Technical and Military Imperatives: A Radar History of World War II
Technical and Military Imperatives: A Radar History of World War II
Technical and Military Imperatives: A Radar History of World War II
Imperatives
A Radar History of World War II
Related Titles
Cockcroft and the Atom
G Hartcup and T E Allibone (out of print)
Radar Days
E G Bowen
Louis Brown
Carnegie Institution of Washington
Washington DC, USA
1999
Institute of Physics Publishing
Bristol and Philadelphia
c 1999 IOP Publishing Ltd
All rights reserved. No part of this publication may be reproduced, stored
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mechanical, photocopying, recording or otherwise, without the prior permission
of the publisher. Multiple copying is permitted in accordance with the terms
of licences issued by the Copyright Licensing Agency under the terms of its
agreement with the Committee of Vice-Chancellors and Principals.
The author has attempted to trace the copyright holders of all the figures
reproduced in this publication and apologizes to them if permission to publish
in this form has not been obtained.
vi
Contents
vii
PREFACE WITH ADVICE TO THE
READER
This book is about science and war. These are unquestionably the two most
dissimilar manifestations of the behaviors that distinguish man from beast.
Science—allow it here to mean all elements of our search to understand
the universe and put that understanding to use—is the most remarkable
of human occupations. It is also the most important. For us not to strive
to understand the universe would be as foolish as for castaways not to
explore the island on which they find themselves. Science, like art and
literature, draws from the mind those inner, intangible feelings which we
flatter ourselves give us our station on Earth. It discloses to us things of
unparalleled beauty and wonder—the mathematical beauty of the laws of
physics, the wonder that life is understandable. War is the negation of all
this. It is a disease, like smallpox, that must be eradicated.
Yet war is almost as unique to man as is science. Other than ourselves,
only ants organize their violence so that it can be called war. Violence is
ubiquitous to the biological world, but it is man’s doing to make it an inner-
most part of civilization. War is the great embarrassment of civilization, yet
all great civilizations have maintained themselves by their military skills
and have vanished when those skills no longer sufficed to protect them
or sustain internal order. Moreover, from the dawn of civilization science
and war have been inseparable companions, locked in a partnership that
neither desires and that neither is capable of dissolving.
No one setting out to read this book needs the recitation of a catalog
of invention and discovery that bears on military history to be convinced
of science’s significance, but if this relationship is so well known, what is
the purpose of this book? It has a void to fill, for an important element
in this story is not well told. Years ago I was struck by the absence of
a comprehensive and international history of radar, of the kind that has
appeared many times about the atomic bomb. Not that there were no
books on the subject; on the contrary, there is almost an over-abundance,
as the numerous references cited herein attest. There are among them some
extremely good accounts of various parts of the story, and it is my hope
that this study will impel many to read them for the things I have had to
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Technical and Military Imperatives
leave out. However, these histories are all parochial, for they invariably
found their origins in the personal involvement of the authors in radar or
on material gleaned from national or laboratory sources. The secret nature
of radar did not give the engineers, scientists and military much chance
to learn what took place on the other side of the hill, so national versions
tell one little about other countries and all too frequently leave the reader
with a distorted impression of the whole subject. This does not imply
dispute about the facts. The German and British accounts each emphasize
the development of their own equipment, of course, but describe the great
radar struggle between the Luftwaffe and RAF Bomber Command without
significant disagreement. They leave the curious impression, however, that
World War II was a private fight between Britain and Germany.
There were in America four large radar development laboratories of
comparable importance. The histories written about them are quite un-
equal and show poor understanding of the contributions of others. Three
years into the project I was still encountering major surprises that changed
my understanding in a substantive way. Most radar histories trace its ori-
gins to a few relatively well known and oft reported events. It has not
taken any great depth of scholarship to recognize that radar was just in
the air during the 1920s and 1930s. This is obvious when one learns that
eight nations had radar projects in 1939. There is evidence that leads one
to suspect that hundreds of communication engineers observed reflection
and interference phenomena causing them to think about radio location
without recording it. The strong similarities of the German and American
programs alone speak volumes for its invention being a technical impera-
tive.
‘The bomb may have ended the war but radar won it.’ This was
the comment of many radar workers in August 1945, when the news of
the atomic bomb upstaged the release of public knowledge of the MIT
Radiation Laboratory, planned as a cover story for Time. This statement
has been repeated many times since then, often with categorical statements
concerning some engagements, but has never been examined for the war
as a whole.
It is the object of this study to attempt to improve on these perceived
deficiencies: (1) to describe the wide simultaneous development, (2) to
examine the idea of it resulting from a technical situation that made it
inevitable, (3) to determine how the severe restraints imposed by secrecy
affected design and use and (4) to approach with the objectivity that should
come with the passage of time the question of its effect on the war, both in
deciding battles and altering the military leaders’ approach to war. I shall
have succeeded if my effort presents in balanced form the main elements
of the whole story.
An appendix explains some of the rudiments of radar. Many will
choose to skip it because their technical knowledge equals or, more likely,
greatly exceeds what is presented. It is possible to gain a fair understanding
x
Preface with Advice to the Reader
xi
Technical and Military Imperatives
Louis Brown
July 1999
xii
ACKNOWLEDGMENTS
xiii
Technical and Military Imperatives
xiv
Acknowledgments
America’s entry into the war. This limited study proved to be extremely
useful.
At the beginning of the work the very important German side of
the story was unsatisfactory. There were important published books and
articles, but all suffered from the destruction of postwar records and the
isolation imposed on the authors by the severe secrecy that characterized
the Nazi state, and three years into the project had shown me no way of
correcting this. Letters to museum curators and historians proved fruitless
until Joseph HOPPE suggested that Conrad H von SENGBUSCH, an elec-
trical engineer with a small electronics museum, might know some who
had radar as a hobby, a suggestion that brought unparalleled riches as
he introduced me to Hans Ulrich WIDDEL, physicist, radio propagation
scientist and wartime radar operator. Not only did he have a wealth of
documents, books and miscellaneous papers in his own files, he was con-
nected through amateur radio to a group of like-minded individuals who
began to discuss my needs during their routine contacts. Their individual
efforts are included in the second paragraph and have completely trans-
formed the German picture. The size of my correspondence with WIDDEL
is larger than any of the others and has a corresponding breadth in tech-
nical and historical content. Equally important was the ten-year study by
WIDDEL’S lifelong friend, Harry von KROGE, who was determined to
learn details of GEMA, whose story had become distorted and much of it
lost over the years.
Knowledge of Japanese radar had come to us primarily from the
wartime and occupation technical intelligence reports and from articles
by Shigeru NAKAJIMA, leader of their magnetron development. These
sources, valuable as they are, miss many important historical details. For-
tunately, Yasuzo NAKAGAWA wrote two books in 1987 that contained
large portions about radar history. Don Cyril GORHAM translated rel-
evant sections and thereby provided a more secure basis of study. Not
surprisingly, this opened many questions, and I was greatly helped by
Naohiko KOIZUMI, a retired electron tube designer with a wide knowl-
edge of radar and a colleague of both NAKAGAWA and NAKAJIMA. He
entered enthusiastically into primary historical research, uncovered many
new items and explained the inevitable mysteries. He joined Bryant and
me in editing the translation of Nakagawa’s writings into a published book,
which contains most of what is known about Japanese radar.
The modern library system with its computer-linked catalogs has
been of such great help that one wonders how historical studies were done
before. The librarian at the Department of Terrestrial Magnetism, Shaun
HARDY, made the Inter-Library Loan a key research device, drawing on 28
libraries. Local libraries have been an important resource and their staffs
courteous and helpful: the District of Columbia Public Libraries, the Naval
Historical Center Library, the Bender Library of American University, the
libraries of the Smithsonian Institution, the library (now called a Research
xv
Technical and Military Imperatives
xvi
CHAPTER 1
PRELIMINARIES
1
Technical and Military Imperatives
2
Preliminaries
such remarkable deficiencies. There was the 690 hp Pegasus engine that
allowed it to carry 1000 kg loads, generally either of bombs or a torpedo,
for in addition to reconnaissance the Swordfish was the Royal Navy Fleet
Air Arm’s dive and torpedo bomber. To perform such duties required an
extremely strong airframe. To attain this strength yet allow the wings to be
folded for storage on a carrier required struts and wires in an arrangement
that defied perfunctory understanding.
On this particular night one of the men in the rear cockpit was study-
ing the traces of an oscilloscope, for their plane had been outfitted with
radar, and they were hunting for convoys of Axis ships bound from Italy
to Tripoli with supplies for Rommel, who was menacing Egypt. They were
skilled at night operations and appreciated this new electronic eye. A con-
voy duly appeared on the scope, and the pilot followed the operator’s
instructions so as to drop a flare that illuminated it for the other aircraft
of the flight to launch their torpedoes. The ships not hit during the night
could look forward to a reception by submarines after daybreak, when the
Swordfish’s infirmities made a return to Malta prudent before the Luft-
waffe began to seek them out. Rommel was never to secure his supply
line.
The United States Navy was having a difficult time in the Solomon
Islands during summer and fall of 1942. They had suffered a humiliating,
and what could have been a decisive defeat during the night of 8/9 August,
had the Japanese followed their victory with the destruction of the trans-
ports and supply ships unloading marines onto Guadalcanal. As night
closed on 11 October circumstances were similar: a Japanese squadron
from the northwest was intent on destroying vessels reinforcing the island
that a screen of American cruisers was equally intent on protecting. Night
action was the specialty of the Imperial Fleet, and their mastery of it had
led to the earlier loss of three American and one Australian cruisers. Radar
was supposed to have given the Allies compensating night fighting skills,
but clumsy use of it in August had, if anything, contributed to the disaster.
There had been subsequent improvements, but command understanding
of the new technique was still marginal. The skipper of USS Boise, Captain
Edward J Moran, appreciated the power of radar and had studied it. He
also had a competent radar officer in Lieutenant Philip C Kelsey to look
after the fire-direction radar for his main battery of fifteen 6 inch guns and
a recently installed microwave surface-search radar that allowed the scene
of battle to be presented as a maplike presentation.
Naval battles are often confusing, and night actions are almost never
capable of accurate reconstruction after the event. The naval actions in the
Solomons were night-time gun battles where it was difficult to establish
who was friend and who foe, but in the fight of 11/12 October the begin-
ning at least stands out in remarkable clarity: the Boise initiated the battle
by opening fire in the darkness with radar control alone, and her first salvo
scored direct hits on an astounded enemy. Kelsey had first sighted them,
3
Technical and Military Imperatives
and Moran had maneuvered to obtain the best firing position. The loss of
six warships and the death of the commanding Admiral sent a strong mes-
sage to Tokyo about the importance of their lagging radar development.
The nights of late fall 1943 were particularly hard for the men who
fought one another in the sky over Germany. The Royal Air Force pressed
attacks on German cities to break the will of the civilian population and
injure the means of producing and transporting the goods on which a
modern war depended. Air Chief Marshal Arthur Harris, chief of Bomber
Command, had initiated a series of enormous bombing attacks on Berlin in
November with the objective of destroying the war potential of this sprawl-
ing metropolis. Key to this effort was a radar system called H2S that gave
the navigators of the Lancaster four-engine bombers something purported
to be a radar map of the ground. Its purpose was to allow the formations
to find their way and aim their bombs. Both attacker and defender were
continually faced with the consequences of not being able to see in the dark.
Both attempted to ‘see’ with radar. Neither was conspicuously successful.
After a year of war the RAF and the Luftwaffe had come to realize
that large daylight bombing attacks could not be sustained, and both had
changed to night bombing. When Hitler made war on the Soviet Union,
strategic bombing, which is the euphemism given to bombing civilian tar-
gets, became primarily a British function. German antiaircraft (AA) guns,
first with searchlights and optical sighting, then supplemented with radar
control, had forced the bombers to their maximum altitude. By the end of
1943 the bombers carried one, sometimes two kinds of radar plus devices
to warn them of the enemy’s radar and to identify themselves electroni-
cally to their countrymen and allies. The defending night fighters carried
radar sets for locating the bombers as well as homing devices that allowed
them to locate either the enemy aircraft by their radiations or their own
landing fields by radio beacons. They were aided in their search through
the darkness by an extensive ground radar control system that tried to
place them close enough to the bombers for their airborne radar to pick up
a target. Success then turned on the skill of the air-crew radar operator in
guiding the fighter to a position close enough for the pilot, depending on
whatever light might be present from the stars, Moon or burning cities to
identify it and open fire.
These technical tasks, each requiring analytical thought best attained
with a relaxed mind, had to be performed in extreme cold and noise while
breathing oxygen through masks and in the presence of electronic inter-
ference designed to thwart them. The bombers threw out bundles of alu-
minum foil cut to resonate at the frequency of the AA and older airborne
radars. Both sides transmitted electronic noise intended to overwhelm
their opponent’s radar. There were elements of humor in the attempts to
confuse the night fighters by interjecting false information and distractions
into the instructions of the ground controllers, but the extreme casualty
rates and the apparently unending number of sorties required of the par-
4
Preliminaries
ticipants made humor a rarity and dampened any thrill of combat in all
but the most devoted warrior.
When war broke out in September 1939, South Africans had not yet
been informed by Britain about radar. They quickly received a briefing
covering the technical essentials but learned that the Dominions could
not expect to receive any equipment of British manufacture for the in-
definite future. A group at the Bernard Price Institute in Johannesburg,
under the direction of Dr Basil Schonland, built a set of their own design
from available components and by December were tracking planes with
it. Events had not yet established South Africa’s part in the growing con-
flict, other than the responsibility for protecting the valuable sea routes
around southern Africa, but modern weapons would be essential. This
home-made radar, called JB for Johannesburg, allowed training, and its
designers formed a cadre for future radar needs, needs that became fixed
when Italy sent forces into recently annexed colonies to attack adjacent
British and French territory. South Africa countered these moves and JB
radars went north to help protect Nairobi, the capital of Kenya and nerve
center of the vast region. These sets, each somewhat different from its
predecessor and accompanied by one or more of its builders, moved on to
help in the defense of the Suez area after the Italians were disposed of.
In 1942 when submarine activities began to take a toll on Cape ship-
ping, the JBs returned to join other locally manufactured sets along the
southern coast. Their presence forced the U-boats out of range, which
in turn kept merchant shipping dangerously close to an unmarked shore,
and radar frequently prevented steamers from running aground. Although
they seldom saw the conning towers of U-boats on their screens, they did
see much of the debris that covered the war-racked ocean and sent aircraft
to investigate, occasionally forcing down or sinking a submarine. Sorties
that did not lead to an attack on a U-boat were compensated many times
over when the target proved to be neither a conning tower nor floating
wreckage but a lifeboat full of exhausted survivors.
On 30 July 1943 American warships began the preliminary bombard-
ment of Kiska, one of the western islands of the Aleutians that had been
occupied by Japan more than a year earlier. Retaking the other island, Attu,
had required the better part of the preceding May and had led the attackers
of Kiska to expect the worst, hence the extravagant expenditure of explo-
sives that became the standard prelude to a Pacific invasion. But when
the 40 000 American and Canadian soldiers went ashore no one was to be
found. The Navy was confident the garrison could not have been evacu-
ated, so they must still be on the island. It was obviously some grand trick,
and patrols cautiously sought them out. But no one was there. All had
been evacuated.
Japan had come to realize there was nothing to be gained by holding
this Aleutian real estate, which had become difficult to supply. Experience
on these islands had also convinced them that they were unsuitable bases
5
Technical and Military Imperatives
for bombing the homeland, one of the causes for the original occupation,
so why hold them longer? Rear Admiral Masatomi Kimura had entered
the harbor with two cruisers and six destroyers, loaded all personnel in less
than an hour and departed. What the US Navy had ruled impossible had
been made possible through use of the microwave radar that had allowed
Akiyama to find the island and its harbor in the eternal Aleutian fog. A
bit of luck in the dispositions of the blockading American fleet helped, but
being able to see in the fog and thereby move rapidly was the secret. The
Allies did not suspect that Japan had such shortwave radar. Such beliefs
naturally influenced the actions of the blockaders.
The search for variety of experience has sent more men to war than
patriotic zeal, ideological fervor, high pay or hopes of plunder. The preced-
ing incidents, to which many more could be added, have sufficient variety
in them to gratify this longing in all but the most voracious appetites, but
they have military experience that confounds anything ever encountered
before. In the endless struggles of the biological world, vision is by far the
faculty of greatest value. Certainly hearing and smell contribute advan-
tages, but their power is almost trivial in comparison with sight. Other
than a few crude uses of infrared, the First World War saw no improve-
ments in this all-important sense beyond the telescopic equipment that had
evolved since Galileo. The introduction of radar, a completely new way to
see, in the Second World War altered the basis of warfare more profoundly
than any of the inventions that had marked the industrialization of combat.
To be able to see an adversary in the dark, in fog, at distances difficult or
impossible even with the best optical equipment under the best conditions
was unprecedented. This was radar, and it is its story that I propose to tell.
6
Preliminaries
7
Technical and Military Imperatives
magnetism were in some way related had been proved, and the search for
an electrical effect generated through magnetism led to Michael Faraday’s
discovery of the magnetic induction of electric currents a dozen years later.
The end of the 18th century saw the initiation of quantitative mea-
surements on matters electric with the inverse square force law being the
first established. From it grew a system of units for electrostatic quantities,
followed quickly by a similar system for electrodynamic phenomena. It
was, of course, realized that quantities measured in units defined by elec-
trostatics could have their values expressed in units defined by electrody-
namics. A conversion factor, c, quantified the conversion, and although its
value was unknown it was known to have the dimensions of velocity. The
system of units now universally used by engineers, which includes the fa-
miliar ampere and volt, eliminates the need of the conversion factor and its
dimensionality by adding current to the three mechanical quantities taken
to be fundamental: length, mass and time.
In 1856 this ratio, c, was measured experimentally by W Weber and
F Kohlrausch [1]. A Leyden jar of known capacity was charged to a po-
tential determined with an electrometer, thereby establishing the charge in
electrostatic units. The jar was then discharged through a galvanometer,
a current-measuring device calibrated in magnetic units. The ratio of the
charge calculated for the Leyden jar in electric units to the charge mea-
sured by the galvanometer in magnetic units proved to be the same as the
velocity of light, which had been known accurately for only a few years.
The historical records do not tell of the psychological effect of this on the
theorists of the day, but it must have been strong. Faraday had shown a
little earlier that polarized light was affected by magnetism in some exper-
iments furnishing a hint that light and magnetism were related, but this
new result certainly gripped the mind. Its significance was hardly lost on
James Clerk Maxwell, a professor at King’s College, London, who wrote
‘we can scarcely avoid the inference that light consists in the transverse un-
dulations of the same medium which is the cause of electric and magnetic
phenomena’ [2].
Maxwell’s achievement was not only to unify the laws governing
electromagnetic fields but to change entirely the way in which physicists
look upon the universe. Maxwell wrote sets of partial differential equa-
tions that stated the three laws determined earlier by Gauss, Faraday and
Ampère plus the mathematical statement that there are no isolated mag-
netic poles analogous to electric charges. From this he obtained no mathe-
matical indication of the wave motion so necessary if light was of electro-
magnetic nature, as strongly suggested by the recent experimental value
of the unit conversion factor, c. He noted a curious lack of symmetry in
his formulation for Ampère’s law, which had no time derivative to match
the magnetically similar statement of Faraday’s law. He remedied this
by boldly postulating the existence of a quantity, named the displacement
current, that gave his equations the desired form. When applied to space
8
Preliminaries
having neither static nor moving charges his equations then reduced to the
wave equation with a velocity equal to c.
The effect of this formulation, published in 1864, was in no way com-
mensurate with its importance. Physicists found the introduction of the
displacement current artificial and unnecessary and the mathematics im-
penetrable, primarily because the equations were not given in the crisp
notation familiar to modern readers. Several eminences of physics went to
their graves without understanding. Nine years later and five years before
his untimely death, Maxwell published his treatise on electricity and mag-
netism, which attempted to clarify his ideas; it was generally respected but
generated little enthusiasm, and waves of electric and magnetic fields were
not immediately produced in the laboratory. Two champions appeared on
the scene who altered the situation dramatically.
When the treatise was published a copy came into the hands of a
telegrapher, Oliver Heaviside, with no education beyond what had been
available to a child of the London lower class. Heaviside decided that to
understand electricity he would have to read the book and set about to
teach himself calculus and differential equations, both ordinary and par-
tial. In order to comprehend the material he invented a new branch of
mathematics (vector analysis) and in so doing reduced Maxwell’s page of
equations to the four recognizable by the modern reader. In the course of
this remarkable achievement, during which he lived off his kin, he invented
another branch of mathematics (operational calculus, transformed by rig-
orists to a subject honoring Laplace), derived the telegrapher’s equation,
which finally solved the problems of transmission lines to the great relief
of the owners of the new telephone systems, and engaged in delightful and
acrimonious controversy. He lived and died in poverty.
Heinrich Hertz also found inspiration in Maxwell’s treatise and
fought his way through to an understanding using mathematical notation
not greatly improved over the original. This understanding guided him
to the production of electromagnetic waves in his Karlsruhe laboratory in
1887. He produced waves of length from a few decimeters to meters and
demonstrated reflection, refraction and polarization. He measured their
velocity and found it as predicted. The response of the scientific world was
rapid and positive with numerous confirmatory experiments undertaken.
German scientists and engineers began to use his name for the unit of fre-
quency, and it was finally taken up by the International System of Units
in 1960. The Nazi regime attempted to have it replaced because of Hertz’s
want of racial purity but surprisingly failed. He died before the Marconi
experiments showed the communication possibilities of his waves.
The scientific basis of radar was not complete by the turn of the cen-
tury, but the fundamental understanding of what have come to be called
radio waves was complete. Small libraries were to be written about their in-
teraction with antennas, wires, transmission lines, waveguides, dielectrics,
the ionosphere, the sea, clouds, meteors, nuclear explosions, aircraft, ships
9
Technical and Military Imperatives
and more, but the fundamental principles were well established and the
dramatic predictions verified. By the turn of the century wireless telegra-
phy found ever wider application for marine communication, and in 1905
a major naval battle was fought in which wireless had much to do with the
outcome. The fundamental advances leading to radar and all of modern
electronics were now to be made in other parts of science.
Hertz’s waves were not originally seen as suitable for communica-
tion, and the first experimenters concentrated on demonstrating properties
that were recognizably similar to light. The virtues of much longer wave-
lengths than Hertz had used were noted by Guglielmo Marconi, an Italian
with strong family ties to Britain through his mother. Marconi became in-
terested in these waves as a student and began increasing the dimensions
of the dipole, giving him ever greater range. Family connections and capi-
tal allowed him to form a company for providing communication between
ships, an important application that he recognized and dominated com-
mercially for the first decade of the century. The subject naturally attracted
the mentally active, and invention followed invention all through this cen-
tury bringing rapid changes in the design of transmitters and receivers.
Its story becomes the history of electronics from which we shall be able to
examine only a small part of the riches.
Hot filaments of carbon and refractory metals were found to emit
electrons, which could be made to flow from a hot filament to a positive
electrode, a vacuum diode. It was John Fleming of Marconi’s company
who applied the vacuum diode as a sensitive detector for wireless signals
and to which Lee de Forest added a grid between cathode and anode to
make the triode, an element capable of amplifying an electric signal. By
1920 huge arrays of triodes were generating easily controlled kilowatts
of radio frequency power and rapidly replacing mechanical alternators as
well as arc and spark transmitters with vacuum tube oscillators. The tri-
ode oscillator had been invented at about the same time by de Forest and
Edwin H Armstrong, who fought for a score of years for a court judge-
ment of a priority long since granted both by their colleagues. They also
fought about the regenerative receiver that came about when the inductive
coupling of the oscillator was reduced below some critical value.
During the 1920s the vacuum tube transformed ‘wireless’ into ‘ra-
dio’, and broadcasting burst on the public as a new and almost universal
form of entertainment. The new circuit elements quickly replaced the am-
ateur’s spark equipment, and the demands of commercial wireless com-
panies for low frequencies drove them to wavelengths shorter than 200 m,
with which they soon began attaining astounding ranges with tiny frac-
tions of the power required by the big stations. In November 1923 a French
amateur in Nice established a two-way connection with two amateurs in
America [3]. Within a year amateur contacts were worldwide. These spec-
tacular feats were recognized to result from multiple reflections between
the ionosphere and the earth’s surface, but success in making a connection
10
Preliminaries
depended on the frequency used and time of day with other apparently
random effects thrown in. An empirical understanding of the ionosphere
and the way it affected long-distance transmissions was not long in com-
ing, with commercial and government use not far behind. The very long
wavelengths, which had been quickly overcrowded, were left for transmis-
sions for which the location of the receiver relative to the transmitter was
not well known, generally maritime. This pioneering by amateurs forced
them to relinquish some desirable frequencies when the commercial value
of ‘short wave’ became known. It was not the last time they would be
‘rewarded’ in this manner for their contributions to radio science.
11
Technical and Military Imperatives
nized as the Royal Air Force with status equal to the other two services,
including having a Secretary of State for Air in the Cabinet [2]. This would
remove the subordination of aviation to the Army and Navy and allow it to
organize air offense as well as defense. He further recommended forming
an independent bomber command to carry attacks to Germany. It was his
opinion that direct bombing of cities would become the principal means
of waging war in the future. The plan had enough political appeal to be
enacted quickly. After all, if sturdy Englishmen had been thrown into a
panic by a few bombs, the Germans would be so terrorized as possibly to
make peace. In 1918 cities in the Rhineland and beyond were bombed and
the first four-engine bombers capable of reaching Berlin began operation,
although the Armistice postponed that city’s experiencing air attacks for
a quarter of a century. The German defense against these attacks had not
been successful and had left a residual belief that the bomber could always
get through [3]. The attacks on London were stopped by mid-1918 but at a
cost of deploying 376 airplanes, 469 AA guns, 622 searchlights, 258 height
finders, ten sound locators and a balloon apron, requiring 13 400 men and
women [4].
When British fliers set about in the post-war world to protect their in-
fant and rapidly shrinking RAF from being devoured by its parent services,
Americans of the US Army Air Service returned from France filled with en-
thusiasm for the future of military and civilian aviation. Their leader was
Brigadier General William Mitchell, who had commanded them in France
and who had ideas about air power that went far beyond reasonable ex-
trapolations of his wartime experiences. As the son of a US Senator he in-
herited natural political instincts to further his cause, which he enveloped
with evangelism. His cause was the formation of an American Air Force,
independent of Army and Navy. His extravagant claims, demands and
charges soon led him to face a court martial and to enter the hagiology of
aviators.
British and American airmen came to accept similar views about
aerial warfare. Simply stated these views reduced to the idea that strategic
bombing would decide future wars. Exactly what strategic bombing meant
was never entirely clear but what it did not mean was clear. It did not mean
attacking the enemy’s armed forces as had been done in 1914–1918, some-
thing to be resisted at all costs. It did, of course, include attacking enemy
air power as a vital part of the ‘knock out blow’ delivered at the opening of
hostilities, but strategic bombing generally meant attacks on the enemy’s
industry, transport, communication and cities. It was assumed that attacks
on cities would lead to panic and immediate demands for peace. It would
have an ugly aspect that the airmen regretted but would insure a rapid end
to the war with far fewer casualties than even a few days of trench warfare
would accrue. Sir Hugh Trenchard, Mitchell’s British counterpart, valued
the morale effects of attacks on cities as 20 times the material.
Civilians began to expand on the ideas of strategic bombing during
12
Preliminaries
the inter-war years. There was a curious alliance of thought in Britain be-
tween airmen and pacifists on the terror and death that would come from
the sky, with the airmen emphasizing the terror and the pacifists the death.
Both assumed the usage of liberal dosages of poison gas. From a widely
read book [5] of the time: ‘But first we must make up our minds on one
very important point, namely, that gas will be used. Let there be no mis-
take about that!’. A spectacular movie issued in 1936 by Alexander Korda
entitled ‘Things to Come’ foretold war beginning on Christmas 1940 with
the dreaded bombs falling on London. The screen writers had missed the
teaching of Mitchell and Trenchard about a quick decision and prophesied
instead a quarter-century of war that almost brought an end to civilization.
For whatever value it had as prophesy, the scenes of attacking waves of
bombers and of destroyed cities showed remarkable prescience. The film
did little to calm the fears of society. The resulting expansion of Fighter
Command was the result of political pressure and viewed by the RAF as a
sop for the public.
If British and American airmen thought in terms of strategic bomb-
ing, their air comrades on the continent thought in terms of army support.
This is curious because they showed great interest in the writings of Giulio
Douhet, commander of the Italian air service during World War I, who
stressed strategic bombing in a book that had been published in transla-
tion in French, German and Swedish by 1936 but not into English until 1942
[6]. Thus the writing that best expressed the dogma of the Anglo-American
fliers was absent from their bookshelves during the 1930s, although trans-
lations had been studied at the US Air Corps Tactical School. The founders
of the new, independent Luftwaffe often mentioned Douhet’s effects on
their thinking, but in 1919 the German air service began an analysis of
military aviation, concluding that their ground support had been valuable
but their strategic bombing not. By their evaluation the RAF’s strategic
bombing of Germany in 1918 had cost the British more in aircraft lost
than in damage inflicted [7], and the Luftwaffe became, in fact and spirit,
subservient to the army. Unlike the RAF, which organized according to
mission—Bomber Command, Fighter Command, Coastal Command—the
Germans organized Luftflotten, air fleets, that had a balance of all types of
machine and even included anti-aircraft and airborne infantry units. Ger-
many did not reject strategic bombing as such and made extremely good
use of British, French and Czech fears of it during the months before the
outbreak of war, but neglected it during the pre-war planning. There was
some interest in long-range bombers, and two prototypes flew in the mid-
1930s, but the costs of such aircraft let them slip out of the production plans
for the new air force [8]. When development resumed, a terrible design
resulted, the Heinkel 177, the worst production airplane of the war.
The new Luftwaffe had few aviators in its top ranks. Albert Kessel-
ring, who commanded Luftflotte II in the Battle of Britain and in the inva-
sion of the Soviet Union, was transferred to air service against his will in
13
Technical and Military Imperatives
14
Preliminaries
army and navy maintained separate air arms that were not known for
inter-service cooperation.
The legal and moral aspects of strategic bombing were widely dis-
cussed in Britain during the inter-war years but essentially ignored in Ger-
many because of the attitudes of the professional military and later by
the suppression of critical thought by a dictatorial regime. In the United
States any strategic bombing was expected to be accomplished with the
miraculous Norden bombsight, hence precisely dropped on key targets of
the enemy economy, thereby minimizing civilian deaths—the combustible
cities of Japan perhaps excepted [15]. But strategic bombing was not the
official mission of the Army Air Corps. It had gained the responsibility of
coast defense in 1931, allowing it to order the much wanted four-engine
bombers, which American fliers were sure could sink surface ships un-
der operational conditions and be ready to fulfill the unexpressed strategic
mission if war came [16]. But British thought was thoroughly exercised
by the legal and moral problems of bombing, and many articles and books
appeared.
The legal case for strategic bombing was perhaps best made by
J M Spaight in 1930 [17], who based his arguments on the examination of
the history for the previous two centuries and on international law. Spaight
considered an air force to be similar in function to a navy, and one of the
time-honored functions of navies had been to raid enemy ports. The Royal
Navy made several raids of this sort during the War of 1812 with towns
being bombarded and destruction carried out by shore parties. Other port
cities had been bombarded during the 19th century with severe damage
to the civilian population as a result of inaccurate gun fire and the desire
to destroy civilian property of value to the war effort. These depredations
had been found to fit international law, such as it was, and to be accepted
practice. Spaight noted that during the American Civil War destruction of
cities and the civilian economy became routine and quoted General Philip
Sheridan: ‘Reduction to poverty brings prayers for peace more surely and
more quickly than does destruction of human life, as the selfishness of man
has demonstrated in more than one great conflict’ [18].
Efforts were made around 1932 at Geneva to place some kind of con-
trol on air war with proposals generally running toward either banning
the bombardment of cities or prohibiting air forces outright. None of the
proposals was adopted, and September 1939 saw no international law con-
cerning the employment of air power at all. There were Hague rules for
warfare on land and sea but nothing for the air. The use of gas was banned,
and it was not employed significantly during World War II. It is an open
question whether such a ban on air power would have been effective.
The airplane was not the only novelty to have emerged in 1918. The
tank had done more to gain victory for the Allies than the airplane. It was
not a particularly radical device. A mobile soldier protected with armor
had been the reason behind the knight of the Middle Ages, brought to an
15
Technical and Military Imperatives
16
Preliminaries
on the outcome of the past war, which he formulated into a widely dis-
cussed book, Paris and the Future of War [21], playing on Paris as the Greek
hero, the city as a military objective and as a capital. Out of these gener-
alized concepts grew his ideas to maximize mobility and surprise with a
fast moving armored breakthrough supported by low flying ground attack
planes and accompanied by motorized infantry. These tactics were tested
by J F C Fuller with the Royal Tank Corps on the Salisbury Plain and con-
vinced the tank men of their validity. The aging, horse-loving leadership
of the Army rejected them, and the RAF wanted nothing to do with army
support. The writings of Hart and Fuller were translated into German and
found a strong disciple in Heinz Guderian, who put them into practice in
Poland and in the Ardennes breakthrough that defeated the British and
French armies with such startling suddenness. He generously gave credit
for the foundation of his victories to Hart and Fuller but noted that he had
had first-hand instruction at Cambrai [22]. The RAF had to learn—or was
it relearn—those lessons over the desert battlefields of North Africa.
The aircraft carrier emerged out of the First World War as well as
the tank, but its contribution to the struggle was close to zero. Planes had
landed on and taken off from platforms added to warships even before
the war, and during the war Britain converted a merchant ship to the first
aircraft carrier, HMS Argus, which was used to make a raid on a German
coastal air station. The part the carrier was to play in future warfare was
much less well defined than that of the tank. Indeed how air power itself
would affect sea power in the future was a wide-open question, one that
greatly agitated naval thinking during the immediate post-war years. The
mental ferment about tank warfare found its great debate in England, but
the equivalent about carrier warfare took place in America. The contrast in
the style of the discussions was characteristically different. The British dis-
putes took the form of articles in service journals and newspapers, books,
heated talk at table over brandy and cigars, and exercises carried out on
the Salisbury plain, the interpretations of which left the opposing parties
as far apart as before. The American disputes were much less tidy, with
factions contending within the Army and Navy, superimposed on fights
between the two services. It saw Admiral William Moffett, ardent builder
of naval aviation, the fierce enemy of General Mitchell, to the extent of
testifying against him at his court martial. It saw General John J Pershing,
Commander of the American Expeditionary Force, announcing that the
battleship was still the backbone of the fleet and Admiral William Sims,
Commander of the US Atlantic Fleet in the recent war, asserting that no
more battleships should be laid down. It involved Congressional com-
mittees and sensational newspaper headlines. At the middle of it stood
Mitchell, whose rhetorical craft was unfortunately limited to hyperbole
[23]. Few of the participants can be considered, given the vantage point of
time, to have demonstrated great sagacity. There was no American Liddell
Hart for naval aviation, but Hart’s message was ignored by his own people
17
Technical and Military Imperatives
18
Preliminaries
to press for full control over the Fleet Air Arm and succeeded in August
1937. Force of argument had eventually combined with a diminished fear
in the RAF of being eaten alive by its parent services to decide the outcome
[27]. Their carriers had obsolete aircraft but fortunately were to have only a
brief, if bruising, encounter with their Japanese counterparts. The German
Navy never gained control of an air arm.
If any of the navies gave thought about how aircraft might affect
the conduct of submarine actions, it is not apparent. In so far as Britain
and America were concerned the U-boat problem had been solved by con-
voys in 1918, and any residual difficulties would be taken care of by asdic
or sonar, the underwater sound detection methods that the two navies
trusted. All navies had to re-learn the submarine lessons of 1918. In 1938
only Dönitz understood, and he had not yet convinced his superiors.
The Second World War was to put to the test all of the theories con-
cerning air power. All had been conceived without so much as an inkling
of radar or its possibilities. In strategic bombing radar would dominate all
aspects of the conflict, and almost everything was to proceed differently
than expected, the changes ever confounding the planners as the conflict
evolved. Radar would favor the defender one month, the attacker the next.
Radar would affect naval warfare to just as high a degree. It would pro-
vide fragile carriers with electronic armor. Admiral Dönitz was to write a
completely new chapter on the tactics of submarine warfare, but aircraft
and electronics would be employed to negate it. Aviation’s use for ground
support would, under the force of circumstances, evolve from the tactics
established in 1918, and radar would not affect it until late in the war.
19
Technical and Military Imperatives
20
Preliminaries
21
Technical and Military Imperatives
22
Preliminaries
which came out of their radar research. A contract was given to the Ra-
dio Corporation of America, and a satisfactory pulse altimeter prototype
was demonstrated in 1937. Its price of $20 000 caused much Air Corps un-
happiness, but by haggling and scouring ledger books for money two sets
were bought. By April 1940 a 40 kg set of good accuracy was designated
SCR-518 and put into production, ultimately reduced in weight to 12 kg
and functioning to an altitude of 12 km [7].
23
Technical and Military Imperatives
the beam of a searchlight, a difficult problem in its own right. Sweeping the
sky was of little use, but if the weather was favorable, an array of listening
horns could give clues to put skilled searchlight operators onto the target.
In fog or above the clouds nothing worked, but then the same was true for
the fliers.
During a high-altitude bombing run there was a period when the
pilot of the attacking airplane had to set a level, straight course to allow
the bombardier to aim. This course was also a perfect opportunity for
AA gunners, as close to ideal as they would find, and provided a strong
inducement to the fliers for reducing this time to a minimum, with de-
creased bombing accuracy generally the result. Good fire could drive the
bombers off the selected path. One of the reasons the Luftwaffe favored
dive bombers was the efficiency demonstrated by their Flak on these kinds
of run.
An alternative to directed fire was used by the British well into the
war: barrage fire. A region of bursting shells was placed through which
the attacking aircraft had to pass if they were to reach their target. What
it lacked in accuracy it sometimes made up in morale effect on the pilots
encountering the curtain of shell bursts. Scientists in operational research
had little good to say about this technique. Professor A V Hill dismissed it
‘as based on sloppy thinking and bad arithmetic’ [2].
Anti-aircraft gun fire became ineffective at close range because of the
guns’ inability to track rapidly, and this region fell naturally to machine
guns. In the 1914–1918 conflict these were adapted from existing types
and included the 37 mm Maxim pom-pom. During the inter-war years
more powerful automatic weapons appeared. John Browning contributed
the 0.50 inch and a high velocity 37 mm. The 20 mm Oerlikon came from
Switzerland and the 40 mm Bofors from Sweden. The US Navy developed
a 1.1 inch. All contributed to the streams of tracers that filled the air during
World War II, but few were to shoot with radar direction.
1.5.1. Germany
The German Army entered the First World War with six truck-drawn and
twelve horse-drawn 75 mm Ballon-abwehr-kanonen, organized as sepa-
rate guns, not as batteries. A year after the outbreak of war the number of
AA guns had increased by a factor of ten in addition to field guns set up in
various improvised mountings. By fall 1916 air units and air defense units
were organized into a single branch and anti-aircraft received the abbre-
viation that was to become internationally recognized, Flak, standing for
Flugabwehrkanonen. By 1918 there was a total of 2900 AA guns in service.
Fifty batteries [3] had computing directors of some kind, none entirely sat-
isfactory, but the Schönjahn-Gerät was good enough to become the basis
for the director used in World War II. Evidence for greatly improved tech-
nical capability is found in the numbers of Allied planes brought down
24
Preliminaries
by AA gun fire: of the 1590 total for the war, half fell during the last ten
months [4]. A new 88 mm gun saw service before the end of the war.
German anti-aircraft left the war with a tactical experience denied
to the Allies that was to prove of value in the later conflict. When tanks
encountered AA guns in 1918 they came out the worse for it, the result of
the high velocity and ease of traverse of the AA guns. Revisions of the
design in 1936 and 1937 turned the 88 into the ‘triple threat’, useful for
anti-aircraft, field or antitank artillery. The last capability would prove
extraordinarily useful in the steppes of Russia and the deserts of North
Africa, places where long, unrestricted fields of fire made such a weapon
very effective.
The Treaty of Versailles forbade the German Republic both an air and
an anti-aircraft arm, although clandestine development of both took place:
in Russia for air, in Sweden for anti-aircraft. Whether this had a reverse
effect during the rearmament of the 1930s is a psychological question, but
for whatever reason Flak was given high priority and held in high esteem
as part of Hermann Göring’s new Luftwaffe. By the fall of 1935 Flak had or-
ganized 15 heavy and three light battalions; 12 months later these numbers
had doubled. Naturally there was a special Flak school [5].
German anti-aircraft profited by experience in the Spanish Civil War
as did other branches. General der Flieger Sperrle led an air contingent for
Legion Condor that contained Flak units. By the end it had grown to nine
batteries of 88 mm, which were credited with destroying 61 Loyalist planes.
The versatile nature of the 88 proved itself, especially as field artillery in
Franco’s artillery-poor forces. On return to Germany the Legion Condor
veterans were distributed throughout their branch [6].
Assigning Flak to the Luftwaffe brought problems with the Heer
(Army) because this arrangement suggested poor protection for front-line
troops. This led to the organization of heavy machine gun battalions in
the fall of 1938 that were armed with the 20 mm automatic gun and under
Army control.
When war broke out in the summer of 1939 Germany had far and
away the most advanced anti-aircraft force of any nation, with 107 000
men on the rolls [7].
25
Technical and Military Imperatives
26
Preliminaries
27
Technical and Military Imperatives
spots in the exercise was the activity and ubiquity of the reconnaissance
group of armored cars and tankettes under Tim Pile’ [16]. As mobilization
began to accelerate in 1937 there was talk of creating an armored division,
and Pile wanted very much to command it. One tends to speculate on the
course of the future had it been formed then and Pile made its commander,
but it was not to be. Instead he was asked to accept command of the 1st
AA Division, which was being formed. He had had no experience with
anti-aircraft and came to the assignment because of the unpopularity of
his tank warfare ideas with the upper levels of the Army and because of
his obvious technical ability. There is reason to believe that Pile accepted
the command with small pleasure, but he was a fine soldier and devoted
himself with all the drive and ability that he possessed to what was in the
British Army a military backwater. The job was expanded in April 1939 to
leadership of AA Command, which shared the Battle of Britain with RAF
Fighter Command; but where Fighter Command received the praise and
honor it so richly deserved, AA Command more often received the abuse
of a public that did not understand. Pile’s nature was not one to show
resentment, but he was bitter about criticism that touched the skill and
devotion of his people, whom he commanded until the end of the war.
Pile took over a pitiful group of Territorials and appeared before town
meetings trying to bring his division to authorized strength through ap-
peals for volunteers. Only after Munich, which delighted Pile for the time it
gave him, did recruits begin to join in substantial numbers [17]. The 3 inch
guns from 1918 were unable to reach the altitudes of modern bombers, and
the new 3.7 inch guns did not begin to come off production lines in quan-
tity until after the Munich crisis. The old predictors required six skilled
operators and were not satisfactory at best. On one target course flown un-
der conditions ideal for the gunners but tactically unrealistic, only two hits
could be scored out of 2935 rounds fired. Most of Pile’s comrades looked
on AA fire as a way of making the enemy fliers nervous and making noise
to reassure the civilians. Tactically it was seen to have value in breaking up
the bomber formations, thereby giving the fighters a better chance. For the
first years of the war Pile had to soldier with this kind of technical support
and for most of the war with these kinds of attitude.
The Royal Navy also lagged their Yank cousins in anti-aircraft. A
report of January 1939 described the alarming vulnerability to air attack of
carriers and cruisers and found destroyers almost defenseless. The situa-
tion was so serious that foreign guns were ordered and licenses for man-
ufacture purchased in March, the 40 mm Bofors from Sweden, the 20 mm
Oerlikon from Switzerland [18].
Of all the weapons in general use in 1939 none were improved in such
a startling way by radar as was anti-aircraft artillery. When war broke out in
1939 the effectiveness of anti-aircraft fire ranged from thousands of ‘rounds
per bird’ for daylight shooting to tens of thousands for night. Automatic
weapons firing at low-flying planes did much better. The accuracy of heavy
28
Preliminaries
29
Technical and Military Imperatives
PHOTOGRAPHS: PRELIMINARIES
A 1931 transmitter–receiver
antenna pair from an exper-
imental 17 cm communica-
tions link across the English
Channel. It failed because the
circuitry to allow the simul-
taneous transmission of many
telephone channels had not
been developed, leaving it infe-
rior to submarine cable. Such
wavelengths were the basis of
early American and German
radar experiments but had to
be given up because no trans-
mitters of suitable power were
at hand. Photograph courtesy
of Bernd Röde.
30
Preliminaries
The antenna of an experimental 1.5 m radar being tested aboard USS Leary by the
Naval Research Laboratory in April 1937. Mounting it on the destroyer’s deck
gun allowed pointing the beam at targets. The next stage of development was the
XAF, which used a dipole array rather than the Yagi antenna shown here. The
success of XAF in the fleet exercises in early 1939 put the Navy on a strong radar
development program. National Archives photograph 80-G-700710.
32
CHAPTER 2
ORIGINS
33
Technical and Military Imperatives
34
Origins
because the gas-focused tubes were much too slow to display a pulse of
only a few microseconds in width, a minimum requirement. The ease of
operation of the gas-focused tubes was strong motivation for correcting
the gas problem. Focusing the beam of a high-vacuum tube required a
new branch of engineering called ‘electron optics’.
Two names are deservedly associated with these developments:
Vladimir Kosma Zworykin in the United States and Manfred von Ardenne
in Germany. By 1930 the crucial element for radar and television was at
hand and by 1935 was incorporated into handy laboratory oscillographs
with frequency responses limited only by the amplifiers driving the cath-
ode ray tubes.
Zworykin was one of the many refugees who have enriched Ameri-
can life. He fled the new Soviet state at the age of 30 and became Director of
Research at RCA in 1929, the first of a series of leading positions that he held
with the company. At the same time Zworykin demonstrated his proto-
television [4] there were almost identical activities in Germany by von Ar-
denne [5]. Indeed, Zworykin and von Ardenne duplicated one another’s
inventions with near simultaneity for more than a decade: the electrostat-
ically focused cathode-ray tube, the flying-spot television camera and the
electron microscope. But whereas Zworykin worked for the growing giant
RCA, von Ardenne had his own private laboratory at Berlin-Lichterfelde,
which he had established at the age of 21 with capital loaned to him on
the basis of his youthful successes in radio. He was 23 when he publicly
demonstrated his all-electronic television system. To exploit the market
for cathode-ray tubes and oscillographs that was about to overwhelm his
laboratory he entered into partnership to form the firm of Leybold und von
Ardenne; to exploit the greater potential market for television he entered
into an agreement with the firm of C Lorenz [6].
35
Technical and Military Imperatives
36
Origins
37
Technical and Military Imperatives
expansivity, high melting point and strength that allowed much smaller
high-power transmitter tubes to be made. The Navy incorporated them
into their equipment but, there being no demand for them outside the
Navy, had to make them at the Signal School [20]. By 1938 special tubes
for radar were being made in the United States, Britain and Germany.
The very-high-voltage operation in radar transmitters caused seri-
ous positive ion bombardment of the cathode, which rapidly destroyed
oxide cathodes. Tungsten cathodes were sufficiently robust for this service
but required heating to 2500 K, consuming a lot more power and adding
38
Origins
2.1.5. Polyethylene
A troublesome problem for electronic engineers throughout the 1930s was
the lack of an insulating material for high-frequency high voltages that was
flexible and could be shaped. Ceramics insulated well enough but were
certainly not flexible, and machining ceramic was sufficiently difficult to
remove it from consideration for production. There were, of course, many
insulators that were flexible or machinable or both—rubber, resin, amber,
paraffin, wax but especially the then new plastics.
The industrial manufacture of plastics can be said to have begun in
1869 with the invention by the American John Hyatt of Celluloid, made
from nitrocellulose but unfortunately not losing its inflammatory relation-
ship to gun cotton in the processing. By the turn of the century advances
began to come ever more rapidly with polyvinyl chloride in 1912, Bakelite
in 1918, acrylates in 1927 and nylon in 1928 [22]. But all had relatively
high dielectric loss, i.e. at high frequencies they absorbed energy, which
attenuated any signal passing them and, given enough power, seriously
overheated.
Expedients had to make use of glass and ceramics. Transmission lines
for early high-power sets had balanced stiff copper conductors, which al-
ways radiated a bit, were a hazard and were clumsy. Coaxial cables, now
ubiquitous in the electronics laboratory, had to have the central conductor
held in place by beads and were generally unsatisfactory both mechani-
cally and electrically. A German co-ax used cup-shaped ceramics linked
together in a daisy chain that was remarkably flexible and did not allow
the center conductor to become misaligned, something that causes unfa-
vorable transmission characteristics [23].
Important help came by accident, at least from radar’s point of view.
In March 1933 E W Fawcett and R O Gibson at Imperial Chemical Industries
in Northwich, Cheshire found a thin layer of white waxy solid in a vessel in
which ethylene had been subjected to 1400 atmospheres at 170 ◦ C, one of a
series of high-pressure experiments being carried out [24]. They were not
particularly pleased, as they had hoped to produce a lubricant [25]. The
repeated experiment took a violent end, and nothing more was done until
May 1935 when better high-pressure apparatus yielded 8 g of white solid.
An improved compressor, not constructed for the project but available to
it, allowed larger amounts of the substance to be produced by December
1935, but the question of its use had not been considered. They named it
polythene, called polyethylene in America.
Someone noticed its similarity to gutta percha, long used for insulat-
39
Technical and Military Imperatives
ing submarine telegraph cables but which had troublesome losses even for
the audio frequencies of telephony, so polyethylene’s electrical properties
were soon determined and found very satisfactory. It proved to have excel-
lent high-voltage and high-frequency properties. Coaxial cables holding
in excess of 50 000 volts became available to the radar men. On the day
Germany invaded Poland a plant began producing hundreds of tons per
year, and use of it in field installations is reported within months [26]. In
1941 DuPont and Union Carbide equipped themselves to produce huge
quantities of the wonder insulator [27], and pre-polyethylene electronics
went the way of spark wireless.
The German electronic use of polyethylene came about through radar
equipment taken from a British bomber downed near Rotterdam in Febru-
ary 1943, an incident much more famous for the discovery of a cavity
magnetron, the microwave generator that so greatly altered radar. It was
quickly ascertained that the material used in the British high-frequency ca-
bles was a plastic manufactured since 1938 by I G Farben under the name
Lupolen H [28]; they had missed its remarkable electric properties.
After the war the United States sent investigators to evaluate the Ger-
man plastics industry and found a plant in construction hidden away at
Gendorf, Austria to escape the air attacks that made production in Lud-
wigshafen impossible [29]. The Germans were manufacturing the sub-
stance by a more advanced process than the ICI–DuPont method. Further
investigation showed that this was the same process developed by the
Liquid Nitrogen Division of what is today Union Carbide and transmitted
to their affiliate, I G Farben [30]. Given the secretiveness of the chemical
industry, one must assume Union Carbide accepted the task of making
polyethylene from ICI without comment.
40
Origins
41
Technical and Military Imperatives
posed was Hülsmeyer’s without spark and with vacuum tube. The earlier
work was not mentioned, most probably being unknown to Marconi. For
completeness one must note that King George V made a similar suggestion
to the Admiralty Director of Scientific Research in 1925, probably without
knowledge of any previous proposals. He asked whether a radio method
for locating aircraft analogous to the acoustical methods used against sub-
marines could not be devised and was told ‘no’ [4]. The Royal suggestion
evidently caused afterthoughts because the Navy’s Signal School entered
a comprehensive patent a few years later for radio location [5]. While
these experiments of the mind were going on, electrical engineers were
beginning to bump into radar as they mastered the techniques of tens of
megahertz. All through the 1920s and 1930s many papers were written and
patents issued describing methods of determining distance by radio [6].
Engineers examining the propagation of high-frequency waves dur-
ing the late 1920s, especially those planning television, found much to tickle
their imaginations. Their experiences were much the same as those of the
reader who has noted the effect of human movement in a room in which
a television or fm radio is receiving a weak station. Strong reflection and
interference are easily observed, and with care one can note the passage of
an airplane. Such disturbances are reduced in modern equipment by auto-
matic gain control and were far more prominent with the early detectors.
In 1931 Marconi experimented with a 50 cm transmission link between the
Vatican City and Castel Gandolfo and noted a disturbance in the signal
that he traced to the motion of a steam roller, initiating an interest that led
to Italian prewar development [7]. It was the kind of knowledge that must
have spread informally and widely among high-frequency experimenters.
42
Origins
modulated with a sine function and measured the phase lag between the
modulation of the wave received directly at their laboratory and of the
wave reflected off the ionosphere. The transmitter was soon changed to
pulsed modulation, which greatly improved accuracy. The aircraft traffic
of a nearby field often disturbed their measurements [9].
In June 1930 Young and Lawrence Hyland carried out experiments
at NRL observing reflections from airplanes with 9.1 m equipment, and
succeeded in attaining Navy authorization for two low-priority radio de-
tection programs. One was to develop superfrequencies, as most thought
that very short wavelengths were highly desirable, possibly necessary, be-
cause the radio searchlight that was envisioned meant the antenna would
have to be large compared with the wavelength. If anything, all the work
around 10 m emphasized how difficult direction determination was going
to be with long wavelengths. The other program was to concentrate on
aircraft detection with designs that relied on circuits known to work. There
were more reflections, big ones from the airship Akron.
Young and Hyland devised with Taylor a system of widely spaced
transmitters and receivers based on these observations that would signal
the passage of aircraft into the area. It was at best a qualitative effect
with little or no localization of the plane possible, something of a ‘radio
screen’. It was also obviously of little value at sea, so Taylor tried to interest
the Army Signal Corps in the idea as a means of protecting cities. The
Director of the Signal Corps Laboratories at Fort Monmouth was Major
William Blair, who was quite interested in a radio or any other technique
for the detection of aircraft and was invited to a demonstration of the
method at NRL. Blair’s comment that there was really nothing new being
demonstrated—which tells us something about the general perception of
the principles involved at the time—followed by his inability to see any
use for it in air defense so long as position was not determined led to
Taylor breaking off the meeting abruptly. Blair was never invited to NRL
again and remained bitter over the incident [10]. In late 1935 the Bureau
of Standards suggested the same idea to the Signal Corps [11].
Blair’s and Taylor’s discordant points of view about there not having
been anything new in the NRL work are not revealed in the source of this
dispute, but can be reconstructed with some assurance. Blair worked at
Fort Monmouth in metropolitan New York where Bell Telephone and RCA
had their laboratories. In the 1920s engineers from Bell had observed strong
reflection and interference from New York’s tall buildings and noted that
the patterns altered greatly with slight changes of frequency [12]. In July
1931 engineers measuring signal strength in the second floor of the RCA
Building produced by all-electronic television transmissions from the top
of the Empire State Building found they could monitor the motion of the
elevator in their building and the automobile traffic in the street below,
stop and go conditions being clearly discernable [13].
No engineer working with meter-wave amplitude-modulated televi-
43
Technical and Military Imperatives
sion could have possibly failed to observe the effects of airplanes, and Bell
had seen them too. All of this was obviously the subject of informal discus-
sion among communications engineers in the New York area, discussions
in which the NRL men seldom, if ever participated. That communication
existed between the Signal Corps Laboratory and the television engineers
is evidenced by a Fort Monmouth engineer having published a paper on
television matters in 1933 [14]. One is inclined to suspect that the RCA
people did not add aircraft to their reports of elevators and automobiles
out of deference to their colleagues in the Signal Corps and the obvious
defense aspects of radiolocation.
In March 1933 men at Bell Labs published a paper describing how
their high-frequency work had been affected by airplanes [15]. In July
1934 the Chief of the US Army Signal Corps recommended a radio echo
technique for the Army, and a modest program got under way at Fort
Monmouth. Blair thought microwaves, wavelengths significantly shorter
than the dimensions of antenna or target, were the reasonable approach
to the problem. At RCA Irving Wolff had built 10 cm equipment with
paraboloid antennas that he demonstrated to a meeting of the Institute of
Radio Engineers in 1934, and Blair invited him to demonstrate it to the
Signal Corps on Sandy Hook, where numerous ships entered New York
harbor regularly. He demonstrated the ability to determine the angular
location of objects from which reflections were received, but the reflected
energy was much too weak for any practical purpose. Their continuous-
wave reflections showed the Doppler effect produced by moving motor
vehicles. They were ready for traffic police duties if not for war1 .
Wolff continued his work with microwaves and by 1937 had con-
structed a remarkable radar set, which he called ‘radio vision’. It used
10 cm waves generated with a split-anode magnetron2 and modulated to
1 µs pulse width. A transmitter and receiver were set up on the roof of
the RCA Laboratory in Camden, New Jersey that received reflected signals
from ships in the Delaware River and from the Philadelphia skyline, but
the short range still left it inherently uninteresting to military designers
[16]. RCA made no further significant contributions to microwave radar
during the war.
2.2.2. France
Pierre David, an engineer at the Laboratoire National de Radioelectricite,
had pressed before 1930 for a program of radio detection of aircraft, but
nothing was undertaken until impelled by the published reports from Bell
Labs of the reflection of 4 m waves from aircraft. In 1934 he observed
airplanes at Le Bourget Field when they passed between widely spaced re-
ceiver and transmitter. This system eventually became the ‘barrages’ that
1 See ‘Reflected signals’ in the Appendix (pp 468–9).
2 See ‘Electron velocity effects’ in Chapter 2.1 (pp 36–7).
44
Origins
were soon installed to protect the ports of Cherbourg, Brest, Toulon and
Bizerte from ships as well as aircraft. The equipment was simple, inex-
pensive and easily mastered with a little instruction, but the observations
were difficult to interpret [17].
Camille Gutton had experimented with 16 cm waves in 1927 using
Barkhausen tubes that had the resonant dipole as a part of the internal
electrode structure. The tubes, whether used as oscillator or as regen-
erative detector, were placed at the focus of parabolic reflectors. These
experiments encouraged Gutton to try the system on aircraft, done in the
summer of 1934 by Société Française Radio-Électrique (SFR), a company
run by his son Henri Gutton. In addition to the 16 cm set, which had less
than 1 W power, they tried 80 cm equipment that used a split-anode mag-
netron that gave a few watts. The results were failure to detect aircraft but
they caused the son to think of detecting obstacles to ocean navigation.
The owners of the new trans-Atlantic liner Normandie, probably think-
ing about the Titanic, requested that the ship be equipped with the system
for her maiden voyage. As a preliminary Gutton mounted one on the cargo
steamer l’Oregon and in July 1935 on the liner, although too late for the ini-
tial crossing. The set, which had twin-paraboloid transmitter and receiver
antennas, made only the one crossing; it did not like the sea and generated
no enthusiasm among the deck officers [18]. It did generate news reports
that attracted the attention of engineers working on secret projects.
45
Technical and Military Imperatives
224, recently invented at the Bell Telephone Labs by J B Johnson [19]. This
rather modern looking tube could be wired into a laboratory setup without
the horrible complications attendant to other cathode-ray tubes. Signals
from the receivers connected to the two antenna coils were applied to the
horizontal and vertical deflection plates of the oscilloscope. Each lightning
strike produced a streak across the screen that gave the direction to the
strike—with a 180◦ ambiguity, of course.
The WE-224 was not suited to radar because of its slow response, but
a later design was to become the heart of the radar system Watt would
later design that would change the course of history—Chain Home. It was
also to become the heart of the radio direction finders that functioned well
on an extremely short transmission. During World War II Adm Dönitz’s
signals specialists, who were evidently not well read in the literature of
lightning observation, assured him that direction finding was too slow for
locating transmitting submarines, which had reduced the length of their
messages to extreme limits.
Watt was a Scot, a tribal attribute that gave him satisfaction almost as
great as his conviction that he had invented radar, two pieces of informa-
tion that seldom escaped the attention of others. He was descended from
the inventor of the external-condenser steam engine yet wanted that illus-
trious name improved by adopting a double-barreled version on receiving
honors.
2.2.4. Germany
Research in radio engineering attracted German engineers and scientists
from the beginning. Competition between Germany, Great Britain and
the United States was keen and generally even, as the nearly equal devel-
opment of television during the early 1930s demonstrates. Hülsmeyer is
usually given credit, if late in recognition, for having first built anything
approximating a radar set. He was followed by Hans Dominik, who built
a similar set during 1915–1916 that apparently did not work as well as
Hülsmeyer’s and excited no interest among military authorities. Heinrich
Löwy, an Austrian, had a much more important effect on the thinking of the
men who made German radar. He was well known among physicists and
devoted much effort in using electromagnetic waves to probe the earth’s
interior. While studying their transmission in rock (attaining distances of
a few kilometers) he proposed in 1912 to time radio wave reflections from
conducting strata of the earth using an antenna with a motor-driven mer-
cury switch that alternately connected it to transmitter or receiver. The
switch’s function was that of a Fizeau toothed wheel in velocity of light
measurements [20]. He continued these experiments over the years but
with little success. In 1923 he made the first of the many proposals for a
radio altimeter, and the citations of his patent lead one to believe that it
was frequently discussed. Löwy seems to have been the first to try timing
46
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47
Technical and Military Imperatives
48
Origins
Radar was in the air; indeed it had been almost since the Hertz ex-
periments. There is even an excellent description of radar in a 1911 piece
of science fiction [27], and numerous patents were issued, although none
reached prototype stage. Contributing to the atmosphere were reports of
‘mystery rays’ and ‘death rays’ that appeared in the popular press with
predictable regularity. A report in the New York Times of some infrared
experiments caused the Signal Corps minor difficulties in 1935 [28], and a
‘death ray’ question was to have an important effect on British radar.
The parallel approaches taken in America, France and the Soviet
Union emphasize how ideas spring up together when conditions are ripe.
The multi-station ‘radio screens’ of Taylor, the ‘barrages’ of David and the
Soviet ‘Rapid’ were clearly independent, all having been secret with no
hint of espionage. Japan put a similar system into operation, as we shall
see, at the start of the war. All were the same as Taylor’s suggestion, which
had led to animosity between him and Blair because of the latter having
rejected the idea out of hand. There is, however, nothing in the French,
Soviet or Japanese experience that contradicts Blair’s snap judgement.
The low-power microwave equipment examined during the early
1930s in the United States, France and Germany was not secret, the
techniques being available in the open engineering literature. A coop-
erative venture between International Telephone and Telegraph and Le
Matériel Téléphonique introduced a microwave communication link be-
tween Dover and Calais on 31 March 1931 using 18 cm radiation from
Barkhausen–Kurz oscillators of 0.5 W with parabolic reflectors. The mod-
ulation circuitry to allow the simultaneous transmission of many telephone
channels had not been developed, leaving the link inferior to submarine
cable, but the extraordinary ability of a directed beam to function at low
power with very low noise or interference left a strong impression on com-
munications engineers [29]. The microwave attempts at radar were all
failures, forcing everyone to longer wavelengths, and microwave research
was dropped by those actively pursuing radar in order to put scarce re-
sources behind something having a good prognosis. Microwave radar was
to come later when an adequate generator was invented. Similarly, most
of these groups had tried infrared as a means of detecting aircraft or ships
and continued research throughout the 1930s. All failed. Detection was to
be with radar, and for the immediate future it was to be half-meter waves
and longer.
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Technical and Military Imperatives
Napoleonic Wars had been quickly swept aside by the demand for revenge
on the defeated by the populations that had suffered much and that had
been fed steady diets of propaganda asserting that the enemy bore com-
plete responsibility for all wrongs. The model was to be Brest-Litovsk, 1918,
not Paris, 1815. All this had engendered a sympathetic counter-reaction for
Germany’s immense postwar problems among many in Britain, creating
difficulties with France and generating the most pervasive pacifist move-
ment that Europe had ever seen. The general reaction of the people to the
Nazis was initially one of distaste and indifference rather than fear; the de-
pression had given them enough problems close to home to worry about,
but there were a few who perceived the danger, regardless of the chain
of events that had brought the dictator to power, and realized the pitiful
state of Britain’s arms [1]. The difficult economic situation prevented the
Government from initiating a rearmament program had they wished to do
so—and they did not.
Britain’s vulnerability to air attack was present in the minds of many,
and out of these concerns in the Air Ministry came the Committee for
the Scientific Survey of Air Defence, almost immediately called the Tizard
Committee after its chairman, Henry Tizard. Seldom has a committee of
any kind done so well.
The first order of business was to clear out files of plans and ideas
accumulated over the years in order to be able to answer without wasting
time the questions that would be posed when the public became concerned
[2]. One of these was the ‘death ray’. The turn of the century marked
the beginning of a series of discoveries that bore on the public’s mind in
a hopelessly confused jumble: radio waves, x-rays, radioactivity, and in
1932 Hitler had had to share the headlines with the news that scientists
had split the atom. What all this meant to laymen varied, but to some it
meant that scientists could manufacture a ray, of what kind they knew not,
that would kill the King’s enemies, dared they invade the sanctity of his
realm. A casual reading of the newspapers told Harry Wimperis, Director
of Scientific Research at the Air Ministry, that he must be able to deal with
death rays, so he requested Robert Watson Watt, the superintendent of the
Radio Research Station at Slough to examine the matter of a radio death ray.
Watson Watt and Arnold F Wilkins calculated how much they could
raise the temperature of an attacking pilot’s body, if they concentrated the
most powerful wireless signals available onto him. The answer was, as
they and Wimperis knew in advance, trifling. Watt did not leave the mat-
ter there, however; he changed the question. If one were to irradiate an
airplane with a high-frequency wave, currents would be induced into its
metal structure and these oscillating currents would then re-radiate, and
the question was how much. Was it enough to offer a means of locating
an airplane? In sum, substitute radio detection for radio destruction. To
make the problem simpler an ideal approximation was assumed, which is
the physicist’s first step in approaching any problem. Watt and Wilkins
50
Origins
assumed the irradiation had a wavelength twice the wing span of the tar-
get aircraft, which was replaced in the calculation by a wire and which
was found to re-radiate a most satisfactory amount. On 28 January 1935
Watson Watt sent to Wimperis his ‘anti-death-ray’ memorandum in which
he outlined a radio location scheme capable of giving Britain warning of
air attack.
Why Wimperis approached Watt rather than Edward V Appleton,
Wheatstone Professor at University of London, chairman of the Radio Re-
search Board’s Propagation of Waves Committee and world authority on
radio matters, is not known. It may have turned on the matter of secrecy,
as Watt was a government employee, Appleton not. Whatever the reason,
it generated a fierce animosity between the two. Matters were certainly not
helped by Appleton not being told of the radar work until summer 1936.
Watt’s theoretical approach to reflections from aircraft, a phenomenon long
observed by Appleton and his students and certainly by Watt, who had
worked extensively with Appleton on the ionosphere, adds an additional
puzzling element [3].
The next step led to action by Air Vice-Marshal Hugh Dowding, Wim-
peris’s chief. Since 1930 Dowding had sat on the Air Council as Air Member
for Supply and Research, a position that had recently been split leaving him
responsible only for Research and Development. Dowding had seen the
importance of aircraft in a 1912 Staff College exercise and had learned to
fly the following year at his own expense. By 1918 he had had just about
every kind of flying experience that it was possible to survive and had risen
from subaltern to brigadier general on the basis of technical competence
and ability. As a training officer he had resisted to the bounds of direct dis-
obedience sending inadequately trained pilots to the front, which made his
relationship with Marshal of the RAF Hugh Trenchard, who ruled the Air
Force during and for the decade after the war, disputatious but eventually
respectful [4]. Trenchard was an all-out believer in the bomber dominating
aerial warfare, and Dowding believed it could be countered with properly
handled fighters. His first important work in Supply and Research was
to put all his influence behind procuring the engines and airframes that
became the ‘Hurricane’ and the ‘Spitfire’. His second important work was
radar [5].
Trenchard and most Air Force officers were convinced that there was
no effective defense against bombers. This had been amply demonstrated
in exercises. It required a minimum of 20 minutes after an alarm for a
fighter squadron to reach the expected location of the attackers, provided
one knew where to send them. So much time was not available, if the warn-
ing came from visual ground observers, and for it to come from standing
off-shore patrols would require by any calculation an enormous number of
planes, so when Dowding learned of the new idea he listened with more
than casual interest, which was fortunate because it was from Dowding
that the first funds had to be obtained.
51
Technical and Military Imperatives
52
Origins
53
Technical and Military Imperatives
specialized production could not meet all the demands for it, so other
output tubes had to be found. Special tetrodes, Metropolitan–Vickers type
43, were ordered that had water cooling and that were vacuum pumped
rather than sealed so that they could have hard-driven filaments replaced
or otherwise repaired [9].
Receivers used pairs of crossed dipole antennas mounted on 75 m
wooden towers with one for the E–W signal component, the other for the
N–S signal. The operator could adjust the relative amplitudes of the two
signals to determine the direction. It was a copy of the equipment used for
the determination of the directions to lightning strikes with the difference
that dipoles had been substituted for the loop antennas because of higher
frequencies. Antennas were located at three levels on the receiving towers.
Estimates of the height of the target resulted from the comparison of signal
strengths from dipoles located at different levels.
Originally wavelengths of 50 m had been planned to allow resonance
with the wing span of a typical bomber, but airplanes have complicated
structures and this special wavelength was not found to be important. In-
terferences with communication signals soon forced them to shorter wave-
lengths with a band from 7.5 to 15 m becoming typical. These wavelengths
produced quite a lot of unwanted reflections, sometimes from the iono-
sphere, sometimes from distant continents, ships and cities, the result of
ionospheric bounces, because CH was from the beginning an ‘over the
horizon’ radar, although incapable of making sense of the jumble of those
distant returns. For that one had to wait for more advanced signal pro-
cessing. (Long-wave sets having focused beams did observe and identify
targets at extreme range during the war, but these incidents came from
exceptional atmospheric circumstances.) All this meant that a much lower
pulse repetition rate had to be used in order to eliminate these extraneous
signals instead of the hundreds of Hz that were reasonable for ranges of
100 km or so. The value selected was 25 Hz, half the British power fre-
quency. This also allowed adjacent stations to be synchronized with each
other using the electric power grid [10].
For a station to be able to determine direction reliably and height at
all, aircraft were required to fly preset paths while calibration teams labo-
riously took huge amounts of data, a mind-numbing and costly procedure
that had to be repeated at regular intervals for each station. The results
of an observation were readings of dials and goniometers, which had to
be transformed into three-dimensional coordinates for the information to
be of any use to fighter directors. Not only did this require trigonometry
but had to incorporate the calibration corrections for the station: simple
but it had to be done quickly. G A Roberts of the Bawdsey staff devised an
electric analog computer for this task, soon called the Fruit Machine, that
allowed the operators to enter the data plus their estimates of the number
by pressing keys at their desks [11].
The year 1938 marked the transformation of CH from an interesting
54
Origins
radio experiment into a functioning air defense system. The previous May
the first CH station had been turned over to Air Force personnel [12] and
other stations followed as they went on the air. To Squadron Leader Ray-
mond Hart fell the responsibility for organizing the training school, and
he quickly became the leading figure in applying the new techniques to
war by methods soon to receive the name of ‘operational research’ [13].
For practice, Fighter Command began on 1 January 1938 to intercept ‘dis-
cretely’ but in the beginning not very successfully KLM and Lufthansa
airliners arriving from the continent [14]. By July five stations were ready
for the August air defense exercises.
The equipment that made up the system that began to grow in 1937
was, with three exceptions [15], unlike any other radar systems. The char-
acteristics of CH were so different from those of the German design that
it baffled completely the first attempt at electronic espionage sent against
it. It was in 1940 an obsolescent system, but it was crucial to winning
the Battle of Britain and earned the undying affection of its operators and
mechanics, who often referred to it in later years as ‘steam wireless’ [16].
While work began at Orfordness the Tizard Committee proceeded to
examine all aspects of scientific air defense and came up against a vexing
problem, one which would remain one way or another until the end of the
war. Churchill’s party was out of power and had not a great deal more
interest for rearmament in 1935 than Labour. In calling alarm Churchill was
very much alone but also very vocal and spoke for most of those engaged
in radar work. Owing to his insistence that something be done about air
defense he was added to the Imperial Defence Committee, which certainly
did not upset the growing radar community, but Churchill insisted that his
personal friend and scientific advisor, Professor Frederick Lindemann be
added to the Tizard Committee. On the surface this might have seemed
useful because he and Tizard had once been fast friends, but they had
become estranged for reasons that remain obscure and the estrangement
was complete. Lindemann, the later Lord Cherwell, had by most measures
an abrasive personality and quickly transformed a highly productive group
into one that wasted its time fighting the newcomer.
His scientific ability had initially been sufficiently great for him to
have been included among the 24 who made up the Solvay Conference of
1911, joining such lights as Planck, Sommerfeld, Jeans, Rutherford, Ein-
stein, Lorentz, Curie and Poincaré, but he lacked the soul of an engineer
and proposed various ideas for air defense, all of which he wanted seri-
ously investigated and all of which the committee rejected. His favorite,
aerial mines, was regarded as nutty by almost every technically competent
person who evaluated it. He was not enthusiastic, many say hostile to-
wards radar. Matters reached such an impasse that he had to be removed
from the committee by an administrative trick with Appleton replacing
him. In 1940 Lindemann became the Prime Minister’s advisor, and for five
years the British technical community had its hands full. The controversy
55
Technical and Military Imperatives
Transmitter towers from Britain’s CH. This radar, remembered for its service in
the Battle of Britain, retained the same basic design but had numerous antenna
configurations, some of which are illustrated in this composite of two towers. In
some cases dipoles for the 10 to 15 m radiation were mounted at the sides of the
steel structures, as shown on the left and right, but the radiation patterns were
often unsatisfactory, leading to them being suspended as a curtain array between
two. In the expectation that there would be jamming, stations usually had more
than two towers so that arrays with different wavelengths would be immediately
available to the operators. The array of eight dipoles formed a relatively narrow
radiation pattern in vertical extent but very wide in its horizontal. Reflection off
the ground and sea produced a vertical lobe structure with blind regions. These
were filled with the lower array, called the gap filler. Adapted from the Radar
Supervisor’s Handbook and taken from Sean Swords’ Technical History of the
Beginnings of Radar. IEE Copyright.
has endured. The voice of the prosecution comes from C P Snow [17], that
of the defense from the Earl of Birkenhead [18].
However all this may be, Cherwell deserves the credit for instilling
in Churchill a high opinion of the value of science in warfare, one of many
qualities that set the Prime Minister apart from his German counterpart.
As Churchill’s advisor he was able to have his aerial mines tried in 1941,
confirming experimentally the judgement of his critics.
Orfordness suited research needs in only the most rudimentary man-
ner and soon began to suffer growing pains, so the first of four changes of
station took place in March 1936, this first time to the Bawdsey Research
56
Origins
Receiver towers from Britain’s CH. Antennas for transmitter and receiver were
separated by a few hundred meters. The receiver antennas were pairs of crossed
dipoles tuned to the frequency of the transmitter with pairs mounted at two differ-
ent heights. The comparison of signal amplitudes from the two dipoles of the pair
allowed the direction of the target to be ascertained. Comparison of the amplitudes
of the signals from pairs at different height together with a third non-directional
antenna allowed estimates of the target height to be made. Wood construction
was required in order to eliminate the interferences caused by a metal structure.
Receiver towers went through minor variations as did the transmitters. Adapted
from the Radar Supervisor’s Handbook and taken from Sean Swords’ Technical
History of the Beginnings of Radar. IEE Copyright.
