Nihms 402738
Nihms 402738
Author Manuscript
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Published in final edited form as:
NIH-PA Author Manuscript
Abstract
Polymers have played an integral role in the advancement of drug delivery technology by
providing controlled release of therapeutic agents in constant doses over long periods, cyclic
dosage, and tunable release of both hydrophilic and hydrophobic drugs. From early beginnings
using off-the-shelf materials, the field has grown tremendously, driven in part by the innovations
NIH-PA Author Manuscript
of chemical engineers. Modern advances in drug delivery are now predicated upon the rational
design of polymers tailored for specific cargo and engineered to exert distinct biological functions.
In this review, we highlight the fundamental drug delivery systems and their mathematical
foundations and discuss the physiological barriers to drug delivery. We review the origins and
applications of stimuli-responsive polymer systems and polymer therapeutics such as polymer-
protein and polymer-drug conjugates. The latest developments in polymers capable of molecular
recognition or directing intracellular delivery are surveyed to illustrate areas of research advancing
the frontiers of drug delivery.
Keywords
controlled release; stimuli-responsive; responsive polymers; recognitive polymers; polymer
therapeutics; intracellular delivery
INTRODUCTION
Hierarchical progress in modern drug delivery begins with the use of polymer carriers to
NIH-PA Author Manuscript
elicit spatiotemporal release of therapeutics in both pulsatile dose delivery products and
implanted reservoir systems. Although conventional drug delivery formulations have
contributed greatly to the treatment of disease, the emergence of potent and specific
biological therapeutics has escalated the impetus for intelligent delivery systems. Heller (1)
and Langer & Peppas (2) pointed out the importance of chemical engineering innovation in
the development of new drug delivery systems and suggested that feedback control should
be a standard component of such systems. These systems must overcome many hurdles
before clinical implementation is realized; a truly intelligent delivery system must address
the need for specific targeting, intracellular transport, and biocompatibility while integrating
elements of responsive behavior to physiological environments and recognitive feedback
control.
This review aims to provide a unique coverage of the field of polymers in drug delivery,
addressing the foundations of drug delivery in a conceptual and mathematical context and
critically reviewing the recent developments in responsive polymers, polymer therapeutics,
and advanced systems designed for molecular recognition or engineered for intracellular
delivery of novel therapeutics.
For more than 50 years, techniques such as compression, spray and dip coating, and
encapsulation have been used in the pharmaceutical industry to incorporate bioactive agents
with polymers. Such polymers have largely included cellulose derivatives, poly(ethylene
glycol) PEG, and poly(N-vinyl pyrrolidone) (3). From a drug delivery perspective, polymer
devices can be categorized as diffusion-controlled (monolithic devices), solvent-activated
(swelling- or osmotically-controlled devices (5)), chemically controlled (biodegradable), or
externally-triggered systems (e.g., pH, temperature) (4).
Diffusion-Controlled Systems
Most diffusion-controlled carriers are simple and monolithic in nature. In these systems, a
drug is dissolved (or dispersed if the concentration exceeds the polymer's solubility limit) in
a nonswellable or fully swollen matrix that does not degrade during its therapeutic life. In
dissolved systems (C0 < CS), C0 is the initial loading concentration and CS is the saturation
concentration. Fick's second law, for slab geometry,
(1)
NIH-PA Author Manuscript
can be solved under the appropriate boundary conditions to obtain an expression for
concentration Ci(x,t). Di is the diffusivity of the solute in the polymer matrix, and Ci is the
concentration of species i. Equations for calculating Di for porous, microporous, and
nonporous hydrogels have been tabulated (6). Differentiating Ci(x,t) with respect to x allows
for substitution of this result into Fick's first law:
(2)
This expression can then be integrated under the appropriate boundary conditions at the
interface, x, to develop an equation for Mt, where Mt is the cumulative mass or moles
released from the system (7):
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 3
(3)
NIH-PA Author Manuscript
With dispersed systems (C0 > CS), the situation is more complex as the precipitated regions
are considered nondiffusing and disappear as a function of drug release to create a moving
boundary problem. The well-known Higuchi equation (for planar geometry),
(4)
provides a simple model for release by treating the problem as a pseudosteady state (8). In
this expression, S represents the surface area available for drug release. Expansions to this
model have produced expressions for spherical geometries (9) and to account for drug
concentrations near the solubility limit for the polymer (10).
Solvent-Activated Systems
In traditional swellable systems, drugs are loaded into dehydrated hydrophilic polymers or
hydrogels by simply packing the two substances together. In the absence of a plasticizing
aqueous solvent, these systems are usually well below their glass transition temperature, Tg,
and have very low diffusivities. Once exposed to an aqueous environment, the hydrogels
imbibe water and swell. If the polymer is not chemically crosslinked (or crystalline), then
NIH-PA Author Manuscript
dissolution creates an erosion front. Drug delivery devices that operate as swelling-
controlled systems undergo a transition from the glassy to rubbery state during solvent
swelling, which relaxes polymer chains and dissolves dispersed drug deposits. This process
creates two simultaneously moving fronts, diffusion and swelling, in addition to the erosion
front, if present. This has been shown dramatically using cylindrical hydroxypropyl
methylcellulose (HPMC) sections loaded with buflomedil pyridoxal phosphate (11). The
diffusion front is created at the dissolved-dispersed drug boundary where the localized
solvent volume fraction is higher than at the core of the polymer matrix. The swelling front
is created as water is imbibed into the matrix, thus increasing chain motility. Starting in the
center of a polymer matrix, a negative gradient in polymer volume fraction and
entanglement exists relative to the outside surfaces. The dispersion-dissolution and erosion
boundaries are continuously moving relative to each other, and the associated diffusion
lengths are constantly changing. A popular empirical model that can be used to describe
transport for swellable systems is based on the power-law expression (12):
(5)
NIH-PA Author Manuscript
In this equation, M∞ is the total mass loaded into the polymer, and k and n are the constants
of the power-law expression.
This expression provides the fractional mass released from a polymer matrix as a function of
time. The value for n is dependent on the type of transport, geometry, and polydispersity.
Case I or Fickian diffusion describes the condition in which diffusion is slow compared with
the rate of chain relaxation. This condition is correlated to n = 0.50 for thin film geometries.
For cylindrical and spherical geometries, the characteristic n values are 0.45 and 0.43,
respectively (13, 14). For Case II diffusion, the system is relaxation controlled because the
chain relaxation rate is the kinetically-limiting component, thus n = 1. Systems with values
of n (0.43 < n < 1) experience anomalous transport and indicate that diffusion and relaxation
mechanisms are similar in rate. This model has been expanded to account for lag times in
release (15) and burst effect (16) as well as for separating diffusion and Case II contributions
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 4
into separate terms (17). For more in-depth reviews of several mathematical models of
polymer drug release, the reader is referred to Arifin et al. (18) and Masaro & Zhu (19).
NIH-PA Author Manuscript
Biodegradable Systems
Biodegradable and bioerodible polymers represent an important class of materials for drug
delivery. Although often used interchangeably, degradation and erosion differ in that
covalent bond cleavage by chemical reactions occurs in degradation. Erosion occurs by the
dissolution of chain fragments in noncrosslinked systems without chemical alterations to the
molecular structure. For dissolution to occur, the polymer must absorb the surrounding
aqueous solvent and must interact with water via charge interactions (such as with polyacids
and polybases) or hydrogen bonding mechanisms.
Both degradation and erosion can occur as surface or bulk processes. In surface degradation,
the polymer matrix is progressively removed from the surface, but the polymer volume
fraction remains fairly unchanged. Conversely, in bulk degradation, no significant change
occurs in the physical size of the polymer carrier until it is almost fully degraded or eroded,
but the fraction of polymer remaining in the carrier decreases over time. The dominant
process is determined by the relative rates of solvent penetration into the polymer, diffusion
of the degradation product, and degradation or dissolution of the macromolecular structure
(20). These rate considerations are especially important in designing biodegradable
hydrogels because they are often polymerized in the presence of an aqueous solvent.
NIH-PA Author Manuscript
A well-known issue with biodegradable polymers is uncertainty with regard to the safety of
degradation products. Because degradation often results in a distribution of fragment sizes,
toxicity is challenging to determine experimentally. Ideally, parenterally-administered
polymers would degrade into small, metabolic compounds that are known to be nontoxic
and are small enough for natural clearance mechanisms.
