveness. The inhabitants’ proper reaction depends not only on a warning that is as timely and precise as
possible, but also on the level of their awareness. This problem is dealt with in the following chapters dealing
with the issues of public participation, education and awareness-raising.
32 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
and technical aspects coming to terms. In other words, NMHS’s need to consult its products with users and local
flood warning system operators should also consult on their developments with national services.
A good example is Japan, where flash floods belong to the group of “sediment-related disasters”. In Japan,
it is quite difficult for mayors to announce an evacuation to residents before sediment-related disasters occur
while mayors have a responsibility to announce it to people. Therefore, it is promoted to develop information
transfer systems which alert the danger of sediment-related disasters to municipalities based on the rainfall
monitoring. Sabo (Erosion and Sediment Control) Department of the Ministry of Land, Infrastructure and Trans-
port (MLIT) and meteorological observatory has begun a joint-work to announce “sediment-related disaster
warning information”.
Joint release of new information by municipality in combination with findings concerning the Sabo
Department and the Japan Meteorological Agency’s risk judgment on sediment-related disasters.
Communication under
Heavy rainfall caution and Local weather the Meteorological
warning station Services Act
When a heavy rain caution or warning is given,
analyze the danger of sediment-related disaster
based on the prediction of precipitation and TV and radio
warn the inhabitants to exercise precautions
against the disaster
Plans at the local level should be initiated by the self-government, but the planning process itself should be
conducted with the participation of all those interested: those at risk, those who are competent in assisting
damage-limitation activities (e.g. crisis services, institutions overseeing the maintenance of rivers and streams,
construction of dams, drainage, and forecasting services), as well as those who to some degree can help in
limiting flood damage (e.g. local NGO’s, mass media). Co-operation, discussion and contact between the groups
at risk and professionals in drawing up plans bring many measurable advantages:
They facilitate precise identification of areas at risk and reasons for this risk.
They facilitate the finding of acceptable solutions that can be applied by various groups in preparedness,
warning, response and damage clearance.
34 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
They increase the knowledge and awareness of residents in the sphere of evaluating the scale of the danger,
the various methods of counteracting damage, and behavior during a flood.
They strengthen the credibility of the various groups taking part in the planning, and encourage the accept-
ance of the proposed solutions by the local population.
36 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
Challenges in Community Participation
Planning with the participation of local communities can bring many difficulties. The main cause of these
difficulties is the passivity of local communities in solving their own problems. This not only results from the
conviction that only structural solutions can limit flood damage, but also from a lack of faith in having some
effect on the surrounding reality. According to studies (CBOS, 2000) only 16% of Polish citizens believed that
they had any impact on the country’s affairs, while 31% thought that they had an impact on the decisions made
in their area.
Another problem which could create difficulties in participatory planning is the fact that non-governmental
organizations occupy a fairly weak position in this part of the world – and this is particularly important when the
plans concern large areas, where the direct participation of the inhabitants in their construction is impossible. In
Central and Eastern Europe NGO’s are relatively weak: not many of them represent the interests of professional
groups or work for the environment (not much more than 2% in Poland). Furthermore, the participation of these
countries’ citizens in NGO’s is very low in comparison to countries with more advanced democracies (5,4% in
Poland, 9,2% in Hungary, 19,3% in France, 38,5% in Norway) [Herbst J., Gumkowska M., 2007].
Additional problems arise in areas whose development has been blocked, or in poor regions. In such places
people’s consciousness is such that the priority is the fight against poverty, unemployment and many other
problems, and only to a lesser extent securing themselves against floods. On the other hand, a great deal of
unemployment means that these areas are systematically abandoned by young people, which makes these
communities less dynamic.
Topic Range
IMGW’s (Poland) research shows that educational activities aimed at residents and flood land users should
concentrate on three main topics:
“Floods are inevitable”
“Everyone has an impact on the extent of damage that a flood can cause to their home or property”
“There exists a structure of services and institutions to support residents and land-users in flood-risk areas.”
Universal understanding and acceptance of these messages is the key to inspiring individual initiative in flood
damage mitigation.
Providing basic information for all those at risk should be the primary goal of all activities. This includes: the
level of flood risk (flood maps), methods of limiting flood losses (e.g. methods of securing one’s home from
flooding), operations of flood warning systems and response systems, as well as the competencies of crisis
services.
It is thus worth taking into consideration the state of awareness of flood plain areas users. We might take for
example the research survey conducted in Poland, which shows that residents at risk see structural measures
(river embankments and regulation) as the most highly effective, and they demand this kind of security. They
underestimate the role of early-warning systems and their own activities in limiting flood damage and overesti-
mate the role of local and state authorities. This is why they do not engage in preventative activities.
