Nagin (2005)
Nagin (2005)
What Has Been Learned from Group-Based Trajectory Modeling? Examples from Physical
Aggression and Other Problem Behaviors
Author(s): Daniel S. Nagin and Richard E. Tremblay
Source: Annals of the American Academy of Political and Social Science, Vol. 602,
Developmental Criminology and Its Discontents: Trajectories of Crime from Childhood to Old
Age (Nov., 2005), pp. 82-117
Published by: Sage Publications, Inc. in association with the American Academy of Political and Social
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The focus of this article is model
group-based trajectory
ing. Its purpose is threefold. The first is to clarify the
statistical of a
proper interpretation trajectory group.
The second is to summarize some on the
key findings
course of aggression and other
developmental problem
behaviors that have from the of
emerged application
models and that in the authors'
group-based trajectory
judgment are important to the fields of developmental
criminology and developmental psychopathology. The
third is to lay out some guidelines on the types of prob
may
for which
be
particularly
use of
group-based
productive.
trajectory modeling
Group-Based
Trajectory use the term
developmental
Psychologists
trajectory to describe the course of a behav
Modeling? ior or outcome over age or time. Until about a
decade ago, the two main branches of methodol
Examples ogy for analyzing developmental trajectories
were hierarchical and
from Physical modeling
Raudenbush 1987, 1992; Goldstein 1995) and
(Bryk
Behaviors
Daniel S. Nagin is Teresa and H. John Heinz HI Profes
sor of Public Policy and Statistics at the Heinz School,
Carnegie Mellon University. He is an electedfellow of the
American Society of Criminology and of the American
Society for the Advancement of Science and is a 1985
By recipient of
the Northeastern Association of Tax Admin
in Tax Administration. He
DANIEL S. NAGIN istrators Award for Excellence
is author of Development
of Group-Based Modeling
and
(Harvard University Press, 2005).
RICHARD E. TREMBLAY Richard E. Tremblay isCanada Research Chair in child
development, professor of pediatrics/psychiatry/
on Chil
psychology, and director of the Research Unit
dren's at the
Psychosocial Maladjustment University of
Montreal. He is also the Joannes Groen at
Professor
Utrecht University in the Netherlands, director of the
Centre of Excellence for Early Child Development, afel
low of the Royal Society of Canada, afellow of the Acad
emy of Experimental Criminology, and theMolson fel
low of the Canadian Institute Advanced Research.
for
DOI: 10.1177/0002716205280565
to one or more
trajectory parameters explanatory variables. Modeling individual
level differences requires that assumptions be made about the distribution of tra
jectory parameters in the population. Both hierarchical modeling and latent curve
assume that the parameters are distributed the
analysis generally throughout
to the multivariate normal distribution.
population according
Group-based trajectory modeling takes a qualitatively different approach
to
modeling individual differences. Rather than assuming that the population distri
bution of trajectories varies continuously across individuals and in a fashion that
can a
ultimately be explained by particular multivariate distribution of population
it assumes that there may be clusters or
parameters (usually normal), groupings of
distinctive developmental trajectories that themselves may reflect distinctive etiol
In some the groups may be literal entities. For the
ogies. applications, example,
of some on the users' In many other
efficacy drugs depends genetic makeup. appli
cation domains, however, the groups should not be as
thought of literally distinct
entities. They serve rather as a statistical to a more
approximation complex
underlying reality.
One use of finite mixture models is to approximate a continuous distribution
function (Everitt and Hand 1981; Heckman and Singer 1984; Titterington, Smith,
and Makov 1985). For example, Everitt and Hand (1981) described the use of a
mixture of univariate normal distributions to approximate any unspecified
univariate distribution function. McLachlan and Peel (2000,8) described such use
of finite mixture as a "niche between and nonparametric
modeling parametric
to statistical estimation. . . . [M]ixture model-based are
approaches approaches
in are
parametric that parametric forms specified for the component density func
tions, but that they can also be regarded as nonparametric by allowing the number
of components to Pickles and (2003, 541) noted
[groups] grow." Similarly, Angold
that "both theoretical and empirical work in statistics has shown that the
FIGURE 1
USING GROUPS TO APPROXIMATE AN UNKNOWN DISTRIBUTION
Panel A
0.10
M
0.05 ?\
O.OO ?\
Panel B
0.10 -H
.M
0.05
O.OO ?\
always be high, while others will become increasingly depressed" (p. 509). Instead,
he recommended amultinomial statistical framework such as that provided by the
return to this point in a later section, where we
group-based trajectory model. We
out on domains in which trajectory
lay guidelines application group-based
modeling may be particularly useful.
psychopathology.
