2008 - Himley
2008 - Himley
2008 - Himley
Abstract
Environmental governance has emerged as both a key organizing concept and
priority arena of research for nature–society geographers. This article offers a
critical review of the burgeoning geographical literature on environmental
governance, emphasizing how geographers have employed the concept to analyze
how neoliberal globalization has entailed a fundamental reconfiguration of the
organizational and institutional arrangements through which society–environment
relations are governed. I begin by tracing the diverse bodies of scholarship and
theoretical perspectives – including political ecology and institutional theories of
political economy – that have shaped how geographers have approached environ-
mental governance. I then examine three themes central to work on the ‘neolib-
eralization’ of environmental governance: privatization and enclosure, the rescaling
of governance, and the role of oppositional social movements. Finally, I propose
that future research place more emphasis on documenting and analyzing the
practices of neoliberal environmental governance through ethnographic methods.
The institutional landscapes of capitalism are being redrawn. (Martin 2003, 78)
Neo-liberalism is now, and ever was, the politics of the crisis. (Tickell and Peck
1995, 370)
access and control over resources’ (Watts and Peet 2004, 4), political
ecology has long grappled with a number of core concerns that have
reappeared as central to environmental governance scholarship. Of particular
note is the enduring focus within political ecology on the institutions – what
Watts (2000, 40) refers to as the ‘rules-in-use’ – that structure resource
access, use, and conservation. State development and natural resource
policies, for example, have figured prominently in political–ecological
analysis (Hecht and Cockburn 1989; Peluso 1992, 1994), as have property
rights regimes. Regarding the latter, political ecologists have underscored
the complexity of property rights over resources and ecological systems
characteristic of more traditional societies (Robbins 2004) and have
detailed how these multifaceted arrangements, generally entailing a
mixture of individual and shared rights, have been transformed through
processes of imperialism, internal colonialism, state formation, and
capitalist development ( Jacoby 2001; Neumann 1998, 2004). This work
highlights how the imposition of statist/capitalist property rights regimes
and systems of resource governance has historically operated to both
dispossess traditional resource users and erase their customary resource
management institutions. In their analyses of these dynamics, political
ecologists have drawn inspiration from classical accounts of capitalist
development occurring across centuries in rural England, which entailed
a shift from various forms of property rights (including common, collective,
state) to exclusive private property rights, namely through acts of enclosure,
and thereby restricted peasants’ access to land and resources (Marx 1967;
Thompson 1975; see also Harvey 2003). As I discuss below, the concept
of enclosure has gained renewed purchase for researchers examining the
radical reconfiguration of property institutions fundamental to neoliberal
reforms, particularly the recent and extensive round of privatization of
commons resources (Heynen and Robbins 2005; Mansfield 2004, 2007a;
McCarthy 2005a).
While environmental governance research in geography has built on
issues central to political ecology, the ‘institutional turn’ in economic
geography has offered a more developed set of theoretical tools with
which to undertake these analyses (Bridge and Jonas 2002; Martin 2003;
McCarthy and Prudham 2004). Scholars have, in particular, drawn on
urban regime theory and regulation theory, both of which represent insti-
tutional approaches to political economy undergirded by the notion ‘that
the form and evolution of the economic landscape cannot be fully understood
without giving due attention to the various social institutions on which
economic activity depends and through which it is shaped’ (Martin 2003,
77). Urban regime theory, for its part, seeks to provide an understanding
of both the ways in which spatiotemporally contingent institutional
arrangements structure local economic processes as well as how particular
actors wield power, both economic and extraeconomic, through these
institutions in order to shape land use and development policies (Bridge
© 2008 The Author Geography Compass 2/2 (2008): 433–451, 10.1111/j.1749-8198.2008.00094.x
Journal Compilation © 2008 Blackwell Publishing Ltd
Geographies of environmental governance 437
and Jonas 2002; Feldman and Jonas 2000; Gibbs and Jonas 2000). This
task is frequently undertaken by examining the role of growth coalitions
– usually partnerships between state and market actors – in governing the
trajectories and geographies of urban expansion. Geographers applying
urban regime theory to questions of environmental governance have mainly
focused on environmental policymaking at the urban and subregional
scales. Feldman and Jonas (2000), for instance, utilize urban regime theory
in their analysis of conservation planning in Southern California under the
Endangered Species Act. Exploring the implementation of conservation
measures designed to preserve habitat for the endangered Stephens’
kangaroo rat, these authors suggest that these measures were largely
at odds with Southern California’s expansion-oriented suburban ‘mode
of social regulation’ – a key concept within regulation theory (see next
paragraph) that Martin (2003, 77) defines as ‘the ensemble of rules, customs,
norms, conventions, and interventions which mediate and support
economic production, accumulation, and consumption.’ Feldman and
Jonas detail how local landowners and progrowth groups mobilized in order
to shape the conservation planning process so as to preserve their economic
interests and sustain the prevailing mode of social regulation. Unfortu-
nately for the Stephens’ kangaroo rat, the result of this political struggle
was a series of conservation reserves that was ‘piecemeal and fragmented,
often matching existing geographies of property rights, fiscal interests,
and political boundaries, but, in many places, mismatching the habitat
distribution of the [Stephens’ kangaroo rat]’ (Feldman and Jonas 2000, 277).