NIH-PA Author Manuscript
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 5
(GI) tract occurs by means of passive absorption down a concentration gradient on the
intestinal surfaces as determined by three primary factors: extent of ionization, molecular
weight (MW), and oil/water partition coefficient of the drug (23). Just as in the absorption of
nutrients and ions, drugs generally pass through several physical barriers during
transcytosis before entering intestinal capillaries or central lacteals, as shown in Figure 2
(see color insert). The boundaries, beginning with the lumen of the intestine, are the mucous
layer, brush border (microvilli), epithelial apical membrane, cytoplasm, basal membrane,
and basement membrane, before entering the lamina propria, where substances can either
enter capillaries by diffusing through endothelial cells or pass into the central lacteal for
passage into the lymphatic system, thereby avoiding first-pass metabolism. Except for
extremely large molecules or molecules that partition heavily into chylomicrons, the vast
majority of absorbed substances take the capillary exit from the intestine owing to the
substantial perfusion of blood vessels.
It is important to emphasize that effective release of a therapeutic agent in the vicinity of the
mucous layer does not imply sufficient bioavailability. Significant fractions of a drug that
diffuses into the mucous membranes may be effluxed back into the intestinal lumen,
metabolized in the intestinal mucosa, or removed by the hepatic portal system during first-
NIH-PA Author Manuscript
pass metabolism.
Because tissue perfusion is substantial, absorption vastly dominates lymphatic draining with
molecules of less than 5 kDa (25).
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 6
response at some critical energy level. Chemical stimuli (i.e., pH, redox potential, ionic
strength, and chemical agents) induce a response by altering molecular interactions between
polymer and solvent (adjusting hydrophobic/hydrophilic balance) or between polymer
NIH-PA Author Manuscript
demonstrated significant utility in the medical and pharmaceutical arenas. Peppas and
coworkers have pioneered the use of pH-responsive complexation hydrogels of
poly(methacrylic acid) grafted with PEG, referred to as P(MAA-g-EG), for oral protein
delivery. Through interpolymer complexation in acidic conditions, this system has been
shown to successfully entrap, protect, and mediate delivery of insulin (39), calcitonin (40),
and interferon β (41). Micelle-forming polymers, such as block copolymers of poly(ethylene
oxide) and poly(propylene oxide), or Pluronics®, have been thoroughly studied in drug
delivery (33). These polymers exhibit temperature-responsive micellization (42), as do block
copolymers of poly(N-isopropylacrylamide) (PNIPAAm) coupled with hydrophilic PEG
(31). Polyplexes formed by cooperative electrostatic interactions between polyethyleneimine
(PEI) and DNA are widely studied for gene delivery. Since the seminal paper by Boussif et
al. (43), several facets of PEI-mediated gene delivery have been investigated, including the
influence of crosslinking, MW, branching, and biodegradability (44--46).
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 7
For drug delivery applications, it may be desirable to shift the critical temperature for
volume phase transition to a specific temperature range. This can be accomplished through
the inclusion of hydrophobic or hydrophilic moieties in the polymer chain. Polymers with a
NIH-PA Author Manuscript
larger hydrophobic hydration area possess stronger hydrophobic interactive forces and
undergo collapse at a lower temperature (28, 53). Conversely, increasing the hydrophilic
content of the polymer chain will increase the LCST. Polymers that exhibit positive
temperature-dependent swelling behavior, i.e., a globule-to-coil transition with increasing
temperature, possess an upper critical solution temperature (UCST). These materials, such
as poly(acrylic acid) and poly(acrylamide) interpenetrating networks (IPNs), are discussed
in more detail elsewhere (54).
and 55 wt% grafted PEG were loaded with BSA and incubated at 37°C to evaluate release
kinetics. Both gels demonstrated initial burst release of BSA during the first 5 hours
followed by sustained, diffusion-driven release until approximately 70 hours. Crosslinking
the gels with genipin resulted in prolonged release of BSA for up to 40 days.
polymers provided controlled release of a model hydrophobic drug, dipyridamole, over the
course of 12 days.
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 8
Bae and colleagues (66--68) have recently reported polymer micelles possessing dynamic,
multifunctional behavior for drug delivery. Self-assembling amphoteric polyamine-based
block copolymers were functionalized with folate (66), biotin (68), and HIV peptide trans-
activating transcriptional activator (TAT) ligands (67), thus demonstrating robust
NIH-PA Author Manuscript
applicability in targeted delivery. Folate or biotin ligands enhance cellular uptake via
receptor-mediated endocytosis (69), and TAT is a well-known peptide transduction domain
(70). By conjugating the cell-penetrating peptide TAT, particles of up to 200 nm gain direct
access to the cell (71), effectively circumventing the intracellular trafficking pathway. The
polymer system, a mixture of two block copolymers, poly(L-histidine)-b-PEG (polyHis-b-
PEG) and poly(L-lactic acid)-b-PEG-b-polyHis-ligand (pLLA-b-PEG-b-polyHisligand), self-
assembled into mixed micelles capable of ligand exposure, micelle destabilization, and
endosomal disruption in response to pH (67, 68). A short polyHis block preceding the ligand
serves to anchor the ligand at the core-shell interface, which effectively shields its
presentation on the micelle surface at neutral pH. Upon exposure to a slightly acidic (6.5 <
pH < 7.0) environment, the short polyHis anchor ionizes and PEG-b-polyHis arm unfurls,
exposing the ligand on the micellar surface. This response is expected to confer tumor
specificity to the micelle carrier, as the ligand will be unavailable to promote receptor-
mediated endocytosis or cellular transduction in normal (pH 7.4) tissue. Further acidification
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 9
(pH < 6.5) induced micelle dissociation by ionization of the His residues in the micelle core.
Breast adenocarcinoma cells exposed to doxorubicin (Dox)-loaded mixed micelles displayed
prominent intracellular distribution and nuclear localization of Dox after 30 minutes and
NIH-PA Author Manuscript
The Hubbell group (77) has used amphiphilic copolymers of PEG and poly(propylene
sulfide) (PPS) to form vesicular compartments. Rather than relying on hydrolytic linkages,
NIH-PA Author Manuscript
which may respond too slowly to avoid nonproductive lysosomal accumulation of the
polymer carrier, they have incorporated a disulfide linkage between the hydrophilic PEG
and hydrophobic PPS portions of the polymer, which imparts a high degree of reductive
sensitivity to the polymersomes.
In a more recent investigation, Kataoka and colleagues (79) synthesized and thoroughly
characterized a core-cross-linked polyplex composed of iminothiolane-modified PEG-block-
poly(L-lysine), or [PEG-b-(PLL-IM)], for intracellular siRNA delivery. The use of a block
copolymer affords modular functionality; the polycationic poly(L-lysine) segment serves to
bind siRNA and provide endosomal buffering capacity (80) whereas the hydrophilic PEG
segment prolongs circulation time, prevents aggregation, and reduces opsonization (65).
Lysine groups of the PEG-b-PLL copolymer were reacted with 2-iminothiolane and
subsequently oxidized to form disulfide cross-links. Introducing crosslinks to the micelle
core confers stability to the system, as crosslinked polymers maintained micellar structure in
physiological salt conditions whereas their noncrosslinked counterparts could not. The
resulting polyion complex micelles were approximately 60 nm in diameter, a particle size
well within the accepted limits (20–100 nm) for avoiding uptake by the RES and renal
exclusion (81). Not surprisingly, micellar stability strongly influenced the ultimate siRNA
transfection efficiency. The authors observed a narrowly defined N/P ratio at which stable
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 10
micellization occurred. Interestingly, this optimum N/P ratio shifted to higher values with
increased crosslinking. Highly efficient (more than 80%) knockdown of a reporter gene was
detected at the optimum N/P ratio; however, a considerable decrease in transfection
NIH-PA Author Manuscript
efficiency was observed upon slight departure from this critical value.