GROUP-BASED TRAJECTORYMODELING 87
At the outset, we that we are not suggesting that these results were
emphasize
not obtainable some alternative method but
using only that the group-based
approach greatly facilitated their discovery and communication. In the next sec
tion, we discuss guidelines for the types of analyses for which group-based model
ing is particularly well suited.
Throughout this review, we will refer to trajectory groups as if they are literal
entities. It should be understood that this is literary convenience for clear commu
nication. As discussed in the prior section, trajectory groups, like all statistical mod
els, are not literal depictions of reality. Rather, they are only meant as a convenient
use of the term use of taxo
approximation. Our trajectory group is similar to the
nomic distinctions in Strickland, a and
biology. Hugh leading zoologist geologist
who was trying to change traditions in zoological nomenclature, observed,
year and listening to brutal lyrics set to throbbing music can change one s attitudes
about antisocial, aggressive behavior. In children, it can lead to more aggressive
behavior and also can evoke unwarranted fears and defensive actions. Whatever
the violent content, movies and television exert powerful influences through visual
imagery and dramatic characterizations; video games may have similar effects."
Over the past decade, the authors have collaborated on a series of studies that
the held view, articulated in these two blue-ribbon
challenge widely panel reports,
that physical aggression is a learned behavior. Instead, we have
argued that physi
cal aggression is an innate behavioral not need to be learned.
tendency that does
Rather, it is a behavior that we must learn to control. a few studies have traced
Only
the developmental origins of physical aggression; the available evidence suggests
that, on average, it at a very young age?perhaps as young as two years old.
peaks
Cairns, Cairns, and colleagues (Cairns and Cairns 1994; Cairns et al. 1989) found
that physical aggression, on average, decreased rather steadily from ages ten to
et al. (1999) a in in
eighteen. Tremblay reported steady decline physical aggression
a of Montreal males from ages six to fifteen. Similar results are found in a
sample
Pittsburgh, Pennsylvania-based longitudinal study (Loeber and Hay 1997). Stud
ies of to age six are even rarer, but the little evidence that
physical aggression prior
is available suggests that humans begin physically aggressing others as soon as they
have the physical capacity to do so (Tremblay et al. 1999, 2004).
GROUP-BASED TRAJECTORYMODELING 89
Still, average tendencies may conceal the late emergence of physical aggression
among subpopulations. It is on this that has
point group-based trajectory modeling
a crucial role in the case the view that the
played methodological building against
late emergence of physical aggression is the norm rather than the
exception. Space
does not permit a full summary of this evidence (but see Tremblay and Nagin
[2005] for a full elaboration). Instead, we summarize evidence from several key
studies that highlight the important methodological role group-based trajectory
has in this inquiry into the
modeling played developmental origins of physical
aggression.
The first published study using group-based trajectory modeling that chal
the idea of late onset was and (1999).
lenged physical aggression Nagin Tremblay
This study was based on a prospective of about one thousand
longitudinal study
white, French-speaking males from low-socioeconomic-status in
neighborhoods
Montreal. Among many other variables, the data include teacher ratings of
physi
cal aggression at age six and again at ages ten to fifteen. Teachers were asked to rate
the frequency with which each
boy kicks, bites, and/or hits other children; fights
with other children; and bullies or intimidates other children. Figure 2 reports the
trajectory model in that
preferred four-group identified analysis. A group called
"lows" is composed of individuals who display little or no physically aggressive
behavior. This group is estimated to comprise about 15 percent of the
sample pop
ulation. A second group, comprising about 50 percent of the population, is best
labeled "moderate declining." At age six, boys in this group displayed a modest
level of physical aggression, but by age ten
they had largely desisted. A third group,
about 30 of the is labeled
comprising percent population, "high declining." This
group starts off on at age six but scores far lower
scoring high physical aggression by
age fifteen. this marked decline, at age fifteen continue to
Notwithstanding they
a modest a small group of
display level of physical aggression. Finally, there is
"chronics," making up less than 5 percent of the population, who display high levels
of physical aggression throughout the observation period.
These trajectories are notable both for what is present and what is not present.