Crisis services require regular professional training, but as practice shows us (in Poland, for example), non-
structural methods of flood damage limitation have till now either entirely been disregarded in this training, or
considered to a very minor extent. Self-government authorities should also undergo a certain form of training,
as they make key decisions in terms of the direction and scopes of activities, and should thus be made familiar
with which forms of flood damage limitation are the most appropriate for their local conditions.
38 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
Examples of informational and educational materials for residents (Polish pilot site)
Within the framework of this project, materials have been developed to inform residents of how to
behave right before a flood, during a flood and after a flood, as well as information concerning local flood
risk and the operation of flood-warning systems. After an analysis of problems in Poland, it was decided
that the main emphasis in education should be placed on methods of protecting one’s home from
flooding, as well as the operation of the warning and response systems (including evacuation paths and
sites), while in Romania the information materials additionally emphasized the possibilities of epidemio-
logical and ecological danger after a flood.
Leaflet about local flood warning system (Poland) Leaflet containing some advices about
floodproofing (Poland)
Workers in companies, factories and institutions at risk risk. This is a group for whom you can organize
various types of training affiliated with security and protection (the company’s possessions), but also concerning
proper conduct during a flood (assistance in developing flood instructions for a factory). The training session
should be supplemented by printed informational materials.
The framework of the project did not include educational and informational activities for this target group.
Adult residents at risk
risk. Access to this group is difficult, as its members do not undergo any organized form
of education that can be used for flood-education purposes. They must therefore be reached by taking advan-
tage of various opportunities and occasions. A typical way of proceeding is disseminating information on flood
risk and ways of combatting it during local celebrations and festivities that draw the interest of the inhabitants.
Another effective method is educating occupational groups who through their profession are in constant con-
tact with the local residents (doctors, mailmen, veterinarians and others). Co-operation with local media also
brings results, as their influence and credibility are of great help in getting the message across.
The commonly-used brochures, fliers and posters should be seen as mainly supporting the above-mentioned
activities, rather than as a separate form of communicating information.
40 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
Raising peoples awareness – pilot sites activities
In the project’s framework, all the partners have prepared special informative and educational materials
for residents of flood lands in the form of brochures (Poland, Romania), posters (Slovakia), boards with
maps showing flood terrains, and special local web pages (Poland).
In Gorzanów (Poland), a local festival was used to increase the effectiveness of getting information to
residents - in the course of the festival information meetings were held, pre-prepared materials (flyers)
were distributed, and a competition for the best family evacuation plan was organized. Moreover, el-
ementary-school teachers were enlisted to educate adults through their children (see the section on
children’s education). Maps of the flood regions were placed in central areas. Another idea was to make
use of flood wardens in educating residents (Gorzanow), as they are able to promote informational
materials and, after training, assistance and council in ways of limiting flood damage.
With reference to flash floods the following questions would for example need to be addressed in a legal and
institutional framework:
Who provides for flood preparedness planning, flood monitoring and forecasting, public awareness raising,
public warnings, evacuation, compensation, etc.? And importantly on which levels of administration
What are the rights and obligations of individuals in protecting life and property against the effects of flash
floods and in taking part in the decisions affecting their flood risk?
What are the powers required by various parts of the administration to properly execute their functions
(especially: enforcement of spatial planning decisions on the local level for flood risk reduction, access to
private property for maintenance of the drainage system and flood fighting, enforcement of evacuation
orders etc.)
To which extent can information providers be held liable if forecasts provided are inaccurate or warnings are
inappropriate? To whom should forecasts and warnings be addressed - only to country and regional govern-
ment and crisis management units? Direct to individuals? If yes, the proper communication channels should
be establish – public tv, radio, special radio and tv channels, others.
What is local government legal responsibility of missing warnings and/or false appraisal of flood situation?
Is it reasonable to put into practice legal responsibility for NHMS and local government, if there exist uncer-
tainties in forecasting the magnitude, timing and potential consequences of flash floods?
A legal framework in this sphere does not consist of one law but generally entails laws and regulations on
disasters (natural and technological), life-saving (medical, chemical etc.), organization of specific services such
as the NMHSs or Civil Defence, land use regulation as well as regulations on the activities of government and
local councils of various ranks.
Tendencies have recently been observed in the countries of Eastern and Central Europe to replace occasion-
ally-functioning crisis structures (when dangerous situations come about) with permanently-functioning ones
(see: the nationwide report from Romania). According to the report prepared by the UN Secretary General’s
request on the global early-warning system for weather phenomena, early warning of danger is among the
duties of the National Meteorological and Hydrological Services The prognoses and warnings they work out are
the basis for putting crisis structures in a state of readiness. These services are normally not held liable for
conveying inaccurate forecasts, but they do have an “administrative” responsibility if they do not give warning.
This may in practice lead to pathological situations, wherein the national service is conscious of the uncertainty
that comes with prognoses, and thus sends warning regardless of the size of the storm, in fear of the conse-
quences of not informing those at risk.