Station. This was a manor, suitably isolated from the overly curious, with
sufficient space for laboratories and quarters and with extensive grounds
for experimental antennas. ‘It was a grand place for the work that had
to be done and the only feature inappropriate to the new conceptions of
defence which were born there was the motto above the door of the Manor,
"Plutôt mourir que changer"’ [19]. With its timbered hall and roaring fire
it resembled an Oxford or Cambridge college rather than an engineer-
ing laboratory. The university atmosphere increased after a visit by Lord
Rutherford, whose natural and decisive support soon had students and
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Technical and Military Imperatives
faculty from nuclear physics laboratories joining. The Bawdsey days were
long remembered for the relaxed mode and the long hours. Many an elec-
tronics problem was thrashed out in the manor house, at swimming, on
walks through the grounds or at some other recreation.
Watt proved an exemplary leader of this collection of young physi-
cists. It was probably the peak of his life, and Hanbury Brown remembered
his first year at Bawdsey as ‘one of the happiest I ever spent’ [20]. Watt
did not initially want communication men, as he expected more ingenious
ideas from scientists, but he paid a price in some early failures caused by
the lack of rudimentary radio knowledge, especially of what test equip-
ment was available and needed. In designing airborne radar Brown later
worked with EMI television engineers and was shocked to learn how much
more advanced their circuitry and equipment were [21]. One is led to spec-
ulate on whether the design of CH would have survived the criticism of
such professionals had they been present from the beginning.
It is difficult to escape wondering what the course of British radar
might have been had EMI been approached in 1935 rather than the Ra-
dio Research Station, because in 1934 they had assembled for television
‘32 graduates (nine with PhDs), 32 laboratory assistants (of first year BSc
standard), 33 instrument and toolmakers, glass blowers and mechanics,
eight draughtsmen designers, and nine female assistants’ [22]. This ex-
traordinary source of electronic talent was unaware as late as 1939 of the
radar project. EMI had declined contract work for military communica-
tions equipment, giving their deep commitment to television as the reason
[23]. Whether they would have responded differently to a radio-location
project, magnificent perhaps but ill defined and with uncertain long-term
government support, will never be known. One suspects the start would
have been time- consuming negotiations.
Watson Watt was promoted to Director of Communications Develop-
ment at the Air Ministry in May 1938 and turned Bawdsey over to AP Rowe,
an excellent administrator with intimate knowledge of the Air Ministry but
essentially no technical knowledge and little patience for the antics of his
charges. Bawdsey’s extraordinary environment was soon swept away by
the inevitable growth of ‘the official way’. Impressed by the manorial sur-
roundings, he even entertained the idea of requiring the staff to dress for
dinner [24]. Rowe had one supreme virtue that more than compensated
for his stiffness: he strongly believed in the free exchange of ideas. This
eventually led to his ‘Sunday Soviets’, meetings of scientists, engineers,
technicians, serving officers and administrators where one could say, in-
deed was expected to say anything that came to mind. They proved most
rewarding and did much to forge the strong bond between laboratory men
and fighting men. If Rowe was known as a stickler for the rules, he was
also known for his consideration for the staff.
The possibilities of radar having functions beyond those of CH had
presented themselves from the beginning, which led to the establishment
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59
Technical and Military Imperatives
from 3.5 to 5.5 m, and was ironically named Gun Laying I (GL mark I); Gun
Assisting would have been better terminology. It gave accurate range but
poor horizontal direction (azimuth), no elevation angle at all, and multi-
ple targets could completely fog even experienced operators [29]. It was
quickly designed, production was cheap and more than 400 were made; of
the slightly improved GL mark II, which provided elevation data at large
angles, over 1600 were made [30]. Elevation angle is difficult to determine
for meter-wave radar because the vertical lobe pattern is unpredictable un-
less the ground is a perfectly flat conducting surface, approximated by wire
netting. Locations by the sea, common in the Pacific but where GL mark II
was not employed, allow good use of meter-wave equipment. The meager
effort that went into the design of GL probably had its origin in the ex-
tremely unsatisfactory state of the directors available to use radar data [31],
making the expenditure of time for developing a set capable of blind fire
not worthwhile. Using it for blind fire was a waste of ammunition: if set up
under ideal conditions, it returned one hit for 4000 rounds expended [32].
Butement took on another electronics problem dealing with antiair-
craft (AA) artillery, the proximity fuze, but it failed because of low priority.
Butement did design the elegant circuit for it that would later be used in
America to make the device a success [33]. The primitive character of GL
marks I and II, and the virtual abandonment of proximity fuze work con-
trasted markedly with attitudes in the US and Germany at that time and
demonstrates the low esteem that AA artillery had in Britain. It was, how-
ever, perfectly consistent with the wooden-headed attitudes of the Army
in technical matters during the first years of the war. The War Office use
of scientists was the perfect inversion of that of the Air Ministry. They did
not wish scientists to initiate projects but to do what they were told; they
did not wish scientists to work closely with serving officers to gain under-
standing of the weaknesses of their inventions; they did not wish to hear
the opinions of scientists on how best to employ the new weapons. In the
case of GL, excellent engineers were told to provide a better range finder.
The AA predictor was incapable of using the continuous stream of data
provided by a radar set and remained so until the arrival of the American
M-9 director in 1944 [34].
The 1.5 m equipment on which the Army cell built their Coast De-
fence set came from the first attempts to construct airborne radar. Looking
forward to the success of early warning radar Tizard had predicted that the
enemy would necessarily turn to night bombing for which there was no
effective defense. If searchlights could be brought to bear on an attacker,
then fighters could intercept it or AA guns fire on it, but it was no small
trick to get a light beam on a plane and hold it. Large listening horns gave
some indication of the direction of the plane but were strongly affected by
weather and confused by large flights. The regions serviced by searchlights
would always be small, greatly reducing the amount of time for fighters or
guns to engage. What was clearly needed was airborne radar. Given the
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Origins
gargantuan size of Britain’s initial radar equipment this seemed a tall order.
Bowen had taken to the idea of this project and had pressed hard for
it, convincing Watt to begin it after the move was made to Bawdsey. The
problem was poorly defined, and the constraints imposed by installation
in aircraft only vaguely understood, so Bowen discussed the matter with
two communications engineers at Martlesham Heath, the nearby Arma-
ment and Experimental Establishment airfield from which Bawdsey drew
aircraft cooperation. These discussions led to self-imposed limits of 100 kg
weight, 500 W power and dipole antennas not more than a meter in length.
At just the right moment appeared the EMI Company’s 6.7 m television
straight-vision receiver [35], a small but very sensitive unit that amplified
the radio-frequency signal without heterodyne action and that had been
well engineered, so the first experiments were carried out on this wave-
length.
After satisfactory ground tests a receiver and indicator were trans-
ferred to a Heyford bomber, which was large enough for the 6.7 m antenna
and had an electrically shielded ignition system. Aircraft echoes produced
by the transmitter, which was much too heavy to be carried aloft, were
satisfactorily received along with the transmitter pulses, of course, which
furnished a not particularly helpful time reference. Bowen was a strong
advocate of further developing this ground–air system, called RDF 1.5.
(RDF 1 refered at the time to CH and RDF 2 was to be the 1.5 m airborne
set.) Watson Watt could not be convinced, and the approach was dropped,
a decision Bowen always regretted.
With RDF 1.5 eliminated Bowen pushed to shorter wavelengths, set-
tling on 1.25 m. The EMI receivers became the intermediate-frequency
amplifiers that followed frequency conversion with an RCA Acorn tube.
The Handley Page Heyford bomber was replaced with two Avro Ansons,
excellent machines for flying laboratories, and with them came the person-
nel of D Flight, 220 Squadron. In August 1937 the team had clean echoes
from ships and the following month created somewhat of a sensation in
fleet exercises by locating the carrier Courageous through thick clouds.
At the end of 1937 the airborne project had two goals, Air to Surface
Vessel (ASV) and Air Interception (AI), and an important new member,
Robert Hanbury Brown. The details had to be worked out for sideways
and forward lobe patterns in the ASV set and for acceptable maximum
and minimum ranges for AI. The two ASV modes were for maximum
search and head-on attack. The need for a maximum range in AI was obvi-
ous enough, but the minimum range was even more important and much
harder to bring off because it meant very short pulse duration. Radar had
to bring the pilot close enough for him to see his target, and a 1 µs pulse
produced a wave train 300 m long, which was greater than the minimum
distance for visual contact, and sub-microsecond pulses were not so easy
to produce. Both ASV and AI were well advanced when war came but far
from ready [36].
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Technical and Military Imperatives
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Technical and Military Imperatives
functions throughout the Air Force. In 1937 it had been realized that Britain
would face a severe manpower shortage, and the successful employment
of women in air defense in the previous war pointed to an obvious solution,
the Women’s Auxiliary Air Force (WAAF) resulting. Three women from the
Bawdsey clerical staff were given training in operating the equipment of a
CH station, and they quickly demonstrated a keen ability, especially for the
wily nature of the receiver oscilloscope displays [41]. The value of women
as radar operators was soon widely appreciated. A succinct explanation
came from Australia: ‘Women did make the best radar operators, because
they watched the screen’ [42]. For those with insight into character it came
as no surprise that they remained calmly at their posts when stations were
attacked.
The months between the Munich conference and Chamberlain’s Dec-
laration of War on 3 September 1939 saw a remarkable alteration of atti-
tudes in Britain. After the euphoria of ‘peace in our time’ came an un-
derstanding of the price that had been paid for it. The people and their
government decided that the next aggression meant war, and Britain gave
a guarantee to Poland over an issue that even had elements of justification
for Germany. The people accepted war with a determination unmatched
in France or Germany. France would soon collapse and Germany would
not confront the grim reality until 1942.
Britain was the least prepared for war of the three powers, except
in radar. In the summer months of 1939 the physics departments and
technical schools began emptying to fill the ever-growing need for radar
men and women. The number of people working in radar one way or
the other was large by then, probably greater than the combined totals of
all other nations, and the number was growing rapidly. The engineering
quality of British sets was poorer than those of Germany or the United
States, reflecting Watson Watt’s dictum, ‘Give them the third best to go on
with; the second best comes too late and the best never comes’ [43], but in
the quality of the radar operators and mechanics it was another matter, one
that more than offset any deficiencies of equipment. They were expected
to cope with all manner of problems, and their training approached that
of electrical engineers. This core of technicians was the narrow margin of
defense.
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Origins
Göttingen. The First World War deflected him from an academic career
into the Navy where he remained after the war as a civilian employee
and directed research in radio at the newly created Naval Research Lab-
oratory. The contrast of Taylor’s German degree and Leo Young’s high
school diploma disappeared in their common love for radio; both were
active amateurs—Taylor, with call letters 9YN, and Young, W3WV. From
the time they observed the effects of the passage of a river steamer between
their 5 m transmitter and receiver they never had radio location far from
their minds.
These thoughts came to nothing during the 1920s because the nec-
essary high-frequency electronic components simply did not exist. The
combination of the Young–Hyland observations in 1930 and the availabil-
ity soon after of high-vacuum low-voltage cathode-ray oscilloscopes and
multi-element electron tubes changed things, but their preliminary results
did not provide them with a high priority by the Bureau of Engineering,
in spite of the strong support for radio location by the Laboratory Director,
Captain Edgar Oberlin. The publication in 1933 by three investigators at
Bell Telephone Laboratory of picking up high-frequency reflections from
airplanes [1] did not make the low priority sit any better with Taylor.
At the time their primary concern was an attempt to remove the Lab-
oratory’s research function and make it in Oberlin’s words ‘a glorified test
shop’ for the Bureau of Engineering, which thought that NRL could not or
anyway should not compete with commercial laboratories, a change that
would have put an end to radar work. Oberlin was not lacking in the skills
needed to protect his command and succeeded in retaining NRL’s research
freedom. He was soon backed by the appointment in May 1935 of Rear
Admiral Harold G Bowen, a strong believer in NRL research, as head of
the Bureau of Engineering [2]. That the Laboratory’s allotment for 1934
decreased by a third from the preceding year did not make matters any
easier for the birth of Navy radar.
Despite all, the radar program received a better priority in early 1934.
The first important effect of this was the assignment of Robert M Page full
time to the project, which had been the part-time job for Young and two
others. Hyland had left naval service, somewhat acrimoniously [3]. Like
Taylor and Young, Page was a mid-westerner from the kind of family that of
necessity prepared children to make their own way in the world. He came
to NRL with a bachelor’s degree in physics from a small church college in
St Paul. Navy radar was to grow around Page.
His first task was to try pulsed waves. Young had convinced Taylor
that this had to be done, for continuous waves had produced nothing but
the unpleasantness with Major Blair of the Signal Corps. The idea had
two obvious origins in NRL experience, the sounding of the ionosphere
with radio and of the ocean depths with sound, but both were in fact quite
different. Both used pulse durations measured in fractions of milliseconds
and had signals reflected from huge surfaces. The size of an airplane or ship
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Technical and Military Imperatives
could hardly allow the use of a train of waves 300 km long that a millisecond
pulse would generate. These plans differed from Watson Watt’s Chain
Home by envisioning from the first a searchlight-like beam with target
direction ascertained by rotating the antenna for maximum signal.
The first attempt with radio waves pulsed for 10 µs took place in
December 1934 and had little to recommend it other than a clear indication
of where the problem lay—the receiver.
Page had successfully used a multi-vibrator, an electronic switch ca-
pable of turning the transmitter on or off very quickly, to modulate the
transmitter, but the receiver was a slightly modified communications set.
It had high gain and the sharp tuning for which such circuits are noted.
The transmitter and receiver had separate antennas arranged to have a
minimum transmitter signal picked up by the receiver, but enough was
picked up to cover the screen because of the ringing caused by the narrow
pass band5 . Nevertheless, there was a definite effect from signals reflected
from the test aircraft [4].
Page thus faced the same problem that faced all other radar engineers
and set about to solve it his own way from basic principles using a French
paper as his guide [5]. This problem was then being faced not only by
radar but by television engineers, who had to contend with changes in the
strength of their video signal that were just as rapid as the radar pulses.
It is curious that no one at NRL seems to have noted the significance of
the descriptions of RCA’s prototype television system that appeared with
descriptions of the receivers [6], more evidence for NRL’s isolation from
the New York electronic community of RCA, Bell Labs and Signal Corps.
Page solved the design and equally formidable construction prob-
lems by November 1935 using funds illegally diverted from another
project. Taylor realized that radio location had to have more help—indeed
Page had had to leave the work for a while during the year to help out on
another job—and in early 1935 visited Mr James Scrugham, the most influ-
ential member of the House Naval Appropriations Committee, to explain
his concerns. The result was a telephone call next day telling Taylor that
the Committee had agreed to an additional $100 000. Among other things
this allowed Robert Guthrie to work with Page, who put him to work on
the transmitter. They formed a congenial working pair as they brought the
device on line.
The next test in April 1936 achieved what was desired, with planes
observed at ranges of 8 km, quickly extended to 27 km, and Adm. Bowen
gave the project the highest priority. Taylor immediately made two de-
mands of Page: that a common antenna be used for both transmission and
reception and that a shipboard test be made at the earliest possible date.
For meter waves the antenna had to be an array of dipoles, and the
larger the array the narrower the beam and the greater the intensity of the
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Origins
projected power. Using a single antenna that had the area of two separate
ones yielded improvements in angle and intensity of a factor of four. The
difficulty lay in preventing the transmitter with its enormous power from
burning out the receiver. Page arranged fractional-wavelength transmis-
sion lines in such a manner that the receiver input tube grid current, an
effective short circuit, reflected a high impedance to the transmitter. It was
a neat idea that formed the basis of several variations. Page called the
device a ‘duplexer’.
In April 1937 a 1.5 m set was installed on the destroyer Leary with
a Yagi antenna mounted to the barrel of a deck gun to allow pointing.
The results were successful in so far as shipboard service went, but the
transmitter power had to be increased. The solution to that problem was
a ring of Eimac 100TH transmitter tubes that allowed power to be built
up in phase. The Signal Corps adopted this tube and transmitter design.
A target date of 1 September 1938 was set for a prototype set, XAF, to be
mounted on a battleship and tested in fleet exercises.
In mid 1937 two electronics corporations were brought into the plan-
ning: Radio Corporation of America and American Telephone and Tele-
graph. RCA had had an interest in radar through Wolff’s 10 cm work, but
for the men from Bell Telephone Laboratory, representing AT&T, it was all
new and quite astounding [7]. RCA was interested in producing the XAF
but wanted to build a design of their own for the fleet exercises, designated
CXZ. The Bell Labs people returned home to think about these new ideas.
By January 1939 XAF was mounted aboard USS New York and CXZ
aboard USS Texas, and exercises in the Caribbean began. The results of XAF
were spectacular and made instant converts to the new weapon of all line
officers select enough to have encountered it. Ships were observed at 16 km
and aircraft at 77 km. Shells could be followed in flight and their splashes
noted. Night destroyer torpedo attacks were thwarted. An unexpected but
very important use of the new equipment soon became apparent. While
operating in the vicinity of the Virgin Islands at night the ship’s position
became poorly known, and Page located it by ranging mountain tops on
distant islands [8].
XAF liked the sea and did not mind gunfire at all, something that
could not be said for CXZ. Taylor found this useful when insisting that
RCA build exactly to NRL specifications, especially keeping Eimac tubes
in the production model. The Chief of Naval Operations immediately
asked for 20 sets in their current form. This was to become CXAM, which
would later evolve into the SK, the Navy early warning set for the entire
war, referred to by all as the ‘flying bedspring’.
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Technical and Military Imperatives
this new technique. There was another visit in November after which the
directors decided to convert the field station at Whippany, New Jersey and
place it under the control of W C Tinus. It had been established in 1926 for
trans-Atlantic telephony and broadcast development, and its isolation, 50
km west of Bell’s New York City labs, made it ideal for secret work. The
company decided to enter the field at its own expense rather than solicit
a government contract because the rules of the time made it difficult to
undertake something of a highly speculative nature, and the Bell engineers
wanted to try shorter wavelengths [9].
One reason for selecting short wavelengths was the recent invention
at Bell Labs by A L Samuel of triodes for very high frequencies [10], which
placed them in a marginally better position to do something with very
short waves than their numerous predecessors. Their designs paralleled
the RCA Acorns6 but also included a transmitter tube, 316A, whose shape
caused it to be called a ‘doorknob’. Work began on 40 and 60 cm equipment
intended for gun laying or fire control as the Navy preferred to call it. A
single horizontal cylindrical paraboloid antenna, the kind used by Hertz
and Hülsmeyer, and Page’s duplexer formed the basis of the set.
Bell engineers demonstrated their first prototype, the CXAS, more
correctly a pre-prototype, in July 1939 to representatives of both Navy
and Army. They selected a position on a bluff 25 m above the sea at At-
lantic Highlands, New Jersey, which presented a rich field of targets in
the ships moving into and out of New York [11]. The 40 cm set could
pick up some ships 15 km distant. The accuracy in range was satisfactory
enough—and very important for naval fire control—but angular accuracy
was inadequate for radar-directed fire. Work was already proceeding on
eliminating this fault using the lobe-switching technique that they had
learned from the Signal Corps7 . In the meantime the Navy began to plan
radar’s integration into current fire control systems and ordered ten to
be delivered designated CXAS, then FA [12]. The first set was installed
aboard USS Wichita, but not until June 1941. The Army was interested in
the device for coast defense, but delayed ordering what they designated
as SCR-296 until late 1940 [13]. For the Army it proved to be a dead-end
design, for the Navy the beginning of all fire control, both surface and
air. For Bell Labs and AT&T it was the beginning of a gigantic undertak-
ing.
Bell Labs introduced horizontal lobe switching to alter the design for
main-battery fire control in the FC and horizontal and vertical switching
for anti-aircraft in the FD. Production began in 1941 [14]. Thus the US
and Royal Navies independently introduced similar equipment at about
the same time: FC corresponding to British type 284, FD to type 285. In
production Bell greatly improved output power over the original design
68
Origins
that used triodes, which the British continued to use, but that story must
be delayed until Chapter 4.1.
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Technical and Military Imperatives
neering. So secret was radar that he was told he could not see what NRL
was up to, and it even took a while for him to learn that the Corps was
already on the project. His first actual encounter with radar-like apparatus
was in the summer of 1935 when he was invited to observe a demonstra-
tion by General Electric of a method for the radio detection of airplanes by
Dr C W Rice, who was experimenting with microwaves using split-anode
magnetrons. It was a failure but impressed Colton as having failed be-
cause the antenna was too small; his interest increased on visiting Rice’s
laboratory where he was shown the detection of moving vehicles at half
a mile [17], essentially the same experiment that Wolff had conducted at
Sandy Hook the year before.
Colton was quite a different personality from Blair. Blair had in a
few years made the Signal Corps Laboratories first rate, but Colton was a
radar zealot who wanted to build equipment. He was also an inspiring
leader and soon gained the respect of everyone at the Corps Lab, military
or civilian [18]. He was also known for preferring to settle an argument by
drinking his opponent under the table [19].
An unexpected incident in December 1935 marked the turning point
in the Corps’ path to radar. A proposal for the radio detection of aircraft
was sent to the Signal Corps by the Bureau of Standards and came naturally
enough into Colton’s hands. Colton requested of Blair that he send Her-
shberger to evaluate it and visit NRL, where Hershberger had worked on
sound a few years before. (The secrecy curtains that separated the two ser-
vices were not particularly hard to draw when there was a need.) It was a
propitious decision, not that there was anything in the Bureau’s proposal—
it was the Taylor–Young–Hyland ‘radio screen’ again—but it required a
report by Hershberger, who was heartily fed up with microwaves by then
and had suggested pulsed meter waves two years earlier. Hershberger’s
visit with Page allowed him to see the results of the first pulsed-wave
experiment and the preparations being made for improving the receiver.
His report gave the reasons for the Army’s lack of progress as preoccupa-
tion with microwaves and lack of support for radio detection. Blair had
lost hope for microwaves by then too and forwarded the report with a
strong recommendation to Maj Gen James B Allison, Chief Signal Officer.
Allison asked the War Department for $40 000 for radio location and was
refused [20].
Allison gave the project the highest priority, asked for the funds again
and was again refused. He then agreed that Blair should use $75 741 ap-
propriated for a top priority communications project for fiscal year 1937. It
was illegal, but Allison said he would stand behind Blair. Blair promised to
do his best to have something to show by 1 June 1937. Days followed with
many unpaid Sundays and overtime hours [21]. In August 1936 Colton
was assigned as Blair’s Executive Officer. In October Hershberger left to
take a doctorate in physics at the University of Chicago, and Paul Watson
was named chief engineer [22].
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Technical and Military Imperatives
look at places where the plane was not supposed to be and found it—well
out over the Atlantic, for a very strong west wind had completely fooled
the experienced night navigators. The return flight took an hour, and when
the plane came within searchlight range a beam of light ended on clouds.
But the stage directions seemed well worked out, because when the errant
aircraft passed out of the clouds into clear sky, it was illuminated by the
searchlight. Arnold wanted an early warning radar [25].
The troublesome details of the mechanical design that made the 268
portable enough to accompany, to be sure rather clumsily, troops in the
field were overcome by midsummer 1940. The tests of 1937 and 1938 had
used three separate antennas: a transmitter, an azimuth receiver and an
elevation receiver. These had to be incorporated into a single unit suit-
able for field service. A contract was let to Western Electric from which
deliveries began in February 1941 [26].
Following the May 1937 tests the Air Corps had expressed interest in
an early warning set, and work started in parallel with that of the 268 on
what was to become SCR-270, a mobile set, and SCR-271, for fixed instal-
lations. Accuracy of direction was sacrificed for range so the wavelength
was increased to 3 m and lobe switching dispensed with but duplexing
incorporated using a design by Dr Harold Zahl. Whereas the 268 used
Page’s ring oscillator, initially of eight, later 16 Eimac 100THs, Westing-
house agreed to make a special water-cooled output tube, WL-530, that
could deliver the desired 100 kW power with a simple push–pull circuit,
by then a standard electronic design. The difference in wavelength, 1.5 to
3.0 m, made the difference between a 16-tube ring oscillator and a two-tube
push–pull. In June 1939 an engineering model of the 270 tracked an air-
craft consistently to 125 km and occasionally as far as 240 km and a flight
of bombers consistently to that range. A contract was let to Westinghouse
in August 1940, who delivered 112 sets before the US entered the war. The
fabrication of a 271 was completed at Fort Sherman, Panama in June 1940
and a number of 270s were shipped to Hawaii in the latter half of 1941. Six
were spotted around the perimeter of Oahu on the morning of 7 December
1941 [27].
The 268 remained the only radar for Army AA artillery until early
1944, when it began to be replaced by the incomparable SCR-584. The
Signal Corps was aware of the Bell Labs equipment and its great potential
for searchlights or gun laying but rejected it in favor of the 268 because of
the latter’s much greater range. This gave an AA battery a single piece of
equipment useful both for acquiring a target and directing guns or search-
lights onto it. In the Pacific it would serve in a function unsuspected in
1939—ground-controlled interception, about which more later. The 270
remained the standard early warning radar until the end of the war and
even saw service in the Korean War [28].
Thus by the time war had broken out in Europe the American Army
and Navy both had excellent prototype radars that would be in production
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Origins
well before the time of the attack on Pearl Harbor. As is so well known, an
SCR-270 secured for the sleeping garrison nearly an hour’s warning, but
the organization necessary to make use of this intelligence was only just
being formed.
2.4.4. GEMA
For those persons who delight in irony the development of microwave
radar has an example. The British gave such short wavelengths the least
thought during the 1930s, yet invented the revolutionary cavity magnetron
that delivered prodigious power at 10 cm. The Germans pushed research
in the region shorter than 50 cm wavelength all through the decade and
stopped only when a wartime shortage of technical manpower and the
absence of a microwave oscillator of sufficient power forced termination,
yet they missed the cavity magnetron and ended far behind the Anglo-
Americans in this critical technique.
Serious radar work in Germany came from the zeal of Dr Rudolf
Kühnhold, the Technical Head of NVA. His work in underwater sound led
him in 1933 to the idea of using radio waves for locating and ranging tar-
gets, and his failure to observe reflections with 13.5 cm waves impelled him
to consult with a leading electronics company, Telefunken, where toward
the end of the year he discussed the problem with Dr Wilhelm Runge, Tele-
funken’s acting laboratory director. Runge was not interested because he
saw in it the need for vacuum tubes that he thought lay years in the future.
To others Runge voiced the opinion that the whole project was ‘utopian’ or
worse [29]. Kühnhold found Runge rude and did not forget. This rebuff
helped divide German radar development and production between three
companies: Telefunken, Lorenz and one not initially in existence.
By this time Kühnhold’s dealings with Tonographie concerning un-
derwater sound had become so agreeable that he dropped attempting to
gain the interest of the communication industry. He was particularly
pleased with the resolute spirit of Tonographie’s owners, Paul-Günther
Erbslöh and Hans-Karl Freiherr von Willisen, and they were equally
pleased with Kühnhold’s openness. Kühnhold loathed bureaucracy and
relished the absence of it in company operations, an appealing contrast
with the procedures for doing anything at his own NVA. Their business
in phonograph recording was prospering, which provided capital for tak-
ing risks, and, in seeking new fields for their talents, the two entrepreneurs
were experimenting with 95 cm directed-beam communication, which they
thought might interest the Kriegsmarine for secure communication be-
tween ships. It was an application for which the low transmitter powers of
the very short wavelengths were no problem and was also compatible with
Kühnhold’s interest in radio location. To aid them they sought two high-
frequency experts as consultants: Dr Hans E Hollmann and Dr Theodor
Schultes, both of the Heinrich-Hertz Institute [30].
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Technical and Military Imperatives
74
Origins
open the pockets of the Kriegsmarine for a grant of Rm70 000 ($16 500). The
problem with continuous waves was the near impossibility of keeping the
transmitter signal out of the receiver, and on the advice of Hollmann and
Schultes they undertook to try pulse techniques. They had by then set up
their ‘GEMA tower’ on the NVA experimental grounds at Pelzerhaken near
Neustadt on the Lübecker Bucht and from it had a notable success. The
transmitting antenna had ten dipoles backed with a reflecting mesh, the
receiving antenna three dipole pairs. Transmissions were on 52 cm with
2 µs pulses at 2000 per sec. The receiver was a broad-band heterodyne that
used the new RCA Acorns. Success of a form came when the set first oper-
ated in May 1935; they were surprised by seeing the wood on the opposite
shore showing up at 15 km, but ranges on the 400 ton research boat Welle
were not satisfactory. The receiver was redesigned to use two intermediate
frequencies, and by 26 September they could follow the little boat to 8 km.
It was time to show the results to Admiral Erich Raeder, commander of the
Kriegsmarine, and lesser notables [34].
This demonstration secured adequate funding for the project but dis-
closed the first of many difficulties that were to accrue from working for
the Kriegsmarine. The demonstration had incorporated lobe switching
that had given a directional accuracy of 0.1◦ , and to their astonishment the
engineers were told this was too complicated and to leave it off present de-
signs [35]! Next they were told that a cathode-ray tube was too delicate for
use aboard ship and that a substitute must be found. The second objection
was soon removed and the decision reinforced later in a rather macabre
affair: the little test boat Welle was lost with all hands, but the cathode-ray
tube that was in a prototype set on board was recovered and still func-
tioned, which convinced the naval authorities that it was an acceptable
component [36]. The first objection was not overcome until it was too late
to provide blind-fire capabilities in any important naval action. Radar was
to provide range and search capability only.
These results led to disagreements about what to do next. Kühnhold
wanted the 50 cm work to continue, but Erbslöh and von Willisen wanted
to increase the wavelength to gain radiated power and thereby range.
Kühnhold planned to continue his 13.5 cm work and strongly favored
pushing toward shorter wavelengths, marshaling all of the valid argu-
ments for microwaves. (He and Blair would have understood one another.)
After discussions colored with asperity they decided to do all these things.
GEMA’s 50 cm work became a surface-search radar, DeTe-I, the first of the
Seetakt series, and the long-wave work became an air-warning radar, DeTe-
II, which soon settled on 2.4 m. The shorter wavelength was needed for
surface targets because the vertical lobe structure severely cut the range
to surface targets as wavelength increased; the longer wavelength was
needed for the extended range to pick up distant air targets. Von Willisen
replaced the unstable magnetron in the 50 cm set with a high-frequency tri-
ode, TS1, of GEMA’s manufacture, and Kühnhold replaced the hopelessly
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Technical and Military Imperatives
8 See ‘Bismarck and Prinz Eugen, 18–27 May 1941’ in Chapter 3.3 (p 124).
76
Origins
The feeder arrangement for a German Freya. This shows the antenna connections
of three dipole arrays such as were typically found with modification on dozens of
designs by all nations. The dipoles are spaced horizontally one-half wavelength
apart and placed one-quarter wavelength in front of a conducting screen. German
usage differed from other nations in using full-wave dipoles, which allowed them
to be mounted without an insulator to the grounded frame at the voltage null found
one quarter wavelength from the end. The receiver array is divided into left and
right arrays to allow the increased accuracy of lobe switching. The upper-most
array is for IFF; in this case the interrogation was by means of the radar signal
with the reply on a shorter wavelength to which the IFF antenna responded. Air
Ministry Air Scientific Intelligence Report No 34, April 1945. Crown Copyright.
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Technical and Military Imperatives
the US Army Air Corps and the US Navy). Both models for land use
were transportable. The existence of an excellent air-warning radar was,
of course, secret, even from the other branches of the Wehrmacht.
The first knowledge of it obtained by the Luftwaffe came from a visit
by Hitler, Göring and Raeder to the Torpedoversuchsanstalt (a general
naval weapons laboratory) in July 1938 where DeTe-II was demonstrated.
Göring was furious that his chief of signals, Col Wolfgang Martini, had
neither been informed of the existence of this device nor invited to the
demonstration. The response was that this was a Navy weapon; invent
your own. The Kriegsmarine did all it could to keep the Luftwaffe from
buying equipment from GEMA, a circumstance that no doubt contributed
to the widespread belief that the firm was a front for the Navy. Until
the end of the war they used all possible ways to undermine GEMA’s
growing and very pleasant relationship with the Luftwaffe [41]. Martini
was delighted by radar and immediately ordered some DeTe-IIs, which
acquired the name Freya [42].
In September 1938 Martini deployed two Freyas with GEMA per-
sonnel for possible use during the invasion of Czechoslovakia: one on
Geisinger Berg in the Erzgebirge and another on Grosser Schneeberg in Sile-
sia. There the restrictions of siting were first encountered. The mountain-
top locations chosen resulted in a clutter of reflections from nearby peaks,
the lesson being that the best location for such long-wave equipment was
at the bottom of a shallow bowl-shaped depression [43].
Martini had organized the Luftnachrichtentruppe (Air Signal Corps)
for the new Luftwaffe and would remain a competent and enthusiastic
user of radar throughout the war. After graduating from school in 1910
he became a cadet in Telegraph Battalion 1 and acquired experience in
military communications during the 1914–1918 conflict. His grasp of the
use of radar was instinctive, but he repeatedly failed to make those higher
up comprehend the full significance of such technical matters. Watson
Watt possibly explained the matter:
2.4.5. Telefunken
When Runge dismissed Kühnhold’s suggestions that Telefunken enter the
radar business it was not because he was not interested in very short
waves. On the contrary they had become his main interest. Shortly before
Kühnhold’s visit the management of Telefunken had been reorganized;
among other changes the Jewish director, Emil Mayer, had had to step
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Technical and Military Imperatives
of 1936 with the help of Wilhelm Stepp, who soon assumed the primary
design responsibility, picked up an airplane but at only 5 km. The set was
named Darmstadt for Stepp’s home town and was the first in a series of
geographical code names used by Telefunken.
This work was being carried out with the rather naive idea, possibly
rooted in Runge’s droll sense of humor, that it was navigational, and he
found himself in hot water for giving an open lecture about the pulse tech-
nique at the Lilienthal-Gesellschaft in early 1939 that also caused Kühnhold
to complain to Telefunken directors about this ‘unauthorized work’, which
was futile anyway because of only 15 W of transmitter power. The result
of this scolding on Telefunken’s administration was to have their tube de-
signers provide Runge the output triode that he needed, the LS180. It was
the design that was popping up everywhere that positioned leads to min-
imize reactance at the price of inconvenience when installing the tube. It
was 140 mm long, 50 mm in diameter and gave 8 kW, extending the range
to 40 km for aircraft. Someone stuck a pin in the map, selecting in this
way the name Würzburg. It was demonstrated to Wehrmacht authorities
in July 1939. They soon used a rotating dipole feed, which Runge and
Stepp called the Quirl, at the focus of the 3 m diameter paraboloid. This
gave them a conical form of lobe switching that produced very accurate
directional pointing and that made the various Würzburg models the best
AA gun-laying radars until displaced by 10 cm equipment three or four
years later [51].
The Würzburg had all of the key elements of World War II radar: a
well defined beam with high directional accuracy, excellent range accuracy
and a common antenna.
2.4.6. Lorenz
Telefunken and GEMA were not the only German companies to enter the
radar business on their own. The Lorenz Company were not strangers
to high-frequency work and had developed in 1935 a series of very high-
frequency triodes. In 1938 Dr Hermann Berger left the laboratory Holl-
mann had founded on leaving GEMAand became head of Lorenz’s tube de-
velopment laboratory, leading to their RD12Tf becoming a better decimeter
transmitter tube than either GEMA’s TS6 or Telefunken’s LS180, the result
of having mastered the use of oxide cathodes in this demanding service
[52]. They had marketed a beam navigation method of overlapping lobes
designed by their engineer, Otto Scheller, whose remarkable 1907 patent
encompassed every element of this widely used system [53]. It had been
licensed widely abroad, even used by the Royal Air Force. These extensive
international connections caused a certain amount of hesitation to entrust
them with secret work. They had started collaboration with GEMA very
early, but the Kriegsmarine had required GEMA in April 1936 to terminate
it because of security concerns [54]; the Luftwaffe eventually overcame
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these concerns, given that the secrets were Lorenz’s to start with.
The interest once aroused was not to be stilled, and Gottfried Müller
insisted they press on. By the beginning of 1936 they had constructed a
70 cm, 400 W, pulsed set with separate, rotatable ‘mattresses’ for trans-
mitter and receiver. From the top of their laboratory at Tempelhof they
obtained reflections from the Berlin Cathedral, 7.4 km distant. During the
course of the year the transmitter tube, DS320 (soon replaced by RD12Tf),
that generated 1 kW allowed them with 1 µs pulses to extend the range
to 14 km. In observing a windmill they noted the ‘propeller modulation’
on the returned signal, something to be of use in the not too distant fu-
ture. They replaced the mattresses with paraboloids of 2.4 m diameter,
changed the wavelength to 62.4 cm, increased the range for aircraft to 30
km, demonstrated it to Col Martini and gave it the name Kurfürst. Martini
had it tested at the Anti-aircraft Training School and was sufficiently im-
pressed to order a few sets of more advanced design for field evaluation:
20 each of Kurpfalz and Kurmark [55].
As work progressed, the design by Runge and Stepp began to show
clear superiority over the Lorenz device for gun laying as well as the des-
ignated function in air warning, although the RD12Tf gave Kurfürst a
greater range. Even without the Quirl the Würzburg A, demonstrated to
military authorities in July 1939, proved sufficiently good to be used for fir-
ing on targets obscured by clouds or fog. Telefunken’s design with rotating
dipole, common antenna and simpler circuitry [56] was clearly superior,
and Lorenz ceased production after a total of 40 sets [57]. Telefunken en-
gineers then began working on equipment intended from the start for gun
laying, which eventually became the Mannheim. In the meantime the basic
Würzburg was provided with a Quirl to become Würzburg C.
German radar was concentrated for the moment in two companies,
GEMA and Telefunken, each with a basic design. GEMA had two bands,
80 cm for Seetakt and 2.4 m for Freya. Telefunken used 50 cm for the
Würzburg and the decimeter communication relays. Both companies
brought out modifications and new models but remained true to the orig-
inal, open-end designs for which wide variety became possible, from gar-
gantuan early-warning to diminutive airborne sets. By this means they
made economical use of their limited engineering personnel. Lorenz was
not finished with radar, however, and would return with an excellent air-
borne sea-search set.
When the Luftwaffe became an independent arm of the Wehrma-
cht it obtained from the Heer (Army) the AA artillery. Initially, it did not
have an organization to evaluate new weapons other than aircraft, so it
relied on an army agency, the Heereswaffenamt (Ordnance Department)
for judgement about its AA guns and, when the matter arose, for radar.
This office arbitrarily classified the early sets into three types. For vari-
ous reasons they referred to GEMA’s Freya as A-1, to Lorenz’s Kurfürst
as A-2 and Telefunken’s Würzburg as A-3. Initially this coincided with
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A-1 for early warning, A-2 for searchlight direction and gun laying and
A-3 for local observation and tracking respectively. Names were retained
through numerous design changes and adopted for subsequent new mod-
els. A uniform type designation was introduced indicated by FuMG (for
Funkmessgerät) followed by model number; Kurfürst became FuMG 38L
(L denoting Lorenz), for example. As the importance of radar became
more obvious, Göring wanted it added to his bureaucratic empire and had
it moved from the Heereswaffenamt to the Reichsluftfahrtsministerium
(National Air Ministry), at which time new designations were applied.
The Reichsluftfahrtsministerium was not responsible for equipment of the
wildly jealous Kriegsmarine, but the Marine nevertheless adopted the uni-
form nomenclature for radar.
2.4.7. Comments
It is scarcely necessary to point out to the reader the parallels in Ameri-
can and German radar work. The earliest work started in service radio
laboratories with heavy emphasis on microwaves. Both dropped these
wavelengths in their prototypes for want of transmitter power, although
retaining some research. This resulted in excellent meter-wave equipment:
XAF/CXAM for the US Navy, SCR-270 for the US Army, Freya for the Luft-
waffe and Seetakt for the Kriegsmarine. The approach to decimeter waves
by Bell Telephone Labs is remarkably similar to the path followed by Tele-
funken and probably came about because both had tube laboratories. The
Bell FD/mark 4 was the equal of the Würzburg, indeed in design its cousin;
it was with modification the US Navy’s AA gun-laying radar throughout
the war. One might speculate that this similarity among these industrial
engineers resulted from close association of the circuit-design engineers
with tube designers, thereby learning much earlier of the latest in tubes,
whereas the engineers at the American service laboratories worked with
generally available components. The Würzburg was a better gun-laying
set than the SCR-268, and the American equivalent, FD/mark 4, was used
only by the Navy. On the other hand the SCR-268 functioned also for dis-
tant target acquisition, which the Würzburg did not. The Germans were
generally about a year ahead of the Americans.
In 1939 the German and American prototypes were superior to the
British except for CD/CHL, which was a typical dipole array on 1.5 m. The
heart of the radar defense of Britain was Chain Home, a design not admired
abroad, but it worked, and here lies the principal difference between the
German–American and British approach. Britain knew danger in 1935 and
had the wisdom to realize that intelligence gained by radar was worthless
unless promptly interpreted and acted upon. Speed was vital—as history
has so amply shown—so a design was selected for which construction
could begin almost immediately and with it the integration with Fighter
Command. British production began in 1936, and the Royal Air Force
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Origins
took over an operational station in May 1937. Neither Germany nor the
United States had a significant number of operational sets in September
1939 and neither had any organization to use them for air defense in any
way comparable to Great Britain. Britain had by the start of the war a
functional air defense system for the homeland.
Another distinction between the German–American approach and
the British was the relationship of the radar men to their governments.
Radar grew out of the experiments and plans of electrical engineers in both
America and Germany and came to the attention of high officials through
demonstrations. In Britain the pattern was inverted. The Tizard Commit-
tee actively sought new scientific weapons and, on finding radar and seeing
the first examples of its power, procured for them a blank check. Possibly
even more important was the interest at cabinet level from the beginning,
which had important direct and indirect effects on both the technical devel-
opment and the application. The German engineers had to contend with
Hitler and Göring at the top, both anti-intellectual and scientifically illiter-
ate. Churchill took an active, if not always helpful interest in the scientific
conduct of the war. The American Secretaries of War, Henry L Stimson,
and of the Navy, James Knox, were alert to the importance of radar and
gave it high priority.
As the new technique moved toward deployment it carried various
designations. A P Rowe named it RDF, thought to throw off the overly
curious as ‘radio direction finding’. The Signal Corps referred to it as ‘RPF’
for ‘radio position finding’, and the Air Corps, overcome with the need for
secrecy, called it ‘derax’. The name ‘radar’ was invented by S M Tucker, an
American naval officer, and adopted officially by that service in November
1940 [58], and it seems that the world was just waiting for it. It was a
composite with ra for radio, d for detection or direction finding, r for range,
and the second a for and. The British ordered its use after 1 July 1943 [59].
The Australians have their own way with the language and called the new
device a ‘doover’.
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At this point one might well let the reader form in his mind the kind
of radar that was to come from the machinations of these agencies, all of
which participated, and his construction would probably be close to the
mark. Yet the poor Soviet product resulted as much from the purges that
Stalin initiated in 1937 as from clumsy, bickering agencies—which knew
how to use the NKVD for their bureaucratic ends and to take care of a
few personal matters along the way [11]. Fear concentrates thought—but
on survival, not on the subtle intricacies of electronic circuits. This no
doubt lies behind the marked deterioration in design encountered in the
second stage of Soviet radar development. Important parts of this story
will remain unknown to us.
The PVO had responsibility for early warning and had sponsored the
early work on the radio screen Rapid that was done at LEFI until that group
was absorbed into the Television Institute, the combination becoming NII-
9. Despite the objections from many that Rapid gave precious little data of
value about intruding aircraft, PVO had LEFI build under the supervision
of B K Shembel a model suitable for army deployment, which had its first
tests in July 1934 [12].
The GUA also wanted radio AA gun-laying equipment and had been
sufficiently impressed with the experiments QRL had conducted in Jan-
uary 1934 with a 50 cm set that they wished the idea exploited, and NII-
9 undertook the task of providing a suitable prototype. The work was
started under Shembel. By early fall 1936 NII-9 had produced an exper-
imental continuous-wave twin-dish set, Storm, which operated on 18 cm
using early magnetrons from UFTI that gave about 6 W of continuous wave
power. The detection range was only 10 km, and the directional accuracy
only 4◦ , neither adequate. The range problem was a compound of mag-
netrons with too little power and frequency stability and a noisy receiver
that also picked up too much of the primary transmitter signal. Shembel
devised a solution for the direction problem analogous to lobe switching
and presaging mono-pulse radar. He used four dishes, one a transmitter
and the other three paired off in horizontal and vertical coordinates [13].
The first trials failed, and he was unable to bring the concept to fruition
before being separated from NII-9 in 1937 [14].
The skepticism that had met Oshchepkov’s Rapid soon hardened
into hostility to radio location generally in the form of a report in 1935
by the Red Army Chief of Signals, which asserted on the basis of studies
by his own NIIIS-KA that radio location was unrealistic and a waste of
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use of continuous rather than pulsed waves. Bonch-Bruevich had held the
project to continuous waves, despite having used pulsed waves in early
ionosphere studies; he even terminated pulse work at NII-9 when he be-
came director in 1935 [20]. UFTI turned their efforts to a new, pulsed wave
64 cm design called Zenith. It combined every bad feature one could rea-
sonably imagine in one set. It reported the coordinates of range, azimuth
and elevation only every 17 s, making it useless for directing an AA gun,
and had a dead zone extending out to 6 km, the result of the receiver being
unable to recover from the transmitter pulse, although it could observe
aircraft to 25 km. A pulse length of 10 to 20 µs gave correspondingly
bad range accuracy [21]. Work continued and by the middle of 1940 the
range had been extended to 30 km, but the equipment had such a cata-
logue of ills that it was given up [22]. The technical reasons for failure
are not apparent. It would appear that the designers were unable to mas-
ter the techniques of microwave electronics and thereby profit from the
magnetron that N F Alekseev and D D Malairov had invented [23]9 .
The purges had at least made one agency responsible for radar, NIIIS-
KA, but in the process had removed good engineers from the laboratories
and the most supportive top military commanders. Soviet radar entered
World War II a low priority project with equipment inferior to all the major
powers. Yet it need not have been so. The early start with high-level
support, capable engineers and the cavity magnetron could easily have
made the Soviet Union the leader in radar.
The reader must consider these simplified attempts at recounting
relevant events in Stalin’s state with suspicion. The material available is
limited and was written before the collapse of communism opened secret
files—and by men not indifferent to what history would record.
2.5.3. France
Pierre David’s experiments with the ‘radio screens’ or ‘barrages électro-
magnétiques’ left him with ideas about how to make this kind of system
work for air warning, and he devised a method of using multiple sta-
tions to determine direction and speed. For a pair of stations the observed
Doppler shift, which can be measured accurately, depends on the aircraft
course, speed, altitude and the angles from the airplane to transmitter and
receiver—assuming a single target and straight, level flight. With multiple
pairs of stations David proposed to use these data to determine direction
and speed [24]. The system necessarily covered a large area, indeed this
was considered its important virtue, but a large area meant it could be
seriously confused if more than one plane or formation was present. It is
difficult to see what was expected of a device that gave such rudimentary
data acquired with such restrictive assumptions.
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Origins
2.5.5. Italy
Italy had established in 1916 the Regio Instituto Elettrotecnico e della Com-
municazioni della Marina (Royal Institute for Electro-technics and Com-
munication, RIEC). Inspired by Marconi’s work with very short waves
Professor U Tiberio submitted a report in 1935 proposing that RIEC insti-
tute a program for radio location. An experimental 1.5 m continuous-wave
set, EC1, was tried in 1936 with improvements the following year. These
tests showed that one must use pulsed waves for anything practical, which
led to such a set, EC2, that proved to be unsatisfactory. Work was discon-
tinued until the shock of conducting war without radar drove the belated
lesson home [29].
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Origins
Fighter control with radar: Britain. It was realized early that radar sightings
of enemy aircraft were of no value, if the information was not evaluated within
minutes and transformed into orders for fighter squadrons. It was in this that
Britain was far ahead of any other country in September 1939, when a complete
functioning air-defense system was in operation. Shown here is the Operations
Room of Fighter Command. It also illustrates how Britain used women in air
defense. Historical Radar Archives, RAF photograph. Crown Copyright.
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Technical and Military Imperatives
German Freya LZ (FuMG 401). This 2.4 m set, known originally as DeTe-II,
appeared in numerous modifications that varied as application required, this one
was referred to by British intelligence as ‘Pole Freya’. Its electronics formed the
basis for nearly all of Germany’s air-warning radar. The basic Freya shown here
had 12 vertical dipoles on the lowest (transmitter) antenna with an equal number
on the middle (receiver antenna). At the top is an IFF antenna. Freyas quickly in-
corporated lobe switching for directional accuracy. This model is transportable by
air, LZ standing for Lufttransport-zerlegbar. Reports are that the operator’s cabin
was designed for maximum discomfort. National Archives photograph 111-SC
269043.
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Origins
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Technical and Military Imperatives
The German meter-wave phased-array radar Mammut (FuMG 52), one of various
models. The series was referred to by British intelligence as ‘Hoarding’. Like the
Wassermann, this set used the same 2.4 m electronics as the Freya but gained
range and directional accuracy through the use of a very large dipole array. This
immense array formed a thin, vertical fan-shaped beam that could be moved from
side to side by altering the phase shifts in the transmission lines feeding the dipoles.
This allowed a direct and rapid way of determining direction to an accuracy of
0.5◦ over a ±50◦ sector. There was a dipole array on both sides that allowed front
and rear coverage, which gives the antenna a complicated appearance. National
Archives photograph 111-SC 269022.
96
CHAPTER 3
FIRST CLASHES
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Technical and Military Imperatives
the weather in the Channel, and proceeded up the coast using clouds and
overcast to stay out of visual sight [2].
Flight Lieutenant Walter Pretty was on duty at Fighter Command
Operations Room and recognized the data being reported to him as coming
from an airship. The notion that the flight was espionage occurred quickly,
but the Air Force personnel already knew a fundamental law of electronic
warfare: when you see a suspected electronic snoop on your radar, he has
already seen you, so if you turn off your set you have given him proof of
your function.
All stations within range followed the ship, which was above cloud
cover, as it proceeded up the coast, and Pretty noted it straying over land
at Hull. This was certainly unintentional, but given the difficulties of aerial
navigation at the time and the extreme uncertainties placed upon the navi-
gator by the effect of unknown winds, it was not an excessive error. When
the ship made a transmission in the clear giving the position that CH had
shown seriously at fault, Pretty amused himself with the impossible idea
of sending a helpful message to LZ-130 informing them of their true posi-
tion. Course was then corrected, presumably through a solar fix, and the
trip continued off shore [3].
A newly established station near Dundee, equipped temporarily with
a Mobile Radio Unit, picked up the large-amplitude signal in its turn at a
range greatly in excess of 150 km and well to the south on 3 August. They
first thought it to result from a large group of planes but ruled that out
because such a target would generate a highly variable return and this one
was quite steady. Their report of the strange phenomenon yielded noth-
ing more revealing than the command to keep plotting. The airship then
broke through the overcast near Aberdeen and became visible to civilians.
Squadron Leader Findlay Crerar of Dyce Station of the Auxiliary Air Force
took off with an observer and returned with an excellent photograph of
the beautiful craft (the tail insignia excepted) [4].
The trip continued far enough north for examining any signals that
might have come from the Scapa Flow naval base but none of the Thames
estuary. The original route would have covered these stations and the
entire southern coast, but the weather—England’s old ally—intervened,
causing the airship to pause near Bawdsey as it changed course. Rowe
accepted this as proof that Bawdsey was marked for destruction when
war began [5].
There have been a dozen versions of the zeppelin espionage flight, fre-
quently conflicting and that have been eliminated by subsequent research,
but all agree that Martini found no sign of British radar. The suspected
reason is that no one in Germany conceived of radar on such long wave-
lengths, of such a low pulse repetition rate or of radiating over such a wide
front as Chain Home operated rather than forming a ‘searchlight’ beam.
There is reason to believe that Breuning’s receivers were in fact overloaded
with what he thought was the German ionosphere soundings that worked
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Technical and Military Imperatives
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First Clashes
duction initially at a rate of a few per week. These tubes used oxide-coated
cathodes, which allowed much higher emission compared with tungsten or
thoriated tungsten. Experimenters learned a very happy and unexpected
characteristic: oxide-coated cathodes gave substantially more current for
microsecond operation. This resulted in a push–pull circuit that generated
150 kW and found wide application both in the air and on the ground [16].
During that time Bowen and his staff also trained squadrons in the
use of AI (airborne interception), the equipment to play such an important
part in the Blitz—although not effectively until May of 1941—but these first
squadrons were not allowed to hone their skills with the difficult equip-
ment or devise tactics for a completely new weapon. One particularly
adept squadron was sent to help the Finns hold off the Russians and was
wiped out. The other was thrown into the RAF sink that Belgium and
France became in 1940 [17]. The introduction of AI marks I and II also suf-
fered from having been put into production before they were adequate for
the job. Training and maintenance were even worse with no technical liter-
ature or spare parts, a condition Bowen blamed on the inadequate support
given the airborne work by Rowe. The situation caused Hanbury Brown to
compose an addendum to Watson Watt’s rule of ‘give them the third best’
that ran ‘but don’t give them the fourth best because it encourages them to
throw the whole thing out’ [18]. The design quickly proceeded to AI mark
III, which eliminated some of the problems but still had an unacceptable
minimum range of 330 m.
By 1939 the engineers at Electrical and Musical Industries, Ltd, a name
long forgotten and replaced by the initials EMI, realized that something was
going on in the matter of radio location, possibly through Bowen’s use of
their tuned radio- frequency, amplitude-modulated television receivers,
and this brought Alan Dower Blumlein into radar design. Blumlein was
Britain’s foremost and certainly most versatile electronics engineer, the per-
son most responsible for London having the first high-definition broadcast
television in 1936. On its own initiative the company quickly offered the
government a 5 m gun-laying set with characteristics similar to GL mark
I. This disposed of any constraints on EMI people designing radar, and in
December 1939 the company was asked to help with AI [19].
Blumlein saw the difficulty in attaining an acceptable minimum
range, which was the problem of producing sufficiently narrow pulses.
The method initiated at Bawdsey was to form the pulse of radio frequency
signal and then amplify it, and it was this amplification that did not al-
low sufficiently rapid rise and fall of the pulse. Blumlein’s method was to
switch the high direct voltage that supplied the oscillator, and rapid switch-
ing of high voltage was a part of the television engineer’s stock of circuits
[20]. His transmitter–modulator reduced the minimum range to 130 m and
was incorporated into AI mark IV with first installation in August 1940.
Air-to-surface-vessel radar (ASV) progressed more satisfactorily. By
January 1940 this set, using the 1.5 m wavelength band as did AI, was
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Technical and Military Imperatives
Sweden through the Norwegan port of Narvik thence by a sea route that
followed the coast within Norway’s own territory. Churchill, at the time
First Lord of the Admiralty, had proposed planting mines in these waters
as early as September 1939, thereby forcing the German vessels out of neu-
tral water where they could be attacked. This had been suggested in 1918
but rejected on the grounds of violating the sovereignty of a friendly, neu-
tral state. By spring the Cabinet had been brought around to Churchill’s
view. It was assumed that this action would provoke German interven-
tion, and to forestall this British troops prepared to invade first. Admiral
Raeder had alerted Hitler in October of the advantages of having Nor-
wegian naval bases, but the dictator had preferred to leave Norway neu-
tral. Diplomatic and military activities during the ensuing months made
it clear that Swedish iron was going to bring on trouble, so German war
plans proceeded accordingly. Hitler did react—and rapidly—to the British
moves [46].
The invasion of Denmark and Norway furnishes the historian with
naval action in which German skill and audacity together with British
slowness and bungling brought Norway under Nazi domination in the
face of overwhelming naval superiority. The campaign has much of inter-
est, including the first airborne assault, but little in the way of radar. It
did include the air lift of three Freyas to southern Norway: at Stavanger,
Mandel (near Kristiansand) and Bergen [47].
Radar’s part was restricted to the early morning of 9 April. The
Gneisenau and Scharnhorst were covering a group of destroyers transporting
the troops that occupied Narvik. At 0450 hours the radar of the Gneisenau
reported a target to the southwest at a range of 25 km, but the commander
waited for optical sighting, as the Seetakt equipment could not provide
direction accurate enough for blind fire; he was also a little skeptical, as
there had been trouble with the set earlier. Visual contact clarified the
matter but also gave the advantage of light to HMS Renown, the target,
which fired the first, well ranged salvo despite the want of radar [48]. The
German vessels replied accurately, but lost the use of their Seetakt sets to
the first shock of their own artillery [49]. The landing was safely ashore, so
the Germans broke off action. Neither side suffered serious damage. The
two battle cruisers encountered the carrier HMS Glorious returning from
Narvik and sank her and two escorting destroyers quickly with accurate
initial fire at 25 km. Presumably Seetakt was functioning.
The Royal Navy had radar installed on three anti-aircraft (AA) cruis-
ers that were used to protect the British troops put ashore at Narvik from
air attack, the landing party having no AA units. They found the cliffs of
the fjords made their radar useless. They also found this a poor way to use
these specialized warships, one of which was sunk [50].
When the British Expeditionary Force went to France at the outbreak
of war, air defense had two components: one to function in the forward ar-
eas in support of the Army, the other to defend ports and industrial centers
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First Clashes
in cooperation with the French. For the latter a method of control similar
to that of the Home Defense was sought, and to this end a left-flank group
of MRUs began their emplacement in November just behind the Belgian
border. The stations at Boulogne, Calais, Lille, Arras, Cambrai, Aresne
and Sedan together with the station at Dover reported to a filter center at
Arras. As equipment became available a right-flank group was extended
to Verdun, Mount Haut, Bas le Duc and Troyes reporting to Rheims.
To function effectively these stations had to be linked to the filter
centers that in turn had to be connected to Headquarters Fighter Command
and the War Room in Paris. This proved more difficult than setting up radar
stations. The telephone lines were inadequate both in number and quality;
they were noisy, overhead lines that were easily put of action or sabotaged.
It was a sorry contrast to the excellent system used in England.
The French radio screens and the ground observers of both nations
were tied into this system, but there was neither IFF nor the substitute
used in England that located friendly fighters by a grid of direction-finding
stations that triangulated them as they emitted the radio carrier for 14 s
once every minute. The mobile units gave very poor height data; their
design had evolved out of CH, which had had the vertical lobes determined
essentially by the ocean, conditions not well approximated by the local
terrain. The result of this was a radar contribution to stopping the Blitzkrieg
that was trivial, very likely zero [51].
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fought by the knights in far greater proportion to the commons than any
medieval clash. Measured by the total number of combatants killed, it was
a small battle; measured in the fraction of the combatants who survived it,
it was a slaughter. Far more people watched from the ground, chancing
the stray bullet or shell splinter, than fought in the air, making it the most
observed battle of all time. Yet the ardent public rarely knew whether to
cheer or cry as they watched a plane burning its way to the ground. It was
a bizarre battle in which a parachuted escape from death was sometimes
followed minutes later by being guest of honor at a pub.
But out of this chivalric battle grew, as inevitably as the seasons, a
form of warfare as savage as any fought by the Iroquois. The opposing fliers
conducted until the end of the war an honorable if brutal fight between one
another, but the war was not to be won in the air but on the ground, and
the war that began—at least in Europe—with careful consideration of the
civil population slowly became one of attempted mutual extermination.
If Dowding was the Horatio Nelson of his time, Churchill was William
Pitt, the Younger, and having to face a much more desperate situation than
Pitt, Churchill emerged the greater historical figure. Defeat in France left
Britain in an impossible position, but Churchill placed the English language
in the front rank and so matched his words to the race that the defeat of
France was met with a ‘wave of lunatic relief’. The people faced the future
exhilarated! ‘Now we are on our own. Now we know where we stand.’
Churchill’s words earned the right to be remembered with those given by
Shakespeare to Henry V. That they imparted strategic nonsense troubled
the Islanders not at all.
On 16 May, less than a week after the start of the German offensive
against France, Dowding had comprehended the situation and Britain’s
position in it perfectly and had set forth his analysis in a letter to the Air
Ministry that ranks with any of the battlefield writings of Caesar or Grant
for incisiveness. He had seen that France was almost certainly defeated and
that Britain would quickly have to face Germany alone. Through his sum-
mer air exercises he had learned what his fliers with their electronic eyes
could do; he had determined how many squadrons he would have to have
and had repeatedly given the number as 46. The French Armée de l’Air had
collapsed as rapidly as had the Polish air arm eight months earlier, leaving
the Royal Air Force to face the Luftwaffe in France essentially by itself. The
Hurricane squadrons were unable to protect the outclassed Allied bombers
in doing the army support the Air Force had continually rejected for them
and were too few to prevent the Stukas from doing the army support for
which they had been designed. Fighters were the key to everything—in
blatant disregard of Air Force doctrine—and their losses were eating up
Dowding’s reserves. From Paris, where he learned the shocking state of
French defense on the same day as Dowding’s letter, Churchill called for
six more squadrons of Hurricanes to bolster the French, causing an imme-
diate confrontation and rescission of the order. The debacle in France cost
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the Air Force a quarter of its fighter strength and irreplaceable pilots.
Britain’s defiance after France’s defeat left Hitler at a loss. The Soviet
Union had just expanded its borders to the west by annexing the Baltic
states and part of Rumania, steps going beyond their assignment to the
Soviet sphere of influence indicated in the secret protocols of the 1939
German–Soviet treaty, steps undertaken without consulting Berlin. In her
path to independence Finland had received substantial German aid in 1918,
and the two nations had maintained friendly relations subsequently. The
Soviet attack on Finland took place just weeks after the pact had been
signed and had struck Berlin decidedly the wrong way. Furthermore, the
attack’s objective was obviously to strengthen Soviet defense against Ger-
many. When all this was added to more than a decade of fulmination
against the bolsheviks it left Hitler disposed to see a much greater enemy
in the east, one which he thought should be dealt with quickly. He was,
therefore, willing to come to terms with Britain and spent the first weeks
after the French defeat pursuing that goal. In the meantime the Wehrmacht
gave home leaves generously. There was a general feeling that the war was
over. There was certainly no feeling of urgency in the Luftwaffe.
Hitler’s confidence in speedy victory or his lack of comprehension
of the nature of technical warfare (probably both) is reflected in the oft
encountered statements that he ordered in early 1940 military research not
completed for 1940 or shortly thereafter to be discontinued [1]. It did not,
of course, apply to research done by private corporations and was ignored
by GEMA, Telefunken and Lorenz.
When it became obvious that Britain could not be subdued by a de-
based diplomacy, two alternatives were open: invasion or strangulation.
The latter seemed too slow, so the former was selected—without war plans
or prior staff work—for the summer of 1940. The Kriegsmarine had suf-
fered losses in Norway that made it incapable of escorting the invasion
flotilla across the channel in the face of the Royal Navy, making the only
solution the countering of the Navy by the Luftwaffe. To do this meant that
the Royal Air Force would first have to be defeated, which Göring assured
Hitler could be done. Thus the battle was set, almost with the formality of
the Middle Ages after the last futile exchange of couriers.
Technically, CH was ready. The east and south coasts of England and
Scotland had adequate warning with long waves, and the most vulnerable
sections had warning against low fliers with meter waves. In the plotting
rooms markers on large map boards indicated formations of aircraft, hostile
or friendly, with the time of the last fix shown by a color to match that on
the five-minute sectors of the clocks that were standard throughout the
Air Force and Observer Corps. The women and men on duty were well
trained and ready.
Radar gave valuable information about the horizontal position and
speed of the bombers but was much less reliable about height and num-
bers. Once they were over land, information had to come from the ground
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observers with all the infirmities that weather and lighting could bestow,
although some CHL (Chain home, low cover with 1.5 m) stations could
follow planes inland depending on station location and siting.
Particularly difficult for the observers was distinguishing friend from
foe, something of obvious importance for the controllers. Inland radar
coverage with electronic identification was how it should have been done,
but in this British radar was not ready, so a substitute was used that had
been devised years before for directing fighters. It employed a network of
direction-finding stations that tracked radio signals emitted by the fighters.
This system of triangulation had allowed fighter control to be developed.
The last modification, called Pip Squeak, had the aircraft radio automati-
cally emit the transmitter carrier for 14 s out of every minute with the pilot
able to override this when he needed the set for communication.
Tactically, Chain Home was also ready. Stations had blast proof build-
ings, and the large towers were not easily knocked down. Radar mechanics
were well trained in repair and had necessary spares. Mobile Radio Units
(MRUs) were available to be erected, were a station knocked out. The
crews expected and were ready to face the worst.
Colonel Martini’s men were examining (unimpressed) the wreckage
of British MRU and GL sets left at Dunkerque before the smoke of battle
had cleared. It soon became apparent to them from listening to radio
transmissions that the RAF was sending fighters aloft too soon to have
been the result of visual observation, so they set up directional antennas on
Cape Gris Nez and ascertained what the strange towers across the channel
at Dover emitted [2]. But a detailed Luftwaffe intelligence briefing in July
makes no mention of radar [3]. It was but one of many failings of Luftwaffe
intelligence that summer.
British intelligence did much better. By July 1940 virtually every ra-
dio transmission of the German forces within range was overheard, and
the information gleaned from it put to immediate use. The extremely se-
cret Ultra was beginning its cryptanalysis of German signals, but since the
Luftwaffe used land lines for much of its communication not directed to
and from fliers, Ultra’s part was not comparable to radar in conducting the
battle. In those cases where details of an attack were so obtained the infor-
mation was of small value to the fighter controllers, who needed to know
where the enemy was to be expected with positional and temporal accu-
racy not obtainable from a tactical order. Nevertheless, the information
Ultra provided Dowding was helpful, and Göring’s Order of the Day on 8
August initiating the battle with the command to ‘wipe the British Air Force
from the sky’ was in Dowding’s hand within an hour of its transmittal [4].
The attacks that began the main Battle on 13 August 1940 were pre-
ceded by fighter sweeps and raids on Channel shipping intended to wear
down Fighter Command. These were not strongly countered in order to
conserve strength for the serious fighting that lay ahead and were wrongly
interpreted by the Luftwaffe as weakness. They helped finish for the RAF
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First Clashes
the painful lesson started in France that their fighter tactics based on tight
formations were no match for the loose ones used by their opponents in
Me-109s. They brought home to the Luftwaffe the weaknesses of the long-
range fighter, Me-110, which had been intended to accompany and protect
the bombers and of which so much had been expected but which proved
to be a liability in this kind of war. The Stuka dive bomber, Ju-87, which
had terrorized ground forces east and west and which was needed to sink
the Royal Navy, fared even worse. Both were incapable of holding their
own in a fight with Spitfires or Hurricanes.
When battle was joined on 13 August it came with a bruising crash,
and five days later produced the greatest number of casualties for a sin-
gle day [5]. The attackers concentrated primarily on air defense targets in
southern England with civilian targets avoided. Dowding’s system was
well exercised by then and its radar component proved of inordinate value
by giving the defenders frequent opportunities for ambush. Attacks on
five CH stations on the 12th knocked out Ventnor on the Isle of Wight and
damaged the others [6], but repairs succeeded quickly either by returning
them to service, setting up an MRU or at least by generating transmitter
emissions, leading the Luftwaffe signal troops to interpret the attacks as
failures and Göring to suspend them. Poling, near Portsmouth, was heav-
ily damaged on the 18th, requiring the placement of an MRU for a period.
This was probably a target of opportunity because Göring had suspended
further attacks directed at radar.
Radar was not without fault. Estimates of the number of aircraft in an
attacking formation had to be discerned from the magnitude of the radar
pulse returned and the degree with which it fluctuated, and unlike the skills
that attempted to extract height from the ratio of the signals received from
the dipole pairs at various heights, these skills had not been calibrated on
realistically sized formations numbering hundreds. Furthermore, accurate
knowledge of the numbers in an attacking formation were seldom known
at the time, so operators were unable to gain much from their experience
and the estimates were frequently off by a factor of two or more.
Göring’s important subordinate commanders were both Field Mar-
shals: Albert Kesselring for Luftflotte 2 and Hugo Sperrle for Luftflotte 3
with a boundary running north-north-west through the middle of England
roughly allotting the east to Luftflotte 2, the west to 3. Kesselring was to
prove a skillful opponent for the Allies until the last day, and it is probably
fortunate for Britain that Göring and Hitler made strategic decisions dur-
ing that summer of 1940—and later too, for that matter—rather than he,
although it is really incorrect to speak of a German strategic plan at all that
summer, for plans were made on a day-to-day basis.
Dowding’s important subordinate commanders were two Air Vice
Marshals: Keith Rodney Park for 11 Group and Trafford Leigh-Mallory for
12 Group, with 11 Group covering southeast England and the Thames Es-
tuary and with 12 to protect the Midlands and serve as a tactical reserve for
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11 Group. Dowding’s strategic plan was the result of five years’ thought.
Park believed in it with heart and soul and executed it with consummate
skill. Leigh-Mallory had other ideas about the conduct of the defense, and
as the tension of August and September weighed upon these men, these
ideas took on forms that skirted perilously close to insubordination. That
Leigh-Mallory was Park’s senior yet Park’s command was the first line of
defense did nothing to lessen a dispute that eventually went to cabinet
level and possibly to Dowding’s replacement.
The few thousand young men that fought one another were remark-
ably similar. Both sides showed courage, skill and daring in extreme mea-
sure; both took great losses stoically; both went to the limits of exhaustion.
But whereas one leader cared for his men with an affection that earned
them the name of ‘Dowding’s chicks’, and the Prime Minister gave them
perpetual honor as ‘the Few’, Göring heaped abuse on his men, blaming
them for the Luftwaffe’s defeats and on occasion implying it was the result
of cowardice.
Radar’s part in the battle appears rather less than heroic at this point
because it functioned just as expected. It had its greatest moment on 15
August. On that day Luftflotten 2 and 3 carried out a maximum effort just
before an attack from Norway over the North Sea against Scotland and
the Midlands by Luftflotte 5, initiated after it was thought the first two
had tied up Fighter Command. These attackers from the north-east had
expected to meet little resistance, expectations that show clear evidence
both of how the importance of radar had not yet been grasped and how
faulty was the knowledge of the RAF order of battle. The distance was too
great for the bombers to be protected by the Me-109s and great enough to
allow the controllers an almost leisurely placement of their fighters. The
result was serious losses for the attack and few for the defense. Luftflotte
5 found other occupation for its skills during the Battle of Britain.
As the days passed, the German attacks on RAF bases began to tell
and, had they been continued, might have produced the desired result, but
a change altered the tactics. On 25 August German bombers had, in viola-
tion of Hitler’s orders, dropped bombs at night on central London through
navigational error, hardly surprising given the difficulties of that art even
without the distraction of defensive fire. Churchill seized on this as an
intentional attack on civilian targets, which he almost certainly knew was
not the case, and ‘suggested’ night attacks on Berlin by Bomber Command,
which followed the next night [7]. They had little effect on Germany’s war-
making potential and were, because of necessarily poor navigation, nearly
all on civilian targets. The inability of the Luftwaffe to do anything to stop
the attacks added to the embarrassment of Hitler and Göring, who allowed
such personal feelings to override whatever judgement they were bring-
ing to the matter. Beginning 7 September London was to feel the full brunt
of air attack as retribution. This decision gave the RAF bases the respite
they sorely needed and simplified the tasks of the air controllers by giving
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114
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difficulty [12] and used the Lorenz navigation wavelengths, double the
5 m wavelength used in X-Gerät. This allowed the bombers to use Lorenz
navigation receivers that had been given increased sensitivity.
The difficulties of moving Knickebein and the confusions in using
X-Gerät prompted the design of Y-Gerät, also called Wotan 2, which elimi-
nated the need of cross beams, an obvious operational complication of the
other two. In Y-Gerät the array of dipoles and reflectors was so fashioned
that a single lobe, larger than those of X-Gerät but still using lobe switch-
ing, predominated over the side lobes. A more sensitive detector was used
to locate the equilibrium point between the switched beams and thereby
overcome the inaccuracy inherent in the larger beam. The radio-frequency
carrier was modulated with an audio-frequency signal, which was used to
determine the distance of the aircraft from the transmitter. This modulat-
ing signal was retransmitted by the aircraft on another radio frequency and
received at the transmitter where the shift in phase of the audio signal was
measured. This phase shift gave a measure of the distance of the plane
from the transmitter, which allowed a signal for the bomb release to be
sent. It was significantly easier to use and did not require the cooperation
of two greatly distant stations [13]. The smaller dipole array of both X-
and Y-Geräte meant, of course, less precision in directional accuracy than
Knickebein.
X-Gerät was used in the war against Poland in bombing a munitions
factory in Warsaw, but the results could not be evaluated: the target had
been bombed by other units. The system was employed in Norway and
in the invasion of France, often in the daytime. One is forced to assume
that X-Gerät was not found to be particularly successful, because Knicke-
bein stations were quickly built in Holland and France [14]. X-Gerät was
first used against Britain in a successful night attack of 13/14 August on
a machine-tool factory at Birmingham, although not recognized by the
defenders as a radio navigation flight [15].
R V Jones, a young protégé of Lindemann at Balliol College, Oxford,
was sufficiently concerned about Britain’s defense that he chose in 1936 to
become a Scientific Officer in the Air Ministry rather than continue studies
at the Carnegie Institution’s Mount Wilson Observatory in California. He
became Deputy Director of Intelligence Research and can be said, without
stretching things too far, to have invented scientific military intelligence.
His first interest lay in evaluating what the enemy had by way of radar,
and he began to use the Oslo Report with ever increasing confidence as a
guide.
One of the first major problems he had to face was the bits and pieces
that pointed to the German’s having radio-beam navigation equipment.
The first clues came from conversations overheard from prisoners in which
X-Gerät had been mentioned. As information began to come from Ultra at
about the time of the fall of France other indications came to be seen with
Knickebein making its way into the reports.
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with AI mark IV [22]. This was the beginning of a successful defense, but
one which required months of frantic effort to bring to fruition, as GCI and
AI sets were built and deployed, and fliers, radar operators and controllers
were trained in this new endeavor. A dear price was now paid for the time
lost through the moves from Bawdsey to Dundee to Swanage with side
trips to Perth and St Athan for the airborne work3 .
By the time US Army Air Corps officers visited Britain in mid-1941
GCI and AI worked well enough for them to insist that they be copied
by the Signal Corps, GCI becoming SCR-527 and AI mark IV SCR-540.
This went more slowly than hoped, in no small part because the British
design was not yet fixed, and the first of the 527s were not produced until
the spring of 1943 and the 540s were never deployed because microwave
equipment was ready first [23].
If Fighter Command had troubles during the Blitz, AA Command
faced the attackers with equipment quite incapable of even giving the
bombers a proper fright, the consequence of attitudes about AA artillery
dating from the First World War. Although the 3.7 inch gun was bal-
listically up to the task, the director was of poor quality and dependent
on optical sighting. This was difficult enough during daylight raids, but
meant at night that the attacker had first to be picked up by searchlights,
and putting a searchlight beam onto an aircraft at high altitude was a tall
order just in itself. The gun-laying radar sets, GL marks I and II, were of
more use than the acoustical horns in helping the searchlight operators,
and they could provide accurate range, providing there was not a confus-
ing number of planes within their huge beams, but General Sir Frederick
Pile, the chief of AA Command, reported that not a single aircraft had been
brought down with the help of radar by October 1940 [24].
Pile sought technical help desperately and found it in P M S Blackett,
who took as his first task securing personnel capable of instructing troops
in the operation and maintenance of the new equipment so that the sets
worked at all. This he accomplished by recruiting school teachers and bi-
ologists as radar officers—the pool of physicists and engineers had already
been taken up. They were given a brush-up course in electricity, a crash
course in radar and distributed to the batteries where they were quickly
appreciated for their competence [25]. The next problem was to make the
best use of the radar data acquired other than helping the searchlight op-
erators; the directors were not capable of incorporating the output of the
GL sets in their calculations, and he finally settled on plotting the positions
by hand so as to predict the optimum location for a gunfire barrage [26].
It was a wretched method but superior to firing barrages on no data at all.
Blackett left AA Command in April 1941 for Coastal Command where his
newly invented ‘operational research’ was to play a much more decisive
part.
