MCRO - 48 CR 21 1450 - Order Other - 2023 10 12 - 20231018111831
MCRO - 48 CR 21 1450 - Order Other - 2023 10 12 - 20231018111831
MCRO - 48 CR 21 1450 - Order Other - 2023 10 12 - 20231018111831
HLED 'm .
State m'
Dated: \t
STATE 0F MINNESOTA DISTRICT COURT
COUNTY OF MILLE LACS SEVENTH JUDICIAL DISTRICT
v. _
CounFileNo. L/gf/Z'QI~
éM'L-I 0 RE "(Engo' 'Lf%
Defendant.
The above-captioned matter came on before the Honorable Matthew M. Quinn, Judge of
District Court, on 0(1" '91'2023 for a sentencing hearing. Defendant was present-{by'iotmfi
ILM K'Léa rFF , Assistant Mille Lacs County Attorney. The following order
ORDER
2. Defendant, having been convicted of a felony offense, is not eligible to vote until the civil
act which can be investigated, charged, prosecuted, and tried in the normal course. If
conviction enters on such an allegation, stayed or executed prison time may be imposed.
These rights are suspended until Defendant serves the sentence and completes supervised
l
4. Defendant's probationary conditions include this prohibition.
BY THE COURT
,- ,4.
2
MEMORANDUM OF LAW
A.
It is well settled that "the right to vote is considered fundamental under both the U.S.
Constitution and the Minnesota Constitution." Kahn V. Grtflin, 701 N.W.2d 815, 830 (Minn.
2005), citing Harper v. Virginia State Bd. of Elections, 383 U.S. 663, 670 (1966); Ullandv.
Grawe, 262 N.W.2d 412,415 (Minn. 1978). "Undoubtedly, the right 0f suffrage is a fundamental
matter in a free and democratic society. Especially since the right to exercise the franchise in a free
and unimpaired manner is preservative of other basic civil and political rights, any alleged
infringement of the right of citizens to vote must be carefully and meticulously scrutinized."
Reynolds v. Sims, 377 U.S. 533, 562 (1964). The importance of protecting the right to vote is
embodied in the Voting Rights Act of 1964 and its subsequent modifications. Under that Act, all
states shall "provide that the name of a registrant may not be removed from the official list of eligible
voters except... as provided by State law, by reason of criminal conviction [...]" 42 U.S.C.A. §
1973gg-6 (2002).
Well-Established Restrictions
Richardson v. Ramirez, 418 U.S. 24 (1974), was a landmark decision by the Supreme Court
of the United States in which the Court reviewed the prohibitions on felons voting. The Court held,
63, that convicted felons could be barred from voting without violating the Fourteenth
Amendment to the Constitution. These felony prohibitions are practiced in a number of states. The
Court also reviewed the legislative history of Section 2, and relied as well on the fact that when
the Fourteenth Amendment was adopted in 1868, over half of the U.S. states allowed denying the
3
The United States Supreme Court has consistently held that state statutes which forbid
felons from voting do not Violate the Fourteenth Amendment. A Utah Territorial statute dictated:
[N]o person under guardianship, non compos mentis, or insane, nor any person
convicted of treason, felony, or bribery in this territory, or in any other state or
territory in the Union, unless restored to civil rights; nor any person who is a
bigamist or polygamist, or who teaches, advises, counsels, or encourages any
person or persons to become bigamists or polygamists, or to commit any other
crime defined by law, or to enter into what is known as plural or celestial marriage,
or who is a member of any order, organization, or association which teaches,
advises, counsels, or encourages its members or devotees, or any other persons, to
commit the crime of bigamy or polygamy, or any other crime defined by law, either
as a rite or ceremony of such order, organization, or association, or otherwise, is
permitted to vote at any election, or to hold any position or office of honor, trust,
or profit within this territory,
Davis v. Beason, 133 U.S. 333, 34647, 10 S. Ct. 299, 302, 33 L. Ed. 637 (1890), abrogated
by Romer v. Evans, 517 U.S. 620, ll6 S. Ct. 1620, 134 L. Ed. 2d 855 (1996).} The Court in Davis
found the statute constitutional, as the statute merely "excludes from the privilege of voting, or of
holding any office of honor, trust, or profit, those who have been convicted of certain offenses,
and those who advocate a practical resistance to the laws of the territory, and justify and approve
From Minnesota's infancy, the elective franchise was expressly denied to felons. Voting
laws of the Territory of Minnesota specifically prohibited from voting "any person convicted of
treason, felony, or bribery, unless restored to civil rights." Minn. Rev. Stat. (Terr.) ch. 5, § 2, at 45
(1851). Aside from a pardon, no method of restoring civil rights was recognized by statute until
1907, whereby a felon may have the right to restore after waiting one year, applying to the district
court, providing three witnesses in his favor, and proving his good character. 1907 Minn. Laws ch.
