The German Peasantry. Conflict and Community in Rural Society
The German Peasantry. Conflict and Community in Rural Society
The German Peasantry. Conflict and Community in Rural Society
CONTENTS
List of Figures
List of Tables
Preface
1. “Tradition’ and the Peasantry: On the
Modern Historiography of Rural
Germany
Tan Farr, University of East Anglia
https://archive.org/details/germanpeasantrycO000unse
THE GERMAN PEASANTRY
THEGERMAN PEASANTRY
Conflict and Community in Rural Society from
the Eighteenth to the Twentieth Centuries
EDITED BY
RICHARD J. EVANS AND W. R. LEE
List of Figures
List of Tables
Preface
A; ‘Tradition’ and the Peasantry: On the Modern
Historiography of Rural Germany Jan Farr .
Peasants and Markets: The Background to the
Agrarian Reforms in Feudal Prussia East of the
Elbe, 1760-1807 Hartmut Harnisch cM
The Junkers’ Faithless Servants: Peasant
Insubordination and the Breakdown of Serfdom in
Brandenburg-Prussia, 1763-1811
William W. Hagen 71
The Rural Proletariat: The Everyday Life of Rural
Labourers in the Magdeburg Region, 1830—1880
Hainer Plaul 102
Farmers and Factory Workers: Rural Society in
Imperial Germany: The Example of Maudach
Cathleen S. Catt 129
Peasants and Farmers’ Maids: Female Farm Servants
in Bavaria at the End of the Nineteenth Century
Regina Schulte 158
The Sins of the Fathers: Village Society and Social
Control in the Weimar Republic Gerhard Wilke 174
Peasants, Poverty and Population: Economic and
Political Factors in the Family Structure of the
Working Village People in the Magdeburg Region,
1900-39 Gisela Griepentrog 205
Peasant Customs and Social Structure: Rural
Marriage Festivals in the Magdeburg Region in the
1920s Christel Heinrich 224
10. Peasants and Others: The Historical Contours of
Village Class Society Wolfgang Kaschuba 235
vi Contents
ix
x Preface
Note
1. Richard J. Evans and W. R. Lee (eds.), The German Family: Essays on the
Social History of the Family in Nineteenth- and Twentieth-Century Germany
(Croom Helm, London, 1981); Richard J. Evans (ed.), The German Working Class
1888—1933: The Politics of Everyday Life (Croom Helm, London, 1982); Richard
J. Evans (ed.), ‘Religion and Society in Germany’, European Studies Review,
special issue, Vol. 12, No. 3, June 1983.
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1 ‘TRADITION’ AND THE PEASANTRY
On the Modern Historiography of Rural Germany
lan Farr
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2 ‘Tradition’ and the Peasantry
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The conception of the countryside as a reservoir of traditionalism,
and of the peasantry as an arsenal of pre-modern characteristics,
has been historically reinforced by another branch of study dedi-
cated to the examination of peasant life, Volkskunde. This disci-
pline, which falls somewhere between folklore, ethnology and
cultural anthropology, was born over a century ago, after public
perception of the peasantry in Germany had undergone a profound
transformation. The ‘moral image’ of the German peasant which
evolved during the first half of the nineteenth century attributed to
him a collection of personality traits — notably humility, piety,
natural wisdom, simplicity and goodness — which were deemed to
be a product of his noble labour and frugal life-style. These traits
were invoked as positive virtues in contrast to what was seen as the
moral and social degeneration of industrialisation. A peasant’s
freedom, stamina, solidity, simplicity, piety and loyalty were
deliberately contrasted with the corrupt and immoral existence of
the urban proletariat with its attendant political threat.** Contem-
porary handbooks and encyclopedias reinforced this image of a
retarded, conservative and tradition-conscious group. This proto-
type in turn inspired many investigations into rural and village life
which themselves bequeathed a set of assumptions which do not
stand up well to more complex theoretical perspectives.?’? This
stereotypical peasant also began to pervade popular reading
matter. After a period before 1848, when the rural novel (Bauern-
roman) could be seen attacking the last vestiges of feudalism, this
form of fiction became increasingly conservative in orientation: a
long-lost Mittelstand paradise was presented as an alternative to the
exploitation and alienation of the capitalist process. From the end
of the nineteenth century onwards, a succession of bourgeois
writers churned out novels highlighting the supposed virtues of the
independent peasant family.”
This was the climate which nurtured Volkskunde. Its prac-
titioners looked back reverently to the work of Wilhelm Riehl, a
writer largely ignored by other academic disciplines in Germany.
Successive generations of Volksktindler consciously cultivated a
10 ‘Tradition’ and the Peasantry
IV
one to which the newer style of history in the Federal Republic was
intended to provide the most persuasive answers — to explain the
rise and triumph of National Socialism — was not one that
appeared to necessitate sustained study of the peasantry.
The concentration on the longer-term origins of the failure of
German democracy in 1933 by this more self-consciously problem-
solving approach to German history has, however, resulted in an
interpretation of Germany’s past in the FRG which involves dis-
tinctive ideas about the peasantry. The inability of Germany to
match the normative model of socio-political development implicit
in the concept of ‘modernisation’ is attributed by many West
German historians to the preservation of ‘pre-industrial’ élites and
their malevolent political influence. The adoption of functionalist
models leads to an emphasis on the politics of ‘system stabilisation’
or ‘conflict resolution’ in which it is often unquestioningly implied
that social groups such as the ‘independent’ peasantry acted as
unconscious agents or supporters of élite machinations. The idea of
‘traditional’ sections of German society being left behind by the
rapidity of social and economic change has become deeply embed-
ded in historiography in the Federal Republic. The resultant
hostility of these groups to modernity, as expressed in their
economic interests, values, behaviour and ideological prejudices, is
thereby seen as an essential prerequisite for the rise of German
fascism. Correspondingly, it is argued, Nazism and the circum-
stances of its collapse created the structural preconditions for a
society to develop in West Germany that is ‘relatively free from
pre-modern relics’,*® one relieved of the archaic or anachronistic
survivals that had handicapped Germany until 1933.
This emphasis on Germany’s deviant path to modernity incor-
porates certain conceptions of the peasantry — and particularly of
its political conduct — which at times come disturbingly close to
the moral image of the loyal and conservative peasant so sedulously
cultivated in the later nineteenth century.°° The peasantry also
tends to be accorded an essentially passive function which does not
differ substantially from that presumed in more conventional
accounts of agrarian politics.*! It is suggested that the political
behaviour of German peasants was conditioned by their tradition-
ality, their adherence to pre-industrial norms, and by their subse-
quent inability or unwillingness to come to terms with the trans-
formation of German society. The resentment and hostility they
felt towards industrialisation and the irrevocable erosion of their
16 ‘Tradition’ and the Peasantry
VI
The time has come, therefore, when historical study of the modern
German peasantry has to free itself more decisively from the
seductive but ultimately unhelpful categories of ‘modernisation’, as
well as from the stale formulations of traditional Volkskunde and
Agrargeschichte. Only by posing different questions of the
peasantry can there emerge a more systematic and theoretically
rigorous understanding of rural society, itself a precondition for
the urgent task of integrating the study of rural developments much
more successfully into the wider social history of modern Germany.
That task will not be delayed by any dearth of sources. Statistics
on types of cultivation, harvest yields, animal stocks, mechanisa-
tion and co-operatives have been collected for over a century.’®
Combined with the increasingly comprehensive censuses on occu-
pations and enterprises, they afford some helpful insights into the
local and regional contrasts in peasant farming, and into the scope
of technical and social change in the countryside. The quantitative
evidence is complemented by the large number of official surveys
into the state of German agriculture conducted in response to the
difficulties faced by peasant-producers during the agricultural
crises of the late nineteenth century and the 1920s. Although these
reports have to be used with some caution, because of the varying
motives and expertise of those compiling them, they do provide
further starting points for research. In addition to these more
general sources, there is a vast array of local and parish records,
land registers, village genealogies and administrative surveys, as
well as the abundance of detail bequeathed by generations of folk-
lorists, all of them capable of illuminating conditions and processes
in different communities.
A more effective incorporation of the peasantry into the social-
historical study of modern Germany will not, however, come about
solely through a fuller and more critical exploitation of such
sources. It will also depend quite crucially on winning much wider
acceptance of the view that peasants in nineteenth- and twentieth-
‘Tradition’ and the Peasantry 21
Notes
version of this paper was presented in July 1979 as a conference paper to the SSRC
research seminar group in modern German social history at the University of East
Anglia. Account has been taken of work published in the interim, but it was felt
desirable to retain the somewhat polemical character of the original to prevent the
essay from becoming a mere catalogue of relevant titles, as well as to encourage
further debate and research.
4, P. Ackermann, Der deutsche Bauernverband im politischen Krdftespiel der
Bundesrepublik (Tiibingen, 1970), pp. 1—3, 23—5.
5. G. G. Iggers, New Directions in European Historiography (Middletown,
Conn., 1975), pp. 112-13.
6. This criticism applies to some extent to the history of other countries in
Western Europe.
7. G. Knapp, Die Bauernbefreiung und der Ursprung der Landarbeiter in den
dlteren Teilen Preussens, 2 vols. (Leipzig, 1887).
8. Perhaps the most useful introduction now is C. Dipper, Die Bauernbefreiung
in Deutschland 1750—1850 (Stuttgart, 1980). See also W. Conze, ‘Die Wirkungen
der liberalen Agrarreformen auf die Volksordnung im Mitteleuropa im 19.
Jahrhundert’, Vierteljahrschrift fiir Sozial- und Wirtschaftsgeschichte, 38 (1951),
pp. 2—43; English translation in F. Crouzet et al. (eds.), Essays on European
Economic History 1789-1914 (London, 1969); W. Conze, Quellen zur Geschichte
der deutschen Bauernbefreiung (Gottingen, (1957). More recent specialised studies
include: E. Schremmer, Die Bauernbefreiung in Hohenlohe (Stuttgart, 1963);
Wolfgang von Hippel, Die Bauernbefreiung im K6nigreich Wiirttemberg, 2 vols.
(Boppard, 1977); F. Hausmann, Die Agrarpolitik der Regierung Montgelas (Bern,
1975). For English readers much of this research is summarised in Jerome Blum,
The End of the Old Order in Rural Europe (Princeton, N.J., 1978), passim.
9. R. Berthold, H. Harnisch and H.-H. Miiller, ‘Der preussische Weg der Land-
wirtschaft und neuere westdeutsche Forschungen’, Jahrbuch fiir Wirtschafts-
geschichte (henceforth Jb WG) (1970), IV, p. 265.
10. F. Liitge, Geschichte der deutschen Agrarverfassung vom friihen Mittelalter
bis zum 19, Jahrhundert (Stuttgart, 1963); idem., Die bayerische Grundherrschaft
(Stuttgart, 1949).
11. H. Rosenberg, Probleme der deutschen Sozialgeschichte (Frankfurt am
Main, 1969), pp. 87 ff. See also Harnisch’s comments, Chapter 2 below.
12. Representative studies include: F.-W. Henning, Dienste und Abgaben der
Bauern im 18. Jahrhundert (Stuttgart, 1969); idem., Bauernwirtschaft und
Bauerneinkommen in Ostpreussen im 18. Jahrhundert (Wiirzburg, 1969); idem.,
Bauernwirtschaft und Bauerneinkommen im Fiirstentum Paderborn im 18.
Jahrhundert (Berlin, 1970); idem., Herrschaft und Bauernuntertdnigkeit
(Wirzburg, 1964); D. Saalfeld, Bauernwirtschaft und Gutsbetrieb in der vorindus-
triellen Zeit (Stuttgart, 1960); W. Steitz, Feudalwesen und Staatssteuersystem. Band
1 — Die Realbesteuerung der Landwirtschaft in den sdddeutschen Staaten im 19.
Jahrhundert (GOttingen, 1976); J. Karbach, Die Bauernwirtschaften des
Fuirstentums Nassau-Saarbriicken im 18. Jahrhundert (Saarbriicken, 1977); H.
Winkel, Die Abldsungskapitalien aus der Bauernbefreiung in West- und
Stiddeutschland (Stuttgart, 1968).
13. Berthold, Harnisch and Miller, p. 266.
14, L. Berkner and F. Mendels, ‘Inheritance Systems, Family Structure and
Demographic Patterns in Western Europe, 1700—1900’, in C. Tilly (ed.), Historical
Studies of Changing Fertility (Princeton, N.J., 1978), pp. 209—24; L. Berkner, ‘The
Stem Family and the Developmental Cycle of the Peasant Household: An
Eighteenth-Century Austrian Example’, American Historical Review, 77 (1972),
pp. 398—418.
15. W. Abel, Agrarkrise und Agrarkonjunktur (Hamburg, 19667). See also:
‘Tradition’ and the Peasantry 27
idem., Geschichte der deutschen Landwirtschaft vom friihen Mittelalter bis zum 19.
Jahrhundert (Stuttgart, 1967); idem., Massenarmut und Hungerkrisen im
vorindustriellen Deutschland (Gottingen, 1972); idem., ‘Die Lage der deutschen
Land- und Ernahrungswirtschaft um 1800’, in F. Liitge (ed.), Die wirtschaftliche
Situation Deutschlands und Osterreichs um die Wende vom 18. zum 19.
Jahrhundert (Stuttgart, 1964), pp. 238-54.
16. W. Abel, Agricultural Fluctuations in Europe (London, 1980).
17. H. Haushofer, Die deutsche Landwirtschaft im technischen Zeitalter
(Stuttgart, 1963). See the critical appraisal by Rosenberg, Probleme, op. cit.,
pp. 111 ff. Other introductory surveys displaying similar shortcomings include: E.
Klein, Geschichte der deutschen Landwirtschaft im Industriezeitalter (Wiesbaden,
1973); R. Krzymonski, Geschichte der deutschen Landwirtschaft (Berlin, 1961); H.
W. Finck von Finckenstein, Die Entwicklung der Landwirtschaft in Preussen und
Deutschland 1800—1930 (Wiirzburg, 1960); F.-W. Henning, Landwirtschaft und
landliche Gesellschaft in Deutschland, Band 2 — 1750—1976 (Paderborn, 1978); W.
Achilles, ‘Die niedersachsische Landwirtschaft im Zeitalter der Industrialisierung
1820-1914’, Nederstchsisches Jahrbuch fiir Landesgeschichte, 50 (1978),
pp. 7-26.
18. There is tittle of note in W. Achilles, ‘Die Wechselbeziehungen zwischen
Industrie und Landwirtschaft’, in H. Pohl (ed.), Sozialgeschichtliche Probleme in
der Zeit der Hochindustrialisierung (Paderborn, 1979). More fruitful are: M.
Haines, ‘Agriculture and Development in Prussian Upper Silesia, 1846-1913’,
Journal of Economic History, 42 (1982), pp. 355—84; and the essays by H.-J.
Teuteberg, ‘Die Einfluss der Agrarreform auf die Betriebsorganisation und
Produktion der bauerlichen Wirtschaft Westfalens im 19. Jahrhundert’,
pp. 167—276; and H. Kiesewetter, ‘Agrarreform, landwirtschaftliche Produktion
und Industrialisierung im K6énigreich Sachsen 1832—1861’, pp. 89—138, in F. Blaich
(ed.), Entwicklungsprobleme einer Region (Berlin, 1981).
19. See G. Wurzbacher, Das Dorf im Spannungsfeld industrieller Entwicklung
(Stuttgart, 1954); G. Spindler, Burgbach. Urbanisation and Identity in a German
Village (New York, 1973); U. Planck, Der bduerliche Familienbetrieb zwischen
Patriarchat und Partnerschaft (Stuttgart, 1964).
20. For a general introduction, see R. Berthold, Agrargeschichte. Von der
biirgerlichen Reformen zur sozialistischen Landwirtschaft in der DDR (Berlin,
1978).
21. See G. Heitz, ‘Varianten des preussischen Weges’, JbWG, 1969/III,
pp. 99 ff.; H. Bleiber, ‘Zur Problematik des preussischen Weges der Kapitalismus
in der Landwirtschaft’, Zeitschrift fiir Geschichtswissenschaft (henceforth ZfG), 13
(1965), pp. 57-73; G. Moll, ‘Zum preussischen Weg der Entwicklung des
Kapitalismus in der deutschen Landwirtschaft’, ibid., 26 (1978), pp. 52-62;
Berthold, Harnisch and Miiller, op. cit., pp. 259-89. From a different perspective,
see also A. Winson, ‘The ‘‘Prussian Road’’ of Agrarian Development: A Recon-
sideration’, Economy and Society, 11 (1982), pp. 381—408.
22. See especially H. Harnisch, Kapitalistische Agrarreform und Industrielle
Relvolution. Agrarhistorische Untersuchungen tiber das ostelbische Preussen
zwischen Spdatfeudalismus und biirgerlich-demokratischer Revolution (Weimar and
Cologne, 1984); G. Moll, ‘Biirgerliche Umwalzung und kapitalistische Agrarent-
wicklung’, ZfG, 30 (1982), pp. 943-56. Important earlier work by the same authors
includes: H. Harnisch, Die Herrschaft Boitzenburg. Untersuchung zur Entwicklung
der sozialékonomischen Struktur ldndlicher Gebiete in der Mark Brandenburg vom
14. bis zum 19. Jahrhundert (Weimar, 1968); idem., ‘Statistische Untersuchungen
zum Verlauf der kapitalistischen Agrarreformen in den preussischen Ostprovinzen
(1811 bis 1865)’, JOWG, 1974/1V; G. Moll, Die kapitalistische Bauernbefreiung im
Klosteramt Dobbertin (Mecklenburg) (Rostock, 1968). For an indication of the
28 ‘Tradition’ and the Peasantry
Hartmut Harnisch
37
38 Peasants and Markets
considerable. But Prussia east of the River Elbe was already a land
of large estates and large holdings, both before and after the
reforms. It can also be assumed that the class of large and middle
peasants were able to withstand the enormous burdens imposed on
them by the agrarian reforms. Only the landless and the poor
farmers from the villages, whose numbers increased rapidly after
the agrarian reforms (and to a large extent because of them) under-
went significant changes. In East Elbian Prussia their numbers rose
at such a fast rate, not least because of a major labour shortage
after the abolition of serfdom, that within a few decades, by about
1840, a structural over-population had developed.