The uncertainty of forecasts is also caused by the fact that national services prepare forecasts and warnings
for fairly large regions. This creates major decision problems for local self-governments, as they are obliged to
make independent evaluations of whether the forecast rain will fall in their region or not. Thus the attempts to
find methodological solutions aim at more frequent and more accurate prognoses.
In Poland the national services, in keeping to the letter of the law, are obliged to send warnings to central and
regional administrations. The latter are then obliged to send those warnings to the communities at risk. In the
case of flash floods, the information chain from the central or regional level to the community level is too long,
the warnings arrive too late, sometimes even after the flood. Lately there have been observed attempts to solve
this problem via signing of agreements between the national service and local governments on the administra-
tive district level (see: the Polish national report).
The most important role of the early-warning system is to put the crisis services in a state of readiness, and set
in motion response forces and measures via these services. In general, legal responsibility for the safety of
inhabitants lies in the competencies of the local authorities, in it also putting individuals into a state of readiness
42 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
and warn them. If a phenomenon spans a larger terrain, or the local authorities do not have enough forces and
means at their disposal to counteract the effects, the co-ordination of activities is turned over to higher authori-
ties.
One of the dilemmas faced by crisis services concerning the moment of the decision to warn and inform
other services (e.g. fire fighters, police, military) is that too-frequent warning weakens the vigilance of crisis
services, and inaccurate warnings can lead to a lack of trust and result in undue costs. On the other hand, an
even greater threat may come about if the warnings to inhabitants at risk are ignored, or acknowledged too late.
This is one of the most essential reasons why locations particularly vulnerable to flash flooding should receive
local-warning systems. Most often, however, their construction and monitoring exceeds the organizational and
financial capabilities of the lowest-rank authorities. This is why such systems are built for groups of many
communities (local self-governments), in Poland over about the size of one administrative district, containing
sometimes over a dozen communities. There is also a lack of adequate legal solutions to regulate the responsi-
bility of particular levels of administration for the functioning of the various elements of the warning system.
A problem then emerges in defining competence in warning residents in various phases of danger (e.g. using
direct telephone warning for residents), ensuring schooling and educational support, and other activities. In
such a legal situation, this should be established during agreements between local authorities of various ranks.
An example of this kind of coming to terms can be found in the national report concerning the local system in
the village of Gorzanów in Poland.
F. SPATIAL PLANNING
Spatial planning can be an effective means of limiting the increase of flood risk. Its main tasks in this field are:
Limiting the flood damage potential, in particular to high value developments and uses
Protecting natural retention in the catchment area, including protecting terrains put at flood risk by unmonitored
increase in development upstream.
Limiting the potential of negative environmental fallout from flooding through secondary hazards (chemical
or bacteriological spills).
A condition for the efficacy of activities is the introduction of mechanisms to ensure cohesion between
spatial management plans prepared on the basis of administrative districts and flood risk management plans,
prepared on the basis of catchments. The key is to take into account information about flood hazard areas in
spatial planning. According to the proposals of European Flood Directive [Flood Directive, 2007], and also in
terms of practice in a great number of countries, these are the basis for flood risk management plans 11 .
Generally, marking out flood hazard areas represents the basis for assessing flood risks of existing or planned
developments and consequently for regulating new development on the flood plain, Flood hazard maps should
importantly be introduced to spatial management plans. This delineation is, however, not an easy and straight-
forward process, in particular when it comes to flash flood hazard areas.
Regulation could generally involve prohibiting new constructions in regions of high flood risk, and introduc-
ing necessary restrictions in regions of medium and low risk. These restrictions are on the one hand technical
conditions for investments located in risk zones, ensuring them lower susceptibility to flooding, and on the
other prohibitions on important sites - such as schools or hospitals - being located in flood risk areas, or those
which could cause secondary hazards (e.g. chemical spills from factories, and mines, or domestic oil storages,
bacteriological spills from wastewater treatment plants or blackouts of flooded installations of the electricity
grid etc). Some of the world’s richest countries (the USA, France, Holland) have introduced financial incentives
to move or liquidate sites located on high-risk areas.
The legal regime behind spatial planning processes is of crucial importance as it sets out who is to prepare
flood hazard maps, and what specific regulations apply to the different hazard areas.12 It also provides the
mechanism by which to enforce regulations. In practice, in case there is a rather wide gap between local
11
The proposal of the above-mentioned directive makes reference to flood risk maps, in which floods of high, medium and low probability
are taken into consideration.
12
See also : Legal and Institutional Aspects of Integrated Flood Management, Flood Management Policy Series, WMO, 2006, available at
http://www.apfm.info/pdf/ifm_legal_aspects.pdf
44 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
Shaping retention
retention. The aim in shaping retention is to reduce flood wave. In practice, many hydro-techno-
logical operations are used to increase a catchment-area’s retention. The most popular of these include, of
course, various sorts of small reservoirs that collect water in a permanent or temporary fashion: retentive reser-
voirs, dry reservoirs and polders. But we can also add small dikes and dams raised from local materials, and such
structural measures as culverts under roads.