As for what is present, all are stable or from age six on. Thus, over the
declining
from age six to fifteen, there is no evidence of rising physical aggression
period
even among a small in these data. As for what is not present, we see
subpopulation
no evidence of late-onset-like
trajectories of physical aggression, namely, a trajec
tory that rises from a zero or level at some point between six and fifteen.
negligible
Because the trajectories are at their highest at age six, this suggests that to under
stand the developmental origins of physical aggression in these we need to
boys,
look back in time prior to age six rather than forward in time into their adolescence.
Our failure to find late-onset-type trajectories of physical aggression is not
unique to these Montreal males. A of five additional
follow-up analysis prospective
studies?one more from Canada, two from New Zealand, and two
longitudinal
from the United States?again found no evidence of the onset of physical aggres
sion after age six et al. 2003).
(Broidy
It is also important to emphasize that the absence of late onset trajectories in
these analyses of six different data sets from around the world is not an artifact of
90 THE ANNALS OF THE AMERICAN ACADEMY
FIGURE 2
TRAJECTORIES OF PHYSICAL AGGRESSION
6 10 11 14 15
FIGURE 3
OF INDIRECTAGGRESSION
TRAJECTORIES
c
0 1.5
"3
CO
0>
o>
CD
2
c
c 0.5
8
2
Age inyears
-Low 69.5%;
-High rising:30.5%
FIGURE 4
TRAJECTORIES OF PHYSICAL AGGRESSION FROM AGES THREE TO ELEVEN
no
onset of physical aggression in adolescents among individuals with history of
childhood physical aggression, and if there is, whether that violence is
physical
chronic and sustained rather than episodic.
Both analyses are based on dual trajectories models, which are designed to
two distinct but related measurement
explore the linkage between conceptually
series (Nagin and Tremblay 2001a; Nagin 2005). In both analyses, the two measure
ment series were six to thirteen based on the teacher ratings
physical aggression from
described above and self-reported violent delinquency from thirteen to seventeen.
The self-reported violent delinquency scale sums the boy s report of the frequency
with which he engaged in a
fistfighting, gang fighting, carrying/using deadly
or someone, and an at someone.
weapon, threatening attacking throwing object
Brame, Nagin, and Tremblay (2001) used what Nagin (2005) called a con
strained dual trajectory model. In the constrained model, each trajectory for child
hood physical aggression is uniquely combined with a trajectory of adolescent vio
shows two of the seven combined were
lent delinquency. Figure 5 trajectories that
in that Both a level of
reported analysis. groups display consistently high physical
aggression from age six to thirteen. Despite the similarity of their childhood
FIGURE 5
TWO TRAJECTORIES OF CHILDHOOD PHYSICAL
AGGRESSION AND ADOLESCENT VIOLENT DELINQUENCY
BASED ON THE CONSTRAINED DUAL TRAJECTORY MODEL
ChildhoodPhysicalAggression AdolescentViolentDelinquency
-High Child-Low
Adol(3%)
-High-Child-High
Adol(10%)
13 14 15 16 17
10 11 12 13
Age
cence, despite their high aggression in childhood. This group, which was called the
Thus, Brame, Nagin, and Tremblay (2001) found only one group that might be
characterized as a late onset violence group. The group called the low childhood
adolescent was estimated to make up
aggression/increasing aggression group only
10 percent of the
sampled population. The remaining 90 percent followed dual tra
of either or from ages six to
jectories steady declining physical aggression
seventeen.
94 THE ANNALS OF THE AMERICAN ACADEMY
The Nagin andTremblay (2002) analysiswas based onwhat Nagin (2005) called
the general dual trajectory model. Three key outputs of the are
general dual model
(1) the shape of the trajectory of each group for both measurement series, (2) the
in each such trajectory group, and (3) the
probability of membership joint proba
of in trajectory groups across behaviors. This final
bility membership output is key.
It provides the capacity for
specifying the linkage between teacher-rated childhood
physical aggression from ages six to thirteen with self-reported violent delinquency
in adolescence from ages thirteen to seventeen. Thus, the general model relaxes
the constraint of the model used in Brame, Nagin, and
Tremblay (2001 )of a unique
identification between the trajectories of childhood physical aggression and of
adolescent violence. The Nagin and Tremblay (2002) analysis examined whether
this constraint might have been more substantial evidence of late onset
concealing
violence.