It is by no means true to say that there has been little research
into the agrarian reforms of the German states. Indeed, so much
has been published that one person can hardly read it all now. This
also applies to the period from the sixteenth to the beginning of the
nineteenth centuries. But the great bulk of this research follows the
fundamentally juridical approach pioneered by Georg Friedrich
Knapp in his renowned Die Bauernbefreiung und der Ursprung der
Landarbeiter in den dlteren Theilen Preussens |The Emancipation
of the Serfs and the Origins of the Rural Labourers in the Older
Parts of Prussia). Knapp’s work, published as long ago as 1887,
was continued by his pupils, and in many respects still prevails,
having dominated the historiography of the subject for some 60 to
70 years. This school of learning focused above all on the legal
status of the peasant, and in particular on the relationship between
the peasantry and their feudal lords. By contrast, the management
of the farms, holdings and estates, their relations with the market,
and the effects of the market on them and the agrarian order, have
received little attention.!
It was only in the 1930s that Wilhelm Abel began stressing the
importance of this long-neglected complex of problems. Yet in
spite of numerous valuable studies by Abel and his pupils, many
aspects of the relations of the peasantry to rural market structures
during the last stages of feudalism still remain to be investigated.
While we know a good deal about the large estates, for example,
the development of peasant agriculture on the eve of the bourgeois
agrarian reforms certainly deserves closer scrutiny than it has so far
received. There can be no doubt that the course and the results of
the bourgeois agrarian reforms, bringing as they did a complete
legal and economic rupture between peasant and lord, were of the
utmost importance to demographic development, to the growth of
Peasants and Markets 39
My,
(iv) the distance to the market for agrarian produce all led to
further differentiations.
The different constellations of power between the classes in
each state and their effects on the development of agrarian
structures are relatively easy to elucidate. The Electors of
Brandenburg and the Dukes of Mecklenburg and Pomerania had to
give in repeatedly to the demands of the aristocratic Provincial
Estates (Landstdnde) to have their debts paid and rents granted —
at the cost, of course, of the peasants. The Electors of Saxony, on
the other hand, had considerable profits from the rich silver mines
of the Erzgebirge mountains through a special tax, the Bergregal,
and were better equipped to resist the Estates’ demands. So the
noblemen of the Provincial Estates (Landsténde) in the Electorate
of Saxony were never as important as their counterparts in
Mecklenburg and Prussia. In addition, the bourgeoisie in Saxony
was powerful enough to act as an ally for the Elector. He had to
take them seriously in the political and even more in the economic
sphere, but together they were well placed to resist the fiscal
demands of the landed aristocracy.
In addition to this, the legal status of the peasants’ land was also
of great importance,° a fact often neglected by historians. From the
sixteenth century, if not before, there had been two main legal
categories of peasants, though there was of course a great variety of
nomenclature and many differences in the area of jurisdiction. We
can more or less discount the comparatively small number of
peasants who were subject to the sovereign himself and not to any
local lord (a minor number of free peasants and above all the so-
called K6llmer in East Prussia). These were large peasants with
especially favourable conditions in the area of the former territory
of the Teutonic Knights. They were personally free, were obliged to
render only modest feudal dues, and had legal property in their
holdings. In the eighteenth century they lived almost exclusively
within the sphere of the sovereign demesnes. Apart from these, the
two major legal categories into which the great majority of
peasants fell were those with property in their holdings, and those
without it. Both were subject to lords, but while the former were
able to bequeath, mortgage or even sell their farms — albeit, only
with the approval of their lords — the latter were granted only a
temporary or life-time use, without any right of disposal at all. The
regional distribution of these two principal legal categories
probably went back to the time of the German feudal settlements
42 Peasants and Markets
Ill
As a rule of thumb, one can say that enforced serf labour did not
exceed 2—3 days a week for peasants with property in their land. As
for peasants without property, it depended entirely on the require-
ments of the estates. There were quite often 4, 5 or even 6 days of
enforced labour per peasant-farmstead. As the great majority of
the peasants in large parts of the Kurmark Brandenburg, the
northern Neumark, Pomerania, East Prussia and in Upper Silesia
had no property rights in their land we can quite confidently say
that enforced labour for more than 3 days a week was very wide-
spread in these areas.
On estates with enforced labour the highest possible portion of
the operating costs was shifted on to the peasants. This included the
care of the draught animals, upkeep of the pigsties, cowsheds and
stables, and even the lodging, boarding and the pay of the farm-
hands. This was indeed the major reason for the enormous profita-
bility of these estates and doubtless also a prime cause of their
longevity. As the head of the provincial government of Pomerania,
Kammerprdasident von Ingersleben, wrote in 1799, managing an
estate with enforced labour might not lead to the highest possible
yields and would certainly cause a lot of irritation and annoyance
(especially, one might add, among its reluctant subjects), but it was
‘convenient and cheap’.!2 The peasants could only bear such
enormous burdens if they kept two teams of draught animals. To
simplify feeding and reduce costs there was usually one team of
horses and one of oxen. Experts in the higher ranks of the
46 Peasants and Markets
where small and very small holdings prevailed, from those obtain-
ing further east, which allowed, as we have seen, much more sub-
stantial production for the market.
The second group of self-sufficient peasants in the study area
were smallholders (Kossédten) with holdings of about 5—10 hectares
(15 hectares maximum). They too could provide the market with a
modest surplus production in years of normal cropping. In the
Prussian territories of the Elbe (with the exception of Silesia) the
strata below the peasants obtained greater importance only in the
course of the eighteenth century. In terms of figures, cottagers with
small plots, garden cottagers and day-labourers (Buidner, Hdausler
and Einlieger) were the largest sectors of village.society almost
everywhere by the end of the century. They did, to be sure, owe their
existence to the Prussian kings and their endeavours to increase the
population of their country. But the growing demand for labour on
the estates could no longer be met by enforced labour and so called
for the settlement of farmhands. Thus these three groups, each with
a smaller amount of land than the last, can, in effect, be regarded as
successive phases of the settlement of labourers.
In the villages of the sovereign demesnes (Domdnendmter) the
numerous cottagers with small plots were the first to be established.
Each had a farmhouse and | to 3 hectares of land. (The aristocracy,
on the other hand, established only a very small number of these.)
The establishment of garden cottagers instead of smallholders was
very often caused by the lack of land for settlement. The lodgers
(Einlieger) developed as a final group of the village poor. They had
no land at all and either lodged with peasants, or rented from the
landowners, living in tied cottages on the estates. The noble estates
met the additional demand for labour mostly with garden cottagers
or lodgers. All three groups only produced part of their own food
supply, or even none of it. If they worked as threshers they received
a portion of the threshing; those with small plots may occasionally
have sold animals for slaughter; the rest had to buy most of their
provisions.
Although the full peasants (Hufenbauern) produced remarkable
quantities for the market, all the relevant sources, including the
testimony of contemporary experts, agree that their net proceeds
were minimal, which meant that they could only keep their farm-
steads going through the utmost exertions.!7 When Friedrich
Eberhard von Rochow (1734—1805), a large landowner in the Mark
Brandenburg, tried to draw up the balances of a peasant holding
48 Peasants and Markets
in this area on the River Havel in 1798, he remarked that this had
‘always been one of the most difficult tasks’ which a landowner
faced.'8 Like many previous observers, he found it almost impos-
sible to explain how the peasants were able to keep their farms
running with all the burdens that the lords and the government put
on them. Statements such as these form the economic background
to the agrarian historian Wilhelm Abel’s instructive phrase that the
peasant was always ‘balancing on a knife-edge’.!® In many different
ways, therefore, a good number of peasants were anxious for the
opportunity to earn extra money outside agriculture. One very
popular source of secondary employment, for example, was
delivering cart-loads of timber. Records from the wooded areas in
the north of Brandenburg state that peasants quite often took on
‘cart-loads of Hamburg timber’;”° in other words, they transported
tree trunks to the Havel to be rafted to Hamburg and from there
delivered to England. Cart deliveries were certainly the most
important source of peasants’ extra income. Nevertheless it seéms
quite certain that the average peasant holding was run at a deficit,
as is indicated by the few taxation records that have survived. Once
he had handed over his feudal duties, rents and taxes, and paid
wages and the maintenance of buildings and stock, the average
peasant was left without about as much as a farmhand earned in a
year, some 15—20 Reichstaler.*! This had important implications
for the economy as a whole, for while the peasant could contribute
to the market by delivering produce, his part in the circulation of
goods was a very one-sided affair, as he himself was not able to act
as a purchaser of industrial products.
The peasants struggled desperately against the increase in
enforced labour to more than two or three days a week, above all in
the sixteenth and seventeenth centuries. The victory of the feudal
landowners in the second half of the seventeenth century, with the
establishment of feudal absolutist control, can be explained by the
precarious economic situation in which the peasants found them-
selves. As Heitz” aptly put it, the point in this struggle was whether
the peasants could keep their position as small-scale producers or
not. It is also possible to agree with Henning,”? who some time ago
called the income of the peasants a residual quantity and said that
especially the peasants under the estate system had ‘no latitude for
special expenses or investments’.*4The low purchasing power of the
peasant population was most likely the basic reason for the miser-
able existence to which the majority of the towns in the territories
Peasants and Markets 49
IV
For more than two centuries the estate system had proved to be
‘convenient and cheap’ for the lords. In the last third of the
eighteenth century, however, there were indications that this once
solid form of economic dominance was beginning to decay and to
outlive its usefulness. Above all the rise in grain prices starting at
the end of the 1760s had a lasting effect on agriculture, and on
agrarian structures in general. Its general features are shown in
Figure 2.1.7 The price rise was partly caused by the continuous
exports of grain to Great Britain that began in the decade between
1766 and 1775. These indeed affected the grain market in the whole
Baltic region, not simply in Prussia. A second reason was the
immense increase of home consumption due to a very substantial
growth in the population. Here attention has to be drawn to the
development of important urban centres of consumption. Above
all Berlin, whose population rose from 55,000 to 178,308 between
1709 and 1803. Berlin’s consumption of grain is calculated at
36,300 tons for 1777 and at 53,400 tons for 1802/3.?’ Indeed, for
some time the area around Berlin (the Kurmark Brandenburg) had
been unable to supply the growing city on its own. Large amounts
of grain had to be transported to Berlin along the waterways from
the Altmark and the area around Magdeburg, from the Neumark,
Lower Silesia and from West Prussia. A number of other Prussian
towns had also grown considerably, including Breslau (Wroclaw),
Konigsberg (Kaliningrad), Potsdam, Stettin (Szczecin), with similar
(yseuss949/)[
Peasants and Markets 51
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52 Peasants and Markets
cattle, sheep or pigs. Berthold** and Miiller* have pointed out that
the peasants did try hard to apply agricultural progress to their own
family activities. Nevertheless, the sources indicate that, as far as
really important innovations, like the large-scale cultivation of
fodder plants and fallow crops, were concerned, the possibilities
open to the peasant community were limited because of the right of
pasturage already mentioned above. Thus for the cultivation of
fodder plants and potatoes the peasants were normally only able to
use the home meadow or Worde (a grassy orchard of about 0.5—1
hectare next to the farms, with well spaced-out fruit trees). Con-
tinuous efforts were made by the peasant community to get the
feudal authorities to allow certain parts of the fields to be taken out
of the crop rotation and the right of pasturage, so that they could
cultivate fodder plants on them.** The peasants understood very
well the connection between the production of fodder, the possible
volume of livestock, the amount of manure and the possibilities
and limitations of cultivation on their holdings. The majority of
them doubtless knew full well what the obstacles to decisive
improvements in their economy were, namely the high costs of the
uneconomically large numbers of farmhands and draught cattle
that had to be kept to fulfil their feudal duties, and the pressures
generated by the collective three-field system and the right of
pasturage.
Considering these obstructions inherent in the feudal system, the
ingenuity of the efforts of numerous peasant communities in
making use of the new market conditions is remarkable. Because of
the obligation for all members of the community to act according
to the rule of the three-field system, in practice any attempt at
improving their situation could only be made if everyone in the
commune agreed on it. This agreement could often be best achieved
in regions with good market communications, e.g. in the area
round Berlin. The commune usually started its efforts in a field
where no alterations to the general system of cultivation within the
framework of the three-field system and the right of pasturage were
needed, i.e. in a field devoted to the cultivation of grain. Thus the
concentration of sowing was increased by improving the fertilising
of the area sown (the possible yield depended to a large degree on
the state of the soil) or by cultivating more frequently the outer
fields which, because of the lack of fertilisers, had only been sown
every 6, 9 or even 12 years. At the same time the communes also
began to introduce a greater degree of specialisation into their
Peasants and Markets 55
Table 2.1: Proceeds from Sales of 1 Tonne of Grain for the Periods
1766/70 and 1801/05 in Berlin and in the Uckermark
Berlin Uckermark
All peasants who were able to sell their produce on the market
with any regularity experienced an increase in their income even if
they could not deliver a single additional bushel, simply because of
the rise in grain prices. The actual effect is demonstrated by the
figures in Table 2.1, based on the prices shown in Figure 2.1. For
the peasant-producers this remarkable increase in money income
was to a high degree an increase in real income, as taxes in Prussia
were not raised during the second half of the eighteenth century.
For the peasants on the royal demesnes, the feudal dues payable to
the demesne office were not raised either. The effect of the rise in
grain prices on the tax burden of the peasants is shown by the
example of the village of Briest in the royal demesne of Gramzow in
the Uckermark, which has already been mentioned. The most
important taxes were the Kontribution, Kavalleriegeld, Metz-
korngeld and Hufen- and Giebelschoss. The Kontribution was the
peasant land tax since the war of 1618—48; Kavalleriegeld was
introduced when in 1717 the quartering of the cavalry with the
peasants on the basis of payment in kind was stopped. From that
year the cavalry was quartered in the towns, only moving to the
country for some months in summer. The Kontribution and Kaval-
leriegeld were the most important taxes on peasant holdings in
absolutist Prussia. Metzkorngeld was introduced when a duty in
kind from the war of 1618—48 was converted into payment in cash
in the eighteenth century. The Hufen- und Giebelschoss was a tax
on houses and fields that the Provincial Estates (Landstdnde) again
and again granted the princes from the fifteenth and especially
from the sixteenth centuries to enable them to pay their interest and
to pay off their debts that arose from the underdeveloped financial
administration. Since the establishment of absolutist sovereignty in
Brandenburg-Prussia in the seventeenth century the sovereign
actually disposed of the tax yield. There was good soil at Briest,
58 Peasants and Markets
Vv
At the time when Schiitz was putting down these reasons, detailed
information about the French Revolution and the peasants’
achievements there had already penetrated as far as the remote
villages east of the Elbe. There can hardly be any doubt that the
pressure from ‘the base’ against the obsolete system of dominion
and economy, the system of Gutsherrschaft, was now intensified.
At first, though, leaders of the Prussian state were obviously
inclined to keep the old order unchanged. On 4 September 1794, in
the reign of King Friedrich Wilhelm II, after some villages in the
Altmark had held a meeting to discuss the possibilities of abolish-
ing feudal dues, the Prussian High Court (Kammergericht) issued a
sharp warning,*° delivered through the district presidents
(Landrdate) against any repetition of such activities anywhere in the
country. Though it was harmless enough, the meeting in the
Altmark was evidently taken very seriously indeed by the High
Court, which emphasised that the right to levy feudal dues had
been legally acquired by the lords, who could ‘not do without them
if they are to maintain their estates’. All that the villagers of the
Altmark had in fact asked for was the right to commute their dues
into money rents without obtaining the prior agreement of the lord.
This modest demand was explicitly rejected by the High Court,
which even at this late stage thus displayed no inclination at all
towards reform.
It was only after the succession of King Friedrich Wilhelm III in
1797 that an intensive discussion about the need for agrarian
reform began within the higher ranks of the Prussian bureaucracy.
The bureaucrats had finally realised that the estate system and its
feudal dues had become more and more ineffective. It was also
becoming clear that the tensions between the peasants and the
feudal authorities were reaching a dangerous crisis point. On
Peasants and Markets 63
Notes
estates there are a great many of these records dating from the sixteenth century
onwards.
15. See Harmut Harnisch, Kapitalistische Agrarreform und Industrielle Revolu-
tion, Agrarhistorische Untersuchungen tber das ostelbische Preussen zwischen
Spdatfeudalismus und biirgerlich- demokratischer Revolution (Weimar, 1984),
ppwoobhs
16. Jerome Blum, The End of the Old Order in Rural Europe (Princeton, N.J.,
1978), p. 171.
17. Harnisch, Kapitalistische Agrarreform, op. cit., pp. 30 f.
18. ZSA Merseburg, Rep. 96A, No. 42A, f. 1.
19. Wilhelm Abel, Geschichte der deutschen Landwirtschaft vom friihen
Mittelalter bis zum 19. Jahrhundert (Stuttgart, 1967, 2nd edn), p. 107. Here Abel
refers to a peasant in the High Middle Ages.
20. StA Potsdam, Pr. Br. Rep. 2, Kurmarkische Kriegs- und Domanenkammer,
D 16374, f. 156.
21. Harnisch, Kapitalische Agrarreform, op. cit., pp. 305 f.
22. Gerhard Heitz, ‘Zu den bduerlichen Klassenkampfen im Spatfeudalismus’,
Zeitschrift ftir Geschichtswissenschaft, Vol. XXIII (1975), p. 771.
23. Friedrich Wilhelm Henning, Dienste und Abgaben der Bauern im 18.
Jahrhundert (Stuttgart, 1969) (Quellen und Forschungen zur Agrargeschichte, W.