River conservation. For a river valley to be prepared to redirect flood water, a river corridor must be shaped
in the correct fashion. According to traditional understanding, maintaining a river corridor mainly concerned the
river bed: control of its depth and slope, and care for the capacity of the valley (cutting down trees). Current
work in this field is significantly broader in character, resulting from changes in ways of thinking about the water
environment and its function. These treat the water environment as a whole (including not just the lay of the
land, but also its flora and fauna), they protect these elements and make use of those which abet activities to
limit damage caused by floods.
To conclude, it is worth emphasizing that the structural methods described should be carried out not just by
institutions and companies, but also by individuals, such as road services, farmers, or owners of sites on the
whole of the catchment area. A typical example might be activities to decrease surface run-off, activities to
shape a small retention, or work to assist water infiltration.
46 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
5. WHO CAN TAKE WHAT KIND
OF ACTION?
In the previous chapter we have briefly outlined the components of flash flood management strategy. Below
is an attempt to ascribe activities resulting from this strategy to various entities at particular levels of manage-
ment. The suggestions regarding the activities of various units are based on the following premises:
flash floods can effect everyone,
participatory approaches are crucial for the effectiveness of flash flood management
Owing to the fact that minimizing the risk to lives is the foremost goal in managing flash floods, problems
related to flood preparedness, warning and response of peoples at risk will occupy most of our attention in this
chapter.
A. NATIONAL LEVEL
Central Administration
The main task of the central administration in managing flash floods is developing a national strategy and
creating a legal and organizational framework for it, as well as the financial mechanisms for it to be carried out.
Its role is also to stimulate educational and research activities, as well as international arrangements.
Questions need to be addressed to develop an affordable and efficient hazard risk manage-
ment strategy:
Risk identification and assessment: What is the country’s hazard exposure? What are the economic and
social losses? What is the probability of loss exceedance? Where is the risk concentrated?
Risk mitigation: What structural and nonstructural measures are suitable and affordable to mitigate physi-
cal damage? What are the priorities for intervention, considering risk to lives, livelihoods, and the need for
emergency facilities? How best can these measures be financed and sustained?
Emergency preparedness: Is the country prepared to respond to emergency situations organizationally as
well as technically? Does the existing coordination and response mechanism function under stress? How
efficiently are public, nongovernmental, and bilateral and international aid institutions integrated in the
emergency response system?
Catastrophe risk financing or transfer: What is the country’s financial capacity to absorb catastrophic
events? Is there a funding gap? What are the most suitable financial instruments with which to address
the funding gap?
Institutional capacity building: What is the country’s capacity to manage emergencies at different levels of
government? Is an institutional framework and coordination mechanism in place that allows strategic
planning and decision making at the central, regional, and local levels? Are technical, social, and eco-
nomic considerations integrated adequately in the investment decision process?
Source: [Pusch Ch., 2004]
For a national strategy to be effective and employable it should be developed with the participation of all
potential stakeholders. This requires analysis, co-operation and agreement between many entities at various
levels. The role of the central administration is to guide just such a strategy-development process, to ensure the
Legal Framework
Flash flood management involves the competencies of several government departments, such as the Ministry
of the Environment, The Ministry of Internal Affairs, and the Ministry of Construction or Transport. Thus the clear
definition of the roles of various institutions participating in this process at various levels of management is a
task which can not be overestimated. This concerns both legal instruments describing the range of their respon-
sibility, and those defining their mission, thus facilitating the co-operation of these institutions. The main fields
that need settling in defining the competence of particular institutions are:
the framework of the planning process, including the above-mentioned relationships between flood mitiga-
tion planning and spatial planning,
flood response as a component of a general framework for responding to natural and technological disasters,
economic instruments (taxes, flood insurance, interventional funds, funds in support of preventive activities).
Owing to the violent nature of the phenomenon, clear guidelines concerning competencies and responsibili-
ties are particularly important for flood warning and response.
The goal of the warning system is to get those in danger to respond, and in realizing this goal NMHS’s need
to co-operate with various institutions. The place and role of the NMHS in flash-flood warning systems was
presented in more detail in the previous chapter, emphasizing the potential input of these services not only in
operational activities, but also in shaping warning politics and practices (e.g. by developing model solutions for
local flood warning systems).
48 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
In addition to its operational activities, the NMHS’s also carry out research. These services can make a vital
input into planning work, providing flood hazard analyses affiliated with climate changes, classification of
regions of the country according to flood hazard etc. NHMS’s could also provide specific advisory services, e.g.
for local communities establishing local flood warning systems.