The trajectories of physical aggression from ages six to thirteen and violent
from thirteen to seventeen are in
delinquency ages reported Figures 6 and 7,
The and sizes of in are vir
respectively. shapes the childhood trajectories Figure 6
identical to those in Nagin and (1999) for the age period
tually reported Tremblay
six to fifteen. The one exception concerns the size of the chronic group, which is
three times than in the earlier analysis, 11 percent versus 4
nearly larger percent.
We attribute the increased size of the chronic group to the two-year truncation in
the observation period in this analysis.
The five trajectories in Figure 7 for the adolescent not been
period, which had
previously reported, deserve greater elaboration. The two
largest trajectory
groups, labeled the low 1 and 2 groups, combined to account for 65.8 percent of the
FIGURE 6
PHYSICAL AGGRESSION TRAJECTORIES FROM AGES SIX TO
THIRTEEN BASED ON THE GENERALIZED DUAL TRAJECTORY MODEL
10 11 12 13
Age
-
Never (14.5%) Moderate Declining (44.4%)
High Declining (30.1%) -Chronic (11.0%)
tion that overall physical aggression tends to decline with age. Still, there is a very
of While are a small
interesting group "rising" boys. they minority of the population
(16.5 percent), their size is nontrivial. Indeed, they comprise nearly 50 percent of
the 35.3 percent in the three trajectory groups that engage in more than very
occasional physical aggression.
How do the adolescent trajectory groups link up with the
physical aggression
childhood physical aggression trajectories? Table I reports the conditional proba
bility of "transitioning" from each of the age six to thirteen physical aggression tra
jectory groups to the various age thirteen to seventeen violent delinquency trajec
tory groups. For example, the estimated probability of an individual in the
moderate childhood group transitioning to either the low 1 or 2 adoles
declining
cent trajectory group is .73. to the
By contrast, the probability of his transitioning
chronic group is less than .02.
The transition probabilities conform to long-standing results on the continuity
of problem behaviors. Across the childhood physical aggression groups, the low
childhood group is most likely to transit to the low 1 or 2 adolescent trajectories
(.90), whereas the chronic group is least likely (.30) to transit to this group. In
between are the moderate and high declining childhood physical aggression
groups with probabilities of .73 and .53, respectively. Conversely, the low child
hood group is least likely to join any of the three high adolescent trajectory groups
96 THE ANNALS OF THE AMERICAN ACADEMY
FIGURE 7
TRAJECTORIES OF VIOLENT DELINQUENCY FROM AGES THIRTEEN
TO SEVENTEEN BASED ON THE GENERALIZED DUAL TRAJECTORY MODEL
14 13 15 17 16
Age
- -
-*- Low 1 (29.5%) Low 2 (36.3%)
-T*- Rising (16.5%) -*- Declining (10.8%)
-*- Chronic (6.8%)
TABLE 1
PROBABILITY OF ADOLESCENT VIOLENT
DELINQUENCY TRAJECTORY GROUP MEMBERSHIP CONDITIONAL
ON CHILDHOOD PHYSICAL AGGRESSION TRAJECTORY GROUP
Adolescent Group
Childhood Group Low 1& 2 Rising Declining Chronic
.90
Low .09 .00 .01
= .09 + .01 +
(.10 .00) and the childhood chronics are most likely to transit to these
= .27 + .21 +
trajectories (.70 .22).
The transition probabilities are also consistent with prior research that finds
with age. For all groups, including the
generally declining physical aggression
childhood chronics, the modal transition is to the low 1 or 2 adolescent trajectory
GROUP-BASED TRAJECTORYMODELING 97
groups. Furthermore, with the exception of the childhood chronic group, this
exceeds .5. the of in the two lowest child
probability Conversely, probability boys
hood groups transiting to the chronic adolescent group is negligible. Still, a sizable
minority of individuals in the two lowest childhood trajectory groups transit into
one of the three
higher adolescent trajectory groups?10 percent and 23 percent,
respectively, for the low and moderate declining childhood groups.
The results of this application of group-based a
trajectory modeling suggest
more nuanced version of the "no late onset of
physical aggression" hypothesis?
physical aggression ismostly declining from childhood through adolescence. How
ever, the finding that a small minority of boys appear to have a late onset physical
aggression should not obscure the central finding that has emerged from these
applications of group-based trajectory modeling. The dominant trend among all
is either or stable Thus, to under
trajectory groups declining physical aggression.
stand the developmental of it is that studies
origins physical aggression, imperative
at birth or
begin (ideally) prenatally.