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As the Blitz proceeded the gunners shot away the rifling of their gun
tubes so that projectiles followed unpredictable trajectories and fell on the
towns supposedly being protected because the time fuzes were not acti-
vated, owing to the lack of spin. When, in order to save usable guns, Pile
restricted fire on courses where it could not be effective he received a per-
sonal call from Churchill demanding fire [27]. Few besides Pile looked on
the guns as having any value other than sound effects for the public. What
Pile needed were Würzburgs or SCR-268s. AA Command eventually be-
came a deadly arm, but not in time to affect the Blitz. Even as evidence
accumulated that excellent gun-laying radar could be made, Lord Cher-
well, Churchill’s scientific advisor, was opposed to investing much effort
on such things [28].
At Pile’s strong, early recommendation AA Command also had
women from the Auxiliary Territorial Service (ATS). They operated search-
lights, radar sets and optical sighting equipment but masculine delicacy
did not allow them to load and fire the guns. They lived in field conditions
distinguished by cold, mud, rain and snow, often endured in the absence of
heat. Whereas women in the Air Force (WAAF) and Women’s Royal Naval
Service (WRNS) received steady recognition, the AA Command ATSs fared
little better than the gunners, who were frequently reviled in the pubs after
nights without gunfire when Pile and Dowding tried using the searchlights
to illuminate the bombers for the fighters—not with outstanding success.
The Blitz set the moral course of the remainder of the air war. The
attack on Coventry during the night of 14/15 November 1940 resulted not
only in significant industrial damage but in severe damage or destruction
to some 50 000 houses and to St Michael’s Cathedral; more than 400 were
killed and double that number wounded. British propaganda broadcast to
the world the barbarity, and as if to emphasize the point, Dr Goebbels’s own
propaganda trumpeted it as a harbinger of things to come, if Britain per-
sisted in defying German war aims. He promised that other cities would
be ‘coventrisiert’ [29] and in so doing removed future cause for complaint
when the situation was reversed.
May 1941 generally marks the end of the Blitz, for in that month the
GCI-AI system began to work effectively with 102 bombers shot down
that month, some during the day [30] and leaving the Luftwaffe to try
their luck on the Eastern Front. The skies over England were not to be free
of bombing planes until near the end of the war, but the Luftwaffe never
returned again in force.
Lord Dowding observed final victory as a bitter observer. The mode
of his relief from command agitates his countrymen to this day. It was by
no means a simple matter, being composed of ample portions of anxious
concern for the conduct of the war and old animosities within the Air Min-
istry. The Blitz was going hard against Fighter Command in November
when Dowding departed, and his enthusiastic support for the develop-
ment and deployment of GCI-AI counted for little, as their success came
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later. Dowding was one of the most scientifically minded military com-
manders of the Second World War. His analysis and conduct of the air
defense of Britain has stood the test of hindsight. His failing was as a com-
manding officer. Two of his lieutenants ended the Battle of Britain almost
incapable of cooperating with one another. Dowding either ignored the
situation or was unaware of it, which is difficult to imagine, but then Dowd-
ing seldom visited his subordinates. A dispute of the kind between Park
and Leigh-Mallory is not unusual among military commanders. War is a
trade that nurtures strong ambition and firm opinion, characteristics that
must inevitably lead to clashes, but it is the responsibility of a commander
to deal with that sort of thing. Dowding did not.
And radar? Did this miracle weapon turn the tide? Of course radar
did not win the Battle of Britain. Brave men and women won it. But could
they have won it without radar? That question has been posed many
times and has, more than for any other engagement of the War, received
a negative answer. It is difficult to imagine a satisfactory outcome for
Britain had the Air Force not had radar. Had the Germans proceeded with
a carefully thought out strategy instead of day-to-day makeshifts, there is
good reason to believe that they might have won in spite of radar. With
such a narrow margin of victory one is compelled to hand a victory medal
to radar, but it is a medal that the Prime Minister would not have awarded.
He gave radar but a single condescending sentence in the chapter of his
memoirs devoted to the Battle of Britain [31], in remarkable contrast to the
eight pages about the German beams [32]. He was an active partisan in the
Lindemann–Tizard fight, and Tizard left high council before Dowding.
Churchill’s failure to realize or give credit to radar’s part in this epic
battle slips into insignificance when viewed against his own contribution.
If it is difficult to imagine a positive outcome without radar, it is even more
difficult to imagine it without Churchill’s leadership, for it was he who
inspired a whole people. It was expressed simply in the response to his
visit to a poor London neighborhood that had been very hard hit during
the Blitz: ‘Good old Winnie! We knew he’d come’.
On 18 June 1941 Lord Beaverbrook, British Minister of Aircraft Pro-
duction, released in a radio broadcast that a ‘radiolocator’ was an impor-
tant part of the country’s defense and called for volunteers with radio skills
[33]. The United States revealed something about its own radio location
work at the same time and called for electronic volunteers [34].
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Dönitz held back from this viewpoint and obtained limited support for his
submarines.
Surface raiders were of two classes, armed merchant ships and war-
ships, both the modern embodiment of naval tactics as old as ships.
Whereas the warships went about their work in a direct and straightfor-
ward manner, the armed merchant ships brought to their task disguise
and guile. For the disguised raiders there were sailings in exotic waters,
captured ships sent back under prize crews, supply ships met on lonely
stretches of ocean, mysterious communications with agents on shore, re-
pairs at island bases of the quasi-ally Japan, selected prisoners with whom
to enliven evening conversation and the excitement of being chased by
and evading the Royal Navy. They conducted it—with one notorious
exception—according to the rules of warfare, indeed in an almost gentle-
manly manner. They emulated the exploits of the Emden and the Seeadler
of the First World War and, like them, caused comparatively little loss of
life. Seven such vessels sank a total of 39 ships and removed 590 000 tons of
shipping from British usage. One, the Atlantis, known to the Admiralty as
Raider C, put to sea on 31 March 1940 and cruised until sunk in November
of the following year [1]. The story of these ships is an interesting one, all
the better for being generally devoid of the viciousness which the war by
U-boat became, but we must leave it—these ships used no radar.
The warship raiders were different. They were big ships, 8 inch gun
cruisers being the smallest. More often than not they were unable to cap-
ture ships but sank them with gunfire. Their crews certainly felt the ex-
citement of being chased by and evading the Royal Navy, but despite their
size and power they had to be timid in the face of serious force, for even
slight damage could seldom be repaired at sea, thereby forcing the cruise
to be terminated, so speed was essential. The captains of these ships rec-
ognized the value of radar from the start, for it allowed them to locate their
prey at night or in fog and to distinguish, usually by size and speed, the
escort vessels or any other ships that meant trouble. Radar proved to be
an exceptionally important aid to navigation, and to this the 80 cm Seetakt
was well adapted.
After the loss of the pocket battleship Admiral Graf Spee six warship
raiders followed that calling. The Admiral Scheer was a pocket battleship
that mounted 11 inch guns, as did the two battle cruisers, Scharnhorst and
Gneisenau. The Admiral Hipper was an 8 inch gun cruiser and sister ship
to the Prinz Eugen, which would enter upon surface raiding briefly but
eventfully as consort of the battleship Bismarck in May 1941. All were
equipped with radar.
Both classes of raider were dependent on world-wide rendezvous
with supply ships and tankers to remain at sea for long periods, and theirs
is a good story too but one without radar except as used by the warship
needing supply.
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in such weather with no lights on Iceland’s shore nor stars to steer by.
The Seetakt sets transformed it all into routine off-shore navigation by
providing the range and direction to prominent features of the island, and
the passage was almost routine with a couple of twists and turns to put
distance between them and other vessels. By noon of 2 February they were
clear.
On breaking into the open sea they separated during the day to en-
hance the chance of finding ships but rejoined again at night. On the 8th the
Scharnhorst was sighted by the battleship Ramillies, which was escorting a
convoy. Lütjens broke off well to the northwest for more oil, whence he
began seeking convoys on the Halifax route and was rewarded by sinking
five unescorted ships on the 22nd. Their wanderings continued until they
lay off the coast of Africa, again sighted, then off to the north where their
luck improved and they sank 16 unescorted ships. Lütjens was ordered
to put into Brest, luring many of his pursuers after him and clearing the
sea for the return of the Hipper and the Scheer to Germany by the north-
ern route. The Scharnhorst and Gneisenau began preparing for expanded
raiding with the new battleship Bismarck planned for the following month.
This cruise raised the mariners’ opinion of radar to an unprecedented
high. The troublesome early failures at sea were studied on this trip by
an engineer from the Nachrichtenmittel-Versuchs-Kommando (NVK, the
newly renamed NVA) aboard the Gneisenau who was able to isolate causes
of many past and present troubles. They also found that the nearly iden-
tical wavelengths used by the two ships gave unmistakable indications
on their respective sets when they approached one another after daytime
separation, an unexpected sort of IFF that was much appreciated when
extremely hostile ships were about [3].
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to gain speed. It was a stylish idea in naval circles before the demonstration
that a 5 knot difference in speed did not matter to well aimed projectiles that
easily penetrated thin steel. Three ships of this type had disappeared in the
Battle of Jutland in catastrophic explosions. (The German battle cruisers
Scharnhorst and Gneisenau traded gun power for speed rather than armor
plate, having only 11 inch artillery, small for battleship-class vessels.)
The Hood had a type 279M air warning radar and a type 284 gun-
laying set, but radar did not protect her from the first salvos of the two
German ships, and she blew up in a mighty explosion, the presumed con-
sequence of a heavy shell penetrating her thin deck armor and detonating
the magazines. The German optical fire control was up to the same high
standards it had so startlingly demonstrated in action in the North Sea in
the previous war and the Bismarck’s defective radar was not missed.
The Prince of Wales had a 3.5 m type 281 air warning set and nine fire
control radars, but the ship was so new that civilian workmen were still
on board, as bad luck would have it, because of problems with the main
armament. She was also so new that the gunnery officers had not incor-
porated radar into their procedures. The radar officer reported accurate
ranges throughout the brief fight, but they were not used in calculating
gun orders, and it was only the sixth salvo that had the correct range [10].
So it came to pass that in the first encounter of big-gun ships equipped
with radar the use of the new technique is enveloped in fog: the forward
German set on which the First Gunnery Officer would have relied was
dead, and the British set was ignored [11]. What the Hood did will remain
unknown, but her first salvo was not on target.
The Prince of Wales developed serious malfunctions in her artillery
and sustained enough damage to cause her to withdraw behind a smoke
screen. The Bismarck had unintentionally begun replacing fuel oil with
seawater though retaining a speed of 28 knots. Why Lütjens did not pursue
and very likely sink the Prince of Wales is a puzzle few have understood.
At this point the Bismarck was sufficiently damaged that commerce raiding
without repair was not possible, and sinking the two most powerful ships
of the Royal Navy would have certainly justified the attempt. Lütjens
detached the Prinz Eugen to proceed independently to the south and began
a straight run for the safety in the Bay of Biscay.
Now the Bismarck was pursued by an ever growing assortment of
very heavy ships with the Suffolk again doggedly tracking, but on the 25th
she lost radar contact, the almost certain consequence of the intermittent
use required of the 284. Lütjens was so impressed with the ability of the
Suffolk to follow that he broke radio silence to inform his chief of the radar
capability of which he had not been informed and the range capability
of which he greatly overestimated. The overestimation probably resulted
from navigational errors of one or both ships, as Lütjens compared his
calculated position with the continual flow of messages that the Suffolk
was transmitting [12]. Lütjens’s message allowed British radio-direction
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finders to get a rough idea of his position, but at the time he incorrectly
thought he was being held fast by British radar.
This incident is linked to reports [13] that the Bismarck had a passive
radar receiver and had monitored the tracking. If so, it must have been
an experimental set of which there is no other record [14], and the passive
receivers that first came into use more than a year later would not have
responded to 50 cm waves. It is plausible that the radar operators, presum-
ably briefed on British use of long waves, picked up on communications
receivers some of the abundant 7.5 m transmissions, which they would
have recognized as radar. Given the circumstances it is unlikely that they
would have realized that this equipment was incapable of observing them
at the ranges involved.
A sighting through the swirling clouds over a rough sea by a Catalina
flying boat equipped with ASV mark II [15] established the Bismarck’s po-
sition accurately enough for the cruiser Sheffield to be ordered to pick her
up with the type 79Y radar, if possible. At this point aircraft from the
carriers Victorious and Ark Royal were decisive. Both were equipped with
the famous Swordfish biplanes, slow but very tough and possessed of a
remarkably long range and a deceiving agility, if not encumbered with tor-
pedo or bomb. They probably sank more tonnage than any other torpedo
bomber during the war and were valuable participants until the very end.
We shall return to them when describing action in the Mediterranean, the
high point of the Swordfish’s service.
One of the Swordfish from each carrier was equipped with ASV mark
II, and green fliers from the Victorious, which had not had time to work
up her crews, even to allow them to practice take-off and landing from
the deck, found the target and got an ineffective hit on the armor belt.
The first attack by 14 planes from the much more experienced Ark Royal
went after the shadowing Sheffield instead, of whose presence they had
not been informed, but their torpedoes missed. Their next attack of 15
planes found the Bismarck with radar in conditions of ‘low rain cloud,
strong wind, stormy seas, fading daylight and intense and accurate enemy
gunfire’. One torpedo struck the armor belt, another jammed the steering
gear, and with that the great ship was doomed. The radar that found the
target also found the home ship, and all 15 aircraft returned, to be sure
with wounded crewmen, perforated fabric and three crash landings [16].
With the stricken ship no longer able to reach the protective cover of
land-based bombers, dawn came as a death sentence to be executed by the
battleships Rodney—ordered to the spot with a deck cargo for installation
in America and 300 passengers—and the King George V. Accurate fire, soon
delivered at close range, destroyed the ship that refused to surrender. There
are several accounts of this famous battle. The reader is advised to read
the one by the Bismarck’s Adjutant and Fourth Gunnery Officer [17] and
that of the under-water explorer who found the wreck in 1989 [18].
The sinking of the Bismarck put an end to German surface raiding
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with large ships. Even without that dramatic climax it was becoming
increasingly obvious that it simply did not pay. The Scharnhorst cost as
much to build as 100 submarines, required a huge crew and elaborate
supply, and was not immune to sinking. There was an attempt by the
pocket battleship Lützow to renew raiding, but her sortie of 10 June 1941
was countered by a torpedo-plane attack that sent her back to Kiel for
months of repair. When Hitler attacked the Soviet Union, he required
many of his surface units for the Baltic. The disguised raiders continued
until the Royal Navy removed them, their tankers and supply ships from
the seas. Commerce raiding would be left to the U-boats of Konteradmiral
Karl Dönitz, and all traces of romance disappeared.
The use by the Kriegsmarine in 1939–1941 of Seetakt was a most im-
pressive consequence of the power of pure radar, the result of a naked
radar set mounted on a ship for which no thought had been given as to
what its exact tactical function was to be. The naval personnel received
little training, but the set was simply ideal for a commerce raider. It was the
kind of thing that every alert officer recognized when he first encountered
it—the torpedo officer of the Hipper a conspicuous exception. Application
came immediately and instinctively. There is no evidence of captains con-
sidering radar as just ‘an interesting device’; they regarded its malfunction
to be a major problem for which they demanded the delivery of spare parts
by special ship and submarine.
It had not been planned that way by Raeder. On first seeing a radar
demonstration he was impressed enough not to interfere but cautioned
Kühnhold that his primary research mission was under-water sound. It
was the line officers who recognized the new weapon for its value, and
their use of it in the few months of surface action was beyond criticism.
Except for a technically dull-witted command they could have had blind-
fire directed gunnery in 1938. German naval radar had a brilliant beginning
that led nowhere.
Typical of the want of understanding at the top was the vacancy of the
position of Chef der Abteilung Entwicklung der Nachrichtenmittel (Chief
for Development of Signals) from November 1939 until April 1943 [19]!
Moreover it was not until mid-1941 that the Marine-Nachrichtendienst
(Navy Signals Service) was formed and with it a naval career specialty for
radar, Seetaktischer Funkmessdienst (Tactical Radar Service) [20]. Progress
remained slow, and Dönitz was to find his U-boats completely outclassed
in either defensive or offensive radar techniques.
A comparison between the two navies offers instruction about their
respective use of radar 21 months into the war. The Germans had mounted
a prototype Seetakt in 1938, modified it in small ways, and haltingly made it
reliable aboard a warship, the obvious responses of competent engineers;
it was their only shipborne radar for months yet to come. Despite the
Navy’s introduction of the equally good air-warning Freya, it was never
taken to sea except on vessels in the North Sea as part of the country’s air
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warning system, nor was the excellent gun-laying Würzburg used aboard
ship to improve AA fire, although GEMA soon adapted the Seetakt for
dual purpose. The British by contrast had by May 1941 almost a dozen
different kinds of shipborne radar installed [21], but it was not until the
10 cm type 271 appeared, with sea trials in March and April 1941, that they
had a surface-search set competitive with Seetakt [22]. In their hunt for
the Bismarck only one shipborne radar set of the entire pack of hounds was
effective, and its inability to maintain continuous search caused it to lose
the target vessel at a critical moment, saved by the splendid ASV mark II.
It remains a puzzle that a naval command that gave high priority to radar
placed so little importance on surface search equipment. The answer to
the puzzle probably lies in Britain’s approach to radar from the long-wave
side.
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tilities found neither side with operating IFF. Britain rightly expected to be
under air attack soon and felt dire need for the new device. This led to the
introduction of IFF mark I in time for the Battle of Britain.
Owing to the urgency of the times, the designers elected to have
mark I respond only to CH, a band from 10 to 15 m, but not to MRU, CHL,
GL or Navy wavelengths because of the complication of incorporating
these bands. It consisted of an airborne receiver whose tuning was swept
mechanically through the range in a few seconds. The receiver was a super-
regenerative circuit that functioned as the responding transmitter as well;
it was a receiver from the earliest days of vacuum-tube radio, but which
was seldom encountered in 1940.
This kind of circuit came out of the first experiments by De Forest and
Armstrong. A triode used for the amplification of radio waves had a tuned
circuit in its output, comprised of a coil in parallel with a capacitor. Both
investigators found that if one connected some fraction of the output to
the input, a process called feedback, the circuit would go into oscillation.
This was the first electronic oscillator, which transformed radio completely
and soon eliminated spark and arc equipment. They also found that with
feedback just below the threshold for oscillation the circuit would amplify
with much higher gain than without it, and the regenerative receiver was
born. One of the skills required of people listening to early broadcasts
was that of adjusting this critical element. There was an intermediate
region with even higher sensitivity in which the detector, once tickled by
an input signal of the frequency to which it was tuned, had its output grow
into sustained oscillation. This was clearly of no use for the reception of
voice, but could be adapted to Morse code if the oscillations could be
appropriately squelched.
IFF mark I functioned by being triggered by the CH signal when its
tuning matched the frequency of the interrogating radar, which meant that
for a given CH station the IFF would respond not for every radar pulse
but only those for which its tuning corresponded. On being triggered the
oscillation amplitude would grow until the detector became a small trans-
mitter. The radar operator would recognize a friendly blip by its increasing
in size in a repetitive manner determined by the speed at which the IFF
transponder tuning was being swept. This had both simplicity and econ-
omy. Unfortunately, it required in-flight adjustment of the feedback by a
flier whose mind was fixed on other matters and was not appreciated by
the pilots and radio operators who had to use it. An improper adjustment
resulted in no response or in radiating random pulses to the great annoy-
ance of the ground stations [4]. Installation of the first 100 sets, made by
Ferranti, began in November 1939 with 1000 eventually delivered. Oper-
ational experience was poor, as only about half of the interrogations with
properly adjusted equipment yielded an identifying response [5].
Inadequacies of mark I were apparent before it went into service,
development of mark II was under way in the spring of 1939 and even that
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had designed an IFF for use with the Würzburg called Stichling (a prickly
fish). It gave identification only in direction, not range, at the time not
thought important for Flak. Martini’s demands that the functions of these
two devices be combined were ignored [15].
The Technical Bureau of the Reichsluftfahrtmisisterium (National Air
Ministry), the government agency resposible for aviation matters, brought
forth a modification of Stichling called Zwilling (twin) for which produc-
tion began in early 1941 with 10 000 eventually being installed, this despite
a report from the Air Research Station at Rechlin that the device was com-
pletely unusable. Martini was not able to stop production of this unit until
10 January 1942 [16]. GEMA cannibalized these units for components used
to make Erstling [17].
Zwilling was deficient in that it responded only to the Würzburg and
did not even do that satisfactorily. If a Würzburg sighted an aircraft for
which the identification was in question, it altered the pulse repetition rate
from 3750 Hz to 5000 Hz. The receiver, a diode detector sensitive to a
wide range of wavelengths, responded to this change of repetition rate by
transmitting on an auxiliary 1.9 m wavelength Morse code formed by a
notched rotating disc in an audible 800 Hz. The radar operators listened
on a receiver tuned to the auxiliary frequency. The deficiencies of Zwilling
quickly became apparent: there was no range information and the direction
of the reply signal could not be determined from the auxiliary transmission,
as only a simple receiver was used at the radar station. This meant if
there were more than one plane in the few degrees of the Würzburg’s
beam, one did not know which was responding. Further, when the radar
set interrogated a target its normal functions were completely disturbed
because of the need to alter the pulse repetition rate [18].
Dissatisfaction with Zwilling led to a field modification called Zwill-
ing J1, which dispensed with the change in pulse repetition rate and re-
placed the amplifier that had been sensitive to the 5000 Hz with an amplifier
for the radar pulses. These were then transmitted to the radar set on the
1.9 m auxiliary wavelength. The 1.9 m receiver at the radar set was altered
to broad band width in order to accept the pulses, and its output fed to the
radar oscilloscope screen [19].
On 9 July 1942 Erstling was introduced for the Würzburg as well as
Freya by simply equipping the radar set with an interrogation transmitter
on 2.4 m [20]. The interrogating system received the name Kuckuck—the
same cover name used early by the British Army for MRU.
German IFF problems grew seriously in 1943 as a result of their own
confusion, Allied jamming and the fear among their own pilots that IFF was
being used against them by the enemy [21]. Various designs, the most im-
portant being Neuling (newcomer), were never deployed. The Allies also
planned more advanced IFF equipment, Hazeltine and the Naval Research
Laboratory designing IFF mark V [22], also not deployed during the war.
For both sides IFF had become such an enormous endeavor that change
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came to be looked on with horror, not only because of the magnitude but
because of the complications of a changeover that would necessarily extend
for an uncomfortably long period.
The problem of IFF between aircraft became critical for Germany as
the great struggle between Bomber Command and the Luftwaffe night
fighters became intense in 1942 and was a problem never satisfactorily
solved for the defenders—or the attackers either for that matter. Night
fighters on both sides were twin-engine aircraft because two-man crews
were required, necessary not only because of the complications of radar
operation but also because of the absolute requirement that the pilot retain
his night vision, which was ruined by looking at an oscilloscope. The
absence of German plane-to-plane IFF led to an order to pilots not to attack
any two-motor aircraft [23].
IFF did not prevent losses to friendly fire. An air crew sometimes for-
got to switch it on when returning from enemy territory, where it should
have been off; sometimes it had been damaged in action or it occasionally
malfunctioned as a result of postponed or deferred maintenance; it was,
after all, a piece of equipment that did not call for attention as would a
defective communications transmitter or receiver. There was always the
problem presented by hastily trained crews, who were not alert to a de-
vice that was supposed to be automatic. There were cases of an insufficient
number of sets available for an operation, with occasionally disastrous out-
come, the paratroop invasion of Sicily being one [24]. Ill use of IFF reached
such alarming levels for the US in 1944 that a 40 min joint Army–Navy
training film was issued for the benefit of front-line units [25]. A P Rowe,
Director of TRE, perhaps put it best: ‘. . . the problem of IFF, like the poor,
was always with us’ [26].
IFF was, of course, very secret yet it invariably fell into enemy hands
from aircraft wreckage, despite the explosive charges and thermite incor-
porated to destroy it, and furnished the eagerly sought information about
interrogating frequencies. The first certain evidence that General Martini
had about CH wavelengths was from a reconstructed IFF mark I in April
1940 [27].
Radar beacons are technically members of the IFF family. The early
application of ASV radar by Coastal Command in 1940 to this purpose
led to its use growing enormously on the Allied side. Beacons quickly
became important to British night fighters, who were just as desirous of
knowing where they were and how to get home as were their comrades
in Coastal Command. This enthusiasm led to much user individualism
so that matters became and remained rather complicated and local [28].
It grew beyond these uses. Portable beacons were set up behind enemy
lines to assist drops of agents, supplies or paratroops. For these the gen-
eral response of IFF mark III was not desired. One wanted the beacon to
respond only to a specific interrogating wavelength rather than a band of
wavelengths and to respond with a coded identification, which required
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a special interrogating radar that the British called Rebecca and a beacon
called Eureka. A prime virtue of Eureka was in Watson-Watt’s words ‘to
speak only when spoken to’ [29].
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By the end of the war Japan’s radar had been completely outclassed
by the Allies. This came about from having resources unequal to the task
and a military divided from beginning to end as to radar’s relative im-
portance in the disputes about allocations. Until dramatic examples were
presented in the late war years of the great power of this new method
of waging war, this attitude held back Japanese radar. There were high
levels in the government that appreciated the military need for scientific
and technical research, so Prime Minister Fumimaro Konoe established the
Cabinet Board of Technology (Gijutsuin) to organize such efforts and ap-
pointed Viscount Kyoshiro Inoue, Professor at Tokyo Imperial University
and Minister of Railways, as president of the Board on 31 January 1942,
but the Board was severely hampered by contemptible annual budgets and
ignored by the feuding Army and Navy. Its effect on the course of the war
is difficult to find [19].
Shigeru Nakajima headed research at Japan Radio, which conducted
Japan’s research in magnetrons, and saw his staff shrink from 800 at the
beginning of the war to half that number at the end [20]. Technical special-
ists were simply drafted into the Army. It was a startling comparison to
the huge growths of similar American, British and, after an initial pause,
German groups.
Nevertheless, much was accomplished. Fielding an industrially pro-
duced 3 m air warning set in November 1941 in a program begun in August
is rivaled in speed only by the South African production of the JB and the
Australian of the LW/AW8 . As we shall see, the Japanese 10 cm equipment
was at sea only months behind the British and weeks behind the Ameri-
cans. Yet the value of their sets was limited by retaining only the A-scope,
the most primitive indicator, the display of signal size against range, some-
thing that immeasurably reduced the effectiveness of this equipment and
that so remained until the end. Only 100 IFF sets were manufactured [21].
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144
CHAPTER 4
NEW IDEAS
4.1. MICROWAVES
Most of the originators of radar wanted to use microwaves from the very
start. The main reason for this was the desire to construct a radio search-
light, and the mirror for such a searchlight had to be several wavelengths
in diameter. By forming a narrow beam one could also concentrate more
power onto the target, technically called increasing the antenna gain, some-
thing of no mean importance considering the low power of the generators
then available. A narrow beam also yielded much less reflected power
from nearby ground or water, making the operator’s task simpler. Not
appreciated at the time was the decreased susceptibility of narrow beams
to jamming or to the reflecting dipoles that attacking aircraft were to throw
into the radio eyes of the defenders. That shorter wavelengths allow one
to resolve smaller target structure did not figure into their thoughts either,
although the importance would soon be felt.
Preliminary experiments, such as done in the United States, France
and Germany, had shown clearly that microwaves yielded detectable re-
flections from ships, automobiles and aircraft and indicated that practical
equipment could be made, had there been a generator of sufficient power.
But there were arguments from theorists that microwaves would not be ef-
fective because of specular reflection, and an experiment in the summer of
1936 at the Nachrichtenmittel-Versuchs-Anstalt gave the opponents of mi-
crowaves some supportive data. A metal screen was suspended between
the masts of a small vessel from which the reflection of very short waves
was observed. Swinging the ship by 90◦ produced very large effects [1].
This experiment, which satisfied some investigators of the unsuitability of
microwaves, was about forty years ahead of its time and was supported by
inadequate theory and computing capability. An airframe whose surface
is made up entirely of flat surfaces—an aerodynamic horror—can be made
invisible to radar for any reasonable orientation of aircraft to radar beam.
This is the basis of the Stealth technique [2].
For the first few decades of microwave research the only design ele-
ment not common to radio in general was the parabolic mirror. This drew
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New Ideas
residue of ideas that grew into waveguides some years later at Bell Tele-
phone Laboratories [7]. At the same time at the University of Kiel an exper-
imental thesis by O Schriever reported the propagation of radio waves in
dielectric rods using the new Barkhausen–Kurz oscillator [8]. Southworth
read and appreciated the paper’s significance, but he remained unaware
of Rayleigh’s paper until years later when it was found during the research
for the waveguide patent.
Southworth continued work in high frequencies at Bell Labs and as
sources of 15 cm radiation became available took up again the dormant
idea of propagation through a pipe. In August 1933 he succeeded in build-
ing a circular waveguide of 12.5 cm diameter. He had had to hide the
early work as a form of ‘test’ rather than ‘research’ because of the restric-
tions on his duties. When the truth came out it attracted the attention of a
theorist, who almost wrecked the project through a calculation error. The
transmission of electric power without a return conductor was a bit too
startling and evoked skepticism, but success brought approval and theo-
retical help. Soon Bell was full behind the project. Southworth used the
term ‘wave-guide’ in an early memorandum [9].
At the Massachusetts Institute of Technology (MIT) Wilmer L Barrow
was making waveguides independently. After earning a degree in elec-
trical engineering at MIT, Barrow went to the Munich Technical Institute,
completing a dissertation there in acoustics. He also received instruction
in mathematical physics from Arnold Sommerfeld with important conse-
quences for work he was to do. He returned to MIT and began research
in very-high-frequency antennas and propagation. His approach to the
waveguide, unsuccessful at first, was as a method of picking up signals
reflected from a paraboloid mirror. By Christmas 1935 he understood the
critical elements and by the following March he had worked out the na-
ture of the vibration modes in a rectangular guide and derived the cutoff
wavelength beyond which the guide would not transmit [10].
The two investigators learned of one another’s work a few weeks
before both were scheduled to present papers to a combined meeting of
the American Physical Society and the Institute of Radio Engineers in May
1936. Patent problems were worked out amicably.
An open-ended waveguide squirts radiation much like water from a
hose. Barrow determined the optimum shape for the horns that terminate
the waveguide—the nozzle, as it were—so that a minimum of energy was
reflected back down the pipe. There was soon great activity at Bell Labs
and MIT on working out the details of waveguides and horns as circuit
elements.
Microwaves can be transmitted by coaxial cables but reach practical
limits beyond which waveguides have the advantage. As frequencies in-
crease the rapidly changing electric field is able to penetrate ever shallower
depths of conductors, the skin effect. For a coaxial cable this means that
less and less of the center conductor is used, which results in ever increas-
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Technical and Military Imperatives
ing resistance. The same thing happens on the inner surface of the outer
shield, but it has more surface area. For a coaxial cable this means that with
microwaves only a small fraction of the center conductor is used and trans-
mission becomes increasingly attenuated. For high power the cable will
become hot, even with the low-loss insulator, polyethylene. In a waveg-
uide all the necessary conduction is in the large periphery, so attenuation
is much less.
Most of this waveguide research was carried out with the Barkhausen
tube, later replaced by something far better—the klystron.
The idea of using the electron’s relatively slow speed to effect the gen-
eration of very short wavelengths had been in the air since the invention of
the Barkhausen–Kurz tube and the split-anode magnetron, both of which
we have encountered. In 1935 a paper from Italy [11] presented a new idea,
the Heil tube. A beam of electrons passes through an electrode that is con-
nected to a resonant circuit; a gap precedes the electrode and another gap
follows it; when the resonant circuit oscillates the electrons are bunched in
the first gap (the buncher) and energy extracted from them at the second
(the catcher); the oscillations build up, if the electron velocity is properly
matched to the dimensions of the electrodes and the resonant frequency.
Electron bunching is brought about by reducing the speeds of the first of
a group of electrons and increasing those of later ones, thereby produc-
ing a grouping further down the beam. Some excellent Heil tubes were
made, but the dependence on external circuit elements greatly reduced
their suitability for microwaves [12].
A couple of years after the Heil tube Hansen built a microwave tube
that combined one of his resonant cavities with an Acorn triode and an elec-
tron beam in a design he called the ‘rhumbatron’ [13], but it was quickly
swept aside by the klystron. The klystron was the product of two broth-
ers, Russell H and Sigurd F Varian, working with Hansen in the Stanford
Physics Department. They dispensed with the Acorn and used an electron
beam much as in the Heil tube (of which they were unaware) but used
a resonant cavity, which Hansen designed specially for the tube [14], in
such a way that the standing waves of the cavity acted directly on the elec-
tron beam instead of imposing resonance with an external resonant circuit.
This proved to be a superb generator of microwave oscillations and went
through several development generations in short order. Its name is de-
rived from the Greek verb ‘klyzein’ that describes the breaking of waves
on a beach.
The team of Hansen and the Varian brothers combined three remark-
able men. Hansen was simply brilliant. He graduated from high school
at the age of 14 and went immediately to Stanford where he mastered the
disparate skills of master mathematician and machinist. Russell Varian,
the older of the two brothers, had such difficulty in learning to read that
he graduated from high school four years older than his classmates but
with a solid grasp of the things he learned and a good knowledge of sci-
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New Ideas
Bowen had proposed very early pushing microwaves but found ‘no
interest within Bawdsey itself and anyone talking about centimetre waves
was thought of as some kind of crank’, although he did find interest with
Sir Charles Wright, Director of Scientific Research for the Admiralty [21].
Decimeter waves had already engaged the interest of the defense establish-
ment, and the Admiralty awarded a development contract to the General
Electric Company, Ltd (GEC) in November 1938. GEC entered into the
problem of AI a year later and had a complete 25 cm pulsed radar lashed
up at their Wembley laboratory in April 1940. It used high-power triodes
and attained an output of 2 kW. Of particular note was its use of crystal
diodes for the mixer. The set had, in fact, exceeded the goals set for it four
months before [22].
Two eminent nuclear physicists recently brought into radar, John D
Cockcroft and M L Oliphant, became concerned about the AI problem and
about the general absence of research in very short waves. Oliphant se-
cured a development contract for microwaves in September 1939 for the
Physics Department of the University of Birmingham from the Admiralty
Department of Scientific Research and Experiment [23]. Work began imme-
diately on constructing klystrons, and Oliphant soon had James Sayers de-
sign one yielding impressive continuous-wave power but of temperamen-
tal performance: ‘ten minutes once a fortnight’ some claimed [24]. Such
results were hardly encouraging, especially the inability to compress the
impressive power into pulses [25]. One of the Birmingham staff, J T Ran-
dall, known at that time for having been the inventor of the phosphor used
in fluorescent lamps, was assigned to microwave generation with a lecturer
in radiophysics, H A H Boot. They saw that a resonant component had to
be incorporated within the vacuum tube and that Hansen’s cavity offered
no solution beyond the klystron. This conclusion pointed them toward the
magnetron.
The demands for speed fortunately prevented them from making the
usual survey of the magnetron literature, much of it not in English, which
by that time had grown to impressive dimensions. Hoping to find a new
approach, Randall read a translation of Hertz’s work and recognized in
the loop-wire resonator, used in the very first radio experiments, the de-
sign element they sought. They thus dropped Hansen’s three-dimensional
cavity for Hertz’s two-dimensional loop [26].
The result was a success on the first trial that fixed the fundamentals of
this device. A plurality of loops was connected in a circular pattern around
the cathode to increase the output power; the magnetic field was oriented
perpendicular to the plane of the loops. This had two important advan-
tages over any of the magnetrons previously made: the Hertzian loops
were made out of copper as thick as practical and maintained at ground
potential. This allowed the anodes, which must take up the energy of the
electrons that had not been expended in radiation, to be much larger for a
given magnet size than the split-anode magnetron and to be water cooled,
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New Ideas
Plan and section views of the resonant magnetron E1189. E C S Megaw of GEC
designed this tube from the laboratory model of Randall and Boot. It used a cylin-
drical oxide cathode and produced in pulsed operation 12 kW at 9.5 cm wavelength.
Number 12 of this series went to America with the Tizard Mission. E B Callick,
Metres to Microwaves.
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New Ideas
shop at Worth Matravers but soon moved to Leeson House nearby in the
collection of TRE laboratories [34].
When the first of the General Electric Company’s sealed magnetrons
came to TRE on 19 July, Lovell and his colleagues set about to make a crude
pulsed system as soon as possible and by 12 August they had observed re-
flections from aircraft [35]. Within a few weeks they had demonstrated
its utility for detecting ships, including a surfaced submarine. This was a
simpler design problem than AI, and the Admiralty type 271 was rushed to
production at HM Signal School—the first operational 10 cm radar [36]. It
used separate transmitting and receiving antennas, which were enclosed
in a lantern-like structure of teak and plastic at the top of a mast. Its
function was to scan about the ship, but the waveguide technology was
not far advanced nor was the technique of making simple rotating con-
nections. Also missing was the duplexing technique for microwaves that
would have allowed a common antenna to be used. Polyethylene coaxial
cables were available, and they allowed rotation of the antennas for two
revolutions, after which the cables had to be unwound. The plan position
indicator, which gives the operator a maplike presentation of the targets
as the antenna continually rotates, was not yet available, so this restriction
was not particularly onerous. The maximum range for detecting a surfaced
submarine was 5 to 7 km [37].
Having something good invariably seems to goad humans to want
something better. The stability both in amplitude and frequency of the cav-
ity magnetron was so much better than that of the split anode variety that
it was hailed as a triumph, but it was soon noted that there were different
oscillation modes for which the device showed somewhat random prefer-
ence and that required an adjustment of the local oscillator of the receiver
in order to return the target blips to the scope. This had been an incentive
for the invention of the reflex klystron, but Sayers sought a more direct
correction and determined that the problem lay in maintaining the same
phase between non-adjacent poles of the oscillating Hertzian loops. He
forced the phase with by-passing anode conductors, called straps, which
stabilized the frequency sufficiently that one had to wait another genera-
tion for new complaints to arise, and power miraculously grew in strapped
magnetrons [38].
There are no simple explanations of the cavity magnetron, only com-
plicated ones, none satisfying. The best approach is to describe the forces
acting on the electrons as they attempt to reach the anode. The cathode has
a potential some kilovolts negative relative to the anode, so electric forces
push the electrons toward the anode. Perpendicular to the plane of their
motion is a magnetic field that pushes them at right angles to the direction
of their velocities. The magnitude of this magnetic force is proportional
to the electron velocity but at right angles to its ever changing direction.
Left to itself this situation would admit analysis, but a further complica-
tion enters—a complication on which the whole matter depends. All of
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still a little coy about the details of the resonator. Experimental results for
10 cm removed it yet another step from the abstract. The Turbator is best
described in a postwar paper [54].
The Swiss were keenly interested in devising modern weapons, both
for the defense of their homeland and for export, but neither Brown Boveri
nor the Swiss Army initiated a program to provide methods of radio loca-
tion. Army intelligence became aware of radar early in the war and set up
high-altitude monitoring stations using equipment of their own design and
from belligerent aircraft that landed in Switzerland [55], but for enigmatic
reasons, possibly related to the sensitive nature of Swiss neutrality or to a
negative evaluation of its tactical significance for the defense of the moun-
tain réduit, the Army did not tell Brown Boveri about their knowledge of
radar.
I leave it to the reader to ponder the strange meanings found in these
last two tales.
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States. There was a meeting about the proposal on 2 May 1940 made up of
the Tizard Committee, considerably expanded and including Watson Watt,
who maintained ‘that the Americans could not teach us anything, and that
we should get much the worst of the bargain’, and Admiral Sir James Som-
merville, who believed ‘that anything told to the American Navy went
straight to Germany’ [2]. The German offensive a few days later brought a
high degree of urgency and reality to the deliberations and an agreement
by the top military and civilian leaders for a unilateral disclosure of sci-
entific and technical material to the United States. It was hoped for, but
not placed as a condition, that the Americans would respond in kind. The
most important gain would be access to the full resources of the American
radio industry, which necessarily required some disclosure. There were
opponents to the idea on the western side of the Atlantic as discussion of
this remarkable proposal spread, but it had the support of Lord Lothian,
Ambassador to the United States, and gained the full support of President
and Prime Minister. Churchill gave Tizard a free hand [3]. Arrangements
were embodied in a memorandum between President Roosevelt and Lord
Lothian dated 8 July 1940.
The mission, officially the British Technical and Scientific Mission,
consisted of Tizard as leader with Brigadier F C Wallace (Army), Captain
H W Faulkner (Navy), Group Captain F L Pearce (Air Force), Professor John
Cockcroft (Army Research), Dr E G Bowen (radar) and Mr A E Woodward-
Nutt as Secretary [4]. Tizard insisted that the military officers had to have
served recently in combat and have personal knowledge of the technical
equipment they described. He flew across in the miserable conditions that
often served even the mighty as they crossed the Atlantic in wartime; the
remainder came on the Duchess of Richmond, named by them the Drunken
Duchess for her behavior in the seaway encountered. They landed in Hali-
fax and arrived in Washington on 8 September with the famous black deed
box containing documents describing Britain’s technical secrets and one of
the 12 magnetrons that had been produced by General Electric Company.
Tizard and Lord Lothian set up a series of meetings with the radar
discussions arranged through Major General Joseph O Mauborgne, Chief
Signal Officer since 1937, and Rear Admiral Harold Bowen, Director of
the Naval Research Laboratory (NRL). Equally important openings to the
recently established National Defense Research Committee (NDRC) came
easily through Vannevar Bush, one of which led to the Microwave Com-
mittee.
Tizard had planned to demonstrate two of his mighty gifts: the mag-
netron and ASV mark I. The magnetron was ready for display, having come
over in the black box, but an ASV mark I set to be mounted on arrival on a
suitable airplane was not sent, someone in London having decided to send
mark II instead, consequently not demonstrated until after the meetings
were over. The demonstration was left for Bowen to make after Tizard left,
but the magnetron demonstration went as planned.
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operation. All the other modules of the set would remain the same. As FC
or mark 3 it would be the first American magnetron radar [20]. It quickly
evolved into FD or mark 4, which had vertical as well as horizontal lobe
switching that made it the Navy’s standard AA fire control radar for the
entire war. And thus it came to pass that the first American application
of the device capable of making the long sought 10 cm waves required its
modification to produce waves four times as long.
Canada was included in the Tizard Mission, but almost as an af-
terthought. During the early discussions about whether to share technical
secrets with the United States, Canada did not fare well. Reluctance came
about not from fear that secrets would be lost to Germany, as some had
expressed as a concern for America, but that it simply was not worth the
effort.
Dr John T Henderson, Chief of the Radio Section of the National
Research Council, visited Britain on invitation in early 1939 to be given
‘information respecting a most secret device which they have adopted for
the detection of aircraft’. Henderson’s background prepared him for the
principles of radar but not for the extent to which it had been developed
as a weapon—without previous hints to Canada. During the winter of
1939–1940 a group of Canadian radio scientists began to approach this new
technique, and by March their number had grown to 22. Design details
and prototype sets from Britain that would have been extremely useful
were not forthcoming, so the Canadians began building from their own
designs using commercially available components. By June 1940 a 1.5 m
set for ship location proved successful in trials at Halifax and was given
the name of Night Watchman.
The Tizard Mission entered through Canada on its way to Washington
but primarily as a courtesy. It was only after they were actively engaged in
discussions south of the border that they learned of the extent of Canadian
progress and decided to deal with them as intellectual equals and gave
them the same information imparted to the Americans. The Canadians set
about designing a 10 cm gun-laying radar as their first priority, a device
destined to become GL mark 3C. (Mark 3B would designate the British set
and mark 3A the American, better known as SCR-584 [21].)
The Tizard Mission opened up liaison with scientists in more fields
than just radar, but it will be remembered more for the radar than for
any of the other matters. It was an overwhelming success for both sides.
Britain gained the much needed additional electronic manufacturing ca-
pacity along with a big jump in the knowledge of microwave techniques,
and the United States gained the magnetron in time to make good use of
it. The discovery might have been made in America independently, just
as it was made in Russia, Japan and Switzerland, but at the time of the Ti-
zard Mission none of the American microwave people seem to have been
thinking in terms of magnetrons because the klystron was exerting a strong
influence on their thoughts. One might rather expect that they would have
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added an axial magnetic field to that device to allow much larger electron
beams, but who knows?
It came as a somewhat rude surprise for both parties to learn that
someone else had operating radar. In this encounter the British represen-
tatives were better prepared mentally. They had at least come to terms with
the necessity of disclosing their secrets weeks earlier and had their stories
ready. The Americans had learned of this high-level deal only shortly be-
fore the meetings, did not have immediate clearance to tell all and were
personally reluctant to let things out, so they were psychologically unpre-
pared for what was to take place. The result was an unfortunate split of
the American service-lab people not only from the British but also from the
Air Corps and the future Radiation Laboratory. It also gave rise to a repu-
tation they did not deserve of having produced inferior equipment. From
the Administrative History of the Office of Scientific Research and Development:
‘Historians may differ as to the reasons why with all of its remarkable
scientific advances the United States lagged so dangerously in the devel-
opment of weapons, but none will deny the fact’ [22]. It is hoped that the
fallacy of this statement is apparent to readers who have come this far.
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A poet may enjoy the grace of the Brooklyn Bridge but will never appreciate
the charm of a well designed electronic circuit, but the beauty is there for
all that, and an electronics man will recognize grace, symmetry and style
in a design without ever having had a course in electronic art appreciation.
If ever there was a place where the latent engineer in the scientist burst
out, it was at the MIT Radiation Laboratory.
Lee DuBridge was Lawrence’s choice for Director of the new labora-
tory even before the formation of the Laboratory Management Committee
in Bush’s office on 18 October, and Lawrence’s choice met no opposition.
DuBridge had built a cyclotron at Rochester University that had delivered
its first beam in 1938 and formed the basis of a very active group in nuclear
physics. Recognition of DuBridge’s scientific and administrative skills was
apparent in his being Chairman of the Physics Department and Dean of
the Faculty of Arts and Sciences. Loomis and Lawrence persuaded him
to accept the post. DuBridge quickly selected another unrelated Loomis,
F Wheeler Loomis of the University of Illinois as his executive officer. Al-
fred Loomis was never a member of the Rad Lab staff, but he was always
in the background and made significant contributions.
Physicists not in the Microwave Committee were quickly added to
the roster. Kenneth T Bainbridge of Harvard was probably the first, and
recruiting was substantially helped by a meeting on applied physics at MIT
during 28–31 October attended by 600. A luncheon meeting at the Algo-
nquin Club in Boston introduced I I Rabi of Columbia, Edward U Condon of
Westinghouse, John C Slater and John G Trump of MIT and others to the op-
portunities of working at the Radiation Laboratory, and acceptances came
quickly. DuBridge presided over an organizational staff meeting on 11
November, attended ex-officio by Lawrence and Alfred Loomis, in which
eight sections were created: (1) pulse modulators, (2) transmitter tubes,
(3) antennas, (4) receivers, (5) theory, (6) cathode-ray tubes, (7) klystrons,
(8) integration. They chose sections like children picking sides for ball
games. Bainbridge wanted modulators, Rabi the magnetron until all sec-
tions were taken [1]. The various design projects were to draw on these
sections for support.
Recruits began arriving from far and wide: Luis Alvarez from Berke-
ley, Ivan Getting from Harvard, Norman Ramsey from MIT. Most were
nuclear physicists. As Alvarez remembered: ‘The first weeks at the lab-
oratory were like a family reunion’ [2]. The atmosphere was distinctly
that of Bawdsey with Bowen transferring tradition and spirit. Real work
started at once.
Project I, airborne interception, held E G Bowen’s attention fast.
Britain was experiencing the Blitz, the night attacks to which the Luft-
waffe had been forced after defeat during the day, and the bombers were
delivering their loads, inaccurately but with great indiscriminate damage,
and departing with few losses either to fighters or guns. A 10 cm AI set
seemed the most vital contribution toward stopping this. By 16 December
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the way came with a reserve commission in the Coast Artillery, giving him
first-hand knowledge of AA artillery. As one of Bainbridge’s students he
was one of the first recruits to Rad Lab [8].
Davenport’s background was quite different from Getting’s. It was
typical American training for a career in physics in the 1930s, one shared
by many of Rad Lab’s younger staff. He was born in Schenectady, New
York and grew up with a self-generated interest in all matters technical
with encouragement from his father, who taught high-school mathematics.
On graduating from high school at the bottom of the depression he got a
Federal Youth Administration job drawing the illustrations for a revised
edition of Kimball’s College Physics and then entered the local Union College
to study physics, which allowed him to live at home. Summer work at
General Electric paid his way. A teaching assistantship at the University
of Pittsburgh had brought him almost to a PhD when he was called to the
Rad Lab, where he immediately found himself on Project II [9].
In the first discussions the novice designers decided almost imme-
diately that the new equipment would incorporate automatic tracking, a
course neither expected nor desired by the higher ups, certainly not by the
members of the Tizard Mission. Reasons for their decision are not hard to
find. In 1940 MIT led engineering in servomechanism design, and these
ideas had been incorporated into the microwave equipment tried out for
Bowles’s blind-landing experiments. Barrow had even built a microwave
horn system used to track students moving about the campus [10]. The
opposition thought this approach would be too time consuming and pre-
ferred human interpretation of the signals. Automatic tracking proved nei-
ther difficult nor time consuming and was a most fortunate choice, doubly
fortunate because the Ordnance Department had incorporated automatic
tracking in the 90 mm AA gun that was replacing the 3 inch and because
Bell Labs was designing an electronic analog computer for predicting AA
fire that was to be much better than the mechanical computer. These were
decisions for which London would later be thankful.
A roof-top unit was the first step with the dish mounted on a servo-
controlled machine gun turret of the kind being manufactured for the then
developing B-29. Automatic tracking required something akin to lobe
switching, allowing the amplitude of two signals to be compared. The
solution was the conical scan generated by a rotating feed as used on Tele-
funken’s Würzburg. The roof-top unit was tracking aircraft on 31 May
1941 with remarkable skill, the principal uncertainty being the defect in-
herent in lobe switching or conical scanning caused by the ever changing
aspect of the target that yielded reflections of varying amplitude, giving
the tracking a nervous twitch. This was quickly removed by circuits that
produced running averages of the signals [11]. It was time to show off the
results.
A visit by Alfred Loomis soon brought the by-then Brigadier General
Colton to see the replacement for his beloved SCR-268. The effect on Colton
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was dramatic. He was to provide the group with all the support it needed
from the Signal Corps, and Getting was just the kind of man to work
effectively with Colton. The General was so impressed that he decided
immediately that the Army had to have such equipment, but he was not
certain that Rad Lab would be able to deliver, so he immediately placed
an order with Bell Labs to design something similar as a back-up [12].
The next radical design step was to put everything in a closed truck,
designated XT-1 for experimental truck 1, with the dish lifted to the top
when in action and carried within for transport. This provided not only
mobility but gave the operators comfortable working conditions. They
would not be exposed to the weather as on SCR-268 or forced to keep
their head pressed against a light shield in order to see the oscilloscopes
traces during the day. In the production model a trailer replaced the truck.
Transmitter power and receiver sensitivity made important advances, and
the maximum range kept increasing until it reached 90 km. This allowed
it to function as a search radar so a PPI scope was added. On 6 February
1942 XT-1 was tested at Fort Monroe with the Bell Labs T-10 director and
a 90 mm gun firing on towed sleeve targets. They ‘shot down targets with
as few as eight rounds, all without human intervention or visual contact
with the target’ [13]. The Coast Artillery Board recommended the XT-1 be
procured as the standard gun-laying set with an allocation of one to each
AA-gun battery. On 2 April the Chief Signal Officer ordered 1256 units
[14]. XT-1 became SCR-584 and the Bell Labs director became the M-9.
Industrial production had problems of its own that even had Getting
confronting the president of the Chrysler Corporation about fabrication
of dishes and their high-precision drives. Production did not begin until
a year after the first order, and it was not until early 1944 that the first
set reached combat, delays in part attributed to a misunderstanding of
material priorities in the War Department that had their ultimate origin in
secrecy [15].
Even before reaching the battlefields SCR-584 began to attract a lot
of attention. Luis Alvarez saw it as the solution to the problem of blind
landing. It was not the solution, as we shall see, but its superior properties
put Alvarez onto the path that led to it. Its ability to track shells accurately
uncovered errors in the firing tables for the 90 mm gun, which detracted
from accuracy and were corrected for M-9 director, and the ability was
extended to determining bomb trajectories. At the front uses were found
for it never dreamed of during design: location of enemy artillery and
mortar positions by tracking projectiles, surveying islands by tracking a
photographing aircraft, accurately directing bomb release for a plane above
the clouds on near-front targets, detecting the movement of enemy vehicles
at night. A plan for countering the V-2 rockets was based on the 584, but
the launch sites were taken before it could be tried [16]. It was a masterly
design [17].
AI and gun-laying were the two microwave designs for which the
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laboratory had been established, but if one were to ask what Rad Lab set
had the greatest effect on the course of the war and certainly if one asked
what set had had the greatest effect on the immediate postwar world, the
answer would have to be one that was not discussed in the excited meetings
that followed the Tizard disclosures and the founding of the Laboratory.
This was the SG, the naval set that Samuel Eliot Morison, historian but no
stranger to the bridges of warships, called the ‘greatest boon of scientist to
sailorman since the chronometer’ [18]. The antenna of its modern descen-
dant can now be seen rotating on the mast of almost any vessel traveling
the great and small waters.
It grew directly out of the first roof-top set for the same reason that
the Admiralty Type 271 went forward faster at HM Signals School than
airborne interception at Telecommunications Research Establishment—it
seemed easy and sensible. The B-18 equipment lacked two vital compo-
nents necessary for the SG to be an improvement over the 271: (1) the
TR switch to allow, without the degradation caused by a klystron pre-
amplifier, a common, rotating antenna and (2) the PPI scope. When these
elements were added the resulting equipment had much the same elec-
trifying effect on seamen as the installation of the radar beacon for ASV
mark I had had on airmen of Coastal Command. It presented to the watch
officer a map of the area surrounding his ship showing coastlines, harbor
markers and other ships. It greatly simplified the difficult problem of keep-
ing station for convoys and fleets running in blackout and foul weather. It
became the indispensable navigation aid for landing troops in an invasion
where the approach had to be made under cover of darkness. It allowed
a surfaced submarine to be picked out in the clutter of a convoy far more
easily than with the type 271. It allowed vessels to run for the first time
(legally) at full speed in fog. In the tangled naval actions of the southwest
Pacific it removed the confusion the meter-wave sets had when operating
where ships and islands appeared much the same on their A-scopes. All
this became apparent when the SG was first used. It was never planned to
be such; this set was an afterthought.
The first model of what was to become SG was mounted in May 1941
on USS Semmes, a four-stacker destroyer working out of New London.
The first sea trials of the device on 5 June caught the vessel in fog on her
way back to port, but a sea-sick Ernest Pollard picked out buoys with his
radar and piloted for the skipper, Lieutenant Commander W L Pryor, who
made an excited telephone call to Washington on docking [19]. One of the
first things learned was that the dish needed to be stabilized because the
roll of the ship—and the four-stackers were unsurpassed in their ability
to roll—caused the relatively narrow radar beam to rise above the surface
or to examine the near ocean too carefully, depending on the orientation
of the mast. Stable verticals use servomechanisms to maintain a direction
established by a gyroscope, and this solution was tried but rejected in favor
of the cut paraboloid, which was wider than tall and formed a beam 5◦ wide
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and 15◦ tall, a vertically extended fan, and so the design has remained [20].
The Semmes gained a quasi-permanent laboratory crew and cruised
about the eastern seaboard for much of the year as successive alterations
were made in the design. At the insistence of Commander Pryor the final
form of the set remained aboard the Semmes until replaced in March 1943 by
a production model of SF, the destroyer model of SG. The Naval Research
Laboratory made the design sea and battle worthy and Raytheon produced
it. The first production set of SG was installed aboard USS Augusta on 5
April 1942. It reached the Solomon Islands, where it became an instant
favorite, in October.
These three sets, ASG, SCR-584 and SG, and their descendants form a
solid basis for Rad Lab’s high regard. They were created during the heroic
period in ways similar to the heroic years at Bawdsey. Just as Bawdsey
grew into the large, well run engineering laboratory at Malvern, so Rad
Lab became a large, well run engineering laboratory at Cambridge. Its
appropriations for 1941 were about five times what the service laboratories
had spent on radar before 1940, and by 1945 it spent as much in a day as
the service labs had spent annually during those austere years. The total
cost for the war was $142 million. Personnel reached a peak only slightly
less than 4000, and building floor space grew accordingly.
An Army Air Corps detachment stationed at East Boston Airport
began flying for the lab in July 1941. They outgrew this base and a new
one was created from scratch at Bedford, opening in May 1944. By the end
of the war 95 aircraft made up Rad Lab’s private air force. In addition to
the shops for building experimental equipment there was the Model Shop
operated under contract by the Research Construction Company, Inc. that
made small production runs for immediate military needs that could not
wait on industrial contract. There were field stations far and wide, and Rad
Lab men gave expert help to those at the front. To strengthen the ties with
their colleagues overseas the British Branch of the Radiation Laboratory
was established in September 1943 at Malvern where the TRE had taken up
final residence, ensuring a steady flow of Americans to the places where
the equipment was being used to advise and learn.
The Radiation Laboratory was a big business within a bigger busi-
ness. By the end of the war the United States had spent $2819 million on
radar, 48% being for equipment of Rad Lab design. The number and kind
of radar that had appeared on the military scene by 1945 was staggering
to anyone who had known radar in 1940. Few of those interesting sets can
be treated in a book this restricted and many came too late to affect the
outcome of the war in any important degree [21].
DuBridge directed the laboratory in a relaxed manner, but it was a
relaxed dictatorship, for it was he who made the decisions. He formed a
Steering Committee for guidance, eventually made up of about 20 persons
he thought best capable of helping him. He relied heavily on them and
seldom introduced his own technical ideas. It generally met at monthly
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intervals on Saturdays at 1 pm, just when the normal work week con-
cluded. It was in the Steering Committee where policy, jurisdictions and
contentions were hammered out and where long-range plans were made
[22]. Positions on the Committee were much sought after and filled by
competitive men. Pollard remembered the sessions as very rough after-
noons. ‘I was worn down more by the Saturday afternoons, which used to
go from one until six, than the whole rest of the week’ [23]. The Steering
Committee differed from Rowe’s Sunday Soviets in having as its objective
the making of decisions rather than the exchange of ideas. Only rarely
were outsiders present.
By spring of 1943 Robert Oppenheimer began approaching nuclear
physicists at Rad Lab to join his Los Alamos staff. The attraction of a new,
mysterious project having closer ties to their scientific lives coincided with
a feeling that the Laboratory had fulfilled its most important work and the
details could now be entrusted to other, respected members of the staff.
Bainbridge, Alvarez and many others thus experienced two astounding
engineering laboratories within five years. Few of their coworkers knew
what was going on, but they noticed that people started to disappear.
Unlike Los Alamos the Radiation Laboratory shut down soon after
the end of the war, officially terminated on 31 December 1945. As a final
task Rabi had insisted that they make a record of the technology they had
learned, in part out of concern about possible future Congressional inves-
tigations as to what the country had obtained for the money spent. Writing
began in fall 1944 under the editorship of Louis N Ridenour and produced
28 volumes [24] from 49 authors (not including Rabi, who did not write
books), most of them protesting strongly about this waste of time when
men were dying at the front [25]. But it was everything but a waste of
time. Volumes from this electronics encyclopedia would be found on the
bookshelves of almost every electronics engineer and experimental physi-
cist for more than a generation, indeed some are found there today and
not just as mementoes. Adding to the impact of this injection of knowl-
edge into the postwar world was the return of the staff to civilian tasks,
either the academic ones they left or the industrial ones many had learned
to like. The effect on America of this influx into physics departments and
electronics companies is difficult to judge, but it was extremely large.
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United States with three Van de Graaff accelerators operating and a 60 inch
cyclotron under construction. Tuve and his colleagues at DTM were very
concerned about the war and wanted to get into war work immediately.
Bush had taken a quick liking to Tuve and brought him into discussions
of defense matters from the start. After discussions with naval ordnance
Bush formed Section T (for Tuve) on 17 August to work on a proximity
fuze at DTM [6].
Thus in mid-August 1940 Tuve asked Richard Roberts whether he
thought a vacuum tube could stand an acceleration of 20 000 g, and received
a tentative answer of yes the next day. Roberts mounted an obsolete tube,
a number 38, on a lead brick that he suspended from the ceiling and then
fired a bullet at the brick, the oft repeated experiment that demonstrates the
conservation of momentum to students in introductory physics and that
had completely altered the scientific study of guns two centuries earlier.
The tube still worked, and calculation showed it had briefly sustained
an acceleration of 5000 g. The next day Roberts mounted a tube on a
hemisphere of lead and dropped it from the roof of a three-story building
onto a steel plate. The indentation of the lead allowed an estimate of the
acceleration, which was even higher than before, and the tube still worked.
The fuze project was under way [7].
In fact, Tuve and Roberts were already on a war project, for both were
on President Roosevelt’s Advisory Committee on Uranium. In January of
the year before, Roberts had demonstrated fission in a startlingly simple
experiment to Niels Bohr, Enrico Fermi, Edward Teller and Gregory Breit,
who were attending a scientific meeting (on low-temperature physics!) in
Washington at which the knowledge of this new nuclear process had got
out. Roberts continued to work on fission and subsequently discovered
delayed neutrons, which allow fission to be controlled in a reactor, but the
events of the spring and summer of 1940 brought the men at DTM to the
viewpoint that an atomic bomb would come too late to affect the outcome
of the war. One of the DTM staff, Norman Heydenburg, continued making
measurements for the uranium project until all such work was transferred
to Los Alamos and construction of the cyclotron continued, but most of
DTM went to work on the fuze. Other thoughts may have been in Tuve’s
mind. When asked about leaving the bomb project years later he said: ‘. . .
and I didn’t want to make an atomic bomb’ [8].
Tuve and Roberts made interesting contrasts. Tuve was the son of
Norwegian immigrant grandparents who had settled in a small town of
South Dakota. He and his childhood friend Ernest Lawrence had linked
their houses with a telegraph line, replaced with wireless sets when Ernie’s
family moved. Both went on to build pioneer nuclear physics laboratories.
Roberts traced his lineage to colonial roots, had financial independence
with origins in Pennsylvania oil and had gone to the best schools. The two
of them guided DTM for four decades with a scientific leadership that kept
them active laboratory partners of their colleagues. They were implacable
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And failure! Although the glass envelope had survived, the electrodes col-
lapsed completely. Navy ordnance experts suggested that they try again
using smokeless instead of black powder, which explodes instead of burns
and gives much higher initial acceleration than smokeless. A 37 mm gun
of 1916 vintage was procured, and tubes began to survive. For the next few
months projectiles were fired, sometimes hundreds a day, testing tubes and
other components. Initial nervousness of the experimenters about where
the shots would land was soon replaced by confidence on learning that
they could predict the point of impact within less than 100 m.
While the tests to determine whether electronic components could be
fired were being conducted, the Tizard Mission arrived in Washington, and
on 14 September R H Fowler and John Cockcroft had dinner at Tuve’s home,
open exchanges of information about fuzes soon following. The Americans
had not settled on the method of influence yet and were examining the same
methods the British had. Lawrence Hafstad worked on a photoelectric
method, and G.K. Green on an acoustic. The electronic circuit designed
by Butement, Shire and Thomson for a radio proximity fuze was extracted
from Tizard’s famous ‘black box’, and Roberts, who brought the additional
skills of an electronics enthusiast as well as a reserve officer of Field Artillery
to the project, had the circuit working in the lab in a couple of days. The
basic circuit remained unchanged throughout the project [9]. The anode
resistor of a Hartley oscillator was connected through a low-pass filter to a
two-stage audio amplifier connected to a thyratron, which passed current
through a detonator when its grid voltage exceeded a given threshold. Just
four tubes!
The laboratory circuit, tuned to 100 MHz, worked beautifully. The
thyratron output responded sensitively to the motions of a half-wave
dipole anywhere in the room. Roberts’s brother, Walter, a radio engineer
who had helped design the oscillator for the DTM cyclotron, worked out
the theory of the thing and found that if the target came within a few
wavelengths of the oscillator, it altered the loading of the antenna, thereby
changing the direct component of the anode current, which varied at a rate
determined by the relative motion of target and projectile. This amplified
and filtered signal triggered the thyratron. Doppler was not really needed.
It was an elegant design.
With evidence that vacuum tubes could be fired from guns and that
a simple electronic circuit could be made to trigger the explosion it was
obvious that a greatly expanded project was needed. Vacuum tube manu-
facturers had to begin furnishing prototype rugged tubes while preparing
for mass production. Batteries presented particular problems. Circuit and
mechanical design had to proceed toward a usable device, and a greatly
expanded testing program undertaken. All this required an increased staff,
which quickly had over a hundred persons working in a building that had
housed only a dozen a few weeks earlier. Tuve put out a set of rules, the
first of which was: ‘I don’t want any damn fool in this laboratory to save
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Technical and Military Imperatives
money. I only want him to save time’. For those who had experienced
Tuve’s frugality before or after the war this was a startling rule.
In October fuzes made of non-rugged components in non-miniature
circuits for both the radio and photoelectric fuzes detonated 100 lb bombs
dropped at the Naval Proving Ground, Dahlgren, Virginia. At about this
time Tuve decided that fuzes for non-rotating projectiles presented differ-
ent kinds of developmental problem and turned the work on bombs and
rockets over to the Bureau of Standards under the direction of Harry Dia-
mond, who continued to work on the photoelectric method but dropped
the acoustic as impractical. The DTM group dropped all methods except
the radio fuze.
In February 1941 tubes were fired in 5 inch star shells with the
parachute intended to lower the flare being used to bring down the com-
ponents tested. On 20 April 1941 an oscillator was shot from the 37 mm
and observed to function, and about two weeks later seven oscillators were
fired from a 5 inch gun at Dahlgren, four being heard in flight. An oscillator
with a modulator to calibrate microphonics generated in flight disclosed
no such problem. It was time to make complete fuzes.
The small size of the 37 did not allow the firing of complete fuzes, so
the vertical firing was transferred to a 57 mm at Dahlgren. This gun had
not only a larger shell but a higher muzzle velocity. The Dahlgren firings
were enlivened by the caretaker’s dog, who raced into the river with each
shot, expecting that such a powerful gun would bring down plenty of
ducks, and who needed weeks of duckless firing to learn that the hunters
were incomparably bad shots. Firing became routine for testing prototype
industrial tubes as well as production lots. A more exciting aspect of the
Dahlgren firings was a poorer ability to predict where the shots would land,
the consequence of them ascending to much higher altitudes through more
complicated wind patterns. One landed completely out of bounds, a mile
from the gun.
Numerous tube manufacturers entered the competition, but Sylvania
proved most successful. Its T-3 tube weighed less than three grams. One
must remember that small-sized electronic components so common today
were not so much admired in 1940. It is also worth noting that the entire
US production of vacuum tubes in the last peacetime year was 600 000 per
day. By 1945 the production of tubes for proximity fuzes was 400 000 per
day with 95% from Sylvania.
The first batteries were specially adapted dry cells furnished by Na-
tional Carbon, but they soon showed serious shelf-life problems and were
replaced by wet batteries that had indefinite life with the added advantage
of being activated only at the firing of the gun. A sealed glass ampule con-
taining acid was placed within a stack of annular discs. One side of each
disc was zinc, the other carbon. On firing the glass ampule shattered and
the acid was flung into the plates by centrifugal force. If its shelf life was
long, its active life was short, about two minutes, just long enough for the
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New Ideas
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Technical and Military Imperatives
ment would have become a major waste of time. After these successes it
was time for the critical test: firing from a ship at radio controlled targets,
called drones, under routine service conditions. The tests were made on
the shake-down of the new cruiser USS Cleveland in the Chesapeake Bay
on 12 August 1942. Roberts was aboard and later recorded the event.
The next day all was ready off Tangier Island and a drone ap-
proached on a torpedo run. At about 5000 yards the ship opened
fire with all its 5 inch guns. Immediately there were two hits and
the drone plunged into the water. Commander Parsons called
for another drone and out it came on a run at about 10,000 ft
altitude. Once again it came down promptly. Parsons called for
another and then raised hell when the drone people said there
were no more ready for use. He enjoyed this very much as he
had been on the receiving end of a lot of comments by the drone
people in other firing trials. The drone operators had one back-
up drone ready in case of troubles but they never expected to
have one shot down. In fact the Navy photographic crew who
took pictures of all the firing trials of the fleet had never seen
a drone shot down before. The ship was ordered to the Pacific
with no stops, as the crew had seen too much [10].
As the Cleveland was not to dock on her outbound voyage the techni-
cal personnel were loaded into a launch to take them ashore. In a somewhat
humorous gesture the skipper gave his evaluation of them when he pre-
sented each a life preserver as they descended to the small boat, which
naturally had a normal supply of such articles.
It is ironic that this test, which showed that a warship could defend
itself very well against air attack, took place less than 100 miles from the
location where, some 20 years before, Mitchell thought he had proved that
surface ships were obsolete as a result of air power.
By mid-November 1942 about 5000 rounds were on the way to Pearl
Harbor of which 4500 were sent to the South Pacific on USS Wright. At
Noumea they were distributed by Vice Admiral Halsey to the ships con-
sidered most likely to see action. On 5 January 1943 USS Helena, on her
way back with two other cruisers and two destroyers from an attack on
an airstrip on New Georgia the day before, shot down a Japanese plane
with a shell equipped with an industrially produced fuze [11], less than
30 months after the first discussions at the newly formed NDRC about the
need for such a device.
The security surrounding the device was extreme. Early models were
called ‘T3G Device’ and all shipments were guarded by Marines and signed
for by a commanding officer. Afloat and ashore they were kept under lock
and key, and on arrival at port no one was allowed to leave the vessel until
the fuzes were accounted for [12]. In production it became ‘mark 32’, and
in the summer of 1943 called the ‘VT’ after British suggestions meaning
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New Ideas
‘variable time’ or ‘velocity triggered’. The proximity fuze may have been
enveloped in extreme secrecy, but it was the subject of enough rumor by
the time of the Battle of the Eastern Solomons to be mentioned in the after-
battle reports, the same month as the Cleveland trials in the Chesapeake
Bay [13].
The supreme driving force behind fuze development was its use
against aircraft, but once this problem was solved thoughts naturally pro-
ceeded to an older problem of the artillerist: air bursts against ground tar-
gets. The first explosive artillery shells, which introduced the term ‘bomb
shell’ into the language, had used powder-train fuzes. If this fuze were cut
short, it led to ‘bombs bursting in air’. With better fuzes and more accurate
guns this had been refined by General Henry Shrapnel of the British Army
into a shell filled with lead balls and that burst in the air with devastating
effect on exposed infantry. After World War I shrapnel had been replaced
by the high-explosive shell that did its killing with jagged shell fragments
instead of lead bullets, but the time fuze remained. Up to 15 seconds flight
time could be obtained with a powder-train fuze, 25 with a clockwork fuze.
With flat trajectory guns at moderate ranges and observed fire these could
be effective. At long range, at night or in fog, or unobserved, time fire was
almost useless. Use of the proximity fuze was obvious.
The Field Artillery had gone over to howitzers to a large degree, and
they presented a few problems. They never had the high muzzle velocities
of the AA guns and even had a variety of velocities from which to choose,
determined by the amount of propelling charge loaded. Varying muzzle
velocities meant varying spins, and spin operated the safeties. Thus high
acceleration, that horrible problem in the summer of 1940, became a ne-
cessity. It was soon decided that only the top three powder charges for
howitzers would be considered. Fuzes were soon ready.
The army equivalent to the Cleveland firings was a demonstration to
the Field Artillery Board at Ft Bragg on 24 and 25 September 1943 with
Lieutenant General Leslie McNair, Chief of Army Ground Forces in atten-
dance. It was fouled up, yet a stunning success. The fuzes for different
caliber weapons were mixed up at the gun positions causing up to 30%
duds and bursts at the wrong heights. The Section T men were frantic, and
it showed. The Board was so startled to see air bursts at extreme ranges,
air bursts unobserved, air bursts with high-angle fire (shells descending
almost vertically), air bursts at night that its excitement was almost un-
controlled. When the fuze men went on about the performance, McNair
answered: ‘Gentlemen, you want all this and the moon too?’ [14].
The account of the story at this point does not convey a proper picture
of what had been going on. Tuve’s objective was a weapon to be placed in
the hands of the warriors—and soon! This meant that production had to
be brought in early, well before designs were final, and the entire project
grew at an incredible pace. The early fuze work had more than 40 industrial
and academic contractors, and Canadians helped with battery design. The
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Technical and Military Imperatives
year 1940 was a good time to place orders because industrial mobilization
had just started and there was plenty of slack yet to be taken up. In April
1942 Section T had outgrown the space at the Carnegie department and
moved to a large building on Georgia Avenue in nearby Silver Spring,
Maryland. At that time the Carnegie Institution transferred administrative
control to Johns Hopkins University, and the newly established unit was
named the Applied Physics Laboratory. By the time of the Cleveland firings
production of fuzes was already beginning. Needless to say, this gamble
brought on no small number of emergencies. Strange infirmities would
appear, in a product that had a built-in bias against diagnosis, yet diagnosis
was demanded immediately. US and British forces had between them 40
different kinds of shell for which the fuze was required, and each had to
be individually fitted.
Secrecy had adverse effects in complicating procurement, and curious
ways were found to conceal the true function of various components. The
plastic noses were ordered through Johns Hopkins Medical School under
the name of ‘rectal spreaders’. Worse, because they were not told what they
were making, workers came to believe it was not important, and to keep
from arousing curiosity, fuze plants were never given the Army-Navy ‘E’
for excellence flag. In a product requiring high quality control, this was a
definite embarrassment [15].
By the end of the war 112 companies were engaged in production
work on fuzes and more than 22 000 000 had been manufactured with the
price eventually falling to $18. As a wartime project it was exceeded in
magnitude only by the bomb and what we might call ‘large-set’ radar. Yet
the entire project was directed to the end by Tuve, who controlled both
the technical and the business aspects and who before 1940 had never
supervised more than half a dozen persons.
The first wide-scale employment was in the Pacific, in part because it
was more the Navy’s weapon than anyone else’s but mostly because fleet
use gave the smallest probability of one being captured. Section T was
well aware that the first danger from a fuze falling into enemy hands was
jamming, and recovery of just one of the all too many duds could give
the whole thing away. Jamming really meant causing premature bursts
and could be effected by sweeping a high-frequency oscillator through
the frequency band of the fuzes. When the frequency of some electronic
device interfered with that of the Hartley oscillator of the fuze prematures
did occur. On Okinawa 105 mm howitzers using the fuze had to stop using
them because of bursts all along the trajectories, bringing severe protests
from the infantry. The cause was determined to have been the meter-
wave radars of nearby destroyers [16]. (This explanation is questionable.
There are no Navy reports of fuzes being set off at sea, where the radars in
question would have had excellent opportunity. If radar was the cause of
prematures, the source is more likely the SCR-270, which was present on
land, as its frequency band of 100 MHz was that of the fuze, and its 100 kW
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New Ideas
peak power and pulse repetition rates of 200 to 400 Hz were well suited to
trigger the fuze.)
The effect on naval action was immediate. Each naval air engagement
saw the new weapon playing an ever greater role, culminating at the Battle
of the Philippine Sea on 19 June 1944 and in the defense against the suicide
pilots, principally at Okinawa. The first use in the European theater was
again naval, during the invasion of Sicily.
The most spectacular triumph of the fuze was in the defense against
the flying bombs, but it was a triumph shared with the gun-laying radar
SCR-584 and the electronic director M-9. It was crucial in the Battle of the
Bulge, where it was used to devastating effect against infantry advancing
in fog.
The German proximity fuze work continued in fits and starts.