Challenges
A clear structure of responsibility (rights, powers and obligations) defining which institution is to fill the
leadership role for the budget particular flash flood management activities is very important for the activities to
be effective. This involves the roles of residents and users of the terrains at risk, whose range of responsibilities
should also be described. It may prove to be a challenge to define their roles as active actors and gain accept-
ance for this fact among those interested. A clear mandate to undertake parts of a flash flood management
strategy is the basis for budget allocation and accountability.
A challenge in the NMHS’s competencies, on the other hand, would seem to be the uncertainty of forecasts
and introduction of probabilistic forecasts into operational practice. This concerns not only preparation of these
sorts of forecasts by NMHS’s, but also their relevant use by crisis services and residents, which requires training,
forecast interpretation procedures, the development of appropriate formulations for warning bulletins etc.
B. PROVINCIAL/BASIN LEVEL
River Basin Organisations
Many countries in the world have introduced catchment-area water management carried out by River Basin
Organisations (water agencies, river-basin boards, environmental agencies etc.). This level of flood management
would appear to be key for planning and prevention activities. RBO’s should work out long-term policy premises
for flood management, taking into consideration development scenarios and climate change hypotheses. On
the other hand, the RBO’s task is to make short-term plans focused on developing concrete solutions adapted to
the conditions in the river basin or catchment. The basis for planning activities should be flood hazard maps and
flood risk maps, whose creation is one of the tasks of the RBO’s ascribed13 .
Flood management activities should be negotiated with activities planned in the framework of other water
economy tasks. They should also take into consideration the requirements of natural environment protection.
These postulates were formalized for the European Union, inscribing in the Flood Directive demands for the
harmonizing of flood management activities and planning activities affiliated with the realization of the Water
Framework Directive. Conforming activity in these fields is also the task of RBO’s. Another important stream of
RBO’s activity is increasing the knowledge and awareness of all stakeholders in terms of the nature of flash flood
hazard and methods of limiting flood damage. Of particular importance here are activities targeted directly at
residents at risk.
Apart from the above described planning and prevention tasks, RBO’s are often, though to varying degrees
involved in operational activities. They can carry out tasks like: forecasting of the water levels in the rivers,
controlling hydro-technical structures (reservoirs, polders, weirs), and warning residents. The role of RBO’s in the
flood warning and response system depends on the legal and organizational model adopted in a given country.
13
Complementary solution is to prepare such maps at a local level.
Challenges
Developing a flood management plan is a difficult task. Its main aim is to minimize the threat to human life,
and to keep the risks to the economy from flooding at manageable levels. This less concerns the minimization of
flood damage than it does the maximization of net benefit arising from the exploitation of the catchment area.
The identification of needs, the defining of particular goals and negotiation of the means for their realization
require the participation of specialists from various fields and representatives of local communities. Specialists
dealing with flood management must take into account the needs of these groups. On the other hand, they
should make all those interested aware of the dynamic nature of flood hazard, i.e. its dependency on climate
change and changes in the management of the catchment area. This all means that the development of an
effective scheme for developing and implementing a flood management plan for the river basin is a true chal-
lenge.
C. LOCAL LEVEL
Local Administration
We might say without much fear of exaggeration that local activities to limit flood damage are the most
important elements in determining success when it comes to flash floods. It is on this level that the real threat
can be analyzed, i.e. who and what are at risk, and determine what remedial measures could be both effective
and implementable by the local community.
The significance of the activities of local communities in limiting flood risk places a heavy obligation on the
district administrative authorities. They bear the burden of preparing the community for a flood, particularly in
regions where flash floods occur. The specific attributes of these mean that planning activities that include all
the links of the chain of flood-risk management, and the integration of all the units taking part in the process
take on greater significance. Consequently, the tasks which stand before the local administration are:
rational spatial planning, maintaining a balance between the advantages to be gained from the exploitation
of attractive sites alongside rivers, and the dangers they introduce,
assisting the preparation of buildings for floods,
the building of integrated warning systems for residents and users of terrains at risk,
organizing an evacuation base for people, equipment, and farm animals,
the clearance of damages, and assistance after the flood.
These tasks should be carried out in the framework of a flood preparedness and response plan. The efficacy
of work on the plan and success in its implementation will to a large extent depend on the inhabitants’ knowl-
50 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
edge level of the flood risk on the given terrain, of methods to limit damages, and finally of the available
solutions for the community as a whole. The activities employed are generally rather ineffective, as they generally
involve single actions that are of dubious value in keeping residents alert to the possibility of danger over longer
periods of time. In practice, the most effective solution is to create conditions whereby all those organizations
and institutions (e.g. local NGO and mass media, schools) whose competencies involve education and the
transfer of information include this issue into their plans. The role of the administration would then be to
program the main streams of operation and animate the activity of the various institutions and organizations in
this field.
Spatial planning is exceptionally important for the effectiveness of activities limiting flood risk. Similarly,
building an effective warning and response system is key to the safety of inhabitants. Owing to the gravity of
these matters, they will both be explained in more detail below.