The majority of polymer conjugates are designed as anticancer therapeutics, although other
diseases have also been targeted, including rheumatoid arthritis, diabetes, hepatitis B and C,
NIH-PA Author Manuscript
and ischemia (85). The popularity of conjugates for anticancer agents is a result of a passive
tumor targeting phenomenon first coined by Matsumura & Maeda (86) as the enhanced
permeation and retention (EPR) effect. It has been shown that the tumor concentration of
anticancer therapeutics can increase up to 70-fold as a part of circulating macromolecular
systems such as polymer conjugates (82). However, recent studies have shown that tumor
targeting may not be able to be achieved exclusively by the EPR effect owing to difficulties
in reaching cancer cells deep inside malignant tissues (87), which underscores the need for
synergistic passive and active targeting strategies. Since the advent of controlled release
polymer drug delivery systems (DDS), the polymer therapeutics field has exploded as the
focus has shifted toward strategies that facilitate targeted release, especially for anticancer
drugs, which often have severe negative side effects. For a polymer-drug conjugate to be
both practical and effective, several features are desired: (a) nontoxic and nonimmunogenic
polymer carrier, (b) MW high enough to ensure long circulation times, but <40 kDa for
nonbiodegradable polymers to ensure renal elimination following drug release [N-(2-
hydroxypropyl)methacrylamide (HPMA) has an optimal MW of ~30 kDa (82)], (c) adequate
loading/carrying capacity in relation to the potency of the drug [PEG is not an ideal carrier
as it has only two reactive groups, which leads to a low drug payload (82, 88)], (d) linker
must be stable during transport but easily cleaved for optimum delivery upon arrival at
NIH-PA Author Manuscript
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 11
The large number of polymer conjugates either approved for clinical use or currently in
clinical trials is a reflection of the fact that polymer therapeutics is no longer just an
academic curiosity. The first-to-market products, with their brand name and year of approval
NIH-PA Author Manuscript
Polymer-Drug Conjugates
One of the most commonly studied areas of polymer therapeutics is polymer-drug
conjugates in which the low MW therapeutic and polymeric carrier are most often an
anticancer agent and HPMA copolymer, respectively. This area was born from a landmark
study by Ringsdorf in 1975 (94) and then further pioneered in the 1980s by Duncan &
Kopecek, who designed the first targeted synthetic polymer-anticancer conjugates to
progress to clinical trials (95, 96). This work was comprehensively reviewed recently (97,
98). In contrast to free drugs, which usually distribute randomly throughout the body and
NIH-PA Author Manuscript
thus exert deleterious side effects, attachment of the therapeutic to polymer carriers limits
cellular uptake to endocytosis, extends circulation times to several hours, and facilitates
passive targeting of tumors via the EPR effect (83).
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 12
using only the antiangiogenic drug, likely because the size of the conjugate prevented it
from crossing the blood-brain barrier. This HPMA copolymer-TNP-470 conjugate is
currently in preclinical development under the name caplostatin by SynDevRx and has since
NIH-PA Author Manuscript
Novel polymeric architectures, such as dendrimer, branched, grafted, and star polymers, are
now being explored as conjugate carriers of the future owing to advances in polymer
chemistry. In an elegant report, paclitaxil, a common chemotherapeutic with low solubility,
was covalently conjugated with linear bis(PEG) and dendritic polyamidoamine (PAMAM)
G4 to determine the influence of the architecture of the polymeric carrier on the efficacy of
the anticancer DDS (102). Both PAMAM and PEG increased the solubility of paclitaxil in
relation to the free drug (0.3 mg ml−1); however, solubility was improved further with the
dendrimer (3.2 versus 2.5 mg ml−1). Confocal microscopy analysis of FITC (fluorescein
isothiocyanate) labeled samples showed that both conjugates distributed in a more
homogeneous and uniform manner than the free drug. In vitro cytotoxicity studies of A2780
human ovarian cancer cells demonstrated that although the PEG-based conjugate reduced
the activity of the drug by 25-fold, the PAMAM-G4 dendrimer conjugate increased the
efficacy of paclitaxil by more than 10 times compared with its free state. This study suggests
that dendrimers are promising vehicles for intracellular delivery of poorly soluble drugs.
Polymer-Protein Conjugates
NIH-PA Author Manuscript
Pioneering studies published by Davis and colleagues in the late 1970s (103, 104) laid the
foundation for the area now known as PEGylation in which peptides and proteins are
covalently conjugated to PEG. This technique has become the method of choice over the
past 20 years to improve the pharmacokinetic and pharmacodynamic properties of protein
therapeutics (82, 83). PEG is commonly used as the preferred carrier in this application
because of a lack of immunogenicity, antigenicity, and toxicity (PEG is approved by the
FDA for injectable, topical, rectal, and nasal pharmaceutical formulations). Furthermore, it
is extremely hydrophilic, which helps to protect the protein from an immune response, and it
can be synthesized to facilitate specific conjugation without crosslinking the protein, which
allows the therapeutic to be released (93). And although PEGylation can lead to a decrease
in protein activity, the increased circulation time can compensate for this to still provide
drug concentrations at relevant levels. The impact of PEGylation on pharmaceuticals has
been extensively reviewed elsewhere (84, 93, 105).
Despite the successes and future promise of PEGylation in polymer-protein conjugates, PEG
is limited due to a lack of biodegradability, and conjugation can reduce or alter protein
activity. Duncan et al. (106) report a novel approach for polymer-protein conjugation called
polymer-masking-unmasking protein therapy (PUMPT) in which a model enzyme, trypsin,
NIH-PA Author Manuscript
was conjugated to dextrin, a natural polysaccharide that is biodegradable and has been
clinically approved for a variety of uses. The researchers hypothesized that a conjugation of
this nature would protect and mask the activity of the protein in transit while restoring the
activity at the desired target site by triggered degradation of the polymer. Dextrin was
functionalized via succinoylation as the resultant chemistry not only yields reactive groups
necessary for covalent modification but also a nontoxic intermediate before the complete
degradation to maltose and isomaltose occurs in the presence of α-amylase. Dextrin
conjugation reduced the activity of the trypsin by 34–69% depending on the MW and level
of succinoylation; subsequent incubation with α-amylase resulted in a return of activity to
92–115% of the original amount as analyzed using N-benzoyl-L-arginine-p-nitroanilide (L-
BAPNA). PUMPT offers a novel strategy with great potential to improve the delivery of
proteins that are toxic or typically inactivated in transit, and/or to allow targeted release of
the protein. However, additional studies are required to optimize the conjugation chemistry
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 13
Previous studies from the same group showed intracellular pH-triggered release capability
with the same micellar system synthesized without folate: no appreciable drug was released
at physiological pH whereas release was observed once the pH decreased below pH= 6
(110). Surface plasmon resonance (SPR) analyses demonstrated that folate-conjugated
micelles bound rapidly and strongly to FBP whereas the micelles prepared without folate
functionalization did not show any interaction. Folate conjugation had a minimal effect on
the pharmacokinetic profile compared to those systems without the targeting ligand and
showed a fivefold increase in the safe dosage range compared with free adriamycin. More
importantly, in vivo studies clearly showed that the folate-conjugated micelles had a higher
antitumor activity (lower effective dose) than either the nonfolate-conjugated micelles or the
free drug (7.5 mg kg−1 for the folate-conjugated micelles versus 20 mg kg−1 and 10 mg
kg−1, respectively).
Due to the molecular complexity and variable nature of disease, especially cancer,
researchers are starting to investigate combination therapies as these have the potential to
improve long-term therapeutic prognosis. Over the past few years, interest has shifted
toward using FDA-approved combinations of multiple drugs conjugated to the same
polymer in an attempt to exploit potential synergy for a more robust therapeutic effect.
NIH-PA Author Manuscript
However, careful consideration must be taken as molecules of different drugs can interact
with each other to induce unfavorable side effects. Several studies have been conducted
recently to further investigate these combination therapies (117–119). In the most recent
report, Lammers et al. (119) synthesized a system of gemcitabine (Gem) and Dox
conjugated to HPMA via the same tetrapeptide, GFLG, that is commonly used in polymer
therapeutics. The circulatory, angiogenic, apoptotic, and tumor growth inhibition
characteristics of a variety of doses of the novel conjugate, termed P-Gem-Dox, were
compared with those of regimens consisting solely of HPMA, free Gem and free Dox, P-
Gem, and P-Dox control samples. The in vivo analyses showed that P-Gem-Dox circulated
for prolonged periods of time (21% and 9% of the injected dose was detected at 4 and 24
hours post IV injection, respectively) and selectively localized to the tumor, as higher levels
of conjugate were present in the tumor than in 7 of 9 other healthy tissues. P-Gem-Dox
significantly improved tumor growth inhibition (50–60% inhibition) compared with the free
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 14
drugs (~30%) and P-Gem and P-Dox conjugates (~40%). In vivo studies also showed that P-
Gem-Dox enhanced antiangiogenic and apoptotic induction relative to the free drugs without
increased toxicity, although not compared with the individual conjugate regimen. Despite
NIH-PA Author Manuscript
the promise of combination conjugates, further in vivo investigations are needed to confirm
that such systems are a significant improvement over the well-established singular
conjugates given individually or in parallel.
MIPs demonstrate great potential as advanced drug delivery systems owing to the affinity
between the drug template and polymer pendant groups. This can yield zero order release of
NIH-PA Author Manuscript
the drug over longer periods of time, a distinct advantage over conventional drug delivery.
The ideal MIP DDS will maintain a drug concentration in its therapeutic range, which
eliminates the need for frequent high concentration doses. Additionally, a closed loop
process is also possible in which the MIP can detect a biological event, such as elevated
levels of an undesired biomolecule, and release the corresponding therapeutic while
continuously monitoring the environment. When this biomarker is no longer prevalent, the
MIP responds by terminating the drug release. Several excellent review papers provide a
more detailed analysis of MIPs, especially for drug delivery applications s (120–122).