Siemens und Halske dropped work on the original balanced-capacitance
fuze, but others took up the task later in the war when large AA rockets
were being designed at Peenemünde, the location of the V-2 rocket-bomb
development. A proximity fuze was necessary for these, but it was not
subject to the severe constraints of space and shock resistance imposed on
the fuze of an artillery shell. The work was directed from Peenemünde
West and was both of local and contracted origin. Four fuzes were under
simultaneous development: Kranich, Kakadu, Marabu and Fox.
Kranich was a purely acoustical fuze that had a resonant cavity di-
mensioned to the principal frequency of heavy-bomber motors. A wire
whip was fastened to a diaphragm that formed one wall of the cavity.
Vibrations set the whip in motion, causing it to touch a ring electrode
and close the firing circuit. Kakadu and Marabu were 50 and 70 cm
continuous-wave transmitter–receiver pairs with separate tuned-dipole
antennas. Kakadu made use of the Doppler shift in the reflected wave,
Marabu a frequency-modulation effect. Fox operated on 3 m and was sim-
ilar to the Butement design in using the alteration of antenna loading. It
was not small, having a dipole antenna.
These competing designs were tested at Peenemünde by fastening
them to long poles mounted on a wooden tower that held the necessary test
equipment. The individual designs caused lights to flash when actuated,
and their spatial relationship to the aircraft that flew over the poles was
recorded on film. The end of the war prevented the work from proceeding
further [17].
Britain also continued fuze work. By November 1940 GEC furnished
miniature pentodes that withstood the shock of firing, and in August 1941
a shell fired from a gun was detonated in the air by a radio pulse from the
ground. This approach continued, and in February 1942 yielded a test in
which 75% of the shells were burst by signals from the ground. By October
1942 a report to the Prime Minister placed the American efforts well ahead;
work continued nevertheless, as it was not clear that US fuze production
would suffice for Britain as well as for the extraordinarily hungry Pacific
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Technical and Military Imperatives
fleet. When it became clear that Britain would receive an ample supply
of the new devices, work lagged and no satisfactory design emerged from
the war effort [18].
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New Ideas
building special sets for combat one day from a prototype of the day before.
They also found working in a war zone disrupting of the calm conditions
generally sought for research. As a consequence the clever new designs
using microwaves came more often from Rad Lab and Bell.
P I Dee came from the heroic age of nuclear physics at Rutherford’s
Cambridge laboratory, as did others who occupied themselves with radar,
such as P M S Blackett, John Cockcroft, C W Gilbert, W B Lewis and
M L E Oliphant, all of whom acquired honors as a consequence of their
scientific and technical contributions. Dee arrived at Swanage in May
1940, the time when the cavity magnetron had reached the stage of an in-
dustrial prototype. His intense nature quickly led to his assuming control
of this new work. At the onset airborne interception was to be its obvious
purpose. Defense against night bombing during the Blitz was bringing
down few attackers and airborne radar was the only hope. Meter-wave AI
mark IV working with GCI finally became effective in early 1941 and the
shift of the Luftwaffe to the east took much of the pressure off obtaining
10 cm AI, or AIS as the project was called. The S in AIS was derived from
the code designation for the 10 cm band; X was soon added for 3 cm and
K for 1 cm. These designations have remained despite modern attempts
to rationalize the nomenclature of microwave bands.
Those were years during which new disasters were ever ready to
replace any whose virulence had receded, and the struggle with the U-boats
replaced the Blitz. Meter-wave ASV mark II proved to be one of the best
designs of the war and was able to go into significant production once
priority went to ASV.
Microwaves were better than meter waves for both AI and ASV, so
these projects continued, but there was quite a bit of uncertainty during the
summer of 1940 about how best to use microwaves. To the general surprise
of the designers, Air Chief Marshal Sir Philip Joubert de la Ferté, Assistant
Chief of Air Staff announced on 22 September that AI mark IV seemed
satisfactory and 10 cm gun-laying equipment for AA should be the goal
rather than AIS, which involved Dee in extensive discussions with those
of higher authority [1].
When the GCI-AI skills began to mature toward the end of 1941, the
Luftwaffe began changing their tactics. Noting that the aircraft assigned to
planting mines in British waterways were seldom intercepted, the bombers
became fond of low altitudes too, where the ground return on AI mark IV
swallowed up all but very near targets [2]. The situation was not des-
perate because the raids were much fewer since Hitler had attacked the
Soviet Union, but they required improvisation by the air crews and placed
renewed pressure on TRE to produce 10 cm AI.
Independently, Oliphant’s group at Birmingham was working with
the firm British Thompson–Houston on a 10 cm GL set using the pow-
erful klystrons they had designed. Oliphant had pushed to completion a
working, two-paraboloid set that he called for some unrecorded reason the
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Technical and Military Imperatives
‘Dog’s Breakfast’ [3], and the Navy offered its own diversion, as we learned
earlier, in making the first operational 10 cm radar in its type 271. Anew, un-
suspected purpose was to grow out of these contradictory tasks—guiding
the night bombing of Germany—and it was soon to dominate TRE.
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New Ideas
It was not in Churchill’s nature to use this relief to rest; he wanted to use the
resources freed to attack Germany, and the only way Britain could attack
was from the air with Bomber Command. As the night raids intensified it
became ever more apparent that the navigation of the bombers was wildly
inaccurate. Thus when Lord Cherwell, whose primary interest—at times it
seemed his only interest—had become the bombing of Germany, reported
in September 1941 a study proving that two-thirds of British bombs were
falling at distances greater than 8 km from the target, it was clear that a
first-class crisis was at hand.
At Rowe’s Sunday Soviet of 26 October Cherwell insisted that radar
was going to have to furnish the navigational aid to guide the bombers into
Germany beyond the 500 km that current radio-navigational methods were
planning to attain5 . All present knew that Cherwell spoke with the voice of
Churchill. No one had a solution, but Bowen had noted observing towns
in experiments with airborne radar as early as 1938 [6], so Dee had an AIS
set modified to aim downward at 10 degrees with some lateral scanning.
In flying toward Southampton echoes from the city were evident. On 29
December 1941 Rowe placed Bernard Lovell in charge of making a device
to be mounted in the four-engine bombers for guiding them deep into
Germany by looking at the ground with 10 cm radar.
Lovell quickly enjoyed the sensation of having high priority and soon
had good co-workers joining him along with cooperation from A D Blum-
lein at EMI. On 23 April 1942 they tested an experimental system mounted
in the belly of the microwave section’s own Halifax. It had a rotating an-
tenna that pointed slightly downward and presented the observations of a
map-like display on a PPI scope. It received the code name H2S, meaning
‘home sweet home’ or ‘it stinks’, depending on the raconteur.
The prospect of flying their most secret of secrets, the magnetron, over
Germany proved exceedingly troubling. All were certain that it would
soon be in German hands, and they were right. This led to a second Hali-
fax being equipped with a similar system using klystrons instead of mag-
netrons, but their pulsed power was 20 to 30 times less than magnetrons
produced, and the klystron project quickly died.
The project was delayed by two severe setbacks. First, in March 1942
TRE moved abruptly yet again and again with brief planning, but more
about that later. Second, and more tragic, Blumlein and two of his EMI
co-workers died when their Halifax crashed in an accident on 7 June 1942.
That evening Lovell recognized only the magnetron in the smoldering
wreckage of their single prototype.
On 3 July Churchill summoned the Secretary of State for Air, the
Minister of Aircraft Production, the leader of Bomber Command to meet
with Dee and Lovell. He demanded 200 sets of H2S by 15 October, although
not a single aircraft had flown with H2S since the crash that killed Blumlein.
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Technical and Military Imperatives
This unrealistic deadline was not met, but two squadrons were ready by
the end of December.
What had been built as a device for navigating—most imperfectly—
deep into Germany was an almost perfect ASV set, something not lost on
those seriously concerned about U-boats. Lovell’s group made the minor
modifications that created ASV mark III out of H2S and mounted three of
them in Coastal Command Wellingtons by the end of January 1943 [7].
Microwave antennas have the capability of having the beam shaped
for specific purposes by the forms given the reflector and the feed. This
came about first for the Royal Navy’s type 271 that produced a vertical
fan-shaped beam for 10 cm surface search radar that would yield a good
horizontal resolution and not be affected by the ship’s roll. With H2S a
more sophisticated approach began that has seen significant later evolu-
tion. In sweeping the ground from a bomber one does not need or even
want as much antenna gain for close-range points as for far range, but one
does want to observe close-in reflections that are nearly directly below.
The fulfillment of these requirements gave the PPI display a more maplike
appearance and resulted in a reflector for H2S that produced a reflected
signal at the receiver with an approximately constant amplitude indepen-
dent of range for the same size target. Its dependence on vertical angle
caused it to be called a ‘cosecant-squared’ beam pattern.
The maplike display for H2S had two inherent and troubling prob-
lems. The intensity of the display depended on the amount of reflected
signal, which depended on the composition of the target and the angle at
which it was irradiated. Of the various target materials, only a surface of
water could be relied on to give specular reflection with essentially noth-
ing returned to the receiver; this presented a dark surface that was easily
identified on the scope. But even here the edges of a body of water were
affected by landforms, vegetation or structures that lined the banks, pre-
venting an unambiguous definition of the shore, and the picture changed,
depending on the distance and direction of approach. Even worse was the
consequence of the radar necessarily measuring slant range from altitudes
comparable to the ground ranges, not only distorting the depiction but
having the distortion change as the aircraft moved [8].
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New Ideas
that it did in the United States. When one combined the general lack of
belief in AA artillery in Britain with Cherwell’s disdain of it and favor for
any method of improving the means for bombing Germany, the result was
low priority indeed for GL mark III [9]. That this lessened zeal did not visit
the United States resulted from the happy combination of Ivan Getting’s
drive and the Coast Artillery’s long-standing objective of radar-controlled
AA fire.
Yet when SCR-584 made its spectacular appearance in early 1944 four
competing 10 cm GL sets were also in production, pointing either to a very
high priority that demanded insurance of success by duplicating design
efforts or to confusion in inter-Allied planning. As we have seen, Col
Colton saw the roof-top demonstration of automatic tracking at Rad Lab
as so important that he immediately covered his bets by ordering Bell Labs
to design a 10 cm GL set, which became SCR-545. This equipment added
a 1.5 m array to the 10 cm dish for increasing the field of view and had
automatic tracking for both wavelengths [10]. It was an excellent set but
was outclassed by the 584.
Although aware of the American work, ADRDE continued the design
that had begun as the ‘Dog’s Breakfast’ and that became GL mark 3, or more
correctly GL mark 3B, designating the British set. The obvious superiority
of SCR-584 led to British purchases for which the designation GL mark 3A
was applied. There was also a GL mark 3C, the Canadian design. Neither
3B nor 3C had automatic tracking, and both used separate transmitter and
receiver dishes [11]. They were not in the same class as the two American
sets and had deficiencies that became all too apparent when the robot
bombs headed for London in 1944, deficiencies that could be traced to
Lord Cherwell and the prevailing British attitude about AA artillery.
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Technical and Military Imperatives
tion of targets than any previous sets. Resolution, the ability to distinguish
between adjacent targets, comes with narrow beams, and narrow beams
come with increased antenna size for a given wavelength. To obtain the
beams he wanted with reflecting dishes required impossible dimensions.
The lobe needed to be narrow in only one dimension, which allowed the
antenna width to be a linear array of dipole elements. Alvarez questioned
whether a waveguide with slots, a ‘leaky pipe’, could not be configured
so that each slot radiated as a dipole. This proved possible but invari-
ably yielded unwanted side lobes, which allow targets several degrees off
the beam direction to be observed as if they were in the beam. The next
approach reduced side lobes to tolerable levels by replacing the slots with
dipoles of alternating polarity connected to the waveguide [13], mimicking
the technique of meter-wave arrays.
In the first application of this antenna it was not possible to scan by
rotating the structure, so Alvarez devised an electrical technique capable of
scanning 30◦ to the right and left. The wavelength in a waveguide is not the
same as in free space and depends on the size of the guide. The direction of
the emitted beam is altered if the phase of the wave differs by some amount
from dipole to dipole, and phase shift is just what happens if one changes
wavelength. The wavelength in the waveguide can be altered by changing
a resonant dimension mechanically, specifically its width, and this became
the basis for the electrical scanning method, frequently referred to as the
Eagle system.
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New Ideas
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Technical and Military Imperatives
and all required that the aircraft carry special equipment that the pilot had
to master. Blind landing was no small affair during the war. Alarge fraction
of aircraft losses were through accident, and poor landing conditions led
the list of causes.
The XT-1 could locate an aircraft accurately in three coordinates and
had been observed a couple of times to follow the plane all the way to the
ground during a landing. Alvarez saw this as a way of ‘talking’ a flier
down simply by comparing his measured location with a desired glide
path. He secured the use of XT-1 in April 1942 [20] with Lee Davenport
testing the idea by following a number of aircraft onto the runway. The
result was a failure.
For reasons within the electronic soul of XT-1 it would sometimes and
without warning break away from the line of sight and locate the plane
below the runway! The radar beam saw the reflection of the target on
the ground. No amount of adjustment or operator skill altered this un-
comfortable fact. When Alvarez finally conceded that the problem lay in
deficiencies of the method rather than in the immediately assumed inad-
equacies of Davenport’s operator skill, he consulted with Alfred Loomis.
The two of them worked out the solution [21] that was incorporated in
mark I GCA, for which L H Johnston became project engineer in July
1942 with the construction of ten units contracted to the Gilfillan Broth-
ers Company, an organization that contributed much to the final design
[22]. The design used three separate radars: a 10 cm search set, which
scanned the horizon and fed its information to a PPI, and two 3 cm sets,
one having a narrow horizontal fan beam for elevation, the other a narrow
vertical fan beam for direction. The antennas used the electrically scanned
dipole arrays from Eagle. The vertical positioning antenna scanned up
and down, the horizontal from side to side, thereby fixing the three coordi-
nates of the unseeing pilot. The shorter wavelength of the two fan-shaped
beams provided accurate positioning through beam narrowness, which
eliminated the possibility of a target being observed through its reflection
on the ground. An ideal glide path was measured and reproduced as an
electrical analog signal. Deviations of the aircraft’s path from the ideal
were presented to the controller by instrument deflections by which the
controller could tell the pilot the corrections necessary to position himself
about 40 m above the runway, although on occasion completely blind land-
ings were made. The search radar with PPI allowed planes to be stacked
while awaiting landing [23].
A single mark I, which had mechanical scanning, was tried under
field conditions in England in 1943. The demonstration was so successful
that demands for the equipment began to come from all theaters. Five
models of mark II, which had advanced to electromechanical scanning
(Eagle), were quickly produced, and by the time mark III appeared there
had been more than 2000 successful blind landings by crews new to the
equipment [24]. Many bombers and their crews returning from Germany
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New Ideas
were saved by these sets, but its greatest triumph was to come during the
Berlin blockade in 1948–1949, as the weather would have never permitted
the continual flights needed to supply the city without GCA.
Curiously, GCA was not applied to commercial aviation after the
war, and airports continued to cease operation when obscured by fog. The
reason for this was the refusal of civilian pilots to relinquish responsibil-
ity for the aircraft during such critical moments. During blind landing
the GCA controller effectively flew the plane. A few civilian airports had
GCA sets for military aircraft, and there were times when civilian airliners
were brought home with them. The very high installation, operation and
maintenance costs did not appeal to commercial aviation.
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Technical and Military Imperatives
junctions that allowed crystal mixers to burn out. All had to be solved [25].
The antenna design that would secure good low-level coverage at
long ranges would not be tall enough vertically for near-in targets that
were high, so a second antenna was planned for high coverage. Beam
widths of 0.8◦ required a horizontal parabolic-cylinder reflector 7.6 m wide;
the low-coverage reflector was 2.4 m high and the high coverage 1.5 m.
Each antenna was fed through a linear array of 106 dipoles mounted on a
waveguide similar in concept to that used in Eagle but the scanning was
by rotating the antenna, as 360◦ coverage was required. These dimensions
and the component sizes needed for the peak high power, eventually to
be 700 kW, began to give microwave early warning, MEW as it was called
in the field and lab, and AN/CPS-1 in the office, a tremendous size. The
two reflectors were mounted back to back. The large number of targets
that the system could track required five 30 cm faced oscilloscopes with
assorted auxiliaries, all of which went into a small house. When it was all
put together MEW weighed 66 tons and consumed 23 kW from an engine-
driven generator. Transport required eight trucks [26].
Only a few MEWs were manufactured, all hand crafted at Rad Lab.
Set number one operated in England in January 1944 and quickly estab-
lished its value to both air forces, and two were ready in time to help control
air traffic on D-Day and locate the V-1s, something for which the absence
of height finding capability was of no consequence [27]. For fighter control
over France it was necessary to add separately a set with a very narrow,
horizontal, fan-shaped beam, a modification of a Bell Labs design for the
Navy, much like similar equipment that had come into use to determine
heights better at British GCI stations. A veteran British fighter control offi-
cer gave MEW the highest marks for its ability to deal with large numbers
of planes [28].
In the Pacific where the density of aircraft was not so great as in Eu-
rope and a general satisfaction with meter-wave equipment for air warning
prevailed, the result of island siting, MEW was not initially greeted with
enthusiasm—66 tons to be moved under the worst transport conditions
and no height-finding capability! MEW Number 4 arrived at Saipan, the
base for the B-29 attacks on Japan, on 21 September 1944. On 27 Novem-
ber it was still not in operation, and the base was surprised by fighters
from Iwo Jima that came in just above the ocean and left burning and dam-
aged bombers behind them. Repeat performances brought telegrams from
Washington ordering immediate installation of MEW. After a sizeable engi-
neering effort the set was established atop Mount Tapochau by New Year’s
eve. A raid on 3 January was picked up at 200 km and intercepted. This
naturally changed attitudes, and fondness for the monster grew when it
began to give remarkably accurate positions for downed air crews in need
of rescue [29].
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Fighter control with radar: Britain. The indicator of a CHL radar. This 1.5 m
equipment could observe low-flying attackers for which the large vertical lobe
structure of CH allowed evasion until too late. The coordinate grid on the left
oscilloscope indicates it was an A-scope display yielding range; the right scope had
a maplike PPI. Historical Radar Archives, RAF photograph, Crown Copyright.
German Würzburg-Riese (FuMG 39T-R). This radar used the same wavelength
and electronics as the small Würzburg but attained greater range by increasing
the size of the reflecting paraboloid dish from 3.0 to 7.4 m in diameter. Its function
was to guide night fighters close enough to the attacking bomber for the pilot to see
it visually or with his airborne Lichtenstein radar. Photograph courtesy of Bernd
Röde.
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Fighter control with radar Germany: a Jagdschloss (FuMG 404) panoramic set
based on the electronics of the Freya. It had 18 dipoles arranged on a 20 m
supporting structure to produce a narrow vertical fan-shaped beam. Jagdschloss
incorporated a PPI display, which was transmitted from the station to command
headquarters by high-frequency cable or the widely used 50 cm directed-beam
communication links. It had a broad-band antenna surmounted by an IFF antenna
that allowed modest changes of frequency and specifically that allowed a change to
excite the fighters’ IFF set, which then served as secondary radars that enhanced
the positions of the German aircraft at the closing of a switch. The scaffolding to
the left is not part of the antenna. National Archives photograph 111-SC 269084.
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New Ideas
Air defense center for Berlin. This huge concrete building located in the Tier-
garten (Zoo) coordinated fighter and AA defense for the region around the city.
Mounted on the top are a small and a giant Würzburg. Similar towers were used
for gun batteries to allow unrestricted fields of fire in cities. The military unit
was Turmflak-abteilung 123 (tower flak battalion). Photograph courtesy of Fritz
Trenkle and Werner Müller.
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Fighter control with radar: Germany. Filtered data from radar stations were
projected onto the large map located in front of the desks of the squadron-control
officers. Officers of both the Royal Air Force and the Luftwaffe are shown dis-
cussing the tactics of their recent encounters during Operation Post Mortem.
Imperial War Museum photograph CL 3316. Crown Copyright.
American Little Abner height finder (AN/TPS-10) on Okinawa. This 3.3 cm set
was used to make good the inability of MEW to determine heights. The very thin
horizontal fan-shaped, or beaver-tail beam, allowed it to observe close to the ground
without excessive ground returns. The design was essentially a copy of the US
Navy mark 22. National Archives photograph 111-SC 238093.
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the fleet to depart for the safer harbor in Alexandria, and the garrison was
but a handful with air defense no better. In the Mediterranean the Italian
navy greatly outnumbered the British in every class except aircraft carrier,
a deficiency countered by the large number of planes based on Sicily. Mus-
solini disregarded the German request while Churchill put every possible
reinforcement into the fortress that could be sent from a homeland expect-
ing invasion, slowly and painfully correcting the island’s defenselessness.
The need to take Malta never left the minds of Axis strategists, but when
another opportunity presented itself Hitler faltered.
The issue in the Mediterranean was supply, supplies for two armies
contending for the restricted space between an ocean of sand and an ocean
of water. These supplies had to reach them across the sea—generally on,
but sometimes beneath or above the surface. Supplies were dispatched or
intercepted with whatever cunning man could devise, precipitating some
of the most vicious convoy battles of the war. The struggle assumed the
aspect of a double siege: Malta and a few North African ports.
For two years navies struggled continually, augmenting the tradi-
tional fire of guns and the half-century old torpedo with the attack of air-
planes in a completely new kind of warfare, a kind of warfare soon to take
on increased dimension in the inappropriately named Pacific. Naval and
merchant seamen were pushed to exhaustion and death in a struggle that
wavered from month to month, favoring first one, then the other. Britain,
stretched to the limit, quickly proved capable of dealing with Italy alone.
Germany’s contributions would be momentarily decisive but not consis-
tent, as they were provided by a command riveted to the great struggle in
the east where first opportunity and then danger dominated the thoughts
of the dictator.
In the first months of the war the Royal Navy sent four radar-
equipped vessels to the Mediterranean: the battleship Valiant, the cruisers
Orion and Ajax and the carrier Illustrious. All except the Orion had type 279,
a 7.5 m set with separate, rotatable antennas for transmission and recep-
tion, the small antenna size and long wavelength resulting in a very broad
beam. It was capable of detecting planes 3 km high at a range of 80 km.
Owing to a large vertical lobe pattern it did much worse with low-flying
aircraft or ships. The Orion had type 286, the 1.5 m set intended for small
ships that was an adaptation of ASV mark II. Despite the shorter wave-
length the early models did not have rotatable antennas, requiring that
even very rough directional information be obtained by swinging ship.
The shorter wavelength and smaller vertical lobes allowed it to do a better
job in detecting ships and low-flying planes [1].
Because she was commissioned in April 1940 HMS Illustrious was
the first Royal Navy carrier to be radar equipped, as the older carriers
were considered to be too busy for the installation, but the initial absence
of radar aboard flagships points to some high-rank coolness toward this
new method. Early tactical doctrine also displayed a little aversion. In-
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German aid, which took the form of Generalmajor Erwin Rommel with
the Afrika Korps and Fliegerkorps X, an air unit to protect Axis and at-
tack British convoys. Fliegerkorps X had specialized in operation against
shipping when based in Norway. This initiated the ‘First Malta Blitz’, of-
ten called the ‘Illustrious Blitz’ because of the attractive presence of the
damaged carrier in the harbor following a convoy action.
The air defense was stout but technically deficient. By the end of
January 1941 an additional MRU was operating at Fort Dingli, the two
working alternately to ensure continuous coverage, and low cover had
been secured by COLs at Forts Madalena, Ta Silch and Dingli. (Overseas
versions of CH and CHL were designated CO and COL and had minor tech-
nical differences.) Probably because of bad siting and the lack of enough
aircraft flying time for the extensive calibration required, the Malta radar
gave very poor indication of altitude; it also had blind spots, and the small
size of the island precluded effective use of ground observers. The intense
activity can be appreciated by noting that there were 20 000 plots in the
Filter Room in 34 days [14]. When coupled with poor communication this
made the basic tactic one of sending up fighters to wait near the island
rather than meeting the enemy far out [15]. Fliegerkorps X caused near
strangulation of the island, and soon Axis convoys were reaching their
destinations with few losses.
With their supply line secure German and Italian forces attacked
British ground forces in Libya on 31 March 1941 and scored substantial
advances because British troops had been sent to help Greece and because
Rommel proved to be a master of desert warfare. Fliegerkorps X shifted
much of its strength to support the Afrika Korps, giving the island a slight
breather but adding to the British Army’s troubles. It was a difficult spring
for Britain, to say the least, for in April the Germans invaded Greece and
Yugoslavia, subsequently driving the British from the mainland. A con-
tingent remaining to defend Crete, which had some of the characteristics
of an eastern Malta, was defeated by paratroop assault. The British radar
deployed in Greece and Crete had little effect on the melancholy outcome
[16].
The Crete victory was extremely costly for Göring’s airborne troops,
something not forgotten in Berlin during the ensuing months. The losses
to the Royal Navy in its generally successful withdrawal of the Army were
so great that surface forces could no longer be based at Malta. The Navy’s
losses came about by operating beyond the range of land-based air cover
and because their AA fire was inadequate to protect them alone. It was
a lesson that they had, in fact, already learned; the decision to proceed
was made in cold blood as the Army had to be supported. Rommel soon
stretched his supply line to the limit and Fliegerkorps X was sent to help
support the invasion of the Soviet Union, which began on 22 June 1941.
A year of desert warfare had caused the RAF to forget their pre-
war reluctance for army support duties. When General Wavell attempted
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and Rommel insisted that Malta must be invaded and began planning an
airborne invasion, measures that found little enthusiasm in Berlin because
of the losses in taking Crete. By May Axis supplies on the desert had
reached a level sufficient to sustain an offensive, and British strength had
shrunk as a result of urgent demands for help from Burma and India.
To no-one’s surprise Rommel attacked but with an effect that surprised
both sides—the heavily fortified port of Tobruk fell. This disaster saved
Malta, curiously enough, because within the Tobruk fortress were immense
quantities of supplies that fell to the attackers, Rommel thought enough
to sustain him to Suez, if the air forces attacking Malta were transferred
to him. The invasion of Malta was forgotten, to the relief of Hitler and
Göring. But the gamble failed; the British Eighth Army, its left flank secure
on the Qattara Depression and its right on the sea, stopped Rommel at El
Alamein in early July 1942, and he was never to go beyond it. The air and
naval forces of Malta soon began again to take their toll of Axis shipping.
On 10 August a large, heavily escorted convoy departed Gibraltar
and soon found itself the center of a bitterly fought convoy action, attacks
coming from aircraft, surface ships and submarines. The type 279 radars
were unable to sort out the many targets, resulting in poor fighter direction
[29]. Several ships were lost, including the Mediterranean veteran carrier
Eagle, but the sacrifices were not in vain, as a significant cargo was landed,
effectively ending the siege. On 30 August Rommel opened a desperate
attack on the British positions with inadequate fuel and ammunition. Its
failure was a direct result of the decision not to take Malta. On 23 Novem-
ber the British forces opened a long-prepared attack on Rommel’s lines
and succeeded in forcing him to retreat after ten days of heavy fighting.
Less than a week later American and British forces landed in Morocco and
Algeria. The nature of the struggle altered significantly after that as did the
employment of radar, which concluded a phase one might well call ‘heroic’.
It entered a new phase in which it was one of many weapons. Unnoticed
by nearly all of the participants, high and low, was the capture of German
radar equipment at El Alamein, in a variety of smashed conditions, to be
sure, but Allied electronic intelligence soon had an operating Würzburg
[30]. Those German units that retained their radars did so with determi-
nation, holding their tractors at gun point from others during the retreat
[31]. Of course the capture of radar did not work only in one direction.
The Afrika Korps captured a Wellington equipped with ASV mark II [32].
The question now arises. What effect did radar have on this part
of the War? Did it turn the outcome in favor of the Allies? The radar
enthusiast will be quick to point to Matapan and sometimes to Taranto as
important victories in which radar was a major contributor. He will also
point to the steady use of the technique in interdicting Axis and protecting
British convoys and in defending Malta. That it was an important weapon
for Britain—it also served Germany but more as a technician than as a
warrior—is beyond question, but did it prevent Axis victory?
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For the Axis only one victory counted: to seize Alexandria and the
canal. The consequences for Britain would have been severe. Their loss
would have almost certainly meant the loss of the vital oil of Iraq and Iran
and its gain for Germany. Lost too would have been the reliable supply line
to the Soviet Union, and all this when Singapore had surrendered, Burma
had been given up and India was threatened. There were limits on what
America’s growing power could do. They were terrifying times.
Would Rommel have reached Suez, had Britain not had radar? Is it
really possible to decide? Indeed one can just as well pose the question in
terms of Ultra, and will be no closer to an answer for having done so. There
must be a dozen instances in which the outcome seems to have turned on
a single engagement. But there were for both sides defeats that were made
good, and much of what took place resulted from the variation of Hitler’s
attention. Both Axis failure and Axis involvement in the Mediterranean
had a common origin: the near absence of strategic planning in Berlin and
Rome. It is possible that had some of Britain’s early successes, obtained
with the help of radar and Ultra, not been made Germany might have
sent a smaller force to aid Italy with a correspondingly smaller threat to
Suez. Action in the Mediterranean until the end of 1942 was unquestion-
ably the most tangled of the War. Change any part and one is lost in a
morass of conjecture. One thing is clear. Britain needed every source of
strength available just to stay in the war, and in such circumstances any
new weapon, like any new ally, must be remembered as vital to victory.
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ready for take-off, no rooms filled with pilots waiting on call [6].
On the fateful Sunday morning two privates were operating an SCR-
270 alone on Opana Mountain, the northernmost radar on the island of
Oahu. They were restricted by General Short to operate between 4 and
7 AM and had reported distances and directions of the planes that made
up a quiet morning’s traffic. Joseph Lockard was experienced with the set
and was teaching George E Elliott its use. A truck was to arrive at 7 to take
them to breakfast and leave replacement guards, but the truck was late
and Elliott asked whether they could continue with his practice, to which
Lockard agreed, although in fact a violation of orders. At 7:02 Elliott saw
a blip on the cathode-ray tube at a range of 220 km, which Lockard said
was the biggest reflection he had ever seen at such a range. It was a large
formation of planes nearly due north and flying straight at them.
They decided to call the Information Center but were unable to obtain
an answer on the tactical line, as the exercise was over. It seemed important
enough, although they were not sure why, to try again by calling on the
administrative line where they eventually spoke to First Lieutenant Kermit
A Tyler, who had been ordered to observe the morning exercise to become
familiar with the procedures as the first step in becoming a fighter con-
troller. He had no other operational function and had no way of knowing
what the formation of planes was. He did know informally from a friend
in the bomber command that flights of B-17s were passing through on way
to the Philippines but knew nothing officially. He had also been told the
flights used a broadcast station playing Hawaiian music uninterruptedly
all night as a radio homing beacon and had noted that the station had been
playing just that as he drove to his 4 AM duty station. He reasoned that
this was what the Opana station was seeing and told the two not to give it
more thought. There was indeed a flight of B-17s bound for the island, but
that was not what made the large reflections, they were made by Japanese
carrier planes [7], who listened to the music too.
After the attack there were plenty of investigations into the causes,
all neatly collected in the congressional publication, to keep people busy
for decades. Some of the recorded interviews wander in the direction of a
disordered intellect: two privates and a lieutenant being interrogated with
an underlying implication that they might have saved the naval base.
Needless to say Hawaii’s air warning system received ample support
in equipment and personnel during the days following the attack. There
was a valiant but generally ineffective effort to make use of it during the
hours of and after the attack, but it was unable to prevent aircraft of USS
Enterprise from being shot down by Navy guns as they flew in from the car-
rier that evening. The Opana station had followed the departing Japanese
aircraft back to the north, but this information was lost in the confusion
of the day and searches for the Japanese fleet went south, all considered
probably just as well. Radar was now the favored instrument for which an
almost insatiable appetite grew. The CXAM from the seriously damaged
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the old battle cruiser HMS Repulse to destroy the landing parties. They
moved without air cover, and were sunk by land-based torpedo planes on
10 December 1941 in the Gulf of Siam.
Radar may have played an unfortunate part in this. Admiral Sir Tom
Phillips, who commanded and died with the ill fated squadron, had from
his first day on board the Prince of Wales shown a keen interest in her radar,
to the point of discussing in detail the use of each set with the operators.
He was aware that this vessel was the best equipped in the world with this
new technique. It had a type 281 3.5 m air warning set, a type 284 50 cm
main-armament gun-laying set, four type 285 50 cm AA gun-laying sets,
four type 282 50 cm close-fire AA gun-laying sets and one type 273 10 cm
close-surface search set. Types 284 and 285 both employed lobe switching.
It was an impressive suite of equipment to say the least. The Repulse had
one type 286P 1.5 m air-warning set, much improved over the original 286
in having a rotating antenna, and one type 284 [9].
Phillips had held strongly for the invulnerability of modern capital
ships against air attack at a meeting of the Joint Planning Staff just before
outbreak of war [10] but presumably understood by late 1941 the dangers so
recently emphasized at Pearl Harbor. He had no carriers but could call on
land-based planes from Singapore. One is led to suspect that he may have
relied too heavily on radar’s ability to protect his ships. Two elements may
have sealed the fate of the two great ships: first, maintenance at Singapore
was interrupted by the outbreak of war, leaving inoperable three of the
four type 282s, needed for the very important 40 mm AA fire; second, he
delayed breaking radio silence to call for air support until well after the
first radar sighting of impending trouble. The ships fought well but were
overwhelmed. Air support arrived but too late.
Beyond the Philippines and Singapore lay Australia, clearly in the
path of Japanese aggression. As loyal members of the British Com-
monwealth, Australia and New Zealand had declared war on Germany
promptly and both had sent sizeable contingents to the deserts of North
Africa, contributing mightily to General R N O’Connor’s devastating dis-
posal of the Italian army’s invasion of Egypt.
Dangers of Japanese attack, especially from the air, were never far
from mind and had led to the organization of the Radiophysics Laboratory
on 29 November 1939, a name intended to mask its radar function. Sir John
Madsen, Professor of Electrical Engineering at Sydney, went to England for
discussions with Tizard and Watt among others. On his return the Radio-
physics Advisory Board proceeded on a course of radar training, research
and construction. In September 1940 Wing Commander A G Pither of the
Royal Australian Air Force (RAAF) left for training in England, whence he
returned in May 1941 to take over Section 7 of the Directorate of Signals
with responsibility for radar. On 15 September 1941 training began with
6-month courses for officers in radiophysics at Sydney University and for
mechanics in maintenance at Melbourne Technical College. Instruction of
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problem about which the Corps considered itself adequately informed, but
he also demonstrated a narrow point of view that had been hardened by
four years away from the laboratory in his capacity of Director of Com-
munications Development. He dismissed all Signal Corps radar as nearly
worthless and pronounced that long-range early-warning radar must work
in the 10 m band and hence could not be truly mobile, the obvious success
of the Opana set notwithstanding. Consequently, he insisted that Chain
Home stations be erected at many crucial locations, relying on the pur-
chase of 100 MRUs temporarily until the required CH towers could be
erected. The deficiencies he found at Panama, primarily the inability of
following aircraft inland as a result of the mountainous terrain and of de-
tecting low-flying attack, were inherently those of meter-wave equipment,
but he ascribed them to the infamous design of SCR-270 [16]. To cover the
dangers of low-flying attack the Corps modified the 1.5 m SCR-268 to serve
for air warning as the Australians did in making MAWD, designating it
SCR-516 and incorporating a PPI display.
The Army Air Forces had sought earlier the procurement of Ground
Controlled Interception (GCI) equipment, which became SCR-527, but
none was available at this critical time. Watt insisted that the west coast had
to have GCI, but here reality took over. GCI was inherently a British, in fact
an English set. Its function required siting in a shallow bowl with a mini-
mum of fixed targets visible outside the bowl. This requirement is easily
satisfied by England’s gently rolling countryside but not on the American
west coast, where reconnaissance had failed to find even an approxima-
tion of the right surface conditions in the Pacific northwest with things not
much better to the south [17]. Everyone agreed there was a crying need
for ASV mark II for patrolling both coasts, but there were none.
Watt’s report to the Secretary of War was received with satisfaction
in Washington, especially by Colonel Gordon P Saville, Director of Air De-
fense, whose use of it did not improve relations between Air and Signals
[18]. Watt was thanked profusely and awarded the US Medal of Merit.
He left Signal Corps officers writing detailed rebuttals and striving to get
orders for CH and MRU equipment canceled. Within weeks the visit had
been forgotten, swallowed by extraordinary amounts of work. For what-
ever value Watt’s report had to the Signal Corps it left the unmistakable
understanding in the War Department that Stimson considered radar im-
portant. On 1 April 1942 he added Edward Bowles of MIT as ‘his special
consultant for the purpose of getting radar upon a thoroughly sound and
competent basis’ [19], allowing him to apply not too subtle incentives when
he and Stimson thought it expedient, something which worked strongly
to the Corps’s benefit.
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fighters and AA guns at a time when these resources were much needed
on the Russian front and for defending the Reich against ever growing air
attacks. So the three ships became a distracting evil for the Kriegsmarine,
the Royal Navy, Bomber Command and the Luftwaffe.
Into this tangle of conflicting theories stepped Hitler. He had decided
that the British would soon invade Norway in order to secure the northern
route to Murmansk and Archangel and to rid themselves of some trouble-
some U-boat bases, which he rightly saw as a greater threat to his enemy
than surface ships. This meant that these three ships had to be posted to
Norway to aid in its defense, and if the experts were of the opinion that it
was impossible—because of radar among other things—to return to Ger-
many by the old northern route, then they must return through the English
Channel. This brought on a naval chorus crying that it could not be done
and that another Atlantic sortie was the better use of the ships. Hitler
disregarded all this and ordered them to procede through the Channel,
threatening to remove the heavy guns for coast defense and pay off the
ships, if the admirals could not bring themselves to the task. This certainly
fixed the attention of the naval staffs, who, on examining the matter in
detail, began to realize that ocean raiding was probably finished and that
a dash up the channel might not be as foolhardy as their first reactions had
given voice [1].
On the English side of the Channel, naval thought began coming to
similar conclusions, for although little damage had been done by the thou-
sands of bombs dropped where the ships were thought to be, eventually
they would be destroyed or at least damaged beyond the repair capabili-
ties of Brest. A dash up the Channel was the only way of saving the ships.
That they were worth saving was a thought as natural to British minds
as to those of the Kriegsmarine. Only Hitler seemed to have realized that
events had reduced them to three nuisances.
Thus two sides began to plan for the dash up the Channel that be-
gan in the evening darkness of 11 February 1942, ten months after the two
battle cruisers had taken refuge at Brest. The Germans produced an ex-
tremely detailed plan that provided for scheduling the ships’ movement
to the minute, for sweeping mines from the route, for using radar for nav-
igation, for jamming the British radar, for preparing a vast cover of fighter
planes and for central control of all these activities. The British plan con-
sisted of alerting high-level commanders that the ships were expected to
attempt the passage. There were separate commanders for the Fleet, Fleet
Air Arm, Army Coast Defense, Coastal Command and Bomber Command
units, all of whom had responsibilities in combating the vessels, and no
direct communication links between them. Secrecy allowed no planning
at the command levels where the details of a response would have to be
carried out, and the news of the breakout caught them by surprise. It was
assumed that the Germans would elect to pass the Straits of Dover at night,
which meant they would have to depart Brest during daylight, which the
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The most important radar sighting was the one that was not made.
Patrols had been set up for Coastal Command in three regions in the vicin-
ity of Brest by Hudson bombers equipped with ASV mark II. These planes
had been watching the harbor for seven months and their procedures had
become slack. The patrols did not overlap and equipment failures were
not allowed to disturb routine. ASV mark II was capable of spotting sur-
faced submarines, and a capital ship would have been the largest target the
operators had ever encountered, but they were not there. In a maddening
series of equipment failures—both in aircraft and in radar—the German
ships passed the patrol regions when they were not covered [7].
Martini made no provision for jamming these sets, which is strange
given the demand that there must be no discovery during the dark part
of the passage [8]. It is especially puzzling because British ASV capability
had been known since the preceding May [9], yet the detailed plans saw no
problem in the possibility that air surveillance might have radar. One can
only conclude that this was another of the many examples of something
kept secret from those who needed to know.
The feeble attempts to sink the escaping ships concern this account
only peripherally. All attacks were made piecemeal. Some were marked
by great courage enhanced by knowledge of the small chance of either suc-
cess or survival. The heavy guns at Dover, which initiated British action,
seemed impressive until one inquired about their rates of fire and ability
to follow moving targets; none of their 33 rounds hit. Motor torpedo boats
failed to penetrate the protective cover of the German destroyers and E-
boats to a range that would have allowed hope of a successful launch. Next
came the pathetic attack of six Swordfish torpedo bombers, all of which
were shot down. Had they been able to attack as planned at night, the
specialty in which they excelled, the result might have been otherwise, but
they attacked during the day with one-tenth the fighter cover intended and
suffered the fate of all torpedo bombers that had to face an overwhelming
fighter and AAdefense. Aflotilla of six 20-year-old destroyers went straight
after the big ships accompanied by Beaufort torpedo bombers properly es-
corted by Spitfires. In the waning daylight and bad weather the mixture
of destroyers and aircraft from both sides gave generous examples of mis-
taken identity with fights between enemies at times appearing to be the
exception, because visual IFF had problems as severe as radar IFF. Bomber
Command’s high-level attacks at the end of the day seldom found the
target, let alone hit it.
As night closed the squadron had to thread its way—not too success-
fully—through mine fields. This would have been an excellent time to use
Seetakt with radar beacons on shore to navigate, but strict radio silence
was still enforced. The two battle cruisers were damaged by encounters
with three mines. The Gneisenau received a blast followed by subsequent
bombing from which she was never to recover; the Scharnhorst went on to
meet a futile but heroic end in the waters off northern Norway; the Prinz
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Eugen served in the Baltic and ended her career as a test ship for an atomic
bomb at Bikini Atoll.
The removal of the fleet-in-being from Brest greatly simplified the
Royal Navy’s arduous Atlantic duties, so Britain emerged from this in a
better position strategically but having suffered a major defeat psycholog-
ically. It happened at the time of the sinking of the Prince of Wales and the
Repulse and the loss of Singapore. The reaction of the public and the lower
levels of military command was one of fury, as it was seen to be incom-
petence of the kind demonstrated at Pearl Harbor. The Prime Minister’s
investigation found everything in order, and no senior officers were disci-
plined or replaced. Disparaging remarks in the report about the capabilities
of radar triggered an extensive response in Watson-Watt’s memoirs [10].
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the Air Force except Dowding, whose keen technical understanding con-
vinced him to give Cotton two of his precious Spitfires at a time when
Fighter Command needed them desperately [15].
Once the identification was certain that the emissions from Freya were
radar, Jones quickly succeeded in obtaining a close-up view of one of the
stations [16], which finally convinced the top levels of British command on
24 February 1941. The success of electronic intelligence by ground stations
naturally called for equipping aircraft with suitable receivers, and a flight
of 109 Squadron was outfitted with receivers in Wellington bombers, which
gained the name of Ferret for this kind of aircraft, and began searching for
emissions over a wide spectrum. By October electronic intelligence had
located 27 Freya stations [17]. On 7 May they made the acquaintance of
the Würzburg, observed as pulsed 50 cm transmissions from nine locations
[18], but no suggestive antennas showed up on the kind of photographic
coverage that had given the first hints of Freya. The information gained
from the Ferrets indicated that the Würzburg had a much narrower beam
than the Freya, and Jones suspected that this was superior equipment al-
ready widely deployed, possibly the cause of the unnerving speed with
which searchlights were being brought to bear on bombers. The character-
istics of Freya were pretty easily understood from the emissions, but this
new set was surprising, and Jones wanted details. The need for a picture
was obvious.
In late 1941 a careful study of a Freya station revealed an object close
by and apparently associated with it, small but curious enough for Jones
to insist on a close-up shot. This required two flights for success, but the
second gave Jones the picture he wanted. This first view of a Würzburg
disclosed two intriguing elements: the device was indeed small and lo-
cated close to the beach. Could it or some of its important components be
taken in a commando raid?
Jones was reluctant to recommend action that put the lives of many
men at risk to secure this information, but a consultation with W B Lewis,
by then Deputy Superintendent of TRE, bolstered his belief in the value of
learning the details of the Würzburg. A raid also fitted with Churchill’s
wishes to agitate the German shore defenses as much as possible, so the
request went to Lord Louis Mountbatten, Chief of Combined Operations,
who favored the operation enthusiastically and ordered preparations. A
parachute company underwent the detailed training for a night landing
near the village of Bruneval where the radar station was located, and crews
of the landing craft that were to remove the raiders and their precious loot
from the beach practiced on a similar coastline.
The raid took place on the night of 27/28 February 1942 and was
an unqualified success. Its professionalism, greatly admired by the Ger-
mans, made up for the bewilderment that had marked British response to
the battleship dash of two weeks earlier. The disposition of the garrison
was known to the attackers from aerial photographs and the reports of
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Technical and Military Imperatives
reason, a new site was soon found in the buildings of a college at Malvern
overlooking the Severn Valley in Worcestershire. With the emphasis on
microwaves there was much less need for a location near the ocean. The
spa town of 15 000 had to take up the addition of the 1000—soon to grow to
3000—employees and their families, and found this decidedly less pleas-
ant than furnishing hotel space for the annual festivals of plays by Bernard
Shaw that had marked the pre-war decade.
So the last and final move of TRE began on 25 May 1942 [21]. It was
not the final name, however. It remains in Malvern today, although not
in the college. Five more name changes have left it the Defense Research
Agency.
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ber was sure it was not the convoy and called the 302nd Infantry Division,
where he thought the warning caused the troops to go into a condition
of enhanced alert. The outcome of the landing naturally reinforced in his
mind the opinion that he had given the alarm [27], but the enhanced alert
had had other origins. Since February Hitler had transferred his inva-
sion fears from Norway to France with the result that all lower levels of
command were thoroughly exercised. On top of that, British propaganda
had been trumpeting a second front for 1942, amplified by all communists
or communist sympathizers in the west. Troops went into alert positions
whenever moon, tide and weather were suitable, as they were that night.
The operation did have one radar objective in putting a technician,
Flight Sergeant Jack Nissenthal, ashore on the Green Beach to examine and,
if possible, remove components of the Freya. Unlike the Bruneval Raid,
Jones had not requested this as he considered his knowledge of Freya ade-
quate; the task had been tacked on because the planners of every raid now
wanted something about radar. Nissenthal went ashore with Company A
of the South Saskatchewan Regiment, who were unable to take the well
fortified radar station, but he was able to observe the movements of the an-
tenna, which told him the set had lobe switching [28]. Some extravagant
claims have been made by Nissenthal [29] and others about the accom-
plishments of this exploit. A big point was made and has been disputed
of his having cut telephone lines out of the Freya station [30], forcing them
to use radio to transmit their findings, but these stations had already used
radio for this purpose to the extent that there was little more intelligence
to be gleaned from listening to such transmissions [31]. However that may
be, his adventures on the beach had a distinction denied any of the others,
for he had had a personal guard assigned to protect him or kill him (he
learned later) rather than allow his capture. This resulted from an order
originally intended to apply to a TRE scientist and not altered when the
assignment was given to a technician [32].
The German convoy bound for Dieppe was an unforeseen compli-
cation for the attacking fleet, as the two collided in the darkness with a
resulting exchange of gunfire. This was interpreted by the Kriegsmarine
to be British torpedo boats attacking the ships. British shore radar had
tracked the convoy with their NT 271 equipment since 2140 hours of the
18th, even achieving remarkable long-range plots as a result of anomalous
propagation [33], but this information did not reach Captain John Hughes-
Hallett, the Naval Force Commander because of a communications failure
[34]. Two destroyers in the force had 10 cm type 272 (a modification of the
271) radar but failed to detect the convoy [35]. The reason for this prob-
ably lies in the absence of a PPI indicator in this set [36], which made it
difficult for the operators to untangle the confusion of so many ships. The
resulting melée scarcely helped get things off to the right start for landings
dependent on surprise, although the short fight actually raised no alarm.
Subsequent studies show that part of the confusion arose because some
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officers thought plots beyond normal radar range, the result of anomalous
propagation, were not trustworthy data [37].
Thus the extensive radar activities add up to very little, if somewhat
more than nothing. German radar contributed nothing to warning the
garrison despite the alert radar commander’s report and insistence. No
jamming or deception was attempted by the British despite the impor-
tance of surprise. Information about the German convoy learned from
shore stations was not passed on to the responsible commander, and his
own ships did not spot it. The one piece of radar intelligence that Nis-
senthal learned, that the Freya had lobe switching, was not deemed worth
preparing a special report [38].
The small thought given to radar in preparing for Dieppe was not
repeated in planning for the invasion of Normandy, somewhat less than
two years later. The invasion had a detailed plan for radar at every level
and used jamming and deception in the most advanced forms as well as
radar in its primary mission. The debacle at Dieppe had many lessons to
teach for the Normandy and Mediterranean invasions. That they had to
result from such a bloody defeat does not necessarily follow.
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Technical and Military Imperatives
two carriers were dispatched temporarily to support the second and suc-
cessful invasion attempt of Wake Island on 21–23 December. Nagumo then
supported the invasions in the southwest Pacific where lay the oil fields
and various minerals and produce of Borneo and Java, vital to sustain
Japan’s war effort. The hastily organized ABDA Command united the dis-
parate American, British, Dutch and Australian forces but had neither the
material nor the essential common training to deal with Japan.
Darwin, on the northwest coast of Australia, was the supply port
for the defense of the Malay Barrier, and Nagumo sent a powerful carrier
attack against it on 19 February 1942 that reduced its ability to function and
destroyed many of the vessels needed. A week later Vice Admiral Takeo
Takagi disposed of the ABDA fleet under the Dutch Rear Admiral K W
F M Doorman without carriers. The newly formed allies fought bravely
and desperately but to no avail, and Doorman went down with his ship.
USS Langley, the Navy’s first carrier, was lost in one of the actions fought
around Java, while serving as an aircraft ferry.
Nagumo’s next target was Ceylon and control of the Bay of Bengal to
secure the naval flank for the invasion of Burma and, for all anyone on the
Allied side knew, to open the way to India and a link with the Germans
in the Middle East. To counter this the Admiralty scraped together a force
that seemed strong enough on paper; three carriers, five battleships and
assorted cruisers; but the carriers had too few aircraft and those inferior to
the Japanese, and the battleships were old and slow. Action ended when
the Japanese left with other business in mind after sinking a carrier and
two heavy cruisers. Nagumo had lost no ships but had to note attrition of
his superb air crews that would prove much more difficult to replace than
the aircraft.
In none of these actions was radar used.
From the safe historical perspective that time allows, one can say that
Japan began the Pacific War unfavorably. The success Japan achieved at
the beginning masked far more enduring errors. Their concentration on
battleships at Pearl Harbor was in part a necessary consequence of absent
US carriers, but their neglect of fuel tank farms and repair yards resulted
from failure to appreciate fully the logistics of modern naval warfare. In
fact they left the American Navy with most of its fighting ability, although
this was hardly appreciated at the time. That the US Navy was outnum-
bered in important units did not result from the losses at Pearl Harbor,
and for whatever losses in ships and territory America suffered, it gained
a public united to a degree that would have been thought impossible the
day before the attack.
Battleships would be important, better said useful in the coming
struggle, but the encounters long planned by all naval tacticians of great
masses of capital ships were not to be. In their place came task forces made
up of one or more carriers as the principal striking element with protection
and support from cruisers, destroyers, oilers, supply ships and—if they
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Years of Allied Despair and Hope
add some exotic names to the list that had Shiloh and the Argonne.
Both forces caught the enemy by surprise. The Enterprise’s radar
opened this chapter of naval history by spotting a snooper, which was de-
termined to be on a course that would not allow it to see the ships, so it was
not molested [2]. The absence of IFF made itself acutely felt once enemy
planes were in the air, leading to less than desirable fighter control, but in
alerting the task forces to enemy reconnaissance aircraft, to be disposed
of or not as circumstances directed, the CXAM was superb. The absence
of the FD (mark 4) fire-control radar resulted in poor, sometimes wild AA
fire from the 5 inch guns. The Marshall–Gilbert raids did not do a lot of
damage, but American losses were light.
These raids were followed a few days later by a third under Vice
Admiral Wilson Brown with the Lexington. The objective was the recently
captured harbor of Rabaul in New Britain, a port quickly becoming a major
Japanese base. A Kawanishi discovered the force uncomfortably early but
radar made Brown aware of having been seen [3]; two of the big flying
boats were downed by radar vectoring. The discovery quite predictably
brought an attack by land-based bombers on the morning of 20 February,
but radar gave alert for a timely interception with a repeat performance
for a second attack in the afternoon. The defending fighters broke up the
attacking formations before they could reach the fleet, which prevented
damage to the ships and allowed few of the bombers to escape. Because
of the extreme range the bombers had had to fly, the defenders did not
have to contend with a fighter escort and as a result suffered few losses [4].
Brown called off the attack on Rabaul as not worth the risk to his carrier,
but his presence troubled the Japanese and delayed the advance on Port
Moresby.
At the end of February the Enterprise raided Wake Island and added
two more firsts for its radar. It tracked the attacking planes and corrected
their course through the YE homing radio. The YE was a meter-wave
directional beam used to guide planes back to the ship. It normally rotated
automatically, sending a coded signal that gave the direction to the ship.
Pilots listened as its beam swung by them and thereby learned the course
they were to take to return. Its directionality made it a relatively safe way
of communicating with the attackers. After the successful raid a plane with
a non-functioning homing device was located by radar and guided back
by risking a short normal radio communication [5].
The next raid had significant strategic impact. Brown led the Lexing-
ton and the Yorktown through the Coral Sea to attack from the south Lae
and Salamaua on the north side of New Guinea. Surprise was complete
and the raid gave Japan the greatest losses of the war to date, and their
advance on Port Moresby was delayed yet again. Radar was by then just
part of the varied techniques of a technical force.
The last raid of this preliminary period appeared to be one for the
public, the Tokyo Raid, but it so unnerved the Japanese that they made
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Technical and Military Imperatives
overly hasty plans for what was to lead to the Battle of Midway. Radar’s
observation of picket boats [6] caused Halsey to launch the Army B-25s
earlier on 18 April than planned, but the raid was a spectacular success
and no ships were lost; the bombers were lost, but most of the crews were
saved by the Chinese amongst whom they landed. Japan exacted a terrible
retribution on the populations of the regions that had helped them.
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Years of Allied Despair and Hope
enemy first and worries about whether aircraft would be able to find their
way home in the dark—and whether home would be waiting for them.
The degree to which radar had taken hold of the naval airmen was il-
lustrated in an order by the commander of the Yorktown assigning his most
experienced squadron commander as Fighter Direction Officer, which re-
quired him to take his duty in the radar room, not in the cockpit of a fighter
[7]. Given the responsibilities and the fallibility of his equipment it was
not an enviable job and certainly not the one sought by an accomplished
flier. For the aircraft of both carriers there were only six IFF sets, and two
were lost with their Wildcat fighters in a strike against Tulagi that opened
the battle.
Radar picked up a snooper on the morning of 5 May with the now
well exercised CXAM, but it being too dangerous to guide the pilots to the
encounter by radio they had to head out on a compass bearing and depend
on skill and luck, which prevailed [8].
On 7 May the carriers Shokaku and Zuikaku under Rear Admiral
Chuichi Hara (the whole Port Moresby force was commanded by Vice
Admiral Takeo Takagi) launched an early strike force that destroyed a fleet
oiler and a destroyer, misidentified as a carrier and a cruiser. At about
the same time an American reconnaissance plane reported surface vessels
that were taken to be carriers through a coding error, and they launched
their ‘knock out blow’, not at the Shokaku and the Zuikaku but at the cov-
ering force for the invasion, which did have the light carrier Shoho. The
Shoho and her consorts were caught completely by surprise and the Amer-
icans showed the good effects of their on-the-job training. Their attack on
the carrier was nearly perfect—except that American torpedoes were slow
and often did not run true or explode—and demonstrated the fragility of
carriers by quickly converting the vessel into an exploding inferno.
The remainder of the day was spent by each side unsuccessfully seek-
ing to find the other. A Japanese strike went ineffectually after another
group of the wrong Allied ships, which were bombed equally ineffectu-
ally by US Army Air Forces planes from Australia. Some of the returning
Japanese aircraft were ambushed by Fletcher’s fighters on the basis of a
radar sighting [9], some were lost trying to find their way home in the
dark, all significant losses of excellent flight crews. That night found both
Fletcher and Hara intently examining every piece of what was by then
a huge amount of confusing and often contradictory evidence as to the
location of the other.
At first light of 8 May reconnaissance planes from both task forces
sought and found their adversaries with strikes launched immediately.
The American attack, which obviously came as no surprise, did not have
the sting as the one on the Shoho but damaged the Shokaku seriously enough
to put her in repair yards for the coming decisive Battle of Midway. Zuikaku
hid in a convenient rain squall. Both Lexington and Yorktown were dam-
aged, only the former seriously, but inexperience in damage control re-
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would have almost certainly resulted in the United States abandoning the
‘Germany first’ policy, a somber thought when Stalingrad and El Alamein
lay six months into the future.
Midway’s epic nature has naturally resulted in careful study and the
retelling of its story. Here only the barest essentials needed to link the
events with radar will be recounted. The reader who does not know it
would do well to start with Morison [12], a description almost fresh from
the scene. For accounts drawing on a greater number of sources Lord [13]
and Prange [14] are excellent. For those interested in minute details about
the air battles there is Lundstrom [15].
Yamamoto’s plan, which came into Nimitz’s hands from the Pearl
Harbor decoding rooms of Lieutenant Commander Joseph Rochefort, had
three parts: the main carrier force under veteran Nagumo approaching
Midway from the northwest, a diversionary attack on the Aleutians, and
the Midway occupation force approaching the island from the west. Ya-
mamoto committed six carriers against which Nimitz could oppose only
three. The recently repaired Saratoga was on the West Coast, but had nei-
ther escort cruisers and destroyers nor fully trained flight crews to man
her. Yamamoto conveniently attached two carriers to the Alaskan diver-
sion that he could have well used in the main force and that accomplished
nothing in the northern waters; this left the ratio four to three. Yamamoto
followed his carriers with a mighty fleet of battleships; Nimitz had six but
left them at San Francisco, considering them too slow and not yet converted
into the floating AA batteries that would really help. The Americans had
more IFF sets than a month earlier in the Coral Sea, but many fliers had
none.
Early on 3 June a Catalina spotted the Midway occupation force,
and nine Army B-17s dropped bombs moderately near it. Nimitz was not
deceived by this or the Aleutian task force and placed the two task forces
that made up his strength north of Midway. Halsey was in the hospital and
his force, made up of the Enterprise and the Hornet, was entrusted to Rear
Admiral Raymond Spruance, subordinate to Fletcher, who commanded
the Yorktown force.
Unaware of the location, or even the presence for that matter, of
Nimitz’s carriers Nagumo launched a very strong strike at Midway on
the morning of 4 June. This attack was sighted by a Catalina and shortly
thereafter by the island’s SCR-270s [16]. Strike planes immediately left
the island to hit the carriers, including the B-17s that were to drop bombs
all over the ocean in three different sorties that day; Marine fighters in
obsolete Buffalos and a few Wildcats knocked down a few bombers but
were badly mauled by the escorting Zeroes. These attacks on Nagumo’s
carriers did no harm but did contribute to a hectic command atmosphere,
which was not helped by the leader of the Midway strike force calling for
a repeat attack and by the first faltering evidence from a reconnaissance
plane of the position of American carriers to the northeast. The difficulty
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Technical and Military Imperatives
of CXAM in dealing with the many targets provided by the task force’s
patrolling aircraft, which were incompletely equipped with IFF, delayed
the identification of this observer for the better part of an hour, allowing
him to report the presence of a carrier.
Fletcher and Spruance launched their attack at the earliest possible
moment and provided one of the most dramatic episodes in naval history.
The first to sight and attack were the ineptly named Devastator torpedo
planes. Given the circumstances of their attack it is doubtful whether the
use of the new and much improved Avengers would have made any dif-
ference for they were set upon by fighters with no more protection than
their rear cockpit machine guns. Of the 41 that attacked only six survived
and not a single torpedo went home. Their sacrifice very likely provided
victory, for while the Japanese combat air patrol and AA guns were de-
stroying the Devastators and their crews, dive bombers caught Nagumo’s
carriers by complete surprise.
Radar’s only part in this was in giving certain warning to the Mid-
way garrison, important but hardly decisive. More important was radar’s
absence. Nagumo had no idea that dive bombers were so near and conse-
quently did not make the critical preparations for receiving an attack, and
the decks were full of armed aircraft with filled tanks and gasoline hoses
lying about. Akagi, Soryu and Kaga found the consequences of this in a
matter of minutes. Yamamoto had radar but it was on the battleships Ise
and Hyuga, some hundreds of kilometers behind where it served no func-
tion [17]. Had the US Navy been using electronic intelligence receivers
they could have received a shock. The Ise had a 1.5 m air-warning radar of
mark 2 model 1, and the Hyuga had a 10 cm surface-search mark 2 model 2,
which was given credit for preventing a collision in the bad weather fol-
lowing the battle [18]. When the one remaining carrier Hiryu launched a
strike later in the day on the Yorktown, it was seen by the CXAM in plenty
of time to make preparations that prevented her from being turned into
an inferno [19]. It was to no avail, as two torpedoes from a submarine
(the Japanese variety worked consistently and well) caused her eventual
loss. Hiryu found the same fate as the other three carriers later in the
day.
An evaluation of radar for the early stages of the Pacific War has many
similarities with the evaluation of it for the Mediterranean. America’s
great disadvantage initially was in being outnumbered in carriers and in
having inferior aircraft and less experienced air crews. After Midway the
inequality began to be reversed, but it was a change that had had to be
earned, fate had not foreordained it. The advantages that the US Navy
had during the time before the country’s industrial might came to the fore
were (1) a well trained navy, if not at the peak that Japan had in December
1941, (2) an excellent understanding of the logistic support that a modern
navy requires, (3) the ability to read some enemy signals and (4) radar. The
question turns on whether the Navy would have emerged victorious had
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Years of Allied Despair and Hope
any one of these elements been absent; more specifically, could it have won
without radar?
The prelude to the victory at Midway was the carrier raids. Given the
extreme value of an individual carrier, these raids were risky affairs, but
could be undertaken with moderate assurance that the task forces could
not be surprised from the air, and this proved to be the case. The Japanese
examples during those years demonstrated the fragility of these vessels.
Without radar a carrier was like a battleship without armor plate. In effect
radar gave carriers armor. One can easily imagine—and here one enters
the great swamp of conjecture—the aborted Rabaul raid taking a bad end
for the US had the land-based planes not been intercepted before reaching
the Lexington.
The confidence radar built up among its users was obvious by the
Battle of the Coral Sea. Just its use in ambushing the returning strike force
planes on the evening of 7 May may have spelled the difference the next
day by adding to Hara’s serious attrition of air crews and planes. The
presence of those lost planes might have led to the sinking of the Yorktown
too. But this is all idle. There is no end of possible outcomes. There is
no denial that radar was highly valued by those whose lives depended on
it. It was not a perfect instrument but it was something no one wanted
to sail without. CXAM had been designed as an air warning set and had
functioned as planned. Its performance drove all users to make their CICs
into good fighter direction devices. What was sorely needed was IFF, PPI,
very-high-frequency radio and CICs properly set up and manned. Radar’s
value at the tactical level was comparable to the ability to read Japanese
signals at the strategic level.
One tenet of air power doctrine was quietly laid aside as a result of the
experiences of these few months. The Army’s four-engine heavy bombers
proved useless against surface ships. It was one thing to put a bomb into
a pickle barrel from 6 km high, but something else again to put it onto a
fast moving ship. Army B-17s from Midway made a total of four squadron
sorties without hitting a single ship, although they certainly frightened a
destroyer on their last attempt. Such gross inaccuracy was welcomed when
their comrades in Australia had mistakenly targeted American ships in the
Coral Sea but not when they missed the Shoho, which they had attacked
before the carrier planes arrived to show how these things were done. The
Army had obtained four-engine bombers on the basis of their ability to
protect the nation’s coasts; they had been the great hope for protecting
the Philippines. Billy Mitchell’s thesis had agitated defense circles for two
decades and should have been forgotten, but airpower advocates trans-
ferred with an adroit inversion of the scriptures the prediction of carrier
power to their prophet and the myth endures.
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almost daily fights between ships and ships, ships and shore batteries and
ships and aircraft. A restricted part of the ocean north of Guadalcanal be-
came the resting place of more naval tonnage than any comparable place
in the world and was named Ironbottom Sound by the survivors. The air
field on the island, the possession of which hungry, often starving ground
troops contended, was continually subjected to air attack and defended by
gunner and pilot.
Radar assumed an ever increasing importance, becoming by the end
of 1942 a significant weapon, but the infantry noted it not. Their war had
few refinements: rifles, pistols, bayonets, machine guns, explosives, mud,
jungle, insects, disease, boredom, terror.
The reader who does not know the details of this campaign should
correct this fault. The best source for completeness, accuracy and readabil-
ity is Richard Frank.
At the beginning of 1942 the American Navy had CXAM radar
mounted only on a few capital ships. As the year progressed Bell Labs
FC (later mark 3) sets began to be mounted on battleships and cruisers for
main-battery fire direction, and by March FD (later mark 4) sets for dual-
purpose batteries began to appear on all capital ships with some destroyers
outfitted toward the end of the year. These radars operated at 40 cm and
used lobe switching for accurate direction, FC only for horizontal, FD for
horizontal and vertical. Originally designed for the very-high-frequency
triode invented at Bell Labs, their design had been altered immediately af-
ter the disclosure of the magnetron, and they became the first American sets
deployed using this invention. The basic FD design remained the Navy’s
AA fire-direction radar until the end of the war with a 33 cm automatic
tracking version, mark 12, introduced in late 1943 [1].
The FD had, of course, larger lobes than 10 cm equipment, but skilled
crews made good use of the size by tracking one air target while keeping
others on their scopes, ready to be picked up when the first departed the
place of honor. As it was, the beam of the FD was already so narrow that
picking up the target initially required good teamwork between search
and fire-direction radars. On the other hand the large lobes made it nearly
impossible to track very-low-flying planes, something not long kept secret
from Japanese fliers.
For surface targets the FC and FD were less satisfactory, for here the
large lobes did not have the usefulness apparent in AA fire direction. Sea
clutter, the reflection from surface waves, was a nuisance but could be
worked through in firing on single isolated targets, but multiple targets,
especially with similar range, caused the operators attempting to get cor-
rect bearing with lobe switching to aim at the center of gravity [2]. This
defect led to Bell Labs making the mark 8 fire control radar, about which
more in a later chapter. At about the same time the FCs and FDs were being
distributed, cruisers and destroyers began to receive the type SC radar, a
1.5 m set similar to the CXAM but with a smaller antenna that generated
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Years of Allied Despair and Hope
The sets were Navy type mark 1 model 1 for air warning. One set
with its boxlike array of dipoles was restored to service shortly after its
arrival at the Naval Research Laboratory. It operated on the 3 m band with
a peak power of 5 kW, with pulse lengths of 10 to 30 µs [7]. It seemed a
poor thing compared with SCR-270, but that judgement was pronounced
without appreciating the short time that had elapsed between perceived
need and production. Furthermore, the Allies were soon to make good use
of the Australian LW/AW radars of similar power. The greater range of
SCR-270 had to be bought at great price in power and weight; the latter
quantity was at times uncomfortable in the islands of the southwest Pacific.
An SCR-270 was on one of the transports unloading Marines and
their supplies but did not get ashore before the ships were pulled back
to Nouméa; a night surface fight had suddenly left them with little naval
protection, and they departed. In desperation the landed radar technicians
tried to put the Japanese set into operation [8].
From the time of the American landings until the last Japanese with-
drew from Guadalcanal on 8 February 1943 almost continuous fighting on
land, sea and air ensued. The goal of the antagonists was quite simple:
control of the airfield. The methods of attainment would prove to be ex-
tremely varied. For the Americans the object of the ground fighting was
to hold the airfield, named Henderson Field in honor of one of the Marine
aviators who died at Midway. That done they had to expel the Japanese
infantry from the island to insure a more secure operation of the air base.
Naval forces on both sides had to bring reinforcements and prevent
the enemy from doing the same. A key element in this was control of
the air during the day—lack of sophisticated radar prevented any serious
night air activities—but control of the air turned on whether Henderson
Field could function. For the first two days carriers provided the airplanes
overhead, but Fletcher withdrew them as too precious to risk long in such
a tough neighborhood. Marine fighters did not arrive at Henderson Field
until 20 August when the engineers with their single bulldozer had made
it capable of getting planes aloft. Guadalcanal’s air defense came to be
called Cactus after the island’s radio identification.
Attacking aircraft came from Rabaul on New Britain and from Buka
and Buin on Bougainville near the north end of islands so arranged that the
path to Guadalcanal gained quite naturally the name of ‘the Slot’. Early
warning was crucial and came from two sources: radio messages from the
coast watchers, Australians with native assistance positioned on the islands
past which the raiders flew and Cactus radar. The first SCR-270 reached
Guadalcanal on 20 September, quickly followed by two more 270s and
two 268s. A few days later Lieutenant (USNR) Lewis C Mattison and three
other officers arrived from the Fleet Fighter Director School at Pearl Harbor.
Radar established itself as so important that Lieutenant Colonel Walter L
Bayler, an experienced flier, took over fighter direction. The Japanese were
unable to locate and eliminate the coast watchers, so the pilots began taking
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Technical and Military Imperatives
routes that avoided observation, but by then radar was able to give reliable
warnings.
An effective air defense grew out of the strengths and weaknesses of
the equipment. The SCR-270s detected the raiders, depending on altitude,
at ranges as great as 200 km. The operators became skilled at determin-
ing both number and type of the attacking aircraft but had little success
in determining altitude. The warning time so received sufficed for the
defending fighters to spiral directly over Henderson Field to an altitude
that gave them advantage. Their radio equipment was too weak to direct
an interception in advance of the island, and the pilots did not want to
fly without control, something that produced excellent radio discipline.
When the attackers came within range of the 268s a reliable determination
of their altitude could be obtained and transmitted to the fighters over-
head. An extremely valuable aspect of the radar warning was that after its
installation no air patrols were needed. This conserved fuel, aircraft and
pilots, all in short supply and pushed to the limit [9].
So long as Henderson Field functioned, American surface ships were
relatively secure during the day, but when night blinded the fliers Japanese
destroyers ventured into those waters working as transports, attacking any
American ships they found, and putting a few shells into the American
camps. The rapid arrival and equally rapid departure of these ships caused
them to acquire the name Tokyo Express. This pattern of Japanese supply
was maintained throughout the struggle. The larger naval surface actions,
which were fought almost entirely by gunfire and torpedo, had the same
form, just heavier ships and bigger fights.
Five major surface actions were fought over Ironbottom Sound, and
two carrier battles were fought to the north and east of the islands. At
other times the carriers moved nervously but not idly about the Solomons.
They were fundamentally aggressive units, yet fearful because of their few
numbers and strategic importance. For details of their activities between
and during major battles read John Lundstrom.
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Years of Allied Despair and Hope
force of cruisers and a destroyer to destroy the supply ships at the beach.
To intercept any raiding force were five American and three Aus-
tralian cruisers with about as many destroyers under Rear Admiral Rich-
mond Turner. Two American destroyers with SC radars, Blue and Ralph
Talbot, were placed as pickets beyond Savo Island. Shortly after 0100 hour
Rear Admiral Gunichi Mikawa led a somewhat smaller but much better
controlled and undivided force from Rabaul out of the Slot around the
south of Savo Island. It should have been detected by Blue but was not.
Japanese lookouts—unaided by radar—saw Blue, but Blue saw nothing
with either optical or radio eyes, and Mikawa left her to continue her pa-
trol. The reason for this serious failure seems to have been a mixture of
poor equipment performance, inadequate training and the confusion for
meter-wave sets caused by the presence of nearby land. The SC displayed
its observations on an A-scope, target amplitude against range with di-
rection selected by the operator. Large nearby land masses, even if many
degrees off the antenna axis, could form echoes capable of hiding targets at
greater range, very much as reflections from the ground obscured targets
for meter-wave AI equipment. The SC, like nearly all meter-wave sets,
also leaked radiation out the back to a small degree, and when this was
reflected off a land mass it gave the operator the appearance of something
small to the front. PPI and microwaves were the only sure way in such
circumstances. Nevertheless, the SC should have disclosed the Japanese
squadron and the reason for failure is not clear.
The cruisers San Juan and Quincy and the destroyer Patterson had
radar that should have been useful, but the San Juan, which had the only
SG, was placed such that she was never engaged. The Quincy used her
SC to note but disregard a Japanese float plane [10], the Patterson her FC
to fire briefly on the Chicago [11]. The Japanese squadron retired after
receiving only minor hurts but in fear of the planes that dawn would bring
and without executing the orders to put the beach and supply ships under
fire. The Allies had four cruisers sunk, including the Australian Canberra,
and one badly damaged, a thorough whipping. The beachhead, however,
remained.
Naval tacticians have examined this battle in great detail, as the reader
can well imagine. Such study lies outside our purpose, but it is obvious
that radar had been more a handicap than an advantage because of the
false confidence it gave, reducing the emphasis on alert lookouts. The
reasons for radar’s failure were equipment unsuitable for close-in surface
action (the SG was not committed), inexperienced operating personnel, the
absence of IFF on ships and a want of understanding by commanders of
radar’s limitations as well as its capabilities. Fortunately, the Americans
recognized these reasons as the cause of grief with the means of correction
evident; there was no loss of confidence in radar.
The Japanese immediately followed this battle with attempts to bring
in reinforcements by destroyers that raced down the Slot under cover of
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Technical and Military Imperatives
darkness packed with men but little heavy equipment. Not wanting to rely
on this tactic, Admiral Yamamoto set much larger forces in motion, and for
two weeks the two opposing navies prepared for a major encounter.
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Years of Allied Despair and Hope
largest vessel set afire and sunk and the other two forced back. It was
here that the US Army Air Force finally sank a ship with a B-17: a hove-to
destroyer, so unconcerned at the approach of the heavy bombers that she
did not even get under way when the bombers appeared. Attacks by them
earlier on all three carriers were as ineffective as usual.
The Japanese lost a light carrier and a destroyer. The Americans lost
no ships but had to send the Enterprise to Pearl Harbor for repair. It was by
any measure an American victory. The CXAM radar of the Enterprise gave
ample warning of the attack that damaged her, allowing a strong defense
and the prompt clearing of combustibles and explosives, but it failed for
most fighter control, although as much from communication breakdown
as saturation of the radar scopes.
In the interlude between this and the next important naval battle
something happened of illustrative importance to radar. On 15 September
during relatively quiet and routine operation the Japanese submarine I-19
passed undetected through the destroyer screen surrounding the carrier
Wasp and hit her a fatal blast. Earlier that morning radar had vectored the
combat air patrol to dispose of a snooper, but the destroyers’ sonar had not
been up to the same standard. Without a warning Wasp was fragile indeed
and became after three major carrier battles the first American carrier to
become an inferno, the fate that had by then befallen six Japanese carriers,
all from surprise air attack. No amount of damage control skills sufficed
when plentiful quantities of gasoline were about. It left the fleet in a critical
condition because submarine I-26 had sent Saratoga off for three months
at repair yards two weeks earlier in a similar attack. Both submarines
escaped. The Navy’s anti-submarine ability was consistently the same in
both Atlantic and Pacific Oceans in 1942—poor.
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Technical and Military Imperatives
fight and were to prove crucial to the victory that emerged. Captain Ed-
ward J Moran, commander of the Boise, was well informed about radar
and saw the struggle clearly on his SG when Scott was essentially blind.
Moran applied a bit of judicious disobedience of orders to make Scott’s
simple and effective plan—crossing Rear Admiral Arimoto Goto’s T—a
success; however, he failed to communicate clearly what he saw to Scott,
with substantial confusion arising. Moran probably did not realize the
extent of Scott’s blindness.