Rather than examining questions of urban environmental policy and
regional conservation, studies utilizing regulation theory have, for the
most part, focused on governance issues revolving around the production
and consumption of particular resources. Since its inception in France in
the 1970s, regulation theory has gained currency in a variety of social
science disciplines as a tool for understanding the relations between, on
the one hand, inherently contradictory and crisis-prone processes of
capitalist accumulation and, on the other hand, the constellation of
institutional forms and social practices – that is, the mode of social regulation
– that guides, regularizes, and stabilizes accumulation for more or less
extended periods (Dunford 1990; Jessop 1995, 1997; Peck and Miyamachi
1994). While regulation theorists have traditionally prioritized the nation-state
as the pivotal scale of governance, geographers adopting the regulation
approach have emphasized the ways in which broader-scale modes of
social regulation may be mediated at the subnational scale, thus creating
local and regional modes of social regulation grounded in the histories
and sociopolitical dynamics of particular places (Gertler 2000; Peck and
Tickell 1992; Tickell and Peck 1992). Although resource questions were
largely absent from early regulationist work in geography, since the mid-1990s
geographers have increasingly mobilized regulation theory in their analyses
of economy–environment interactions. Initial forays down this path
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Journal Compilation © 2008 Blackwell Publishing Ltd
438 Geographies of environmental governance
Robertson 2004, 2007; St Martin 2007) strongly suggests that the recent
upwelling of environmental governance scholarship has occurred precisely
due to the scope and consequence of the transformations brought about
by neoliberal reforms. Regarding neoliberal governance more generally,
McCarthy and Prudham (2004, 276) identify four central processes by
which state functions aimed at regulating the social and environmental
excesses of capitalist development have been transformed under neoliber-
alism. These are: (i) privatization; (ii) the incapacitation of the state to
regulate through fiscal and administrative cuts; (iii) the ‘hollowing out’ of
the state through the rescaling of governance functions, a process Swyn-
gedouw (1997) refers to as ‘glocalization’; and (iv) shifts toward supposedly
more flexible ‘second-generation’ regulatory frameworks, namely market-
based, nonbinding, voluntarist regimes that stress public–private cooperation,
self-regulation, and the increased participation of civil society. Within
geography, analyses of neoliberal environmental governance have been
organized around three key themes: privatization and enclosure, the rescaling
of environmental governance functions, and the role of social movements
in contesting the neoliberalization of environmental governance.
The enclosure of commons resources and the concomitant shift from
traditional property institutions to capitalist private property, as noted
above, have long been central concerns of political ecology. With the
neoliberal consensus arguing that ‘efficient resource management and
allocation requires the allocation of individual titles in land, water, forests,
biodiversity, and fisheries, and the trading of these resources and rights
within a free market that will assign high prices to scarce resources and
encourage sustainable management of renewable resources’ (Liverman 2004,
734), nature–society geographers have revived the language of enclosure
in reference to the recent wave of attempts to privatize and commodify
land, natural resources, and environmental services. Of particular note
have been analyses of (often highly contested) schemes to commercialize
and/or privatize water systems (Bakker 2002, 2003; Budds 2004; Perreault
2005, 2006); to patent and market genetic resources or even whole
organisms (McAfee 2003; Prudham 2007); and to assign private property
rights to ocean fisheries, which had long been treated as global commons
(Mansfield 2004, 2007b; St Martin 2007). Bridge (2004), in another
example, details how free-market fiscal and administrative reforms
throughout much of the developing world have opened up significant
tracts of land for private mineral investment, namely through the
establishment of legally defined and exclusive private property rights.