Longitudinal studies of physical aggression with large samples that were initi
ated before the 1990s focused on schoolchildren and adolescents. A few studies
initiated in the past decade attempted to chart the
developmental origins of physi
cal aggression in the years. Results indicate that
preschool physical aggression
appears during the first year after birth (Tremblay 2004a, 2004b). All applications
of group-based trajectory modeling show that the frequency of aggression
increases rapidly during the second year after birth, reaches a peak between
twenty-four and forty-two months after birth, and then decreases steadily (C?t?,
Vaillancourt, LeBlanc, et al. 2004; National Institute of Child Health and Develop
ment [NICHD] 2004; Tremblay et al. 2004). These data map on very well to the
data from studies on school-age children described above. Thus, the story that is
appearing from the patchwork of longitudinal studies from birth to adulthood is
that the peak in frequency of physical aggression for humans is during early child
hood, not during kindergarten, or
adolescence, early adulthood. This suggests that
rather than learning to physically aggress, children are learning not to physically
aggress. From this perspective, itwould be exists a sig
extremely surprising if there
nificant group of individuals who never used physical aggression during the pre
school years and initiated this behavior during adolescence. Based on the available
data, we hypothesize that children with relatively low levels of physical aggression
during the elementary school years who show an increase in physical aggression
were on a tra
during adolescence high trajectory during the preschool years. Only
with data from to late adolescence will enable
jectory analyses longitudinal infancy
us to test the "late onset"
hypothesis.
taxonomies
Clarifying developmental
There is a long tradition in developmental psychology of group-based theorizing
about both normal and pathological development. Examples include theories of
use (Kandel 1975),
personality development (Caspi 1998), drug learning (Holyoak
and Spellman 1993), language and conceptual development (Markman 1989),
98 THE ANNALS OF THE AMERICAN ACADEMY
depression (K?sen et al. 2001), eating disorders (Tyrka, Graber, and Brooks-Gunn
2000), alcoholism (Cloninger 1987), anxiety (Cloninger 1986), and the develop
ment of behaviors such as conscience (Kochanska 1997) and of antisocial
prosocial
behaviors such as delinquency (Loeber 1991; Moffitt 1993; Patterson, DeBaryshe,
and Ramsey 1989).
While such assignment rules are generally reasonable, limitations and pitfalls
are attendant on their use. One is that the existence of distinct tra
developmental
must be assumed a Thus, the cannot test for their pres
jectories priori. analysis
ence, a fundamental shortcoming. A second and related pitfall is the risk of simul
taneously "overfitting and underfitting" the data by creating trajectory groups that
reflect only random variation and failing to identify unusual but still real develop
mental patterns. Third, ex ante specified rules provide no basis for calibrating the
precision of individual classifications to the various groups that comprise the taxon
omy. Thus, the about an individuals group membership cannot be
uncertainty
in the form of
quantified probabilities.
To illustrate these limitations, consider the Haapasalo and Tremblay (1994)
study. While Haapasalo and Tremblay proposed five taxonomic groups, the appli
cation of group-based trajectory analysis described in
Nagin and Tremblay (1999)
found that the four-group model shown in Figure 2 best fitted the data. The Nagin
and Tremblay analysis provided formal statistical support for the presence of three
of the groups hypothesized in the and Tremblay taxonomy: the stable
Haapasalo
to the chronic trajectory group), the desisting high
high fighters (who correspond
(who correspond to the trajectory and the
fighters high declining group),
nonfighters (who correspond to the low trajectory group). However, there was no
a
evidence of trajectory corresponding to and Tremblay s late onset high
Haapasalo
or of a variable These are
fighter group high fighter group. examples of classifica
tions that likely resulted from overfitting the data, where random variation is
confounded with real structural differences.