When the cruisers opened fire in darkness their first rounds were hits,
and the Japanese squadron was caught completely by surprise and severely
damaged in the first few minutes [15]. The Japanese failed to execute their
mission and suffered the loss of a heavy cruiser, three destroyers and the
life of Admiral Goto; the Americans lost one destroyer. The Boise was
seriously damaged as a result of fire received when she began to illuminate
the enemy with searchlights rather than maintaining reliance on radar,
which became useless with so many ships and shell splashes about. In
one last contribution the Boise’s SG prevented her from grounding while
withdrawing [16]. The accurate opening fire produced effects far away in
Japan where elements of the Navy had resisted further development of
microwave equipment; the Boise’s salvos decided the matter: microwave
radar was to go into all kinds of warship [17].
The next night two Japanese battleships pounded Henderson Field
and vicinity in what was thereafter referred to as ‘The Bombardment’. It
left the air defense a shambles and gave the 164th Infantry more than a
taste of how life on the island was going to be. It also served as a cover
for the arrival—at no small cost—of the ‘Fast Convoy’ that unloaded sev-
eral thousand men who, when added to those already ashore, formed the
Japanese 17th Army. Thus, despite the victory of the cruiser action and
the American reinforcement, matters at Guadalcanal stood at their lowest.
The garrison on Guadalcanal was particularly displeased with the Navy’s
inability to cut off the steady flow of nightly reinforcements down the Slot.
Nimitz chose to replace Ghormley with Halsey, and whether justified by
events or not, it raised the spirits of the command measurably.
The 17th Army was to take Henderson Field and force the Marines
and soldiers to the beach; with the air base safely out of the way Ya-
mamoto’s ships and planes would destroy the American fleet that would
predictably come to the rescue. Acting on cryptanalysis that revealed the
key elements of the plan [18] Halsey moved his carriers from their usual
position south of Guadalcanal, where their function was defensive, to the
north to make a spoiling attack, and the Battle of Santa Cruz Islands began.
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Years of Allied Despair and Hope
a large fraction of the Americans had only just completed air training.
Japan’s shipyards and training schools were being completely outclassed,
so it was now or never, although not fully appreciated at the time. For
the Americans the odds were not as unfavorable as the carrier ratio indi-
cated because Halsey had a new battleship, South Dakota, to help guard the
Enterprise. The basis for this apparently incongruous statement was the
transformation of this vessel into an floating AA regiment. It had an amaz-
ing number of 5 inch semi-automatic dual-purpose guns directed with FD
radar and had just been equipped, as had the Enterprise, with the new
40 mm Bofors automatics to replace the weaker and jam-prone 1.1 inchers.
Not only was the 40 a better gun for close-in defense, it had the excellent
mark 14 optical computing sight designed by Stark Draper of MIT. The
cruisers were not yet equipped with 40s, although all had the new 20 mm
machine guns. They did have FD radars, but heavy AA fire despite radar
control accounted for a much smaller fraction of kills than did the close-in
defense by 40s, 1.1s and 20s [19]. It was the beginning of a new phase of
carrier warfare, one that would change even more dramatically during the
subsequent year when the 5 inch shells would carry proximity fuzes.
Radar added another new element in the form of ASV mark II sets
mounted in the long-range Catalina observation planes, which spotted the
enemy shortly after midnight on 26 October 1942, formally initiating the
battle. They even attacked these ships with bombs and torpedoes after
reporting the sightings [20].
The carrier battle had the usual confusions in communications and
reconnaissance. It began with what had now become a tradition: B-17s
dropping bombs into the ocean. Both sides used air-warning radar with
attendant strengths and difficulties. The Shokaku’s radar returned the best
range of the day with 155 km, but American radar had an especially bad
day. On assuming command Halsey took the well proved Fighter Direc-
tion Officer of the Enterprise to be his Communications Officer at Nouméa
to clean up problems that had plagued that command’s signals, and un-
fortunately some excellent radar men from the carrier’s radar plot went
with him. The new Fighter Direction Officer was hardly able to find the
china-marking pencils before the battle began [21], and by coincidence the
operation also began with the maximum ranges of the CXAMs of both
Enterprise and Hornet down to about half. Other vessels were not so hand-
icapped but did not transfer the information to where it was needed [22].
Fighter pilots may have once resented control by a voice on the radio, but
by October 1942 they depended on it and were vocal in their criticism of
its failures at Santa Cruz.
The air combat can best be described as wild and confusing. Some
Japanese pilots, either wounded or with damaged aircraft crashed or at-
tempted to crash their targets, a morbid hint of things to come. American
fliers severely damaged carriers Zuiho and Shokaku; their enemy counter-
parts crippled the Hornet, which the defending airmen blamed on the poor
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Technical and Military Imperatives
fighter control. Japan lost 99 of the 203 aircraft engaged, 48 of them to the
vicious new AA fire, especially in the Enterprise’s task force; the US lost 80
of the 175 engaged [23].
The Japanese Army failed to take Henderson Field as a result of the
difficulty of maneuvering in the jungle, the tenacity of the defenders and
the use of infantry tactics that went out of style for other armies in 1914.
Severe losses of air crews forced the Japanese to withdraw even though
two carriers were still operational. American ships withdrew to the south
leaving the stricken Hornet to be sunk by Japanese destroyers. The Japanese
did not choose to pursue, having injuries of their own, especially the loss
of their best aviators, and no wish to tangle with island-based bombers.
The Battle of Santa Cruz Islands was very likely unique in the balanced
importance of struggles on land, sea and in the air.
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Years of Allied Despair and Hope
indicator was mounted vertically as part of the control panel. With time
a PPI repeater would become one of the vital instruments on the bridge,
but such was not the case in 1942, and a crowded radar room was hardly
the place for a commander. The intelligence gained by the SG was trans-
mitted by telephone to the bridge whence it went by the single voice-radio
communications channel (Talk Between Ships) to the two admirals. Un-
der the best conditions this was a terrible way to transmit the complicated,
rapidly varying information that appeared on the SG screens, something
overlooked by the radar poet just cited.
The battle quickly became one of complete confusion—‘a barroom
brawl after the lights had been shot out’. Fire direction was generally
optical because of ranges so close that machine-gun fire was exchanged.
There were a lot of star shells, searchlights, fires and gun flashes [25] to
aim with and at. Once this close-range battle began it is questionable
whether central command could have been exercised regardless of the use
of SG. Whether the battle might have developed more satisfactorily had
Callaghan watched the PPI in the approach phases is clearly beyond the
ability of later judgement to decide.
Callaghan and Scott died within minutes of the crash; both were
awarded posthumous Medals of Honor. Henderson Field and the trans-
ports were saved from bombardment at the cost of two cruisers and four
destroyers, but the battleship Hiei was so crippled from the many 8 inch
shells fired at close range that she could not escape the air attacks that
began the next morning. It took direct hits by four 1000 and one 500 lb
bombs and 11 torpedoes (some of which actually exploded) to cause her
to sink the following night, abandoned and unobserved [26]; she was a
tribute to her 1910 builders and designer, Sir George Thurston [27]; she
was also Japan’s first battleship loss and as such was the first of two terrific
psychological shocks to the Imperial Japanese Navy. Two of her accom-
panying destroyers ended with the accumulating collection of wrecks in
Ironbottom Sound.
During the night of 13/14 November cruisers, destroyers and de-
stroyer transports of the Tokyo Express landed reinforcements and bom-
barded Henderson Field with 8 inch shells, but most of a transport convoy
was blown apart by aircraft next morning. Halsey did not want to submit
his one remaining carrier, Enterprise, although he had her air group operate
out of Henderson Field and ordered his two battleships to stop the next
attempt at bombardment. Naval gunfire was very much more damaging
both to material and to the spirit than any of the air attacks Guadalcanal
suffered during that campaign.
Thus in the late hours of the 14th began round two. A battleship, four
cruisers, 18 destroyers and four transports under Vice Admiral Nobutake
Kondo and Tanaka came down the Slot to be met by two battleships and
four destroyers under Rear Admiral Wilis A Lee. Lee had a flagship with
an SG and an understanding of what it could do. None of his destroyers
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Technical and Military Imperatives
had an SG and only one had an FD fire direction set. These ships had not
worked together before; the destroyers were selected at the last minute
according to how full their fuel tanks were.
Lee kept control throughout and sank a destroyer and the battleship
Kirishima, which ended in defiance of all hydrodynamic knowledge bottom
up in the mud [28]. The transports were run aground to discharge the
troops, but few escaped the morning air attack. Lee emerged with his
flagship, USS Washington, unscathed and at the end fighting alone but
with the loss of three destroyers and quite a bit of damage to the other
battleship, South Dakota. He attributed his success to radar in turning back
this large force and protecting the troops on Guadalcanal from another
version of ‘The Bombardment’ [29].
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Years of Allied Despair and Hope
Wright’s flagship, USS Minneapolis, had SG radar and led the column
of cruisers with four destroyers ahead but none far enough to serve as
pickets. At 2306 the flagship’s radar picked up the first evidence of intrud-
ers, who were seen by the radars of the van destroyers shortly thereafter.
Radarless Japanese observers made out the presence of the Americans six
minutes later. Both sides launched torpedo attacks at long range. Wright’s
force delayed a few minutes and missed the optimum position; it also had
inferior torpedoes. Tanaka launched at optimum position and had supe-
rior torpedoes. Wright lost the Northampton and had three other cruisers
sent to repair yards for many months. Tanaka lost a destroyer to cruiser
gunfire. It was another Japanese naval victory that went unnoticed by their
troops on Guadalcanal for it gained them no vital supplies.
Ground action pressed the Japanese ever harder which, combined
with the inability to supply these men, led to a decision on 25 December to
evacuate, completed 8 February. It was a decision to fall back, not abandon
the whole region, and they began construction of an air base further up
the Slot—about a third of the way from Guadalcanal to Rabaul—at Munda
on the Island of New Georgia. It was on the return from a bombardment
of this construction during the night of 4/5 February 1943 that the cruiser
Helena shot down a dive bomber using an FD and proximity fuzes. In 1943
there were nine more night battles in the Solomons, one of which claimed
the Helena, but the story of Guadalcanal makes a closed chapter, one rich
with lessons about radar.
Radar’s contribution to this campaign is mixed. Taken all together
this was one of the great naval actions of all time, but radar was seldom
decisive, although it certainly contributed to the American victories at the
Battle of Cape Esperance, the Battle of the Eastern Solomons and the sec-
ond part of the Naval Battle of Guadalcanal. Its worst failure was at Tassa-
faronga in which the Americans had a strong force with the best surface-
search and fire-direction radars; the Japanese had a weaker force with no
radar.
The naval radar failures can generally be attributed to the ever chang-
ing upper levels of command not understanding that this new technique
had to be studied and exercised. The aviation commanders had begun de-
signing their operations around radar as soon as they had encountered it
and had employed embryo combat information centers to direct their first
engagements. The surface commanders did nothing comparable, which
was understandable so long as they were constrained by the deficiencies
of meter-wave equipment for locating ships, but they showed inattention
when the extreme advantages of the microwave equipment became known,
advantages strangled by the means through which the information had to
reach commanders. As the problems of fighter direction illustrated all too
clearly, one had to practice seeing with the new eyes.
But the same can be said about learning to fight at night. Every en-
gagement had had a different American commander, frequently scarcely
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Technical and Military Imperatives
260
Years of Allied Despair and Hope
261
Technical and Military Imperatives
Solomons. It did not yet count as equipment useful to the infantry in its
inventory, and the naval action was one of supply conducted with fleets
of trawlers and landing barges, whose attack and defense were neither
the stuff to delight naval historians nor to make use of the radar of the
time. But the Milne Bay example was continuously repeated—although
not with CHL—on all the beachheads of the South Pacific. No landing was
considered secure until the LW/AW was on the air.
In 1944 the American-made SCR-602, a copy of the British 1.5 m
lightweight set, began arriving in the Pacific Theater. Later it was fol-
lowed by the highly admired SCR-602 type 8. This 50 cm set made use
of a high-frequency triode, VT-158, designed by Harold Zahl at the Signal
Corps Laboratory and manufactured by Eitel-McCullough, the source of
the fabled Eimac tubes [33]. It incorporated lines of thought followed inde-
pendently by the makers of the Bell Labs door knob, the British micropup
and the German LS180, TS6 and RD12Tf.
As American ground troops and air units began to assemble in north-
ern Queensland in preparation for the coming push north, the Army Air
Forces set up five SCR-270s in the vicinity of Townsville to reinforce the
Australians, who had by July deployed ten of their Air Warning (AW) sets
and eight of the converted SCR-268s (MAWDs); by the end of the year they
had added another 27 pieces, two of them special rigs set up at Milne Bay
for sea search made out of ASV mark II equipment for which the originally
intended aircraft had been destroyed [34]. This was the beginning of a
growing Australian–American radar effort that was to see a mixing of per-
sonnel and equipment as the Allies fought their way across New Guinea,
the Halmaheras and Borneo.
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Years of Allied Despair and Hope
263
Technical and Military Imperatives
264
Years of Allied Despair and Hope
265
266
people, who may have been originally indifferent to the downfall of the
communist state, had come to realize that the war was against them, not
just Stalin; (3) Hitler had also conveniently declared war on the United
States, which was to prove a serious distraction for the Nazi state; (4) a
Wehrmacht without winter clothing or equipment had been assailed by a
winter as deadly as the enemy. In January 1942 Germany found herself in
total war, a discomfort theretofore left to her adversaries. Only then did
German total mobilization begin.
During the intoxicating summer of 1941 radar had been, if anything,
even less important to the Germans than the Russians. The new weapon,
so important in the west, was ignored in the east. The Luftwaffe dominated
the air and found little need for equipment in short supply and required for
the defense of the Reich against Bomber Command. There had been use
of Freya sets before the surprise attack of 22 June to insure that no Soviet
observation planes discovered the large assembly of forces [16], but few of
the clumsy Freyas followed the Blitzkrieg.
The Soviet air force had to make its recovery in the face of German
air superiority, but its slow progress called for correspondingly increased
vigilance by the Luftwaffe. A measure of Russian progress can be found in
the extent of German radar deployment. As Leningrad became besieged,
the air struggle there became more advanced, and Luftwaffe Signals set up
Freyas on the islands of Hiiumaa and Saaremann, located to the west of Es-
tonia, to protect German shipping from air raids [17]. A Freya unit covering
the south approaches of Leningrad found movement of the set in the terri-
ble winter retreat of January 1942 so difficult that it had to be destroyed [18].
In 1941 radar was closely associated with strategic bombing, and its
use with and against tactical ground forces lay a few years in the future.
The steady growth of Soviet power came from factories beyond the range
of German bombers, and the railway network continued to distribute sup-
plies and troops, hindered but not brought to collapse by air raids. The
four-engine bomber that General Walter Wever had favored to attack these
resources was absent and not going to appear.
An early German use of radar came from an unexpected quarter—
partisan warfare. When it became clear that Germany was the enemy of all
those Soviet peoples that did not have some ethnic status that made them
acceptable to the Nazis, partisan groups began to make no small amount of
trouble behind the German lines. Made up of soldiers cut off but not taken
prisoner and civilians escaping and fighting SS terror, these groups were
organized and maintained by the Soviet command. Night flying served
as the means of bringing vital supplies and officers to these units and the
carrying out of information and wounded. Soon an elaborate air transport
was established at night. Combating these infiltrating flights proved dif-
ficult, in great part because of the primitive Russian equipment used. The
most important aircraft was a biplane, paradoxically designated the U-2.
Flying slow and low and necessarily observing strict radio silence it was
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Technical and Military Imperatives
difficult to detect. Radar was obviously called for, and it came as railway
radar trains, but an effective counter to the U-2 was never found [19].
Russia’s notoriously muddy roads made movement by rail essential
for heavy equipment—a Freya required 28 horses for movement by typical
road [20]—and radar trains were the obvious answer, first placed in service
in October 1942. They were portable fighter control units that consisted
of a Freya for early warning and two Würzburg giants, one to track the
enemy and the other to track the interceptor so the controller could bring
the two together [21]. Some trains made good use of searchlights. It was
the system called Himmelbett in the west2 . As the air situation deterio-
rated for the Luftwaffe, the radar trains became more numerous and more
important. In 1943 a radar train in the Orel-Bryansk sector took credit for
bringing down about 30 planes [22].
(The first radar trains may have been placed in service somewhat ear-
lier in France during the summer of 1942. By that time the activities of the
underground were beginning to be troublesome, and light aircraft trans-
ported agents and supplies between the continent and England. Finding
the resistance personnel was more important than bringing down the air-
planes, so railway-mounted equipment that could be moved to suspected
places of operation in order to observe where they landed was an obvious
answer. It is reported to have led to several arrests [23].)
Growing Soviet air power began forcing the Luftwaffe to bomb at
night, and their efforts had grown to such an extent that the Soviets began
organizing night fighter units in late 1943. These units were not particu-
larly effective because they lacked both airborne and ground radar capable
of bringing about interception [24].
The absence of strategic bombing in the east meant there was no cen-
tralized air defense, so radar use on both sides tended to take on local
character and ingenuity. A German bomber group at Shitomir (near Kiev)
used two Freyas for night bombing Russian concentrations at locations
beyond artillery range. One Freya directed a bomber by radio so as to
follow an arc of constant radius while the second controlled the release of
bombs. The attacks were not only complete surprises but remarkably ac-
curate [25]. The reader will encounter a similar but more elaborate method
of blind bombing, called Oboe, used against Germany in a later chapter3 .
By the time of the great tank–air battle at Kursk during 5–11 July 1943
the Soviet air force was something that had to be dealt with, and the Ger-
mans assigned five of the nine then existent radar trains to the sector. The
Wehrmacht lost decisively. The wreckage of hundreds of aircraft and tanks
littered the field, but one Freya was credited with saving Fliegerkorps VIII
from complete destruction [26].
Any Soviet use of radar at Kursk has escaped mention in the sources
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Years of Allied Despair and Hope
269
Technical and Military Imperatives
US Navy FC, later mark 3, fire-direction radar mounted on the forward main
battery director of USS New Mexico in December 1941. Optical range finders
can be seen ahead and behind the FC antenna. The mark 33 director could use
data from either source. Its blind-fire capability gave a severe shock to the Japanese
Navy at the Battle of Cape Esperance in October 1942. US Naval Historical
Center photograph NH 84811.
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Years of Allied Despair and Hope
271
Technical and Military Imperatives
Radar of the carrier USS Yorktown on 5 April 1945. This replacement for the
earlier Yorktown was commissioned 15 April 1943 and carried a full complement
of the latest radar. At the left and right are mark 12 fire-direction radars with
IFF antennas in their centers and mark 22 height finders at their right. The
mark 12 was an improved version of the FD; the mark 22 was an elevation-only
3 cm set used to thwart the attacks of very-low-flying aircraft. Second from the
right and insignificant in appearance but mighty in operation is the SG, the most
valuable aid to mariners since the invention of the chronometer. Next is the
flying bedspring of the SK, the improved version of the 1.5 m air-warning XAF
and CXAM surmounted by its IFF antenna. Next and in the background is an
SC, used as a back-up set for the SK. One step farther to the left finds in close
proximity another SG and a YE aircraft homing system; the latter was not a radar
but a very-high-frequency directed beam with a signal that gave the direction of
propagation, thereby allowing fliers to set a homeward-bound course. Finally just
abaft the forward mark 12 is an SM, a 10 cm radar with a parabolic reflector that is
mounted on a gyroscopically stabilized platform; its function was fighter control
close to the ship where the poor resolution and lack of height data made the SK
nearly useless. National Archives photograph 80-G-376152.
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Years of Allied Despair and Hope
American microwave
phased-array radar, the
Bell Labs FH (later mark 8)
fire-direction set. Early use
of the FC showed that the
40 cm wavelength and the
dependence on an A-scope
display resulted in confusion
in a complicated surface
action. The 10 cm mark 8
with its improved resolution
and maplike display allowed
multiple targets to be kept in
a ±15◦ sector view without
confusing the direction of fire
on the one selected as target.
US Naval Historical Center
photograph NH 84813.
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Technical and Military Imperatives
Fighter control with radar: USS Santee. Fighter control in the US Navy evolved
the Combat Information Center (CIC) that grew into large specialized rooms that
became the nerve center of the vessel in combat. The CIC shown is on an escort
carrier in which space is at a premium, as these ships were intended primarily
for operations against submarines and air support during landings. The plas-
tic-covered table at the right serves as the plotting board from which the fighter
directors extract information to vector onto the enemy. The carrier depended on
the SC radar for data. National Archives photograph 80-G-342577.
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Years of Allied Despair and Hope
Front view of Royal Navy type 271, 10 cm surface-search radar. This was the first
operational microwave radar. Sea trials of a production model were made on 25
March 1941 aboard the Flower-class corvette Orchis. Transmitter and receiver had
separate identical antennas, the transmitter at the top. A dipole backed by a rod
reflector is located at the focus of a cylindrical parabolic mirror. The top and bottom
plates earned this style the name of ‘cheese’. Aboard ship this antenna was enclosed
in a plastic cylinder for protection. By September 32 corvettes mounted type 271s.
Churchill Archives Centre, Royal Navy photograph. Crown Copyright.
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Technical and Military Imperatives
Fighter control with radar: fleet carrier HMS Venerable. The Aircraft Direction
Room of British ships differed from the Combat Information Centers of US carriers
in little other than name. Here a projection system, called the Skiatron, allowed
control officers to survey the air situation. HMS Dryad archives, Royal Navy
photograph. Crown Copyright.
Japanese 1.5 m air-warning radar mounted on the aircraft carrier Junyo. This
mark 2 model 1 entered service in time for Midway. Had a carrier had it there
instead of a battleship, which was far from the action, the battle might well have
ended differently. National Archives photograph 80-G 264924.
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Years of Allied Despair and Hope
Japanese 10 cm surface-search
radar. This mark 2 model 2
also entered service in time to
be used at Midway, but only
on a battleship. It was used
effectively throughout the Pa-
cific War and gave Japanese
submariners a weapon de-
nied to their German al-
lies. Japanese microwave
equipment always used horns
and circular waveguides. Na-
tional Archives photograph
111- SC 290054.
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Technical and Military Imperatives
Japanese Navy 10 cm surface fire-direction radar, mark 3 model 2. This set used
lobe switching by a receiver having two horns below the single transmitter horn
on top. By the time it had been developed the Japanese Navy was no longer capable
of fighting surface actions. The set shown here is mounted for coast artillery but
was never used for that either. National Archives photograph 111-SC 290052.
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CHAPTER 6
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Technical and Military Imperatives
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The Great Radar War
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Technical and Military Imperatives
basic ideas came to mind almost as soon as they were posed. Destroying
the attackers was something else again. Hermann Diehl’s invention of
daylight fighter direction at Wangerooge in 1939 was an obvious beginning,
but difficulties were easy to list. Freya was excellent for picking up an
attacker 75 to 100 km away but gave no height data useful for night work.
If a fighter pilot was to fire on a bomber, he had to be guided to within a
couple of hundred meters of his adversary in order for it to become visible
even to dark-adapted eyes.
Hauptmann Wolfgang Falck had commanded the Me-110s that Diehl
had vectored so successfully to the attacking bombers on 18 December 1939.
This had impressed him so much that he began practicing the technique
using the new lobe switching for Freya with which Diehl had modified his
equipment with help from GEMA. They began using it over the Zuider Zee
in poor visibility and eventually in darkness, where local tactical conditions
of predictable altitude allowed them to down several aircraft. Thus when
Colonel Josef Kammhuber, just released from a French prison, was assigned
the task of organizing night fighter defense on 17 July 1940, Diehl and Falck
were incorporated into his new organization [10].
Telefunken had demonstrated in July 1939 the ability of the Würzburg
to determine the three-dimensional coordinates of the target, and in Octo-
ber it was decided to use this device as an adjunct to Freya. Owing to the
Würzburg’s small size and portability, the first plan had been to sprinkle
them liberally over the countryside in order to follow the incoming aircraft,
making up for the short range of 25 to 30 km by fielding a large number.
To this end 4000 were ordered, even though the design was not yet final.
In the final acceptance tests on 9 April 1940 at the Erprobungsstelle (test
station) der Luftwaffe Rechlin the performance was spectacular, and the
sets that were soon to be in production were taken away from air warning
and given to Flak, as they were obviously able to point guns or searchlights
better than any other technique [11].
Flak invented an ingenious test firing for the new equipment at shoots
in Kühlungsborn on the Baltic Sea, which they called ‘mirror shooting’
and which allowed trials on targets of higher performance than towed
sleeves. For an aircraft passing to the west of the battery, the bearing
angle calculated from the radar data was given a negative sign, resulting
in the guns pointing to the east. A vertical glass plate lying in the north-
south plane at the battery allowed the reflection of the target to be seen
superimposed on the sight of the shell bursts. Theodolite data of target
and bursts allowed numerical analysis [12]. In September 1940 a battery
in the vicinity of Essen brought down the first bomber using gun-laying
radar [13], and the future of the Würzburg was settled. It was also to be
the heart of night-fighter control.
The night-fighter control evolved through a number of stages, the first
two of which concern us now. Helle Nachtjagd (illuminated night fighting)
came first. In it a Freya picked up the enemy at extreme range and provided
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Technical and Military Imperatives
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The Great Radar War
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Technical and Military Imperatives
was done by providing both with a front-end adapter called Wismar that
allowed a 15% change in wavelength that could be accomplished in about
half a minute. The active jamming came in the form of Carpet, which was
dealt with reasonably well with Wismar, but the excessive secrecy placed
on Düppel prevented any advance action for the coming passive jamming
by Window, and that was another story [27].
Perched at the top of a narrow and steep-sided peak in Swabia about
10 km south of Reutlingen sits the tiny Castle of Lichtenstein. Its small
size and high location may have inspired Telefunken’s engineers to name
their radar series for airborne interception after it, although this clue does
not seem to have been picked up by British intelligence as the names for
Freya and Wotan had been. Kammhuber had recognized the need for such
equipment shortly after assuming command of night air defense and by
early 1941 had presented his requirements to Runge at Telefunken. Runge
proposed a 20 cm design but was told to utilize the company’s experi-
ence with the 50 cm techniques to which they had now devoted nearly a
decade, as there was no time for experimentation [28]. By summer 1941
he had a prototype flying [29] and by February 1942 the first night fighters
were so equipped [30]. It made its entrance as a contract development
by Telefunken’s engineers, moving from drawing board to prototype to
production in a normal manner.
The Lichtenstein had a rectangular array of four dipoles with reflec-
tors mounted at the front of a twin-engine plane, the Me-110 and Ju-88
being initial favorites. This minimum array gave a wide beam, which pro-
vided a wide angular field for searching but also a short range, 3 to 4 km.
Lobe switching in two directions would have provided enough directional
accuracy for the radio operator to guide the pilot to the target; however,
Runge and Hans Muth found a more elegant solution, one that imitated the
Würzburg’s rotating dipole by using a rotating phase-shifter in the trans-
mission lines to the dipoles that produced the same twirling beam [31].
The vital minimum range achieved was 200 m, which fit perfectly with the
Freya–Würzburg system of fighter direction and greatly improved Dunkle
Nachtjagd.
A number of different Lichtenstein models were put into the field as
criticism of the first ones returned to Telefunken. The Lichtenstein B/C
went into active service in September 1942, but production was slow, pri-
marily caused by a bottleneck in manufacturing the special vacuum tubes,
and production was not generally of high quality, causing many sets to be
returned. The biggest complaints were in the range, the angular region
searched and indicators that were too complicated for combat. Several
modifications corrected some of these faults, but to increase the range it
was necessary to go to a 3.75 m band, the Lichtenstein SN-2, which allowed
more power than possible at 50 cm [32]. The long waves were to prove an
adroit choice for reasons yet to come.
The intitial response of the pilots was remarkably cold. The dipole
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The Great Radar War
array detracted not only from the graceful appearance of the aircraft but
also reduced its speed quite a bit, and initially fighters so equipped were
not flown. A technically minded captain, Ludwig Becker, who had worked
with Diehl and Falck in their Zuider Zee operations [33], changed this
attitude by using the new device effectively [34].
Lichtenstein was Runge’s last important contribution to radar. On
graduating from the Darmstadt Technische Hochschule in 1923 he had
selected Telefunken in part to avoid working with Dr Karl Rottgardt at
another company at which he had been interviewed, as his dislike for
Rottgardt was immediate and enduring. When the object of his loathing
became Director of Telefunken years later, mutual animosity found fertile
ground, and by April 1942 Runge no longer had real responsibility. He left
Telefunken on 1 November 1944 [35].
An episode in German radar worth noting took place in October 1940
when Manfred von Ardenne and Hans Hollmann, each the owner of neigh-
boring private laboratories, proposed the plan of a panoramic radar based
on microwaves and the plan position indicator. They first approached
Göring, then a representative of Admiral Dönitz and finally Hans Plendl,
the Plenipotentiary for High Frequency Research. All rejected the proposal
[36]. There is reason to believe that the project as presented was not well
founded technically. They apparently had no suitable microwave gener-
ator, and a drawing that accompanied the proposal could easily have left
Plendl unimpressed, as it suggested that the two had lost contact with
radar research since the mid-1930s—the obvious result of the tight secrecy
imposed—but these were defects that two such men would have quickly
made good. The incident is revealing about both the Nazi state and the
two engineers. Hollmann had withdrawn from work on radar with GEMA
because of misgivings about the direction of the regime, and it is unlikely
that this had been ignored at top levels of the government. Von Ardenne,
a shrewd business man, had come near to joining the NSDAP in 1933 but
rejected the offer, as had his father. He had also come under the anti-Nazi
influence of Max Planck, Max von Laue and Graf Georg Arco, founder and
long director of Telefunken [37]. Neither of the two Lichterfelde labora-
tories was engaged in war work; Hollmann was doing medical research
for which von Ardenne was developing the use of tracer isotopes. Holl-
mann had, nevertheless, continued research in microwaves with emphasis
on magnetrons, and it is not certain what Germany’s—and until recently
Europe’s—leading microwave specialist had in mind. The regime thus
rejected the help of two of the nation’s outstanding electronic experts for
political reasons. What impelled the two to propose something of military
use was their concern about the air attacks they feared were coming [38].
There is an adage: ‘When war comes, you go with your people’.
While Germany was preparing the weapons for defending the Reich
from night attack TRE set out to furnish Bomber Command the means
for navigation; they had by mid-1941 finally come to realize this was an
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Technical and Military Imperatives
absolute necessity. Beam systems had two faults. For the pilot to know
his position he had to be on the line that the beam defined, which was a
restriction of no small consequence, as it is difficult to conduct a raid, even
a peaceful flight, that requires the aircraft keep to an aerial railway. The
flier needs to know his position wherever he may stray. Second, a beam
is simple for the enemy to interdict, either electronically or by having the
defending fighters use it to locate the attackers.
R J Dippy approached A P Rowe, Director of TRE, shortly after that
organization had reached Swanage in the summer of 1940 with an idea for
a radio navigation system, which came to be called Gee, a curious non-
abbreviation of G, which in turn stood for grid. Dippy had discussed this
idea while at Bawdsey, but there had been no push to follow it then [39].
Gee was fundamentally simple but had complicating details. A chain
of stations consisted of a master and two or three slaves, all located at dis-
tances of about 150 km from one another. The master broadcast radar-like
pulses on wavelengths chosen from 3.5 to 15 m. The slaves had receivers
for the master pulses, which they then re-broadcast after predetermined
and accurately timed delays. Master and slaves used the same wavelength,
so the navigators received all relevant signals on the same receiver, limited,
of course, by line-of-sight requirements.
On receiving signals from any master–slave pair the operator mea-
sured the delay between them. A given time delay did not determine
position but did locate the receiver on a hyperbola. Repeating the process
for another pair located the receiver on a second curve. The navigator was
provided with a map on which these curious grid systems were superim-
posed and located his position from the intersection of the two curves he
had determined. For identification, the master and slave pulse rates dif-
fered. The master had a repetition rate of 500, the first two slaves had rates
of 250 transmitted alternately and the third transmitted double pulses ei-
ther at 500 or 500/3. Complicated as it would appear, it presented an
easily recognizable display on the receiver cathode ray tube. A fix could
generally be accomplished by any two station pairs; the third pair resolved
ambiguities and extended the range when its slave was the closest to the
aircraft. Accuracy decreased with distance, primarily because the inter-
secting curves became more nearly parallel; the uncertainty varied from
one to a few kilometers [40]. There was much enemy territory not covered
by the new system because of the line-of-sight restriction, but even for
those raids it furnished a secure starting point. It also reached out to guide
the tired, often wounded fliers home, a function of value comparable to
sending them toward their targets.
Small-scale tests using low-power stations in fall 1940 showed the
idea to be practical. By August 1941 three full-power stations tried opera-
tion with 12 aircraft that had prototype receivers, and the results were an
outstanding success [41]. Unfortunately, something disturbed the eupho-
ria. The tests were extended to a raid on the Ruhr, and one Gee-equipped
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The Great Radar War
bomber failed to return, leaving the distinct possibility that a receiver was
being examined by Martini’s engineers, who would be onto the secret in
short order with jamming techniques running through their minds. This,
of course, was to be expected in normal operations, but these sets were
laboratory-built prototypes and production was months off, despite all
pressures to expedite it—months during which countermeasures could be
devised.
The matter was turned over to R V Jones as an inversion of his normal
duties. Now he must do what he could to obfuscate any intelligence the
enemy might have gained. Here Jones, a notorious practical joker, was
in his element. He had the Gee transmitters continue broadcasting but
with unsynchronized pulses; he had them disguised to look like radar
stations; he had some navigation beams set up, which the Air Force found
quite useful, they having nothing else [42], and which he called J in the
hopes that the nearness in pronunciation to German ears would confuse
interrogators of Air Force prisoners [43]. From whatever cause, secrecy
was retained.
On 22 February 1942 Air Marshal Arthur Harris became the
Commander-in-Chief of Bomber Command. He brought to this position
a vigor and ability that his long service had amply demonstrated. He also
brought to it the conviction that strategic bombing was to be decisive and
the determination to make it so. He knew the destructive ability of his com-
mand but preferred to ignore its manifest weaknesses by pushing ahead,
surmounting difficulties as they arose rather than worrying overly about
them in advance.
On the other side of the Channel leadership was virtually absent.
Kammhuber had devised what was to develop into a good initial mode
of defense, but he was allowed the power of a technician rather than of
a commander and was swept aside when new tactics were demanded.
Göring bore complete responsibility, but his long series of wrong decisions
crippled the arm that had been so terribly feared in 1939 and led to its ulti-
mate destruction. Unwilling to turn authority over to Erhard Milch, alone
among Germany’s ruling clique with the competence and drive necessary
to retrieve her fortunes in the air, and retaining the dictator’s support,
Göring blundered to the end. The air defense of Germany settled onto
subordinate commanders, radar engineers and brave, resolute air crews
who fought each new attack with whatever resources were given them but
without a sure, guiding hand directing a strategic response.
The air war against Germany could now begin in earnest. Both sides
had prepared for the event and completed their preliminary actions. The
Luftwaffe had perfected its air warning, was improving its night-fighter
direction and Flak rapidly and Bomber Command finally had a method
of navigating a few hundred kilometers into enemy territory and enough
bombers to begin. The first attack with Gee on Essen on 8/9 March 1942
opened Harris’s campaign of strategic bombing.
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Technical and Military Imperatives
And so it was that March 1942 bore a strong resemblance to July 1940.
Britain, later joined by America, was to attempt what the Luftwaffe had
failed to do. In this they were successful because the invasion succeeded
two years later, whereas the German invasion had not been attempted.
But they failed to bring victory without invasion—the central doctrine on
which the proponents of air power had based demand for resources—and
the methods employed in the attempt generated more contention than any
other part of the Allied war effort.
6.2. COUNTERMEASURES
Watson Watt’s gigantic CH towers offered mute testimony to early concern
about radar countermeasures. The steel transmitter towers had many an-
tenna configurations during the course of the war, with horizontal dipoles
mounted along the sides in the beginning. The radiation pattern from the
side-mounted dipoles was sufficiently poor that curtain arrays became the
standard transmitter antenna for the later, West Coast, stations. Many of
the initial, East Coast stations were re-fitted with one or at most two cur-
tain arrays hung between the fortuitously placed towers that had resulted
from the original CH design of four operational frequencies. Owing to the
narrow bandwidth of these antennas, extra arrays had to be available for
the rapid changes of frequency needed to evade jammings. (Jamming is
an enemy transmission on the radar frequency of a signal modulated to
fill the operator’s indicator with obscuring traces.) This fitted well with
the need to have spare capability in the event of units not functioning, ei-
ther from malfunction or enemy action. Multiple wooden receiver towers
mounted dipoles of wavelengths corresponding to those of the transmit-
ters. A design anticipating countermeasures was but one characteristic of
British radar that set it off from early American and German equipment:
it had been intended from the first to be part of an air-defense system.
Colonel Martini attempted to jam CH during the Battle of Britain from
ground stations across the Channel but with little success [1].
Fighting the radar war required a knowledge of what devices had
to be countered, which became the province for a new specialty, electronic
intelligence. The information so gained then went to the laboratories where
equipment was designed to thwart what the enemy had brought forth.
Destruction of the enemy radar was the natural and traditional way of
dealing with any kind of new weapon, but countering it electronically was
often easier—and somehow seemed a more appropriate, less brutish way
for the engineers to fight—and if one was clever the enemy might be fed
choice bits of misinformation and thereby led astray.
Use of radio countermeasures slacked during 1941 after the lessening
of night attacks on England. Bomber Command had begun its attacks on
Germany but was still unaware of any serious radar threat and had no
interest in electronic warfare. As R V Jones’ scientific intelligence began
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Technical and Military Imperatives
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The Great Radar War
Research Committee, the Rad Lab and the Navy. They decided without dis-
sent to establish a special laboratory for this purpose and proposed Alvarez
as its head because of his intercept-receiver initiative and general interest
in the subject. Commitments to work in progress at Rad Lab caused him
to decline the offer but with the strong suggestion to offer the job to Pro-
fessor Frederick Terman, head of the Department of Electrical Engineering
at Stanford University. This proved a fortuitous choice owing to Terman’s
knowledge and stature in the field of radio and his ability to approach his
many former students in building a staff. In August 1942 he secured an
especially valuable addition in the team that was working for Columbia
Broadcasting developing color television. Better yet, they brought with
them their own laboratory equipment, exactly the type needed and al-
ready familiar to them [6]. Terman’s general arrangement for obtaining
industry people was to have them remain employees of their parent cor-
poration, thereby retaining seniority and pension rights, and to pay the
corporation for their services. In addition to the satisfaction of contribut-
ing to the war effort, the company thereby gained electronic skills through
their engineers that they might easily have missed, had they remained on
the sidelines. By January 1944 Terman’s lab had 744 employees, 214 of
whom were research personnel [7].
Terman went to Britain in April 1942 for six weeks and established
excellent rapport with Robert Cockburn, who was chief of RAF counter-
measures, while he learned the characteristics of German radar and British
response. On return he organized work into three sections: building a jam-
mer for Freya under John Byrne, a jammer for Würzburg under Bob Sorrell
and continued work on the intercept receiver by Sinclair. By then his orga-
nization had been given the obligatory deceptive name, the Radio Research
Laboratory, and had taken up quarters in a wing of the Biological Labora-
tory at Harvard [8]. Whether for security or to confuse future historians,
the jammers for Freya and Würzburg were given the same names used by
TRE, Mandrel and Carpet, but they were different designs [9].
Early jammers on both sides emitted the radar frequency modulated
with a sine wave, but experience showed that it was better to modulate with
noise, as this gave the appearance of a deterioration in the performance
of the targeted radar receiver rather than some disturbing agency. This
was the technique Martini had employed so successfully in the Channel
Dash. Gas regulator tubes were common circuit components that formed
a moderately constant reference voltage when current within some range
of values passed through them. Without filter capacitors they showed
significant noise levels and took on a new function as noise generators.
Another noise generator was the photomultiplier tube. This device was
capable of producing an extremely short output pulse on absorbing an
optical photon and was the heart of all television cameras. By keeping
the multiplier in the dark and increasing the voltage beyond that required
for normal operation, thermal electrons from the photocathode and first
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Technical and Military Imperatives
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The Great Radar War
mans [16]. Radio propagation peculiarities near the ocean surface often
produced unaccountably and unexpectedly long ranges to targets that con-
fused the operators and sometimes generated phantom targets—fired on
by batteries from both sides of the Channel. Clouds and humidity gradi-
ents added to the confusion, and sidereal noise limited the signal-to-noise
ratio obtainable with CH [17].
When Watt and Wilkins made their calculations in 1935 of the inten-
sity of the re-radiation by a dipole, intended to approximate the resonance
behavior of the wing structure of an airplane, they inadvertently investi-
gated a very effective means for interfering with radar. A modern radar
operator is by no means exempt from the confusion that this early coun-
termeasure produces when a shy target fills the space surrounding itself
with dipoles cut to lengths that resonate at the wavelength of the incident
radiation. There are ways for him to deal with this nuisance but a nuisance
it remains, one that can saturate his equipment. When one considers how
obvious the idea is and how many persons thought of it independently,
how puzzling seems the extreme secrecy placed on it before its first use in
1943.
Lindemann, ever ready to find fault with early radar, had seized on
the effect of releasing dipoles in the CH beam that his student, R V Jones,
who was studying infrared detection, had pointed out to him [18]. One
of the virtues of CH, however, was its resistance to this form of interfer-
ence. The long wavelength and horizontal polarization required that the
dipoles had to be some meters long and suspended horizontally, which
never proved feasible. Knowledge of the efficacy of dipoles spread when
the Bawdsey researchers used dipoles suspended by balloons in testing
the 5 m GL sets [19]. American operators of SCR-268 learned early to
have someone climb a tower with an attached dipole in order to test their
equipment.
Thinking about these things was not restricted to the learned and was
especially encouraged among those most closely trapped by events. Thus
when 148 Squadron was making electronic intelligence flights in North
Africa in September 1941 and found themselves subjected to intense AA
fire, they suspected that their antennas were enhancing their radar echo. In
a subsequent raid on Benghazi they had the bomber crews throw out 46 cm
long aluminum strips, the dimension being that of the antenna suspected
of having drawn fire, but found no effect on the accuracy of the Flak [20].
Obvious speculation about what might have resulted had the crews been
informed about the Würzburg wavelengths and cut the strips to 27 cm
must be tempered by the knowledge that there were no Würzburgs in
North Africa until April 1942, indeed no German radar at all until January
of that year [21].
In March 1942 Joan Curran, the only woman scientist at TRE, re-
ported her own investigation of the idea, which she found practical and
compelling. By 4 April its use had Air Ministry approval and the code name
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Technical and Military Imperatives
of Window. Fighter Command requested that its use be held back until its
effect against British radar had been established. These tests did, in fact,
show that the AI marks VII and VIII, the first 10 cm sets, were affected. Their
beams spiraled around the direction of the fighter, and Window confused
the radial indicator display; the tests also showed the GCI sets then being
introduced, which used 50 cm radiation, could also be seriously confused,
greatly complicating night interception [22]. Bomber Command was be-
ginning to find the losses attributed to Würzburg-directed Flak unaccept-
able, which led to a dispute between the two commands, and Window in-
troduction was postponed when it was learned that AI mark X or SCR-720,
which had a different kind of indicator, was much less susceptible. Nei-
ther command was aware at the time that the German airborne interception
radar was being designed for the Würzburg wavelength. Cockburn was
permitted to experiment but under the strictest security.
Window was the perfect countermeasure for the Würzburg wave-
length. To be effective Window must fall through the radar beam to insure
that the operator’s indicator is overwhelmed. If the radar beam is nar-
row, as is the case for microwaves, the chance of a sufficient number of
dipoles lying in it will be correspondingly small. The Würzburg 50 cm
beam was large enough to pick up thousands of the little dipoles as they
drifted through the sky, whereas a 10 cm beam would intercept only about
1/25 as many. The Würzburg used a rotating dipole at the feed, which pro-
vided a continuous sweep of all polarizations, so the random orientations
of the falling strips were well scanned [23].
Telefunken tested the idea at the Luftwaffe research station at Rechlin
in early 1940 with results so shocking to the top levels of the Luftwaffe that
the tightest secrecy was imposed on the knowledge; a ban was even im-
posed on further experimentation, effectively cutting off the development
of protective measures. In accordance with Telefunken’s use of geograph-
ical locations as code names, Leo Brandt called the metal foil technique
Düppel after a Flak battery stationed on an estate by that name near Berlin-
Zehlendorf [24], an exceptional way of being secretive—the German word
for dipole is similar to the English [25].
When Terman returned from his stay with Cockburn he brought
knowledge of Window with him. He instituted research in what the Amer-
icans chose to call Chaff and assigned Dr L J Chu, a noted antenna expert,
to study the matter theoretically. Theory was important because the ra-
tio of the width of the foil to its length determined the bandwidth of its
resonance. A very sharp resonance could miss the wavelength of the inci-
dent radar and generate only a small echo. To extract the practical aspects
Terman turned the theory over to Fred Whipple, an astronomer. Practical
manufacture set constraints on a design for the huge quantities that would
be needed, and Whipple soon worked out formulae that gave radar cross
section for a given bandwidth per kilogram. His results were confirmed in
experiments at TRE, and large quantities were stockpiled against the day
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The Great Radar War
of use [26]. By the end of the war three-quarters of all American aluminum
foil production went for Window [27].
The introduction of Window caught the Würzburg-equipped gun-
ners and Lichtenstein-equipped night fighters completely by surprise.
Ever since the Bruneval raid, jamming had been expected for Würzburg,
and a modification, Wismar, that allowed relatively rapid changes of wave-
length was ready, but an air filled with dipoles had been officially banished
from thought and plan. What might have been accomplished in calm now
had to be done in extreme haste.
The night fighters were already in the process of changing their 50 cm
equipment for 3.5 m sets (for unrelated reasons) and thereby became im-
mune to the new clouds obscuring their prey, but a substantial change
of wavelength was not an immediate option open to the AA radar. The
basis for working through Window came from the very first reflection ex-
periments of the early 1930s—the Doppler effect. The wavelength of the
reflected signal was altered by motion of the target, and bombers moved
fast whereas the drifting dipoles moved with the wind. The Würzburg
used special high-frequency triodes in its transmitter, which were stable
enough in frequency to allow filters in the receiver to distinguish shifted
from unshifted echoes [28]. This was the first use of the technique that has
come to be called ‘pulsed Doppler’. Unfortunately, echoes from aircraft
were not just shifted, they were shifted to either side of the transmitter
wavelength depending on whether the targets were approaching or de-
parting and by an amount dependent on the velocity.
Asuitable device, called Würzlaus, invented at the Max-Wien-Institut
within two weeks after the alarm [29], suppressed the unshifted signal that
came from the cloud of dipoles, which made it easier for the operator to see
the unsuppressed echoes from the target. It allowed some degree of success
in distinguishing bombers from aluminum foil, and in skilled hands under
the right conditions this restored much of Flak’s accuracy. It worked on
the approach, where there was a Doppler shift to shorter wavelengths, and
on the departure, where the shift was to longer wavelengths, but failed,
of course, in the important mid-course region when the bombers flew at
right angles to the radar line-of-sight and where the Doppler shift was too
small for discrimination. But Würzlaus had the unfortunate characteristic
of requiring a fixed wavelength, which made it incompatible with Wis-
mar’s frequency agility. This meant that formations throwing out packages
of Window and operating their Carpet jammers, something that became
common in fall 1944, made radar-directed gunfire sometimes impossible.
When overcome in this manner the Würzburg made use of Stendal A and
became a passive device that at least determined the direction to the Carpet
transmitter [30].
Another expedient made use of an audible signal produced on the
reflected pulses by the propellers and general vibration of airframes, an
effect noted by Lorenz investigators when observing a windmill in exper-
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298
iments just before the war. The radar receiver output was passed through
an audio-frequency filter that suppressed the pulse-repetition frequency
before transmitting it to a pair of headphones; the operator then attempted
to ‘hear’ the airplane. The device, called Nürnberg, was manufactured
between September and December 1943 [31].
In early 1944 Dr H Pöhlmann of the Reichs-Luftfahrt-Ministerium
removed the frequency rigidity and other deficiencies of Würzlaus with
an improvement called Tastlaus, which worked with Wismar and thereby
greatly improved the ability of radar control to work through Window and
Carpet [32]. Despite all Allied precautions, Flak took ever greater numbers
of the attacking formations. During the last seven months of the war the
US Army Strategic Air Forces in Europe lost 1566 aircraft to AA fire [33].
What would the total have been without Carpet and Window?
The unsatisfactory nature of the methods to counter Window was
reflected in a competition offered by Göring for the best technical solu-
tion with tax-free prizes up to 300 000 Rm depending on the value of the
invention. Entries were to have been delivered to the Air Ministry Tech-
nical Office GL/C-F4 by 1 April 1944. Staatsrat Professor Abraham Esau,
who would shortly replace Plendl as Plenipotentiary of High-frequency
Research, was to head the judges [34]. There is no record of an award.
The Pacific War was almost a separate war, and this held particularly
for radar; thus the introduction of Window by the Japanese during a night
raid on Guadalcanal in May 1943 went unreported to Europe and did not
enter into the discussions that led to its introduction in the July attack
on Hamburg. The Japanese dropped 75 cm strips of ‘deceiving paper’
(Giman-shi) to disrupt the SCR-268 that was proving to be a problem.
They considered the use successful in reducing losses [35].
Observing enemy radar and radio navigation equipment in order
to discern its characteristics was the earliest function of countermeasures
people. The Royal Navy entered quickly into these transactions, setting
up an electronic countermeasures station at Dover during summer 1941
[36]. Such services quickly became airborne, and their missions, though
inherently passive, were by no means safe. The direct observation of a
Lichtenstein during the night of 3 December 1942 proved to be a very near
thing for an air crew that had deliberately positioned themselves as bait
[37]. Much more tangible information about the Lichtenstein came the
following May in the form of a Ju-88 equipped with 50 cm B/C model,
thanks to the carefully planned defection of a night-fighter pilot and ra-
dioman who secured the acquiescence of the mechanic with the aid of a
pistol. This gave Britain not only the details of the radar and radio altime-
ter but allowed the machine to be used in simulated fights with British
aircraft, which helped them locate weaknesses to exploit [38].
The vast expanse of the Pacific resulted in a number of intercept-
receiver-equipped long-range aircraft, called Ferrets, probing the Japanese-
held islands, but the first solid data came by way of a submarine, not an
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The Great Radar War
demonstrate the destruction of a city with the force available to him, yet
large enough to count in the headlines.
So mankind increased the nightmare of total war by yet another de-
gree, but by then who would have urged the planners at Bomber Command
to desist? It is doubtful that such restraint would have come from many
inhabitants of Coventry or burghers of Rotterdam or Londoners who had
spent the winter nights in the underground stations, wondering whether
they would find their homes or work places standing when they made
their way out the following morning.
There were skeptics to Bomber Command’s capability, and Harris
saw the need to have results that would impress top levels of the Air Force
as well as political leaders. This was the reason for destroying Lübeck and,
shortly thereafter for the same reason and under similar circumstances,
Rostock. He was also clearly playing to the press in making the attack
with 1,000 bombers on Cologne at the end of May 1942, for which he had
had to strip the training squadrons in order to achieve the magic number.
The city was severely damaged, and it was a success for Gee.
Gee was a great navigational advance but had three weaknesses: (1)
its range was limited by approximate line-of-sight transmission, (2) its ac-
curacy was of the order of kilometers and (3) jamming, expected from the
start, began on 4 August 1942 by jammers called Heinrich [1]. Foreknowl-
edge of these faults had set TRE planning other navigational aids, two
of which become important: Oboe and H2S, both introduced in Decem-
ber 1942. Oboe would prove to be a remarkable blind-bombing device
that provided skilled users with the ability to drop bombs from very high
altitude to within a hundred meters of the target. H2S2 was the most in-
accurate of all—indeed accuracy is probably not the right word—but was
not restricted in range by the curvature of the Earth as were Oboe and Gee.
Gee remained in service, as it was not always jammed and was excellent
for navigation, a use for which the Luftwaffe soon found affection.
Using one another’s radio navigation systems became relatively com-
mon. When the Germans introduced Elektra Sonne and set up a station in
Spain to work with a second in Brest, Britain quietly accepted this neutral-
ity violation because it was useful to Coastal Command flying over the Bay
of Biscay, where Gee became inaccurate or did not reach. Elektra Sonne’s
intersecting beams required no special kind of receiver and were extremely
simple to use; it remained in civilian service after the war as Consol, its
British wartime code name [2].
Oboe made use of two widely spaced radar stations in England, called
Cat and Mouse, that could control one aircraft, generally one of the re-
markable Mosquitoes that flew very high and very fast. The aircraft was
equipped with a transponder that allowed the Cat to determine its range
with high accuracy. On approaching the target the plane was constrained
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remained. It was effective on the retiring bombers that were scattered from
their original streams.
One of the curious outcomes of these new tactics was a call by the
fighter pilots for radar beams that had a wider angular pattern and greater
range. The 50 cm Lichtensteins had functioned well enough when the
Würzburgs had guided them to within a few kilometer of the target, but
now they had to seek their targets with less-accurate guidance. Tele-
funken’s engineers were quick to come up with a satisfactory new design,
Lichtenstein SN 2, which worked in the 3.5 m band; a wider angular spread
and increased range came naturally from increased wavelength. The first
of this type was introduced in July 1943 [10] and became a very effective
piece of equipment. The reader will recall that the main British induce-
ment for pressing the development of microwaves was the idea, seldom
questioned at the time, that they were essential for airborne interception
(AI). The earlier argument that the range of meter-wave AI was limited by
the ground-return of meter waves and thus by the altitude of the fighter
became irrelevant when combat was so high. The air war in 1943 was quite
different from the air war in 1941.
The air war against Germany was consuming a large portion of British
and American resources by January 1943 and took its form from the con-
straints that radar imposed. Radar now guided the bombers at night and
increasingly by day, as the Americans began to realize that not only can one
not see at night but frequently not during the day either. As an offensive
weapon radar was proving weak, but as a defensive weapon it was still
strong. That it was strong by day had been accepted by both combatants by
1941; that it was strong by night was coming as an uncomfortable surprise
to Bomber Command. The losses of the attacking bombers would grow
until some new countermeasure was introduced; the defense would then
master it and losses would grow again. It became a repetition in the sky
of the trench warfare that air power advocates had hoped to avoid. The
RAF decided losses up to 5% in an attack were acceptable; crewmen could
calculate their chances of completing the required 30 missions. For the
defending pilots and their radar operators the arithmetic was less straight-
forward but just as deadly. Just as German and Briton climbed out of their
trenches with steadfast loyalty in 1916, so their sons just as coldly flew
towards their deadly, confusing encounters in 1943.
When Prime Minister and President met at Casablanca in January
1943 the air war had been shaped by events. The conference stated the
purpose of the air offensive to be ‘the progressive destruction and dislo-
cation of the German military, industrial and economic system, and the
undermining of the morale of the German people to a point where their
capacity for armed resistance is fatally weakened’ [11]. It was policy fol-
lowing events. It was policy that formalized a war of attrition. The air
power talk of a ‘knock-out blow’ was forgotten. Another doctrine came
from the Casablanca meeting, almost, it would seem, as an afterthought:
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Technical and Military Imperatives
unconditional surrender as Germany’s only way out of the war. This doc-
trine, combined with the unremitting destruction from the sky, the threat
from the east and the memories of 1919 stiffened the backbone of the Ger-
man people markedly.
As spring changed into summer of 1943 the Lichtenstein-equipped
night fighters became ever more proficient. Attempts to counter them with
Beaufighters equipped with a homing device for Lichtenstein, called Ser-
rate, was a failure because of the deficiencies of the Beaufighter relative to
the German night fighters, and losses from AA fire continued to mount.
This situation finally forced the introduction of Window. It had been re-
peatedly delayed as a consequence of the fear of how German bombers
might use it in attacking England, a fear that tells one that the superiority
in the air achieved by the Allies had not yet been fully grasped.
The German bomber force of 1943 could not be compared to the
British or American even taken separately, but memories were fresh as
time raced, and British night fighters were busy, nevertheless. German
night raids had never ceased, and the RAF fought each one. When GCI/AI
began to take a heavy toll of the He-111s that came over, the faster Ju-88
and fighter–bomber FW-190 were substituted with almost daily changes
in tactics, sometimes flying high, sometimes low. A particularly difficult
tactic to counter was the intermixing of Me-410s equipped with the radar
Neptun R-2, a 1.8 m AI set of limited production that allowed the detection
of a very closely pursuing fighter [12]. These fast, agile planes, the equal
of the Mosquitoes in speedy acrobatics, drew the night fighters on merry
chases often allowing the bombers to pass unmolested [13]. It all mim-
icked in small format the kind of radar war being fought over the Reich
with each measure generating a countermeasure.
During the Battle of the Ruhr estimates of causes of Bomber Com-
mand losses were 35% to radar-equipped night fighters, 35% to other night
fighters, 20% to radar-controlled Flak and 10% to other Flak [14]. (This
demonstrated the growing efficiency of the night fighters; 87% of the losses
during the 1000-bomber attack on Cologne were attributed to Flak [15].)
It was reasonable to assume that 55% of the losses would be countered by
Window. The debate in council was divided, and Churchill took personal
responsibility for the introduction of the new countermeasure, which was
used against Hamburg for the first time 24/25 July 1943. Damage to the
city was extreme, resulting in the first fire storm, and losses of the bombers
were remarkably light. It was a major defeat for the Luftwaffe. It not only
justified the use of Window but showed the value of H2S when ground
conditions were favorable. Despite the severe damage done, half of the
bombs missed the city. Attacks by night and day followed to complete the
destruction, which deeply affected the German high command.
When the American 8th Air Force began assembling in England under
Major General Ira C Eaker to join the RAF in the attacks on Germany the
two forces shared the common belief that strategic bombing could win the
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The Great Radar War
war alone but disagreed completely on the next item of dogma, how to do
it. Bomber Command had been forced from its early belief in the ability
of self-defending bombers to penetrate German air defense, which had
left them nothing else but saturation bombing at night using navigation
techniques inadequate for hitting a target much smaller than a city. The
Americans were convinced that the B-17s, which flew higher and were
more heavily armed than the British bombers, could beat off the attacking
fighters during the day by the combined guns of tight formations [16]. By
early 1944 both delusions had been dispelled, and both air forces had been
defeated by the air defense made possible by radar. They were to defeat
the Luftwaffe yet, but the means for doing it, though available from the
beginning, had been rejected earlier and was not ready.
The Americans had no alternative to daylight bombing. Their crews
had no training in night flying and the much lower bomb load of the B-17s
could not compete with the Lancasters, a disadvantage they compensated
by an ability to hit the target instead of scattering explosives and incendi-
aries almost indiscriminately—compensated, that is, if they could see the
target. Disagreements naturally arose between Harris and the Americans
and intensified when Lieutenant General Carl Spaatz became commander
of the US Strategic Air Forces in Europe in December 1943. Spaatz would
concentrate, or such was the plan, on specific parts of the German economy
that were expected to have great effect: petroleum, transport, ball bearings.
Harris rejected these ‘panaceas’ out of hand. He would break the German
will, not their economy.
The Americans encountered an uncomfortable fact: the atmosphere
of northern Europe was nothing like that at the Bombardier School in west
Texas where ‘the skies are not cloudy all day’. The skies over Germany
were not only cloudy, they were richly filled with smoky haze, especially
around industrial targets, and could sometimes be made impenetrable by
smoke generators. They found themselves dependent on radar navigation
and bombing much as Bomber Command.
By October 1942 the overcast of European skies had convinced Eaker
that visual bombing might be the exception rather than the rule and the only
alternative was the blind-bombing techniques of the RAF. Oboe and H2S
were in advanced prototype stages, and the Americans asked their hosts
for some of each. This was not a welcome request. Production of both was
rather low and would be for a time; besides that, there was reluctance to
put Oboe into anything but the Mosquitos in order to delay its inevitable
capture, but in March Air Chief Marshal Portal agreed to Eaker’s request
for eight H2S units for American pathfinder units. The Americans quickly
accepted Gee as the standard for navigation and ordered 2000 sets for 1943
for which British production was adequate [17].
At about this time Assistant Secretary of War Robert A Lovett and
radar advisor David T Griggs were studying British blind-bombing tech-
niques. Their discussions with the upper command levels of the 8th Air
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Technical and Military Imperatives
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The Great Radar War
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Technical and Military Imperatives
because of ‘casualty rates which could not in the long run be sustained’.
The results may have been far short of what had been expected but they
were disastrous enough for the Berliners [26] for whom the worst was yet
to come.
Crew morale in the bomber forces of both nations had been dealt
hard blows. Pathfinders reported far too few bombs hitting their markers;
planes landing in neutral countries had not always lost their way or been
seriously damaged. It was just as well that the bombers had to prepare
for the invasion, which required bombing targets in France that had much
lighter defense. The end of the Battle of Berlin came at the beginning of a
new phase of the air war—the introduction of the long-range fighter that
led to the absolute defeat of the Luftwaffe.
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The Great Radar War
Martini’s and Hans Plendl’s success in having a few thousand [1] electronic
specialists returned to industry from Air Signals [2].
At just the moment Germany had decided that microwave research
was no longer worth the effort, Bomber Command introduced H2S in
flights over the Reich. At just the moment the Wehrmacht realized a cru-
cial defeat at Stalingrad, the radar men realized a crucial defeat in the
laboratory. The extracted H2S equipment was severely damaged, but the
function of the magnetron was recognized, indeed all essential design el-
ements were quickly understood. The first question was: what was its
purpose?
Not that uses failed to spring to mind now that the British had sum-
marily disposed of specular reflection. Gen Martini, who had acquired
in December 1941 the post of Special Commissioner for Radar in addition
to his duties as Chief of Air Signals, understood the gravity of the situ-
ation even without knowing the exact purpose of the new weapon. He
responded quickly to the request of Leo Brandt, who had replaced Runge
by then as Chief of Development at Telefunken, to form a special commit-
tee to exploit the Rotterdam-Gerät, as it came to be called. Plendl, by this
time Staatsrat and Plenipotentiary of High-Frequency Research, concurred
in this. The Nazi state produced organizations that tended to overlap and
that prove difficult for an historian to untangle, and electronics was not
immune to this. Plendl and Martini shared responsibilities with General-
major Erich Fellgiebel, Supervisor of Technical Communications [3].
The committee, Arbeitsgemeinschaft-Rotterdam [4], first met on 23
February 1943 at Telefunken in Berlin with Brandt as chairman. Brandt had
already demonstrated qualities of organization and leadership that were
hoped would turn the committee into a useful mechanism. Twelve persons
attended the first meeting, two of whom, Plendl and Runge, had figured
importantly in radar but were to be removed from active participation
within a year. Two companies, Telefunken and Lorenz, were represented
as was the Physikalisch-technische Reichsanstalt, the German standards
laboratory, which like its British and American counterparts had excellent
general scientific competence. Wehrmacht and Air Ministry representa-
tives completed the group. Representation expanded in subsequent meet-
ings, 43 attending by the end of the year.
GEMA was not represented at the first meeting and took essentially
no part. At that time GEMA was heavily involved in providing early warn-
ing radar for which microwaves had little to offer. That Rotterdam was
obviously going to be dominated by Telefunken provided no incentives
for GEMA to participate. Less easy to understand is the complete absence
from the meetings of Kühnhold and Röhol, who had conducted microwave
research at NVK longer and more tenaciously than any of the others. Also
absent was Hans Hollmann, who had written the authoritative text on mi-
crowaves, used to advantage by the British [5]. He had withdrawn from
military work after observing the first years of Hitler’s Third Reich.
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The Great Radar War
The principles of H2S design may have been appreciated early, but the
construction of a functioning device did not come quickly, despite strong
support. The magnetron and the duplexing tube were the easiest com-
ponents to fabricate, and by May the company Sanitas produced the first
German production equivalents: the magnetron LMS10 and the TR switch
(Sperrohr) LG76. By the middle of June a complete Rotterdam made of
British and German components was completed after a delay imposed by
air-attack damage to the Telefunken shops where the work was being car-
ried out. It was mounted in an He-111 at the Rechlin Laboratories and
Development Establishment and gave a reasonable representation of the
ground when flown at altitudes below 6000 m, not an outstanding perfor-
mance but at least a start. Telefunken’s production of six Rotterdam sets
continually fell behind the expected schedule with the last delivered in
December 1943 [10]. Plans were made to extend the new techniques with
improved designs of their own in a series of equipment called Berlin. Mag-
netrons for other wavelengths were obviously to be tried, and LMS11 (5.8
cm, 15 kW) became available in December [11]. During these months tech-
nicians searched wrecked bombers not just for equipment disclosing new
techniques but for components to use. They especially valued the nearly
indestructible magnetron magnets because the Deutsche Edelstahlwerke,
the normal source of permanent magnets, had been seriously damaged
by air attack. Electromagnets with the inconvenience of another power
supply became the norm.
The wide use of countermeasures undermined a human element of
German radar. The high engineering quality of German equipment had al-
lowed station personnel to be sub-standard, as operation and maintenance
were simple. Now there was a need for a much higher level of ability to
work through foils and noise with the rapidly designed countermeasure
equipment. The question was where to obtain them. In addition to comb-
ing people from the military, Hans Plendl saw three sources: teenage boys
who were radio hobbyists and who were being inducted into AA defense
as Flakhelfer, prisoners with technical knowledge who were now residing
in concentration camps and technically trained men in the occupied coun-
tries. His actions hint that he not only saw these people as a resource for
wartime radar but as a resource for the future that needed preservation.
Britain and America had seen very early the great value of radio am-
ateurs, whose knowledge and enthusiasm permeated whatever quarter
of the electronic war they fought. Amateurs were not forbidden in Ger-
many, but unrestricted communication was outside the narrow limits of
a society in which everything not explicitly allowed was forbidden [12].
But there were still hobbyists who built and repaired radios, and Plendl
as Plenipotentiary of High-Frequency Research intended to draw on this
group. He had first-hand knowledge—his son was in this group. In the
summer of 1943 Flakhelfer were allowed to compete in examinations for
positions in a course of extensive radar training to be held at a camp on the
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The Great Radar War
ing strong criticism against Martini and Telefunken, which they took to be
under the influence of its earlier, Jewish leadership. The result was Himm-
ler’s intent in early 1944 to indict for treason Martini, some of Telefunken’s
management and Vizeadmiral Erhard Maertens, the former Chief of Naval
Communications, who had been sacked in May 1943 as a consequence of
the radar debacle in the Bay of Biscay4 . Martini did not lack defenders,
and Göring, not that he did not share in the enmity addressed to these
parties, stopped the process, partly because he realized the weak basis of
the charges and partly to keep Himmler out of his territory [20].
These accusations against intermediate management levels in
Telefunken—they were certainly not directed at Rottgardt—arose from the
atmosphere that the company’s founder Graf Georg Arco had instilled and
that were expressed in the acknowledged friendship of many on the staff
for Emil Mayer, the Jewish director who had been forced out in 1933 with-
out even a ceremonial farewell, as well as for others who had had to leave.
The accusations must have included Runge, who by 1944 no longer had
specific responsibilities and who left the company and war work toward
the end of the year. An incident had clarified his attitude on this key
Nazi point. After Otto Böhm left Telefunken, Runge kept a photograph of
him in his office. One day he found it on the floor with ‘Böhm—Jew!—
Bloodsucker!’ written on the back. Runge then hung the reversed picture
showing the inscription. Soon he was visited by a colleague he respected
who told him things were getting out of hand and that he should take the
picture down. Runge later wrote ‘and that is what happened’ [21].
The action intended against Telefunken was in fact out of charac-
ter, for the Nazi regime’s evaluation of political reliability was the inverse
of that of the United States, which screened industrial research workers
with care but took no interest in university faculties. Political purity was
highly valued for Germany’s universities, party membership becoming a
requirement for new academic appointments, but scientists and engineers
who had had during their student years problems owing to membership in
organizations hateful to the government generally found a desired seclu-
sion in industry [22]. Göring’s quashing the whole thing fits with his use
of jewish scientists at his Rechlin research institute and protecting their
families: ‘Wer Jude ist, das bestimme ich!’ (I determine who is a Jew!) [23].
While Brandt’s group attempted to understand and design 10 cm
radar equipment and passive detectors, those engaged in air defense had
immediate and pressing wants. Alexander Dahl, who had grasped the
significance of the isolated Mosquito flights over the Ruhr in January 1943,
had received a Naxos receiver for observing the approach of the attack-
ing formations by summer but found its directional accuracy and range
so poor that it gave no really useful information. He discussed the mat-
ter with Feldwebel (Master Sergeant) Robert Kaufmann, another former
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Technical and Military Imperatives
radio amateur, and they quickly came up with an excellent but illegal so-
lution: combine the Naxos and a Würzburg. Such field modifications
were definitely not allowed, nor were violations of these regulations taken
lightly, especially when they involved radar, which was entangled in near
paranoic secrecy, but these men were defending their homes in the literal
meaning of the word. Dahl’s apartment in Wuppertal had been destroyed
in September, although his wife had escaped injury.
They saw that what was needed was a high-gain antenna, such as a
Würzburg dish, but also saw that the Naxos, although small, could not be
accommodated at the focus of the dish, so they decided to extract the crystal
diode from the receiver, incorporate it into a dipole for 10 cm radiation
and place this assembly at the focus of the dish, which they had been able
to ‘acquire’ because of a local Flak battery’s recently developed Window
blindness. The resultant signal, if it proved to be strong enough, would be
audible at the pulse repetition frequency of the H2S set, coming in bursts
corresponding to the rotation speed of the sweeping antenna. Nothing but
a high-gain audio amplifier following the diode was required. For testing,
Dahl made a 10 cm sparking dipole that he found he could pick up easily
at 1000 m. On 23 September they set up on a high point and observed
Mosquitos over the Zuider Zee with directional accuracy of 1◦ and a range
that soon proved to be limited only by the curvature of the Earth.
The next step was obvious. Similar equipment, soon to be called
Naxburgs, had to be established at widely spaced locations to allow tri-
angulation. This required cooperation from air defense and this required
confession of the destruction of a Würzburg and a Naxos. The disclosure
made the next layer of authority uncomfortable but common sense tri-
umphed over bureaucracy. Kaufmann and four other amateurs set up a
small factory in a barracks. By 16 October a second station allowed the first
triangulations, and the network soon joined the honest ranks of air defense
[24]. Air Signals installed a chain of Naxburg observation posts stretching
from the northern tip of Jutland to the Swiss border. It provided Y-Dienst
an extremely reliable early warning system against the Mosquitos, which
gave weak radar echoes and whose approach was the first indication of an
attack [25]. Naxburg was without question the simplest and most elegant
piece of equipment used in the radar war, and probably the cheapest. It
continued to the end of the war to give reliable positions of the pathfinders
and may have been the most effective use to which the Germans put their
knowledge of microwaves.
Having made magnetrons of shorter wavelength than Rotterdam’s
10 cm, the German engineers were hardly surprised when a British H2X
and an American AN/APS-15 came into their hands at the end of 1943.
They called the British set Rotterdam-X; there is no evidence that this name
came from any knowledge that 3 cm equipment was classified as X-band
by the Allies, but for whatever reasons it was aptly named. The Amer-
ican set acquired the name of the Dutch village of Meddo where it was
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found. Knowledge that the enemy was using X-band radar was immedi-
ately important for the need of suitable passive receivers, which was not
an additional problem once the production of crystal diodes was in hand.
By the end of 1943 the Germans understood the basic elements of
microwave radar. The production of a few copies of H2S diverted engi-
neering skills from other development, possibly through uncertainties as
to how the magnetron might best be employed in satisfying Germany’s
needs. After a failed attempt Telefunken turned the design of a gun-laying
set to A-E Hoffmann-Heyden. They succeeded in picking up a He-111
at 8 km with an 80 cm paraboloid, then changed to the 300 cm dish of a
Mannheim set and achieved a range of 30 km. Their experiments against
Window were so successful that they recommended microwaves for ex-
tensive use. The gun-laying set took the name of Rotterheim and finally
Marbach, which eventually saw a successful use in the defense of Hanover
and Hamburg before the war ended [26].
An advanced AA radar system, Egerland, combined the Marbach
with a 10 cm panoramic search radar, Kulmbach. This set used a cylindri-
cal parabolic reflector fed from a slotted waveguide that, owing to phase
considerations, produced a beam oriented 30◦ relative to the cylinder axis.
Peak power was 10 to 15 kW with ranges of 20 to 30 km [27]. Introduc-
tion of this system in early 1944 in sufficient numbers might have changed
the course of the air war, but only two were deployed before the end. By
January 1945 there were prototypes of airborne sets of advanced designs,
but production, if it could have been fulfilled, was scheduled for spring
1945. A few Berlin N1a sets were successfully used by night fighters in
March [28].
In May 1944 the decision-making functions of Arbeitsgemeinschaft
Rotterdam were taken over by the Sonderkommision für Funkmesstech-
nik (Special Commissioner for Radar), a new sub-branch of Albert Speer’s
War Production Ministry and headed by Karl Rottgardt, Director of Tele-
funken [29]. The Rotterdam Group held meetings until 1 September, but
the function became one of providing instruction to high-level persons
through lectures on various radar topics, and the number of participants
grew markedly.
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Technical and Military Imperatives
Bomber Command, for London was not alone in being able to take it, so
could Berlin and Hamburg, which would provide no grounds for the Prime
Minister’s jubilation. On the other hand, it was irrelevant whether Britain’s
top levels believed the German civilians could take it or not, because the
imperatives of war required that the RAF bomb the enemy’s cities. If not
by day, then by night; if not precisely, then by saturation; if not effectively,
then as a gesture of defiance.
The air attacks on German cities grew in intensity while German pro-
duction grew in mocking proportion. This was primarily because German
production did not go on a war footing until after the defeat of the Wehrma-
cht before Moscow in December 1941 and Hitler had declared war on the
United States, but it also grew because the bombings had remarkably little
effect on industrial output. Those bombed out returned to their ruined
homes and built some kind of shelter in them. City services returned and
work went on. Heavy machinery in many smashed factories generally
functioned after minor repairs even though the buildings were in ruins.
Provisional shelter was provided, and work began again. None of this
showed on the aerial photographs [1].
The bombing hurt the civilian population well enough, but it stiff-
ened their resistance, just as the same treatment had affected their English
cousins. As the attacks became ever more terrible and the defeats at Stal-
ingrad and Kursk indicated the war was lost, a fatalistic determination
to fight to the end arose. Many gave thought to the meaning of the terror
from the skies, the unconditional surrender ultimatum from the Casablanca
conference, the menace from the Soviet Union and the gradually growing
knowledge of Nazi crimes for which the whole country would be called to
account. When these thoughts were compounded with memories of the
terrible post-war year of 1919 they yielded the grim evaluation: ‘Enjoy the
war; the peace is going to be tough’. Gestapo terror stiffened more than a
few backbones.
In early 1944 the Luftwaffe could mark a victory over the attackers.
They had shown the Americans the folly of their belief in the ability of for-
mations of Flying Fortresses to defend themselves against fighters and to
bomb accurately, and they had stripped the cover of darkness from Bomber
Command through the ingenuity and industriousness of their radar engi-
neers and fliers. It was a victory that did not, could not hold against the
thousands of aircraft coming against them, and the turn came with the in-
troduction of long-range fighters to protect the bombers in mid-1944. When
the Americans returned with fighter protection to deep daytime flights into
the Reich, the defenders rose to meet them and in so doing suffered the
attrition that wore them down. Replacement aircraft came along, but re-
placement pilots were more difficult to produce; there was ever less time,
less fuel, fewer instructors. The daytime attacks became so serious that the
specialized night fighters were thrown into the struggle with consequent
loss of these skilled men.