Drug delivery via the ocular route is a target application of MIPs owing to the drawbacks of
conventional systems, including low bioavailability (~5%), frequent high concentration
doses, and short term discomfort and blurred vision (123). MIPs can address some of these
issues by providing enhanced bioavailability, extended retention time, and concentrations
within the therapeutic range by exploiting the increased affinity between the drug template
and polymer pendant groups to slow the rate of release. Several papers have investigated this
application over the past few years (123–129).
In a recent study, Ali & Byrne (123) investigated the release of high MW hyaluronic acid
NIH-PA Author Manuscript
(HA) from rationally designed imprinted soft contact lenses. Acrylamide (Aam), N-vinyl
pyrrolidone (NVP), and DEAEMA were selected as monomers for this MIP system because
of their respective structural similarity to Asn, Tyr, and Arg/Lys, amino acid residues
important in the binding of HA to the CD44 receptor. Commercially available nelfilcon A
was combined with the MW ~1.2 million HA and functional monomers and subsequently
UV polymerized to prepare the imprinted hydrogels. The total amount of functional
monomer was varied between 0.05 and 5%. Release studies in artificial lachrymal solution
at 35°C showed that an increase in the amount of functional monomers decreased the rate
and total amount of HA released over a 24 hour period and uncovered that increasing the
diversity of monomers lowers the diffusion coefficient (up to 1.6 times lower than the
nelfilcon A control polymer). The imprinted polymers were easily tailored to release HA at
the therapeutic level of 6 μg hr−1 for 24 hours, which is superior to the control polymer
profile. Structural studies confirmed that the addition of monomers did not result in a change
in the mesh size, thus causing the decrease in diffusion in the MIPs.
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 15
In another study by the same group, Venkatesh et al. (130) performed structural and
transport analyses for ketotifen fumarate imprinted hydrogels with multiple functional
monomers. The formulation with the best results consisted of a total of 3 mol% of acrylic
NIH-PA Author Manuscript
controlled systems will be able to provide personalized therapeutic properties because they
have the ability to resolve any problems before undesirable symptoms appear.
Endosomolytic Polymers
The emergence of highly specific biological pharmaceutical agents, including proteins
(monoclonal antibodies, hormones, enzymes) and nucleic acids (plasmid DNA, antisense
oligonucleotides, siRNA) has highlighted the need for carrier systems to direct these fragile
molecules to their specific site of action. Although these biopharmaceuticals hold immense
promise in the treatment of disease, their clinical implementation is hampered by the lack of
safe, effective delivery vectors (131, 132). Extracellular and intracellular trafficking barriers
represent a significant limitation in the delivery of fragile therapeutics and must be
overcome with innovative solutions (35, 131, 132). To this end, development of biomimetic
polymers has gained traction with the aim of producing synthetic polymer systems capable
of emulating the membrane-lytic abilities of toxins and viruses bearing fusogenic peptides.
Increased understanding of disease pathology and interfacial phenomena between polymers
and cell membranes as well as refined methodology for tailoring the responsive behavior of
materials has furthered the development of polymer carriers with advanced functionality.
NIH-PA Author Manuscript
Recent systematic studies have shed light on the factors influencing membrane interaction;
polymer characteristics such as composition, hydrophobic/hydrophilic balance, surface
charge, and distribution of functional groups (80, 133) have significant impact on cell
membrane interactions and ultimate endosomolytic ability.
Polymers bearing weakly ionizable groups are attractive candidates for intracellular delivery
because of their ability to undergo a pH-responsive conformational transition and destabilize
endosomal membranes. The mechanism of endosomal disruption depends on the chemical
nature of the ionizable group. Anionic polymers, such as those bearing carboxyl groups,
undergo a conformational change from charged open chains to compact, hydrophobically-
stabilized structures capable of disrupting endosomal membranes through pore formation
and disruption of membrane integrity. The mechanism of membrane destabilization by
anionic polymers is thought to be related to their pH-dependent conformational transition
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 16
(134), and the extent of polymer association with the lipid bilayer and cellular uptake can be
enhanced by increased polymer hydrophobicity (135).
NIH-PA Author Manuscript
Cationic polymers, such as those bearing amine groups, are thought to promote endosomal
rupture through the “proton sponge” mechanism. These polymers absorb incoming protons
during endosomal acidification. This action causes an accumulation of protons and
counterions, such as Cl−, within the endosome. The high osmotic strength within the
endosomal compartment subsequently leads to osmotic swelling and endosomal rupture
(131).
Most biotherapeutics must localize in a particular subcellular site of action (e.g., nucleus,
cytosol, mitochondria) to exert a therapeutic effect. Since the pioneering work of Hoffman
and Stayton (136–138), much effort has been directed toward developing polymer carriers
that can efficiently direct these molecules to their intended target site. Frequently, this
involves escape from the endosomal trafficking pathway and translocation to the cytosol.
Recently, hydrogel nanoparticles demonstrating pulsatile intracellular delivery of Dox have
been described (139). These nanogels consist of a hydrophobic poly(His-co-phenylalanine)
core surrounded by a telechelic PEG shell. An outer protein shell is formed by attaching
BSA to the opposite end of the PEG chain, imitating the capsid of many viruses. BSA was
further conjugated with folate moieties, creating a multilayer hydrogel particle. Although the
hydrophobic core was not covalently crosslinked, the nanogels maintained structural
NIH-PA Author Manuscript
Convertine et al. (140) recently reported intracellular delivery of siRNA using ampholytic
pH-responsive block copolymers. One block, composed of DMAEMA, provides
cooperative electrostatic complexation with siRNA whereas the second block, a terpolymer
of DMAEMA, t-butyl methacrylate, and propylacrylic acid, mediates endosomal disruption.
The copolymer undergoes a transition from hydrophilic ampholyte to polycationic
hydrophobe near endosomal pH. This transition can be tuned to specific values by adjusting
the hydrophobic content of the polymer, a parameter that also modulates endosomolytic
ability. Optimizing the N/P ratio, a critical design consideration for nucleic acid delivery
NIH-PA Author Manuscript
Recently, Chen et al. (141–144) have published a series of compelling studies describing the
synthesis and in vitro characterization of a pH-responsive amphiphilic pseudopetide, poly(L-
lysine iso-phthalamide). At low concentrations (≤0.1 mg ml−1), the polymer undergoes a
pH-dependent conformational transition from an extended hydrophilic chain to a condensed
hydrophobic globule with progressive protonation of its pendant carboxyl groups. These
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 17
moieties provide an opportunity for functionalization with PEG (143, 144) or hydrophobic
amino acids such as L-valine, L-leucine, and L-phenylalanine (141, 142). The pH-responsive
conformational transition was examined as a function of pH, time, concentration, and degree
NIH-PA Author Manuscript
of grafting. Polymers grafted with hydrophilic PEG side chains displayed modest hemolytic
activity (~50%) in the endosomal pH range (144) whereas polymers grafted with
hydrophobic L-phenylalanine exhibited near-complete erythrocyte membrane disruption
(142). As expected, hemolytic efficiency increased with relative hydrophobicity of the
amino acid graft, with L-valine being the least effective and L-phenylalanine being the most
effective. The phenylalanine-grafted polymer, termed PP-75, displayed maximum hemolytic
efficiency from pH 6.0–7.0 and was essentially nonhemolytic at pH 7.4. On this basis, PP-75
was selected as a promising candidate for drug delivery. After demonstrating endosomal
release of the model drug calcein (142), Liechty et al. used PP-75 to successfully direct
intracellular delivery of the novel anticancer protein apoptin (145).
CONCLUSIONS
Research in polymer therapeutics has enjoyed success over the past few decades in
mediating safe and effective delivery of bioactive agents to treat an enormous variety of
medical conditions. The research initiatives highlighted in this review show great promise in
enhancing drug delivery so that drugs will be distributed only to locations where needed in
therapeutically relevant quantities and will rely less on the dosing efforts of the patient.
NIH-PA Author Manuscript
Looking ahead, research efforts should progress toward understanding more about how
polymers and polymer products interface with biological systems. Many studies in recent
years have reported on novel chemical roots for advanced drug delivery systems, but too
often biocompatibility studies are overlooked until late in development. The result is that
many new devices fail at a later stage of their development. Judicious cellular and animal
studies early in device development will help to ensure that polymer-related breakthroughs
and in vitro successes result in effective and safe drug delivery platforms.
FUTURE ISSUES
1. Endosomal and intracellular delivery: Advanced treatment of diseases will require
vehicles that can deliver their payload in a highly regulated and site-specific
manner to achieve therapeutically relevant concentrations in subcellular organelles.