Spatial Planners
The essential instruments for limiting the risk to human life and property include legal regulations that make
the manner of flood land exploitation dependant on the level of risk involved. These regulations mainly apply to
spatial planning. In many countries, spatial planning falls within local self-governments’ jurisdictions, and in
others the self-government plays an essential role in the process. The local self-government’s obligation includes
identifying landslide and flood-risk areas and presenting them on maps (caused by rivers and streams, and flash
floods resulting from the topography, or potential catastrophes in hydrotechnical sites). We must bear in mind,
however, that introducing limitations into the management of these areas can cause a great many difficulties in
practice. These arise from two causes:
the attractiveness of the flood land from the perspective of running economic activities of all descriptions,
tourist ones in particular
the necessity of paying landowners recompensation if construction limitations should cause their land’s
market value to plunge.
A local administration’s tasks therefore include finding solutions which, on the one hand, will not hamper
the long term economic development of the area, and on the other will reduce the threat to the lives of the
residents and users of these lands.
Crisis Services
Warning systems on lands at risk of flash flooding are one of the most important forms of limiting risk to
people’s lives and property. Regardless of who administrates such a system, the local administration and the
crisis services usually subordinate to it will be one of the important links in this chain. The solutions applied in
practice have varied greatly: from simple and inexpensive systems based on the participation of local residents,
to complex, multi-component and expensive systems. There are a number of elements which have an impact on
the guaranteed effectiveness of the working of such a system, but the most important among them are:
the co-operation of local authorities with hydrological services, the outcome of which should be the regular
receiving of forecasts as well informed as possible on the selected region, and assurance of receiving warn-
ings on the approach of undesirable hydro-meteorological situations.
the planning and implementation of methods of warning people to guarantee that warnings reach people
whether it is day or night, and regardless of whether they are at home or out.
The warning system should be supported by a response plan. The response plan is, put simply, a list of
essential activities to be performed by certain groups at risk of flood, as well as individuals supporting these
activities and taking care of their safety. The plan should also cover organizational solutions to improve the
guaranteed performance of particular activities by those at risk.
Challenges
The most important problem at this level is the integration of activities, understood as the co-operation of
many individuals, both those responsible for the inhabitants’ safety (firefighters, police, road services, sanitation
services) and those who make every community run smoothly (e.g. planning services, energy distribution serv-
ices, transportation etc.), but also higher-level structures (hydrological and meteorological services, upper-rung
crisis services). Both local plans and operational activities depend on this co-operation. Integrated activities
adopted by a local administration should concentrate on a goal - which is not just the safety of the inhabitants,
but also the creation of conditions of development for a given community. This is a fairly difficult undertaking if
we consider that there are no administrative relations between many of these institutions, and so the co-
ordination of their work can only be based on carrying out a common goal, which can be achieved with the
participation of all the individuals. The main role of the self-government is ensuring conditions for the co-
operation of institutions, and facilitating the inhabitants’ inclusion in various forms in the process of managing
flood risk at the local level.
A house can also be prepared for flooding through installation of safety closures on the windows of cellars
and entry doors to the building (or preparing sand bags, mobile barriers etc.). Very important is also to secure
sources of indirect damages (chemicals).
52 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
deeds, insurance policies, work certificates, birth certificates, wedding papers, money and valuables and (family)
memorabilia are stored on the higher floors.
Challenges
The actions of the individual residential landlords or homes, as well as the owners of production and plants
or administrators of public property sites should be supported by the local administration. Experience shows
that without reminding, education and informational activities, the engagement of the above-listed parties will
slacken or disappear over time.
E. SUPPORTING GROUPS
In addition to the individuals on whom flood damage limitation directly depends, there are also those who
can support their activities in a vital way. If at all possible, it is essential to make contact with them and to make
use of their potential – mainly in terms of information, knowledge and advisory and educational opportunities.
Among the many possible groups, the most important are: professional and scientific circles, teachers, mass
media and NGO’s.
Teachers
The experience of the authors of this report indicates that teachers in schools of various rungs are interested
in introducing subject-matter involving natural disasters, floods inclusive, into the school curriculum. This is true
in particular as far as local danger is concerned, and self-governmental authorities are interested in supporting
such undertakings. The condition of these groups’ activity is access to educational materials and training (which
allow the teacher to prepare for his/her lesson), as well as access to didactic aids. The lessons’ subject-matter
should not be limited to general knowledge about floods, and should also deal with:
the flood threat to the land on which the school is situated,
how the local flood-damage limitation system operates,
individual methods of limiting flood damage.
Materials for schoolteachers might be prepared by professional or scientific communities, and their training
might include enlisting teachers whose role will in part be to improve the knowledge of the teachers’ community.