Two other
examples of the utility of the formal group-based trajectory method
to ad hoc classification are studies and
compared procedures by Nagin, Farrington,
Moffitt (1995) and Lacourse et al. (2003). The former study was intended to test
several predictions of Moffitt s (1993) two-group taxonomic theory, including test
ing for the very presence of the trajectories predicted by her taxonomy. Based on
an of a classic data set assembled and West (1990), which
analysis by Farrington
included data on convictions from age ten to thirty-two in a sample of more than
four hundred males from a poor neighborhood in London, three offending trajec
tories were found. These trajectories are shown in Figure 8. One trajectory, which
in late adolescence, the adolescent limited group
peaks sharply closely matches
predicted by Moffitts theory. The high-hump-shaped trajectory, labeled high
chronic, is similar in some to Moffitt s second group, the LCP group. This
respects
group is in at age ten. However, their fre
already actively engaged delinquency
of antisocial at least as measured is
quency behavior, by conviction, very age
s rises until about
dependent?a pattern that is not anticipated by Moffitt theory. It
age eighteen and then begins a steady decline. By age thirty, it has dropped below
its starting point at age ten and is about equal to the rate of a third group called low
chronic offenders. This third group was not included inMoffitt s taxonomy. Thus,
the application of the group-based method provides basic confirmation of the
presence of the AL and LCP trajectories that Moffitt predicted in her taxonomy
but also suggests that the LCP trajectory may be more age-dependent than antici
100 THE ANNALS OF THE AMERICAN ACADEMY
FIGURE 8
TRAJECTORIES OF CONVICTIONS
o) 2.5
c
.2 2
S
> 1.5
c
? 1
Age
--
Never (69.5%) Adolescent Limited(12.4%)
FIGURE 9
TRAJECTORIES OF GANG MEMBERSHIP
1
CO
0.9
I
I 0.8
| 0.7
a 0.6
I 0.5
O
? 0.4
O
= 0.3
0.2
I
?0.1
I I I I I I I
11 12 13 14 15 16 17
Age
~+~
Childhood 12.8% Adolescence 12.8% Never 74.4%
SOURCE: Lacourse et al. (2003).
tion rules. In the childhood onset and adolescent onset groups shown in
principle,
are identifiable ex ante, but given the specific developmental course of
Figure 9
each, itwould be very difficult to identify them without a formal statistical method
A second, closely related advantage also stems from the use of a formal statis
ology.
tical structure. It is because of this structure that the methodology has the capacity
for chance variation across individuals from real differences and for
distinguishing
whether individual is real or random variation in behavior.
calibrating change only
onset trajectories are the a for
Because the childhood and adolescent product of
mal statistical model, there is a firmer basis for their reality than if they had been
constructed based on subjective classification rules.
Another important example of the clarifying role of the group-based trajectory
model involves the taxonomic distinction in the criminal career model between
an active offender and a desistor. Bushway, Thornberry, and Krohn (2003)
being
a "static" versus a
explored the distinction between what they call "dynamic" defini
tion of desistence in a of about nine hundred individuals from Rochester,
sample
New York, for whom have data on from
they self-reported general delinquency
ages thirteen to The static definition of desistance was in a
twenty-three. specified
form that conformed with much research in the tradition of the criminal career
102 THE ANNALS OF THE AMERICAN ACADEMY
as articulated
in the seminal work of Blumstein et al. (1986).
paradigm Specifically,
the static an individual was defined as a desistor
definition, if he or she self
by
at least one act prior to age none
reported committing delinquent eighteen but
thereafter. The dynamic definition was based on a comparison of trajectories of
offending.
of the group-based trajectory modeling to the Rochester data
Application yields
the seven-group model shown in Figure 10. Two of these seven trajectories, called
the very-low- and low-level offenders, involve individuals with very limited num
bers of self-reported delinquent offenses during adolescence and young adult
hood. They are basically nonoffenders. these individuals were esti
Collectively,
mated to comprise 55 percent of the sample. They also accounted for 79 percent of
so-called desistors by the static definition. Thus, if one were to compare desistors
the static definition with no offenders, the resulting analyses would amount to
by
little more than a of very infrequent offenders in adolescence with
comparison
their counterparts who remained completely inactive in adolescence. By contrast,
if the trajectory groups are used to define desistors, desistance is defined a
by
a a
group that goes through a period of substantial offending followed by decline to
diminished rate. By this definition, the bell-shaped desistors and possibly the inter
mittent offenders should be defined as desistors. Collectively, these two groups are
estimated to comprise about 17 percent of the sampled population, amuch smaller
group than that defined the static definition. Furthermore, there is little
by overlap
in the of desistors these two definitions of desistance. In our
population by judg
ment, the trajectory group-based definition of a desistor identifies a substantively
far more interesting and distinctive group of individuals than the static definition.