2. Responding to highly specific biochemical cues: Future therapeutic systems will
have the ability to recognize key bioanalytes responsible for or indicative of a
particular disease. Through a unique triggering mechanism either physical or
chemical in nature, this recognition process will lead to delivery of a therapeutic
agent. Classical chemical engineering principles of control theory will undoubtedly
NIH-PA Author Manuscript
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 18
are employed in these composites. One technique is based on dielectric-core, metal shell
nanoparticles that become excited by plasmon resonance heating in response to induced
light. This characteristic allows them to be tuned for deep-penetrating, near-infrared light,
which is useful when these nanoparticles are several centimeters below the skin. This
strategy can be used to induce a positive (146) or negative (147) sigmoidal swelling
response in hydrogels, both of which have potential utility in drug delivery applications. The
alternative strategy relies on using magnetically responsive nanoparticles surrounded by a
responsive polymer layer. This strategy develops heat by magnetic hysteresis in an
electromagnetic field. Thermal energy can be used forcibly to swell or collapse a
temperature-responsive hydrogel as with the core-shell metal nanoparticles (148), or it can
be used to trigger degradation of a polymer shell, as demonstrated by
poly(alkylcyanoacrylates) for delivery of 5-fluorouracil (149). Furthermore, drug carriers
that incorporate inorganic cores may also serve as contrast agents for several imaging
modalities such as magnetic resonance imaging (MRI) (150). This would potentially allow
for image-guided triggering of drug release coupled to information regarding the anatomical
location of the carrier system.
NIH-PA Author Manuscript
Acknowledgments
A portion of this work was supported by NIH grant EB000426. W.B.L., D.R.K., and B.V.S. acknowledge the
National Science Foundation for NSF Graduate Research Fellowships.
Hemolytic ability ability of polymers to rupture red blood cell membranes; frequently
correlated with their ability to disrupt endosomal membranes in
vitro
Small interfering 21–23 nucleotide sequence of single stranded RNA capable of
RNA (siRNA) potent and specific gene silencing
Enhanced phenomenon in which macromolecules accumulate passively in
permeation and tumors owing to hyperpermeability into the leaky vasculature
retention (EPR) combined with insufficient lymphatic drainage.
Angiogenesis proliferation of new blood vessels from pre-existing vasculature,
which provides nutrients and facilitates waste removal in normal
and diseased tissues
PDEAEMA poly(2-(diethylamino)ethyl methacrylate)
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 19
LITERATURE CITED
1. Heller A. Integrated medical feedback systems for drug delivery. AIChE J. 2005; 51(4):1054–66.
2. Langer R, Peppas NA. Advances in biomaterials, drug delivery, and bionanotechnology. AIChE J.
2003; 49(12):2990–3006.
3. Rowe, RC.; Sheskey, PJ.; Owen, SC. Handbook of Pharmaceutical Excipients. 5th ed.
NIH-PA Author Manuscript
Pharmaceutical Press; American Pharmacists Association; Grayslake, IL: Washington, D.C.: 2005.
p. 850
4. Langer RS, Peppas NA. Present and future applications of biomaterials in controlled drug delivery
systems. Biomaterials. 1981; 2(4):201–14. [PubMed: 7034798]
5. Verma RK, Mishra B, Garg S. Osmotically controlled oral drug delivery. Drug Dev. Ind. Pharm.
2000; 26(7):695–708. [PubMed: 10872087]
6. Peppas, NA. Drug delivery using smart polymers: recent advances. In: Galaev, IM.; Mattiasson, B.,
editors. Smart Polymers: Applications in Biotechnology and Biomedicine. 2nd ed. CRC Press; Boca
Raton, FL: 2008.
7. Crank, J. The Mathematics of Diffusion. 2nd ed. Oxford Univ. Press; New York: 1975. p. 414
8. Higuchi T. Mechanism of sustained-action medication. Theoretical analysis of rate of release of
solid drugs dispersed in solid matrices. J. Pharm. Sci. 1963; 52(12):114–49.Pioneering paper in
pharmaceutical delivery that established design conditions for new pharmaceutical formulations
9. Koizumi T, Panomsuk SP. Release of medicaments from spherical matrices containing drug in
suspension: theoretical aspects. Int. J. Pharm. 1995; 116(1):45–49.
10. Cohen DS, Erneux T. Controlled drug release asymptotics. Siam J. Appl. Math. 1998; 58(4):1193–
204.
11. Colombo P, Bettini R, Santi P, Peppas NA. Swellable matrices for controlled drug delivery: gel-
NIH-PA Author Manuscript
layer behaviour, mechanisms and optimal performance. Pharm. Sci. Technol. Today. 2000; 3(6):
198–204. [PubMed: 10840390]
12. Korsmeyer RW, Gurny R, Doelker EM, Buri P, Peppas NA. Mechanisms of solute release from
porous hydrophilic polymers. Int. J. Pharm. 1983; 15(1):25–35.
13. Ritger PL, Peppas NA. A simple equation for description of solute release. I. Fickian and non-
fickian release from non-swellable devices in the form of slabs, spheres, cylinders or discs. J.
Control. Release. 1987; 5(1):23–36.
14. Ritger PL, Peppas NA. A simple equation for description of solute release. II. Fickian and
anomalous release from swellable devices. J. Control. Release. 1987; 5(1):37–42.
15. Kim H, Fassihi R. Application of binary polymer system in drug release rate modulation. 2.
Influence of formulation variables and hydrodynamic conditions on release kinetics. J. Pharm. Sci.
1997; 86(3):323–28. [PubMed: 9050800]
16. Lindner WD, Lippold BC. Drug-release from hydrocolloid embeddings with high or low
susceptibility to hydrodynamic stress. Pharm. Res. 1995; 12(11):1781–85. [PubMed: 8592686]
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 20
17. Peppas NA, Sahlin JJ. A simple equation for the description of solute release. III. Coupling of
diffusion and relaxation. Int. J. Pharm. 1989; 57(2):169–72.
18. Arifin DY, Lee LY, Wang CH. Mathematical modeling and simulation of drug release from
NIH-PA Author Manuscript
microspheres: implications to drug delivery systems. Adv. Drug Deliv. Rev. 2006; 58(12--13):
1274–325. [PubMed: 17097189]
19. Masaro L, Zhu XX. Physical models of diffusion for polymer solutions, gels and solids. Prog.
Polym. Sci. 1999; 24(5):731–75.
20. Tamada JA, Langer R. Erosion kinetics of hydrolytically degradable polymers. Proc. Natl. Acad.
Sci. USA. 1993; 90(2):552–56. [PubMed: 8421690]
21. Nair LS, Laurencin CT. Biodegradable polymers as biomaterials. Prog. Polym. Sci. 2007; 32(8--9):
762–98.
22. Park, K.; Shalaby, W.; Paark, H. Biodegradable Hydrogels for Drug Delivery. Technomic;
Lancaster, PA: 1993.
23. Mayersohn, M. Principles of drug absorption. In: Florence, AT.; Siepmann, J., editors. Modern
Pharmaceutics. 5th ed. Informa Healthcare; New York: 2009. p. 23-80.
24. — (Citation removed, new figure produced by authors)
25. Takakura, Y.; Hashida, M.; Sezaki, H. Lymphatic transport after paraentersal drug administration.
In: Charman, W.; Stella, V., editors. Lymphatic Transport of Drugs. CRC Press; Boca Raton, FL:
1992. p. 255-77.
26. Gil ES, Hudson SA. Stimuli-reponsive polymers and their bioconjugates. Prog. Polym. Sci. 2004;
29(12):1173–222.
NIH-PA Author Manuscript
27. Schmaljohann D. Thermo- and pH-responsive polymers in drug delivery. Adv. Drug Deliv. Rev.
2006; 58(15):1655–70. [PubMed: 17125884]
28. Schild HG. Poly (N-isopropylacrylamide): experiment, theory and application. Prog. Polym. Sci.
1992; 17(2):163–249.
29. Khare AR, Peppas NA. Swelling/deswelling of anionic copolymer gels. Biomaterials. 1995; 16(7):
559–67. [PubMed: 7492721]
30. Malmsten M, Lindman B. Self-assembly in aqueous block copolymer solutions. Macromolecules.
1992; 25(20):5440–45.
31. Topp MDC, Jijkstra PJ, Talsma H, Feijen J. Thermosensitive micelle-forming block copolymers of
poly(ethylene glycol) and poly(N-isopropylacrylamide). Macromolecules. 1997; 30(26):8518–20.
32. Qiu Y, Park K. Environment-sensitive hydrogels for drug delivery. Adv. Drug Deliv. Rev. 2001;
53(3):321–39. [PubMed: 11744175]
33. Ruel-Gariépy E, Leroux J-C. In situ-forming hydrogels---review of temperature-sensitive systems.
Eur. J. Pharm. Biopharm. 2004; 58(2):409–26. [PubMed: 15296964]
34. Alarcon CDH, Pennadam S, Alexander C. Stimuli responsive polymers for biomedical
applications. Chem. Soc. Rev. 2005; 34(3):276–85. [PubMed: 15726163]
35. Ganta S, Devalapally H, Shahiwala A, Amiji M. A review of stimuli-responsive nanocarriers for
drug and gene delivery. J. Control. Release. 2008; 126(3):187–204. [PubMed: 18261822]
NIH-PA Author Manuscript
36. Hoare TR, Kohane DS. Hydrogels in drug delivery: progress and challenges. Polymer. 2008;
49(8):1993–2007.