Abel and G. Franz (eds.), Vol. XXI), pp. 166—7.
24. Ibid., p. 166.
25. StA Potsdam, Pr. Br. Rep. 32, Joachimsthalsches Gymnasium, No. 1533,
Pachtanschlag des Amtes Dambeck 1793-1802.
26. Figure 2.1 shows the growth in the prices of wheat and rye between 1766 and
1805 in Berlin and in the Uckermark (Groschen per 50 kg, annual averages). 24
Groschen = | Reichstaler = 16.7039 g. of fine silver.
The sources are as follows: For Berlin Jahrbuch fiir die amtliche Statistik des
Preussischen Staates, Vol. 2 (Berlin, 1867), p. 112; for the Uckermark, Staatsarchiv
Potsdam, Pr. Br. Rep. 2A, Regierung Preussen, I HG, No. 3635. In this latter
source the prices of rye from the clerical lands of the village of Briest on the markets
of Angermiinde, Prenzlau and Schwedt are given. Wheat was not sold.
27. Hartmut Harnisch and Gerhard Heitz, ‘Feudale Gutswirtschaft und
Bauernwirtschaft in den deutschen Territorien. Eine vergleichende Analyse unter
besonderer Beriicksichtigung der Marktproduktion’, in Large Estates and Small-
holdings in Europe in the Middle Ages and Modern Times (International Congress
of Economic Historians, Budapest, 1982), National Reports, p. 17.
28. The growth of some towns is demonstrated by the following figures:
Breslau (Wroclaw) 1710: 40,000
IME. ~~Sesh At)
1804/5: 69,005
Konigsberg (Kaliningrad) 1723: 39,475
1766: 46,621
1804/5: 60,701
Potsdam inpapke 2600
1780: 27,896
1804/5: 29,355
Stettin (Szczecin) 1720: 6081
1770: 13,990
1804/5: 23,469
Deutsches Stadtebuch. Handbuch stddtischer Geschichte, Vol. 1, Erich Keyser (ed.)
(Stuttgart, 1939). The figures for 1804/5 are from Karl Friedrich Wilhelm Dieterici,
Der Volkswohlstand im preussischen Staate (Berlin, 1846), p. 14. There was,
Peasants and Markets 69
however, little change in the ratio of urban to rural populations. In the Prussiari
administrative districts more or less dominated by Gutsherrschaft (Kurmark,
Neumark, Pomerania, West Prussia, East Prussia, Netze) the urban population
made up 26.9 per cent of the general population in 1785 and 29.3 per cent in 1802.
Cf. Georg von Viebahn, Statistik des zollvereinten und nérdlichen Deutschland,
Vol. 1 (Berlin, 1858), pp. 115, 124. In Silesia the first reliable census giving the
numbers of both the urban and the rural populations was not undertaken until 1787.
In that year the urban population amounted to only 17.4 per cent (ZSA Merseburg,
Rep. 96, No. 249B, ff. 1-6), and in 1802 17.7 per cent (cf. Viebahn, op. cit.,
p. 124).
29. Cf. Hans-Heinrich Miller, Mérkische Landwirtschaft vor den
Agrarreformen von 1807 (Potsdam, 1967) (Ver6ffentlichungen des Bezirksheimats-
museums Potsdam, Vol. 13), pp. 108—10.
30. Hartmut Harnisch, ‘Produktivkrafte und Produktionsverhdltnisse in der
Landwirtschaft der Magdeburger Borde von der Mitte des 18. Jahrhunderts bis zum
Beginn des Zuckerriibenanbaus in der Mitte der dreissiger Jahre des 19. Jahr-
hunderts’, in Landwirtschaft und Kapitalismus. Zur Entwicklung der 6konomischen
und sozialen Verhdltnisse in der Magdeburger Borde vom Ausgang des 18. Jahr-
hunderts bis zum Ende des ersten Weltkrieges, Vol. 1, Part I (Berlin, 1978)
(Veroffentlichungen zur Kulturgeschichte und Volkskunde, Vol. 66/1), p. 77.
31. Corpus Constitutionum Prussico-Brandenburgensium praecipue
Marchicarum, Vol. 9 (1798), No. LXXIX, co. 1173-776.
32. Rudolf Berthold, ‘Einige Bemerkungen iiber den Entwicklungsstand des
bauerlichen Ackerbaus vor den Agrarreformen des 19. Jahrhunderts’, in idem.,
Beitrdge zur deutschen Wirtschafts- und Sozialgeschichte des 18. und 19.
Jahrhunderts (Berlin, 1962), pp. 81—131; Rudolf Berthold, ‘Entwicklungsten-
denzen der spatfeudalen Getreidewirtschaft in Deutschland’, in Bduerliche
Wirtschaft und landwirtschaftliche Produktion in Deutschland und Estland (16. bis
19. Jahrhundert), (Berlin, 1982), Jahrbuch fiir Wirtschaftsgeschichte (special
edition 1981), pp. 7-134.
33. Miiller, Madrkische Landwirtschaft, op. cit.
34. Cf. the examples in Harnisch, Kapitalistische Agrarreform, op. cit., pp. 55 f.
35. StA Potsdam, Pr. Br. Rep. 2, Kurmarkische Kriegs- und Domanenkammer,
D 9818, Generalpachtanschlag des Amtes Gramzow, 1749-1755, ibid., D 9820,
1798-1810.
36. Harnisch, Kapitalistische Agrarreform, op. cit., p. 46.
37. StA Potsdam, Pr. Br. Rep. 7, Amt Ruppin, No. 115, Generalpachtanschlag
des Amtes Ruppin, 1798-1804.
38. Harnisch, Kapitalistische Agrarreform, op. cit., pp. 49 ff.
39. Ibid.
40. StA Potsdam, Pr. Br. Rep. 2, Kurmarkische Kriegs- und Domanenkammer,
D 9944, f. 11.
41. Hanna Schissler, Preussische Agrargesellschaft im Wandel. Wirtschaftliche,
gesellschaftliche und politische Transformationsprozesse von 1763 bis 1847
Kritische Studien zur Geschichtswissenschaft, Vol. 33 (Géttingen, 1978), pp. 62 ff.
42. Cf. note 31.
43. Hartmut Harnisch, Die Herrschaft Boitzenburg, Untersuchungen zur
Entwicklung der sozialékonimischen Struktur ldndlicher Gebiete in der Mark
Brandenburg vom 14. bis zum 19, Jahrhundert Verdffentlichungen des
Staatsarchivs Potsdam, Friedrich Beck (ed.), Vol. 6 (Weimar, 1968), p. 215.
44, Hartmut Harnisch, ‘Die kapitalistischen Agrarreformen in den preussischen
Ostprovinzen und die Entwicklung der Landwirtschaft in den Jahrzehnten vor 1848.
Ein Beitrag zum Verhaltnis zwischen kapitalistischer Agrarentwicklung und Indus-
trieller Revolution’, in Bduerliche Wirtschaft und landwirtschaftliche Produktion in
70 Peasants and Markets
Deutschland und Estland (16. bis 19. Jahrhundert) (Berlin, 1982), Jahrbuch fiir
Wirtschaftsgeschichte (special edn, 1981), pp. 135-253; also Harnisch,
Kapitalistische Agrarreform, op. cit., pp. 1-58.
45. Harnisch, ‘Produktivkrafte und Produktionsverhdltnisse in der
Landwirtschaft der Magdeburger Borde’, op. cit., pp. 151—2.
46. Cited from Ingrid Mittenzwei, Friedrich II. von Preussen. Eine Biographie
(Berlin, 1979), p. 157.
47. Corpus Constitutionum Prussico-Brandenburgensium praecipue Marchi-
carum, Vol. 5, 1776, No. XLVII, col. 335—6.
48. Ibid., cols. 335—6.
49. ZSA Merseburg, Rep. 96A, No. 20E.
50. Corpus Constitutionum Prussico-Brandenburgensium praecipue Marchi-
carum, Vol. 9 (1976), No. LXXVI, cols. 3295—400.
51. ZSA Merseburg, Rep. 96A, No. 118C, f. 3.
52. Ibid., Rep. 96A, A 20, 15 f.
53. Anon. [Magnus Freiherr von Bassewitz]. Die Kurmark Brandenburg, ihr
Zustand und ihre Verwaltung unmittelbar vor Ausbruch des franz6zsischen Krieges
im Oktober 1806. Von einem ehemaligen héheren Staatsbeamten (Leipzig, 1847),
p. 433.
54. Georg Friedrich Knapp, Die Bauernbefreiung und der Ursprung der
Landarbeiter in den dlteren Theilen Preussens, Vol. 1 (Leipzig, 1887), p. 77.
55. Hartmut MHarnisch, ‘Die agrarpolitischen Reformmassnahmen der
preussischen Staatsftihrung in dem Jahrzehnt vor 1806/07’, Jahrbuch fiir Wirts-
chaftsgeschichte, 1977, Part III, pp. 129-53.
56 eibid--p. 151:
57. Jurgen Kuczynski, Vier Revolutionen der Produktivcrdfte. Theorie und
Verglieche (Berlin, 1975), pp. 67 ff.
58. Heinrich Scheel (ed.), Das Reformministerium Stein. Akten zur Verfassungs-
und Verwaltungsgeschichte aus den Jahren 1807/08 (Berlin, 1966), Vol. I Introduc-
tion.
59. R. Berthold, ‘Einige Bemerkungen iiber den Entwicklungsstand’, op. cit.;
Miller, Markische Landwirtschaft, op. cit.
3 THE JUNKERS’ FAITHLESS SERVANTS
Peasant Insubordination and the Breakdown of
Serfdom in Brandenburg-Prussia, 1763—1811
William W. Hagen
71
72 The Junkers’ Faithless Servants
the land, but it will also incur special signs of Our deepest dis-
pleasure and disgrace at Our hands.!
The ‘lower orders’ must have relished hearing these words, how-
ever much they may have doubted their effect.
Friedrich Wilhelm’s proclamation paid unwilling tribute to the
gathering force of peasant unrest in late eighteenth-century
Brandenburg-Prussia. As this paper will show, the subject farmers’
resistance to new seigneurial demands upon them, like their efforts
to free themselves of long-endured feudal burdens, were aspects of
the rural landscape of old-regime Prussia to which contemporary
landlords and officials were far from blind. But the historical
literature, even when it does not ignore the question of peasant
turbulence, casts it only in a subordinate role in the larger drama
that Henri Brunschwig called the ‘crisis of the Prussian state’, and
that Giinter Vogler and Klaus Vetter have recently termed the
‘crisis of late-feudal society’.*
To some historians, this crisis was essentially political and insti-
tutional: the difficult passage from enlightened autocracy, which
expired with Friedrich II in 1786, across the time of troubles of the
French revolutionary and Napoleonic wars, to the renewal of the
Prussian state under the domination of a reforming bureaucracy
after 1806. Accompanying this constitutional transformation was a
change in the reigning socio-economic world-view, from state-
regulated mercantilism to liberal individualism. It followed that the
reformers, once in power, would emancipate the peasantry and
promote capitalism in agriculture. What mattered, in the benign
gaze of Hintze and Meinecke as in the critical glare of Hans
Rosenberg, were ideological and social shifts within the Prussian
governing class, not rumblings in the villages, to which they paid no
attention at all.
Such narrowly political interpretations of the crisis and transcen-
dence of the pre-1806 old regime in Prussia are not typical of the
historical iiterature. Knapp’s exceptionally long-lived work of 1887
on the peasant emancipation in Prussia has led many broader inter-
pretations of the old regime to underscore, deploringly, the
eighteenth-century Junkers’ heightening exploitation of their sub-
ject peasants, who by 1807 had sunk to the status, as Knapp wrote,
of ‘an unhappy middle term between beast of burden and human
being’.* The estate-owning Junkers squeezed new profits, in the
form of heavier labour services and other seigneurial rents, from
The Junkers’ Faithless Servants 73
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The Junkers’ Faithless Servants 79
Since the subject farmers’ labour services and dues are already
fixed, and old estate registers exist in which they are written
down, the peasants’ only motive in calling for an Urbarium was
to gain advantages for themselves in the course of its formula-
tion, in which, however, they will not succeed.
But Kleist’s ancient legal claims were too strong and his subjects
had to concede defeat in their strike of 1781—85 against the third
day’s commutation fee. To the Major this signified merely the
restoration of order. The Urbarium had improved within limits his
exploitation of his farmers’ horsepower, but not in the form of the
rent increase he had tried to impose since the 1760s. Instead, he was
obliged to trade one claim on his subjects’ regular manorial service
for another, while translating his demand for unlimited service in
construction work and harvesting into four and five days, respec-
tively, of yearly service.
Worse still, the Urbarium compelled Kleist to ackowledge that
his village adversaries’ labour services and dues were now perma-
nently fixed. He had striven to escape this conclusion by insisting
during the negotiations that, while the rents of his present tenants
and their heirs might not be raised, he had the right to set the obli-
gations of new tenants taking over one of the farms in the villages
covered by the Urbarium as high as he chose. To make such an
eventuality more likely, Kleist also sought to strengthen his right to
evict his present tenants. At Stavenow this had been a very rare
procedure, which required proof of incompetence (liederliche
Wirtschaft), demonstrated by a subject farmer’s incapacity under
normal circumstances to render his dues and services and support
his household. A farmer facing eviction (Exmission) could appeal
against it to a higher court, requiring his landlord to await its
verdict on the correctness of the seigneurial court’s judgment
before vacating the farm. Kleist now claimed the power of eviction
in advance of the appeal, so cancelling the right of succession of the
deposed farmer’s children and collateral heirs and freeing him to
settle a new peasant at a new level of rent. In these proposals,
Kleist aimed to undermine his subjects’ hereditary tenures, the legal
source of their powers of resistance to his seigneurial will. By a
piecemeal policy of eviction he could replace his refractory
peasants with a degraded tenantry, nullifying the Urbarium in the
process. Inevitably, the Kammergericht threw Kleist’s aggressive
initiatives out of court. But that he launched them at all measures
his failure since 1763 to have his way with his subjects.
il
IV
Notes
The research underpinning this Chapter was supported by grants from the
University of California, Davis, from the National Endowment for the Humanities,
The Junkers’ Faithless Servants 95
of the present paper will see that tenants of such hereditary usufructuary holdings,”
sh if not full proprietors, could very well defend themselves at law against their
ords.
In my view, the weakness and vulnerability Harnisch ascribes to all usufructuary
tenures should be assigned to those that were non-hereditary, which in 1816, accord-
ing to Berthold, comprised only 10 per cent of all farms exceeding 7.5 hectares in
size. The hereditary Lassiten should be reckoned as peasants able and willing to
resist abusive seigneurial innovations. Together with the full proprietors, they
represented 90 per cent of the Hufenbauern in Brandenburg. On legal distinctions
among the peasantry, see Friedrich Grossmann, Uber die gutsherrlich-bduerlichen
Rechtsverhdiltnisse in der Mark Brandenburg vom 16. bis 18. Jahrhundert (Leipzig,
1890).
20. Geheimes Staatsarchiv, West Berlin. Provinz Brandenburg, Rep. 37:
Gutsherrschaft Stavenow (hereinafter cited as GStA. Stavenow), No. 258 (survey of
1809), ff. 9-10. The scholarly literature on Stavenow consists principally of the
dissertation of Joachim Sack, Die Herrschaft Stavenow (Cologne and Graz, 1959).
It offers a generally accurate account of the estate’s ownership and organisational
structure. But it does not present an economic analysis of the eighteenth- and early
nineteenth-century estate accounts, nor does it plumb the depth of village/manor
conflict after 1763. On these subjects, see the text below. On other questions
relevant to the argument of the present paper, see William W. Hagen, ‘How Mighty
the Junkers? Peasant Rents and Seigneurial Profits in Sixteenth-Century
Brandenburg’, forthcoming in Past and Present; and idem., ‘Working for the
Junker: Real Wages of Manorial Labourers in Brandenburg, 1584—1810’, forth-
coming in The Journal of Modern History.
21. GStA. Stavenow, Nr. 259 (Anschlag, 1760/63) and No. 39 (Specieller
Anschlag, May 1808), ff. 5—20.
22. Many of the farms in the Stavenow villages were surveyed during the peasant
emancipation. See GStA. Stavenow, Nos. 441, 408, 198, 451, 428, 425. (1 hectare
equals c. 2.5 acres.)
23. GStA. Stavenow, No. 259 (appraisal of 1760) and No. 58 (inheritance agree-
ment of 1763, including revision of the 1760 appraisal in the light of 1763 com-
modity prices). Originally each of the brothers left 3000 Taler in the estate as shares
in the Lehn-Stamm securing their rights of future inheritance, but in 1770 this
arrangement was liquidated, so that Kleist was obliged to pay out the shares as well.
No. 58, ff. 107-13.
24. Figures for 1717 from GStA. Stavenow, No. 240.
D5aGStANer StavenowsNoss126590207520899229-6 27052335 262, 26), 237
(Geldrechnungen). During these years Kleist’s personal household consumed
products of the estate averaging 778 Taler in value annually. The estate accounts
treat this consumption neither as a profit nor a loss.
26. GStA. Stavenow, No. 259, f. 9. The cottagers’ labour services could be
absolved by a commutation payment of 10 Taler. But the appraisal rated their actual
annual value at 7.5 Taler.
27. GStA. Stavenow, No. 259, ff. 3—4.
28. GStA. Stavenow, No. 343, ff. 3—23.
29. Ibid., No. 343, 25—32, 53-83. ff. This volume contains the full record of
Kleist’s litigation with his subjects from 1766 to 1777.
30. Ibid., No. 343, f. 187. See also ff. 13-23.
31. GStA. Stavenow, No. 354. See also Nos. 573, 363, 424, 345, 355, 344, 334,
316.