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Technical and Military Imperatives
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allowed testing of their equipment, which was able to cover the PPI with
numerous little spots, but these dubious results came too late to have any
effect on the bombers [12].
It was not until the first copy of H2S, Rotterdam No 1, had been tested
in flight that the possibilities of radar camouflage could be examined in
any serious way. The first flight in June 1943 showed the contrasts between
water, towns and flat land on the PPI scope, which automatically presented
the question of altering the reflecting conditions sufficiently to confuse the
H2S operator. By September a number of experiments had been tried,
both to determine what might weaken the return signal and what might
enhance it. They learned that flat land appeared darker than plowed fields
and that meter-sized corner reflectors fashioned from sheet metal were the
best means for enhancing a reflected signal; it was further determined that
mounted on floats these might prevent lakes and streams from appearing
dark. Spacing them about 150 m apart did remove the darkness and hide
the distinguishing features of bodies of water, but they showed up as points
of light, if the radar receiver sensitivity were reduced [13]. It is difficult to
say what radar camouflage contributed or even in whose favor.
The extent to which German electronics was devoted to countermea-
sures toward the end of the war was estimated by Professor Abraham Esau,
who replaced Plendl as Plenipotentiary for High-Frequency Research, as
90%, a total of 4000. This prevented any serious development of 10 cm
capabilities [14].
If radar became less important to the Germans, it became more im-
portant to the Americans and in a way that completely turned their air
policy upside down. As they initiated deep daylight raids again the US
8th and 15th Air Forces found that visual bombing was the rarity not the
rule. Only four clear days in a month was not unusual during fall and win-
ter. This produced a remarkable change in American bombing doctrine:
the vaunted precision bombing allowed by the Norden bombsight, which
had held fast the minds of the Army Air Corps during its entire prepa-
ration for war, was used only as occasional opportunity allowed. Radar
bombing was to be the rule, as it had been for Bomber Command, and the
inherent inaccuracy of H2X meant that this would be carpet bombing. In
practice the 8th Air Force found the error of radar bombing was even worse
than expected from the controlled practice studies made in Britain, being
3 km on the average, a rather large pickle barrel [15]! So it was that the
two bomber forces approached one another in tactics as the war groaned
to a close. Bomber Command began attacking in daylight along with the
Americans, and both bombed by radar as a rule [16]. Increased daylight
operation made it easier for Flak.
Some improvement in the accuracy of radar bombing came from the
extended range achieved for new Oboe stations placed in France and the
lowlands. Oboe was enhanced by a new technique from TRE called Gee-H.
This made use of the existing networks of Gee chains. The transmitting
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Technical and Military Imperatives
324
The Great Radar War
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Technical and Military Imperatives
An American SCR-268 1.5 m gun-laying radar on Kwajalein Island. This was the
Signal Corps’s first radar design. Its original function was to give AA batteries
air-warning capability and to point searchlights, but experience showed it capable
of directing blind fire. The center array of dipoles was the transmitter antenna, the
left array determined the azimuth (horizontal direction) to the target and the right
array the elevation (vertical direction). It remained the US Army’s AA radar
until replaced by the 10 cm SCR-584 in 1944. National Archives photograph
80-G-400984.
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The Great Radar War
An example of the technical imperative, Flakleit g (FuMO 201). This radar was
built for the Kriegsmarine by GEMA. It used the 80 cm Seetakt wavelength and
was capable of directing fire on surface or air targets. It had an antenna configura-
tion very similar to SCR-268 but was developed independently. It was mounted
on a rotatable, underground, armored optical range finder for shore batteries. Pho-
tograph courtesy of Fritz Trenkle and Bernd Röde.
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Technical and Military Imperatives
British Army GL mark III. This 10 cm gun-laying radar saw deployment in 1944
when it became the standard for British AA batteries. It employed manual tracking
and, lacking panoramic capability, generally had to be ‘put on’ by other data. It
was linked to gun directors by selsyn transmission. Manual tracking greatly
diminished its accuracy when following the rapidly moving, low-flying V-1s. That
its qualities were inferior to the SCR-584 and that it came into service so late
after the British invention of the cavity magnetron were the direct result of the
low-priority given to AA artillery in Britain. Historical Radar Archives. Crown
Copyright.
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The Great Radar War
Royal Navy type 284 50 cm radar mounted on a mark 4(GB) HA director for
both main armament and AA fire-control. The navy began fitting ships with sets
of this basic design in 1940. High power came from the Micropup triodes, and
beam formation came from combinations of Yagis, called fishbones. It was with
this kind of radar that the Suffolk tracked the Bismarck during the initial phase of
a memorable surface action. Churchill Archives Centre, Royal Navy photograph.
Crown Copyright.
German Würzburg C
(FuMG 39T-C) gun-laying
radar. This 50 cm set was
originally designed for fol-
lowing aircraft by having a
large number scattered about
the countryside. When its
directional accuracy, even
without the rotating off-axis
dipole shown uncovered here
at the feed, indicated its value
for directing AA guns and
searchlights, its function
changed; it went through
various modifications. It
proved the best radar until
the Allies introduced 10 cm
equipment for this in 1944.
Bundesarchiv photograph
594/266/31A.
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Technical and Military Imperatives
Railway radar. Poor road conditions in the Soviet Union led the Germans to use
radar trains. A small Würzburg D, rather than a giant probably meant that it
was used for a rail AA battery. Such batteries were also useful in rushing AA
defense to important locations, especially harbors, until permanent defense could
be established. Bundesarchiv photograph 621/2943/24.
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The Great Radar War
Japanese Army 1.5 m Tachi-2 searchlight and AA radar. This set had four dipole
receiver antennas placed before a metal screen and connected to the receiver through
a rotating capacitor that generated a conical scan. A fifth dipole was located at
the center for the transmitter. This set was successful enough in directing AA
fire at the B-29s bombing Japan that serious countermeasures were undertaken. It
had similarities with the British SLC but was designed before the capture of one of
these at Singapore. Tachi-4 grew out of this set and incorporated aspects of SLC,
replacing dipoles with Yagis. National Archives photograph 111-SC 290064.
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Technical and Military Imperatives
Japanese Army Tachi-4 searchlight and AA radar. This set had four Yagi anten-
nas, removed here to prevent capture, placed before the metal screens for vertical
and horizontal adjustment. The horn is a speaking tube for oral communication.
National Archives photograph 111-SC 231308.
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The Great Radar War
American and Japanese radar men discuss equipment and their recent belligerency.
The location of the meeting was the Aircraft Control and Warning Center inside the
grounds of the Imperial Palace, which had been off limits to US attacks. Photograph
courtesy of Marvin Hobbs.
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Technical and Military Imperatives
late. The 1.5 m type 286M was a combination air–surface search set based
on ASV mark I that began to be mounted on British vessels toward the
end of 1940, and by September 1941 177 destroyers and 40 sloops and
corvettes were so equipped [2], but it presented little danger to the U-boats,
owing to its lobe structure, fixed-direction antenna and simple indicator.
A submarine running with little more than the conning tower above water
was observable no farther than 1 km [3]. In March 1941 the destroyer Vanoc
sighted U-100 with a 286M and rammed it. Thus the first sinking marked
to radar’s account was effected by the method of Roman galleys [4]. The
type 286P had a directable antenna, which was a slight improvement, but
only twelve destroyers had it in September 1941.
The Navy had rushed to exploit the advantages of 10 cm radiation
as quickly as possible, succeeding in placing about 30 sets of this type 271
into use by September 1941 [5]. Microwaves extended the radar range, but
the lack of PPI indicators until mid-1943 [6] severely reduced its use in the
confusion of a convoy action. Possibly a more important contribution of
PPI for convoys was its enormous help in keeping such large collections
of ships on station at night [7]. The 271 gained endearment from its ability
to locate lifeboats at night or in fog.
An ASV mark I had succeeded in picking up a submarine from an
airplane on 2 December 1939 [8], but even the introduction of ASV mark II
radar, which was delayed because of the priority given the production of
radar for night fighters, had not had a dramatic effect. In general it was
more useful during days of poor visibility because it was difficult, nearly
impossible to attack a surfaced U-boat at night from meter-wave radar
data alone. This came about because the target reflection became confused
by the ocean-surface reflection as the aircraft approached the submarine;
this generally gave a minimum range of 1.5 km. It was the same effect that
limited the maximum range of meter-wave AI equipment. Anotable excep-
tion was the success of a radar-equipped Swordfish squadron at Gibraltar
that combined the slow speed and the better night vision offered by open
cockpits with the predictable courses of U-boats attempting to enter the
Mediterranean on the surface at night; in November and December 1941
they sank one and damaged five others sufficiently to force them to return
to their French bases for repair, deterring further passage of the straits [9].
But Swordfish crews always seemed to do impossible things.
Coastal Command Squadron Leader Sydney Lugg, remembered for
his invention of the radar beacon, came into discussion with Squadron
Leader Humphrey de Verde Leigh, a pilot with anti-submarine experience
in the previous war, and told him of the excitement and failure of ASV.
In doing this Lugg violated security regulations, as Leigh’s duties were
administrative without any need to know things about the highly secret
equipment, but out of this violation came a memorandum that Leigh sub-
mitted on 23 October 1940 that was to alter the duel between aircraft and
submarine.
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Allied Victory in Sight
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Technical and Military Imperatives
338
Allied Victory in Sight
the system proposed for anti-submarine warfare differed but slightly from
H2S, the navigation radar that was the hope for bombing German cities
beyond the range of the radio navigation systems Gee and Oboe.
Those favoring initial use of microwaves by Coastal Command alone
argued on the basis of a rapidly advancing science that used physics and
statistics to analyze problems of engagement and that became a permanent
military discipline called operational analysis. P M S Blackett, physicist
and naval officer, demonstrated that the merchant ships saved by a few
long-range patrol planes would contribute far more to victory than their
use in bombing Germany [17]. Based on that analysis he, Tizard and the
Admiralty proposed diverting a large number of long-range bombers to
the Bay of Biscay action, but the plan was rejected as unnecessary by Air
Marshal John Slessor, who had just taken over Coastal Command, and by
Lord Cherwell and the Air Ministry [18]. In considering this dispute one
must be aware that Blackett and Tizard were temperamentally opposed
to the bomber offensive and that Slessor favored it. Tizard, Blackett and
their associates further argued that using H2S over Germany insured that
enough of a set would be recovered from a wrecked bomber to disclose
its essence to the engineers of Telefunken within days of its recovery, and
although copies might be slow in coming, receivers could be at sea in short
order. The proponents of H2S replied that it was by no means certain that
the Germans had not already learned of the microwave work and might
have receivers ready as quickly as they had countered the success of the
Leigh Light. (Neither party would have guessed that this receiver would
take so long to produce or be so unsatisfactory.) The resolution of this
conflict between Tizard on one side and Lord Cherwell on the other was
resolved by the War Cabinet Chiefs of Staff favoring immediate use of H2S
by Bomber Command.
Additional long-range aircraft for the Biscay fight came to the aid of
Coastal Command from another, unexpected source, one that was quite
agreeable to Churchill—the United States Army. Admiral King’s inaction
at the massacre of American coastal shipping had so affected his Army
counterpart, George Marshall, that Army bombers had been organized to
protect off-shore shipping [19]. By the end of 1942 American antisubmarine
efforts had become sufficiently menacing to force the U-boats to seek ships
in less hostile waters than the American coasts. By that time the American
Army was operating in North Africa and had the desire to give their ocean
supply lines some protection of their own, so one of the groups of Liberator
bombers was ordered there, the other to follow in time. The movement of
these aircraft, which were equipped with the new SCR-517 microwave sur-
face search radar, caught the attention of Churchill who proposed through
Harry Hopkins, Roosevelt’s chief confidant, that they be based in England
instead to help Coastal Command patrol the Bay. Roosevelt agreed, so the
units substituted a harsh winter in Cornwall for a mild one in Morocco but
with clothing intended for the latter [20].
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Technical and Military Imperatives
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Allied Victory in Sight
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Technical and Military Imperatives
the prisoner who ‘confirmed’ the Metox radiation theory has never come
to light. Evidence points to individual imagination and action, not to an
intelligence plant [35]. Patrol aircraft crashed in the ocean, so examination
of the equipment they employed could not be made.
There is another prisoner interrogation that contrasts with that of the
crewman from Coastal Command. An American, almost certainly from
the Army Air Forces antisubmarine service, with a radar specialty and
considerable experience, did not just answer questions, he gave a short
course on microwave radar and its use against U-boats that fills 11 pages
of report [36]. He explained the operation of both 10 and 3 cm equipment;
he described the under-water microphones (sonobuoys) that transmitted
the sound picked up to aircraft in the vicinity through small radios; he
gave the sensitivities for various targets at different ranges; he explained
the tactics used in attacking a submarine; he even chided them for having
stopped an earlier 10 cm jamming to the west of Spain in October 1943 when
it had been very effective, a statement difficult to reconcile with German
capabilities1 .
The most puzzling aspect of the entire local-oscillator affair was that it
had been proposed by none other than Wilhelm Runge, sent in July from his
technical exile at Telefunken to examine the failure of the Metox receivers.
He suggested the local oscillator as a homing signal for the patrol aircraft
and detected it in an airplane at a distance of 80 km. Runge had attended
the first four meetings of the Rotterdam Committee and was well informed
about H2S and of the work being done on the Naxos microwave receiver
and yet appears to have approached the problem with the remarkable idea
that the Allies would not employ this new weapon at sea [37].
A grueling battle in the Bay began in late winter 1943 with tactics
changing from week to week. The terror of the lights greatly exceeded
their danger but led Dönitz to order surface passage during the day with
enhanced antiaircraft (AA) armament to fight off the attackers. When this
failed for the passage of single boats he ordered them to move in formations
so as to offer maximum AA fire. These changes were serious mistakes
because attacks during daylight were much more effective than those at
night with Leigh Lights, and Coastal Command was not deterred by AA
fire; the grim arithmetic of war favored the sacrifice of a few patrol planes
to sink one submarine.
Luftwaffe Ju-88s from France joined to attack the bombers, which
were soon protected by Beaufighters. It became rough over, on and under
the Bay’s surface. During June and July 14 boats were sunk in the Bay
by aircraft (out of the total of 54 sunk everywhere) [38] but mostly from
visual, not radar sightings. Since March 1942 there had been five Freya
stations on the west coast of France [39], which assured that at least the
last hundred or so kilometers would be free of patrol planes. A map [40]
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Allied Victory in Sight
showing the locations of submarines sunk for June 1943 through May 1945
indicates how the Bay was a dangerous part of the sea but less so than the
mid-ocean convoy routes.
High losses soon put an end to surface passage defended by AA
fire, and Dönitz adopted the method of maximum avoidance, having his
boats creep along submerged except for the four hours in the 24 needed
to charge batteries, and finally had them hug the coast of Spain until in
the open ocean. Maximum avoidance and the path by the coast of Spain
proved moderately successful. In addition to allowing occasional incur-
sions into neutral territorial waters, the Spanish route had inherent radar
protection: the coast itself caused confusing reflections, especially for the
still plentiful mark II sets, and the region had far more fishing boats than
the open Bay. These looked like U-boats on any kind of radar screen and
had to be examined with the Leigh Light, which could be seen at great
distances, warning watch officers that a patrol plane was in the vicinity
[41].
Such was the famous Battle of the Bay. Its main characteristic is a
panic induced in Dönitz and his brave captains by the Leigh Light and the
Metox local oscillator business. It is impossible for anyone now to deter-
mine why Runge did not immediately grasp that the shift to microwave
radar was the cause of the Metox failure. Perhaps he was so intrigued
with a clever technical solution and its experimental verification that he
accepted the prisoner’s ‘confirmation’ without confronting a simpler real-
ity. Perhaps the startlingly long range of 80 km at which he had observed
the radiation—was it a fluke?—caused him to think that homing on the
local oscillator was a better method of attacking the U-boats than radar, a
method so clever that the Allies were using H2S to conceal it. It is impossi-
ble for anyone now to know the extent to which secrecy prevented a wider
discussion. It is one of those times in history when one just does not know
what to think.
May 1943 marked the turning point in the Battle of the Atlantic. This
can be seen through graph or table in every book published on the matter.
Sinkings of submarines rose. Almost as many were sunk during the last
eight months of that year as during the entire war before May [42]. Sinkings
of merchant shipping decreased accordingly. These undisputed facts are
used by radar enthusiasts in asserting that the introduction of microwave
radar was decisive. Given the coincidence in the turn of the battle and the
introduction of ASV mark III, it is a conclusion worth entertaining but not a
true one, the testimony of Dönitz and Hitler notwithstanding. For evidence
siding with ASV the reader is referred to a paper by Russell Burns, who
relies primarily on the correlation of U-boats sunk and merchant shipping
not sunk with the introduction of microwave radar [43].
By the spring of 1943 the U-boats had acquired just too many adver-
saries, who were equipped with a remarkable array of new weapons. Of
these adversaries the airplane and the convoy were foremost [44]. When
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Technical and Military Imperatives
nearly all shipping could move in convoys with air cover, the submarine’s
day was over. The reason lies in the surface nature of U-boat warfare. The
issue of the Bay of Biscay aside, the raiders required undisturbed daytime
movement on the surface in order to locate their prey and maneuver into
position. This could not be done under water because of low speed and
limited vision, and by spring the number of long-range patrol aircraft and
escort aircraft carriers kept the water around convoys under nearly con-
tinual visual surveillance. A sighting led to an attack, more often than not
frustrated by a crash dive, but often followed by surface vessels and more
aircraft.
Sighting was a game for two, however, and a submarine’s watch
usually saw an aircraft in time to submerge discretely or prepare to fight
it out; the mere presence of a patrol plane in the sky—with or without
radar—had accomplished the objective of forcing the raider down. Some
aircraft flying outside the Bay of Biscay began carrying Leigh Lights in 1944
[45], but daylight sightings predominated. The U-boats found themselves
having increasing difficulty getting into firing position and found their role
changing from hunter to hunted. These were also the same months when
ship building overtook ship sinking, an ultimate reason for U-boat defeat.
Worse yet, the U-boats encountered an enemy who was finally orga-
nized, equipped and trained for the task. The Americans had taken their
whipping, eventually listened to their elders and become rather profes-
sional as a consequence. The Royal Canadian Navy had shed illusions
about a cruiser fleet and put a formidable escort force together. There was
finally the necessary minimum of escort vessels and trained crews. Much
of Allied success came from using Dönitz’s own methods. Dönitz applied
strict control from map-filled rooms in Paris, and Commander Roger Winn,
a reserve officer crippled by polio and as such disqualified from more ac-
tive service, directed Britain’s war against the U-boat from similar rooms
in London.
Unified command, the outstanding mark of the British–American
alliance and the single most important element of the struggle, was slow
in coming, however. There were in 1942 six ‘nations’ fighting the U-boats:
the Royal Navy, the RAF Coastal Command, the US Navy, the Army Air
Forces, the Royal Canadian Navy and RAF Bomber Command, the last
trying to destroy submarine production. Having Admiral Ernest King as
US Chief of Naval Operations was not conducive to the correction of this
awkward business, but cooperation did improve as one descended the
chain of command and with time at higher levels, although true unified
command never came about.
Allied technical advances were there too [46]. Aircraft had
torpedoes—so secret they masqueraded as the mark 24 mine—that sought
the sounds of U-boat propellers, duplicated by a similar German device
for seeking surface vessels. Aircraft could drop buoys having underwater
microphones and pick up the sounds by radio, so that a U-boat sometimes
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Allied Victory in Sight
found itself in an ocean filled with ears. Aircraft flew with the ability to
locate a submarine by its magnetic field, although it was a marginal tech-
nique. Escorts could fire depth bombs from mortars to the front, removing
the problem of sonar losing the target just when the attacker was getting
close. Rockets fired from aircraft became as effective, perhaps more so,
than aircraft depth bombs. Not surprisingly they were fired first from a
Swordfish, which had proved itself a useful machine flying from British
escort carriers.
High-frequency direction finders, HF/DF, for which only a minimum
of inspiration was required to dub Huff-Duff, began triangulating sub-
marines rather early from shore stations and from aboard ship. The method
adapted Watson Watt’s old cathode-ray tube method of obtaining the di-
rection to a lightning strike. Having been designed for recording transient
events with a wide band of frequencies, it was altered into a device capable
of responding to messages on a single frequency, if ever so short in dura-
tion. Direction finding is accurate for low frequencies or for distances only
slightly beyond the horizon for all frequencies, but suffers for high frequen-
cies from erratic changes in the wave reflected from the ionosphere, correc-
tions for which are imperfect. Its use on ship by skilled operators for close
contacts was as valuable as ship-board radar, as it gave an accurate bearing
on which to dispatch an escort vessel [47], something that proved depend-
able because of the incessant radio chatter that U-boat tactics required.
Shore-based HF/DF was useful, if not particularly accurate, but
had an important secondary function in hiding the source of information
learned with Ultra [48]. HF/DF was secret, of course, but had to be known
by the many people operating the equipment and using the data. It made,
therefore, the ideal cover for Ultra and gave shore-based Huff-Duff an
enhanced reputation. Naval officers with knowledge of Huff-Duff’s di-
rectional accuracy of about 5◦ began to become suspicious of the locations
attributed to it [49]; nevertheless it continued to cover for Ultra in the
decades after the war. Mutual concealment was inverted when Dönitz’s
slowness in realizing the effectiveness of radar changed into an exaggera-
tion of its capability and so caused radar in turn to help hide the value of
shipboard HF/DF from him until June 1944 [50].
The technical and tactical complexity of the Battle of the Atlantic
is made all the more bewildering by its extent over space and time.
Statements concerning radar’s effectiveness necessarily rest on imperfect
records wanting statistical surety. Y’Blood’s study of the American escort
carrier hunter–killer groups comes as close to satisfying the desired statis-
tical criteria as any. Such groups were comprised of a carrier and a few
escort vessels and were used offensively on the open ocean. The aircraft
were a mixture of fighters and bombers equipped with the 3 cm AN/APS-3
designed by Rad Lab and manufactured by Philco. A hunting tactic had
been favored early in the war by those unfamiliar with operational analysis
and skeptical of the defensive doctrine of convoying. It was tried without
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Technical and Military Imperatives
carriers and was a complete failure because the ocean is big and a subma-
rine small. Later success had its origin in the escort carrier that greatly
extended the area of observation and Ultra that localized the region to be
searched [51].
Y’Blood describes in detail the 55 sinkings by American carrier
groups, and from them one learns that the initial contact was made vi-
sually for 29, with sonar for 11, with HF/DF for seven and the remaining
eight with radar. In the subsequent, often extended battles every kind of
technique was used, but eyes were invariably the most common means of
observation [52]. In one of these fights the carrier USS Card and four 1919-
vintage destroyers engaged U-boats sent to protect the blockade runner
Osorno carrying an invaluable cargo of rubber; in the fight the destroyer
Leary was torpedoed and sunk by U-275 during the night of 23/24 Decem-
ber 1943 [53]. The reader will remember that she was the vessel on which
Page had tested his rudimentary radar for the first time afloat in 1937.
It was not in the nature of the Germans, and certainly not of Dönitz,
to hold back in the unequal struggle that marked the last two years of the
war. Microwaves did not block passage through the Bay, although they
certainly enhanced the danger there, and U-boats fought on the open sea
until the end. Losses were high but accepted. Desperate improvisations
went forward, and radar, Dönitz’s special technical devil, received what
ingenuity with limited resources could provide. The simplest countermea-
sures were decoys, buoys set at sea with reflectors to lure patrol planes onto
false tracks. One in which dipoles for 1.5 m radiation formed the tails of a
kite balloon carried the attractive name Aphrodite. Although such objects
were pursued from time to time, they were at most trivial perturbations
on great events.
The advantages that might accrue from equipping submarines with
radar, used with such excellent effect by the Americans in the Pacific War,
had not escaped German thought, and in March 1942 five boats had been
equipped with a modification of the 80 cm Seetakt. It had a six-dipole array
each for transmitter and receiver mounted in arcs on the conning tower.
The fixed antenna required swinging ship for direction, although phase-
shift circuits to the dipoles allowed 10◦ swings to the left and right [54]. In
operation its range proved to be significantly less than the 9–13 km specified
by the manufacturer. It also suffered from the unreliability that generally
attended the introduction of new naval radar, the combined result of design
that did not properly account for operation aboard a submarine and of not
adequately training members of the crew in its operation. The bulk it added
to an already crowded interior and its failure to achieve notable success led
to its rejection by boat commanders, as was a modification with a steerable
antenna tried out a few months later [55]. A 50 cm airborne sea-search
radar, the Hohentwiel, was adapted to submarines in December 1943 and
had good use in a few cases, but in general the skippers refused to turn it
on, so great was the fear of detection through emanations [56].
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Technical and Military Imperatives
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Allied Victory in Sight
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Technical and Military Imperatives
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replaced by Dönitz, who with time was able to have the imbecilic order
modified.
The Allies were not the only ones having convoy difficulties in the
far north. German Radar had been posted on the north cape of Norway—
desolate, isolated stations—to detect enemy aircraft or direct those of the
few Luftwaffe bases [10]. These German bases received most of their sup-
plies by costal convoys, which encountered trouble primarily from Soviet
submarines. After April 1943 these attacks increased significantly, bring-
ing the suspicion that there was a secret submarine base nearby. Remedy
came about by means of a Würzburg located at Vardø on the northeast tip
of Norway. It observed morning and evening that a Russian plane dis-
appeared into the ground clutter at the same place. Aerial photography
disclosed the base in an isolated Norwegian fjord, and a surprise army–
navy operation not only eliminated the base but uncovered a Norwegian
underground group that had been providing reports of German activity.
They also captured a Russian code book with which misleading informa-
tion was propagated for a few weeks [11].
When Lorenz lost to Telefunken in the competition for the best gun-
laying and searchlight radar they did not choose to leave the field entirely.
In particular, they had improved the decimeter triode, DS310, into the
much more powerful RD12Tf for the otherwise unsuccessful Kurmarkt to
give 50 kW pulses at 55 cm. Around this tube they built, at the urging
of their principal radar engineer, Gotthard Müller, the excellent airborne
sea-search radar Hohentwiel. It used a variety of dipole antenna config-
urations, generally arranged to give either forward or lateral coverage.
Display used the standard dual-beam oscilloscope with the right and left
traces showing alternately right–left coverage or lobe switching for the for-
ward direction. The time base was logarithmic. Hohentwiel could observe
a 5000 ton ship at 80 km and a submarine periscope at 6 km [12].
As the end of 1943 approached and the days became short, convoys
again began to go to Murmansk, and both sides prepared for attempts
by surface ships to break them up. When reconnaissance planes, now
equipped with Hohentwiel [13], spotted JW-55B on 22 December Dönitz
decided to have Scharnhorst and six destroyers attack. The Royal Navy
expected the appearance of surface raiders under such conditions and came
well armed and forewarned by Ultra; their available strength consisted
of the battleship Duke of York with cruiser consort and an independently
maneuvering squadron of three cruisers. The Scharnhorst lost touch with
her destroyers early; they had no radar and were unable to join the fight
or find the convoy, so the big ship fought alone [14].
The British battleship and cruisers had types 281 (3.5 m air warning),
284 (50 cm main armament), 285 (50 cm heavy AA) and 273Q (10 cm surface
search), and the Duke of York’s 273Q had a PPI indicator [15]. The Scharnhorst
had the long-standard arrangement of an 80 cm Seetakt on the forward
and aft gun directors [16]. Radar had had little influence on the outcome
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Technical and Military Imperatives
of the action the year before, but this time it dominated and spelled doom
for the German ship more surely than the disparity in artillery. The British
radar was much improved over the previous year. Scharnhorst was sighted
by Belfast’s radar 20 km distant at 0840 hours from which an opening,
star-shell-directed volley carried away the Scharnhorst’s forward Seetakt,
leaving her half blind in a battle that took place almost entirely in the
dark. Scharnhorst eluded the pursuers until 1221 hours when she again
encountered the squadron of three cruisers and headed south to lose them
with her 5 knot speed advantage. She could watch the pursuers with her
aft Seetakt but was blind forward. The Duke of York lay directly in her path
and had seen her on the oscilloscope screens well in advance. The position
of the cruisers to the north and the battleship to the south left a free path to
the east, but her electronic blindness allowed no warning of the danger into
which she fell, after which her speed advantage was unable to save her. At
1650 hours Scharnhorst was completely surprised by illumination followed
by accurately placed 14 inch shells. It was one of the dramatic moments in
naval history, etched in the memories of all who saw it and remembered in
a painting by Charles Pears at the National Maritime Museum, Greenwich.
No one knows how many hits the Scharnhorst took, but they were
many during the two-hour struggle. Like the Bismarck and her World
War I namesake, she went down fighting courageously to the end. Only
36 survivors were taken from the dark, icy waters.
The invasion of North Africa put an end to the possibility that the
Allies might invade Norway, which together with the failure of German
surface ships to break up the convoys, removed much of the function of
the big ships in the north. Lützow was sent to deal with more pressing
needs in the Baltic and the Gulf of Finland, and Dönitz dismantled the
badly damaged Hipper as he maneuvered to retain big ships without direct
disobedience to Hitler’s orders. After the sinking of the Scharnhorst only
the Tirpitz, sister ship of the Bismarck, was left to threaten the northern
convoys.
Bringing about the end of the Tirpitz strained British ingenuity. It
began with carrier planes of the Victorious in March 1942 to little effect,
followed in October with some curious devices called sea chariots that had
been used with great success by the Italians, but British imitation failed.
Two of six midget submarines succeeded in September 1943 in placing
large bombs beneath the vessel and causing serious damage, although the
degree of hurt was unknown to the British. The Fleet Air Arm tried again
in April 1944 and succeeded in inflicting casualties but not in removing the
ship as a threat. The approaching air strike had naturally been observed
with a Freya, but the warning only allowed the crew to man guns and start
smoke generators, as Göring had no fighters to spare for Tirpitz [17].
Sinking the Tirpitz then became a special project for Bomber Com-
mand that was to occupy them for three months. The task was assigned to
Squadrons 617 and 9, the former famous as the Dam-Busters. Lancasters
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Allied Victory in Sight
were modified to take special 6 ton bombs that were certain to penetrate the
armored deck. Three attacks, each in excess of 30 bombers, were needed to
complete the job with two fatal hits finally secured on 11 November 1944.
In order to obtain the maximum of surprise for the third and last raid, elec-
tronic intelligence flights mapped the radar of the Norwegian coast and
found a location through which aircraft at 450 m could pass across Norway
into neutral Sweden, whence they attacked from the east [18].
This effort wrote a final chapter to the controversy between naval
and air power men that had raged during the two decades before the war.
An immobile battleship, defended only by her own AA guns and smoke,
required three attacks with 100 superbombs to be sunk. Although marked
up as a success, it in fact underscored the fallacy of believing surface ships
had been made obsolete by airplanes. Of the demonstrated failures of
air power to deliver on pre-war promises, the failure of land-based heavy
bombers to destroy naval power is the most grotesque.
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Technical and Military Imperatives
Artillery, which had long furnished the air defense of New York and was
the regiment that had provided the first troops for training in radar use in
late 1937. They had received a production SCR-268 for each gun battery
and had had time to hone their skills. With them came other units that
provided gun and automatic-weapon defense of North African ports and
air bases [4]. Battery commanders soon found shooting under radar control
much more effective than with searchlights [5], and their accuracy grew
with practice. The SCR-268 provided batteries with local air-warning as
well as gun-laying capability, justifying the Army’s decision not to adopt
the Bell Laboratory 60 cm CXAS.
The pattern of air attack on sites defended by American 90 mm guns
became fixed throughout the Mediterranean: a few trial raids at night on
a new target tested the defenses and found losses too high to be sustained,
after which raids were rare. An attack on Palermo on 4 August 1943, for
which the enemy numbers and losses were confirmed by prisoner inter-
rogation, showed what the SCR-268 could do. Shooting on radar control
at 29 night bombers, defending guns brought down five aircraft over the
port and damaged two sufficiently that they crashed on the return flight.
The prisoner asserted that the AA fire was the most accurate these fliers
had ever encountered. Despite the importance of Palermo as a port, there
was only one more raid; in it two out of 20 planes were seen to come down
and bombs were jettisoned before the target [6]. Microwave engineers,
steeped in the heady mysteries of the magnificent SCR-584, often speak
with disdain of the 268, but from November 1942 until March 1944, years
when the Luftwaffe was a potent force in the Mediterranean, it was the 268
that gained respect for American gunfire [7].
A large air-warning and fighter-direction system was soon in opera-
tion with a record amount of equipment. Night attackers had to deal with
GCI stations that guided AI-equipped fighters. Radar was secret and air-
borne radar was really secret, so the Air Ministry required this equipment
be sent by sea, and the attempts to bring down night bombers with GCI
alone failed. The first raid on Algiers on 20 November 1942 was met by
gunfire and did little damage, but General Eisenhower emphasized the
need and an AI-equipped Beaufighter squadron arrived and shot down
five unsuspecting bombers a week later [8]. A British GCI unit near Bône
was credited with aiding Beaufighters in the destruction of 23 aircraft, but
Freyas helped make December 1942 a wretched month for the RAF. The
1.5 m AI sets displayed the ground-return limitation that had originally
indicated the need for microwaves. Night raiders, Allied or Axis, learned
to fly very low to lose themselves in ground clutter. It was a different war
than the one over Germany where heavy bombers were forced to the high-
est altitudes to escape gunfire and in so doing made themselves perfect
targets for the 50 cm and later 3.5 m Lichtenstein sets.
The star of North African radar was unquestionably SCR-582, a 10 cm
harbor-surveillance radar that arrived at Oran on 27 January 1943 [9]. This
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Allied Victory in Sight
set, the second Rad Lab set to see combat (SG had entered a couple of
months earlier off Guadalcanal), startled all the American and British radar
men who saw it. Although intended for harbor defense, its 120 cm diame-
ter dish allowed it to pick up low-flying aircraft at 40 km. Its PPI indicator
allowed the operators to guide ships entering harbor through the protect-
ing minefields, and it proved perfect for detecting German motor torpedo
boats. All of these functions were nearly impossible for meter-wave sets.
SCR-582 was soon modified in the field for air defense functions [10].
US Secretary of War Henry Stimson was an early and enthusiastic
apostle for radar and had had Dr Edward L Bowles appointed as his spe-
cial radar advisor. Bowles requested that a senior engineer from Rad Lab
examine the use of radar on the North African front to keep design in
close touch with the realities of combat, and DuBridge sent Dr Louis N
Ridenour. He confirmed the correct emphasis of Rad Lab on microwaves;
he noted the deficient understanding of proper radar use by Army Air
Forces personnel; he learned the extent and quality of German radar and
countermeasures [11].
Rather than extract the Axis forces from Africa, Hitler chose to build
up his forces in Tunisia. The painful experience of supplying the much
smaller Africa Corps was thought to be offset by a much shorter supply
route, and the troops that came by the hundreds of thousands by air and
sea brought radar with them. Of particular note were three stations set
up for fighter control around the Gulf of Tunis, each using the Himmelbett
system of one Freya and two Würzburgs and directed by an ‘ace’ controller.
Like their Allied counterparts, they found using meter-wave radar in the
mountains to the west more exasperating than rewarding. The error of the
decision to defend Tunisia became all too apparent in May 1943 when a
larger force surrendered than at Stalingrad. A few pieces of radar equip-
ment were evacuated, as were the aces, but most sets had to be destroyed
and their personnel became prisoners [12].
Infantrymen on both sides experienced little comfort and less knowl-
edge of the wonders of radar. They were always convinced that their own
air power was gone. ‘Where is this bloody Air Force of ours? Why do we
see nothing but Heinies?’ Except for the defense of ports and air bases,
ground troops had little reason that they could see to thank radar—in the
unlikely event that they knew about it [13]. Radar was the weapon of an
air fight; its introduction to ground warfare had to wait two years.
The French surrender of North Africa caused not only the German
occupation of Tunisia but also of the remaining part of Metropolitan France
controlled by the Vichy Government. This brought French radar develop-
ment to the end. With defeat in spring 1940 radar research had moved from
Paris to Toulon, where it continued in cooperation with the Constructions
Navales, and to Lyon at the laboratory of the Société LMT. Two designs
reached prototype stage: a 16 cm sea-search set capable of detecting cap-
ital ships at 25 km and torpedo boats at 10, and a 50 cm set for sea and
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Technical and Military Imperatives
air search that attained ranges on aircraft of 17 km. The ships at Toulon
were scuttled before German forces arrived and the radar equipment was
destroyed. Some clandestine research was continued in Lyon [14].
With Tunisia secured by the Allies the next step was Sicily. Here
was a more difficult operation, one that required a higher degree of ability,
almost as if it were the next step of a training schedule. North Africa
had been defended entirely by French units, many of whom—the Foreign
Legion no doubt excepted—had no wish to fight. Sicily was defended by
a mixture of Italians and Germans. Except for the units that had benefitted
from Rommel’s command, Italian troops had made an extraordinarily poor
showing, and those defending Sicily were green, ill trained, ill equipped
and ill disposed toward the Axis. The very opposites of these descriptions
described the Germans there.
Commanders planning the invasion took radar as a serious threat to
their air and naval operations, so electronic intelligence set about to map
out the Axis radar screen. The Americans dispatched B-17 Ferret aircraft
loaded with equipment provided by Frederick Terman’s Radio Research
Laboratory on 22 April 1943. Their equipment proved of value before it had
even reached the coast of Africa, as the flight’s navigation was in serious
error, and they located the mid-destination, Ascension Island, by homing
on its radar. They set up operations at Blida, south of Algiers, where their
strangely painted aircraft and super-secret nature filled the beer conver-
sation of neighboring fliers. Secrecy played them false later when planes
filled with the jamming sets intended for the invasion arrived only to have
maintenance crews, who were not instructed about their special nature,
begin making them ‘normal’ by removing non-standard electronics.
Flights in June established the locations of Freyas and a Wassermann
or two on Sicily; another flight circumnavigated Sardinia. After the inva-
sion the locations of the stations mapped by the Ferrets were confirmed,
either by a wrecked set or evidence of an earlier presence. The effects
of American and British jammers, Mandrel (for Freya) and Carpet (for
Würzburg), were never determined. Any effect escaped mention in avail-
able German records [15].
The Italian fortress island of Pantelleria had German radar that had
to be eliminated before the invasion could proceed. The Italian garrison
failed to fulfill Mussolini’s boasts of the impregnable strength of the base—
indeed they did not fight at all—and it was quickly converted into a British
radar post. A floating filter center allowed fighter control during the land-
ings [16]. IFF was its usual sorry self with fighters wasting much time
following up unidentified plots [17]. Ground radar units went ashore with
the landing forces.
Sicily saw the introduction of a new technique contributed by TRE
that made possible the landing of airborne troops behind enemy lines at
night. It consisted of a very light interrogation radar, called Rebecca (call-
ing her children) and a responding beacon, Eureka (‘I have found it!’),
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Allied Victory in Sight
thereby providing the troop-carrier pilot with range and bearing. Eureka
differed from beacons generally in responding only to Rebecca’s call [18].
The interrogator could be mounted in any army support plane and the re-
sponder was light enough to be carried by a parachutist. Advance parties
set up Eureka beacons in Sicily to mark the dropping zones for parachute
and glider troops. The mere idea of attempting such a navigational feat
without Rebecca/Eureka would have brought the most accomplished flier
to despair. Success in Sicily ensured it an important place in the airborne
component of the Normandy invasion and before that in the infiltration of
secret agents and their supplies into occupied Europe [19].
Completing the occupation of Sicily was a ground operation with
extensive air activity. Allied air was by then dominant and remained so
thereafter, but the Luftwaffe fought back tenaciously and skillfully; the
Mediterranean remained a major front for them and a major drain on their
resources. Radar was now a routine component of the air operations for
both sides, although secrecy often kept fliers from knowing the source of
their guidance.
The occupation of Sicily precipitated the fall of Mussolini and his
Fascist government followed by Italy’s surrender on 3 September 1943
followed in turn by the invasion of the Italian peninsula nine days later.
Whether this was the best application of Allied resources has remained a
matter of dispute, but the question of whether the Germans should have
resisted this new invasion was not considered by Marshal Kesselring. He
rightly saw Italy as a dangerous base for air attack on the Reich and decided
such an operating area must be kept as far away as possible. That the Alps
formed an impenetrable radar barrier for concealing attacks from the south
featured in his reasoning. This decision turned Italy into a major theater of
ground fighting for the next 21 months. German ground radar covered the
entire sea coast of continental Europe from Spain to Turkey and including
Sardinia, Crete and the Greek islands with 86 Freya, 18 Wassermann and 54
Seetakt stations [20], all carefully located by Allied electronic intelligence.
The sources of this information do not disclose the number of Freyas and
Würzburgs, great and small, that belonged to Flak and fighter direction,
but they must have been correspondingly great.
British forces landed on the sole of the Italian boot, and the Americans
went ashore at Salerno, 45 km south-east of Naples. Both landing places
were within fighter range of Sicily; German air power was not adequately
situated for a strong response and was unable to hinder the landings seri-
ously [21].
Much of British and American radar was concentrated in the 1.5 m
band: airborne AI mark IV and ASV mark II; ground-based radar
COL/GCI, LW and SCR-602; naval type 286, CXAM and SC; AA SCR-268.
Inasmuch as Window had been used in the July Hamburg attacks it should
have hardly come as a surprise that the German bombers made a distribu-
tion of Düppel cut to 75 cm at the Salerno landings, but it proved nearly
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warrior spirit would carry the Empire through war and that little thought
need be given such servile matters as the economic and commercial basis
of industry with its extreme dependence on shipping. This blindness is all
the stranger given an insular need of imports, and is stranger yet when the
seriousness of the growing blockade went well past alarming indications
of ruin. But Japan’s adversary was almost as slow in recognizing the fatal
weakness that lay in shipping. When the American Navy finally under-
stood what was to be done, it proceeded with efficiency to destroy Japan’s
merchant shipping.
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Technical and Military Imperatives
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Technical and Military Imperatives
his radar. He finally gave up and headed out to sea to find other targets
for his spirited kaiten pilots [8].
The attitude of Japanese boat commanders contrasts with that of the
German, who wanted nothing to do with the Seetakt sets that were initially
adapted to U-boats in small numbers. It is true they were not as suitable as
either American or Japanese sets, but with a little encouragement GEMA
could have probably made them useful. Absence of surface-search radar
robbed them of the use of the night for maneuvering into firing positions,
which was fatal when they lost the day. American and Japanese boats
found night and day equally useful.
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Allied Victory in Sight
of the crews in the South Pacific, but unlike a submarine a surface ship
cannot escape combat by diving, so the attacking bomber has time to make
repeat attacks. The difficulties of seeing an air target at night are much
greater than seeing a ship on the ocean surface. Obviously, this kind of
fight would result in AA fire from the targeted ship, which without radar-
controlled guns would be shooting at shadows unless the plane could be
fixed in the beam of a searchlight, yet bloody duels were not rare.
One of the first adaptations to this new role was the painting of the
PBYs black, with the appellation Black Cats following almost immediately.
This made them much more difficult to see and gave them a sinister ap-
pearance that reinforced the normal aversion to surprise nocturnal visits
by an enemy. The torpedo was the most accurately aimed missile for this
work, but the mark XIII aerial torpedo had as many faults as the mark
XIV submarine torpedo, so good aim even at the favored close ranges fre-
quently failed to cause an explosion; bombs could be expected to explode
but were hard to aim for masthead attacks. The withering fire of four
0.50 inch machine guns mounted in the bow proved more than enough
for some small craft, giving the Cat some properties of a fighter but none
of the agility. These homemade techniques were extended throughout the
South Pacific and accounted for the loss of hundreds of thousands of naval
and merchant tonnage [10].
Most of the credit for the destruction of Japanese shipping deservedly
goes to the Navy, but a large fraction must be credited to Army Air Forces
bombers. If anything had been proved concerning air power during 1942,
it was that high and medium level bombing of any nautical target was
useless. Army fliers and their Australian comrades had demonstrated
in the Battle of the Bismarck Sea that low-level daylight attacks by large
numbers of aircraft using skip bombing and strafing with heavy machine
guns and cannon were very effective against merchant ships and escorts,
but this method was ill advised for single bombers seeking to sink the many
ships in the southwest Pacific that did not move in convoys. In order to
have assurance of a hit, the bomber had to approach at altitudes that made
the AA fire of even a freighter deadly. The Black Cats had shown the way,
but the Army fliers thought they could do better and had cause to do so,
for reasons other than as part of the overall Allied effort to sink enemy
shipping. Single vessels, generally traveling at night and hiding during
the day were supplying the island garrisons that the ground troops had to
fight, and the Army fliers wanted to isolate the battlefield [11].
As the 10 cm search radar SCR-517 came into use in that theater, crews
of patrol planes noted the ease with which these vessels could be observed
at night yet could not use it to place a bomb on one. This was not the
fault of the radar, which did not suffer the surface reflection limits of ASV
mark II; there was just no way to aim a bomb with the 517. To remove this
deficiency Bell Telephone Labs began in July 1942 the design of auxiliary
equipment to be used with various microwave sets to provide automatic
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Technical and Military Imperatives
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Allied Victory in Sight
Destruction of these ships cut off supplies sorely needed for the defense of
the Philippines. And this from a base where operations had to be ‘measured
in pints of gasoline and ounces of bombs’, owing to the extreme difficulty
of flying supplies from Burma over the Himalayas [15]. The destruction
caused by this handful of bombers became so painful that the Japanese
Army forced the Chinese back and captured Liuchow on 11 November
1944 thereby ending the 14th’s commerce raiding [16]. That such a measure
was necessary to stop the sinkings demonstrates the complete absence of
Japanese night-fighter capability, which could have worked easily from
Formosa and would have found no simpler adversary than a snooper. For
want of airborne radar an army had to move.
In early 1945 the United States had brought Japan to the state that
Dönitz had planned for Britain. It was a condition for which there was no
correction, as Japan had no allies to intervene and no conceivable means of
breaking the blockade. The hopeless condition of the nation had become
obvious to the Imperial Navy and the civilian ministers of the government
after the Battle of the Philippine Sea, but rule was not by reason but by
the bushido code of honor that sent hundreds of fine young men to their
deaths in knowingly suicidal gestures against an all-powerful enemy.
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Technical and Military Imperatives
oned the high attrition of their elite corps of naval fliers. Intended, as the
strategy demanded, to carry the Empire to early and dramatic victory, they
had been superbly trained but now few remained. Their skill had taken
advantage of the long range and agility of light-weight aircraft having
neither bullet-proof fuel tanks nor armor, but their unskilled replacements
found these advantages elusive when sent against well trained and rapidly
seasoned adversaries flying heavy, tough machines. The grand mistake of
not having provided adequate flying schools, while America turned out
thousands of pilots, spelled doom for the island Empire.
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Technical and Military Imperatives
by the enemy unlikely [8]. When submarines began to fight as wolf packs
they used the SJ in this way to communicate with one another when sub-
merged [9].
The SG had become the loved one of deck officers for new and un-
expected reasons. The charts of the Pacific islands were distinguished for
their gross and dangerous inaccuracy. Close approaches to shore were the
rule not the exception, which made the maplike PPI display of SG a beau-
tiful sight for a skipper proceeding, perhaps a bit faster than he would
have preferred, toward an unknown, poorly mapped coast. It could be a
tricky even with a perfect radar because low-lying land in the foreground
could be missed and higher ground farther back mistaken as the shore [10].
The adoration of SG did not withhold criticism, if anything it amplified it;
waveguides sometimes became lossy when misaligned by the shock of
gunfire, and more power was needed to increase range. Raytheon began
production of the SG-1, having tightened the joints and raised peak power
to 50 kW, in May 1943 [11].
Main battery fire control received the 10 cm mark 8 (a Bureau of Ord-
nance designation that replaced the seldom used FH), which had gone to
sea in prototype from Bell Labs as CXBA. It was the first phased-array
microwave radar, allowing electrical rather than mechanical scanning. Its
15 to 20 kW peak power allowed any vessel within gun range to be taken
under blind fire. Electrical scanning gave the operator a continuous presen-
tation of the 30◦ sector toward which it was pointed and simplified lobe
switching. It allowed fall-of-shot corrections to be made while keeping
other targets under observation, preserving thereby in more convenient
form an advantage of the FC and FD. The beam was only 2◦ wide, and the
pulse width only 0.4 µs, giving excellent resolution and removing the con-
fusion that often accompanied multiple targets with the 40 cm sets. Data
were presented on two scopes: one gave target amplitude as a function
of range, the other range plotted against bearing. The mark 8 drew en-
thusiastic responses from all gunnery officers who had the opportunity to
compare it with the FC and FD. Production began at Western Electric in
October 1942 [12].
The antenna had a curious appearance that resulted from an inge-
nious design. Bell had used a phased-array antenna for steerable short-
wave transatlantic telephony before the war, and the engineers saw pos-
sibilities for using the basic idea with microwaves. They also introduced
a new kind of radiating unit, the polyrod, a properly dimensioned rod
of polystyrene inserted into the open end of a waveguide, which radi-
ated continuously along its length. George Southworth had observed the
propagation properties of dielectrics in his earliest microwave work. A
few experiments showed that rods could be shaped to give the directivity
needed for the mark 8 [13]. The fixed array of the mark 8 consisted of
14 identical horizontally arranged elements, each a vertical array of three
polyrods; the phase to each element was controlled by mechanically rotat-
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Allied Victory in Sight
ing phase changers. The design accomplished nicely the important goal of
suppressing unwanted side lobes [14]. It also seems to have been the only
use by the Allies of the polyrod radiator. It is worth noting that the limited
German microwave work employed it [15].
The Navy’s version of ASV mark II, the ASE, had become standard
equipment for the PBY flying boats but was ill suited for the torpedo
bomber TBF Avengers. NRL had had their own 60-cm air–surface radar in
development when the ASE was adopted and completed it for these new
carrier planes. Like the ASE this set, the ASB, used two Yagis directed 7.5◦
right and left of the forward direction [16].
The introduction of radar-equipped night fighters onto carriers was a
problematical thing. The first sets available were the 3 cm ASH (AN/APS-
4), search equipment that needed a separate crew member as radar operator
because of the complexity of operation. Attempts were undertaken with
the Avenger, which satisfied the requirements as the radar platform but was
too slow to serve as the gun platform. Fliers from the Enterprise attempted
to correct this by having two F6F Hellcats accompany the radar plane in
breaking up a night torpedo attack on the task group in November 1943.
The result was successful in shooting down two bombers and thwarting
the attempts of the third, but the confusion presented by the two fighters
without radar may have led to one of the American fighters, flown by a
distinguished Ace, E H O’Hara, being shot down in error [17].
Later a new set, AIA-1 (AN/APS-6), was mounted in single-seat fight-
ers and designed as an airborne interceptor. The set was simplified so that
the pilot could operate it alone and a pair of red-filtered goggles preserved
his night vision when viewing the 50 mm diameter scope on the instru-
ment panel [18]. Carrier night fighters were used sparingly because keep-
ing them aloft put additional requirements on already overworked deck
crews. Other ways were found to be effective against the dangers of night
torpedo-bomber attack.
A weakness of American electronic arms that was closely associated
with radar was the continued use of high-frequency radio for combat
aircraft—more than four years after the Royal Air Force had replaced it
in Fighter Command with crucial very-high-frequency equipment! These
old radios had been the curse of the carrier operations off Guadalcanal be-
cause of their inherent noise, erratic transmissions and the limited number
of channels they could carry. Change was in progress, but fighter directors
still had to deal with mixed systems in June 1944. Fortunately, communi-
cation discipline had been greatly tightened by then.
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Technical and Military Imperatives
beaches of defended islands. The first of these was the invasion of Attu
[36], begun on 11 May 1943 by the 7th Infantry Division, fresh from tropical
training that was intended to throw spies off the trail. Whether freedom
from spying served these men better than preparation for the conditions
they were to encounter does not seem to have been evaluated. The Japanese
and the weather provided the invaders ample resistance during an ugly,
18 day fight that showed what things would be like on such places as Iwo
Jima.
After the Battle of Komandorskis and the loss of Attu the Japanese de-
cided to evacuate the 1200-man garrison on Kiska. This was accomplished
on 28 July by 19 vessels under Admiral Masatomi Kimura that evaded the
American blockade, piloted themselves into the harbor, loaded all person-
nel and departed just as quietly. It was a brilliant performance followed by
an elaborately planned and executed American invasion on 11 August that
found nothing but a couple of dogs. Despite PBYs with ASV and patrol
ships, the evacuation had evaded interception. The key technical element
for the Japanese, used both for navigating through fog and evading the
blockaders, was the 10 cm mark 2 model 2 radar [37].
Associated with the evacuation of the Japanese garrison was a strange
radar naval engagement—the Battle of the Pips. On 22 July 1943 a PBY
reported radar contact with seven vessels, and an American group includ-
ing two battleships and five cruisers headed for the reported position on
a wide front. At 0043 hours on 26 July the Mississippi picked up three or
four large contacts on the SG at 30 km. This was followed shortly by the
FC fire-direction radar reporting five or six. The contacts looked similar
to those returned by cruisers or destroyers but were intermittent and un-
steady, which was reported to the bridge. At about the same time other
vessels reported similar radar sightings. Fire was opened shortly after
0100 at a range of about 23 km by those vessels capable of firing under
radar control. It became increasingly clear to the radar crew of the Mis-
sissippi that something was seriously amiss. As they had narrowed range
the SG contacts retained the same amplitude instead of strengthening, but,
much more serious, the echoes of the projectiles and the splashes were
stronger than those of the presumed targets. Fire ceased after 25 minutes
when it became clear there was no enemy there [38]. When visual observa-
tion cleared, moonlight and star shells disclosed no targets. Examination
of the ocean surface after daylight found no wreckage, no oil slicks, no
survivors—nothing but clean ocean surface [39].
This embarrassing action was caused by anomalous propagation to
ranges such that the blips on the scope had returned a few sweeps after
the original. They had encountered this phenomenon frequently with the
40 cm of the FC but never with the 10 cm of the SG. The Radar Officer of
the Mississippi later reconciled the contact bearings as echoes from Kiska
Volcano and the islands of Segula, Little Sitkin and Semisopochnoi [40].
Had the SG and FC sets had a switch to alter the pulse repetition rate as
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Allied Victory in Sight
did the CXAM and the SK, the Battle of the Pips would not have taken
place. Pulses from targets within the first sweep are unaffected by such a
change, but those returning from targets beyond jump on the display as
soon as the switch is pressed.
Observing critically the Attu and Kiska landings was Marine Lieu-
tenant General Holland Smith, who was to become the master of amphibi-
ous warfare. With army, marine, naval and air forces he would develop
this technique to its ultimate. The Gilbert Islands were to be his first test.
Two strategic directions had evolved by late 1943. MacArthur was
to clear the Solomons and parts of the Bismarck Archipelago in order to
move across the northern part of New Guinea through the Halmaheras to
the Philippines. Nimitz was to drive through the rings of island bases to
join with MacArthur for the final drive at a location to be decided. In the
original expansion Japan had garrisoned many locations throughout the
Pacific and was confident that each would demand a dear price for each
insignificant atoll. But once these bases lost their aircraft and could receive
no resupply, they became prison camps administered by Japan. It then
became clear that only those that afforded harbor and air fields for the next
step across the Pacific’s continental-sized distances need be taken.
The invasion of the Gilberts took place in late November 1943 as the
first step in Nimitz’s plan. The two islands of Tarawa and Makin received
a heavy pummeling by bombers and ships’ artillery, but the effect seemed
to have hardened rather than softened the resistance of the garrisons. The
attackers made no small number of blunders, and Tarawa became inscribed
as a Marine Corps memory of courage and blood. The Marshall Islands
were taken in early 1944 in a more workmanlike manner. The Marianas
were to be next, and it was assumed and hoped that attack on them would
precipitate a major fleet action.
While this was going on MacArthur secured the northern coast of
New Guinea with troops of the US, Australia and New Zealand. His path
was eased by much of the enemy’s naval and air forces that might have
faced him having been diverted to help check Nimitz’s drive from the east.
The FC and FD fire-control radars were of little use in identifying
land targets for the increasingly important artillery function of bombard-
ment preparatory to landing. Saturation bombing and rocket attacks were
spectacular and could be demoralizing, but the need was for accurate fire
on targets known to present danger. Such targets could often be identified
from aerial photographs but not recognized from the ship either visually
or electronically. A solution presented itself as forces began moving up
the Solomons in 1943. Prominent land features could be identified on the
aerial photographs and seen by radar. This allowed offsets to be calculated
so that fire could be directed on dangerous emplacements. The method
worked optically too, but accurate ranging made radar preferable even on
clear days [41]. It worked even better when the 10 cm mark 8 fire-control
radar became available.
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Technical and Military Imperatives
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Allied Victory in Sight
379
Technical and Military Imperatives
lent Draper sights and finished with the 20 mms. His confidence proved
well founded.
On the morning of 19 June Osawa dispatched four major attacks,
all of which were spotted by the SKs in time for the fighter directors to
place ambushes of Hellcats, which removed a significant number of the
attackers. The play followed the script in each successive phase with little
damage or loss of life to the defenders resulting. Of particular importance,
all carriers remained operative. Much credit goes to Lieutenant Joseph
Eggert who functioned as task-force fighter director aboard the Lexington.
He was aided by Lieutenant Charles Sims, who was fluent in Japanese and
who listened to the commands of the airborne Japanese air coordinator
and informed Eggert of his every word.
Despite the serious losses Osawa was known to have suffered, the
Americans wanted desperately to sink enemy carriers. We can now say
this was a waste of effort for the battle was over; Japanese carrier power
was irretrievably ruined whether empty carriers existed or not, but such
talk is hindsight and would have been violently rejected on 20 June, when
the enemy fleet was finally located near the end of the day. A dramatic
attack was launched that succeeded in destroying a carrier. The retrieval
after dark of the returning planes marks a romantic peak in naval arms,
but the strike’s effects were not worth the losses. Three Japanese carriers
were sunk in this great battle, but two went down from submarines.
The 19th and 20th of June 1944 encompassed the most intense air
battle ever fought. It is impossible to give the number of aircraft involved
both from the uncertainty in deciding who was and who was not engaged
and from the uncertainty of the number of Japanese planes retained by
the island bases at the start, but one can give the numbers carried by the
two fleets with some assurance. Osawa had a total of 473 aircraft at the
beginning, Spruance had 956; of these Osawa lost 426 to which might
be added about 50 more from the island bases, Spruance lost 130, three
quarters in the attack of the second day with its high loss of returning
planes [44]. It is more difficult to establish what portion of Japanese losses
fell to AA fire, although significantly less than those shot down by fighters,
and much more difficult to separate the results of radar-directed proximity-
fuzed 5 inch guns from the 40 and 20 mm automatic guns. The radar-
directed fire was effective at ranges beyond those for the automatic guns,
which were also the ranges at which the courses were slow enough for
the manual-tracking FDs and especially for the mechanical-analog mark 1
director to follow. These directors had become by then the recognized
weak link in the radar-director–gun-fuze chain. Dramatic improvement
was on the way in the form of the mark 57 being designed at the Johns
Hopkins Applied Physics Laboratory by the team that had provided the
proximity fuze, but it would not be seen in the war zone until January 1945
[45].
Radar had transformed carrier warfare yet again. Its great strength
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Allied Victory in Sight
throughout the war was defense, and the SK, the improvement over the
XAF bedsprings demonstrated in the Caribbean five years before, had de-
feated the might of Imperial Japan off the Marianas as surely as the long
bow had defeated the French at Agincourt [46].
This great carrier battle had settled the fate of the Marianas. Without
control of the sea the garrisons on the various islands had no hope of relief,
but this in no way affected the determination with which they fought off the
invaders. In the early morning of 7 July the few thousand Japanese troops
that remained made a convulsive and suicidal attack on the American lines
that caught some Army units off guard but which was cut to pieces within a
few hours at the usual ten-to-one losses. After that their commander killed
himself. Separately the naval commander of Saipan did the same. His
command was sufficiently small, a few patrol boats and shore personnel,
that we would normally not record his passing in this mere outline of the
military struggle, but he was Vice Admiral Chuichi Nagumo, 26 months
earlier hailed as one of the greatest admirals the world had ever known.
What must have been his emotions in seeing the battleships he had sunk
at Pearl Harbor firing at Saipan from off shore?
Saipan had a large civilian population, a large fraction of which—
men, women and children, young and old—killed themselves in mass
suicides, although in nothing like the proportion of the military personnel.
Such was the Pacific War to be.
The word ‘radar’ entered newspaper articles in June 1943, having
been recently made public by Britain and America in a joint release. At that
time the Navy allowed an interview of NRL engineers that disclosed many
theretofore secret details [47]. In November 1944 a US Navy recruiting
poster stated: ‘Young men wanted by the Navy for training in RADAR,
one of the newest and most exciting developments of the war—with a great
postwar future [48]’.
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Technical and Military Imperatives
382
Allied Victory in Sight
1.5 m ASV mark II radar mounted on a PBY. This is a combination of two very
valuable weapons the Allies had in the war at sea. This British-designed radar gave
the US Navy its night vision when mounted in these long-range patrol bombers.
The transmitter antennas were mounted on both sides of the hull, below and behind
the pilot’s window. The receiver antennas were mounted beneath the wing on both
sides; they were Yagis that lay in a plane parallel to the one defined by the wing.
The date of the picture is 8 March 1942. National Archives photograph 80-G
403256.
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Technical and Military Imperatives
The first 1.5 m ASV mark II radar mounted on a PBY. This is a combination of
two very valuable weapons the Allies had in the war at sea. This British-designed
radar gave the US Navy its night vision when mounted in these long-range patrol
bombers. The transmitter antennas were mounted on both sides of the hull, below
and behind the pilot’s window. The receiver antennas were mounted in various
configurations, often Yagis that lay in a plane parallel to the one defined by the
wing and beneath it on both sides, although it appears that in this case it was
mounted on top of the aft section of the hull. National Archives photograph 80-G
700269.
The antenna of a Japanese 2.0 m
mark 6 airborne ship- search
radar mounted on a Mitsubishi-01
two-engine medium bomber cap-
tured by American forces in
February 1945. This very suc-
cessful ship-search radar used a
common antenna for transmitter
and receiver. Shown here is the Yagi
used for forward search. A pair
of dipoles mounted on the sides of
the fuselage permitted scanning to
the sides. Although the Yagi was
a Japanese invention, they did not
incorporate it into their designs
until discovering it on British
Army searchlight radars captured
at Singapore. National Archives
photograph 111-SC 289080.
384
Allied Victory in Sight
A Bristol Beaufighter. This became the standard RAF night fighter and was
equipped with radars for airborne interception using 1.5 m and 10 cm. It is
not possible to ascertain the radar type from the photograph, except to say that it
was microwave, evidenced by the plastic nose that shielded the paraboloid reflector.
From the date, 27 March 1949, one would assume the set to be an AI mark X,
identical to the SCR-720. National Archives photograph 80-G 403264.
385
CHAPTER 8
8.1. INVASION
One could, without great scholarly exertion, assemble quotations from
many leaders of World War II emphasizing the difficulty of landing and
maintaining an invasion force on defended shores. For the Americans
in 1942 such a stratagem for the European continent seemed a straight-
forward way of preventing Soviet collapse. For the British it recalled a
memory of the Dardanelles and Gallipoli in 1915, a memory burned par-
ticularly into the mind of Winston Churchill and reinforced with the later
horrors of the Somme and Passchendaele. Thus General Marshall’s call
for a cross-Channel invasion in 1942 by green American and British troops
was received with incredulity in London. The disastrous outcome of the
division-sized raid on Dieppe made a quick end to such plans but did not
remove the goal from American and, though retained more reluctantly,
British minds.
The cross-Channel invasion was Marshall’s unalterable intention
from the moment the United States entered the war, and it assumed the
same importance for his deputy in the War Plans Division, Brigadier Gen-
eral Dwight D Eisenhower. That they maintained for a period what in ret-
rospect would have been a highly flawed course can be understood from
the dire situation in which the Allies found themselves in 1942. There
was every reason to fear that the Soviet Union would be defeated by the
seemingly unstoppable drive of the Wehrmacht into southern Russia, and
a landing in France was a way to help prevent this collapse. The risks were
well understood by the two American generals; they estimated the chances
of a successful 1942 landing to be ‘only one in two and of maintaining the
beachhead at one in five’. These were desperate times [1].
When Allied troops finally went ashore in Normandy in June 1944,
they had behind them the experience of the North African and Mediter-
ranean landings as well as the early ones of the Pacific. The knowledge so
gained allowed the invasion to be a success, but of equal, perhaps greater
importance was the absolute command of the skies by spring 1944. For
whatever its strategic value, the bombing of the Reich by night and day
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The End in Europe
had forced the Luftwaffe to fight, and although they had inflicted serious
damage on the attackers—one can say they had defeated the bombers by
early 1944—it had been accomplished at a terrible loss in trained air crews
and machines. Allied losses were also great but could be made up; German
losses could not.
By spring 1944 Allied superiority in radar was equally well estab-
lished, but its affect on the battle is less easy to evaluate. Its most important
contributions were in navigation and countermeasures.
The German radar chain occupied a special part of the invasion plans,
a part that produced some curiously contradictory actions. The task of
cataloguing the characteristics and locations of German radar and jamming
stations, much helped by the easily recognized fortifications with which
they had been provided after the Bruneval raid, was shared by R V Jones’
Scientific Intelligence and Claude Wavell’s Central Interpretations Units
[2]. By locating the invasion fleet and its air cover these sets could provide
crucial warning of where and by inference when the landing would take
place. Ideally, the stations should have been destroyed, but starting with
Göring’s half-hearted attempt to destroy Chain Home at the beginning of
the Battle of Britain, it had been learned that radar stations were not so
easy to eliminate as it might seem. The electronics were well entrenched
and required a direct hit by a heavy projectile, and the spindly antennas
of Seetakt and Freya were hard to bring down and often capable of repair.
Rocket- and cannon-firing fighter bombers attacked the sites and proved
much better suited to the task than had Göring’s dive bombers. It was a
nasty business for the fliers because the radar operator clearly read their
intention, and the stations were well defended by 37 and 20 mm automatic
guns [3]. Destruction was attempted during the preparation along the
whole coast where landings might be possible, so as not to tip off the
selected beaches, and of 92 naval and air sets operating before the assault
only 18 were either left in operating condition or restored during the critical
time between 0100 and 0400 hours of 6 June. On top of this the general
failure of the electric power grid forced the use of engine-driven generators
for which fuel was scarce to non- existent [4].
Knowing that complete elimination was not possible, the attackers
followed with jamming and deception. Jamming the many sets from
ground and airborne transmitters could only hope to reduce the range
at which detection would occur, and that with uncertain reliability. The
amount of warning radar gave the defenders is not certain, reports vary
from three hours [5] to almost nothing [6].
Three squadrons of the airborne Mandrel screen were assigned the
protection of the advancing fleet by flying racecourse patterns at ten loca-
tions along a line from the Bill of Portland to Littlehampton [7]. Areinforced
squadron set up a similar screen along the Somme estuary to protect the
very vulnerable 1000 aircraft transporting airborne troops for the landings
east of Caen and on the Cherbourg peninsula. These jammers dropped
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Technical and Military Imperatives
for the first time Window cut for Freya, often called Rope because of its
1.7 m length, in addition to using Mandrel. They also jammed the radio-
telephone channels of the German night fighters dispatched toward what
they took to be a bomber stream. The total effect was so strong that the night
fighters returned to their control points. One complication for the counter-
measure aircraft was that their Mandrel jammers seriously interfered with
their own Gee receivers, so navigation had to be by dead reckoning [8].
The vessels of the fleet did not have to depend on airborne jammers;
they were outfitted so as to produce cacophony on the Seetakt, Freya and
Würzburg wavelengths. The Channel radar war had seen the use of the
Royal Navy’s type 91, which by 1944 was installed on major warships
as well as on the English shore. Lighter vessels were equipped with light-
weight jammers designed by the Harvard Radio Research Laboratory, orig-
inally for airborne use. This was the first time that the Royal Navy per-
mitted jammers modulated with noise to be used, rather than sinusoidal
and repetitive-pulse modulation, and the type 91 sets were modified to
conform to this American practice. Noise jamming is harder to filter out
and requires a transmitter with a wider pass band, which makes it corre-
spondingly difficult for the jammed radar operator to evade the noise by
making a small change in frequency. Noise modulation had been avoided
for fear the Germans would take it up too (a curious fear because Martini
had used it during the Channel Dash), but by June 1944 their jamming was
no longer so greatly feared. Some 800 jammers were distributed among
the assault vessels [9].
The limitations on destruction and jamming caused much effort to go
into deception. The closest point between England and France was across
from Dover. It was a natural place to cross, and was close to Germany.
Normandy was selected for various reasons, primarily for the ease with
which it was hoped to take ports with sufficient capacity to sustain a conti-
nental army, but from the beginning an elaborate ruse had been exercised
to make Calais seem the selection. This had involved the creation of a ficti-
tious army group in Kent, manifested by discreet radio transmissions, the
deceptive meanings of which were left for astute German intelligence of-
ficers to penetrate in a manner conforming to Allied wishes. At some time
the fleet approaching Normandy would be observed, more than likely by a
few functioning Seetakt sets, and the enemy had to believe it a feint. Here
Robert Cockburn’s skills came into full play.
To reinforce the impression that the real invasion would be at Calais
required that a fleet be detected by the radar stations that remained after
the fighter bombers had done with them. The requisite number of vessels
could hardly be released for such a purpose, so a radar spoof, the greatest
of all time and Cockburn’s masterpiece, took its place. To ensure that no
unsuspected radar wavelengths would be encountered, Martin Ryle, who
did the detailed planning, made an electronic espionage flight along the
coast [10]. Finding no surprises, he loaded the aircraft with Window cut to
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The End in Europe
389
Technical and Military Imperatives
390
The End in Europe
troops, who dropped under cover of darkness. The aircraft used Gee for
initial navigation but followed radar beacons set up by undercover agents
to locate the drop sites. This was the great triumph of Rebecca (US manu-
facture AN/APN-2), a modification of ASV mark II that sought the portable
beacon, Eureka (AN/PPN-1). Eureka had not only the happy characteristic
of speaking only when spoken to, it also allowed the operator to transmit
signals at a slow rate to Rebecca, thereby providing crucial last-minute
information about local wind or enemy actions [21]. This airborne action
was fraught with the possibilities of disaster and was opposed by many
in high command. The success in getting the airborne forces moderately
close to their assigned target areas at night was possible only through navi-
gational accuracies considered impossible by many not privy to the secrets.
The success of these forces was limited and the casualties high. Landing
division-sized units from the air, which had seemed the most modern form
of warfare, was already obsolete, but unfortunately the lesson was not yet
learned and the great airborne disaster at Arnhem was not avoided [22].
Defense of the fleet and the beachhead against air attack had been
prominent in the thoughts of the planners. To this end the British LW and
its American copy, SCR-602 went ashore in early landings [23], although air
superiority left them little work. Fighter control radar units went ashore
on D-Day plus 1 [24], but during the interim their duties were assumed
by three fighter-direction tenders accompanying the fleet with RAF teams
manning them. Each tender had two 1.5 m GCI sets (AMES type 15) and
one 50 cm early warning set (AMES type 11). These ships proved of little
value. The confusion caused by so many aircraft with the usual IFF mix-
ups, by the large number of ships and by the reflections from land made
it difficult to identify German planes, and those that did inflict damage on
the fleet—the low-flying mine layers—were seldom detected with 1.5 m
and 50 cm equipment [25].
It was during the invasion that MEW (microwave early warning,
AN/CPS-1), the ultimate surveillance radar, made its first contribution2 .
With its great range, 300 km under good conditions, it provided a target
resolution in horizontal coordinates superior to any air-warning equip-
ment. Its 66 tons, four 12 kW engine-driven generators and crew of 30 to
50 provided unparalleled information at five indicator positions, each with
a 30 cm PPI scope and two smaller scopes for range plotted against signal
and range plotted against direction. The PPI scopes were not only large
but were so devised that the indication zone could be moved off center,
thereby allowing the active sector to be seen in more detail. MEW came
with a fighter-direction center equipped with a large vertical ground-glass
plotting panel on which coast, azimuth and range lines were marked along
with the air-controllers’ grids; data were recorded with colored chalk by
plotters standing behind and writing in mirror image [26].
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Technical and Military Imperatives
Shortly after MEW had been set up and before it had operational
communications installed, it gave a dramatic demonstration of its capabil-
ity. On 20 March the operators in training noted a large formation at 270
km headed over the Atlantic from France. A telephone call to a nearby
GCI station, which could not see the aircraft, disclosed that 14 B-17s with
140 men had just reported themselves hopelessly lost and were planning
to ditch. They were advised of their true position and vectored back to
England [27].
Luftwaffe radar troops gave a demonstration of what the subjugation
of Germany was going to entail. A radar station near Douvres, about 12
km north of Caen and 4.5 km from the beach, was encircled as the invaders
moved inland. The garrison consisted of only five officers and about 200
men, but they were well dug in and had acquired a nice assortment of
antitank and machine guns. The station finally surrendered to a major
armored attack after 11 days’ siege [28].
In addition to bombardment by major warships, the British and
American bomber forces contributed their devastating power to soften-
ing the beach defenses. RAF Bomber Command dropped 5300 tons of
bombs on beaches and coast defenses during the night of 5/6 June using
H2S to aim. The US 8th Air Force had the task of repeating the exercise
five minutes before the first troops were to land. Although intended to be
a daylight attack, the deteriorating weather forced the use of H2X. Bom-
bardiers received radar maps and extensive instruction; the sharp water–
land boundary was helpful to give hope of accuracy. Given that their
bombs were intended to fall only 1000 m ahead of the landing craft and
that a one second error in bomb release translated into about a 100 m error
on the ground, it is not surprising that caution was in the air [29]. The
bombardment killed no Allied personnel, but then few bombs fell on the
beach defenses; they did not, however, contribute to German good humor
in positions immediately behind the beach.
In looking back on the course of World War II one tends to see the
Allies on a steady path to victory after the beginning of 1943, which is
indeed how it came to pass, but it was not foreordained. Failure in any one
of the campaigns preceding the cross-Channel invasion would have meant
costly delays, but failure of the invasion would have had consequences
that would have given us a completely different world. The success of the
landings makes it appear as if there could have been no other outcome, but
this was certainly not the view on either side in early 1944. Many in high
places of Allied command were openly skeptical of an invasion holding,
and just as many on the other side were confident of repelling it [30].
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393
Technical and Military Imperatives
394
The End in Europe
cal aiming equipment was manual, the directors were not only manual but
slow mechanical analogue computers, and the mobile guns also manual.
These units had greatly improved their efficiency since the Blitz but were
hard pressed to engage the V-1s [6].
Guns placed close to London were worse than useless because in
downing a bomb—unless they caused it to explode in the air—they caused
it to fall on metropolitan London, whereas it might have continued beyond,
had it not been molested. Since October 1943 some of the heavy guns had
begun receiving the GL mark IIIC, the Canadian 10 cm set together with
an electronic predictor. It was a tremendous improvement over the 5 m
GL mark II but was a manual tracking set [7].
In preparation for the coming onslaught, the Air Ministry ordered Air
Marshal Roderic Hill to prepare the defenses of RAF Fighter Command and
Army AA Command. Night- and day-fighter squadrons were detailed for
this service with machines stripped of armor and other non-essentials to
give them greater speed. The bulk of the heavy guns moved to the edge of
Greater London along an arc at the southeast perimeter. Moving them to
the coast was rejected because of the expectation of jamming from across
the Channel. This gun belt soon became well organized and entrenched [8].
The battle entered the first phase on 13 June and continued for a
month. During those days the fighters were more successful than the guns,
both together bringing down about 40%, but it was apparent that the gun-
ners were improving and that the position of the gun belt was unfortunate.