37. Kost J, Langer R. Responsive polymeric delivery systems. Adv. Drug Deliv. Rev. 2001; 46(1--3):
125–48. [PubMed: 11259837] One of the earliest and most cited contributions on drug delivery
systems that respond to environmental conditions
38. Peppas NA, Bures P, Leobandung W, Ichikawa H. Hydrogels in pharmaceutical formulations. Eur.
J. Pharm. Biopharm. 2000; 50(1):27–46. [PubMed: 10840191] An important review on the use of
hydrogels in pharmaceutical applications
39. Lowman AM, Morishita M, Kajita M, Nagai T, Peppas NA. Oral delivery of insulin using pH-
responsive complexation gels. J. Pharm. Sci. 1999; 88(9):933–37. [PubMed: 10479357]
40. Torres-Lugo M, Peppas NA. Molecular design and in vitro studies of novel pH-sensitive hydrogels
for the oral delivery of calcitonin. Macromolecules. 1999; 32(20):6646–51.
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 21
41. Kamei N, Morishita M, Chiba H, Kavimandan NJ, Peppas NA, Takayama K. Complexation
hydrogels for intestinal delivery of interferon β and calcitonin. J. Control. Release. 2009; 134(2):
98–102. [PubMed: 19095021]
NIH-PA Author Manuscript
49. Heskins M, Guillet JE. Solution properties of poly(N-isopropylacrylamide). J. Macromol. Sci. Pure
Appl. Chem. 1968; 2(8):1441–55.
50. Bae YH, Okano T, Kim SW. Temperature-dependence of swelling of cross-linked poly(N,N'-alkyl
substituted acrylamides) in water. J. Polym. Sci. Part B. 1990; 28(6):923–36.
51. Shibayama M, Tanaka T. Volume phase-transition and related phenomena of polymer gels. Adv.
Polym. Sci. 1993; 109:1–62.
52. Kopecek J. Smart and genetically engineered biomaterials and drug delivery systems. Eur. J.
Pharm. Sci. 2003; 20(1):1–16. [PubMed: 13678788]
53. Inomata H, Goto S, Saito S. Phase-transition of N-substituted acrylamide gels. Macromolecules.
1990; 23(22):4887–88.
54. Katono H, Maruyama A, Sanui K, Ogata N, Okano T, Sakurai Y. Thermoresponsive swelling and
drug release switching of interpenetrating polymer networks composed pf poly(acrylamide-co-
butyl methacrylate) and poly(acrylic-acid). J. Control. Release. 1991; 16(1--2):215–27.
55. Klouda L, Mikos AG. Thermoresponsive hydrogels in biomedical applications. Eur. J. Pharm.
Biopharm. 2008; 68(1):34–45. [PubMed: 17881200]
56. Bhattarai N, Ramay HR, Gunn J, Matsen FA, Zhang M. PEG-grafted chitosan as an injectable
thermosensitive hydrogel for sustained protein release. J. Control. Release. 2005; 103(3):609–24.
[PubMed: 15820408]
NIH-PA Author Manuscript
57. De P, Gondi SR, Sumerlin BS. Folate-conjugated thermoresponsive block copolymers: highly
efficient conjugation and solution self-assembly. Biomacromolecules. 2008; 9(3):1064–70.
[PubMed: 18288803]
58. Mukherjee S, Ghosh RN, Maxfield FR. Endocytosis. Physiol. Rev. 1997; 77(3):759–803.
[PubMed: 9234965]
59. Mellman I. Endocytosis and molecular sorting. Annu. Rev. Cell Dev. Biol. 1996; 12:575–625.
[PubMed: 8970738]
60. Vaupel P, Kallinowski F, Okunieff P. Blood-flow, oxygen and nutrient supply, and metabolic
microenvironment of human-tumors: a review. Cancer Res. 1989; 49(23):6449–65. [PubMed:
2684393]
61. Fisher OZ, Peppas NA. Polybasic nanomatrices prepared by UV-initiated photopolymerization.
Macromolecules. 2009; 42(9):3391–98. [PubMed: 20526378]
62. Fisher O, Kim T, Dietz SR, Peppas NA. Enhanced core hydrophobicity, functionalization and cell
penetration of polybasic nanomatrices. Pharm. Res. 2009; 26(1):51–60. [PubMed: 18751960]
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 22
63. Hu Y, Litwin T, Nagaraja AR, Kwong B, Katz J, et al. Cytosolic delivery of membrane-
impermeable molecules in dendritic cells using pH-responsive core-shell nanoparticles. Nano Lett.
2007; 7(10):3056–64. [PubMed: 17887715]
NIH-PA Author Manuscript
64. Hu Y, Atukorale PU, Lu JJ, Moon JJ, Um SH, et al. Cytosolic delivery mediated via electrostatic
surface binding of protein, virus, or siRNA cargos to pH-responsive core-shell gel particles.
Biomacromolecules. 2009; 10(4):756–65. [PubMed: 19239276]
65. Owens DE, Peppas NA. Opsonization, biodistribution, and pharmacokinetics of polymeric
nanoparticles. Int. J. Pharm. 2006; 307(1):93–102. [PubMed: 16303268] Excellent review
highlighting the opsonization and biodistribution of polymeric nanoparticles
66. Lee ES, Na K, Bae YH. Doxorubicin loaded pH-sensitive polymeric micelles for reversal of
resistant MCF-7 tumor. J. Control. Release. 2005; 103(2):405–18. [PubMed: 15763623]
67. Lee ES, Gao Z, Kim D, Park K, Kwan IC, Bae YH. Super pH-sensitive multifunctional polymeric
micelle for tumor pHe specific TAT exposure and multidrug resistance. J. Control. Release. 2008;
129(3):228–36. [PubMed: 18539355]
68. Lee ES, Na K, Bae YH. Super pH-sensitive multifunctional polymeric micelle. Nano Lett. 2005;
5(2):325–29. [PubMed: 15794620]
69. Byrne JD, Betancourt T, Brannon-Peppas L. Active targeting schemes for nanoparticle systems in
cancer therapeutics. Adv. Drug Deliv. Rev. 2008; 60(15):1615–26. [PubMed: 18840489]
70. Guelen L, Paterson H, Gäken J, Meyers M, Farzaneh F, Tavassoli M. TAT-apoptin is efficiently
delivered and induces apoptosis in cancer cells. Oncogene. 2003; 23(5):1153–65. [PubMed:
14691460]
NIH-PA Author Manuscript
71. Sethuraman VA, Bae YH. TAT peptide-based micelle system for potential active targeting of anti-
cancer agents to acidic solid tumors. J. Control. Release. 2007; 118(2):216–24. [PubMed:
17239466]
72. Mathiowitz E, Jacob JS, Jong YS, Carino GP, Chickering DE, et al. Biologically erodable
microspheres as potential oral drug delivery systems. Nature. 1997; 386(6623):410–14. [PubMed:
9121559] This contribution was the first serious effort to use biodegrable microparticles for oral
delivery of proteins and DNA
73. Leong KW, Brott BC, Langer R. Bioerodible polyanhydrides as drug-carrier matrices. I:
Characterization, degradation, and release characteristics. J. Biomed. Mater. Res. 1985; 19(8):
941–55. [PubMed: 3880353]
74. Cohen S, Yoshioka T, Lucarelli M, Hwang LH, Langer R. Controlled delivery systems for proteins
based on poly(lactic/glycolic acid) microspheres. Pharm. Res. 1991; 8(6):713–20. [PubMed:
2062800]
75. Shenoy D, Little S, Langer R, Amiji M. Poly(ethylene oxide)-modified poly(β-amino ester)
nanoparticles as a pH-sensitive system for tumor-targeted delivery of hydrophobic drugs. 1. In
vitro evaluations. Mol. Pharm. 2005; 2(5):357–66. [PubMed: 16196488]
76. Shenoy D, Little S, Langer R, Amiji M. Poly(ethylene oxide)-modified poly(β-amino ester)
nanoparticles as a pH-sensitive system for tumor-targeted delivery of hydrophobic drugs: Part 2. In
vivo distribution and tumor localization studies. Pharm. Res. 2005; 22(12):2107–14. [PubMed:
NIH-PA Author Manuscript
16254763]
77. Cerritelli S, Velluto D, Hubbell JA. PEG-SS-PPS: reduction-sensitive disulfide block copolymer
vesicles for intracellular drug delivery. Biomacromolecules. 2007; 8(6):1966–72. [PubMed:
17497921]
78. Oh JK, Siegart DJ, Lee H, Sherwood G, Peteanu L, et al. Biodegradable nanogels prepared by
atom transfer radical polymerization as potential drug delivery carriers: synthesis, biodegradation,
in vitro release, and bioconjugation. J. Am. Chem. Soc. 2007; 129(18):5939–45. [PubMed:
17439215]
79. Matsumoto S, Christie RJ, Nishiyama N, Miyata K, Ishii A, et al. Environment-responsive block
copolymer micelles with a disulfide cross-linked core for enhanced siRNA delivery.