FIGURE 10
TRAJECTORY OF SELF-REPORTED DELINQUENCY
13 13.5 14 14.5 15 15.5 16 16.5 17 17.5 18 18.5 19 19.5 20 20.5 21 21.5 22 22.5
Age
an even more extreme version of this threshold effect inwhich the positive
depicts
association between x and y follows a step function inwhich y jumps to a new level
once x exceeds x*. Each of these alternative response functions is consistent
y*
with the theoretical prediction that more x tends to aggravate y.
Figure 11 depicts the statistical complexities that may attend capturing the rela
a a sta
tionship between single predictor variable and single outcome variable. The
tistical complexities that attend capturing the relationship between multiple pre
dictors and developmental are even more One
trajectories daunting.
to
straightforward approach begin exploring these complexities without assuming
functional forms is by stratifying the outcome variable and then examining the rela
tionship between the strata and other variables. One way of stratifying longitudinal
data on development is by grouping individuals into the trajectory groups identi
104 THE ANNALS OF THE AMERICAN ACADEMY
FIGURE 11
THREE HYPOTHETICAL DOSE RESPONSE RELATIONSHIPS
0 -1-L
0 1 I
fully resolve the however, because the convictions for theft and bur
discrepancy,
were included in the conviction data. Thus, this raised a new method
glary study
ological issue?a discrepancy between official records and the self-reports of
adults who reported nontrivial crimes. Resolution of this issue remains important
to this careers on
day because almost all published findings about criminal rely
official data.
As for theory, this investigation raised important questions about the definition
and explanation of desistance. The ALs had clearly desisted in some but not all
domains of antisocial behavior. Their domain-specific reformation from crime
raises important questions of what is meant desistance. Nagin,
conceptual by
Farrington, and Moffitt (1995) went on to point out the domains of reformation
were not random. The men to be
seemingly appeared avoiding forms of antisocial
behavior that would most jeopardize their stakes in conformity. One theoretical
implication of this speculation is that theories of desistance need to focus on multi
ple domains of behavior and the linkages between them.
106 THE ANNALS OF THE AMERICAN ACADEMY
A second
prominent finding concerned the predictive power of
parental charac
characteristics of the mother have teen
teristics?only predictive power. Whereas
onset of and low educational attainment for mothers were
parenthood significant
predictors of their male child's high aggression, these characteristics of the father
had no predictive power.
The prominent predictive power of mother characteristics
again revealed itself
in the of factors that the two
analysis distinguished high physical aggression
groups?the high declining trajectory and the chronic trajectory. Here we were
concerned with
identifying characteristics that distinguished the modestly large
fraction of boys who start off levels of
displaying high physical aggression but sub
sequently desist (28 percent) from the small but prominent group of chronics (4
GROUP-BASED TRAJECTORYMODELING 107
percent) who continue their physical aggression unabated. Only two such charac
teristics were identified?the mothers low educational attainment and teenage
onset of The odds of male offspring of poorly educated
childbearing. teenage
mothers not
desisting from a high level of physical aggression at age six are 9.3
times greater than those of their counterparts without such mothers.
While this was the first analysis to document that these two mother characteris
tics distinguish persistence from desistance of chronic physical aggression, a large
of evidence links teen onset of to a
body childbearing litany of unfavorable behav
iors and outcomes for the offspring. These include conduct disorder and other
problem behaviors in childhood et al. 2000), and school
(Wakschlag delinquency
out in adolescence Brooks-Gunn, and 1987; Morash
drop (Furstenberg, Morgan
and Rucker 1989), and criminality as an adult (Grogger 1997; Pogarsky, Lizotte,
and Thornberry 2003).
This study does not explain why teen onset of motherhood and low maternal
education are risk factors for chronic physical aggression in her
offspring. These
two maternal factors are
likely markers of maternal problem behaviors and circum
stances that give rise to bad outcomes for her offspring rather than the causes per
se. For more women are more to become teen
example, aggressive young likely
mothers and to drop out of school and are also more likely to be unresponsive par
ents. There is also evidence that women who begin childbearing early
are more
to use harsh and erratic These mothers may also be more prone to
likely discipline.
birth complications, which have been shown to be related to subsequent conduct
in the child (Arsenault et al. 2002; Raine et al. 1996). These
problems findings sug
gest that the mothers themselves may be the agents of the intergenerational trans
fer of chronic physical aggression. The results are not nearly definitive about the
in terms of the separate and interactive roles of
specifics of the transfer mechanism
biology, parenting practice (including the father), and the larger social environ
ment.