The CHL stations would guide the fighters onto the bombs while over the
Channel, leading to pursuit. If a bomb had not been destroyed by the
time the two had reached the gun belt, the fighter had either to relinquish
the chase or risk the fire of excited gunners. On the recommendation of
General Pile, the long-suffering AA Commander, Hill ordered the gun belt
moved to the coast and instituted new rules of engagement: fighters were
to operate over the Channel and between the gun belt and London and not
to enter the gun belt no matter how hot the pursuit. Thus fighters would
get first crack over the Channel; gunners would form a tough gauntlet after
which any escapees could be hunted down before reaching London; finally
there was a line of barrage balloons. The transfer of the gun belt on what
amounted to a moment’s notice was achieved during three days in mid
July; it required the movement of 4.5 million vehicle km, re-deployment of
23 000 men and women, and re-laying telephone cable sufficient to stretch
from London to New York. Dawn of 17 July saw all guns in action in their
new positions, and the second phase began [9].
During the weeks before the move to the coast General Pile had
pressed for American SCR-584 automatic-tracking radar with the Bell Labs
M-9 electronic director. In this he was helped by Churchill, and when
things began to get tough a special emissary of Pile’s to Washington se-
cured 165 of the new gun-laying radars. General Eisenhower took interest
in the situation and lent 20 American four-gun 90 mm batteries [10]. Un-
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Technical and Military Imperatives
fortunately, most of this equipment came into the hands of troops, whether
British or American, who had to begin shooting at the Divers while study-
ing the operating manuals. Into this stepped a few Rad Lab men who
went from battery to battery adjusting equipment and instructing person-
nel in its use. Among them were Ivan Getting’s co-designers, Hurach (later
Henry) Abajian and Lee Davenport [11].
The scores of the guns went up markedly as robot began shooting
robot. The SCR-584 tracked automatically and its data were converted au-
tomatically to gun orders by the M-9 director, and the American 90 mm
and the fixed-mount British 3.7 inch guns followed these order automati-
cally. At the end of the chain came the final element in this completely new
air defense weapon—the proximity fuze. The fuzes had been adjusted to
the small size of the V-1 from firings in New Mexico at a model built from
information gained through Jones’ intelligence network [12]. The results
of all these technical advances reached a climax on 28 August when 97 V-
1s were launched: fighters shot down 23, guns 65, balloons removed two
more, and only four of the remaining seven reached London [13].
Advancing British forces soon occupied the launch sites. This did not
free London from attacks because V-1s were carried beneath He-111s and
launched over the North Sea, which required moving batteries again, but
the number reaching London was very small. Antwerp, however, was less
easy to defend and received a heavy bombardment, far more than England.
Except for relatively minor fighter action the defense of Antwerp relied on
the guns but without proximity fuzes, which had not been cleared for use
over the continent. The 584 with time fuzes destroyed 40those engaged,
but the gunners wanted proximity fuzes. Opposition to their use came
from Admiral King, who looked on them as private property of the Navy,
and it took a confrontation between him and Vannevar Bush to free them
for use on the continent—just in time for the Battle of the Bulge [14].
The MEW saw action against the V-1s; the first one sent to Europe
had served to monitor the sky over the invasion and was then moved to
track the flying bombs. The single complaint about MEW was its lack of
height information, which the SCR-270 provided, but height information
was unimportant for the V-1s because of the limited range of altitude in
which they flew. This made the MEW a perfect GCI set for the fighters as
well as giving accurate warning to the batteries [15].
That the capabilities of Britain’s AA artillery lagged so far behind both
Germany and the United States has its origins, as discussed in Chapter 1.5,
in attitudes found at various levels of British command, but Lord Cherwell,
Churchill’s scientific advisor carries no small amount of blame. The talent
found at the War Ministry’s Air Defence and Research Establishment at
Christchurch was adequate to have equalled the American achievement,
but it was blocked at every turn by Cherwell’s bias against that kind of
weapon. Less hurting to the war effort but adding to a record of poor
counsel was his attitude about the rocket bombs. As intelligence contin-
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The End in Europe
ued to pour in from Jones’s network about the V-2, Cherwell continued to
dismiss it as a ruse to divert resources, a position he retained for a remark-
ably long time—a repetition of his earlier refusal to believe the Germans
had radar.
Once the danger was too clear to be ignored the matter of defense
became acute. The V-2 was immune from fighters and guns, although
there was a plan for use of the latter that was never implemented. Attack-
ing the locations for production and launching was the only immediate
recourse, but after the Peenemünde raid of August 1943 production be-
came dispersed and underground, and the launch sites were simpler than
those of the V-1s and harder to destroy. Some results came from attacking
train loads of the rockets, but the overall effect was not great. London and
Antwerp simply had to take it.
Radar played an inconsequential role in this part of the play. Some
CH stations were trained to watch for ascent of the rockets. The long
wavelengths gave satisfactory reflections, but the accuracy was too poor
for locating the insignificant launch sites. Coupled with tracking by spe-
cially altered gun-laying sets that gave last minute information about the
descending phase, this brief warning had an important function. A hit on
the Charing Cross river tunnel of the London Underground would have
flooded the entire tube portion, almost certainly with great loss of life and
serious disruption of economic and administrative functions. The tunnel
was equipped with floodgates that were shut when the radar warning was
received [16]. Oddly enough a German copy of CH, Elefant-Rüssel, a few
sets of which appeared late in the war, was used to help the engineers de-
termine where the bombs fell. It was able to observe descent at a range of
800 km [17] but with an accuracy of no use to either designers or users [18].
Elefant-Rüssel was an updated imitation of CH, built by the Reich-
spostzentralamt with Telefunken help. The reason for its introduction is
to be found in the increasing chaos that marked the high levels of German
radar direction late in the war and that led to many useless radar develop-
ments while ignoring the vital. There is no evidence that the Peenemünde
group asked for it. The transmitter, Elefant, broadcast over 120◦ on the
10 to 15 m band from an array mounted on a high tower. The receiver,
Rüssel (elephant’s trunk), was located about a kilometer away and dif-
fered from CH in using a high-gain steerable array for direction finding
rather than pairs of crossed dipoles. Its range was less than Wassermann
despite much greater power and direction was significantly worse, much
as its CH counterpart. Very few were deployed, all of them along the coast.
The means of guidance for the V-2 during its ascent—once the motor
stopped it was a ballistic projectile—was initially not known in England,
and there was reason to suspect a radio method. To this end a tremendous
jamming effort was undertaken [19] but to no effect of course, owing to the
German use of inertial guidance.
The development of the V-2 must rank as one of the most curious
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from which its view of the terrain reached to the Eiffel Tower. Installation
at the highest elevation available was a complete break in the technique
used by meter-wave ground radar, which sought emplacement in a shal-
low bowl-like terrain in order to restrict ground returns to nearby objects,
thereby clearing the oscilloscopes of fixed reflections at more distant ranges
where targets were expected. To eliminate the oft-remarked deficiency of
no height information, a British 10 cm height finder (AMES type 13) was
joined to the station. The extremely thin horizontal fan-shaped beam of
this set allowed the height of selected targets to be determined with a res-
olution equal to that of MEW’s horizontal components. Absence of the
Luftwaffe frequently left MEW serving only as an air traffic control, but
the positions of even very distant enemy planes caused the few that did
venture over the battlefield to be attacked promptly [1].
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posts. The 584s had been equipped with special plotting boards having
reverse illumination so the plots could be seen on a military scale map [3].
Calls for support could be examined in terms of the complete air picture,
and attacks dispatched with control originating with the MEW and ending
with the ground controllers and the 584s. The battalion deployed other
radars positioned as necessary for coverage in MEW gaps resulting from
hilly terrain. These were AMES types 11 (50 cm), 15 (1.5 m) and 22 (50
cm) with some light-weight air-warning sets near the front, a few of which
were the new AN/TPS-3 [4].
These auxiliary sets were, in fact, the result of the history of the or-
ganization, as they were the original equipment with which the battalion
had been organized and trained before the invasion and used in the early
weeks. A remarkable improvement in the performance of the battalion
came about when the key radars changed to the MEW and the SCR-584,
transforming the technique from desultory to vigorous [5].
Similar British units, made up of more experienced personnel, had
long used what by then had become auxiliary sets for the Americans. This
left habits acquired in North Africa that caused them to reject the capabil-
ities of their own AMES type 26, which had capabilities similar to MEW.
Specifically, the fighter control center continued to rely on the reports of
the intermediate forward director posts rather than looking at the screens
of the type 26. These procedures even denied the information to the fliers
that they were, or more correctly could be under radar control. There were
successful but surreptitious demonstrations by restive young officers of
the new techniques, but they were unable to add education of their supe-
riors to their wartime accomplishments [6]. How curious that the open
relationship between fliers and controllers in Fighter Command was not
picked up by Army Cooperation Command.
Officers skilled in GCI attained reputations among their comrades
much as fighter pilots became Aces. Such a one was Squadron Leader John
Lawrence Brown, who guided the first GCI interception on 26 February
1941. Brownie, as he was known to fighter pilots, had ‘that genial, well fed
look that one usually associates with gentlemen farmers’ [7]. His exploits
earned him the appellation among ground radar officers of ‘The Great
Brown’. He was killed in the fighting at Arnhem, that disastrous result
of Montgomery’s bad judgement, where he was directing Light Warning
units [8].
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Technical and Military Imperatives
proximity fuzes (during and after the Battle of the Bulge) had made AA
fire deadly accurate. This was the weapon viewed in some quarters just
a few years earlier as a hopeless waste of resources, valuable only for its
psychological effect on the enemy and the defended.
As an example, in August a bridgehead 40 km southeast of Paris was
attacked at night by 35 German bombers preceded by three pathfinders and
defended by the 109th and 413th AAAGun Battalions. The attacking planes
reached the bridgehead without drawing fire because they responded to
IFF interrogation as Allied aircraft, disclosing their true identity only after
dropping flares. The two battalions brought down all three pathfinders
and 13 of the main forces with eight probables, and this without proximity
fuzes.
On New Year’s Day 1945 the Luftwaffe launched a strong attack with
single-engine fighters against Allied airfields in response to requests from
ground commanders whose troops were being dealt with severely by tac-
tical air. AA batteries, by then armed with proximity fuzes, were credited
with bringing down 394 with 112 probables during action later referred to
as the ‘AA Battle of 1 January’ [14]. It proved to be the Luftwaffe’s last
major attempt.
When the US 9th Armored Division captured intact a bridge across
the Rhine at Remagen, it was protected by an extraordinary air defense
with SCR-584 a key element, but this equipment served another function
as well. One was placed upstream to watch for swimmers, boats, mines or
whatever else might be floated downstream to attack the bridge [15].
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March 1918. Similar bombardments were used in front of the British lines,
although with less success. Accuracy was of extreme importance and it
was with Oboe and Gee-H to which success could be ascribed [16].
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Technical and Military Imperatives
examine the equipment and interrogate personnel involved with air warn-
ing, raid reporting, night fighting and its direction, but the Air Ministry
decided to attempt something significantly beyond such routine measures:
have the Germans put this system back into operation with RAF officers
observing how well their recent enemy gauged the nature and weight of
attacks, which would be made by formations of heavy bombers using all
the cunning of electronic countermeasures.
German cooperation was essential and needed to be obtained volun-
tarily because the tests would be meaningful only if the Germans went at it
with a will. The response of the prisoners was remarkably positive, allow-
ing plans for the exercise to proceed apace. Two reasons can be advanced
for this degree of cooperation: first, there was the pride of professionals
in demonstrating what they could do; second, there was the conviction
among the Germans that the Soviets were bound to clash with the western
powers, and that they would make use of captured German radar. A choice
between Britain and Russia was no choice at all for the prisoners [1], who
now wanted Britain to know all their tricks.
The performance of radar against the night attacks was the matter of
primary interest, but it was decided to make the flights during daylight
because the bomber streams crowded aircraft so closely that collisions were
a significant danger at night, and it was all the same to radar. This made
tests with night fighters and their controllers meaningless, but the idea of
having fighters rise to meet the bombers seemed to be pushing things a bit
far anyway, so only ground radar was tested. Flak was also excluded from
the exercise.
The radar deployed amounted to 16 Freya, ten Würzburg-Riese, two
Dreh-Freya, six Wassermann, three Mammut, two Jagdschloss and one
Elefant-Rüssel. Also to be evaluated were two stations of the direction-
finding Y-Dienst and 21 visual and aural observation posts. The total sys-
tem could not be expected to work with top efficiency because the Denmark
chain had not had to deal with particularly heavy attacks during the last
few months and so were not as experienced as their comrades to the south;
furthermore, the confusion at the end of hostilities had made it impossi-
ble to reassemble all crews as before with a corresponding reduction in
efficiency. Nevertheless, the personnel were qualified and experienced.
They were commanded by Generalmajor Alfred Boner, Chief Signals Offi-
cer, who strongly favored the project [2]. Boner and Pretty had feared that
the personnel, after having been subjected to years of vicious propaganda
with hatred of the Allies as its object, would not apply the skills necessary
to make the operation a success. It was not a situation where forced obe-
dience would suffice. In this they were pleasantly surprised because for
whatever reasons cooperation was very good [3].
Fourteen exercises were planned of which 11 were flown during nine
days beginning 25 June and ending 5 July. Three were canceled owing to
bad weather [4]. Seven of the exercises flew more than 200 heavy bombers,
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The End in Europe
and during four of these about 24 aircraft from 100 Group accompanied
them to test the effectiveness of concurrent airborne jamming and interfer-
ence. Five exercises were made up only of jammers from 100 Group, and
two were flown entirely by 31 fast, high-flying Mosquitoes [5].
Impressions came thick and fast to the observers of the system that
had been the principal weapon against them through so many hard air
battles. Two contradictory observations came first. The quality of German
electronic engineering was found to be remarkably good, but it had been
in part so designed to compensate for the generally poor quality of the
operating personnel. This was the inverse of the British approach, which
was to get new models of equipment into the field rapidly and rely on
personnel of the highest intelligence and training to overcome problems
with them. The German policy, initiated at the start and held to the end, was
to engineer the sets for ultimate simplicity of operation and maintenance.
The observers were surprised to learn that some of the long-range air
warning sets such as Wassermann and Mammut had the weak transmitters
of Freya and depended on high-gain antennas for range. It also came
as a surprise to learn how little had been done with microwaves. The
Würzburg equipment that was relied on for the Himmelbett close-in fighter
control data was still found to be overwhelmed by Window. It had been
expected that 10 cm sets would have been deployed by then to replace the
old 50 cm equipment, yet none were found, and this more than two years
after the Rotterdam H2S had been recovered and nearly two years since
the introduction of Window. The Himmelbett system was overwhelmed
by the bomber streams but worked well against returning planes that had
become separated from the stream and frequently had no Window cover.
Window and jamming of the night-fighter-communication radio were seen
to be the most effective of interference methods. Here the poor quality of
operating personnel made itself felt, as the anti-Window modules added
to the sets proved complicated to operate and were frequently ignored by
the crews.
The observers noted the relatively late application of PPI and only
for Jagdschloss and Dreh-Freya, the latter a Freya modified to rotate
and present panoramic display. That PPI had not been applied to the
Würzburgs for improved GCI, the first British application, was a definite
surprise. It was with a tinge of satisfaction that the observers noted the
miserable cabins in which the German operators had to work [6].
Compensating for these faults, however, was the sobering realization
of how easy it had been to pick up the attacking force at extreme range.
When Bomber Command terminated the continuous attacks loosely called
the Battle of Berlin in early 1944, which had debilitated them as well as
hammered the enemy, they had come to realize that many of their prob-
lems had resulted from the bombers emitting far too much radiation: radio
communications, jammers, tail-warning radars, IFF and H2S. On resum-
ing heavy attacks on the Reich after the invasion was secure, they reduced
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Technical and Military Imperatives
these emissions to what was thought to be the absolute minimum, but there
were always signals for Y-Dienst to use for triangulation, and they showed
themselves masters of the technique. Mandrel jammers often made it dif-
ficult for the sets working on the Freya band to track the formations, but
Mandrel proved to be an excellent signal for Y-Dienst as did H2S! The
first two simulated attacks by main-force heavy bombers were conducted
without the use of any interference methods and the IFFs were ordered
switched off. It came as a shock to see one of the Freya sets, which was
equipped with the Flamme attachment, pick up the one single bomber that
had its IFF inadvertently operating as if to proclaim ‘I’m English, I’m not
a bloody foreigner!’. The IFF had functioned as a secondary radar for the
defender at ranges much greater than Wassermann, in this case at 310 km.
The main value of Mandrel for the attackers was found to be in confusing
the defenders as to the composition of an attack but certainly not in hiding
it. Mandrel also helped in deceiving the defenders as to which was the real
attack and which was a spoof, but the only certain way of avoiding early
detection was to approach very low [7].
There was an Elefant-Rüssel, the imitation of CH, at the Robbe Station.
It was found to have about the same range capability as Wassermann and
Mammut for bombers but was much worse for Mosquitoes; its receiver
array had no lobe switching and was, of course much worse in directional
accuracy than the two older sets.
A non-concentrated force of Mosquitoes flying without countermea-
sures at 7000 m was detected by Mammut and Wassermann at ranges in
excess of 200 km only minutes after Y-Dienst reported their H2S emissions.
Initial pick-up was for an individual aircraft; the estimate of the number in
the formation became confused as more followed. The long-wave Elefant-
Rüssel observed them first at only 50 km, a consequence of their wooden
construction and Elefant’s long wavelength [8].
The operating personnel and their officers cooperated fully and were
eager to demonstrate their system. The women operators at one station
were an exception [9]. This was generally attributed to their being more
thoroughly indoctrinated in Nazi ideology than their male comrades, but a
Danish source reports another reason: ‘During the exercise the female per-
sonnel were not very cooperative. This has later been interpreted as their
being Nazi-minded, but the truth is that an English soldier had assaulted
one of them immediately before the start of the exercise, and he was in the
bunker during the exercise’ [10].
With this exception the prisoners were fortunate, primarily for having
come into British hands. Of the four allies, Britain took the most relaxed
attitude toward prisoners, allowing many to proceed home quickly. Those
taken by the Soviets suffered the worst, although erratically, some released
soon, others after many years of hard servitude, if they survived. Those
taken by the Americans had either a fair time of it or suffered the hell of
the infamous—and oft denied—100 000-man pens in which huge numbers
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The End in Europe
407
Technical and Military Imperatives
[17]. Some of the material so preserved was later published by the Deutsche
Gesellschaft für Ortung und Navigation in a very limited edition [18].
The postwar fates of the leading German radar engineers was as var-
ied as those of the Stegskopfer. Some attained high positions in the new
West German military services, once they and their country got on their
feet again. Wolfgang Martini and Josef Kammhuber attained high rank in
the new air force and in NATO; Rudolf Kühnhold returned to the navy
[19]. Gotthard Müller returned to the successor-company of Lorenz, SEL,
after ten years as a Soviet prisoner [20]. Wilhelm Runge quit Telefunken
in late 1944 but returned to it after the departure into a Russian prison of
Karl Rottgardt, the company’s director whom Runge had despised so long.
The determination of Telefunken’s employees to save their company dur-
ing such difficult times created a working atmosphere that he described as
‘the happiest of my life at Telefunken’ [21]. GEMA’s factories fell within
the Soviet zone of occupation and ceased to be a part of western economy.
Freiherr von Willisen attempted to form a company with a number of for-
mer GEMA workers, but it failed in 1948 [22]. Hans Plendl emigrated to the
United States where he was employed at the Air Force Cambridge Research
Laboratories [23]. Leo Brandt directed to reconstruction and electrification
of railways in the Ruhr and lower Rhein districts [24].
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PHOTOGRAPHS: TUBES
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Technical and Military Imperatives
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CHAPTER 9
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Technical and Military Imperatives
occupation with a violence and unity of purpose far greater than anything
observed in the underground movements of western Europe. MacArthur
insisted that the liberation of the Philippines had to be the next step on the
road to Tokyo, initially opposed by the Joint Chiefs of Staff and by Admiral
King in favor of an attack on Formosa. A decision for the Philippines came
about through Nimitz’s analysis, which convinced King, of the need for
more service troops for Formosa than would be available.
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The End in Asia
its ten fast carriers and six fast battleships would stand ready to counter
the Imperial Navy when it attempted to interfere. There was, however,
no local unity of command. The two fleets were subordinate to Admiral
Nimitz in Hawaii, and Nimitz and MacArthur were subordinate to the
President through the Joint Chiefs of Staff in Washington.
Japanese interference began as soon as it was clear that Leyte was
the point of invasion. Two forces of battleships and cruisers converged
on Leyte Gulf, where the transports and landing craft were to be found.
One, under Vice Admiral Shoji Nishimura, approached from the south,
to enter the Gulf through Surigao Strait; the other, under Vice Admiral
Takeo Kurita, which included the 18 inch gun super battleships Yamato
and Musashi, was to pass through the San Bernadino Strait from the west
and attack the landing sites from the north. The latter expected to meet
Halsey’s ships, hence the presence of the strongest units. A third force
came from Japan under Vice Admiral Jisaburo Ozawa with a fleet made
up of useless carriers intended as bait to draw Halsey from his duties of
protecting the landing.
The Battle of Surigao Strait took place during the night of 24/25 Oc-
tober 1944, more than two years after the US Navy’s defeat at Savo Is-
land. The two engagements had the similarity of action in a broad channel
formed by islands, but the outcomes were vastly different. The use of
radar illustrates how the two navies had changed by 1944. In 1942 two
American radar-equipped destroyers had been positioned as pickets, but
for uncertain reasons the 1.5 m SC on the crucial guard ship failed to ob-
serve the large fleet. No such incident marked the 1944 action. Nishimura
was first reported and harassed by motor torpedo boats equipped with
the Raytheon 10 cm SO [3], who then turned them over to attack by de-
stroyers [4]. The American radar had PPI, which removed the confusion of
the reflections that proved so troublesome for the A-scopes. The Japanese
ships had 10 cm radar but no PPI, a serious disadvantage in the narrow
waters filled with rapidly moving ships, islands and a jagged coastline.
Radar-equipped PBYs, the ‘Black Cats’, had searched for the fleet but had
failed to find it; one was shot down by friendly fire [5].
Forewarned, the Americans had lines of Kinkaid’s battleships and
cruisers at the top of the Strait, barring entrance to the Gulf of Leyte. The
force was stronger and the superiority of radar made it overwhelming, and
it rapidly dispatched Nishimura’s ships. Three of the battleships had the
mark 8 fire-control radar, the Bell Labs 10 cm phased-array set that swept a
30◦ sector and allowed the battle to be kept under observation when firing
at a single target. It worked perfectly. The other three had the 40 cm FC
(new designation mark 3) and had difficulty in sorting out the confusion on
their screens, which retained the A-scopes. USS Pennsylvania was unable
to identify a target and fired none of her 14 inch projectiles. To be without
effective radar was to fight without effect [6].
When Kurita exited the San Bernadino Strait he expected to meet the
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Technical and Military Imperatives
full force of Halsey’s ships and aircraft. The previous hours had certainly
been difficult for him. In the approach to the strait he had encountered
aggressive submarines and had to swim from his sinking flagship. Then
he received the full force of the Third Fleet’s vast air power that cost him the
super battleship Musashi, sunk from the impact of bombs and air-launched
torpedoes. But when he entered the open ocean the overwhelming force
that he bravely expected to meet was not there. Indeed, there was nothing
there! Not so much as a motor torpedo boat or a PBY patrol plane circling
overhead. Halsey, who thought Kurita had turned back, had swallowed
the bait of useless carriers to a degree the Japanese could scarcely believe
and had raced north with everything he had. With Kinkaid’s heavy units
to the south of the Gulf of Leyte nothing protected the landing but the slow
escort carriers, being used for air support of the troops ashore, and their
protective screen of three destroyers and three destroyer escorts, all under
the command of Rear Admiral Thomas L Sprague, who had not been told
of Halsey’s departure from station.
The collision of Kurita’s overwhelming force with Sprague’s thin line
was a confusing fight in which the planes of the escort carriers went ag-
gressively after the attacking ships, smoke was applied to the scene in
liberal quantities and the destroyers and destroyer escorts pretended they
were capital ships. The vehemence of the defense by aircraft that attacked
with machine guns once their ground support bombs were gone and de-
stroyers that used 5 inch [7] guns once their torpedoes were gone caused
Kurita to think he had finally encountered the Third Fleet and to repeat
the Japanese mistake of Savo Island. He did not steam resolutely into the
Gulf and make quick work of the fragile ships he would have encountered;
he turned back and left the scene through the strait whence he had come.
Radar functioned as an accustomed weapon during these exciting actions,
although the heavy punishment inflicted on the American destroyers elim-
inated much of their electronic equipment before they were sunk.
The conquest of Leyte followed the long-established methods of Pa-
cific ground fighting but with a somewhat larger radar contribution. Leyte
put an end to the peculiar reluctance of Army anti-aircraft (AA) units to
make use of SCR-584. On previous island locations they had been satisfied
with the SCR-268, but Leyte was mountainous, and the ground returns,
which had been no problem when fighting off an attack from over the
sea, were now serious when planes came erratically and suicidally over
the hilltops. The combined 90 and 40 mm units of Leyte brought down
over 300 planes during the first few weeks, mostly from 90 mm fire, still
without proximity fuzes, which had not been released for use over land. It
was the most amazing example of AA fire seen in the Pacific and brought
admiration from General MacArthur [8].
The AN/TPS-2 was one of the most advanced radars to be placed in
the hands of troops in 1944: a portable 75 cm set designed and produced
by General Electric with a total weight of 300 kg, capable of observing a
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The End in Asia
bomber at 100 km and being placed into operation in 20 min [9]. This
modern set saw deployment under conditions in austere contrast with
its sophisticated origins, for it accompanied a detachment from the 597th
Signal Air Warning battalion which was set ashore in Mindanao from a
submarine to monitor Japanese shipping and air traffic before the invasion
of Leyte, guided and protected by Filipino guerrillas. A similar action went
with the invasion of Leyte. The 583rd Battalion placed similar detachments
starting by submarine and continuing by jungle trails and native sail boats
to advantageous positions on the islands of Panay, Negros and Cebu, ef-
fectively putting an end to the radar blindness imposed on the east coast
of Leyte by the mountains to the west [10].
With practice the AAunits expanded their new skills and found a local
use for the 584 in the ground fighting. An artillery observation plane would
fly directly over a target well behind the front while being tracked by radar,
thereby furnishing coordinates of the target for a future concentration of
unexpected artillery fire. This technique became more accurate as it was
refined by having the spotting plane make multiple passes from different
directions.
American field artillery had become a surprise weapon during the
war by the technique of placing all batteries for a given front on a common
coordinate system, thereby allowing fire from any gun within range of a
target to fire on it. This created the terrifying ‘time-on-target’, wherein
every gun within range placed a shell on the target within a second or
two of the same time. The basis for this was a rapid and accurate survey
of the gun positions, not always an easy task, and the forests and hills of
Leyte increased the difficulty until the AA artillery units did the job with
the SCR-584 [11].
While the Army was beginning to demonstrate excellent AA fire, the
Navy’s performance with FD radar with the mechanical-analog predictor,
although greatly improved with the introduction of the proximity fuze,
was failing all too often. The high-flying, level formations that charac-
terized air attacks in the first years of the war were being replaced in the
Philippines, where there were many dispersed landing fields, by many
small formations [12] coming from who knew where and being hidden by
mountains from electronic eyes of the ships during part of their approach.
Attacks on ships often came in very low, evading air-warning radar until
late and making it impossible for the 40 cm FD to determine height accu-
rately. When air attacks began to come from kamikazes the deficiencies of
air defense became serious. The proximity fuze was of no avail, if the shell
was not placed within 20 m of the target.
Bell Labs had recognized the weakness of the FD in tracking low-
flying aircraft and designed a 3 cm adjunct height finder for mounting
beside it, a vertical ‘orange peel’ reflector to form the radiation pattern
into a thin horizontal fan. This fan- shaped beam had an advantage over
a narrow conical beam, such as found in SCR-584, because it was less
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Technical and Military Imperatives
susceptible to locking onto the image of the target mirrored by the ocean,
the problem Luis Alvarez and Alfred Loomis had had to solve for Ground-
Controlled Approach. Bell also undertook to design a replacement for the
FD, the mark 12, using the same basic structure but on 33 cm and with
automatic tracking in range; automatic tracking in direction was to follow
in a later modification [13]. This still left the mark 12 with manual tracking,
not suited to the agile attackers and still followed by a slow, mechanical
predictor, and most ships retained the mark 4 (FD). No mark 57 directors1
appeared until early 1945. Once the kamikazes were within their range,
the non-radar 40 and 20 mm guns had to save the ship and often did.
This situation seemed nothing short of scandalous to Ivan Getting,
who had been working on a Navy 3 cm fire-direction radar, the mark 35,
and a compatible and highly advanced director, the mark 56. When there
was no evident move by April 1945 to place this system into service, he
wrote a sharp letter to the Coordinator of Research and Development for
the Navy Department, pointing out the superiority of the Army’s radar,
thinking that tweaking inter-service rivalry would suffice to bring about
the desired conversion from 40 cm manual sets to 3-cm automatic. Given
the size of the US fleet by the end of 1944 and the time required for conver-
sion compared to the expected length of the war, it is hardly surprising that
this suggestion was rejected, which with afterthought Getting conceded to
have been the right decision [14].
The Navy’s radar equipment was not their only air-defense prob-
lem. The five great carrier battles had been conducted at an almost stately
pace. The SK radar and its predecessors could assure a carrier’s Combat
Information Center (CIC) of 30 to 40 minutes warning before the attacking
formations arrived—at which time ‘stately’ hardly described things. This
warning was the carrier’s armor plate, because it allowed the assorted col-
lection of explosives and gasoline on and below the thin flight deck to be
removed. Bombs might hit, but the American carriers did not turn into
floating infernos as did the unwarned Japanese. Off the Philippines this
comforting situation vanished.
This use of radar did fairly well for the fights between carriers and
Luzon-based planes in the first phase of the Battle for Leyte Gulf, but
when air attacks came at almost any hour of the day with only minutes
warning, it was not possible for the ships off Luzon to function and keep
their decks free of gasoline and explosives [15], and on 24 October the
light carrier Princeton suffered the dreaded fate and became an exploding,
blazing hulk. The calm assurance of American air dominance that had
been built up earlier in the year and crowned at the battle of the Philippine
Sea was becoming distinctly less assured.
Things became worse with the invasion of Luzon, the principal island
of the Philippines. Preparatory air attacks on 3–6 January 1945 by carriers
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The End in Asia
for the landings at Lingayen Gulf were met by a ferocious defense made
up of some experienced fighters and many kamikazes, which left one ship
sunk and 11 damaged. Further, the efficiency of the carriers for working
their assigned land targets was seriously disrupted by the confusion in the
Combat Information Centers that these many attacks caused.
The need to decentralize the radar defense was evident to all. De-
stroyers and other light craft equipped with SC and SG (useful against the
low fliers) were spread out to pick up the attackers as soon as possible
and vector fighters onto them independently of the saturated CICs of the
carriers [16]. Before, the CIC would marshal its forces for an ambush; now
the destroyer controllers would call upon available fighters to go after in-
truders much as a radio dispatcher sends taxis to passengers. In the past
destroyers had screened capital ships against submarines; now screening
against aircraft was added to their duties. Unfortunately, the new assign-
ment did not bring with it the increased space for the plotting boards es-
sential to well run CICs. Destroyers are crowded vessels. The new system
was just going into use when the Japanese air strikes stopped—they had
run out of planes on Luzon and could not get new ones. The fleet began
to breathe more easily—but not for long.
While preparing in December 1944 to support the Luzon landings, the
3rd Fleet was struck by the full fury of a well remembered typhoon, which
made the SG radar all the more beloved by seamen. When the storm hit,
the fleet was attempting to refuel, and the relative proximity of the ships
to one another became a serious hazard, one compounded when at times
visibility shrank to less than the distance from the bridge to the bow and
when some small vessels lost the ability to steer. During these hours station
keeping and avoidance of collision resulted through the efforts of the SG
operators [17]. It was the first such storm to leave behind a record of PPI
photographs that clearly showed its eye [18]. Three destroyers foundered,
146 planes were lost and 790 men died.
9.1.2. Okinawa
After the Battle of the Philippine Sea in June 1944 perceptive authorities
on both sides knew that Japan had lost the war. But Japan was ruled by
a dictatorship controlled by the Army, and the Army could appease their
war gods only if defeat ended in death. Were there doubts among the
Allies about this determination, they were dispelled by battles on islands
whose names, theretofore unknown, oppress the memory: Iwo Jima and
Okinawa.
Iwo Jima is a bit of unstable volcanic rock and proto-soil midway
between Saipan, the base of the B-29s attacking Japan, and Honshu. It
sustained airfields that were used to attack the bombers and the new Saipan
base, and bombardment from sea and air had not been able to neutralize
them. Seizing the island, an operation not expected to be more costly
than for other Pacific islands, would eliminate this and allow fighters to
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Technical and Military Imperatives
accompany the bombers in their attacks and provide a refuge for damaged
B-29s. Seizing Iwo Jima had no parallel. There had been vicious fights
over Pacific islands, but nothing like the month-long struggle in February
and March for Iwo Jima. It was not a modern fight, and radar was of
little consequence, but the technical advancement of the times and the
importance of the island for the bombing of Japan insured that it would
have a strong radar complement. An AN/TPS-10, a light-weight, 3.3 cm
height finder named Li’l Abner, was quickly placed on the top of Mount
Suribachi [19].
A base in the Ryukyus was necessary for the invasion of Japan, and
Okinawa was selected. Experience with the kamikazes at Luzon had pre-
pared the minds of the invaders for a difficult time off shore; Iwo Jima
taught them to expect the worst once they were on shore.
The Battle of Okinawa engaged a larger part of the British Common-
wealth than the Australian units that had fought with the Americans since
1942. Naval requirements of the European war had slacked, and in De-
cember 1944 Admiral Sir Bruce Fraser conferred with Admiral Nimitz on
deploying the British Pacific Fleet, which included New Zealand vessels
and consisted of two battleships, four fleet carriers, five cruisers and 15 de-
stroyers. (One of the carriers was a veteran the reader will remember from
the tough Mediterranean of 1940–1941, HMS Illustrious.) They came with
different but effective radar and were greeted warmly. The overwhelming
naval superiority of the Allies would soon be put to the test.
Preceding the 1 April landing on Okinawa was a carrier strike against
all possible Japanese landing fields, helped by B-29 raids on bases in
Kyushu. During these preparatory raids radar failed the Essex-class carrier
Franklin, which was heavily damaged by two 250 kg bombs dropped on a
busy flight deck by a single Aichi dive bomber that approached low and
was undetected until too late [20]. Japanese aircraft losses were staggering
and provided the beachhead with four days relatively free of kamikazes,
the time the Japanese needed to restock their fields. This was expected
and predicted. The absence of resistance to the landing parties was neither
expected nor predicted. Also not predicted was a garrison almost double
the reported size. That it was deeply entrenched in the southern hills was
the final surprise. The defending garrison had its own surprise. They had
planned to watch the ships struck by an overwhelming kamikaze attack,
but none came [21]. What followed was morosely predictable, following
plans laid out by the two contending generals.
The key to defense against kamikazes was a ring of radar picket boats,
destroyers or other light vessels that remained at station 60 to 80 km from
the location of the main fleet. Each had a fighter-control officer aboard in
communication with fighters patrolling in the vicinity, whom he vectored
onto the approaching fliers. The method worked moderately well in pro-
tecting the beach and main elements of the fleet, but the pickets had to look
out for themselves. The Japanese occasionally made use of Window [22],
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The End in Asia
419
Technical and Military Imperatives
420
The End in Asia
decision to take the bases2 . No one who correctly predicts a defeat is loved,
and Stilwell’s inability to be tactful with the incompetent soon made him
the enemy of most Allied commanders in the theater, General William Slim,
his British counterpart and Britain’s best field commander, being a singular
exception. Stilwell was recalled [1].
The decision to build the B-29 had been a great gamble. Initial discus-
sions with Boeing during the summer of 1939 begot a prototype in Septem-
ber 1942, at which time contracts for full production had been made but
for which factories were not yet completed. The Superfortress became
an unquestioned success, but the speed with which its production was
secured resulted in countless minor design faults—minor from the engi-
neering point of view but major to the crews of the many planes lost in the
first months because of them. For a significant time these ‘bugs’ were a
greater danger than enemy fire.
The B-29 had space reserved for radar-countermeasure equipment,
and these functions were uppermost in the minds of the fliers that prepared
for the 15/16 June 1944 raid on the Japanese homeland, the first since the
Doolittle raid of 1942. British electronic intelligence flights from India
and Ceylon had found meter-wave radar early in the year in southeast
Asia, and the B-29s that had attacked Bangkok ten days earlier had logged
radiation from nine sets. These were from Japanese Army Tachi-6 early
warning radars that worked on the 4 m band. It was a static device with
wide-angle transmission and up to four receivers, each with a steerable,
directional antenna so that multiple attacking formations could be tracked.
Peak powers of 10 to 50 kW and pulse widths of 25 to 35 µs gave it a range
of 300 km. Special interest was attached to the absence of any evidence for
the 50 cm radiation that might have indicated the presence of Würzburgs.
American forces had captured a 1.5 m mark 4 model 3 radar on Saipan
in June 1944 and three months later a mark 4 model 1 on Peleliu, both of
which appeared capable of functioning as searchlight or gun-laying sets,
and Allied planes had been shot down under unseen conditions [2]. So it
came as no surprise that the attack on the Imperial Iron and Steel Works
at Yawata, Kyushu launched from Hsinching, China, the longest bombing
run in history, disclosed a rich radar spectrum. The Tachi-6 came first as
they passed over mainland China, followed by the familiar naval mark 1
model 1 when they reached the coast. As they prepared for their bombing
run the receivers picked up a score of radars working on meterwaves, the
Tachi-1, 2, 3 and 4 searchlight and gun-laying radars. (A 1.5 m set made
by Toshiba, the Tachi-31 that incorporated the Würzburg indicator, would
make its appearance by the end of the year, although not distinguished
from earlier models on the intercept receiver.) The inaccuracy of the fire
and the few times when bombers were illuminated by searchlights did not
demand the conclusion that the equipment was capable of locating the
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422
The End in Asia
efficiently what little there was. In the homeland the Navy provided the
defense of their own, extensive bases while the Army provided for the
defense of the cities. Each maintained separate air control centers, separate
fighter squadrons and separate radars. They had separate IFF equipment
and interrogation signals, so that in addition to the normal problems of this
device they had the severe one of not knowing whether an aircraft that did
not respond was the enemy or the other service. Each service maintained
its own gun engagement zones [6].
The weakness of the defense caused no letup in American coun-
termeasures activities. There were false alarms about Japanese fighters
homing on bombers by activating American IFF that had to be inves-
tigated. Some of the Japanese early-warning sets did turn the IFF into
range-enhancing secondary radar, but early warning was not the defend-
ers’ problem [7]. Gun-laying and airborne radar was. These elements
might become effective, so the attackers deployed countermeasures, us-
ing techniques honed in Europe. At first reliance was placed on Rope,
the meter-wave version of Window, which was dispensed liberally and
which interfered demonstrably with searchlight operation. Nevertheless,
the radar-directed flak improved and learned to work through the drifting
foil, bringing down 4.4% of the bombers during two May night attacks.
This was answered by special B-29s carrying high-power jammers, called
Porcupines because of their numerous blade antennas or Guardian Angels
because of their circling the target area during the attack while saturat-
ing the ether with powerful radio noise. Losses attributed to the gunners
dropped [8].
The cities were destroyed one after the other with very high casual-
ties, much higher in proportion than for the German cities that had sturdier
construction and an advanced civil defense organization. The bombing of
Japan was carried out by radar to a high degree and in many ways resem-
bled the night bombing of Germany by the RAF. It was, however, much
more destructive than for Germany. First, there were no navigational prob-
lems in locating the target cities. Loran navigation was in place sufficient
to guide the formations to southern Japan [9]3 , and the preponderance
of targets located on the coast yielded PPI displays that approximated a
map of the target city to a degree rarely encountered in Europe. Second,
the H2X (AN/APS-15) was slightly better for rendering detail than H2S.
Third, the weakness of Japan’s air defense allowed bombing at altitudes
half as high as had been used by RAF Bomber Command, making the PPI
displays sharper and the bombing more accurate. Finally, the inflamma-
bility of the targets made area bombing inherently destructive. Daylight
precision bombing was retained, in part because of a shortage of incendiary
bombs, but as over Germany, formations that intended to attack visually
often encountered unexpected cloud cover and had to aim by radar.
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Technical and Military Imperatives
424
The End in Asia
four radar fuzes, a barometric fuze and impact fuzes on nose and tail, in
case the other five failed. The radar was the 72 cm AN/APS-13, a modi-
fied tail-warning set with Yagi directional antennas pointing forward. The
squadron’s electronic officer, Lieutenant Jacob Beser, who flew both mis-
sions, monitored the spectrum of Japanese radar to learn whether any
matched the wavelength of the bomb’s sets, including possible harmonics.
If such were found, he could disable one or more of the bomb’s radar fuzes,
as such signals might detonate the bomb prematurely, possibly destroying
the plane, but no interfering radiation was encountered and the fuzes were
not altered [13].
On 6 August a B-29 carrying the uranium bomb took off from the
Marianna island of Tinian accompanied by two observation planes, one of
which carried Alvarez, by then a bomb designer, and preceded by others to
advise them about the weather. Cloud cover over Hiroshima, the primary
target, was light enough to permit the required visual bombing. Single
B-29s were common in Japanese skies and seldom attacked, owing to their
altitude, speed and apparent immediate harmlessness, but this one made a
perfect bomb run and destroyed much of the city. Among the attacks of the
past few months it would not have stood out in the statistics of destruction,
except that the casualty rate was high for the moderate amount of build-
ing damage, the consequence of the population ignoring the somewhat
confused alarms.
Three days later the same procedure was followed for the plutonium
bomb dropped on Nagasaki; it was 67% more powerful but caused less
damage, in part because less accurately laid. After Hiroshima the govern-
ment had warned the population to take cover for single bombers but had
not explained the terrible nature of the new explosive. As a consequence
the people of Nagasaki had not taken cover and suffered high casualties,
although significantly lower than Hiroshima [14]. Nagasaki was the sec-
ondary target; the primary, Kokura, was obscured by clouds. The bom-
bardier reported that he aimed visually, as required, through an opening in
the cloud cover, but the inaccuracy was typical of an H2X bombing. Given
the reluctance of the crew to bring the bomb home, many have thought the
hole in the clouds to have been fictitious.
The bombing of Hiroshima and Nagasaki ended the Pacific War. Of
this there is no question. Whether the end would have come as soon or
soon enough to prevent the dreaded invasion without the use of these two
explosives is a dispute that began immediately after the end of hostilities
and continues, growing in asperity as time passes. It is a curious dispute
because it centers on the nature of the bombs, not the injury done by them,
for there is little evidence that the arguments would rage, had Hiroshima
and Nagasaki been dealt equally hard blows by a few hundred of LeMay’s
fire bombers. Japan surrendered through the direct and brave interven-
tion of the Emperor, who had long wanted peace and found that the atomic
bomb provided him the means to obtain it. There is little doubt that had
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Technical and Military Imperatives
the war continued only a few weeks longer Japan would have suffered
more from the destruction of nearly every remaining seat of population
than from the two atom bombs. That it was war degenerated from the
chivalrous rules to which western nations had romantically thought them-
selves to have attained is hardly a question. That it came to this through the
implacable working of military and technical imperatives is obvious. The
absence of strategic bombing with nuclear explosions in the succeeding
half century may have accrued from the awakening of humanity caused
by the tactics of LeMay and Harris and the atomic bomb.
These questions aside, it is clear that strategic bombing was decisive
in defeating Japan. Sea power was necessary to implement the bombing
and had blockaded the island kingdom to the degree that it was no longer
able to defend its skies or feed its people, but air power had finally de-
livered the promised victory. Nevertheless, the Pacific War had followed
the general plan formulated by the Navy during the previous decades:
(1) force the Japanese fleet to fight with the American strength for its de-
feat maintained through the establishment of island bases, (2) blockade
the home islands and (3) if that did not force surrender, attack the cities
from the air. None of these pre-war plans had foreseen an invasion of the
homeland—or an atomic bomb [15].
426
CHAPTER 10
10.1.1. Radar
Before microwave surface-search radar became a fixture on their masts,
liners on the North Atlantic route ran consistently in violation of rules
requiring reduced speed in fog, ‘. . . a speed which does not preclude getting
all the headway off a ship in a distance less than half the range of existing
visibility’. But to arrive in port late meant schedules disrupted and possibly
tug boats and gangs of longshoremen idle at company expense. Captains
who valued their berths took care to avoid this.
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Technical and Military Imperatives
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The Measure of Radar
lems of IFF and many new ones. Whereas primary radar depended only on
the characteristics of the ground set with no problems of compatibility, sec-
ondary radar is surrounded by a great compatibility problem that includes
commercial, private and military interests together with an ample portion
of international disagreement [5]. The technical constraints continued to
change as a result of the rapidly evolving electronics of the postwar years,
continually complicating negotiations. Finally, the International Civil Avi-
ation Organization adopted a standard based on the American IFF mark X
in 1958 [6]. It is a story with its own attraction, but it is not our story
[7].
Air controllers would have to wait for secondary surveillance radar
but were able to receive the benefits of a technique that would remove
many distracting signals from their screens, the moving target indicator. Its
invention had first been forced on the Germans as a way to distinguish the
echoes of moving bombers from near-stationary clouds of Window. This
had been done, as described earlier, by filters that passed only return pulses
that had had their frequencies shifted to some degree by the Doppler effect
of the moving target. Pulses on or near the transmitter frequency were
attenuated. Its value to the operator of surveillance equipment is obvious;
it removes the large number of echoes from fixed objects that clutter the
screen, allowing the aircraft to stand out.
TRE and Rad Lab worked on the same idea but without the air at-
tacks that spurred the Germans. Their approach did not use filters to reject
pulses that had not been Doppler shifted. Instead the received pulses
were compared with the previous pulse, rejecting both if they were iden-
tical in amplitude and phase. This was accomplished by requiring the
returned pulses to pass through a transmission line that delayed them by
exactly the time between transmitted pulses. Such a delay line was, inter-
estingly enough, not electrical but acoustical, generally being the transmis-
sion of sound through mercury. This proved capable of detecting planes
moving at near right angles to the line of sight much better than filters
[8].
The most highly valued radar for bomber crews returning to their
base in fog was the ground control approach, Alvarez’s GCA, which al-
lowed a ground radar operator to guide the blind flier down. When Amer-
ica and Britain began the supply of blockaded Berlin by air in 1949, GCA
allowed the transports to land irrespective of visibility. Indeed, the airlift
would have been impossible without it. Despite these achievements, GCA
was not used except for military flying, and commercial airfields were to
be shut down by fog long after blind landing was an actuality. The reason
was simple. An airline pilot is responsible for the safety of the plane, and a
landing with GCA in effect gave the controls to an unknown radar operator
on the ground. The pilots would never agree to this.
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Technical and Military Imperatives
10.1.3. Loran
The organization of the Radiation Laboratory had called for three high-
priority projects: airborne radar, gun-laying radar and a long-range-radio
navigation system to meet the needs of both aircraft and ships. One might
object that the resulting Loran (long range navigation) was not radar and
hence does not belong in this account, but its use of pulsed high-frequency
waves, its close association with navigation methods that used radar di-
rectly and its development at Rad Lab make the inclusion reasonable. By
the end of the war there were a remarkably large number of radio naviga-
tion systems in use: radar beacons, Oboe, Sonne–Consol, Rebecca–Eureka,
ground radar control, Gee, Decca Navigator, Gee-H, Rebecca-H, Micro-H,
Shoran and Loran. Of these Loran remained in service the longest and had
the widest coverage.
Alfred Loomis proposed Loran in October 1940, and a Project 3 Com-
mittee was formed almost immediately to carry out the charge. In addi-
tion to the Rad Lab people its meetings included representatives of RCA,
Sperry Gyroscope and the British Embassy. When committee manage-
ment yielded what might be expected, the work was re-organized under
Melville Eastman in early 1941. Loomis’s original plan called for a hyper-
bolic coordinate system using pairs of master–slave stations in the same
way as the British Gee. The Americans had decided by summer 1941 that
the line-of-sight restrictions imposed by very high frequencies limited the
use too severely for the kind of navigation desired. They began studying
the possibility of using the reflections off the ionosphere of 40, 60 and 100 m
waves that allowed a greatly extended range.
Initial tests indicated positions determined from the sky wave to be
stable enough for accuracies of a kilometer or less. An operational test
with 100 kW peak transmitter power was undertaken in June 1942 using
a 150 m band from which amateurs had been ejected and which remained
the Loran standard [11]. At that time R J Dippy, the inventor of Gee, came
to Rad Lab from TRE to work out the compatibility of the aircraft mounting
of Gee and Loran equipment. The Loran sets were so designed that they
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The Measure of Radar
fitted into the slot where a Gee set had been removed, thus allowing planes
of the two nations to use both kinds of equipment interchangeably.
The first priority was given to navigation through the foul weather
of the North Atlantic, the route of many airplanes for transport, transit and
convoy protection, so pairs of stations began operating in Newfoundland,
Labrador and Greenland to form the North Atlantic Chain. By January 1943
the US Coast Guard and the Royal Canadian Navy assumed operational
responsibility.
The designers originally thought the slave station had to be so situ-
ated that it received the ground wave, but evidence accumulated that the
sky-wave pulse, which lags the ground wave in time, could be identified
and was stable enough to synchronize the two satisfactorily. This allowed
the two base stations to be situated 2000 km apart, giving wider coverage
and a grid capable of greater accuracy. It became known as sky-wave syn-
chronized or SS-Loran and had a range capable of encompassing most of
continental Europe. It was used operationally by RAF Bomber Command
in October 1944 [12].
The extreme distances of the Pacific placed heavy demands on any
radio-navigation system and led to the decision to exploit the good long-
range propagation of very long waves. During the winter of 1944–1945 an
experimental system using 1700 m operated in the south-eastern United
States but did not see war service [13].
By the end of the war 70 Loran stations and 75 000 receivers were pro-
viding navigational information for 30% of the Earth’s surface [14]. The
150 m band Loran continued as the postwar standard. The advantages
of low-frequency propagation, the frequency region favored for maritime
communications because of the absence of skip zones, compelled investiga-
tors to surmount the problems of greater atmospheric noise, and a 3000 m
system became operational on the American East Coast in 1957. The older
system was referred to as Loran-A, the newer as Loran-C. In Loran-C the
multiple sky waves can lag as much as 1000 µs, but the first arrivals were
readily identified and sufficiently stable for an acceptable fix [15].
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Technical and Military Imperatives
around the 3000 m band. Positional data were carried by the relative phase
shift between master and slave and attained accuracies of tens of meters.
It was restricted to similar ranges as Gee but by confusion brought by the
sky wave, not by line of sight propagation. The phase difference was indi-
cated by a meter. Constant deflection indicated movement on one of the
hyperbolic coordinate lines [16].
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The Measure of Radar
curacy to the currently accepted value of 299 792.458 ± 0.0012 km s−1 , but
for a time the blue ribbon belonged to microwaves.
These products of the wartime radar laboratories present us with an
example of technical progress in its purest form. As a result of radar and
Loran fewer ships run aground or collide. As a result of radio navigation
passenger travel by aircraft has become as reliable and dependable as that
by the railroads before the war, and ground control by radar has allowed
traffic densities almost equal to the demand. This has transformed the
world more than anything since the age of discovery. To fly across oceans
for a routine business meeting has become commonplace. People of mod-
erate incomes take a week’s vacation in parts of the world that their parents
would have never dreamed of visiting. Nothing has shrunk the Earth as
has modern air traffic, and radar is its primary guide.
And yet this progress has come at a price. Within the lifetime of many
of the readers, the navigation of air and sea required skills acquired only
after exacting apprenticeships, skills for which men were justly proud and
for which at times required them to draw on their reservoirs of courage.
The automatic ship and airplane are now technical realities. But this is the
inevitable result of technical progress. A worker’s skills—skills that had
given him his sense of worth, skills whose application gave him his place
in the world, skills that made him a man—are being made of no impor-
tance. Whether in transport, the shop, the mill or the farm, occupations
that once gave meaning to life for much of humanity are being destroyed or
transformed into tractable jobs that give little satisfaction at the end of the
day. It is the technical imperative. It is the consequence of mankind having
taken the course of evolution into its own hands. It cannot be avoided.
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Technical and Military Imperatives
10.2.1. Astronomy
Observing celestial objects through the electromagnetic radiation they emit
in wavelength bands longer than infrared had had a tentative beginning be-
fore the war. In determining experimentally the noise sources of a 14.6 m
receiver at Bell Telephone Laboratories, Karl Jansky noted a source that
could not be ascribed either to his equipment, atmospheric discharges or
man-made interference. In order to check his suspicions that he was receiv-
ing radiation that was not of terrestrial origin, he constructed a directional
antenna that could be rotated about its vertical axis and demonstrated after
a long series of observations that it had a maximum in the constellation
Sagittarius, which lies in the direction of the galactic center [1]. Jansky’s
discovery did not go unnoticed, for Bell made certain there was adequate
public announcement, but astronomers did not know exactly what to do
with these data, as they were neither able to apply them to any of the
phenomena then under investigation nor use them to suggest new obser-
vations. Furthermore, the radio techniques employed were simply too far
from their discipline to allow the matter to be properly considered. The
radio amateur Grote Reber did the only continuation of Jansky’s work and
succeeded in having his results published in the astronomical literature [2].
Receiver noise limited the sensitivity, hence the range of a radar set,
so noise studies were common, both as research and as parts of the routine
maintenance of equipment. Jansky’s ‘cosmic noise’ must have been ob-
served by them countless times without an appreciation of its significance,
but reports of it number only two: J S Hey saw it with GL mark II but had
to have a colleague identify it [3]. Wilhelm Stepp, the Telefunken engineer,
also encountered it [4]. Two new astronomical phenomena caught the at-
tention of alert operators of meter-wave radar receivers: solar emission
and meteors incident on the earth’s atmosphere.
Radio emission from the sun, particularly strong during sunspot ac-
tivity, had been observed before the war by radio amateurs, who reported a
‘curious hiss’ at times in their receivers [5], but there had been no scientific
follow-up. This source of radiation was rediscovered in February 1942 by
Hey, who had been assigned the task of evaluating the possibility of the
Germans jamming the Army’s GL equipment. The escape of the three cap-
ital ships in the Channel Dash a few days earlier had enhanced concern
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The Measure of Radar
about such techniques. As it turned out he set about his task during the
period of a solar flare and was rewarded by what appeared to be a very
cunning form of jamming, which he quickly identified as radiation from
the sun [6].
The 5 m GL mark II was the radar set with the longest wavelength
that had an antenna steerable in two angular coordinates, making it ide-
ally suited for establishing the source as the sun [7]. Hey found these
characteristics just right for making another discovery. When V-2 rock-
ets began falling on England some means of tracking them was sought as
part of the desperate methods being planned for countering them, and Hey
suggested equipping GL mark II with a larger antenna. None of these anti-
rocket methods came to trial, but in the process of tracking them Hey made
another discovery. The operators observed high-altitude echoes four to ten
times an hour that had nothing to do with V-2s but sometimes triggered
false alarms. As the danger of German air and rocket attacks receded, Hey
requested permission from Antiaircraft Command to investigate the phe-
nomenon systematically while an operating network still existed. General
Pile’s intellect was attracted to the idea, and permission came quickly. The
troublesome echoes came from the trails of ions left momentarily in the
upper atmosphere by meteors [8].
Bernard Lovell, who had led the TRE team in the development of
H2S, intended to return to his pre-war research in cosmic rays at the Uni-
versity of Manchester, where, just before leaving for war service, he had
observed with cloud chambers a cosmic-ray shower that had deposited an
impressive amount of energy in the atmosphere. In one of his early duty
assignments, he noted activity on the receiver scope at a Chain Home (CH)
station, which he took to be enemy aircraft, but was told by the operator
‘Oh, those are not enemy aircraft, they’re ionosphere’. Finding no basis for
such transient events in his knowledge of the ionosphere, Lovell thought
he might be seeing cosmic-ray showers [9]. The idea so appealed to his
professor at Manchester, P M S Blackett, that the two wrote a paper about
the radio events, without disclosing the method by which the radio ob-
servations had been observed, speculating that they might have had their
origin in cosmic-ray showers [10].
On learning of Hey’s meteor studies, Lovell reasoned that the same
equipment should show up the desired cosmic-ray showers, so he and
Blackett, both having acquired a substantial amount of gratitude in the
War Office, arranged for the transfer of Hey’s modified GL equipment
to the University. The electrical noise that inhabited a major industrial
city caused them to shift the work to a rural site in Cheshire named Jo-
drell Bank. Lovell’s observations showed that cosmic-ray showers were
beyond the sensitivity of his equipment, and he shifted his interest to me-
teors, the events he had seen at the CH station in 1940. His systematic
study of meteor trails after the war allowed their trajectories to be de-
termined and showed them to have come from within the solar system,
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Technical and Military Imperatives
answering a question open since the time of Newton [11]. He and his asso-
ciates pursued other aspects of astronomy using radio waves, and a major
radio-astronomy observatory came into being. As indications of the var-
ied possibilities of radio astronomy began to be perceived, Lovell became
convinced that a large steerable paraboloid was needed as an antenna and
found enthusiastic support for his wild idea of a 75 m diameter dish in
Blackett.
Desires to enter the new field caused two other observatories to be
opened. E G Bowen had left Rad Lab in late 1943 to join the Radiophysics
Laboratory in Sydney, which greatly impressed him with its high level of
competence [12]. Australians had made some solar observations with 1.5 m
equipment as soon as the war had ended that indicated radiation from the
sun-spot regions of the solar disc [13] and were not long in planning a 63 m
diameter steerable dish for radio astronomy, whose similar appearance to
the SCR-584 was not accidental. Martin Ryle at Cambridge University built
a special array of dipoles that allowed him to observe solar radiation at 1.7
m in a clever way that insured that galactic radiation did not contribute
[14]. These three observatories, all operated by former radar men, were
for a decade the principal sources of knowledge in this new discipline.
The Moon offered a more substantial target for radar astronomy than
trails of ions. It also offered the possibility for instructing the public about
hitherto secret work by the Signal Corps, and the opportunity was not lost.
An SCR-271 at the Corps’s Evans Laboratory at Belmar, New Jersey was
altered for the task so that single returns would be visible on a scope dis-
playing range against signal. Two parameters controlled the experiment:
the travel time to the Moon and back is about 2.5 s, and the half-diameter of
the Moon from which signals can be returned provides a spread in return
times of 0.0116 s. The former led to pulse repetition about every 3 s; the
latter allowed the use of pulses of 0.05 s. The long pulses allowed the use of
a receiver with a very narrow pass band and consequently very low noise.
(The narrow pass band required compensation for the Doppler effect that
results from the relative radial velocity of the Earth and the Moon and the
Earth’s rotation.) The 271 was given an extra dipole array but was unable
to track the target in elevation, so the traces showed, rather dramatically,
the Moon entering and passing through the radar beam at its rising or
setting [15].
Two years earlier Zoltán Bay had begun to plan the use of a
Hungarian-designed and built 2.4 m radar to observe reflections from the
Moon. Bay was head of the laboratory of United Incandescent Lamp and
Electrical Co. (Tungsram), a large manufacturer of radio tubes. He had
an antenna steerable in both azimuth and elevation that allowed tracking
the Moon, but he did not have the equipment that would allow the high
degree of frequency stability required for a narrow-band-width receiver,
so his transmitter power and antenna gain were insufficient to observe
single traces on an oscilloscope. He devised instead a unique method of
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switched off. Clearing visibility disclosed the Moon and settled the matter.
Thiel demonstrated the phenomenon to various visitors, but Stepp made
no written report at the time.
He did make a report of the matter later, but in a remarkably un-
derstated manner. Immediately after the war he entered the Technische-
Hochschule Darmstadt, as his mentor, Wilhelm Runge, had done a gen-
eration before, and took his theoretical and experimental radar work as
the subject for his thesis. At the bottom of a page of his dissertation is
recorded: ‘Als erstes von uns jemals erfasste extraterrestrische Ziel wurde
von uns Anfang 1944 mit dem Würzmann auf Rügen der Mond beim Auf-
gang erfasst’ [20]. He also mentioned it at a conference about space travel
in 1951 [21] and again the following year at one on maritime navigation
[22]. This curious behavior has three possible explanations: (1) during the
war such a report might have been interpreted by morbid-minded officials
as wasting time on non-essential work, which could have been considered
sabotage; (2) Stepp was the consummate engineer, who saw the work as
too rough for a formal report and easily improved, given the opportunity,
or (3) he may have taken the attitude that astronomers already knew the
distance to the Moon better than he could have determined it, making it
nothing more than a nice stunt [23]. Years later when reports of the event
gained wider circulation, Stepp wrote a short article that gave credit for the
discovery to Thiel as well as providing some of the technical parameters
of the equipment [24].
Radio astronomy was not restricted to meter waves, and the Sun at-
tracted microwave experts. Bell Labs’s inventor of waveguides, G C South-
worth, led the way, observing the quiet Sun with microwaves in 1942 and
1943 [25], but a more important function of these short waves lay else-
where. During the war Dutch astronomers at the Leiden Observatory had
received the issue of Astrophysical Journal that contained Reber’s article on
radio astronomy and discussed its implications. The advantage of having
a spectral line at radio frequencies caused H C van de Hulst to demonstrate
the theoretical possibility of the hyperfine transition of atomic hydrogen,
the major constituent of interstellar space, being observed at 21 cm [26].
The group set out to build detection equipment, as did E M Purcell of
Harvard and Rad Lab. Both reported detection at about the same time in
coordinated publications that showed mutual assistance [27]. The Leiden
group used the 7.5 m diameter paraboloid antenna of a Würzburg-Riese,
and a few of the thousands of these dishes continued their existence in
this new peaceful service. Their data provided remarkable evidence for
the rotation of the Milky Way through the Doppler shifts observed, but
a hoped for interpretation in terms of the galaxy’s structure proved only
qualitative, owing to the absence of reliable data for distance.
Both groups used a microwave invention from Rad Lab that would
become the heart of radio astronomy, the Dicke radiometer [28]. In this
instrument Dicke addressed the problem of measuring thermal radiation
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probably the result of dissatisfaction with the relatively short life when
driven hard of the 480 Eimac 100TS tubes in the ring oscillators and with
the time required to re-tune when they were replaced [35].
William Hansen’s microwave research before the war at Stanford had
been directed toward constructing a linear accelerator for electrons using
resonant cavities. The electron’s light mass required wavelengths best
measured in centimeters rather than meters, if the accelerator was to have
practical dimensions. The availability of high-power microwave gener-
ators led to a number of such machines being built right after the war.
Although priority can hardly be ascribed great significance [36], the Ra-
diophysics Laboratory in Sydney won the race [37] with a design using
25 cm wavelength, quickly followed by TRE [38] using 10 cm. Hansen
fulfilled his plan and completed a machine at Stanford [39] only months
before his untimely death [40]. Much greater electron energies would be
needed before this technique would be of use in investigating the nucleus,
eventually done at Stanford and completing Hansen’s pre-war goal.
I I Rabi’s laboratory at Columbia University had led the world in the
atomic and molecular beam experiments to which he had added radio-
frequency resonance for nuclear magnetic moments in a static magnetic
field, but they had been unable to perform one experiment that was high
on their list as being of fundamental importance: accurately determining
the hyper-fine structure of atomic hydrogen, the tiny energy difference de-
termined by whether the atom’s proton and electron magnetic moments
are parallel or anti-parallel. (This is the transition that is responsible for
radio astronomy’s 21 cm radiation.) From a knowledge of the already
measured magnetic moments of the proton and electron, quantum me-
chanics showed that radio frequencies were needed for which laboratory
capabilities in 1939 were just approaching. This restriction fell while the
members of the group were away at Rad Lab, and on return to civilian
habits they concentrated on hydrogen in studies that were to carry them
beyond atomic structure. By the end of 1947 they had measured the hy-
perfine splitting and had found a discrepancy with the theoretical values
ten times their experimental error, but it was the Golden Age of physics,
and virtue triumphed as the authors were able to add in the proofs of their
article that others had shown the magnetic moment of the electron differed
from the expected theoretical value, bringing experiment and theory into
happy agreement [41].
The hyperfine splitting of hydrogen was not the only mystery this
simplest of atoms had to offer. The rules of quantum mechanics that say
yes or no to its changes of energy allow the atom’s electron to be trapped
in an excited state for periods of seconds from which it can be induced
to decay by various external means. Here the electromagnetic effects of a
new discipline, quantum electrodynamics, disclosed themselves through
experiment in what became known as the ‘Lamb shift’ after its discoverer,
the details of which we must forego. While determination of the hyperfine
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10.2.3. Meteorology
Mariners and aviators had noted early that fog and clouds were invisible
to 10 cm radiation but that rain storms showed up clearly, the consequence
of the radar reflection of raindrops and hail stones, which increased as the
sixth power of their radius. Snow flakes were visible on radar too, but the
description was less quantitative. With a bit of experience the plan position
indicator proved to be a useful weatherman. The wartime results of US
Navy experience were published [51] with a number of PPI photographs of
thunderstorms, cold fronts and a striking series of the infamous typhoon
of 18 December 1944 in the Philippine Sea. The Radiation Laboratory had
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not neglected this subject and reported similar studies with both 10 and
3 cm equipment [52].
Meteorologists found radar sets available after the war and added
them to the traditional instruments of their craft. One of their first in-
vestigations mapped the vertical structure of storms with a transportable
10 cm height-finding set, AN/CPS-4, and reported a layer, called the ‘bright
band’, straggling the 0◦ C isotherm of stratified clouds, thought to consist
of an ice–water mixture, and a column structure, thought to consist of con-
vective rain or hail or both [53]. Others showed the strength of the radar
signal to be proportional to the amount of precipitation [54]. The field even
attracted one of the radar eminences, E G Bowen, who sought to under-
stand rain formation from ground and airborne observations [55]. Radar
was to remain a highly visual instrument of this science.
Closer to the workaday routine of the meteorologist was the use of
a radio direction finder, SCR-658, for tracking weather balloons [56] and
whose steerable antenna often has caused it to be identified as a radar set.
During the war meteorologists frequently made use of accessible radar for
this.
10.2.4. Semiconductors
Of the science whose origins can be drawn in some way from radar, the be-
ginnings of the understanding of semiconductors is easily the one that has
led to the most substantial changes in human life, yet it was the wartime
research that was easily forgotten at the time among the more sensational
ones already reported. The crystal detector, the non-linear conducting bar-
rier formed by a metal wire pressed against the surface of some kind of
semiconducting crystal, was one of the early means of receiving radio sig-
nals. The vacuum diode, followed by scores of vacuum tube types, quickly
relegated the crystal detector with its vagaries to a cabinet of discarded
equipment or to a child’s toy. The predictability of vacuum triumphed
over surface conditions difficult to control, much less understand.
As experimenters approached microwaves they found that the elec-
tron transit times and inter-electrode capacitances of vacuum tubes made
their use impossible and noted that whatever the faults the crystal de-
tector had, they did not extend to transit times and large inter-electrode
capacitance. Hans Hollmann utilized it as an element of a regenerative
receiver, which he described in his 1936 textbook on high frequency [57].
At about the same time Southworth was studying waveguides at Bell Labs
and had incorporated crystal diodes as rectifying detectors [58]. Rectifiers
for power circuits were devised during those years using various kinds
of layered surface but with indifferent understanding of the basis of their
operation.
Microwave radar demanded a mixer for heterodyne reception, and
crystal-detector methods were taken from vague memories or from the
library. The purest grades of elemental silicon were found to be the best
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surface on which to place the cat’s whisker, but purity was not easy to
obtain. At GEC B J O’Kane and G C Edwards had used a silicon–tungsten
catwhisker in a coaxial line for their 25 cm work in early 1940, and GEC fur-
nished silicon to other researchers [59]. After experiments by H W B Skin-
ner, British Thompson-Houston Ltd manufactured them as did a section
at Rad Lab [60]. Engineers had little patience with the erratic behavior of
these early diodes, and basic research was the obvious solution. Henry
Torrey at Rad Lab coordinated a program that utilized outside research
groups, principally the University of Pennsylvania under Frederick Seitz,
who concentrated on silicon, and Purdue University, under Karl Lark-
Horovitz, who concentrated on germanium. Silicon became the chosen
element because of its temperature stability. The first requirement was ex-
tremely high chemical purity, obtained through fractional crystallization;
the second was the discovery of the importance of controlled, microscopic
amounts of an impurity, boron being found to be the best [61].
Few dreamed of the effect on the world of the subsequent invention
of a three-element semiconducting device, the transistor in the 1950s, and
none imagined the effect a decade later when the intrinsically small tran-
sistor was incorporated into the chip. To attribute all this to radar stretches
an historical connection to the breaking point, but radar was a station on
its technical progress.
Such was the rich legacy radar left the civilian world. Except for radar
astronomy, all would have come into being without radar, for all had begun
to grow, however haltingly, before 1939. What radar contributed was the
intellectual fire in the postwar investigators. They had made radar. It had
been their unique fate, and they acknowledged no limits. They sent men
to walk on the Moon.
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rospect hardly possible, and yet it is not far from the truth to say that
there were only a few aspects that were worthy of the severe restrictions
imposed. For radar itself was not a secret, amply demonstrated by its
being pursued independently in eight different countries in 1939, whose
differing degrees of advancement had their origins in the support pro-
vided rather than in differing stores of fundamental and clever ideas. All
of the important inventions of radar were made separately as the need for
them arose: extreme peak-power transmission for pulsed signals, broad-
band radio-frequency amplifiers, common-antenna usage, lobe switching,
conical-beam scanning, triodes for decimeter transmitters, plan position
indicators, IFF directly and indirectly interrogated. There were three inde-
pendently conceived developments of radio-navigation systems that used
hyperbolic coordinates: Gee, Decca Navigator and Loran. One might in-
clude the German Sonne as a fourth, although it placed the master–slave
pair only a couple of kilometers apart and used the nearly radial asymptotic
grid lines.
A similar situation applied to countermeasures. The potential of
metal foils cut to dipole length for the incident radiation and thrown out
by attacking aircraft so terrified British authorities that their use against
Germany had to be decided at cabinet level in 1943, yet it had been sug-
gested five years earlier and was well and early known to the three major
radar powers and used first by Japan in May 1943—information that did
not reach the European theater. It so terrified Göring that he forbade even
research in methods to counter it. Other jamming and interference tech-
niques were almost self-evident. On the other hand each radar group
thought that it was unique in coming onto radio location, and there does
not seem to have been much discussion questioning this assumption.
Keeping things from the enemy begins by restricting knowledge from
all friendly personnel ‘who do not need to know’. This seemingly logical
principle assumes that those who set the restrictions know themselves
who needs to know, and it is with this that matters become discordant. It
is instructive to insert here Hitler’s obsession with this.
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Even a casual knowledge of Nazi Germany will have led the reader
to the belief that secrecy was driven to extreme there. A radar man recalls
the very strict security under which people worked.
In Britain the radar research that was carried out for the Air Ministry
at TRE, famous for Rowe’s Sunday Soviets, dispensed with any ‘need to
know’ rule for those cleared for the level of secrecy being discussed. Not
surprisingly the situation in Germany was different. A prominent engineer
for Lorenz writes in the company radar history of the situation created by
secrecy:
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origin in secrecy [5]. But for secrecy London might have been able to fend
off the V-1s with effective anti-aircraft (AA) fire from the beginning rather
than after weeks of destruction followed by frantic equipment shipments
and the hectic training of battery radar sections in its use while the bombs
flew. A close-in fighter-control radar for the US Navy, the SM, designed
at Rad Lab and based on techniques developed for the 584 went into ser-
vice six months before the Army set [6] because the Navy Department’s
assignment of priorities was not so entangled.
The United States showed signs of imitating Germany in the matter of
circuit diagrams and instruction manuals when distributing the 584 in the
Pacific. The new equipment began to arrive in March 1944, but the manuals
were marked ‘secret’ and for that reason did not reach the troops, so the
sets remained in their crates, unused. When knowledge of this situation
reached Washington, the Signal Corps dispatched in July H B Abajian, who
had worked closely with Getting in designing the set, to provide instruction
in the use and the great, but at the time unappreciated, advantages of the
new radar [7].
It would have been to either side’s advantage to relax secrecy re-
quirements significantly, but such a decision would have to have been
made at the very top level of government by someone with Solomon’s
wisdom and authority combined with an incredibly broad knowledge of
electronics. The grip of the conventional and the weight of responsibility
were simply too great. Nevertheless, a faint attempt in this direction was
made in 1938. The Deputy Director of the Scientific Research and Experi-
ment Department of the British Admiralty saw the article in the New York
Herald Tribune of 21 March 1938 that had described an approach to radio
location; he suggested that thought should be given to the desirability of
announcing Britain’s RDF capability and, inasmuch as radio location was
known in America, of opening exchanges with the American government
[8]. An absence of anything further on this tells us how far the ‘thought’
went.
Modern technical industry is beginning to appreciate this not ob-
vious attitude, as demonstrated by a comparison of the two American
centers of technical innovation. Silicon Valley, where there is almost no
attempt to retain industrial secrets, has left Boston’s Route 128, where in-
dustrial secrecy is highly valued, behind [9]. Such an attitude is rejected out
of hand by Akio Morita, noted leader and co-founder of the enormously
successful Sony Corporation [10], although his reasons seem to rest more
on his repugnance with espionage as a way of conducting business and
with employee disloyalty rather than from a careful evaluation of the ef-
fects.
For radar to be effective it had to be used by troops, and here the
cold hand of such rules as The Official Secrets Act with penalties for slight
infractions being ‘hanged by the neck until life is extinguished’ made them-
selves felt. It is remarkable to read in the memoirs of the commander of
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an RAF ground-radar unit deployed in France after the Invasion for Army
Cooperation Command:
The free exchange that marked TRE’s Sunday Soviets became stran-
gled by regulation and fear as one descended the chain of command, but
as noted in Chapter 5.1 this attitude seems to have been common to Army
Cooperation Command and may have resulted from policy decisions un-
related to secrecy. By contrast Fighter Command continued its free inter-
action between GCI directors and AI operators in night fighters [12].
The personnel at CH stations were strictly segregated according to
their duties. The radar equipment was within guarded barbed-wire en-
closures, and the administrative staff of the station, some of whom were
superior in rank to the operators and mechanics and were responsible for
the station, were not allowed inside. If there were two kinds of equipment
being operated at the same station, crews were restricted to their own set
and not permitted to learn about the other. At mess, conversation could
not turn to technical matters [13].
It is not surprising to read of even worse restrictions on the other side:
Things were not much better in the Royal Navy. Derek Howse writes
in Radar at Sea:
While the very high level of secrecy about radar in the early
days had the virtue of denying information to the enemy, its
continuance once radar became operational—and particularly
after the outbreak of war—was a great hindrance to the proper
use of radar in the fleet. During the first year of the war, the
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stupidities no doubt had reasons that seemed valid at the time but they
certainly puzzle an outside observer today.
Much was made in the United States by scientists and administra-
tors in the National Defense Research Committee about the Army and
Navy being ignorant of each other’s radar activities before the war [17],
statements based solely on administrative knowledge and that these pages
have shown not to be true for the designing engineers, but it was true at
command level.
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Technical and Military Imperatives
known to the Air Force well before.) In fact, although unknown at the time
of course, concern for the loss of the magnetron was misplaced because the
Germans made remarkably little use of the device when they did obtain it,
despite their immediate recognition of its significance and value. On the
contrary, it contributed significantly to the splintering of their efforts.