Biomacromolecules. 2009; 10(1):119–27. [PubMed: 19061333]
80. Dufresne MH, Elsabahy M, Leroux JC. Characterization of polyion complex micelles designed to
address the challenges of oligonucleotide delivery. Pharm. Res. 2008; 25(9):2083–93. [PubMed:
18452054]
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 23
81. Davis ME, Chen Z, Shin DM. Nanoparticle therapeutics: an emerging treatment modality for
cancer. Nat. Rev. Drug Discov. 2008; 7(9):771–82. [PubMed: 18758474]
82. Duncan R. The dawning era of polymer therapeutics. Nat. Rev. Drug Discov. 2003; 2(5):347–60.
NIH-PA Author Manuscript
[PubMed: 12750738] An elegant and extensive overview of the area of polymer therapeutics
83. Duncan R. Polymer conjugates as anticancer nanomedicines. Nat. Rev. Cancer. 2006; 6(9):688–
701. [PubMed: 16900224]
84. Roberts MJ, Bentley MD, Harris JM. Chemistry for peptide and protein PEGylation. Adv. Drug
Deliv. Rev. 2002; 54(4):459–76. [PubMed: 12052709]
85. Vicent MJ, Dieudonné L, Carbajo RJ, Pineda-Lucena A. Polymer conjugates as therapeutics:
future trends, challenges and opportunities. Expert Opin. Drug Deliv. 2008; 5(5):593–614.
[PubMed: 18491984]
86. Matsumura Y, Maeda H. A new concept for macromolecular therapeutics in cancer chemotherapy:
mechanism of tumortropic accumulation of proteins and the antitumor agent Smancs. Cancer Res.
1986; 46(12):6387–92. [PubMed: 2946403] Landmark study reporting for the first time the
significance of passive tumor targeting via the EPR effect by macromolecules
87. Minchinton AI, Tannock IF. Drug penetration in solid tumours. Nat. Rev. Cancer. 2006; 6(8):583–
92. [PubMed: 16862189]
88. Pasut G, Veronese FM. Polymer-drug conjugation, recent achievements and general strategies.
Prog. Polym. Sci. 2007; 32:933–61.
89. Heredia KL, Maynard HD. Synthesis of protein-polymer conjugates. Org. Biomol. Chem. 2007;
5(1):45–53. [PubMed: 17164904]
NIH-PA Author Manuscript
90. Bontempo D, Maynard HD. Streptavidin as a macroinitiator for polymerization: in situ protein-
polymer conjugate formation. J. Am. Chem. Soc. 2005; 127(18):6508–509. [PubMed: 15869252]
91. Boyer C, Bulmus V, Liu J, Davis TP, Stenzel MH, Barner-Kowollik C. Well-defined protein-
polymer conjugates via in situ RAFT polymerization. J. Am. Chem. Soc. 2007; 129(22):7145–54.
[PubMed: 17500523]
92. Brocchini, S.; Duncan, R. Pendant drugs, release from polymers. In: Mathiowitz, E., editor.
Encyclopedia of Controlled Drug Delivery. Wiley; New York: 1999. p. 786-816.
93. Harris JM, Chess RB. Effect of pegylation on pharmaceuticals. Nat. Rev. Drug Discov. 2003; 2(3):
214–21. [PubMed: 12612647]
94. Ringsdorf H. Structure and properties of pharmacologically active polymers. J. Polymer Sci. Part
C. 1975; 51(1):135–53.A milestone paper that inspired the field of polymer-anticancer conjugates
95. Duncan R, Kopecek J. Soluble synthetic-polymers as potential drug carriers. Adv. Polym. Sci.
1984; 57:51–101.
96. Duncan R, Lloyd JB, Kopecek J. Degradation of side-chains of N-(2-hydroxypropyl)
methacrylamide copolymers by lysosomal enzymes. Biochem. Biophys. Res. Commun. 1980;
94(1):284–90. [PubMed: 7387696]
97. Khandare J, Minko T. Polymer-drug conjugates: progress in polymeric prodrugs. Prog. Polym. Sci.
2006; 31(4):359–97.
NIH-PA Author Manuscript
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 24
103. Abuchowski A, McCoy JR, Palczuk NC, van Es T, Davis FF. Effect of covalent attachment of
polyethyleneglycol on immunogenicity and circulating life of bovine liver catalase. J. Biol.
Chem. 1977; 252(11):3582–86. [PubMed: 16907]
NIH-PA Author Manuscript
104. Abuchowski A, van Es T, Palczuk NC, Davis FF. Alteration of immunological properties of
bovine serum albumin by covalent attachment of polyethylene glycol. J. Biol. Chem. 1977;
252(11):3578–81. [PubMed: 405385]
105. Veronese FM, Mero A. The impact of PEGylation on biological therapies. Biodrugs. 2008; 22(5):
315–29. [PubMed: 18778113]
106. Duncan R, Gilbert HRP, Carbajo RJ, Vicent MJ. Polymer masked-unmasked protein therapy. 1.
Bioresponsive dextrin-trypsin and -melanocyte stimulating hormone conjugates designed for α-
amylase activation. Biomacromolecules. 9(4):1146–54. [PubMed: 18348531]
107. Nishiyama N, Kataoka K. Current state, achievements, and future prospects of polymeric micelles
as nanocarriers for drug and gene delivery. Pharmacol. Ther. 2006; 112(3):630–48. [PubMed:
16815554]
108. Wiradharma N, Zhang Y, Venkataraman S, Hedrick JL, Yang YY. Self-assembled polymer
nanostructures for delivery of anticancer therapeutics. Nano Today. 2009; 4(4):302–17.
109. Bae Y, Fukushima S, Harada A, Kataoka K. Design of environment-sensitive supramolecular
assemblies for intracellular drug delivery: polymeric micelles that are responsive to intracellular
pH change. Angew. Chem. Int. Ed. 2003; 42(38):4640–43.
110. Bae Y, Nishiyama N, Fukushima S, Koyama H, Yasuhiro M, Kataoka K. Preparation and
biological characterization of polymeric micelle drug carriers with intracellular pH-triggered
NIH-PA Author Manuscript
drug release property: tumor permeability, controlled subcellular drug distribution, and enhanced
in vivo antitumor efficacy. Bioconjug. Chem. 2005; 16(1):122–30. [PubMed: 15656583]
111. Han M, Bae Y, Nishiyama N, Miyata K, Oba M, Kataoka K. Transfection study using
multicellular tumor spheroids for screening non-viral polymeric gene vectors with low
cytotoxicity and high transfection efficiencies. J. Control. Release. 2007; 121(1--2):38–48.
[PubMed: 17582637]
112. Kang SI, Na K, Bae YH. Physicochemical characteristics and doxorubicin-release behaviors of
pH/temperature-sensitive polymeric nanoparticles. Colloids Surf. A. 2003; 231(1--3):103–12.
113. Soppimath KS, Liu L-H, Seow WY, Liu S-Q, Powell R, et al. Multifunctional core/shell
nanoparticles self-assembled from pH-induced thermosensitive polymers for targeted
intracellular anticancer drug delivery. Adv. Funct. Mater. 2007; 17(3):355–62.
114. Bae Y, Jang W-D, Nishiyama N, Fukushima S, Kataoka K. Multifunctional polymeric micelles
with folate-mediated cancer cell targeting and pH-triggered drug releasing properties for active
intracellular drug delivery. Mol. Biosyst. 2005; 1(3):242–50. [PubMed: 16880988]
115. Bae Y, Nishiyama N, Kataoka K. In vivo antitumor activity of the folate-conjugated pH-sensitive
polymeric micelle selectively releasing adriamycin in the intracellular acidic compartments.
Bioconjug. Chem. 2007; 18(4):1131–39. [PubMed: 17488066]
116. Weitman SD, Lark RH, Coney LR, Fort DW, Frasca V, et al. Distribution of the folate receptor
GP38 in normal and malignant-cell lines and tissues. Cancer Res. 1992; 52(12):3396–401.