32. The appellate court invoked the common or customary law of Brandenburg
prohibiting cartage to market during regular manorial service of products, other
than grain, intended for sale (Kaufmannsgiiter). GStA. Stavenow, No. 343,
98 The Junkers’ Faithless Servants
ff. 267—9. In its various rulings on the suits Kleist and his peasants brought before
it, the Kammergericht exhibited a certain bias, where the law seemed open to inter-
pretation, in favour of Kleist’s seigneurial interests. But, as the dispute over lumber-
hauling shows, the Royal Court of Appeal could correct the bias. Undoubtedly,
Friedrich II’s legal reforms gave the peasants cheaper access to the higher courts and
the chance of a fairer hearing. The connection between the reforms and manor/
village litigation deserves exploration, but cannot be pursued in the present essay.
On legal developments, see Otto Hintze, ‘Preussens Entwicklung zum Rechtsstaat’,
Forschungen zur brandenburgischen und preussischen Geschichte, Band 32 (1920),
pp. 385—451; H. Weill, Frederick the Great and Samuel von Cocceji (Madison,
Wisc., 1964); Friedrich Grossmann, Uber die gutsherrlich-bduerlichen
Rechtsverhdiltnisse in der Mark Brandenburg vom 16. bis 18. Jahrhundert (Leipzig,
1890).
33. GStA. Stavenow, No. 343, ff. 260—2, 272.
34. Ibid., f. 344. See also Nos. 573, 363.
35. GStA. Stavenow, No. 719, ff. 71-5.
36. GStA. Stavenow, No. 340, passin.
37. K.O. of 11 September 1784, published in Rudolph Stadelmann, Preussens
Konige in ihrer Thatigkeit fiir die Landescultur, Vol. 11, Publicationen aus den K.
Preussischen Staatsarchiven (Leipzig, 1882), p. 619. See also Stadelmann, op. cit.,
pp. 112—13. On Silesia, ibid., pp. 605—6, 621, 632; and Ziekursch, op. cit., 206 ff.
Frederick later decreed that.Urbaria were to be compiled in East Prussia, but the
nobility of that province, like their brethren in Silesia, contrived to evade the order.
See Stadelmann, op. cit., pp. 637-8.
38. GStA. Stavenow, No. 719, f. 71.
39. GStA. Stavenow, No. 353, Urbarium of the village Premslin, and No. 51,
revisions of the Urbaria of Premslin, Glovzin, and Karstadt. These were the villages
in which 44 of Kleist’s 60 full peasants lived. It was against them that his offensive
had principally been aimed, since the other full peasants were either new settlers with
recently and unambiguously-defined labour obligations and rents, or residents of a
village in which Kleist’s seigneurial powers were limited by those of other noble
landlords and the Crown.
40. GStA. Stavenow, No. 353, ff. 67—9.
41. On Voss’s purchase of Stavenow, see GStA. Stavenow, Nos. 122, 65, and 39,
ff. 61—3. The appraisal of 1808 is cited in note 21 above. On Voss, see Al/gemeine
Deutsche Biographie (Leipzig, 1896), Vol. 40, pp. 352-61.
42. Behre’s series of average prices in Brandenburg shows that between 1755—66
and 1796—1805 rye rose by 42 per cent, barley by 60 per cent and oats by 50 per cent.
But wartime demand and post-1806 requisitioning drove the price of oats up rapidly,
which explains the great rise in the value of this grain at Stavenow between the
appraisals of 1763 and 1808. Otto Behre, Geschichte der Statistik in Brandenburg-
Preussen bis zur Griindung des Koniglich Statistischen Bureaus (Berlin, 1905),
p. 277. Magnus Friedrich von Bassewitz, Die Kurmark Brandenburg im Zusammen-
hang mit den Schicksalen des Gesamtsaats Preussen wdhrend der Zeit vom 22.
Oktober 1806 bis zu Ende des Jahres 1808 (Leipzig, 1852), Vol. li, pp. 401—2.
43. Before 1809, one of the four Stavenow demesne farms was regularly leased to
a tenant farmer, who supplied his own draught animals. The figures in the text refer
only to the estates’s own inventory.
44. GStA. Stavenow, No. 62.
45. The legal status of day labourers and their families differed markedly from
that of the full peasants (Hufenbauern) and smallholders (Kossdten), upon whose
households the law of serfdom (Untertdnigkeit) was based. Legal serfdom at
Stavenow, as (with some exceptions) elsewhere in Brandenburg, was tied to the
landed peasant holding, rather than being an hereditary state of personal
The Junkers’ Faithless Servants 99
unfreedom. Occupancy of such a holding above all bound the peasant to perform
labour service on his lord’s demesne land, while his mature but unmarried children,
if expendable in the operation of the family holding, could be compelled to work as
farm servants at the manor for a period of three years (Gesindezwangsdienst). The
sons of such peasants could also be compelled to succeed their fathers in running the
family farm or to take over a vacant tenancy in the lord’s jurisdiction. If such
farmers or their sons could present the lord with an acceptable substitute, they were
free to quit their holdings, whereupon they ceased to be subject to the legislation of
serfdom. Their status then became that of a day labourer and all other unprivileged
residents of the local seigneurial jurisdiction, such as artisans, small-scale cottagers,
and the majority of manorial workers who were not in compulsory service. All such
persons could depart from their seigneurial jurisdiction upon payment of a statutory
fee, which at Stavenow, however, was seldom levied. Otherwise, they were bound by
the terms of their labour or rental contracts, subject to cancellation at will, or upon
notice by either party, which they had voluntarily concluded with their lords. In this
sense they were a ‘free’ labour force, though princely legislation (notably the
statutes of labourers [Gesindeordnungen] and of guilds) attempted to fix all wage-
earners’ pay. But because of the great importance of unregulated wages in kind in
the countryside, workers such as Stavenow’s day labourers in effect negotiated their
own terms of settlement and employment on an early form of the modern free
labour market.
46. A fuller discussion of the manorial servants and day labourers will be found
in my article on real wages, cited in note 20 above. Under Kleist’s regime, day
labourers were paid for all harvest work except for six days of labour by a man and
woman from each household during the rye harvest.
47. The preceding analysis, except as otherwise noted, rests on the inventories
and appraisals of 1763 and 1808, cited in note 21 above.
48. GStA. Stavenow, No. 202, ff. 178—9, 211—15; No. 314, ff. 1—9 and passim;
No. 342, ff. 1-9.
49. Bassewitz, op. cit., Vol. III, p. 675.
50. GStA. Stavenow, Nos. 352, 423. The descendants of the farmers settled by
Major von Kleist’s parents in the village of Dargard alone stood aloof from the
strikes that broke out in 1808.
51. GStA. Stavenow, No. 202, f. 211,; No. 191, ff. 162—3,; No. 314, ff. 1—3;
No. 341, ff. 1-6.
52. GStA. Stavenow, No. 409, f. 5: ‘Die Neigung dussert sich tiberall frei werden
zu wollen.’
53. The main documentation of the emancipation at Stavenow is located in the
following dossiers of the estate archive: Nos. 448, 449, 441 (Premslin); 408, 409, 198
(Mesekow); 390-3 (Karstadt); 433, 453, 483, 427, 451, 428, 425 (Glévzin); 520,
474—5, 405, 513 (Bliiten); 440 (Sargleben). The emancipation of the Erbzinsbauern
in the settlers’ village of Dargard under the law of 1821 appropriate to their legal
status remains to be studied. On the peasant emancipation in general, see, in
addition to the works of Knapp, Harnisch and Dipper cited above, Erich
Langeliiddecke, ‘Zum Grundsatz der Entschadigung und des Loskaufs bei den
Eigentumsregulierungen und Dienstablésungen der ostelbischen Bauern Preussens
im 19. Jh.’, Zeitschrift fiir Geschichtswissenschaft, 1960:4, pp; 890—908; Dietrich
Saalfeld, ‘Zur Frage des bauerlichen Landverlustes im Zusammenhang mit den
preussischen Agrarreformen’, Zeitschrift fiir Agrargeschichte und Agrarsoziologie,
11:1 (1963), pp. 163-71; Hartmut Harnisch, ‘Statistische Untersuchungen zum
Verlauf der kapitalistischen Agrarreformen in den preussischen Ostprovinzen (1811
bis 1865)’, Jahrbuch fiir Wirtschaftsgeschichte, 1974:4, pp. 149-83; and especially
Rudolf Berthold, ‘Die Veranderungen im Bodeneigentum und in der Zahl der
Bauernstellen, der Kleinstellen und der Rittergiiter in den preussischen Provinzen
100 The Junkers’ Faithless Servants
Hainer Plaul
it
102
The Rural Proletariat 103
Il
which the poor and landless as well as the peasant farmers were
subjected during the feudal period, included a particular frame-
work of social relations, which, above all, was characterised by the
dependence of both the peasants and the rural poor on the feudal
lord. In the face of this major opposition of class interests the
larger and middling peasants and the rural poor were very much in
the background. The low level of production, feudal oppression
and, initially, an underdeveloped market, did not allow a very great
difference in the levels of prosperity within the agricultural popula-
tion to develop. In the second half of the eighteenth century, clear
indications of a significant change in this respect can be seen. As
early as the end of the eighteenth century the continued develop-
ment of a stable market economy induced many peasants, particu-
larly those living near the commercial centre of Magdeburg, to
begin producing cash crops for the market, in particular chicory.
The really decisive changes however only really took place from
the mid-1830s onwards, with the introduction of beet cultivation
for sugar production, and as a result of the agricultural reforms.
Significantly, this new area of production did not remain concen-
trated in the hands of the great landowners. Peasant farmers — and
to some extent even smaller peasant-producers — were involved
both in the cultivation of sugar beet and, as shareholders in sugar-
refining companies, in the actual production of sugar.? The intro-
duction and development of this area of production was respon-
sible for the specific features which characterised the process of the
development and consolidation of capitialist agriculture in the
Magdeburg region from about 1830 to 1880. The newly-awoken
and rapidly-increasing desire for profit on the part of the large
landowners and large sections of the peasantry could be efficiently
and satisfactorily met by the cultivation and processing of sugar
beet. Not only could large profits be made from the beet and sugar
trade, but ground rents and land prices also soared. Thus the area
around Magdeburg represented a special case in comparison with
other rural areas of 19th-century Germany. Here, capitalism pene-
trated extraordinarily early into agriculture and transformed it with
astounding rapidity. The effect of this transformation on social
relations was momentous. Within the peasant class the process of
differentiation into large, middle and small farmers continued.
Important developments appeared in connection with the partition
and enclosure of common lands. As a result of losing their rights to
use communally-owned land, a large proportion of the small-
The Rural Proletariat 107
ill
IV
of the day labourers, were buiJt on common land. Until the 1860s,
against a general background of rising population, there was dis-
proportionate increase in the number of permanent farm workers
(threshers) living in their own houses in comparison with those
living in tied housing. This trend was clearly only possible for as
long as they received a portion of the harvest as part of their wages.
With the disappearance of this method of payment, and with the
transition to cash wages and the general reduction in the amount of
allotment land, building activity declined. This factor, together
with increasing labour shortages, which reflected the impoverish-
ment of the rural workforce and increasing urban migration,
forced the larger peasant farmers and sugar factory owners to begin
building houses for their permanent workers. By the turn of the
century in the Magdeburg region there were no permanent farm
workers who did not live in tied housing. The vast majority of
former permanent farm workers who owned their own homes had
become commuters, working in local sugar refineries or in the
metalworking industry.
Under the pressure of a rural exodus, the employers also found
themselves compelled to improve the living quarters provided for
their workers. However, as they also took every possible oppor-
tunity to reduce their capital outlay to a minimum, overcrowding
was the principal characteristic of most tied housing. Lack of space
and sparse furnishing were also common characteristics of many of
the houses owned by the permanent farm workers and day-
labourers, although here the overcrowding was not as severe as in
the tied housing. Similarly, overcrowding was common throughout
this period in the rented accommodation of the day-labourers.
At the beginning of the nineteenth century, rented accommoda-
tion was usually in the houses of smaller peasant farmers. How-
ever, these farmers increasingly wanted the extra rooms themselves,
for example to provide separate accommodation for aged parents.
Evidently, the gradual loosening of family ties which had taken
place earlier in the larger peasant families, was also becoming
evident in this group. As a result, day-labourers now had to rent
accommodation either with other labourers who owned their own
houses, or perhaps with a village craftsman. As very few of these
‘free’ day-labourers would have been able to become home-owners
themselves, they thus constituted the most vulnerable section of the
agricultural proletariat.®
Evidence of the continuing levelling-down and impoverishment
The Rural Proletariat 119
Vv
of the flight from the land was the massive employment of seasonal
migrant workers. In some places this might have made it easier to
break contracts, but its major significance lay in the fact that it
seriously undermined the position of the indigenous rural labourers
in their continuing struggle for a direct improvement in their living
and working conditions.
Notes
Cathleen S. Catt
129
130 Farmers and Factory Workers
( @ Frankfurt
GERMAN CONFEDERATION
PRUSSIA HESSE—DARMSTADT
Phe ¢
Sealed
Ludwigshafen Mannheim
o ele
Kaiserslautern Maudach © Heidelberg
e
Speyer
KEY
Boundary of the
ae German Confederation
~~ Boundaries between
a
German States
e Major towns
0 10) 20
ese) Scale in kilometres
Il
50
40 4 ~~ar,
ra ~Ze,,
GAN ~
a —~
i a NS a
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VsOo ‘ N
XN
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a
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ae X
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eat
oe ee es
¥
a ee sane \\
\
\
\
10 \
\
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N
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by
1 '
1840 1851 1860 1880 1900
remember that this does not mean that the absolute number of
farmers was declining. In fact, there were slightly more farmers in
1880 than there had been in 1840; it was their numerical importance
in relation to the rest of the village, whose population had been
gradually increasing since 1860, which had declined. However, as
far as the labourers were concerned both their relative numerical
importance and their absolute number had declined considerably
since the 1860s, while the proportion of the ‘self-employed’
remained at approximately the same level. By 1900 the workers
were by far the most important group statistically in the village,
comprising over 50 per cent of the population. The numerical
importance of the farmers had declined even further, although
there were still more farmers in 1900 than there had been in 1840.
The labourers were by now a numerically almost insignificant
group, while the proportion of the self-employed had increased.
Thus the occupational profile of the village in 1900 was radically
different from the profile for the village in 1840. It is tempting to
conclude that what happened was that labourers left their work on
the land and took jobs in factories, changing their old masters for
new. However, the situation was far more complex than this. A
look at people’s life histories reveals that although most (80 to 90
per cent) farmers remained farmers throughout their lives,
labourers lived in a more precarious situation, drifting from
labouring to factory work and back again. Some managed to save
enough of the money they earned as factory workers to set up as
farmers, while some farmers, unable to survive the agricultural
depressions of the 1870s and 1880s became factory workers them-
selves. Certainly, many farmers’ sons also took work in the
factories either before inheriting their portion of the family farm or
as an alternative, leaving the farm intact to another brother.?’
Il
50
40
w oO
farmers
20
total
of
percent
10
1840 50 60 70 80 90 1900
to feed a family on, and the labourer had to supplement this grain
both with the produce of his own plot and by buying in necessary
staples. Food prices varied enormously, depending on the weather,
pests and crop diseases, and when food prices were high this was
often when the produce from the labourers’ own patch of land was
inadequate too. What was an adequate wage one year might be piti-
fully inadequate the next. For the 1840s particularly there is
evidence of widespread poverty and distress in Maudach, as all over
Germany. In 1840 Maudach’s council had to pay out 84 florins
from the poor relief fund. This rose to 130 florins in 1842 and 210
in 1847.39 In 1843, 490 loaves of bread were distributed to the
poor,” and in the same year the council petitioned the Bavarian
administration to be allowed to let 36 debtors to the council post-
pone payment*! ‘because there is no possibility of any work for the
lower classes’. The potato famine in 1847/48 struck the Palatinate
particularly hard, as for many years the poorer classes of the popu-
lation had subsisted almost entirely on a diet of potatoes and sour
milk.4? In Maudach the village council had to set up a vigilante
group to prevent thefts from the fields, which threatened to over-
whelm them.*
The 1850s were better in some respects, and there was no repeat
of the terrible failure of the potato crop. Yet the problem of
poverty did not disappear. Contemporary reports all agree that the
poorer classes in the Palatinate lived on simple, unvaried fare, in
overcrowded, poorly-lit and poorly-heated accommodation, and
were frequently exhausted by long hours of hard work outside and
wore ragged inadequate clothing.“ In the late nineteenth century
the labourers were consistently paid less — often considerably less
— than the unskilled factory workers, whose wages were often well
below the level considered by contemporaries as the minimum pos-
sible to keep a family on* although payments in kind continued for
council workers until well into the 1880s. For example in 1886 the
nightwatchman was paid 120 Marks p.a. and 10 hectolitres of
grain. During this period the average general wage for an adult
male agricultural labourer was around 200 Marks p.a. They were
paid from 50 pfennigs to 1 Mark less per day than the average
worker in the chemical industry.“ They did of course have the
produce of their own plots of land. Thus the evidence suggests that
the day labourers continued throughout the nineteenth century to
subsist on the threshold of poverty. However, the day labourers of
Maudach were certainly in a better position than the entirely
Farmers and Factory Workers 143
lives they led, with the constant possibility of being laid off by the
factories in accordance with market pressures, meant that a good
many drifted from day-labouring to factory work and back again
as the circumstances demanded.
The position of the craftsmen and shopkeepers included in the
‘self-employed’ group seems to have remained relatively stable
throughout the 60 years, although it must be remembered that this
group covers a wide variation in wealth and social standing. The
workers from the 1860s gradually became numerically the most
important group in the village. The majority of them lived on their
wages from the factories, and thus were dependent on outside
forces for their livelihood. However some did have land in the
village, and the proportion of them increased quite substantially in
the 20 years between 1880 and 1900. This meant that what was
originally an essentially rootless immigrant group (though some
indigenous former day labourers were also included) increasingly
had a stake in the economic and social life of the village.