The Germans were just as convinced as the British of the value of
their radar secrets. An instructive example of the way an obsession with
secrecy can hurt were the measures taken at coastal radar stations after
the Bruneval raid by constructing fortifications around them for protec-
tion against future commando action. This made every station stand out
in aerial photographs, which greatly simplified their destruction before
the Normandy invasion. Prior to the emplacement of barbed wire and en-
trenchments it had been difficult to locate these stations exactly, although
approximate positions came from direction-finding techniques. It is a mon-
strous example of locking the barn after the horse was gone, as there was
no need for the Allies to take another set. It is not known whether radar
engineers were consulted on taking this step. Not very likely—it was se-
cret!
Given the enormous amount of espionage material shipped from the
United States to the Soviet Union during World War II [30], it would be
surprising if radar had not had a sizeable component, but only one spe-
cific instance seems to be recorded. Julius Rosenberg is reported to have
told David Greenglass, his brother-in-law and accomplice spy, that he had
stolen a proximity fuze while working briefly at Emerson Radio in 1945
after having left the employ of the Signal Corps [31]. Inasmuch as he was
bragging, it seems doubtful that he would have left off something he had
obtained on other forms of radar. The absence of evidence of any other
covert espionage about radar leads one to think it was minor, to Germany
probably zero. It is unclear what the stolen fuze yielded. A most important
component of the secret of its manufacture was in quality control, which
could not be so easily transferred. Radar did not have high priority in the
Soviet Union after the original flowering in the early 1930s, so there were
probably no specific demands for radar information as there were for the
atomic bomb. And there was little need when the SCR-584 was finally
sent as Lend Lease, for it contained about every important radar secret
that existed. The loving copy of it as SON-4 and long use tells of Russian
evaluation [32].
It is idle yet unavoidable to speculate what secret agents of the radar
powers might have procured had they been able to penetrate the electronics
research laboratories at the beginning of the war, an occurrence that has left
no record in a huge amount of published material, if it did take place. For
those using and countering radar, the radiative characteristics of frequency,
pulse repetition rate, polarization, beam width and power were sought
urgently. These, however, could be obtained by listening, although not
always an easy or safe procedure. The ability to resist jamming was the
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Technical and Military Imperatives
sides of the Atlantic, came about through the keen insight of A V Hill and
Henry Tizard reinforced by an understanding support from Prime Minister
and President, both of whom realized the importance of science to modern
warfare and were not timid. America gained the long-sought microwave
generator; Britain gained microwave techniques and access to American
electronic industry. Perhaps more important was the habit of exchanging
secret information even before America was a belligerent. Had there not
been a Tizard Mission, the Allies would have won the war but only after a
longer struggle, spawning who knows what postwar complications.
The exchange of technical material during the missions of the Impe-
rial Japanese Army and Navy to Germany in 1941 present a barren contrast
to the openness of Britain and America, for this Axis exchange was no Ti-
zard Mission. Although the Japanese were pleased with what they learned,
their ally told them essentially nothing about radar, although the knowing
eyes of Yoji Ito grasped much just from observation, and Japanese radar did
not start in earnest until his reports of its importance reached Tokyo. The
Japanese, on the other hand, told the Germans nothing about the resonant
magnetron nor about how to make good torpedoes, critical knowledge the
Germans needed.
A surprising and highly beneficial decision on secrecy came at the end
of the war. In a particularly progressive decision the Radiation Laboratory
ceased to exist by the end of 1945. This dispersed its great store of talent
widespread across the land, filling universities and industry with the latest
in electronic knowledge. I I Rabi had insisted that they produce a final
technical report and had set grumbling people to work on it. Louis Ridenoir
became editor and succeeded in getting the 28 volumes of a microwave-
radar encyclopedia declassified [34], making it a technical best seller that
went a long way in transforming the national scientific base. Selected
volumes were to be found near the workbench or desk of nearly every Rad
Lab veteran to remind him of how a problem similar to the one vexing him
at the moment had been solved in Cambridge.
All this will bring a wan smile to the face of an official charged with
deciding classifications, for it is easy to pontificate when in possession of
the knowledge of how everything has turned out. In order to make an
administratively wise decision about what to place on or remove from the
secret list requires knowledge of what the enemy knows. This is uncertain
at best, so when in doubt, clamp down. Two comments are needed as a
counter-argument. First, technical secrets differ from other military secrets
and should be treated differently than such matters as war plans, order
of battle, status of supply or decryption capability. Second, successful
military operations have always called for taking risks.
Technical secrets differ from other kinds in two ways. Foremost is the
inescapable technical imperative. If you can do it, a competent adversary
can too and may even be ahead. Second is the inevitable time delay in
putting into practice what is learned from the enemy. A commander may
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The Measure of Radar
act immediately on learning of the enemy’s plans, but a technical chief may
require months, perhaps years to duplicate some clever new device—if he
thinks it worth doing. During that time one’s own secrecy may have held
back effective use of the device being so protected.
The prime example of this kind of thing is the resonant magnetron.
The Germans made very little use of this super-secret device in the two
years they had the opportunity. On the contrary it splintered their al-
ready over-burdened resources. GEMA recognized this by ignoring it com-
pletely; they had vital air-warning sets to deliver and improve even though
their close collaborator, Rudolf Kühnhold, had continued microwave re-
search for a long time. Yet during those years Allied decisions were made to
protect AI-10 that cost airmen’s lives, even though there was every reason
to believe that a magnetron was in German hands. Allied exploitation of
the magnetron had required a development and industrial effort that took
two years before equipment began to have any tactical effects. Given this
experience they must have thought German engineers had super-brains
and unlimited resources.
At this point remarks should be made about the atomic bomb, as the
degree of Soviet espionage pertaining to it is now widely known. The
atomic bomb is, perhaps, one of the best examples of the technical imper-
ative. Physicists everywhere made rough calculations of a uranium bomb
almost as soon as they learned about fission. The experiments required
to decide whether such a device was possible were obvious. The time be-
tween the discovery of fission and the construction of a bomb depended
on the effort put into the project and the industrial and scientific resources
available. The United States and Britain gave the project all possible sup-
port and completed it in less than five years. What espionage unquestion-
ably did for the Soviet Union was reduce the development time, compen-
sating thereby for a later start and for a substantially weaker scientific and
industrial base.
The worst effects of technical secrecy are the restrictions on knowl-
edge imposed on one’s own forces through strict ‘need to know’ rules.
Unauthorized knowledge of radar was widespread among personnel of
the US Navy in the Pacific, and this contributed markedly to the efficient
operation of the fleet. This is the form of risk taking that should be borne
in mind by those responsible for classification. In this case it was a deci-
sion made from the bottom without official sanction. It is well to prevent
technical secrets from being gained by the enemy, but when these decisions
handicap one’s own forces then these restriction are themselves the enemy.
Better to let the enemy learn a technical secret from time to time than keep
knowledge from those who may be able to put it to use, even the ones some
official deems ‘do not need to know’. Let the enemy puzzle over what it
means, or wonder why it was done that way, or debate whether it was a
plant, or argue about what to do with it. Remember the magnetron!
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Technical and Military Imperatives
10.4. AN EVALUATION
And what have we learned from this long, detailed story of grand sci-
ence, dramatic battles and wanton destruction? We have acquired some
clarity about the origins of radar, a matter where a substantial amount of
error and misconstruction, dare we even say mythology, can be found.
We have encountered repeatedly the simultaneous occurrence of an idea
independently at various laboratories when a common intellectual basis
had been laid; this is hardly a new observation and carries the name tech-
nical imperative, but because of the secrecy imposed, radar probably has
the richest supply of such manifestations that can be documented. We
have also noted that radar owes its beginnings to the large development
effort devoted to television by the broadcasting industry. We found dif-
ferences in approach to prewar radar development but found them not in
national or democratic–totalitarian characteristics, not even in widely dif-
ferent cultural backgrounds, but rather in whether the impetus came from
engineers at the bottom or from officials at the top. We have encountered
many examples that allow us to examine the sterile question about the
relative merits of physicists or engineers. We have seen the deformities
placed on rational actions and planning by the demands of secrecy. We
have examined radar’s status as a determining element in the greatest war
of history. Finally we have looked briefly at the revolutionary change that
radar and radar techniques made in navigation, the most important since
the invention of the ship’s chronometer. Paired with this remarkable civil-
ian application came a burst of scientific activity based on the electronic
skills that the engineers and scientists took back to their laboratories. Let
us examine these matters one at a time.
Who invented radar? This question appeared frequently in the years
following the war and did not lack for voices giving an answer. It was
the subject of many articles, scholarly or otherwise, and was discussed
at formal meetings and in countless bench-top discussions. Watson-Watt
awarded the title to himself with complete assurance and disputed in print
any challengers. Kühnhold certainly thought the title was his. Taylor,
Young and Page had equally good claims. But it should be obvious to any-
one who has persevered this far that the question really has no meaning;
it is a question much like ‘which vote decided the election?’. We gener-
ally imply by the word ‘inventor’ one or more persons who by study and
experiment discover or produce for the first time a new device. Radar
certainly qualified in the 1930s as a new device, but which one of the sets
that appeared qualified as first and, if we select one, when did it actually
become a radar?
If you begin with the question of who first thought of using echoes
of radio waves for locating an airplane or ship, you will find, depend-
ing on your outlook, either no satisfactory answer or dozens. Christian
Hülsmeyer may not have been the first to have thought of it but he was
definitely the first to attempt to do something beyond dreaming. The
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patents listed by Tuska and Kern [1] alone demonstrate the fertility of
imagination during the prewar years in the matter of radio location. The
hundreds working in technical capacities on television of the 1930s had
seen reflections from aircraft from the beginning of their work. They were
impossible to miss with the amplitude-modulated equipment of the time
and were as common as airplanes. It would have been a dull engineer who
did not connect such observations with the idea that became radar. Had
the realization been within the means of a radio amateur, there would have
been hundreds of radars developed by 1939, but radar required moderate
financial support, so there were only a dozen or so.
Leave aside for the moment the resonant magnetron and consider
the meter-wave sets of the 1930s. Each was a composite of standard el-
ements of communication engineering. It only required that a problem
be formulated in order to receive the solution, if the solution lay within
the capabilities of the time. All discovered within months of one another
that transmitter tubes could be driven in pulsed operation to powers far
beyond their normal maxima. That an array of dipoles could be made to
produce a narrow beam with consequently high antenna gain for meter
waves was something already entering textbooks [2]. The basic idea for
lobe switching had already been used for methods of radio devices that
brought fliers to their desired destination by ‘flying the beam’; it required
only slight adjustment to provide accurate direction capabilities for locat-
ing an aircraft with the primitive radar beams. Methods of protecting a
sensitive receiver from the transmitter when using a common antenna de-
pended on knowledge of the position of nodes on a transmission line and
proved easy enough in application. The PPI indicator has a long trail of
inventors in thought; practice came to TRE first because of the acute need
for it in their first GCI equipment. Telefunken’s fighter-control method
did not require it, so German use came later. Rad Lab saw the immedi-
ate need for it in the SG. When circuit designers demanded ever shorter
wavelengths, the tube designers delivered transmitter triodes with leads
located to minimize the input reactance; Telefunken, GEMA, Lorenz, GEC
and Bell Labs all delivered the ultimate tubes within months of each other.
Some were better than others, but all provided the hearts of the 50 cm sets
that appeared in 1939 and 1940.
The powerful generator of 10 cm waves does not fit so well into
this pattern, yet its exception, now known to the attentive reader, actually
emphasizes the rule being propounded here. Certainly all who knew of
the invention by Randall and Boot of the cavity magnetron cannot think
of it in any other way than as their great discovery. Only pedants would
deny them the distinction of having invented the cavity magnetron. And
yet the Japanese deployed in mid-1942 operational 10 cm radars using it.
The Russians published a description of it in the open literature in 1940,
and the Swiss company of Brown–Boveri had been working on it since the
mid-1930s and first published in 1937. This device was indeed following
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Technical and Military Imperatives
the technical imperative as did all the other key elements of radar, just
not quite so smoothly. Arthur Samuel at Bell Labs and A B Wood at His
Majesty’s Signal School both recorded designs that might well have led
them to the cavity resonator, had their work been pushed.
Phased-array radars appeared whenever designers wanted electric
scanning. The technique was first used at about the same time by GEMA
and Bell Labs, the former for the 2.4 m Wassermann and Mammut long-
range air-warning sets and the latter for the 10 cm mark 8 fire-direction set.
Alvarez used the method in a more clever way slightly later.
And so it goes. One could tell similar stories about less significant
parts of radar design, but the important part of all this is the independence
of nearly simultaneous invention. There is no evidence that any of the par-
allel work just described was not, of itself, original. Furthermore, if one
permits himself the thought experiment of removing any of the principals
from our drama—Watt, Kühnhold, Taylor, Runge—or even the lesser char-
acters, does he seriously believe that radar would not have moved forward
just as fast? The answer must surely be that the pace would have been the
same. The equipment would have been different, perhaps worse, perhaps
better, but there would have been plenty of radar prototypes in 1940. That
such equipment would have been tactically ready for the crucial battles of
1940–1942 cannot be said with the same assurance.
Radar is unusual in having sprung from civilian roots. Funding for
electronic research at military service laboratories during the inter-war
decades was grudgingly given until 1935, not even enough to provide the
best communication equipment. One encounters careless statements about
the negligence of various armed forces in not providing radar in the decade
right after World War I. These criticisms are based on imperfect technical
and historical knowledge. Until the early 1930s radar equipment was im-
possible because the components required for ranging did not exist, and
radar without ranging was of no significance in World War II. The lack of
range information was the reason that the collision-avoidance equipment
of Christian Hülsmeyer and Henri Gutton was summarily dismissed by
seamen.
Ranging in a useful form required the timing of the echo pulses, and
this needed a receiver capable of delivering an output pulse of only a mi-
crosecond duration. Such receivers could not be constructed using triodes
as amplifying elements; multiple-grid tubes were essential. Ranging also
required a method of determining, generally in the presence of extrane-
ous signals and noise, the time between transmission and return of the
echo. This required a cathode-ray tube capable of displaying the signal
obtained from the receiver as a function of time and fast enough to follow
it. Although cathode-ray tubes had existed since the turn of the century, it
required the electron-optically focused, high-vacuum tube to do this.
Both of these circuit elements, the pentode, which became the most
important multiple-grid tube, and the focused cathode-ray tube, required
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The Measure of Radar
459
Technical and Military Imperatives
460
The Measure of Radar
in 1939 [5]. Until 1940 the American and German radars were designed
almost entirely by engineers, who showed themselves in no way devoid
of imaginative ideas.
The resonance magnetron of Randall and Boot is a prime example
of a physicist’s design—complete with sealing wax—and it was certainly
not conventional. Another great radar-designing physicist, one active in
the field for only two and a half years, was Luis Alvarez. To Alvarez must
be applied the term ‘radar scientist’ rather than radar engineer. Whereas
other scientists became superb engineers—one thinks immediately of Ivan
Getting—Alvarez remained a scientist. He conceived three startlingly orig-
inal projects, found for each a capable engineer to get things moving, and
left for Los Alamos. But he was a distinct exception. One need only exam-
ine the pages of the Rad Lab’s 28-volume encyclopedic final report. Those
loving descriptions of circuits were written by engineers; they may have
been physicists before or after, but at Rad Lab they were engineers. What
was true there was also true at TRE.
The doleful price often paid for secrecy does not need to be reiterated,
but closely associated with secrecy is the matter of administration. One of
the most remarkable properties of the British–American alliance was the
free flow of information and the collaboration in planning. If secrecy was
baneful in its preventing serving military personnel from learning about
the valuable weapon that was at hand, it did not inhibit work at the design
and planning level. Top radar engineers gained access to the knowledge of
colleagues at other laboratories with moderate ease. Similarly, there was
a reasonable attempt to provide a coherent overall development program.
True, there was duplication, which with the assurance of hindsight one can
say was unnecessary. It is extremely doubtful whether the Allies needed
four different groups working on 10 cm gun-laying radars: SCR-584, SCR-
545 and GL marks IIIB and IIIC. Yet who could have selected in early 1941
the group that would deliver a 584? Even before America’s entrance as
an active belligerent there were important Allied technical agreements, the
adoption of IFF mark III is an important example; disregard that it was
the poorer of the choices available, one that led to its use by the German
air-warning service as a range-enhancing secondary radar. At least it was
a good try to take control of this horrible and ever unsolved problem.
When the question came up during the war, it was generally assumed
that the totalitarian powers had a significant advantage over the democra-
cies in their ability to control their military, scientific and economic appa-
ratus with great efficiency from the top. Radar shows the very opposite.
In the beginning German radar outdistanced both Britain and America
in advancing excellent prototypes, well engineered for production. This
was the result of a small group of designers employed at three electronics
firms. These men found themselves relatively unhindered in what they
undertook, but once their projects became national ones, the stifling hand
of bureaucracy soon ‘controlled’ everything.
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Technical and Military Imperatives
462
The Measure of Radar
warnings of their SCR-270 and 268. Had the United States been defeated in
the Pacific in 1942—and it was a close thing—it is doubtful that America’s
Germany-first policy could have been retained. The reader can supply the
plot for his own drama.
These are three major engagements in which radar kept the Allies
from defeat. Such a statement can always be contested because there is
no way to prove it, but it is as near to a ‘truth’ as history allows. It was
certainly radar’s heroic period. It was also the meter-wave period.
After 1942 radar became increasingly routine for all the contending
forces, taking on an importance shared with other weapons. To have fought
without it would have been the same as removing quick-firing artillery or
machine guns, but it did figure critically at times.
The Battle of the Atlantic was certainly crucial for the Allies, and the
defeat of the U-boats has frequently been credited to radar, often in state-
ments that allow no contradiction, but the conclusion reached in Chapter
7.1 does indeed contradict them. The submarine lost when merchant ships
traveled in convoys protected by adequately equipped and trained escorts
with air cover over their entire routes. Radar was useful, but useful only to
the same extent as were other Allied technical advances and probably less
valuable than ship-borne high-frequency direction finding. The basis for
the decisive importance ascribed by some to microwave radar lies in graph-
ical displays of merchant-ship sinkings as functions of time. The decline
of these losses after the introduction of the equipment in patrol bombers
is impressive, as is the counter-diagram showing the increased sinkings of
U-boats, but these plots are deceptive: correlation is not causality.
The failure of the Allied invasion of Normandy would have certainly
stopped the Allied path to victory, which seemed so steady after 1942, and
failure was a definite possibility. Two key elements in providing success
were the remarkable experience the Allies had gained by spring 1944 in that
most difficult of military operations, an amphibious landing on a hostile
shore, and the near absolute command of the air over the beaches. Radar’s
part in this unprecedented operation was important, but declaring it vital
or not, as has just been done for the other engagements, is more difficult.
The radar-like devices, Gee and Decca, that allowed the entire fleet to
navigate under difficult conditions can be given a substantial credit for
success. For boats to arrive more or less on time and at the right place
would have been one of the most difficult aspects but for Gee. The extremes
of countermeasures plus the destruction of Seetakt and Freya sets in large
numbers certainly made things easier for the attackers and confused the
defenders during crucial hours. Radar beacons made air drops at night
decidedly more accurate. Would the invasion have failed without radar?
It is not so easy to say. There was a big force off shore with a strong
determination not to fail.
One of radar’s great moments came in the defense of London against
the flying bombs. The Allies would not have lost the war had the SCR-584,
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Technical and Military Imperatives
the M-9 director and the proximity fuze not been ready, but London would
have suffered great destruction.
The ferocity of the Pacific War reached a peak at Okinawa with the
attacks by suicide pilots on the fleet supporting the invasion. This became
an extreme test for radar fighter direction and radar-directed AA guns. It
required a complete new concept for the former and proved difficult for
the latter. It is conceivable that the invasion might have been repulsed had
the fleet not had radar. It would not have cost the Allies the war, but it
would have made the last year much more bloody.
The air offensive against Germany has been called here the Great
Radar War. It has taken up more words than any other portion of this
book because its radar activities were so varied and extensive. In the wide
use of radar only the Pacific War can be compared with it, but the Pacific
War, although radar became a standard component of the two contending
forces, was fought without a countermeasure struggle comparable with
what was found in the air over Germany, primarily because Japan was so
completely outclassed. Radar shaped the struggle over the Reich, essen-
tially determining its course.
We have seen how initially the Luftwaffe was unable to down at-
tacking bombers at night and the RAF was incapable of even finding the
targeted towns. Ground radar continually improved the defense and the
radar-like device, Gee, allowed target location, although not accurate blind
bombing. Airborne radar began to make night fighters really dangerous,
and Gee was replaced by Oboe, a blind-bombing device as accurate as the
best visual. Gee and Oboe were both limited by the distance to the horizon
and so could not guide deep flights, a failure for which the microwave H2S
was to provide a solution. The solution allowed by H2S was saturation
bombing.
With the introduction of H2S at the beginning of 1943 Allied radar
became technically superior to German, but it was a superiority that the
bomber crews could hardly appreciate because the Luftwaffe made good
use of radar’s strong bias toward the defender. By March 1944 deep night
attacks could no longer be sustained. Radar had helped the Luftwaffe
dispel the delusion of penetration through the cover of darkness as months
earlier they had dispelled the American delusion of penetration with self-
protecting formations. Germany won the first round of the air offensive;
when the second round began in late 1944, dominated by the long-range
fighter, radar was much less important.
In some theaters radar bordered on being irrelevant. It figured not at
all in the Blitzkriegs east and west that initiated the European war. Its im-
portance in the Great Patriotic War fought by the Soviet Union was minor,
except perhaps in the air defense of Leningrad and Moscow. The Japanese
used radar to observe the swarms of attacking bombers that systemati-
cally destroyed their cities, but they no longer disposed of an effective
air-defense force. Radar bombing became the rule in destroying Japanese
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The Measure of Radar
cities and was much more effective than when used against Germany be-
cause the weak air defense allowed bombing from half the altitudes to
which the RAF had been forced by German flak. The location of so many
targets on the coast, just where H2X provided the best PPI views, and the
inflammability of the cities made a terrible difference.
By the end of the war in Europe radar was transforming the nature of
ground warfare. The SCR-584 was guiding dive bombers onto targets with
the efficiency earlier found only in fighter control. Its automatic tracking,
something a small group at Rad Lab had to fight for during initial planning
stages, was even found to determine the positions of artillery by tracking
the projectiles. Its ability to locate those deadly but elusive infantry mortars
gave rise to a special set for that purpose that was better employed near
the front, although deployed very late in the war. The 584 was even used
to observe the movement of vehicles covered by darkness and fog.
It is obvious that radar transformed the nature of war more than
has any other single invention. It turned the entire concept of strategic
bombing on its head, replacing the dominance of the bomber with the
dominance of the fighter and the AA gun. Reality and radar had quickly
disposed of the air power fantasy of a short, decisive ‘knockout blow’, and
a war of attrition was fought not in the trenches of Flanders but in the air
over Europe with the same result as in 1918—the end came when Germany
was exhausted. In forcing this transformation radar also helped move the
conflict to a more barbaric level: trench warfare for civilians.
The changes imposed on fleet action were equally drastic. By provid-
ing aircraft carriers with a 20 to 30 minute warning it removed the fragility
that had restrained plans for their employment and allowed them to par-
ticipate in, indeed dominate major engagements. Without radar the Pacific
War would have been a battleship war. Carriers and radar-directed guns
with proximity fuzes had reduced to nothing Mitchell’s prediction of the
demise of surface ships to land-based air power.
In August 1945 the atomic bomb upstaged an announcement planned
of Rad Lab’s contribution to the Allied war effort, displacing the cover-page
article in Time magazine to page 78 and prompting Lee DuBridge to make
the oft quoted remark: ‘The bomb may have ended the war, but radar won
the war’ [6]. Hoyt Taylor expressed it slightly differently, perhaps more
accurately and in keeping with his personality: ‘The bomb finished the
war, radar fought the war’ [7].
465
APPENDIX A
466
A Few Radar Essentials
467
Technical and Military Imperatives
468
A Few Radar Essentials
A.3. ANTENNAS
An antenna is a metal structure that either transmits or receives electro-
magnetic waves. An antenna intended for transmission is equally good
for reception. Hertz invented the first antenna, which is widely used in
the radar equipment described here. It is called the oscillating dipole. Two
metal rods, each a quarter-wavelength long, lying on the same line are
connected at their common center to a high-frequency alternating current
generator, called an oscillator. The oscillator forces currents of opposite
polarity to flow in the two halves of the dipole, and these currents cause it
to radiate. A wave that is incident on the dipole will cause currents to flow
to the receiver that is connected to it. There is a glut of antenna designs,
but the oscillating dipole suffices for most of the radar equipment we shall
be discussing.
The radiation pattern of a dipole is at a maximum in the plane perpen-
dicular to the axis and evenly distributed around it. The pattern reaches
zero at the poles. This is satisfactory for broadcasting but not for a radar
set, which needs a directed beam. A radio analog to a searchlight was the
goal of many, although not all designers.
The first step in producing a directed radiation pattern is to place a
metal surface on one side of the dipole and parallel to it. This produces a
radiation pattern only on one side of the dipole but one that is distributed
over 180 degrees. Placing dipoles in an array side by side allows them to
interfere in such a way as to build up the radiation in the forward direction
and to diminish it on the flanks. The greater the number of dipoles in the
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Technical and Military Imperatives
Figure A.1. Dipole radiation pattern. The drawing on the upper left shows
schematically the basic elements of a dipole antenna. It has two halves, each
one quarter wavelength long that are connected at the center to a high-frequency
alternating current generator. In practice the dipole is connected to the generator
by means of a transmission line. The drawing on the upper right shows the
radiation pattern of a dipole radiating into free space. The solid curve shows a
constant value of the intensity and merely indicates the shape; the pattern extends
out indefinitely. The maximum intensity is in the plane perpendicular to the
dipole. The drawing on the lower left shows the radiation pattern of a dipole that
has a reflector on one side. The drawing on the lower right shows the radiation
pattern of an array of four dipoles placed side by side with reflectors. These kinds
of pattern are called lobes.
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A Few Radar Essentials
A.4. LOBES
The radiation pattern produced by the tricks just described is called a lobe.
It determines the direction to a target with an accuracy limited by its an-
gular dimension. One notices that the forward end of the lobe is rounded,
which means that slight changes in the direction one points the beam
make small changes in the energy incident on or received from the target.
This is even more serious than it seems because aircraft targets change the
amount of energy reflected with changes in the aircraft’s orientation—they
twinkle—making the determination of the direction of maximum signal
difficult.
If one places two arrays of dipoles side by side but with slightly
different directional orientations, two slightly overlapping lobes will result.
The fronts of the lobes are blunt but the sides are steep. If the target is
illuminated alternately with one lobe or the other, each lobe will yield a
reflected signal, generally of different amplitude because one originates
nearer the center of its lobe than the other. If the antenna is positioned so
that the reflected signals are equal, then the target will lie on a line bisecting
the angle that orients the two arrays. Remarkable angular accuracy can be
had this way. In a radar set this technique is called lobe switching. The
same idea was used during the 1930s for air navigation.
If a parabolic reflector is used, the same effect can be had by mounting
the dipole slightly off axis and causing its position to rotate about the beam
axis, producing what is called a conical scan.
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Technical and Military Imperatives
Figure A.2. Lobe switching. Accurate direction can be obtained with the blunt
lobes illustrated in figure A.1 by making use of the rapid change in intensity on
the flanks of the lobes. The drawing shows the effect of a transmitter that radiates
alternately pattern 1 and then 2. A target in the direction C will produce signals of
equal amplitude (D) for either lobe, whereas a target in direction E will generate a
larger amplitude (F) in pattern 2 than in pattern 1 (G). The radar operator adjusts
the direction of the antenna so as to equalize the two signals.
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A Few Radar Essentials
Figure A.3. Vertical lobe patterns. The radiation patterns of figure A.1 are for
antennas radiating into free space. If an antenna has its beam pointed parallel
to a conducting surface, such as the ocean or very flat ground, and is located at
a height H above it, the lower half of the pattern is reflected and interferes with
the direct radiation, producing a pattern of vertical lobes. In the diagram the
dashed curve represents the pattern in free space; the solid curves the first four
lobes of the resulting radiation. The reader can easily imagine the confusion for an
untrained observer when an aerial target approaching from the right disappears
momentarily as it leaves the first lobe and proceeds to the second. The angle of the
first lobe relative to the antenna axis (in radians), , is approximately equal to the
wavelength divided by four times the antenna height above the surface.
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Technical and Military Imperatives
Figure A.4. Schematic of a typical Yagi antenna. The driver is connected to the
transmitter by a balanced transmission line. To its left is a metal rod somewhat
greater in length than half a wavelength; to the right are directors that are somewhat
shorter. The exact lengths and spacings, which generally lie between 0.1 and 0.25
wavelengths, and the number of directors are determined by experiment. The
radiation pattern is strongly directed to the right.
transistor was a postwar invention, one which had origins in radar work.
In experimenting with incandescent lamps Edison noted that current
flowed to the hot filament from an adjacent electrode, otherwise stated,
electrons flowed from filament to anode. John Fleming noted that the
application of an electric potential between the filament and this second
electrode resulted in current for one polarity of applied voltage, none for
the reverse. He used this as a sensitive detector for early wireless and
named it the diode. By passing current only in one direction it formed a
variable direct current that could be heard in the operator’s head phones.
It took the form of a hot central filament, the cathode, surrounded by a
sheet-metal second electrode, called the anode or plate. Lee De Forest
inserted a grid between the two and found he could control the stream
of electrons from the cathode to the anode, which allowed signals to be
amplified. His invention, the triode, transformed radio. Triodes presented
circuit designers with problems as they pushed to ever higher frequencies
and shorter wavelengths. These problems were solved to a great degree
by the introduction of one or two more grids between the control grid
and the anode, tubes called tetrodes and pentodes. Tubes, along with
components already in use, such as the resistor, capacitor, inductor and
transformer, allowed the design of a huge number of electronic devices by
1939, generally for radio and audio amplification.
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A Few Radar Essentials
A.8. TRANSMITTERS
Transmitters are devices for producing an alternating current, such as one
uses for household electric power, but at much higher frequencies than
the 60 Hz of America or the 50 Hz of Europe. The wavelength of a 60 Hz
oscillator is 5000 kilometers (km), hardly suitable for radar. A transmitter
for communication by Morse code, a common application at the beginning
of the radio age, generates power at the desired wavelength whenever
the operator depresses the telegraph key. In early radio broadcasting the
amplitude of the radio frequency signal varied according to the magnitude
of the audio signal, the amplitude modulation that remains today on the
AM band of radios. Television of that era also used amplitude modulation,
so that the signal intensity varied according to whether the picture was to
be bright or dark. The radar transmitter for the pulsed mode requires
abrupt changes from zero to maximum signal and to zero again, design
requirements in common with television transmitters of the time.
The final tubes in a transmitter, the output stage, must be the most
robust, as high voltages and large currents are demanded of them. The
early radar designers all quickly learned that these tubes could be driven
to much more than their nominal power for the few microseconds required
to form a pulse, because the limit of a tube was its ability to dispose of the
heat formed when the electrons struck the anode, energy not radiated by
the antenna. During the short period of the radar pulse the anode rose in
temperature rapidly but had a relatively long period to cool by thermal
radiation.
A.9. RECEIVERS
A radio receiver is a sophisticated instrument, but what we need to know
here is relatively simple. Its function is to select the signal of interest from
the jumble of wavelengths picked up by the antenna and to amplify it to
a useful level. The input of a receiver is some device that resonates at the
frequency of the signal to be amplified. For Morse code a very selectively
tuned detector is used because the sharpness of its tuning suppresses the
amplifier and antenna noise that is not at the resonant frequency, and the
sharp tuning presents no problems. There is a problem in using such a
receiver in radar, one that was discovered quickly by all the early experi-
menters who were not experienced enough to avoid it.
Consider this analogy. A guitar is a resonant device, so is a banjo.
Pluck a guitar string and the tone continues for a some time; pluck a banjo
string and the tone quickly disappears. The technical term for this dif-
ference is damping: the guitar has low damping, the banjo a great deal.
There is a lot of wonderful theory about all this that is based on the math-
ematics of Joseph Fourier, whose work is thoroughly studied by electrical
engineers. We shall, however, be satisfied with mentioning the concepts
and deal with the results qualitatively.
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Technical and Military Imperatives
Figure A.5. The simplest form of radar indicator, the A-scope. The drawing shows
the appearance of an oscilloscope screen in which the horizontal trace begins at
the left when the transmitter is pulsed. The spot moves across the screen with
the output of the receiver applied in the vertical direction. Generally a large pulse
is recorded simultaneously with transmitter output and target pulses occur at
various times along the trace. The pattern repeats at the pulse repetition rate of
the radar set, usually hundreds or thousands of times a second. This repetition is
very useful in allowing the operator to examine carefully the very weak signals.
A.10. INDICATORS
The information gained with a radar set must be made available to its oper-
ators. The crucial element in this is the cathode ray tube because it allows
one to measure microsecond time differences. Such tubes are the display
elements of television receivers. In one a highly mobile electron beam
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A Few Radar Essentials
Figure A.6. The plan position indicator (PPI). This is the most widely recognized
radar indicator. It is a maplike display of panoramic sweeps of the radar beam.
The intensity of the cathode-ray beam is modulated to show the presence of a target
in the same manner that a television image results from beam modulation. The
azimuthal direction of the outward trace of the spot follows the orientation of the
antenna. The example is of Palermo harbor made with a 3 cm SU-2 surface-search
shipborne radar. Rings for range are shown at 2 and 4 nautical miles. The
dark region to the lower right indicates no reflected signal because of the signal’s
reflection from water; the dark splotches over the land indicate regions hidden from
the line of sight.
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Technical and Military Imperatives
center. The form of display that is most readily identified by the layman
is the plan position indicator (PPI) in which the screen gives a maplike
representation of the region interrogated by the radar. In it the time base
moves the spot outward from the center of the tube face and a circular mo-
tion follows the rotation of the radar antenna. The tube’s electron beam is
suppressed when there is no signal from the receiver and enhanced when
there is. This results in a glowing phosphor when there is a target and
darkness otherwise.
478
NOTES AND SOURCES
Citations given in capital letters are from the list of abbreviated references;
those in upper and lower case are from the general references.
Chapter 1.2 Electromagnetic waves
[1] James Clerk Maxwell A Treatise on Electricity and Magnetism article 771. Oxford:
The Clarendon Press, 1892
[2] C W F Everitt James Clerk Maxwell: Physical and Natural Philosopher p 99. New
York: Charles Scribner’s Sons, 1975
[3] GUERLAC 2, pp 290–291
479
Technical and Military Imperatives
[14] Colonel Roy M Stanley Prelude to Pearl Harbor pp 133–148. New York: Charles
Scribner’s Sons, 1982
[15] Schaffer op. cit., pp 107–108
[16] Greer op. cit., pp 67–69, 91–92
[17] Spaight op. cit.
[18] Ibid., p 35
[19] JONES H, Vol 6, pp 439–477, 465
[20] J C Slessor Air Power and Armies pp 163–164. London: Oxford University Press,
1936
[21] B H Liddell Hart Paris and the Future of War. New York: E P Dutton and
Company, 1925
[22] Heinz Guderian Panzer Leader p 25. New York: E P Dutton and Co., 1952
[23] Roscoe op. cit., pp 141–174
[24] Mitchell op. cit. p 206
[25] Ibid., pp 125–126
[26] ROSKILL 5, pp 256–399
[27] ROSKILL 6, pp 392–405
[1] For a readable telling of the chronometer story see Dava Sobel Longitude: the
True Story of a Lone Genius Who Solved the Greatest Scientific Problem of His Time
New York: Walker Publishing Co., 1995
[2] Commander A E Fanning, Astronomical Navigation Since 1884 Royal Institute
of Navigation Vol 38, pp 209–215, 1985
[3] TERRAINE 1, p 85
[4] William E Jackson The Federal Airways System pp 219–227. Institute of Electrical
and Electronic Engineers, 1970; Robert I Colin, Otto Scheller: the Radio Range
Principle AES Vol 2, pp 481–487, 1966
[5] JONES H, Vol 5, pp 8–18
[6] TUSKA 1
[7] SIG CORPS 1, pp 185–188
[1] KOCH, p 9
[2] PILE, p 173
[3] KOCH, pp 14–15. Anti-aircraft units generally follow the rule of about four
heavy guns per battery with two or more batteries forming a battalion and
two or more battalions forming a regiment
[4] Ibid., pp 10–15
[5] Ibid., p 19
[6] Ibid., pp 20–21
[7] Ibid., p 28
[8] Major Charles Edward Kirkpatrick Archie in the AEF: the Creation of the Antiaircraft
Service of the United States Army, 1917–1918 pp 5–11. Fort Bliss, Texas: US Army
Air Defense School, 1984; James A Sawicki Antiaircraft Artillery Battalions of the
US Army Vol 1, pp 1–2. Dumfries, Virginia: Wyvern Publications, 1991
480
Notes and Sources
[9] Coast Artillery units on the west coast and in the Philippines were not drawn
for service in France until 1918, presumably through a mistrust of Japanese
intentions
[10] Kirkpatrick [8], pp 20–24
[11] Ibid., pp 181–182
[12] Sawicki [8], pp 6–8
[13] John C Reilly Jr United States Navy Destroyers of World War II pp 68–79. Poole:
Blandford Press, 1983
[14] PILE, pp 43–51
[15] Ibid., pp 52–60
[16] Liddell Hart Memoirs op. cit., Vol 1, p 127
[17] PILE, pp 41–42
[18] ROSKILL 6, p 420
481
Technical and Military Imperatives
[14] For a review of early magnetron work see James E Brittain, The Magnetron
and the Beginnings of the Microwave Age Phys. Today Vol 38, pp 60–67, 1985
[15] August Zacek, Über eine Methode zur Erzeugung von sehr kurzen elektro-
magnetischen Wellen Zeit. Hf. Vol 32, p 172, 1928
[16] STOKES, p 137
[17] CALLICK, pp 41–42
[18] ALLISON, p 102
[19] Ed Simmonds and Norm Smith Radar Yarns: Being Memories and Stories Col-
lected from RAAF Personnel Who Served in Ground Based Radar During World
War II p 219. Published privately by E W & E Simmonds, 15 Blair Street, Port
Macquarie, NSW 2444, Australia, 1991
[20] HOWSE, p 8
[21] CALLICK, pp 37–38
[22] Raymond R Myers, Plastics and Resins Encylopaedia Britannica Vol 21, p 339,
1993
[23] Dipl-Phys. Hans Ulrich Widdel in a letter to the author dated 18 November
1994
[24] J C Swallow, The History of Polythene Polythene: the Technology and Uses of
Ethylene Polymers A Renfrew and Phillip Morgan, editors, pp 1–10. London:
Iliffe and Sons Ltd, 1960
[25] Paul Kokulis of Washington, patent attorney and friend of Fawcett, reports the
disappointment on finding a solid
[26] Maurice V Wilkes Memoirs of a Computer Pioneer pp 45–46. Cambridge, Mas-
sachusetts: The MIT Press, 1985
[27] John Harry DuBois and Frederick W John Plastics p 47. New York: Reinhold
Publishing Company, 1967
[28] ROTTERDAM, 23 February 1943, p 3 and 17 March 1943, p 8
[29] Gordon M Kline, Plastics in Germany, 1939–1945 Modern Plastics Vol 23, pp
152a–152p, October 1945
[30] Gordon M Kline, interviewed by Jeffrey L Meikle at Lake Worth, Florida on 15
and 16 May 1987
482
Notes and Sources
[8] Leo C Young in the Stanford Caldwell Hooper audio collection History of Radio–
Radar–Sonar at the Library of Congress, Reel 23
[9] Gregory Breit and Merle A Tuve, A Radio Method of Estimating the Height of
the Conducting Layer Nature Vol 116, p 357, 1925; Gregory Breit and Merle
A Tuve, A Test of the Existence of the Conducting Layer Phys. Rev. Vol 28,
pp 554–575, 1926; Merle A Tuve, Early Days of Pulse Radio at the Carnegie
Institution Journal of Atmospheric and Terrestrial Physics Vol 36, pp 2079–2083,
1974
[10] MCKINNEY, pp 84–87
[11] Ibid., p 132
[12] SOUTHWORTH, pp 79–81
[13] L F Jones, A Study of the Propagation of Wavelengths between Three and Eight
Meters Proc. IRE Vol 21, pp 349–386, 1933
[14] William H Wenstrom, Notes on Television Definition Proc. IRE Vol 21, pp 1317–
1327, 1933
[15] Carl R Englund, Arthur B Crawford and William W Mumford, Some Results
of a Study of Ultra-short-wave Transmission Phenomena Proc. IRE Vol 21, pp
464–492, 1933
[16] TUSKA 2, p 13
[17] E Giboin, L’Évolution de la Détection Électromagnétique dans la Marine Na-
tionale Onde Vol 31, pp 53–64, 1951
[18] J Bion, Le Radar La Revue Maritime July–August, pp 330–346, 456–471, 1946;
R B Molyneux-Berry, Dr Henri Gutton, French radar pioneer, BURNS, pp 45–
52
[19] J B Johnson, A Low Voltage Cathode Ray Oscillograph Journal of the Optical
Society America and Review of Scientific Instruments Vol 6, pp 701–712, 1922
[20] Heinrich Löwy, Die Fizeausche Methode zur Erforschung des Erdinnern Phys.
Zeit. Vol 12, pp 1001–1004, 1911
[21] SWORDS, pp 46–47, 59. For detail about Löwy see Ulrich Kern, Review con-
cerning the history of German radar technology up to 1945, BLUMTRITT, pp
171–183
[22] KROGE, p 16; TRENKLE 1, pp 23–24
[23] Ibid., pp 12–18; REUTER, pp 15–22
[24] LOBANOV, pp 25–33
[25] ERICKSON, pp 247–252; LOBANOV, pp 101–109
[26] LOBANOV, p 103
[27] Cited in SWORDS, pp 45–46
[28] Harold A Zahl, From an Early Radar Diary Coast Artillery Journal Vol 91, no
4 (March–April), pp 8–15, 1948. A rather accurate description of the incident
was found in ‘Mystery Ray Locates "Enemy": U.S. Army Tests Detector for
Hostile Ships and Planes’ Popular Science Vol 127, October 1935, p 25
[29] News item Elektrisches Nachrichtenwesen Vol 10, pp 24–25, 1932
[1] For a survey of the politics of the major powers up to the outbreak of war see
Richard Overy and Andrew Wheatcroft The Road to War London: Macmillan
Co., 1989
483
Technical and Military Imperatives
[2] For a glimpse into some of the ideas that had been studied see Russell Burns,
Aspects of UK Air Defence from 1914 to 1935 Proc. IEE Vol 136, pp 267–278,
1989
[3] Ronald W Clark Sir Edward Appleton pp x, 90–91, 96–102. Oxford: Pergamon
Press, 1971. The radio section of the Post Office (British) had noticed reflections
from aircraft the year before. A H Mumford and R F J Jarvis, Radio Report No
273, 18 July 1934
[4] Wright op. cit., pp 26–36
[5] Ibid., pp 53–56
[6] William Roy Piggott, who worked closely with both Appleton and Watt, in a
letter to the author dated 13 March 1997
[7] Gordon Kinsey Orfordness: Secret Site. Lavenham: Terence Dalton Ltd, 1981. A
book about the place, primarily dealing with its World War I functions. Two
chapters about the radar work there were written by A F Wilkens
[8] WATT, pp 113–115
[9] CALLICK, pp 30–38
[10] SWORDS, pp 186–236; B T Neale, CH—The First Operational Radar GEC
Journal of Research Vol 3, pp 73–83, 1985
[11] ROWE, pp 25–26
[12] Ibid., p 23
[13] WOOD & DEMPSTER, p 83
[14] WOOD & DEMPSTER, p 88; WATT, p 208
[15] The Germans made a few copies of CH, called Elefant. This was equipment
that originated in a limited excursion of the Reichspost Zentrale into radar.
I have not been able to determine whether this was to test the CH design
or, as suggested by Trenkle, experiment with over-the-horizon capability. The
transmitter array was mounted on a tower, electrically very similar to CH,
although much more compact. The receiver was improved by using a steerable
high-gain dipole array. TRENKLE 1, pp 101–102. The Japanese Army used a
design, Tachi-6, with broadcast transmission and multiple receivers having
dipole arrays for direction (see Chapter 9.2), and the Russians made a similar
broadcast-transmission radar, RUS-2 (see Chapter 5.6).
[16] Radar Bulletin (published by RAF 60 Group beginning April 1941) October 1945,
p9
[17] C P Snow Science and Government. Cambridge, Massachusetts: Harvard Uni-
versity Press, 1961, appendix 1962
[18] The Earl of Birkenhead The Professor and the Prime Minister: The Official Life of
Professor F A Lindemann, Viscount Cherwell. Boston: Houghton Mifflin and Co.,
1962
[19] ROWE, p 22
[20] BROWN, p 17
[21] Ibid., p 13
[22] R W Burns, A D Blumlein—engineer extraordinary Engineering Science & Edu-
cation Journal February, pp 19–33, 1992
[23] JAY, part 1, para 5
[24] Sidney Jefferson, LATHAM & STOBBS, p 215. Young readers may be puzzled
by the meaning of ‘dress for dinner’. They can look for instruction in Noël
Coward’s plays.
[25] SAYER, pp 20–26
484
Notes and Sources
485
Technical and Military Imperatives
486
Notes and Sources
[49] Kurt Fränz, Wer war Wilhelm Tolmé Runge, address to the Direktionsbereich
der Forschungs-Institut-Telefunken, November 1990
[50] Electronics Vol 8, pp 284–286 (September, pp 18–19), 1935; Popular Science Vol
127, October 1935, p 25. These articles describe transmitters, receivers and
their antennas of equipment supposedly for 10 and 15 cm waves but the pho-
tographs indicate that they are almost certainly the 50 cm equipment that
Runge employed. The drawing of an array of transmitters and receivers would
seem to show the first idea for a radar system that occurred after the 50 cm
reflections
[51] RUNGE, pp 42–44
[52] Dr-Ing Gotthard Müller, Funkmessgeräte-Entwicklung bei der C Lorenz
AG, 1935–1945, pp 2–4. Stuttgart: Standard Elektrik Lorenz AG (Technisch-
wissenschaftliches Schriftum), 1983
[53] Robert I Colin, Otto Scheller: the Radio Range Principle IEEE Transactions on
Aerospace and Electronic Systems Vol AES-2, pp 481–487, 1966
[54] KROGE, p 50
[55] TRENKLE 1, pp 30–31; PRITCHARD, pp 42–47
[56] HOFFMANN-HEYDEN, pp 31–34
[57] REUTER, p 47
[58] Office of the Chief of Naval Operations, order dated 18 November 1940 (Op-
20-E/AB, (SC)A6/A1, serial 069120)
[59] HOWSE, p 162
487
Technical and Military Imperatives
488
Notes and Sources
489
Technical and Military Imperatives
des Oberkommandos der Wehrmacht Vol 1, p 962. Bonn: Bernard & Graefe Verlag.
For other discussions see GIESSLER, p 74; TRENKLE 1, pp 41–42. For the
Allied understanding see OSRD 5, p 117. For a complete discussion of this
question, which is more involved than the Göring quotation seems to imply,
see SUCHENWIRTH 2, pp 49–54
[2] TRENKLE 2, p 16
[3] WOOD & DEMPSTER, pp 66–67
[4] TERRAINE 1, p 186
[5] Alfred Price has grippingly described this day through official records and from
interviews with pilots from both sides who were present at an RAF–Luftwaffe
reunion. Read his Battle of Britain: The Hardest Day, 18 August 1940. New York:
Charles Scribner’s Sons, 1979
[6] Details about the front-line stations of Chain Home are covered by Mike Dean
Radar on the Isle of Wight. Scampton: Historical Radar Archive, 1994. This
attack was the cause of the first Military Medal to be awarded to a woman,
Avis Parsons (née Hearn) who remained at her post relaying messages while
Stukas dropped 90 bombs on the station. LATHAM & STOBBS, pp 25–29
[7] WEBSTER & FRANKLIN Vol 1, p 152
[8] NIEHAUS, pp 37–40
[9] D V Pritchard, The Battle of the Beams Ham Radio (published by Communica-
tions Technology, Greenville, New Hampshire) pp 29–39, June 1989; pp 20–29,
August 1989; pp 53–61, October 1989
[10] W D Hershberger, Seventy-five Centimeter Radio Communication Test Proc.
IRE Vol 22, pp 870–877, 1933
[11] TRENKLE 3, pp 119–120
[12] Pritchard Ham Radio [9]
[13] TRENKLE 3, pp 137–144
[14] NIEHAUS, pp 39–40
[15] Ibid., p 49
[16] Winston S Churchill The Second World War: Vol 2, Their Finest Hour pp 384–385.
Houghton Mifflin Company, Boston, 1949
[17] JONES 1, p 169
[18] Members of KGr 100 recalled in interviews with Dr Alfred Price that they were
generally more aware of the deficiencies of the navigation systems than of
British interference. Specifically they said the clear, moonlit night plus the ini-
tial fires contributed most to the accuracy of the Coventry attack. TRENKLE 3,
p 126, reports that KGr 100 was not troubled by interference until May 1941
[19] LOVELL, p 14
[20] KEMP, pp 20–22, 28
[21] Ernest Putley, Ground Control Interception, BURNS, pp 162–176
[22] BROWN, p 63
[23] SIG CORPS 2, pp 86–87, 96
[24] PILE, p 172
[25] Maurice V Wilkes Memoirs of a Computer Pioneer pp 64–65. The MIT Press:
Cambridge, Massachusetts, 1985
[26] P M S Blackett, Operational Research: Recollections of Problems Studied, 1940–
45 Brassey’s Annual: The Armed Forces Yearbook, 1953 pp 88–106
[27] PILE, p 173
[28] Ibid., p 287
490
Notes and Sources
[29] Viktor Reimann Goebbels p 245. Garden City, New York: Doubleday and Com-
pany, 1976. NIEHAUS, p 54
[30] ROWE, pp 73–74
[31] Churchill [16], p 333
[32] Ibid., pp 383–391
[33] Editor, Radiolocators J. Ap. Phys. Vol 12, p 511, 1941
[34] For example, Larry Wolters, Radio Locator Called a Child of Television Chicago
Sunday Tribune 13 July 1941
491
Technical and Military Imperatives
[9] R M Trim, The development of IFF in the Period up to 1945, BURNS, pp 436–457
[10] RAF SIGNALS 5, pp 91–93
[11] SIG CORPS 1, pp 264–266
[12] RAF SIGNALS 5, pp 98–99
[13] For examples of radar-directed fire on friendly ships see MORISON 6, pp 188,
243, 317, 354; 7, p 154; 12, pp 222, 227
[14] REUTER, pp 34–35
[15] TRENKLE 1, p 172
[16] Ibid., p 173
[17] Harry von Kroge, letter dated 7 March 1995
[18] HOFFMANN-HEYDEN, pp 129–131
[19] Ibid., pp 133–135
[20] REUTER, pp 35–36
[21] Trim [9], pp 442–445
[22] Wheeler [6], pp 215–238
[23] TRENKLE 1, p 178
[24] Bowden [4], p 436
[25] RADAR, No 2, May 1944, pp 21–27
[26] ROWE, p 126
[27] TRENKLE 2, p 16
[28] WATT, p 147
[29] Ibid.
492
Notes and Sources
the war, and Shibaura was Tokyo Shibaura Electric, later Toshiba. Japanese
Wartime Military Electronics and Communications, Section VI, Japanese
Army Radar, Technical Liaison and Investigation Division, Office of the Chief
Signal Officer, GHQ, US Army Forces Pacific found at US National Archives,
SCAP Box 7428
[16] TRENKLE 1, p 46
[17] PRICE 2, p 291. Wilkinson [1], p 375
[18] Air Technical Intelligence Group, Advanced Echelon FEAF, Report No 261,
12 December 1945
[19] SCIENTIFIC, Vol 1, pp 12–14
[20] NAKAJIMA, p 255
[21] Ibid., p 254–255
[1] GIESSLER, p 63
[2] Ben R Rich and Leo Janos Skunk Works: A Personal Memoir of My Years at Lockheed
pp 19–27. Boston: Little, Brown and Co., 1994
[3] W W Hansen, A Type of Electric Resonator J. Ap. Phys. Vol 9, pp 654–663, 1938
[4] Arthur L Norberg and Robert W Seidel, The Contexts for the Development of
Radar, BLUMTRITT, pp 199–216
[5] The term ‘ionosphere’ seems to have been coined independently by Robert Wat-
son Watt and E V Appleton in 1926. C S Gillmor, The history of the term ‘iono-
sphere’ Nature Vol 262, pp 347–348, 1976. The term Ionosphäre was used by
Hans Plendl and was apparently introduced to American researchers through
his papers. Wilbert F Snyder and Charles L Bragaw Achievement in Radio: Sev-
enty Years of Radio Science, Technology, Standards, and Measurement of the National
Bureau of Standards footnote, p 172. Washington: US Government Printing Of-
fice, 1986
[6] Lord Rayleigh, On the passage of electric waves through tubes or the vibrations
of dielectric cylinders Phil. Mag. Vol 43, pp 125–132, 1897
[7] SOUTHWORTH, pp 60–65
[8] O Schriever, Elektromagnetishe Wellen an dielektrischen Drähten Ann. Phys.
Vol 63, pp 645–673, 1920
[9] Karle S Packard, The Origin of Waveguides: a Case of Multiple Rediscovery
IEEE Transactions on Microwave Theory and Techniques Vol MTT-32, pp 961–969,
1984
[10] Ibid., pp 966–968
[11] A Arsenjewa-Heil and O Heil, Eine neue Methode zur Erzeugung kurzer,
ungedämpfter, elektromagnetischer Wellen grösser Intensität Zeit. Phy. Vol 95,
pp 752–762, 1935
[12] Karl R Spangenberg Vacuum Tubes p 616. New York: McGraw-Hill Book Com-
pany, 1948
[13] GUERLAC 1, p 194
[14] Russell H Varian and Sigurd F Varian, A High Frequency Oscillator and Am-
plifier J. Ap. Phys. Vol 10, pp 321–327, 1939; W W Hansen and R D Richtmyer,
On Resonators Suitable for Klystron Oscillators J. Ap. Phys. Vol 10, pp 189–199,
1939
493
Technical and Military Imperatives
[15] Edward L Ginzton, The $100 idea: How Russell and Sigurd Varian with the
help of William Hansen and a $100 appropriation, invented the klystron IEEE
Spectrum Vol 12, pp 30–39, 1975
[16] GUERLAC 1, p 213
[17] Luis W Alvarez, Alfred Lee Loomis—last great amateur of science Phys. Today
Vol 36, 1983, pp 25–34. Adapted from Biographical Memoirs Vol 51, National
Academy of Sciences, 1980
[18] GUERLAC 1, p 221
[19] Ibid., pp 247–250
[20] David H Sloan and Lauritsen C Marshall, Ultra-High Frequency Power, (ab-
stract) Phys. Rev. Vol 58, p 193, 1940 Winfield W Salisbury, The Resnatron
Electronics February 1946, pp 92–97
[21] BOWEN, p 143
[22] Russell W Burns, The Early History of Centimetric Radar: the Contributions
of the General Electric Company, manuscript intended for publication, 1998
[23] GUERLAC 1, pp 225–226
[24] BATT, p 43
[25] The space-charge limitation of klystrons was overcome after the war by impos-
ing an axial magnetic field on the electron beam, thereby allowing much larger
currents. These were the generators that made possible the high-energy elec-
tron accelerators at Stanford. The excellent frequency stability of the klystron
was the determining factor in choosing klystron over magnetron
[26] J T Randall, The Cavity Magnetron Proc. Phys. Soc. Vol 58, pp 247–252, 1946
[27] CALLICK, pp 55–57
[28] GUERLAC 1, pp 228–231
[29] Burns, [22]
[30] CALLICK, pp 78–80
[31] HOLLMANN, Vol 2, pp 2–4
[32] SOUTHWORTH, pp 153–157
[33] Reg Batt in MAGNETRON, p 34
[34] LOVELL, pp 1–43
[35] Ibid., pp 41–42
[36] C A Cochrane, Development of Naval Warning and Tactical Radar, KINGS-
LEY 1, pp 189–203
[37] HOWSE, pp 83–84
[38] James Sayers, MAGNETRON, pp 12–14
[39] Nakajima, BURNS, pp 243–258. In Chapter 2.5 the 1938 visit of Professor
Barkhausen to Japan is described. Although it was a highly technical visit
lasting two months during which he went to the principal laboratories and
industries, he did not learn about the new centimeter-wave generator
[40] Sogo Okamura, editor History of Electron Tubes p 29. Washington: IOS Press
(republished for Ohmsha, Tokyo), 1994. The cavity magnetron was refered to
at Bell Labs for a while as the ‘Samuel oscillator’, letter from J R Wilson to L
A DuBridge, 30 April 1940
[41] Arthur L Samuel, Electron Discharge Device, US Patent No 2 063 342, 6 Decem-
ber 1936
[42] Kinjiro Okabe Magnetron-Oscillations of Ultra-Short Wavelengths and Electron
Oscillations in General pp 30–31. Tokyo: Shokendo, 1937
[43] NAKAJIMA; Marvin Hobbs, Japanese Magnetrons Electronics May, 1946, pp
494
Notes and Sources
114–115
[44] NAKAGAWA, pp 30–31
[45] Ibid., pp 32, 89
[46] NAKAJIMA
[47] James Phinney Baxter Scientists Against Time p 142. Boston: Little, Brown and
Company, 1946
[48] N F Alekseev and D D Malairov, Generation of High-Power Oscillations with
a Magnetron in the Centimeter Band Zhurnal Tekhnicheskoi Fiziki Vol 10, pp
1297–1300, 1940; transliteration and translation by I B Benson for Proc. IRE Vol
32, pp 136–139, 1944
[49] LOBANOV, pp 65–66
[50] Ibid., pp 92–94
[51] Ibid., pp 67–69
[52] F Fischer and F Lüdi, Die Posthumus-Schwingungen im Magnetron Schweiz-
erischer Elektrotechnischer Verein Bulletin Vol 28, pp 277–283, 1937
[53] F Lüdi, Zur Theorie der geschlitzten Magnetfeldröhre Helvetica Physica Acta
Vol 16, pp 59–82, 1942
[54] Hans Paul, Neuere Entwicklungen auf dem Gebiet der Zentimeterwellen Elek-
trotechnische Zeitschrift Vol 77, pp 849–854, 1956
[55] Hans H Jucker, who is preparing a study of Swiss radar history, in a letter to
the author dated 21 April 1995
495
Technical and Military Imperatives
496
Notes and Sources
497
Technical and Military Imperatives
498
Notes and Sources
[1] Harold A Zahl Radar Spelled Backwards p 74. New York: Vantage Press, 1972
[2] Myron J Smith Pearl Harbor, 1941: a Bibliography New York: Greenwood Press,
1991
499
Technical and Military Imperatives
[3] US Congress Pearl Harbor Attack: Hearings Before the Joint Committee on the Investi-
gation of the Pearl Harbor Attack part 26, pp 367–375. Washington: Government
Printing Office, 1946
[4] The Army Air Corps changed into the Army Air Forces on 20 June 1941
[5] CRAVEN & CATE 1, pp 289–291
[6] Congress [3], part 26, pp 379–386; part 27, pp 615–632
[7] Ibid., part 10, pp 5027–5080; part 26, pp 517–536; part 32, pp 341–351
[8] SIG CORPS 2, pp 10–15
[9] HOWSE, pp 122–126
[10] Sir John Rupert Colville The Churchillians p 140. London: Weidenfeld and
Nicholson, 1981
[11] Ed Simmonds, Historic Background More Radar Yarns Ed Simmonds, editor,
pp 2–29. Published privately by E W & E Simmonds, 15 Blair Street, Port
Macquarie NSW 2444, Australia, 1992
[12] Ed Simmonds in a letter to the author dated 19 November 1994
[13] Ed Simmonds in a letter to the author dated 6 August 1994
[14] WATT, pp 308–310
[15] Elting E Morison Turmoil and Tradition: a Study of the Life and Times of Henry L
Stimson p 562. Boston: Houghton Mifflin Company, 1960
[16] SIG CORPS 2, pp 95–102
[17] Ibid., p 97
[18] CRAVEN & CATE 1, pp 291–293
[19] Elting Morison [15], 563
500
Notes and Sources
[13] JONES 1, pp 121–125; for a detailed description of the raid see Millar, op. cit.
[14] Cockburn [11], pp 337–338
[15] JONES 1, pp 130–134; Millar, op. cit., pp 109–133
[16] Ibid., p 192
[17] PRICE 1, p 78
[18] Cockburn, loc. cit.
[19] JONES 1, pp 233–249
[20] Ibid., pp 244–246
[21] ROWE, pp 128–134
[22] Terence Robertson Dieppe: the Shame and the Glory Boston: Little, Brown and
Company, 1962
[23] John P Campbell Dieppe Revisited: a Documentary Investigation pp 130–132.
London: Frank Cass and Co., 1993
[24] Ibid., p 137
[25] ROSKILL 2, p 241
[26] Campbell [23], p 131
[27] NIEHAUS, pp 93–94; HOFFMANN 1, pp 268–269; Campbell, [23], p 141
[28] J R Robinson, Radar Intelligence and the Dieppe Raid Canadian Defence Quar-
terly Vol 20, pp 37–43, 1991
[29] Jack Nissen and A W Cockerill Winning the Radar War: a Memoir pp 162–191.
New York: St. Martin’s Press, 1987
[30] Robinson [28], p 41
[31] JONES 1, pp 195–198; Robinson [28], p 42
[32] JONES 1, p 402
[33] Campbell [23], pp 147, 168
[34] ROSKILL 2, pp 246–247
[35] Campbell [23], p 148
[36] Derek Howse, Type Number of Radar Sets, Operational or Designed, KINGS-
LEY 1, pp 372–373
[37] Hugh G Henry III, draft of a dissertation intended for submission to St John’s
College, University of Cambridge
[38] Robinson [28], p 42
501
Technical and Military Imperatives
502
Notes and Sources
503
Technical and Military Imperatives
504
Notes and Sources
505
Technical and Military Imperatives
506
Notes and Sources
[7] DAHL, p 10
[8] WEBSTER & FRANKLIN 2, pp 108–137
[9] REUTER, pp 96–97
[10] Ibid., p 123
[11] WEBSTER & FRANKLIN 2, p 12
[12] REUTER, p 250
[13] RAWNSLEY, pp 278–292
[14] WEBSTER & FRANKLIN 2, p 143
[15] RAF SIGNALS 7, p 111
[16] This belief came full blown from the pages of the air prophet. Giulio Douhet
The Command of the Air pp 371–389. New York: Coward-McCann, Inc., 1942
[17] GUERLAC 1, p 773
[18] Ibid., pp 766–772
[19] The name H2S, the origin of which has various traditions, caused 10 cm mi-
crowave equipment to be referred to as S-band. H2X, whose nominal origin
is obscure, resulted in 3 cm microwaves being referred to as X-band
[20] GUERLAC 1, pp 776–783
[21] Just How Accurate is H2X Bombing? RADAR, No 9, pp 43–44, 1945
[22] GUERLAC 1, pp 788, 800
[23] Ibid., pp 746–753
[24] CRAVEN & CATE 2, pp 681–706, 848–850
[25] REUTER, p 134
[26] WEBSTER & FRANKLIN 2, pp 190–211
507
Technical and Military Imperatives
[12] Asuccinct statement about German radio amateurs can be found in Die geheimen
Konferenzen des Generalluftzeugmeisters Georg Hentschel, editor, pp 124–125.
Koblenz: Bernard und Graefe Verlag, 1989. The following dialogue discloses
not only the difficulties faced by radio amateurs but the extraordinary mistrust
by the Nazis for a large part of the German population. Pasewaldt: ‘I think
the progress of this field in England and America is essentially the result of
the unheard of importance of their radio amateurs, while in Germany they
have been unyieldingly suppressed . . .’ Feldmarschall Milch: ‘It was done by
the offices responsible for security. The whole German radio group before the
war had been trained for pure communist espionage. The amateurs were up
to 99% Moscow boys, so we said that now we are going to cut the wires of
those fellows, which was just as it should have been. . . . After the war we must
introduce amateur radio into the Hitler Youth and let it bloom.. . .’ (In answer
to the problem that some were still communicating illegally with radio, Milch
discloses a less endearing side of his personality.) ‘Those scoundrels are lucky
that I am not Chief of the Gestapo for there would be far more executions.
They are far too mild and humane; they cannot compare themselves with the
Russian GPU’
[13] STEGSKOPFER The search for qualified technicians continued by other means.
Public notices calling for soldiers engaged in non-electronic duties to apply
for transfer, even recommending that family members apply for those at the
front who might miss the announcements. There was no mention of radar.
News item, Hochfrequenz-Fachkräfte für die Luftwaffe Funkschau p 295, Vol
16, October–December, 1943
[14] JONES 2, pp 325–326
[15] Letter from Staatsrat Dr-Ing H Plendl to Reichsführer SS Himmler dated 7
January 1944
[16] JONES 2, loc. cit.
[17] Letter from Hans Plendl, Jr., dated 14 March 1995
[18] Fritz Trenkle, Zum 90. Geburtstag von Hans Plendl Funkgeschichte No 78, pp
3–5, 1991. See Chapter 10.3, Secrecy and the Technical Imperative.
[19] H Frühauf, H E Hollmann zum 60. Geburtstag Hochfrequenztechnik und Elek-
troakustik Vol 68, pp 141–143, 1959
[20] REUTER, pp 198–200
[21] Personal communication dated 10 April 1996 from Frau Anna Maria Elstner,
Runge’s daughter
[22] Professor Kurt Fränz, Als Student und Doktorand in der Weimarer Republik
und im Dritten Reich, unpublished manuscript communicated in a letter to
the author dated 15 July 1996
[23] Professor Hans Plendl, Jr, in a statement to the author, 26 August 1996
[24] DAHL, pp 16–24; KAUFMANN, pp 43–46
[25] REUTER, pp 135, 141
[26] HOFFMANN-HEYDEN, pp 239–242
[27] Ibid., pp 248–264, 293
[28] REUTER, pp 147–148
[29] Ibid., p 195
508
Notes and Sources
509
Technical and Military Imperatives
[15] Axel Niestlé, German Technical and Electronic Development The Battle of the At-
lantic pp 430–451, Stephen Howarth and Derek Law, editors. London: Green-
hill Books, 1994.
[16] PRICE 4, pp 94–95
[17] P M S Blackett, Operational Research: Recollections of Problems Studied, 1940–
45 Brassey’s Annual: the Armed Forces Yearbook, 1953 pp 88–106
[18] Marshal of the Royal Air Force Sir John Slessor The Central Blue: Recollections
and Reflections pp 524–525. London: Cassell and Company Ltd, 1956
[19] The equipping of these planes with microwave radar had taken place with the
active participation of Rad Lab personnel, even to the attacking of some of the
raiders
[20] Max Schoenfeld Stalking the U-Boat: USAAF Offensive Antisubmarine Operations
in World War II pp 3–6. Washington: Smithsonian Institution Press, 1995
[21] ROTTERDAM, 17 March 1943
[22] PRICE 4, p 168
[23] Niestlé [15], p 443
[24] This was the case for SCR-517A and C-SCR-517B had a PPI indicator
[25] Schoenfeld [20], pp 37–53. In letter to the author dated 15 April 1995 Niestlé
asserts this one sinking was not justified
[26] Russell W Burns, Impact of Technology on the Defeat of the U-boat, September
1939–May 1943 IEE Proceedings: Science, Measurement and Technology Vol 141,
pp 343–355, 1994
[27] LOVELL, p 161
[28] As late as April 1944 Brandt opened a meeting of the Rotterdam Committee
with an admonition not to discuss matters with anyone not officially involved,
clear evidence of a demand to tighten security. ROTTERDAM, 5 April 1944,
p1
[29] Based on a search of applicable records by Axel Niestlé reported in letters to
the author dated 12 March and 16 April 1995
[30] REUTER, p 161
[31] Schoenfeld [20], pp 80–83
[32] Brian McCue U-Boats in the Bay of Biscay: an Essay in Operations Analysis p 65.
Washington: National Defense University Press, 1990
[33] REUTER, p 161
[34] PRICE 4, pp 165–171; REUTER, pp 162–166
[35] PRICE 4, pp 165–171
[36] ROTTERDAM, 26 April 1944, pp 12–22
[37] RUNGE, pp 50–51
[38] ROSKILL 3, pp 365–366
[39] HOFFMANN 1, p 63
[40] Richard Natkiel, Maps Battle of the Atlantic see [15], p 23
[41] Slessor [18], p 518
[42] TERRAINE 2, pp 767–768
[43] R W Burns, The Background to the Development of the Cavity Magnetron,
BURNS, pp 259–283
[44] The Allies lost 2 353 ships of which only 19 were from convoys with air cover.
Macintyre, 1976 [4], p 173
[45] Air Commodore Henry A Probert, Head of the RAF Air Historical Branch, in a
letter to the author dated 2 February 1995; Axel Niestlé in a letter to the author
510
Notes and Sources
511
Technical and Military Imperatives
512
Notes and Sources
513
Technical and Military Imperatives
514
Notes and Sources
515
Technical and Military Imperatives
516
Notes and Sources
517
Technical and Military Imperatives
[20] BELOTE, p 39
[21] Colonel Hiromichi Yahara The Battle for Okinawa p xiii. New York: John Wiley
and Sons, 1995
[22] BELOTE, p 267
[23] MORISON 14, pp 234–235
[24] Roy E Appleman, James M Burns, Russell A Gugeler and John Stevens United
States Army in World War II Okinawa: the Last Battle p 102. Washington: Office
of the Chief of Military History, 1948
[25] BELOTE, p 307
[26] Ibid., p 267
518
Notes and Sources
[6] Jack Gough Watching the Skies: a History of Ground Radar pp K1-K7. London: Her
Majesty’s Stationery Office, 1993
[7] Richard M Trim, Secondary Surveillance Radar—Past, Present and Future,
BLUMTRITT, pp 93–120
[8] Hall op. cit., pp 252–255; GUERLAC 1, pp 615–617
[9] Hall op. cit., pp 131–142
[10] TRENKLE 1, pp 136–142
[11] GUERLAC 1, pp 525–529
[12] Pierce et al op. cit., pp 1–34
[13] Ibid., p 97
[14] Ibid., p ix
[15] Elbert S Maloney Dutton’s Navigation and Piloting pp 701–732. Annapolis: Naval
Institute Press, 1978
[16] Hall op. cit., pp 76–77
[17] GUERLAC 1, pp 1082–1083
[18] Carl I Aslakson, Velocity of Electromagnetic Waves Nature Vol 164, pp 711–712,
1949
[19] A A Michelson, F G Pease and F Pearson, Measurement of the Velocity of Light
in a Partial Vacuum Ap. J. Vol 82, pp 26–61, 1935
[20] Wilmer C Anderson Rev. Sci. Inst. Vol 8, pp 239–247, 1937
[21] L Essen, Velocity of Electromagnetic Waves Nature Vol 159, pp 611–612, 1947
519
Technical and Military Imperatives
[17] Andrew J Butrica To See the Unseen: a History of Planetary Radar Astronomy
Washington: National Aeronautics and Space Administration, 1996
[18] TRENKLE 4, pp 112–119
[19] TRENKLE 1, p 94
[20] STEPP, p 95. Hans Ulrich Widdel has pointed out the curious manner in which
this sentence is incorporated into the typescript. It occupies the bottom of
the page in space that is left blank on all other pages. Taking into account the
circumstances of a military occupation, one cannot exclude the possibility that
it was added after the thesis had been accepted by a nervous faculty committee
[21] This lecture was a tutorial on radar sensitivity in which Stepp discussed the
Moon observations as an example. W Stepp, Die Reichweite von Funkmess-
geräten Hochfrequenztechnik und Weltraumfahrt Dr-Ing R Merten, editor, pp
36–43. Stuttgart: S Hirzel Verlag, 1951
[22] Dr Hans J Albrecht in a letter to the author, dated 8 June 1995
[23] Mr Widdel has made a study of the propagation of various German radars to
see what was possible and concluded that the Würzmann could have seen the
Moon as enhanced noise with real-time signals. He also concluded that a very
alert operator might have seen it with Wassermann or Mammut, but there are
no reports of such
[24] Wilhelm Stepp, Ueber die erste Erfassung des Monds mit einem Funkmess-
gerät (Radar-Gerät) in Deutschland Der Seewart Vol 35, No 2, p 71, 1974. This
paper was the basis of another, more often cited paper. Hans Mogk, Die Mon-
dentfernung 1943 funktechnisch vermessen Funkgeschichte No 87, pp 323–324,
1992
[25] G C Southworth, Microwave Radiation from the Sun J. Frank. Inst. Vol 239, pp
285–297, 1945
[26] Hey op. cit., pp 23–25. For details of the work by Purcell see BUDERI, pp
291–307
[27] H I Ewen and E M Purcell, Observation of a Line in the Galactic Radio Spectrum
Nature Vol 168, p 356, 1951. C A Muller and J H Oort, The Interstellar Hydrogen
Line at 1,420 Mc/sec., and an Estimate of Galactic Rotation Nature Vol 168, pp
357–358, 1951
[28] Robert H Dicke, The Measurement of Thermal Radiation at Microwave Fre-
quencies Rev. Sci. Inst. Vol 17, pp 268–275, 1946
[29] Antenna temperature is the standard way radio astronomers report the inten-
sity of received radiation. If one has a perfect receiver and connects a resistor
across the input, the output will result from the amplification of the random
motion of the free electrons in that resistor. The learned have shown that black-
body radiation of temperature T incident on an antenna will generate the same
noise signal as a resistor input of temperature T . Black-body radiation is rare
in radio astronomy, but the Dicke comparison method makes temperature the
natural unit for a given frequency band
[30] R E Burgess, Noise in Receiving Aerial Systems Proc. Phys. Soc. Vol 53, pp
293–304, 1941
[31] Robert H Dicke and Robert Beringer, Microwave Radiation from the Sun and
Moon Ap. J. Vol 103, pp 375–376, 1946
[32] For references to this early work see Forman op. cit., pp 416- 419, and J C Slater,
The Design of Linear Accelerators Rev. Mod. Phys. Vol 20, pp 473–518, 1948
[33] Luis W Alvarez, The Design of a Proton Linear Accelerator Phys. Rev. Vol 70,
520
Notes and Sources
521
Technical and Military Imperatives
522
Notes and Sources
[22] BELL, p 51
[23] KERN, pp 126–127
[24] Weyers Taschenbuch der Kriegsflotten 1939 p 220. München/Berlin: J F Lehmanns
Verlag, 1939
[25] R V Jones in a letter to the author dated 26 October 1995
[26] JONES 1, p 93
[27] Ibid., p 224
[28] STREETLY, p 46
[29] Ibid., pp 26–31
[30] Richard Rhodes Dark Sun: the Making of the Hydrogen Bomb pp 83–120. New
York: Simon and Schuster, 1995
[31] Ronald Radosh and Joyce Milton The Rosenberg File: a Search for the Truth p 72.
New York: Holt, Rinehart and Winston, 1983
[32] PRICE 3, pp 338–340
[33] To contrast this with the strangled attempts at exchange when attempted dur-
ing the preceding few months see ZIMMERMAN, pp 25–48
[34] Britton Chance, IEEE, p 57
523
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Principal journals
532
NAME INDEX
533
Technical and Military Imperatives
534
Name Index
535
Technical and Military Imperatives
536
Name Index
537
Technical and Military Imperatives
538
Name Index
539
Technical and Military Imperatives
540
Name Index
541
Technical and Military Imperatives
542
Name Index
543
SUBJECT INDEX
544
Subject Index
545
Technical and Military Imperatives
546
Subject Index
547
Technical and Military Imperatives
548
Subject Index
549
Technical and Military Imperatives
550
Subject Index
551
Technical and Military Imperatives
552
Subject Index
553
Technical and Military Imperatives
554
Subject Index
555
Technical and Military Imperatives
556
Subject Index
557
Technical and Military Imperatives
558
Subject Index
559
Technical and Military Imperatives
560
Subject Index
561
Technical and Military Imperatives
562
Subject Index
563