NIH-PA Author Manuscript
[PubMed: 1596899]
117. Greco F, Vicent MJ, Gee S, Jones AT, Gee J, et al. Investigating the mechanism of enhanced
cytotoxicity of HPMA copolymer-Dox-AGM in breast cancer cells. J. Control. Release. 2007;
117(1):28–39. [PubMed: 17129632]
118. Greco F, Vicent MJ, Penning NA, Nicholson RI, Duncan R. HPMA copolymer-
aminoglutethimide conjugates inhibit aromatase in MCF-7 cell lines. J. Drug Target. 2005;
13(8--9):459–70. [PubMed: 16332571]
119. Lammers T, Subr V, Ulbrich K, Peschke P, Huber PE, et al. Simultaneous delivery of
doxorubicin and gemcitabine to tumors in vivo using prototypic polymeric drug carriers.
Biomaterials. 2009; 30(20):3466–75. [PubMed: 19304320]
120. Hilt JZ, Byrne ME. Configurational biomimesis in drug delivery: molecular imprinting of
biologically significant molecules. Adv. Drug Deliv. Rev. 2004; 56(11):1599–620. [PubMed:
15350291]
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 25
121. Kryscio DR, Peppas NA. Mimicking biological delivery through feedback-controlled drug release
systems based on molecular imprinting. AIChE J. 2009; 55(6):1311–24.Excellent review of
recent advances of feedback controlled release systems
NIH-PA Author Manuscript
15475059]
129. Venkatesh S, Sizemore SP, Byrne ME. Biomimetic hydrogels for enhanced loading and extended
release of ocular therapeutics. Biomaterials. 2007; 28(4):717–24. [PubMed: 17007923]
130. Venkatesh S, Saha J, Pass S, Byrne ME. Transport and structural analysis of molecular imprinted
hydrogels for controlled drug delivery. Eur. J. Pharm. Biopharm. 2008; 69(3):852–60. [PubMed:
18502630]
131. Pack DW, Hoffman AS, Pun S, Stayton PS. Design and development of polymers for gene
delivery. Nat. Rev. Drug Discov. 2005; 4(7):581–93. [PubMed: 16052241]
132. Whitehead KA, Langer R, Anderson DG. Knocking down barriers: advances in siRNA delivery.
Nat. Rev. Drug Discov. 2009; 8(2):129–38. [PubMed: 19180106]
133. Verma A, Uzun O, Hu Y, Hu Y, Han H-S, et al. Surface-structure-regulated cell-membrane
penetration by monolayer-protected nanoparticles. Nat. Mater. 2008; 7(7):588–95. [PubMed:
18500347]
134. Yessine M-A, Leroux J-C. Membrane-destabilizing polyanions: interaction with lipid bilayers and
endosomal escape of biomacromolecules. Adv. Drug Deliv. Rev. 2004; 56:999–1021. [PubMed:
15066757]
135. Kurisawa M, Yokoyama M, Okano T. Transfection efficiency increases by incorporating
hydrophobic monomer units into polymeric gene carriers. J. Control. Release. 2000; 68(1):1–8.
[PubMed: 10884574]
NIH-PA Author Manuscript
136. Lackey CA, Press OW, Hoffman AS, Stayton PS. A biomimetic pH-responsive polymer directs
endosomal release and intracellular delivery of an endocytosed antibody complex. Bioconjug.
Chem. 2002; 13(5):996–1001. [PubMed: 12236781]
137. Murthy N, Robichaud JR, Tirrell DA, Stayton PS, Hoffman AS. The design and synthesis of
polymers for eukaryotic membrane disruption. J. Control. Release. 1999; 61(1--2):137–43.
[PubMed: 10469910]
138. Murthy N, Chang I, Stayton P, Hoffman A. pH-sensitive hemolysis by random copolymers of
alkyl acrylates and acrylic acid. Macromol. Symp. 2001; 172:49–55.
139. Lee ES, Kim D, Youn YS, Oh KT, Bae YH. A virus-mimetic nanogel vehicle. Angew. Chem. Int.
Ed. 2008; 47(13):2418–21.
140. Convertine AJ, Benoit DSW, Duvall CL, Hoffman AS, Stayton PS. Development of a novel
endosomolytic diblock copolymer for siRNA delivery. J. Control. Release. 2009; 133(3):221–29.
[PubMed: 18973780]
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 26
141. Chen RJ, Khormaee S, Eccleston ME, Slater NKH. Effect of l-leucine graft content on aqueous
solution behavior and membrane-lytic activity of a pH-responsive pseudopeptide.
Biomacromolecules. 2009; 10(9):2601–608. [PubMed: 19642668]
NIH-PA Author Manuscript
142. Chen R, Khormaee S, Eccleston ME, Slater NKH. The role of hydrophobic amino acid grafts in
the enhancement of membrane-disruptive activity of pH-responsive pseudo-peptides.
Biomaterials. 2009; 30(10):1954–61. [PubMed: 19138797]
143. Chen RJ, Yue Z, Eccleston ME, Slater NKH. Aqueous solution behaviour and membrane
disruptive activity of pH-responsive PEGylated pseudo-peptides and their intracellular
distribution. Biomaterials. 2008; 29(32):4333–40. [PubMed: 18708250]
144. Chen RJ, Yue Z, Eccleston ME, Williams S, Slater NKH. Modulation of cell membrane
disruption by pH-responsive pseudo-peptides through grafting with hydrophilic side chains. J.
Control. Release. 2005; 108(1):63–72. [PubMed: 16139914]
145. Liechty WB, Chen R, Farzaneh F, Tavassoli M, Slater NKH. Synthetic pH-responsive polymers
for protein transduction. Adv. Mater. 2009; 21(38--39):3910–14. [PubMed: 22427722]
146. Owens DE, Eby JK, Jian Y, Peppas NA. Temperature-responsive polymer-gold nanocomposites
as intelligent therapeutic systems. J. Biomed. Mater. Res. Part A. 2007; 83A(3):692–95.
147. Sershen SR, Westcott SL, West JL, Halas NJ. An opto-mechanical nanoshell-polymer composite.
Appl. Phys. B. 2001; 73(4):379–81.
148. Satarkar NS, Hilt JZ. Magnetic hydrogel nanocomposites for remote controlled pulsatile drug
release. J. Control. Release. 2008; 130(3):246–51. [PubMed: 18606201]
149. Arias JL, Gallardo V, Ruiz MA, Delgado AV. Magnetite/poly(alkylcyanoacrylate) (core/shell)
NIH-PA Author Manuscript
nanoparticles as 5-fluorouracil delivery systems for active targeting. Eur. J. Pharm. Biopharm.
2008; 69(1):54–63. [PubMed: 18164927]
150. Mornet S, Vasseur S, Grasset F, Duguet E. Magnetic nanoparticle design for medical diagnosis
and therapy. J. Mater. Chem. 2004; 14(14):2161–75.
RELATED RESOURCES
Mikos, AG.; Murphy, R.; Bernstein, H.; Peppas, NA., editors. Biomaterials for Drug and Cell
Delivery. Mater. Res. Soc.; Pittsburgh, PA: 1994. p. 290
Peppas, NA. Hydrogels in Medicine and Pharmacy, Vol. 3: Properties and Applications. CRC Press;
Boca Raton, FL: 1987. p. 196
Peppas NA, Hilt JZ, Khademhosseini A, Langer R. Hydrogels in biology and medicine: from
fundamentals to bionanotechnology. Adv. Mater. 2006; 18:1345–60.
Peppas, NA.; Hoffman, AS.; Kanamori, T.; Tojo, K., editors. Advances in Medical Engineering, Drug
Delivery Systems and Therapeutic Systems. AIChE; New York: 2006. p. 342
Peppas NA, Huang Y, Torres-Lugo M, Ward JH, Zhang J. Physicochemical foundations and structural
design of hydrogels in medicine and biology. Annu. Rev. Biomed. Eng. 2000; 2:9–29. [PubMed:
11701505]
NIH-PA Author Manuscript
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 27
NIH-PA Author Manuscript
Figure 1.
Therapeutic band with showing impact of burst release, pulsatile release, and controlled
release relative to effective concentration and toxic concentration.
NIH-PA Author Manuscript
NIH-PA Author Manuscript
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 28
NIH-PA Author Manuscript
Figure 2.
Schematic representation of the diffusional boundaries on a microvillus to draining capillary
networks and lacteals
NIH-PA Author Manuscript
NIH-PA Author Manuscript
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.
Liechty et al. Page 29
NIH-PA Author Manuscript
NIH-PA Author Manuscript
Figure 3.
Illustrative examples of responsive behavior. (a) Coil-to-globule transition of linear polymer
chain in solution (b) Responive swelling/deswelling of surface-grafted crosslinked hydrogel
particle (c) Stimuli-responsive micellization of amphiphilic block copolymers
NIH-PA Author Manuscript
Annu Rev Chem Biomol Eng. Author manuscript; available in PMC 2012 September 11.