IV
In some ways the farmers (bearing in mind that this label covers a
wide range of people) constituted a privileged group within the
village. This is borne out by an examination of the registrar’s
records, which show clearly that the farmers as a group differed in
important ways from the other groups in the village. For example,
an examination of age-specific fertility patterns reveals that
farmers’ wives married younger (often as young as 17), had their
children at younger ages, and stopped producing children at a
younger age than the labourers’ wives. The highest rate of marital
fertility is found for farmers’ wives aged 15—19, while for
labourers’ wives, their peak of fertility is not reached until 20—24 in
the period 1840—69, and 25—29 in the period 1870—99.*° Farmers
were certainly a privileged group in terms of mortality, and farmers
and their families on average lived longer, and enjoyed a lower
infant mortality rate (although overall infant mortality in Maudach
was high in comparison to other villages). The mortality rates also
reveal that although farmers maintained their relatively privileged
position as regards mortality, the 1860s and 1870s — the years of
progress and expansion in nearby Ludwigshafen — were years of
increasing mortality for all groups in Maudach. Poverty and hard-
146 Farmers and Factory Workers
power,°®! but the council’s attitude towards its own role also
changed. Until about 1860 there are numerous examples in the local
council records® of instances where the council refused to put into
effect decisions taken by the regional authority before a lengthy
debate had taken place. The most striking example is over the
question of building a road between Neustadt and Mannheim.*®
Maudach’s council regarded the road as a matter for the regional
government and did not agree that it should pay part of the main-
tenance and construction costs. The dispute continued for over a
year, and several strongly-worded messages passed between the
council and the regional government. The local council eventually
lost the battle. By the 1890s, however, a different spirit was abroad.
For a start, the job of being a mayor, or even simply a council
member, had become a much more complicated affair. There were
abundant forms and questionnaires from the regional and central
government to fill in. For example in August 1882 a whole meeting
was devoted to setting out the average agricultural wage for the
different sexes and age-groups for sickness insurance purposes.
Then again, the council’s finances had become much more complex
as they had sums invested in the railways and several companies, as
well as money loaned out to individuals, and to other villages, on
which the interest had to be collected. Alongside this increasing
bureaucratisation of the local council’s tasks went a decrease in its
areas of jurisdiction. Education, planning, even matters of law and
order came increasingly under the control of the regional govern-
ment. Thus there was ever more work and ever less power. The
council became less and less representative of their village, and
more and more like a band of civil servants. This was a parallel
development to their loss of economic power over their fellow
villagers.
The council’s relationship to those below its members on the
social scale (and the majority of the villagers fell into this category)
was at all times an ambivalent one. On the one hand council
workers such as the nightwatchmen and even the police officer were
drawn from the labourers of the village, and on the other it was the
labourers by and large who threatened the peace and order of the
village. This tension can clearly be seen if we trace the relations
between the council and its employees. The post of field-watcher™
was a continuous problem. In 1848 half the council, led by the
mayor, wanted to dismiss Martin Mohr and Johann Sosser because
they had allegedly been
150 Farmers and Factory Workers
in the 1880s there was one Protestant farmer on the council). From
the 1880s onwards there were increasing signs of tension both
between the two religious communities and within the Catholic
community. In 1882 for example the council issued a proclamation
to the effect that
All possible steps must be taken to settle the present unrest in the
village, and to avoid further disturbances. The police are ordered
to carry out their duty with the utmost severity, and those in the
village who object to the Catholic priest should seek redress for
their grievances through the proper channels.”
There are no details about the causes of the disturbances, but the
priest in question, Konrad Reith, was removed from Maudach the
following year.”
Friction between the two communities came to a head when the
council funded the building of the new Catholic priest’s house in
1890. It cost 28,000 Marks, and caused a great deal of ill-feeling in
the village. For example the council noted in 1891 that
Liberals. Support for this party declined steadily until, in the 1903
election, there were only seven Maudachers who voted for them
The vote for the SPD, on the other hand, consistently increased —
from 56 in 1887 to 195 in 1898, although this figure dropped back
to 150 in the 1903 elections. In the end, the voting pattern reflects
the social composition of the village fairly accurately, with a
majority of workers mostly voting for the SPD, and a sizeable
minority of Catholic farmers and shopkeepers voting for the
Centre Party.”
Vi
to conclude that such integration that did take place was with the
poorer section of the farming community rather than with the
village oligarchy. There were no workers on the village council until
after the end of the First World War.
These changes in the position of the farmers of Maudach may be
taken as symptomatic of changes that were taking place all over
Germany. There were certainly villages where this change did not
take place as quickly, and where the substantial farmers continued
to be the main employers in their villages. But equally, recent
research is uncovering more villages where a large proportion of the
population found work outside the village in nearby towns while
continuing to live in the village. The nature of German industria-
lisation — late, rapid, but above all, much more evenly spread out
geographically than was the case in Britain or France — coloured
the nature of changes within rural society. Within the context of
great changes in the position of farmers in rural society, questions
about peasant political affiliations become more comprehensible.
The lure of Mittelstand ideology for the farmers of Germany was
probably not its inherent conservatism, but the fact that it offered
an ideological rationale for their continued prominence in their
own communities at a time when the economic basis of their power
was declining. For the farmers of rural Germany in the nineteenth
century the threat posed by the Social Democratic Party appeared
frighteningly real, directly rooted as it was in their own everyday
experience within the village.
There are certain parallels to be drawn with what was happening
to other traditional groups in German society. In some important
respects the peasant farmers faced the same forces that were under-
mining the power of the traditional élites and this makes their
alliance at certain junctures with those élites far more compre-
hensible. All this is not to stress the continuity of rural society. The
first point to underline is that at no time during the second half of
the nineteenth century could rural society in this area be regarded
as an essentially ‘peasant’ society. There were within every village
other groups of people with whom the farmers had to deal.
Secondly, the relative positions of these groups changed drama-
tically during the century, and it was the stresses and tensions
generated by those changes that informed the political attitudes and
actions of the farmers, day labourers and workers who constituted
the rural population.
Farmers and Factory Workers 155
Notes
Regina Schulte
Of course, the best that could happen was to have some money
and get married to someone, and she had soon worked out who
that someone could be. About a quarter of an hour’s walk from
Kolbach there stood a small house close by a wood, where a
thousand Marks cash would be very welcome. The house
belonged to a widow who owned two cows. She had one son.
During the winter months he worked as a forester, and during
the summer, when he had finished working their own land
(which didn’t take long), as an agricultural day-labourer.
During the previous harvest season he had worked for Schor-
mayer for a while, and she had often sat by him at lunchtime on
the edge of a field or under the shade of a hazel hedgerow. He
was a cheerful lad, who enjoyed a joke with any girl. Now she
thought of it, he had said something to her. Once, while she was
on her way to the farm, she had seen him in the distance. He had
put down his axe and told her that if he knew for certain that she
could raise a thousand marks, perhaps they could talk.!
Many young women from the agricultural lower classes left home
to work as farm servants in order to earn the money they needed to
marry and set up home. For these women, however, going into
service was more than merely a means of earning money. The work
they performed and the social situation in which the work was
carried out formed a distinctive way of life. It was shared by many
young women from the rural lower classes at the end of the nine-
teenth century. The real social significance of this way of life, and
its relation to the farm servants’ eventual chances of marriage, is
158
Peasants and Farmers’ Maids 159
The hiring and firing of farm servants followed the cycle of the
farming year. The law governing the conditions of service (Gesin-
deordnung) laid down two dates on which farm servants could
Peasants and Farmers’ Maids 161
ill
The fact that female farm servants ‘won’t stay longer than two or
three years on the same farm’ was a frequent cause for complaint
from farmers.”” But for the servant this continual change of
employment not only entailed the risk of vagrancy, it was also the
only way she could work her way up through the hierarchy of farm
servants. Promotion, however, was dependent on physical fitness
and experience as well as age:
First, a girl 13—14 years old will be taken on to help the peasant’s
wife with the household chores and looking after the children. As
she grows she is promoted to under-servant (Unterdirn) and
starts learning farming tasks. Then she gets promoted to middle
servant, who milks the cows and feeds them under supervision.
Finally she becomes an upper servant, who is responsible for the
animals. One or other of the stages can be left out, depending on
the size of the farm, what position the farmer wants to fill, the
age of the girl when she came into service, and what experience
the girl brings with her from her own home.?!
most of the harvest work was carried out in dry, often boiling hot
weather. Finally, in the autumn, the maids were also expected to
help with the threshing, not only that carried out on the farm on
which they were employed, but also on the neighbouring farms
which required help when the threshing machine was doing the
rounds. Thus many maids spent two long weeks working in the
noise and dust produced by these dangerous machines.”8
Agricultural reports are full of complaints about maids who
absconded just before harvest time because the work was too
hard.” It is difficult to ascertain exactly how many were involved in
reality. Farmers always feared that at the critical moment that the
harvest had to be gathered in, there would suddenly not be enough
hands to help, and at harvest time no extra hands could be hired.
They feared in particular that their maids would be pregnant at this
crucial time. At any rate, a maid who did abscond from a farm
before or during the harvest would find it very difficult to obtain a
new position. She had thrown away her reputation as a useful and
reliable servant, something that was not only important to prospec-
tive employers, but also counted for much with a prospective
husband. It does not therefore seen reasonable to suppose that the
number of maids who absconded from service was very large. The
frequency of the complaints probably reflects the seriousness of
such a situation for the farmer and the maids themselves.
A hierarchy of servants and the strict division of labour was only
possible on farms large enough to require many servants. The mid-
dling and smaller peasant farmers were not in a position to employ
several maids to undertake the different kinds of tasks, so a maid
employed on a smaller farm would almost certainly help both in the
house and in the cowshed. She would be responsible for the kitchen
garden and quite possibly would have to look after the children
too. It there was only one maid on a farm she would have to be able
to take over if the farmer’s wife was ill or in childbirth, or if she
spent a day visiting relatives or shopping in town. These demands
on the maids make it clear that a ‘good maid’ had to be capable of
undertaking any household or agricultural task independently and
reliably.*°
The economy of the peasant farm did not lay down strict divid-
ing lines between the work expected of a male farm servant and that
expected of a female one. This would have cut across the real needs
of this method of production. Stable boys and dairy maids were
expected to perform much the same tasks or, at least, their work
166 Peasants and Farmers’ Maids
maids usually paid their annual wage into a savings account, the
extra payments for feast days and special bonuses allowed them the
chance to pay for extra costs that arose without their having to
touch their yearly lump-sum, which they needed for their future
dowry. Their savings also had to pay for the upkeep of any illegiti-
mate children they had. The payments in kind also served the same
function. They provided the clothes the maid needed in the short
term, while the linen and flax were a contribution to her future
dowry.’ Overall, the wages and the payments in kind were made
with a future marriage in view.
IV
Vv
The following letter, sent by Agathe S., shows another side of the
life of farm servants — their love affairs, and the care of the illegiti-
mate children that resulted from these affairs.
Notes
4. Cf. Rosa Kempf, Arbeits- und Lebensverhdltnisse der Frauen in der Lan.!wirt-
schaft Bayerns (Schriften des standigen Ausschusses zur Forderung der
Arbeiterinnen-Interesen, Heft 9, Jena, 1918), pp. 8 ff. On the proportion of rural
workers who belonged to the farmer’s family, see Kahler, op. cit., p. 100.
5. Kempf, op. cit., pp. 74—S.
6. On the situation of the rural lower classes, cf. Axel Schnorbus, ‘Die landlichen
Unterschichten in der bayerischen Gesellschaft am Ausgang des 19. Jahrhunderts’,
Zeitschrift fiir bayerische Landesgeschichie, 30 (1967), pp. 824—52. See also Kempf,
op. cit., pp. 55—73; and individual examples in Untersuchung der wirtschaftlichen
Verhdiltnissé in 24 Gemeinden des Konigreiches Bayern (Munich, 1895), pp.94, 116,
138, 200, 232, 260, 419, 420.
7. Ibid., pp. 59, 169, 200, 231, 260.
8. Ibid., pp. 46, 81, 115; see also Kempf, op. cit., p. 56.
9. Ibid., p. 78.
10. Cf. Untersuchung in 24 Gemeinden, pp. 60, 259, 351, 420, 488; also Kempf,
op. cit., pp. 38 (for 1907).
11. Hartinger, Joc. cit., p. 606.
12. Cf. the portrayal of serving women’s daily life in criminal files such as
Staatsarchiv Miinchen (StAM), Staatsanwaltschaftsakte, St. Anw, 1177.
Ids Kanter, Op. Cll. Ss. 22.
14. Cf., for example, Franz Schweyer, Schdffau. Eine oberbayerische Landge-
meinde. Eine wirtschaftliche und soziale Studie (Stuttgart, 1896), p. 126; and the
Untersuchung in 24 Gemeinden, pp. 45, 60.
15. Ibid., pp. 17, 259, 373, 421, 488-9.
16. On the position of maids in peasant families and households in general, see
Edit Fel, and Tamas Hofer, Proper Peasants. Traditional Life in a Hungarian
Village (Budapest, 1969), p. 101; and for a description of the dowry of a peasant’s
daughter, see Lena Christ, Werke (Munich, 1970), pp.247—503; also Karl von
Leoprechting, Bauernbrauch und Volksglaube in Oberbayern (1885; reprinted
Munich, 1975, p. 218).
17. StAM, LRA, 78105.
18. Cf. SAM, LRA, 78101.
19. Cf. for example StAM, St Anw, 840, 1177, 1458.
20. Kempf, op. cit., p. 82.
Zee bide ep L6-
22. Cf. Untersuchung in 24 Gemeinden, pp. 59, 80, 93, 337; Hans Platzer,
Geschichte der ldndlichen Arbeitsverhdltnisse in Bayern (Munich, 1904), p. 207.
23. Kuno Frankenstein, Die Verhdltnisse der Landarbeiter in Deutschland. 2. Bd.
(Schriften des Vereins fiir Sozialpolitik LIV, Leipzig, 1892), p. 156. For another
description of the work situation, see Lena Christ, ‘Rumpelhanni’, Werke (Munich,
1970), pp. 505—672. For a description of the woman’s role during the slaughter of a
pig, see the fascinating book by Yvonne Verdier, Fagons de dire, fagons de faire.
La laveuse, la couturiére, la cuisiniére (Paris, 1979), pp. 24 ff.
24. Frankenstein, op. cit., p. 156.
25. Cf. Christ, loc. cit., pp. 318—19.
26. Cf. St Anw, 185, 693.
27. Kempf, op. cit., pp. 82, 102; cf. Christ, Joc. cit., pp. 516, 553.
28. Cf. StAm, LRA, 78105, Kempf, op. cit., p. 87.
29. Cf. Untersuchung in 24 Gemeinden, pp. 511, 373.
30. Cf. StAm, St Anw, 185.
31. Cf. StAm, St Anw, 185, 682, 693.
32. Schweyer, op. cit., p. 79.
33. Frankenstein, op. cit., p. 184.
34. Cf. for example Untersuchung in 24 Gemeinden, p. 84.
Peasants and Farmers’ Maids 173
35. Cf. Frankenstein, op. cit., p. 184; Untersuchung in 24 Gemeinden, eg. pp. 17,
45, 80, 94, 260, 36; ibid., pp. 15, 29.
36. Ibid., pp. 15, 29.
37. Cf. Lena Christ, ‘Matthias Bichler’, pp. 342-3.
38. Cf. for example StAM, St.Anw. 185.
39. Cf. Susan Carol Rogers, ‘Les femmes et le pouvoir’, in H. Lamarche, S. C.
Rogers and C. Karnoouh, Paysans, femmes et citoyens. Luttes pour le pouvoir dans
un village lorrain (Paris, 1980), here pp. 97-9.
40. StAM, St.Anw. 177.
41. W. R. Lee, ‘Bastardy and the Socioeconomic Structure of South Germany’,
Journal of Interdisciplinary History 7 (1977), pp. 403—25, esp. p. 410; on Bavaria
_ see also F. Lindner, Die unehelichen Geburten als Sozialphédnomen (Leipzig, 1900);
see also David Sabean, ‘Unehelichkeit: Ein Aspekt sozialer Reproduktion
kleinbduerlicher Produzenten. Zu einer Analyse dorflicher Quellen um 1800’, in
| Robert Berdahl et al., Klassen und Kultur. Sozialanthropologishce PerspeKtiven in
| der Geschichtsschreibung (Frankfurt, 1982), pp. 54-76. On the situation of
domestic servants with unmarried children, see Regina Schulte, ‘Kindsmérderinnen
| auf dem Lande’, in H. Medick and D. Sabean (eds), Emotion und materielle
Interessen in Familie und Verwandtschaft. Anthropologische und _ historische
| Beitrdge zur Familienforschung (Gottingen, 1983).
42. Cf. StAM, St.Anw. 185, the situation of the three illegitimate children of
Anna H. On the actual circumstances of the birth of the illegitimate children of
female farm servants, see Schulte, ‘Kindsmérdinnen’, Joc. cit.
43. StAM, St. Anw. 177. '
44. StAM, St.Anw. 682.
y/ THE SINS OF THE FATHERS :
Village Society and Social Control in the Weimar
Republic
Gerhard Wilke
The village of Korle lies in the valley of the River Fulda in northern
Hesse, about 20 km south of Kassel. The old village centre is
dominated by a Lutheran church which stands elevated on a little
hill. Spread around the church walls are the old timber-framed
wattle-and-daub houses typical of the area. The size and design of
the individual houses depended on the class position and land-
holding of the inhabitants. They formed the economic and social
base for a large household, or das ganze Haus’,' rather than a
nuclear family. The household’s reputation rather than individual
identity was at the centre of perceptions; both the self and the other
were defined in terms of the household’s name and standing in the
village. With one exception, all households of the village were
involved in agricultural production in the 1920s and up to and
including the 1950s. The inhabitants assumed that the cultivation
of land, or seasonal work on one of the larger farms of the village,
was necessary for the maintenance of the household’s economy.