Mass Media
The mass media is an extremely important partner of the governmental and self-governmental administra-
tions in aiding education and promoting model behavior. Owing to its high credibility in the community, its
power and the scope of its effect, it can play an essential role in promoting thinking habits in accordance with
local strategy. Practice shows that the mass media can fulfill the function of an effective means of spreading
information on flood danger, and it is generally employed as one of the paths of transmitting warnings. This
particularly applies to television stations and radio broadcasts. The latter is an ideal means of communicating
with inhabitants at risk, thanks to the shrinking of the radios themselves. In Poland there were examples during
the most recent flood in which the local media (e.g. radio broadcasts) played a very essential role in the dissemi-
nation and exchange of information, even after the flood, when the normal means of communication didn’t
work. Another task of the media during the flood and afterwards is to help in transmitting practical information
and advice to residents on how to deal with problems like bacteriological contamination, drainage, cleaning the
mould from the walls of a building and making contacts with aid institutions etc.
Partners might be national or regional (provincial) media, or local media affiliated with local communities,
and which are therefore eager to co-operate with education and promotion of preventive, warning and advisory
activities.
Co-operation with the mass media should include planning, such as: identification of which media have the
greatest influence on the area at risk of flooding, defining the aims of co-operation with each of these, finding
the best forms of communication and co-operation and giving them an organizational framework (e.g. formal
contracts).
54 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
One of the most important tasks that non-governmental organizations can fulfill is help after a flood, which
requires a large quantity of volunteers, and professionalism in the manner of giving help and generosity. An
example of such organizations that bring help in times of flood are the volunteer fire departments active in many
countries, and in the field of humanitarian aid there is the Red Cross, as well as other local organizations
functioning in the areas of various countries.
Challenges
Supporting organizations can be partners worth taking into consideration in the flood-damage limitation
process. Because these are independent units, after all, and are not directly involved with the problem of limiting
flood damage, their activity must be stimulated by the organizers of the flood-damage limitation plan, for
example through local or regional administrations.
Before any actions are taken to develop a plan, one should ask oneself if the local community the plan
concerns is prepared to take up such activities. A good method of acquiring this information is to organize
meetings devoted to flood matters, or to distribute surveys amongst the residents and users of the flood lands.
Their goal should be to determine how the residents feel threatened, what their potential involvement might be,
and what their level of confidence is in the institution initiating the plan.
If it should turn out that the residents are insufficiently aware of the level of danger, and feel no need to take
action to reduce or limit the risk, we shall not receive the required support for our activities. In such a situation
it is also difficult to gain information from this community, or the assistance required to work out a good plan.
Should such a situation exist, work on plan preparation should start with flood education in the circles whose
lack of knowledge obstructs the development of a plan.
The best moment for starting the planning process is the period directly after the flood, when the residents
themselves are interested in taking up preventive measures.
In Poland, after the flood of 1997, many local initiatives cropped up to improve the state of the flood
security. The majority of these were not complex, but there did come about many interesting solutions in
the field of local monitoring and warning systems, for example, or informative materials for residents
(flood instructions).The work on the local flood-damage limitation plan for the Gorzanow locality was
introduced based on experience from the most recent flood.
56 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
In the event of it being necessary to work earlier to convince a community of the usefulness of working out
a plan through awareness-raising, it is best to make use of positive examples – the results of similar activities that
have been achieved in other locations make for good educational materials. It is also worth figuring out if
developing a flood-risk limitation plan might not help the local community in solving some other problems,
which would be an additional argument to its advantage (e.g. recreational or sport use of the flood lands
instead of introducing restrictions on their economic exploitation).
Team Competencies
The planning team might be a decision-making body (if such a function is officially accepted and confirmed
by the local authorities) – and then the aim of the team is to develop a plan proposal, or it may only fulfill an
advisory function – and then its suggestions will be passed on to specialists, who will work out a plan on their
own. From the planning team might emerge a “steering committee” and a planning group. The task of the
steering committee is to supervise the proper running of the planning process, and take care that the plan is
implemented in reality (including attempts to raise funds). The task of the planning group is to work out a plan.
Both the competencies and the manner of making use of the planning group will always depend on the local
conditions and capabilities.
The group responsible for developing a plan in Gorzanow served as advisors and consultants, though the
majority of this group’s suggestions were taken into consideration in the work thus far carried out by the
IMGW representatives and the district administration, as well as the local administration.
58 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
7. CONCLUSIONS
AND RECOMMENDATIONS
The initiative taken in the domain of flash flood management as provided in this report has been the central
element of discussion at a regional workshop on “Community Preparedness and Public Participation for Flash
Flood Management in Europe”, held 29 and 30 October 2007 in Krakow, Poland. Participants of this workshop
agreed to the following conclusions and recommendations that should emanate from this initiative in order to
continue and strengthen efforts in the region to minimize losses of life from flooding and reduce the vulnerabil-
ity of communities to the adverse impacts of flash floods.