These trends, as Otto (1998, 79) states, have offered transnational mining
firms ‘unprecedented access to a larger portion of the earth’s surface then
ever before.’
Now prevalent within geography is an interpretation of these modern-
day and ongoing acts of enclosure as ‘accumulation by dispossession’,
a concept Harvey (2003) deploys to analytically link these processes to
© 2008 The Author Geography Compass 2/2 (2008): 433–451, 10.1111/j.1749-8198.2008.00094.x
Journal Compilation © 2008 Blackwell Publishing Ltd
Geographies of environmental governance 443
Although this article could not hope to review, let alone do justice to, the
entirety of recent geographical research on environmental governance, it
should be clear that geographers are in the process of building a rich and
compelling body of work on the topic. As I have attempted to show, this
research expands on core concerns of political ecology; meanwhile, insti-
tutional theories of political economy have offered geographers new and
productive conceptual tools with which to undertake their studies.
Importantly, geographical analyses have provided an understanding of
how neoliberalism has been rooted in quite radical reconfigurations of the
organizational and institutional arrangements that mediate our relations with
the natural world. By maintaining a focus on both the interests advanced by
these reconfigurations as well as their complex and uneven socioecological
consequences, geographers have provided an important counterbalance to
more laudatory depictions of neoliberal governance mechanisms and the (at
times overly) optimistic proclamations of ecological modernization theorists.
In considering how this literature might move forward, my chief
proposal would be a stronger emphasis on the practices of environmental
governance – or, as Bakker (2007, 434) states, ‘the practices by which we
construct and administer the exploitation of resources’ – under neoliberalism.
With much of the geographical literature on neoliberalism and environ-
mental governance foregrounding the organizational and institutional
changes wrought by neoliberal reforms, this work would profit from more
robust ethnographic accounts of the complex and place-based sets of
practices through which particular actors have produced, reproduced, and
challenged these novel modes of governance – or, alternatively, have failed
to do so. A number of existing studies, indeed, adopt such an approach.
Robertson (2007), for instance, documents the practices of bureaucrats,
economists, and market participants as they work – often at odds with
one another – to create markets and set prices for ecosystem services. In
doing so, Robertson (2007) reveals the neoliberal marketization of ecosystem
services to be ‘a contingent and sometimes rudderless task’ (p. 501); by
emphasizing that neoliberal forms of environmental governance must be
enacted on the ground by particular agents in specific locales, he also
directly confronts neoliberal economic theory, which ‘declines to theorize
either agency or location’ (p. 520) [emphasis in original]. In another example,
sociologist Goldman (2005, 5) has undertaken an institutional ethnography
of the World Bank as a means to understand how the World Bank, in
response to its increasingly vociferous critics, ‘successfully worked to reinvent
itself, tame its critics, and intervene in an ever-growing number of
institutions, terrains, and social bodies located across the postcolonial
map.’ Goldman focuses specifically on the in situ practices of ‘green’
knowledge production at the World Bank and offers an analysis of the
mechanisms through which this knowledge – codified into rules, norms,
© 2008 The Author Geography Compass 2/2 (2008): 433–451, 10.1111/j.1749-8198.2008.00094.x
Journal Compilation © 2008 Blackwell Publishing Ltd
446 Geographies of environmental governance
Acknowledgements
I wish to acknowledge Don Mitchell, Reecia Orzeck, and Tom Perreault
for their constructive feedback on earlier versions of this article. I would
also like to thank Gary Brierley and two anonymous reviewers for their
valuable comments.
Short Biography
Matt Himley holds a BA in English and International Studies from
Northwestern University in Evanston, IL, USA, and an MA in Geogra-
phy from Syracuse University, Syracuse, NY, USA. Currently a doctoral
candidate in Geography at Syracuse, Matt’s interests lie primarily in
resource politics and rural livelihoods in the Andes. For his MA thesis,
Matt explored the contested history of conservation initiatives in an indig-
enous campesino cooperative in highland Ecuador. His doctoral dissertation,
for which he is undertaking primary fieldwork during the 2007–2008
academic year, examines the relations between large-scale mining operations
and rural communities in the Peruvian Andes, focusing on the ways
in which local communities have sought to exercise control over mineral
development and its complex socioecological impacts.
Note
* Correspondence address: Matthew Himley, Department of Geography, Syracuse University,
144 Eggers Hall, Syracuse, NY 13244-1020, USA. E-mail: [email protected].
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