Despite the increasing integration into the industrial labour force of
ever larger numbers of villagers, the possession of land and a house
and the ability to do agricultural work remained central to everyday
life in the village during the first half of this century. The
possession of land, and the draught animals necessary to cultivate
it, formed the basis for the local class structure.
A villager who had ‘a lot of land’ and used horses for cultivation
was classified as a Pferdebauer (horse farmer). These were the full-
time professional farmers who owned between 10 and 30 hectares
of land, produced food for the market, and employed both full-
time and casual labour. In terms of status and prestige it was
important that they did not have to earn a supplementary income.
In 1928, there were 14 of these horse farmers in the village.
The owners of, as they saw it, ‘less, but still quite a lot of land’,
174
The Sins of the Fathers 175
who used cows for draught purposes, for breeding and for dairy
produce were classified as Kuhbauern (cow farmers).? Statistics
from the Prussian Ministry of Agriculture record that there were 66
of these households in 1928.3 Oral evidence makes it clear that none
of these could live off the land alone, although they did produce
varying amounts of agricultural produce for the market. Individual
members of these households earned a cash income to contribute to
what was essentially a ‘dual economy’.* The male heads or eldest
sons worked as self-employed or wage-earning artisans and made
up the bulk of the village craftsmen. The daughters went into
service on larger farms in the surrounding area, or with bourgeois
or petit-bourgeois families in Kassel. P
Those villagers who owned a ‘small patch of land’, a kitchen
garden, or were reduced to renting allotments or parts of country
lanes, and possessed no draught animals, but kept goats and pigs,
were called Ziegenbauern (goat farmers). These households num-
bered 80 in 1928 and they were primarily dependent on industrial
wages, commuting to the factories in nearby towns to work. These
industrial workers still spent their ‘free time’ on the land and con-
tinued to derive their identity within the village from the agricul-
tural sphere. In their perception, continued residence in the village
and the preservation of ‘the whole house’ provided them with a
minimum of security, self-determination and self-respect. Their
households were seen as protection against the incursion of
capitalist society into all aspects of their lives. They regarded their
additional income from the agricultural sector as indispensable to
their household economy and were determined to defend them-
selves against the poverty and insecurity they associated with the
life-style of their urban working-class colleagues. Up to a point,
they perceived this life-style as their own calculated and conscious
response to industrial society, and interpreted it as a form of
resistance to the controlling influence of that society:
Though some of the images in this quotation might echo the mythi-
cal associations of the ‘good old days’, its underlying message was
repeated so often in interviews and by so many people that I believe
it to be accurate.® The older villagers’ experience of the social and
economic catastrophes of war has not receded from their con-
sciousness. Their relationship to industrialisation has remained
ambivalent.
The horse farmers were glad to exploit the market opportunities
offered by the growth of Kassel, but hated the threat to their
authority which this industrial centre posed. The cow farmers were
ready to pick up part-time employment in small industrial concerns
and from the state, but they also tried to move heaven and earth to
avoid sliding into the goat farmer class. The goat farmers were
grateful for their industrial jobs which formed the basis of their
survival, but also lacked confidence in the ability of industrial
society to offer them a secure future. They expressed incomprehen-
sion when I asked them why they hadn’t abandoned their farms
during the earlier part of the century. The key to understanding the
behaviour and thinking of all three classes in Weimar village society
was agriculture. It remained the central organising principle behind
the economic, social, political and cultural patterns which we can
reconstruct both with the help of oral accounts and on the basis of
documentary evidence, like the Preussische Viehzdhlungslisten,
which show that all but one household kept animals and cultivated
land.’
A price had to be paid in order to maintain this adaptation to
industrial society. The goat farmers’ households were not just
dependent on one industrial employer, instead they entered into a
number of dependency relationships in both town and village. They
depended on the horse farmers to cultivate their patch of land —
the horse farmers ploughed it, and in return, the goat farmers’
households provided casual labour (Arbeitsleute) throughout the
year. Without this labour supply, the horse farmers could not have
produced for the market with the given low level of mechanisation.
The inequality of this relationship was glaring, but to fit its
injustice into the prevailing perception that all villagers were part of
a ‘community’, the parties involved entered, in several instances,
fictive kinship relationships. The head of the horse farmer’s house-
hold and his wife became godfather and godmother to one or more
children in the house of ‘their’ Arbeitsleute.2 The economic link
between the horse farmer and goat farmer classes and the social
The Sins of the Fathers 177
from the goat farmers’ households. The cow farmers could not
have maintained their ‘middle-class’ position without the existence
of the two other classes, who supplied them with a market for their
artisan skills. The goat farmers, who paid the highest price for the
system’s survival, saw additional incomes, through agricultural
work and self-sufficiency in food, as a defence against the indus-
trial system. If one places these calculations in the historic context
in which only the horse famers were well-off and everybody else
lived under the threat of poverty, then it begins to make sense that
the villagers tried to turn the idea of a community into a working
reality. However, one must remember that their idea of community
was not the same as that portrayed by theorists like Toennies.!° As
one villager put it to me: ‘One should not have any illusions about
the old world. People knew that in those days as well. Those at the
top, the teachers, the pastors and the big farmers could live, but in
that poverty we all depended on each other.’!! The consequences of
this adaptation to industrialisation of the inhabitants of Kérle was
that household membership remained more central to the per-
ception of the se/f and the other than social class allegiance.
Conflict, therefore, was also mediated through the household. The
relative absence of open political and work conflict must not how-
ever be confused with the total absence of conflict and the existence
of a stable, timeless and traditional social structure. Social
inequality is not timeless. It is created by members of society and as
such it does not survive by itself but must be re-enacted and re-
negotiated over time. This process always involves a clash of
interests and the expression of social conflict.
During the Weimar years, class hegemony pervaded all aspects of
everyday life in Korle. It was a period when class differences con-
tinued to be expressed through some well-established social
channels but also took on new forms in the establishment of
separate working-class organisations. The existence of a class struc-
ture meant that apparently unconnected aspects of everyday life,
like eating, drinking, illness or health served in some way to remind
everybody of the existence of inequality, subservience and domina-
tion. Conflict and order were permanently ‘reconstructed’ and
‘renegotiated’ through interaction in everyday situations. Social
order and conflict did not just happen, they were actively ‘accom-
plished’. The drama of everyday life was acted out in the context of
existing structural constraints, imposed by inequality, but also
involved each village in interpreting the meaning of his or her
The Sins of the Fathers 181
own role. Every social interaction, every event, was charged with
symbolic significance and moral meaning.
Il
Most houses had names associated with them that were indepen-
dent of the family name of the present occupants and could be
traced back over many generations. The house, the name and the
attached land had persona of their own. It was expected of people
that they preserve these symbols of social and economic continuity.
Attempts were made to nip any deviant behaviour in the bud, or to
channel it into socially acceptable forms. It was recognised that
young people in the village were liable, in each generation, to
question and step across established boundaries of behaviour (viber
die Strdnge schlagen). They were encouraged to channel their
energy into ritualised forms of pranks (Streiche) or rough justice
which were, with village approval, carried out against legitimate
targets. This served as an instrument of public denunciation when
‘common rights’ had been wilfully ignored. The pranks were often
directed against people with power and authority — favourite
targets were teachers, the pastor, and horse farmers with a reputa-
tion for meanness — rough justice was also meted out to deviants
within the peer group.
Those at the top of the existing class structure tried to present
their own order as timeless. Their ideology pervaded all aspects of
everyday life. A class society wants to survive beyond tomorrow
and inheritance and marriage are key institutions for its perpetua-
tion. The children of horse farmers had to be kept away from the
children of the other two classes. When ‘inappropriate’ romances
occurred those concerned could become victims of pranks. If a
couple thought they had evaded the ever-present eyes of the rest of
the village and escaped to a house, they could find themselves
locked in. A popular method was to block the doors with a pile of
dung or piles of firewood. Rituals ensured that the marriage
politics of the various classes could be pursued as rationally as
possible. Because sexuality was seen as an incalculable quantity, the
potential sexual partners had to be prevented from enjoying too
much privacy and the beginnings of courtship were placed under
strict public supervision, although there were couples who ended up
‘having to get married’. Nobody married across the class barriers
before 1949. Marriage thus remained an effective instrument of
class domination.'3
The best-remembered form of prank or rough justice against
horse farmers was a raid on their sausage pantry. The spoils of the
raid would be taken to the local inn (not one the horse farmers
themselves frequented) and were shared out very ostentatiously
The Sins of the Fathers 183
il
IV
During the Weimar years doctors were called in to deal with serious
diseases such as TB and conditions needing surgery. School child-
ren and those members of the goat farmers’ households who
worked for one of the big industrial firms in Kassel were the first
sections of the community to receive professional medical care. In
1923 the village council decided to pay for the training and part-
time employment of a village nurse and midwife, and the introduc-
tion of a health system eventually transformed the treatment of the
sick.'© Many of the diagnostic practices and ideas have survived in a
fragmented form. Villagers will use a combination of orthodox and
traditional remedies and the decision to go to the doctor is still a
matter of debate within the household and neighbourhood.!”
The ability to diagnose illness and practise folk medicine was
important for the prestige of women in the village. Illness was
diagnosed in two ways: the disease was ‘named’ on the basis of
natural and physical causes and an additional analysis of the wider
social implications was made. The neighbourhood was consulted in
order to reach a consensual social diagnosis so that responsibility
was not left solely to the healer, a practice which was intended to
prevent false accusations of laziness or moral and social decline.
This collective decision-making process also protected women
healers from accusations of witchcraft. Although there was a
generally recognised body of folk medicine, each individual
household believed it had found its own magic formulae. The
principal aim was to prevent illness and the villagers hoped to
achieve this by several means. They aimed to follow correct dietary
and social habits, believed that magical practices could protect
them, and looked for warning signals in nature. As people were
The Sins of the Fathers 189
aware of the fact that many diseases were incurable and that their
own health was the most important economic asset they possessed,
a considerable amount of time was devoted to preventive measures.
The gathering of teas for tisanes, lotions and poultices, etc. was
usually the responsibility of the older women of the household.
Girls helped in this and thus began to be initiated into their future
caring and healing role. Each herb, leaf or blossom was classified
and associated with powers to cure or prevent particular diseases.
The mixture was usually brewed by the elder women, but others
were involved in order to share this medical knowledge. The most
important medical plant was camomile. It was freely available and
had the widest application. It could only be collected on certain
hallowed days in order to ensure maximum effect — a practice
which prevented over-harvesting and reminded people of the fact
that medicine and magic were inseparable. With the exception of
the old, who regularly drank certain herbal teas to keep them
healthy, all other age groups drank the teas only at times when they
were particularly susceptible to illness. They were drunk with
honey, which was thought to soothe and tranquilise the nerves. At
this time the diet was meagre and illness was thought to be caused,
in part, by malutrition. Teas and dietary supplements were thought
to restore health in the same way as tablets today. Without excep-
tion, the teas and foodstuffs associated with magical curing powers
were not included in the everyday diet.
Throughout the year there was an overriding concern to prevent
TB and pneumonia. Colds and fevers were seen as the first step to
these killer diseases and efforts were concentrated on preventing
these minor ailments. To this end, people at risk kept warm,
avoided draughts, bathed their feet in hot salt water, inhaled an
infusion of camomile, and drank an assortment of hot beverages
including hot milk and honey, hot juniper juice and boiled onions
with candy sugar. In addition, they would wrap themselves up in
the special family shawl or blanket, only used on such occasions,
which was believed to have protective powers. Usually, these
garments had belonged to a woman (one or two generations back)
who had a reputation of having had a ‘special knack of curing
diseases’. When people were confined to bed with colds and ’flu
these treatments continued to be applied. In addition, the back and
chest were massaged with hot fat, people slept on sheep and cat
skins in order to prevent the cold getting ‘into their bones’, or put
unwashed sheep’s wool on their chest in the belief that the irritation
190 The Sins of the Fathers
and warmth would ‘drive out’ the illness. Sick people confined to
bed were kept unusually warm in an attempt to force ‘the dirt’ out
of the body and restore it to its normal ‘clean’ balance
(Schwitzkur).'8 High fevers were brought down by soaking towels
in cold water and wrapping them around the patients’ calves. This
process was sometimes repeated for several days. After each treat-
ment, the patient’s body was washed down with vinegar water.
Only when someone got pneumonia or TB, or when a fever could
not be reduced, was a doctor called and, in most cases, the patient
was hospitalised.
Though taboos played an important part in normal socialisation,
they were broken if this was deemed necessary for the treatment of
illness. For instance, dog fat was regarded as the only possible cure
for serious lung disease and the few people who survived attacks of
TB and pneumonia continued to eat small quantities as a preventa-
tive measure. Butter and lard were invested with similar powers and
it was believed that the fat was stored by the body for needy days.
The more your body saved, the better equipped it was to defend
itself against any attack, especially of TB which was thought to ‘eat
away the body’. The ‘saving for a rainy day’ idea of prevention of
disease, and the significance of fat as a defence against the threat of
destruction, were consistent with the social ideal of a healthy body
and a secure existence. A slim person was regarded as socially
needy, in danger of illness, and either mean or impoverished. Well-
built people had wealth and status. It was believed that health, in
contrast to inherited land and kinship structures, was the only asset
over which a person had some degree of control. Magical beliefs
were important in helping the villagers interpret the coincidental
nature of disease and formed an integral part of folk medicine and
preventive strategies. These beliefs offered the individual the
‘comfort’ of holding an insurance policy in his or her hands, but
they also helped to establish behavioural norms which appeared
classless and natural and thereby provided an independent set of
rules for evaluating the actions of every household in a seemingly
objective way.!9
Superstitions had a social control function but they also ensured
a degree of humanity and defined the difference between reason-
able and unreasonable degrees of exploitation and oppression.
Curses were the last resort of the down-trodden and an important
symbol of resistance and defiance. During pregnancy, for example,
women were protected by taboo. They were not allowed to go
The Sins of the Fathers 191
stables or under the roof were a good insurance policy against mis-
fortune. People who destroyed swallows’ nests stepped outside the
confines of social and natural order. A link between society and
nature was central to the cosmology of villagers as they believed
that chance, misfortune and unusual natural events constituted
supernatural happenings which had to be faced with the help of
magic, superstition, ritual and taboo.
Through the treatment of the sick, the social actors ‘made state-
ments’ about social reality. Medical practices functioned as a
focusing mechanism and a control of experience. A link was
created between the cosmological principles adhered to by the
villagers and the structures of the social world which they
inhabited. The ritualistic context in which illness was diagnosed
and the sick treated resembled what social anthropologists have
called a ‘rite of passage’. These rites tended to be structured in
three phases: the person was separated from the normal role and
status, initiated into a temporary state of abnormality and social
marginality, and finally brought back to normal and reintegrated
into society. As the illness label amounted to a dispensation from
normal work duties, no one could be allowed to define him or her-
self as ill or healthy. The difference between having just a cough
and ’flu was a matter of social definition. Only when there was
agreement that the symptoms were serious enough was the patient
advised to withdraw to the sickbed. Through visits, the outside
world kept in touch and was able to prevent the patient from taking
advantage of the situation. The logic of these events remained
obscure to most participants, but the rituals of treatment and its
associated metaphorical language of folk medicine and ‘good’
magic, which resembles mythology in pre-industrial society,
allowed people to engage in a ‘dialogue’ about the nature of social
relations and order. These ideas about order could not be free of
contradictions in a class society. Both the beliefs and the ritualised
context of behaviour, such as being ill, were forms of communica-
tion through which social controversy could be maintained and a
resemblance of ‘community’ constructed.”!
Through folk medicine the ‘binary principles’ of order and dis-
order in village cosmology were made clear. Health was associated
with purity and cleanliness; illness signified danger and pollution.
Treatment was perceived as a method of magical transformation.
The patient was restored to ‘normal’ by cleansing the body of its
dirt. What also became apparent was the ambivalent role in which
The Sins of the Fathers 193
Vv
change: ‘Wir haben uns doch nicht getraut, was zu sagen. Wir
haben friiher doch nichts als Angst gekannt.’”
In the ‘theatre’ of everyday life, the inhabitants of Kérle acted
out a variety of roles, each of which required the ‘presentation’ of a
different aspect of self. Everyday social interaction involved the
negotiation of these images of self and other and implied the recon-
struction of social reality. Definitions of illness have been examined
in some detail because they enabled me to piece together some of
the fundamental cosmological notions which formed the basis for
defining the self and other in a context of inequality, poverty and
class compromise. The threatening moral symbolism associated
with health and illness was a powerful social control mechanism
which was linked to the ideology of class and the practice of Protes-
tantism. The key to personal self-discipline and public accounta-
bility was individual conscience. By not listening to his or her cons-
cience a person was believed to put the whole household at the
mercy of misfortune. The attempt to establish a connection
between the victim, the disease and the idea that illness and mis-
fortunes were apt punishments for social, political and economic
‘offences’ mystified complex and historically specific social and
economic issues while, at the same time, trying to make sense of
these phenomena.
Luther’s dictum ‘Let work be the way to salvation’, and Hippo-
crates’ prescription ‘Let food be your medicine and medicine your
food’ embodied the struggle by these villagers to make the preven-
tion of illness a social duty and mark of responsible behaviour.
This survival strategy depended on the objective of retaining a
degree of self-determination and security but also confined the
individual to the hierarchical and authoritarian order of each
household. By linking disease, collective guilt and individual
deviancy with the public reputation of a household, the preserva-
tion of the individual and household name became a strategy for
maintaining the status quo. Health, in the minds of most villagers,
represented something desirable, a state of purity and normality.