Taking note of the high losses of human life from flash floods across Europe, the likeliness of climate change
to result in an increase in intense short-duration precipitation in most of Europe and human alterations of the
landscape to further increase flash flood risk,
Being aware of the experiences gained during pilot projects undertaken in the Central and Eastern European
region with the aim of reducing the vulnerability of flash flood prone areas within the Framework of the Associ-
ated Programme on Flood Management (APFM),
The participants of the workshop “Community Preparedness and Public Participation in Flash Flood Manage-
ment in Europe” are presenting the following conclusions and recommendations to decision makers in the
national administrations, researchers and operational managers in the National Meteorological and Hydrologi-
cal Services, mayors and local decision makers in order to reduce the devastating impacts of flash floods:
1. Flash floods due to their special characteristics, causes of occurrence, and need for improved understanding
require a multi-disciplinary and multi-sectoral approach in managing and mitigating their adverse impacts.
2. Due to their local characteristics and sudden nature of occurrence, flash floods are best managed by the
local authorities with active and effective involvement of the people at risk. However, there is need for a
National strategy to deal with the flash floods within the overall Integrated Flood Management policies duly
recognising the subsidiarity principle.
3. Flash floods should be especially and specifically addressed while implementing the national or regional
(e.g., EU Flood Directive) flood management policies, IWRM and basin flood management plans or disaster/
crisis management plans.
4. The National Strategy to manage flash floods should be focussed on providing the necessary technical,
financial and legal framework for the competent authorities to play their legitimate role. The extent of
responsibilities that have to be shared by the National agencies with the local authorities would follow the
proportionality principle and depend on the physical and economic capacities of the local authorities. Some
of these areas are listed below:
i. The meteorological backup for providing global/regional meteorological data and required flash flood guid-
ance products, watch and monitoring of flash floods, particularly based on Numerical Weather Prediction
(NWP) and nowcasting procedures;
ii. Support the establishment and maintenance of local flash flood monitoring, warning and alert systems;
iii. Preparation of national flash flood inventories, based on historical information and post flood analysis, as
required, as part of wider inventories on severe hydro-meteorological events;
59
iv. Identifying areas prone to significant risk of flash floods requiring the local authorities to conduct flood
hazard assessment through hydrological and other technical backup provided by relevant technical agen-
cies;
v. Building national enabling environment for public participation in flash flood management with particular
reference to educational and public awareness plans for flash flood risks;
vi. Help and support the preparation of crisis preparedness and response plans on the local level (especially the
municipal and district levels) including training of crisis management personnel;
5. There is a need to build an appropriate national time table for actions and provide necessary financial
support, wherever applicable;
6. The flash flood hazard assessment shall be carried out for all possible sources of flash floods (cloudbursts,
lake outbursts, etc) within the overall flood risk assessment of the river basin, duly involving the multi-
hazard approach, including those for landslides, mudflows and debris flows, avalanches etc., wherever
appropriate.
7. Appropriate legal provisions should be made to clearly define the roles and responsibilities of various insti-
tutions at different administrative levels (national, river basin, state, district or local) involved in flash flood
management including the mechanism for flow of data, information, forecasts and warnings.
8. Local authorities should be enabled through legal and technical means to undertake spatial planning that
duly considers the flash floods hazards.
9. Financial mechanisms to undertake mitigation measures against flash floods should be clearly defined.
Appropriate instruments need to be established at various levels within the existing financial framework
(insurance, calamity funds at various levels of the governmental hierarchy, etc.).
10. There is need for a platform for sharing data and information among the National Meteorological and
Hydrological Services (NMHSs), Local Authorities, civil protection authorities and educational and public
awareness institutions on flash floods. There should be a mechanism to share the experiences in flash flood
management within the countries and an ongoing international exchange on the topic.
11. There is need for greater emphasis on research in atmospheric processes leading to flash floods, and in
building capacities to monitor and provide better warnings on flash floods.
12. There is a need for in depth studies in the causes of flash floods, especially with a view to the role of climatic
changes and human alterations of the catchment.
13. Safety regulations for hydro-technical works should include provisions to minimize the risk of generating
flash floods through operational, maintenance and design aspects.
14. There is need for developing risk-sharing mechanisms among various levels of government and individuals
to strengthen the resilience of flood affected communities.
15. Policy makers should be aware that a reduction in the density of in-situ hydro-meteorological monitoring
networks would also reduce the capacity to adequately monitor and forecast short-duration localized hy-
dro-meteorological events such as flash floods.
60 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
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61
Note
62 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
Note
63
Note
64 Guidance on Flash Flood Management – Recent Experiences from Central and Eastern Europe
Guidance on Flash Flood
Management
The designations employed and the presentation of material in this publication do not imply the expression
of any opinion whatsoever on the part of the Secretariat of the World Meteorological Organization
concerning the legal status of any country, territory, city, or area, or of its authorities,
or concerning the delimitation of its frontiers or boundaries.
Institute of Meteorology
and Water Management
Recent Experiences
from Central and Eastern Europe