Notwithstanding, they do suggest that the intergenerational transfer mecha
nism may have for the child and at
profound consequences society large.
FIGURE 12
PREDICTED OFFENDING TRAJECTORIES
3t
Predicted Group 1
Offending
Rate 2.5 +
-Group 1
-Group 2
-Group 3
-Group 4
1.5 +
0.5 +
CVI CO
Age
SOURCE: Laub, Nagin, and Sampson (1998).
TABLE 2
COMPARISON OF GROUP MEANS FOR SELECTED
CHARACTERISTICS, BY GROUP MEMBERSHIP
Adolescent behavior
Arrest 0.45 0.45 0.37
frequency*
Unofficial delinquency* 15.6 14.0 13.6
attached to school* 21.6 35.9 39.7
Percentage
onset 15.4 14.1 9.6
Percentage early
Adult social bonds
38.5 18.9 10.3
Percentage divorce/separation by age
thirty-two*
40.8 34.4 18.4
Percentage "shotgun" marriage*
married 30.8 50.7 80.3
Percentage by age thirty-two*
of marriage at age -2.01 -0.47 0.69
Quality thirty-two*
Job stability at age thirty-two* -3.16 -1.37 0.50
This argument is far from sufficient for making the case that the bonds are the
cause of the desistance.
Notwithstanding, being able
to
plausibly rule out one
class of is an forward, a that was
important explanations important step step greatly
facilitated by application of group-based modeling.
Guidelines
for Choosing between Group-Based
Trajectory Modeling and Standard Growth Curve Modeling
is the more
For what types of problems group-based approach appropriate than
standard curve and for what types of is the standard
growth modeling problems
110 THE ANNALS OF THE AMERICAN ACADEMY
A second
guideline
concerns the motivation for the analysis. One common aim
of analyses of longitudinal data is to uncover distinctive developmental trends in
the outcome variable of interest. For example, do sizable numbers of youths follow
a onset conduct disorder? The group-based is
trajectory of adolescent approach
suited for whether such distinctive are present in the data.
ideally testing patterns
common aim of studies is to test whether some
By contrast, another developmental
identifiable characteristic or set of characteristics are associated with individual
differences in trajectories of An example iswhether trajectories of
development.
conduct disorder differ across sexes. For this type of problem, either approach may
be most appropriate depending upon the specific objectives of the analysis. For
Concluding Remarks
Since its introduction less than twenty years ago, group-based trajectory model
has had a and we believe salutary impact on the fields of develop
ing significant
mental criminology and In this article, we have
developmental psychopathology.
to summarize some useful contributions that were facilitated by the use
attempted
of the methodology. These include illuminating important empirical regularities in
the developmental course and
origins of physical aggression, clarifying and testing
taxonomic theories of the development of antisocial behavior, and clarifying the
predictors and consequences of developmental trajectories.
The rapid growth in applications of group-based trajectory modeling stems at
least in part from its usefulness in summarizing
complexity. A hallmark of modern
longitudinal studies is the variety and richness of measurements that are made
about the study s subjects and their circumstances. Less often acknowledged is that
this abundance of information is a difficult
accompanied by companion?com
researchers are confronted with the dilemma of how best to
plexity. Commonly,
explore and communicate the rich set of measurements at their
disposal without
so down in that the lessons to be learned from the
becoming bogged complexity
data are lost on them and their audience. Group-based trajectory modeling does
not solve the of and it
problem balancing comprehensibility complexity. However,
does improve a researcher's ability
to
identify, summarize, and communicate
in
complex patterns longitudinal data.
Notes
1.We also note that another important finding of the applications of trajectory modeling that included
measurement into adolescence is that in all cases, a small group of chronics was identified. In a review by
Moffitt (forthcoming) of evidence concerning her life-course persistent/adolescent-limited developmental
taxonomy, she observed, "After ten years of research, what can be stated with some certainty is that the
hypothesized life-course persistent antisocial individual exists, at least during the first three decades of life.
Consensus about this group has emerged from all studies that have applied trajectory-detection to a
analyses
cohort measures of antisocial behavior"
representative sample having longitudinal repeated
2. However, the offending behavior of the adolescent limited AL)
( and high level chronic HLC)
( individu
als was not always significantly different than that of the low level chronics (LLCs) at these ages.
3.We thank Steven Durlauf and Wayne for pointing out this important distinction.
Osgood
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