Sickness was a condition of physical and spiritual danger and pollu-
tion, and both prevention and cure were seen in terms of magical
transformations. The diagnosis and treatment of illness metaphori-
cally restated fundamental assumptions of the ruling ideology and
clarified role and authority divisions. The diagnostic model used
tackled the problem of ‘managing’ the social injustice implicit in
reciprocal social relationships based on inequality of wealth and
200 The Sins of the Fathers
In the eyes of this witness, the village community and his household
The Sins of the Fathers 201
not evident before the 1960s. As far as the Weimar years are con-
cerned, therefore, the worker-peasants remained an integral part of
the village and their economic dependence on the horse farmers
explains the relative stability of the community. In this context it is
crucial to analyse patterns of socialisation and social control which
were linked to politics and economics. Until recently these have
only been studied by social anthropologists or in isolation as part of
the domestic world. Yet the domestic world is inseparable from the
class structure. It provides one of the keys in helping us understand
how class relations are perpetuated and negotiated, and how social
order is, in part, created through the socialisation of individual
people.
Notes
15. Peter Farb and Georg Ammelagos, Consuming Passions, The Anthropology
of Eating (New York, 1980); J. Goody, Cooking, Cuisine and Class. A Study in
Comparative Sociology (Cambridge; 1982).
16. Gemeindeprotokoll, Gemeindeverwaltung, Korle.
t7. Ann Oakley, ‘The Family, Marriage and its Relationship to Illness’, in David
Tuckett (ed.), Medical Sociology (London, 1978), pp. 74—99
18. M. Douglas, Purity and Danger (Harmondsworth, 1966).
19. Gustav Jahoda, The Psychology of Superstition (Harmondsworth, 1971).
20. A. Van Gennep, Les Rites de Passage (Paris, 1908); E. R. Leach, Culture and
Communication. The Logic by which Symbols are Connected (Cambridge, 1976),
pp. 29-55.
21. E. R. Leach, Social Anthropology (London, 1982); Joe Loudon, ‘Religious
Order and Mental Disorder, A Study in a South Wales Rural Community’, in
Michael Banton (ed.), The Social Anthropology of Complex Societies (London,
1966).
22. E. R. Leach, Political Systems of Highland Burma (London, 1964).
23. Simon Roberts, Order and Dispute (Harmondsworth, 1979).
24. E. Evans-Pritchard, Witchcraft, Oracles and Magic among the Azande
(Oxford, 1937).
25. Susan Sonntag, J//ness as Metaphor (Harmondsworth, 1983).
26. L. Steinbach, Ein Volk, Ein Reich, ein Glaube? (Bonn, 1983).
27. Oral evidence: ‘We didn’t dare to speak up. We knew nothing but fear in the
old days.’
28. Jan Vansina, Oral Traditions (London, 1965); Paul Thompson, The Voice of
the Past (Oxford, 1978).
29. A. P. Cohen (ed.), ‘Belonging, Identity and Social Organisation in British
Rural Cultures’, Anthropological Studies of Britain, No. 1 (Manchester, 1982).
8 PEASANTS, POVERTY AND POPULATION
Economic and Political Factors in the Family
Structure of the Working Village People in the
Magdeburg Region, 1900—39*
Gisela Griepentrog
205
206 Peasants, Poverty and Population
while average household size, on the other hand, was growing. The
declining family size was most evident among the large and mid-
dling peasants, as a direct reaction to the economic situation.
Agricultural mechanisation and the availability of cheap labour
from seasonal migrant workers, the unemployed and, in 1914-18,
prisoners of war, meant that it was no longer necessary to raise a
large family to work on the farm. Additionally, the costs of their
education and inheritance portion made children expensive.
Between 1900 and 1935 the average number of births per marriage
decreased from 4 to less than 2. Family size was further reduced by
the high infant mortality rate and deaths of sons in the First World
War. At the same time, life expectancy increased and led to a
growing number of grandparents (and to a lesser extent great-
uncles and great-aunts) living on the farm. Although they seldom
lived in the farmhouse itself and generally looked after themselves,
they were still counted as part of the main household by the census-
takers, as were servants, nannies, housekeepers, and the like.
Our interviews revealed above-average numbers of children in
working-class families before the First World War. For the post-
war period, the variable and, on the whole, smaller numbers of
interviewees, do not allow us to make estimates for all the social
groups. But as Table 8.1 suggests, there seems to have been a
levelling-down process at work. The peasant and worker families
had on average between 2 and 3 children. Between 1933 and 1945
the fascist state sought to combat the decline in the birth rate by
propagating the idea of the ‘master race’ and through the glorifica-
tion and mystification of motherhood, in order to win more people
over for the implementation of its expansionist aims. This seems to
have led to a slight increase in the birth rate, but it was not large
enough to bring about an increase in population. Ideological cam-
paigns were doomed to fail without an improvement in the living
standards of families with children. As local officials in the
Wanzleben district (Kreis) in this region were forced to admit, in
responding to an order to report on the ‘achievements of the Third
Reich’ in this field, there were only 779 births in the district in 1933
as compared to 1187 in 1932. Perhaps a few families had hopes of
an improvement in living standards after the fascist seizure of
power, as Nazi demagogy and propaganda about the German
family indeed promised. In 1934 there were more marriages in the
district, and 962 children were born. But as early as 1935 the
number of births had fallen back to 845, and it remained at roughly
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208 Peasants, Poverty and Population
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Peasants, Poverty and Population 217
IV
Vv
Notes
1. The present paper is part of a larger collective project, the results of which
have been published in Landwirtschaft und Kapitalismus in der Magdeburger Borde
(1. Halbband, Berlin, 1978: Veroff. zur Volkskunde und Kulturgeschichte, Band
66/1); Landwirtschaft und Kapitalismus in der Magdeburger Borde. (2. Halbband,
Berlin, 1979: Ver6ff. zur Volkskunde und Kulturgeschichte, Band 66/2); Bauer und
Landarbeiter im Kapitalismus in der Magdeburger Borde (Teil Il. Berlin, 1981:
Veroff. zur Volkskunde und Kulturgeschichte, Band 66/3); Vom Leben der werk-
ttitigen Dorfbevélkerung in der Magdeburger Borde (in press); Die werktatige Dorf-
bevélkerung in der Magdeburger Borde (in press). See also Chapters 4 and 9.
222 Peasants, Poverty and Population
2. ‘Antworten der Standesimter des Kreises Wanzleben auf eine Umfrage von
1938’, Staatsarchiv Magdeburg (StA Mdg) Rep. C 30. Wanzleben A, No. 41, the
figures give officially registered births; they do not tell us how many children
survived in the difficult years of unemployment and depression.
.-StA Mdg, Rep. C 201 b, 15291, Bl. 41-9.
. Ibid., Bl. 122—5 (Ministerial No. 1162538 bzw. 9501/07).
. Ibid., Bl. 122 (Ministerial No. [162538 bzw. 9501/07).
. Ibid., Bl. 182-93.
. Ibid., 15291, Bl. 134.
. Ibid., Bl. 138.
S ibide. bi wls:
WOmaNIHANUNRW
10. Ibid., Bl. 139.
11. Ibid., Bl. 139.
12s Ibid: Bl al355
13. The figures in Hohendodeleben were: 67 per cent breast-fed for over 3
months, 36 per cent infant mortality; in Osterweddingen, 55 and 29 per cent; in
Wolmirsleben, 97 and 27 per cent; and in Bottmersdorf, 61 and 20 per cent (all for
1907). (StA Mdg, Rep. C 201 b, 1529!, Bl. 189.)
14. Ibid., 1529!!, Bl. 140. The same source gives comparable figures for Alten-
weddingen (57 and 8 per cent), Dodendorf (48 and 12 per cent), Hakeborn (48 and
16 per cent), Remkersleben (51 and 11 per cent), Tarthun (58 and 6 per cent) and
Welsleben (39 and 17 per cent).
15. StA Mdg, Rep. C 201 b, 15291, Bl. 136.
16. Ibid., Bl. 138.
17. Ibid.
18. Wirtschaftsbuch fiir die Landwirtin, geftihrt von Olga Diesing, Zens (Kreis
Christel Heinrich
224
Peasant Customs and Social Structure 225
custom by the mid-eighteenth century. This was when the bride and
groom usually exchanged presents.'° In working-class families,
however, financial constraints once again restricted the extent of
the party. There were no official invitations, but relatives, friends
and acquaintances from local clubs would turn up in the course of
the evening. The workers’ choral society of Klein Wanzleben would
sometimes sing a serenade on such occasions.!! Children also par-
ticipated in these parties and traditionally in the late afternoon they
smashed to pieces some old dishes which were no longer needed.
On the morning of the wedding the bridal pair, or the groom alone,
had to clear up the débris. The eve-of-wedding party was also the
occasion to display the various presents. Within the working-class
milieu, these would be given to enable the couple to set up their
own home and usually consisted of practical items such as cooking
pots, buckets, crockery, coffee-mills, egg-whisks, washing-lines
and baskets. For a bridal couple from the working class such gifts
were invaluable, particularly as the bride seldom received a formal
dowry from her parents.!?
In the case of peasant families with extensive landholdings, the
nature and form of wedding celebrations reinforced the existing
degree of social differentiation. The eve-of-wedding party was an
impressive occasion, with a large number of guests presenting gifts,
and local clubs or societies providing large quantities of beer.
Moreover, in such families the daughter would have traditionally
received linen for her future household on her confirmation, or as
birthday and Christmas presents. As a result an extensive family
dowry enabled the various wedding guests to choose more valuable
presents, such as expensive tablecloths, porcelain, glassware and
clocks. Furniture dealers in Magdeburg frequently made special
offers for such weddings," and in the case of an estate owner from
Domersleben the furnishing of the newly-weds’ ten-room house led
to an order from the firm of Kniippelholz for 21,217 Marks."
Social differentiation within rural society, however, was most
clearly apparent in terms of the wedding guests at the celebrations.
In the case of rural labourers there was no special form of invita-
tion and guests were only invited from the immediate family circle.
If the bride came from a distant village, even her parents were
unlikely to be able to attend.'* Families engaged in rural industry or
employed on the railways frequently had a slightly larger circle of
guests, which might even include workmates.'® Peasants on small
and medium-sized holdings also invited the godparents of the
228 Peasant Customs and Social Structure
Notes
Wolfgang Kaschuba
235
236 Peasants and Others
Yet behind this folkloric scenario lay another. The village, with
its special social framework, was supposed to embody a sort of
microcosmic model of the Nazis’ ‘people’s community’ (Volks-
gemeinschaft), which was in turn supposed to replicate on a larger
scale the idea of the village society as a system of economic, social
and cultural integration. Nazi ideologues held in high esteem the
apparently innate virtues of village society. It could, they thought,
combine non-contemporaneous elements, unite the contradictory,
and stifle the causes and development of social conflict under the
communal blanket of peasant and village life.
The Nazis also sought to propagate these virtues as a vision of
the future national and racial community: a classless society free
Peasants and Others 237
What was meant by this can easily be deduced: the village was a
preserve of history, in which the workers’ existence still followed
the pattern of ‘peasant’ rather than ‘proletarian’ models of thought
and behaviour. ‘Peasant’ behaviour was held to combine the tradi-
tional producer roles, cultural conservatism and political apathy.
In short, the village was a ‘petrified’ area of experience, in which
learning processes were blocked by a residue of historical encrusta-
tions.
Even if one leaves aside the ideological stage scenery, it is still
difficult to contradict this characterisation convincingly.
Historically speaking, the village would inevitably seem to repre-
sent mental horizons which are socially narrow and locally limited.
In many respects it does indeed appear to be exasperatingly close to
the Nazi image of the rural community. The history of the Third
Reich itself appears to provide essential proof of this proximity,
with the traditional image spreading itself so effortlessly over
village and countryside. But is this adequate? Does it actually
provide confirmation of that all-embracing argument which por-
trays the village as an area devoid of class and social conflicts, as an
association that invariably blocks social experience;* as a com-
munity in which social and cultural integration is systematically
enforced? In short, does it represent the substance of the history of
rural society, which is designed to make one simultaneously blind,
deaf and incapable of learning? These questions, which represent
central historical problems, seem to be worth closer examination.
They pertain not only to the Nazi view of the village, but also more
238 Peasants and Others
II
Il
Not until towards the end of the century did the situation change
somewhat, when the railway brought about the new phenomenon
of commuting to work. The growing number of industrial jobs in
the neighbouring region also ensured that absence from the village
was gradually limited to the working week, or even only to the
working day. But that still meant that on a rough calculation, from
families in the poorer half of the village, one or two members of the
family lived and worked mainly outside the village at any given
time. This represented between a quarter and a third of all working
men and women. Their jobs and workplaces have already been
listed: domestic servant, day-labourer, bricklayer, carpenter,
maidservant and at a later date railway worker or plasterer. By the
twentieth century the list also included metal-worker and female
textile operatives, without exception dependent on wage-labour.
Inevitably in these periods of living outside the limits of the
village, they experienced various needs which clashed with the
narrow, traditional framework of family village life. These other
modes of thought and behaviour patterns, which were learned in
different places, working conditions and social groups, the fre-
quent encounters with the police and the authorities during the tire-
some search for work, the experience of begging, petty criminality
and vagrancy, as recorded in hundreds of cases of local criminal
proceedings, and even the freer forms of sexual relationships and
sexual practice — all inevitably brought into question the one-
sided, patriarchal and strict system characteristic of Kiebingen. The
new mode. of thought could not simply be left behind at the village
boundary when migrant workers returned home. In the eyes of the
village peasants, the new modes of thought naturally seemed to
threaten their ideas of work discipline, obedience and morality, and
to constitute an erosion of their hierarchical values and general
social order. Just like every deviation from traditional behavioural
norms, so these new ideas had to be censured and suppressed. Yet
there were signs of them everywhere: in the form of illegitimate
children, ‘whom the young women mainly brought back from
248 Peasants and Others
account the fact that the work migration of the Kiebingen lower
classes, both, under pre-industrial and advanced capitalist condi-
tions, clearly followed the trade cycle. However, the highest migra-
tion quotas between 1830 and 1931 were not, as one might have sus-
pected, in crisis years, when economic conditions in the village were
particularly bad and external relief especially necessary. On the
contrary, they occurred in periods of exceptional prosperity. In fact
the majority of workers flooded back into their home village at the
onset of an economic recession and attempted to reintegrate them-
selves into the family subsistence economy, or, if necessary, to
obtain support and help from the parish authorities. Thus the
minutes of the council proceedings in December 1846 noted for
example,
The explanation for this withdrawal to the village and the rever-
sion to old village survival strategies can be found outside
Kiebingen at the level of society as a whole. In crisis periods, com-
munities which had been centres of in-migration, took care that
they did not have a community of needy, unsettled and unem-
ployed strangers. It was specifically the country workers who were
driven back to their home villages and treated as an ‘industrial
reserve army’ with strict refusals of support and official residence
prohibitions. This policy continued until the economic barometer
rose again. Even in the economic crisis in the years following 1929
this remained a customary and legal practice in Wiirttemberg.
For communities like Kiebingen this pattern of in-migration
during crisis had serious consequences. The two camps in the
village — the farmers and worker-peasants — were constantly
opposed to each other in the same points and on the same fronts at
times of economic depression, when things were tense anyway.
There was always discussion about the common rights of those
250 Peasants and Others
IV
of a secure livelihood. . .*
Vv
Notes
1. Wolfgang Kaschuba and Carola Lipp, ‘Kein Volk steht auf, kein Sturm bricht
los. Stationen dérflichen Lebens auf dem Weg in den Faschismus’, in J. Beck et al.
(eds.), Terror und Hoffnung in Deutschland 1933-1945 (Reinbek, 1980),
pp. 111-55.
2. Rottenburger Zeitung 3 October 1934.
3. Gunther Ipsen, ‘Landvolk und industrieller Lebensraum im Neckarland’,
Raumforschung und Raumordnung, vol. 5 (1941), pp. 243-57, esp. p. 256.
4. Oskar Negt and Alexander Kluge, Offentlichkeit und Erfahrung (Frankfurt,
1973), p. 79.
5. The following anecdotes and data are the result of a village study carried out
264 Peasants and Others
some years ago with my colleagué, Carola Lipp. Here we try to link the socio-
historical and folk views of the rural process of history. (Wolfgang Kaschuba and
Carola Lipp, Dérfliches Uberleben. Zur Geschichte materieller und sozialer
Reproduktion landlicher Gesellschaft im 19. und friihen 20. Jahrhundert,
(Tiibingen, 1982).) We have therefore dispensed with citing individual sources in the
following sections.
6. See also the contribution of Utz Jeggle in this volume (Chapter 11) as well as
his investigation in Kiebingen — eine Heimatgeschichte. Zum Prozess der Zivilisa-
tion in einem schwdabischen Dorf (Tiibingen, 1977).
7. Fernand Braudel, ‘Geschichte und Sozialwissenschaften. Die /ongue durée’, in
M. Bloch et al., Schrift und Materie der Geschichte (Frankfurt, 1977), pp. 47—85,
esp. p. 55 et seq.
8. Otto Triidinger, ‘Die Wechselwirkungen von Industrie und Landwirtschaft im
Wirtschaftsaufbau Wiirttembergs’, Wurttembergische Jahrbiicher ftir Statistik und
Landeskunde (1934/35), pp. 111—29, esp. p. 112.
9. Martine Segalen, ‘‘‘Sein Teil haben’’: Geschwisterbeziehungen in einem
egalitaren Vererbungssystem’, in H. Medick and D. Sabean (eds.), Emotionen und
materielle Interessen (Gottingen, 1984), pp. 181—98.
10. Hans Medick, ‘Zur strukturellen Funktion von Haushalt und Familie im
Ubergang von der traditionellen Agrargesellschaft zum industriellen Kapitalismus:
die protoindustrielle Familienwirtschaft’, in W. Conze (ed.), Sozialgeschichte der
Familie in der Neuzeit Europas (Stuttgart, 1976), pp. 254-82.
11. Karl Marx, Das Kapital, Vol. I (Berlin, 1969), p. 92.
12. David Levine, ‘Proletarianisation, Economic Opportunity and Population
Growth’, in W. Conze (ed.), Sozialgeschichte, pp. 247—53, esp. p. 247.
13.,1bid.; p.247.
14. The attitude to marriage, the demographic processes, and their significance in
Kiebingen’s history have been thoroughly investigated and documented by Carola
Lipp in the second part of the joint village study: ‘Dérfliche Formen generativer und
sozialer Reproduktion’, in Kaschuba and Lipp, op. cit., pp. 287—598.
15. Heinz Reif, ‘Theoretischer Kontext, Ziele, Methoden und Hingrenzung der
Untersuchung’, in J. Kocka et al., Familie und soziale Plazierung (Opladen, 1980),
p. 45 et seq.
16. Hans Medick and David Sabean, ‘Emotionen und materielle Interessen in
Familie und Verwandtschaft’ in ibidjm Emotionen, pp. 27—54.
17. Josef Mooser, ‘Gleichheit und Ungleichheit in der landlichen Gemeinde’,
Archiv fiir Sozialgeschichte, Vol. 19 (1976), pp. 231—62.
18. Georges Balandier, Politische Anthropologie (Munich, 1976), p. 64.
19. Edward Shorter, ‘La vie intime’, in C. Ludz (ed.), Soziologie und Sozialge-
schichte (Opladen, 1972), pp. 531—49, esp. p. 538.
20. Hermann Losch, ‘Lohnhdhe und Lebenskosten’, in Wairttembergische
Jahrbiicher fiir Statistik und Landeskunde (1919/20), pp. 246—58, esp. p. 257.
21. Jiirgen Habermas used this category in his Theorie des kommunikativen
Handelns, (Frankfurt, 1982).
1 THE RULES OF THE VILLAGE
On the Cultural History of the Peasant World in the
Last 150 Years*
Utz Jeggle
265
266 The Rules of the Village
Il
and, with old age, to the children once more. ‘Have you divided up
your property then?’ was the question that was asked in Kiebingen
of every family whose members appeared to get on with one
another reasonably well. Jealousy and ill-will have not departed
even today; there are still parents who only communicate with their
children through a lawyer, and brothers in the same line of business
who poach each other’s customers by lowering their prices, even at
the risk of their own financial collapse. Nowadays one might be
justified in calling such behaviour neurotic: in rural society it was
far from irrational, however: it was rightly said that ‘a brother is a
brother and a field a field’. Such a sentiment was one of the main
rules of the practical philosophy of social action: generosity was
too expensive to afford, mistrust was better. Boundaries were
drawn between people as sharp as those on the ground, and they
did not stop short of feelings and emotions, but regulated and
ordered them through utilitarian calculation. With 10 hectares, so
goes another saying, you don’t need love; others say, with 10
hectares love will come unasked-for.
The village is strict, it cannot afford to show mercy. It needs
order so that it can regulate the intercourse of its meagre space and
its teeming inhabitants.. The village has devised elaborate systems
for ordering its affairs, taken them into service and maintained
their existence. To the three-field system, which organised the space
within its boundaries, corresponded a code of behaviour in the
village and within the home, a code which, for all its rigidities, none
the less holds for us today a certain dignity, even a seductive degree
of security. Like the village land, so too the life that depended on it
was a whole, knit together by innumerable threads of custom and
order. Everything had its measure and stood in an observable
relation to the measure of other things:!° the size of the table to the
size of the family; the number of milk-churns standing in the yard
to the number of cows standing in the stall; the height of the hay-
rick to the potential number of calves to be raised; the logs in the
woodshed to the cold of the winter; the flour in the sacks to the
number and size of the family’s hungry bellies; the number of
children to the number of fields and to the hopes or fears of the
farmer and his wife at the prospect of a perilous and uncertain old
age.!!
Just as space was divided by boundary lines, so too was time.
The course of the day, of the year, of life itself, was structured by
boundaries. Isolated experiences and perceptions were impossi-
274 The Rules of the Village
bilities: bad weather in the morning accounted for anger the next
evening, despondency the next month and the danger of hunger the
next year. The rules of the village were thus not — as the discipline
of Volkskunde once maintained — the interplay of customs per-
formed by peasants in traditional costume like picturesque folk-
dances; they were choreographed by poverty and fear, and led by
cold, sickness, hunger and death. The strictness of the rules was a
necessity of life: no one could sit out this particular dance or any
part of it. It was called to the tune of economic circumstances, even
if long practice had given it cultivated forms, which at key
moments of life, such as baptism, marriage and death, found
modalities of emphasis and depth which we observe with admira-
tion today, which bound individual memories into the collective
experience. They gave meaning to a life which was exhausted itself
within the bounds of a simple village existence, but which none the
less was experienced by some as rich and beautiful despite all its
harshness. Whether or not this village life was less complex than
our own less closely-knit, more open world of experience, it was
certainly taken as a matter of course, as self-evident as bicycling is
for us, a skill which, once learned, is automatically exercised by
body and brain, and only surfaces to consciousness when we meet
an obstacle or fall off.
The system of rules which governed life in the peasant village was
thus not separate from life or observable as something discrete, but
was part of life itself, as natural as the air we breathe. The certainty
of appropriate social behaviour was like a sixth sense; the order
imposed by village society was carried out as naturally as smelling
or hearing. For this reason, it was necessary for the people who
moved in this social landscape continually to take stock of their
position and report it to their fellows. The current meaning and
importance of a moment in time or a social space were transparent
to the eyes of the villagers. The almost supernatural significance
possessed by boundary marks even today has its expression in the
condemnation of those who transgress them.!? Such people com-
monly suffered a fate in fairy-tales far worse than that of mothers
who killed their infant children. Similarly, there were marked and
easily-definable boundaries set to the use of time, so that the
working day, the working month and the working year were clearly
structured and set in an observable relationship to periods of rest
and breaks, which were most commonly announced by visible or
audible signs, such as the ringing of a bell, the saying of a prayer,
The Rules of the Village 275
Il
All this gave a high degree of similarity to the life-histories of all the
village’s inhabitants. It also gave them security. The predictability
of life was the best insurance against shocks and surprises. Mem-
bership of a particular family was already a prediction of a certain
specific future for a child: knowledge of its parenthood gave every
villager the ability to make prophecies, the accuracy of which
would be the envy of every fortune-teller. They knew how much
land the child would one day own, how rich he or she would be,
into which social group he or she would marry; the occult powers
of the Eve of St Thomas when, standing naked and throwing a log
behind her, allowed a village girl to see the future,!® were seldom
frustrated, for the choice of possible suitors was not large and if the
log could never conjure up a fairy prince, it could at least conjure
up her own subconscious preference for Miiller’s Fritz or Meier’s
The Rules of the Village 277
poor, with less than 1 hectare a piece, who lived in perpetual hard-
ship and uncertainty, and often had no idea where their next meal
was coming from. These three groups to some extent formed
separate social milieux within the village; the barriers between the
lowest level and the rest were very real and even grew harder as the
nineteenth century progressed; while the village élite married
almost exclusively among themselves, at least until the late 1860s.”!
Property relations thus divided the villagers into separate groups
who found it far from easy to integrate one with another.
In south-west Germany, indeed, the poorer peasants so clearly
lived below the poverty line that it would have been surprising that
the villagers kept the peace for so long had they not experienced the
social hierarchy of the village as something preordained. Social dif-
ferences appeared to them as natural as sexual differences: or, to
put it another way, having was a decisive aspect of being, posses-
sion of existence; a villager might perhaps filch a furrow from a
neighbour’s field for a time, but to ask why he had more land was
unthinkable. Questioning the system of land distribution in a
fundamental way was as absurd as questioning the weather. Such a
rigorous ordering of society could only be sustained by strictness. It
seems, at first sight at least, as if the village children had no diffi-
culty in accustoming themselves to the village order, though they
had reason enough to rebel. There were occasional flare-ups, but
they were not regarded as genuine rebellions by the village, rather
as suckers on a rose, or untidy growth on a bush, to be clipped back
into order at the earliest opportunity. Yet to my mind it must have
been far from easy to have been pulled through a needle’s eye of
this kind, and our impression now, after two village studies, is that
the placid surface of everyday life concealed violent eddies and
turbulences of the psyche whose number was far from insignifi-
cant.”
The peasant village found an interesting way of creating distance
from some of its members while keeping them within the commu-
nity in the case of the village idiots. They may have been mocked
and stigmatised — though no villager would admit it — but they
were always supported by the community. They were classified as
nature’s mistakes; they were not regarded as sick, and because of
this they were not carted off to the asylum. A grain of madness had
its place in everyday village life too: village stories indicate how
demoniacal and supernatural forces led an accepted existence
within the community alongside ultilitarian and reasoned, causal
The Rules of the Village 279
house to house collecting stale bread and leftovers for their own
sustenance. It was the danger of falling into such an abyss that
made the barriers between the different kin-groups — or in our
own parlance, social strata — in the village so watertight. Those
who nevertheless fell through the occasional gaps in them served as
a permanent warning to others not to suffer the same fate. The
propertied inhabitants of the village knew at the bottom of their
hearts that these social failures were basically the same as they
were, they had just made a fatal mistake, and this knowledge
inflated their fear to vast proportions, overcoming every tempta-
tion to break the rules even for a moment, even if they would have
enjoyed doing so.
This function of those who otherwise had no function in village
society was generally accepted and maintained. Village outcasts
and drop-outs were treated harshly, but they were not abandoned.
The village idiot, the village whore, the thief and the beggar were
socially despised and could be badly treated, but they were not
banished from sight, as occurred with the institutionalisation of the
poor, the criminal and the handicapped in the city. The village
accepted them as a kind of counter-image of the proper order of
things. Just as the trousseau cupboard of the farmer’s daughter
confirmed this life as a good one, so too did the face, furrowed
with the effects of drink and worry, of the beggar who was main-
tained in the poorhouse with his wife and children at the expense of
the community. Like holy untouchables, the despised in the village
community were honoured, they were useful for the experience of
their uselessness, their shattered existence enabled the more pros-
perous to contain their own secret desire to break out of the mould
of village life, and to connect this desire in their minds with the
unhappy fate of those outcasts who seemed to have succumbed to
it.
Perhaps this also helps explain why rebellion within the village
was invariably interpreted as the outcome of unhappy fate and
failed ambition, so that rebels were rendered harmless because their
rebellion could never become a model, but always, in this scheme
of interpretation, remained a warning and a deterrent. The
inherited ‘right’ way of doing things did not allow the emergence of
new ‘alternative’ ways; those who refused to tread the known paths
of village life could only be thought of as having lost their way.
This open rebellion could only find satisfaction through emigration
to the city or across the ocean. ‘Inner’ rebellion, the way to self-
282 The Rules of the Village
IV
The fear of deviance from the village norms called forth such
rigorous preventive measures because, in the end, the danger of
deviance was growing steadily greater. The decline of village life
could already be observed in the nineteenth century: today it has
been shaken to its foundations, and little remains of the earlier
order of things in the villages of our own time. The ties that once
bound life and work so tightly together have been broken, and only
fragments remain, often with a significance that bears little relation
to their former meaning. Humanity has changed the environment
more rapidly than it can itself adapt to it. There are different
rhythms in history; the world is not everywhere turned upside down
at the same pace or at the same time. Such irregularities can create
problems of course, but they can also help and protect those whose
lives are subject to such drastic changes by allowing them gradually
to alter the direction of their journey when it threatens to go the
wrong wa’.
The integrity of village life has been broken, and an element of
closeness, familiarity and security of intercourse has been lost. Yet
there has been a corresponding gain in freedom of choice as well.
The old system of village rules was not the product of chance, but
the creation of the village economy — in this case based on the
requirements of the three-field system. The material productive and
reproductive conditions of village life have been revolutionised:
very few of the villagers are engaged in agriculture today, the off-
spring of once-prominent farming families now work in factories
and the few remaining full-time farmers have put their farms on a
business footing and have long since ceased to be the undisputed
The Rules of the Village 283
fire station was hostile: we had made one of the villagers appear
ridiculous. In the village people enjoy observing the weaknesses of
others, especially when they come from outside, and they had
indeed come for just such a purpose; but the weak are protected at
the same time from the eyes of strangers, whom such matters, it is
felt, do not in the end concern. The village — even this village,
where there were scarcely any farmers left and people worked
mostly in the surrounding towns — still possesses the strength to
defend itself against inquisitive strangers and pushy newcomers.
The village still exists, now as before, as a communicative structure
with its own domestic and foreign policies, and even if the latter is
more pacifically inclined than was our experience in the second
village we studied, one should still have no illusions about its
effectiveness.
These may not be ‘facts’ as far as historians are concerned, they
are not even the products of the conventional methods of oral
history, but are experiences emerging from the confrontation
between a researcher and his field. They are to a certain extent just
the accidental by-product of a researcher’s misfortune and incom-
prehension. The rules of village life nowadays are no longer con-
fined to the village itself, they are to be found in Common Market
regulations, Education Acts, industrial relations, church policies
and the like, in far more amplitude, detail and consistency. But if
we want to find out how village people live within the rules, and
how they deal with them, then we need to employ, I believe not
only the tools of social history, but also the methods of ethno-
logical research.
Notes
Ian Farr was born in 1951 and studied Modern History at the
University of Durham. In 1972/73 he was Research Assistant at
University College, Lampeter. Since 1976 he has been Lecturer in
European History at the University of East Anglia. His publica-
tions on Bavarian peasant society and politics in the nineteenth
century have included articles on the Peasant Leagues and on
‘Haberfeldtreiben’, the German charivari.
Willian W. Hagen was born in 1942 and studied at Harvard and the
University of Chicago. He is the author of Germans, Poles and
Jews: the Nationality Conflict in the Prussian East 1772—19]14
(Chicago, 1980) and a number of articles on aspects of the rural
social history of early modern Brandenburg. He is currently pre-
paring a book on manor and village in Brandenburg from the six-
teenth to the nineteenth centuries. Since 1970 he has been teaching
at the University of California, Davis, where he is currently
Professor of History.
290
Notes on Contributors 291
Christel Heinrich was born in Bernau, near Berlin, in 1931 and has
been on the staff of the Academy of Sciences of the GDR, where
she is currently a member of the Department of Cultural History
and Ethnology in the Central Institute for History. She holds a
degree in Ethnology from the Humboldt University and is the
author of contributions on migrant labourers and on family life
and festivals in the multi-volume study of the Magdeburger Borde
currently in progress at the Institute.
Hainer Plaul was born in 1937 and studied Philosophy and Eth-
nology at the Humboldt University, Berlin. He gained doctorates in
292 Notes on Contributors
Regina Schulte was born in 1949 and studied History, German and
Sociology at the Universities of Bonn and Munich. In 1977 she
gained her doctorate with a dissertation on prostitution in nine-
teenth-century Germany, Sperrbezirke: Tugendhaftigkeit und
Prostitution in der biirgerlichen Welt (Syndikat Verlag, 1979).
From 1982 to 1984 she held a Research Fellowship at the German
Historical Institute, London, and she is currently Assistant in the
Institute for History of the Technical University of Berlin. Her
work on peasant society in Bavaria has appeared in a number of
journals and collections.
Gerhard Wilke was born in KGrle, Hesse in 1948, left school in 1962
and served an apprenticeship as a butcher. He went to Ruskin
College, Oxford in 1969 and studied Sociology and Social Anthro-
pology at King’s College, Cambridge from 1971 to 1974. He is at
present Lecturer in Sociology at a College of Further Education in
London. Together with Ernst Parkin he published a study of the
major plays of Samuel Beckett, ‘Schluss mit Warten’, in Das Werk
von Samuel Beckett (Suhrkamp, 1975). His research on the oral
history and historical anthropology of the village in which he grew
up has been presented in a number of articles and contributions,
including radio and television broadcasts for the Open University.
INDEX
293
294 Index
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(continued from front flap)
2. Peasants and Markets: The Back-
ground to the Agrarian Reforms in
Feudal Prussia East of the Elbe,
1760-1807
Hartmut Harnisch, Academy of
Sciences of the German Democratic
Republic
3. The Junkers’ Faithless Servants:
Peasant Insubordination and the
Breakdown of Serfdom in
Brandenburg-Prussia, #763-1811
William W. Hagen, University of
California, Davis
4. The Rural Proletariat: The Everyday
Life of Rural Labourers in the
Magdeburg Region, 1830-1880
Hainer Plaul, Academy of Sciences of
the Germany Democratic Republic
5. Farmers and Factory Workers: Rural
Society in Imperial Germany: The
Example of Maudach
Cathleen §. Catt, University of
East Anglia
6. Peasants and Farmers’ Maids: Female
Farm Servants in Bavaria at the End of
the Nineteenth Century
Regina Schulte, Technical University,
Berlin
7. The Sins of the Fathers: Village Society
and Social Control in the Weimar
Republic
Gerhard Wilke, London
8. Peasants, Poverty and Population:
Economic and Political Factors in the
Family Structure of the Working
Village People in the Magdeburg
Region, 1900-39
Gisela Griepentrog, Academy of
Sciences of the German Democratic
Republic
9. Peasant Customs and Social Structure:
Rural Marriage Festivals in the
Magdeburg Region in the 1920s
Christel Heinrich, Academy of Sciences
of the German Democratic Republic
10. Peasants and Others: The Historical
Contours of Village Class Society
Wolfgang Kaschuba, University of
Ttibingen
11. ‘The Rules of the Village: On the
Cultural-History of the Peasant World
in the Last 150 Years
Utz Jeggle, Univesity of Tiibingen
Notes on Contributors
Index
Richard J. Evans is Professor of European
History at the University of East Anglia.
W.R. Lee is Senior Lecturer in Economic
History, and Assistant Director of the
Institute for European Population Studies
and of the Max Weber Centre for Applied
German Studies, at the University of
Liverpool.
AWUUIUNNOUOT
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