'
The Court in Romer v. Evans abrogated the decision in Davis to clarify that "[t]o the extent Davis held that persons
advocating a certain practice may be denied the right to vote, it is no longer good law." Romer, 517 U.S. at 634. But
"[t]o the extent Davis held that a convicted felon may be denied the right to vote, its holding is not implicated by our
decision and is unexceptionable." 1d.
4
34, § 1, at 40. The right of a felon to regain the franchise following discharge from probation was
introduced as part of the criminal code overhaul of 1963. See 1963 Minn. Laws ch. 753, art 1, at
1198.
Article VII, Section l of the Minnesota Constitutions provides the criteria by which a
Minnesotan is eligible to vote. Additionally, the provision provides for three categories of
Minnesotans who are not entitled to vote: (l) persons who do not meet certain age and residency
requirements; (2) persons under guardianship, or who are insane or not mentally competent; and
(3) persons who have "been convicted of treason or felony, unless restored to civil rights[.]"
Schroeder v. Simon
In February of 2023, the Minnesota Supreme Court issued its opinion in Schroeder v.
Simon, 985 N.W.2d 529 (Minn. 2023) (hereinafier cited as "Schroeder"). The lengthy opinion
resolved a series of constitutional challenges related to two convicted felons who argued that Minn.
Const. art. VII, § l, specifically via the phrase "unless restored to civil rights[,]" should be
interpreted as restoring the voting rights of felons upon release from incarceration. Schroeder, 985
N.W.2d at 536. Appellants argued that Minn. Const. art. Vll, § l restored convicted felons to civil
rights "by virtue of being released or excused from incarceration following a felony." Schroeder,
985 N.W.2d at 533. Appellants opined that they were similarly situated to defendants who had
been discharged from probation but not afforded the equal protection of the law.
The court held that Minn. Const. art. VIl, § l provided no such right. Id. at 545. The court
reasoned that the phrase "unless restored to civil rights" dictates that "an affirmative act of
government is required to restore what the government has taken away by its affirmative decision
5
to prosecute and convict a person of a felony." Id. at 538. The court undertook an immense
historical analysis of several statutes passed afier the 1857 constitutional convention.
Schroeder, 985 N.W.2d at 543. Rejecting one argument of appellants, the court held the
fact that at the time ofthe constitution's ratification, probation as a concept did not yet exist, and
all persons convicted of a felony were incarcerated, did not mandate the restoration of a felon's
civil rights upon release: "The constitution provides that a person convicted ofa felony "shall not
be entitled or permitted to vote unless restored to civil rights;" it does not say "until restored to
civil rights."" 1d. at 544. Restoration was not a forgone conclusion; the word "unless" intimates a
process or decision.
1d. at 536-37. Accordingly, the "restoration" of civil rights is not automatic under Article
or "restored upon release from prison" as one might reasonably expect if the constitutional
convention delegates and the voters who approved the constitution intended restoration to occur
upon one of those events." 1d. at 538. Instead, the "restoration" under Article Vll is a
contemplative, rather than automatic, function. "A reasonable conclusion to draw from these
textual features is that an affirmative act of government is required to restore what the govemment
has taken away by its affirmative decision to prosecute and convict a person ofa felony." 1d. In
6
pondering on what precisely that "affirmative act" could constitute, the court held that "[flor
instance, that affirmative act could be an absolute pardon that nullifies the felony conviction upon
which the constitutional deprivation of the right to vote is based or a legislative act that generally
restores the right to vote upon the occurrence of certain events." Schroeder, 985 N.W.2d at 545
(emphasis added)? The decision held that Minn. Const. art. VII, § l did not provide for the
Tim Walz signed House File No. 28 into law on March 3, 2023. The law amended Minn. Stat. §
An individual who is ineligible to vote because of a felony conviction has the civil
right to vote restored during any period when the individual is not incarcerated for
the offense. If the individual is later incarcerated for the offense, the individual's
civil right to vote is lost only during that period of incarceration.
Minn. Stat. § 201 .014, subd. 2a (2023). The language adopted, in essence, the contention
of the appellants in Schroeder. The act provided notice requirements on the part of the Minnesota
Secretary of State to felons whose rights were "restored" under the added subdivision. Minn. Stat.
§ 243.204, subds. 1-4. The provisions of the act carried an effective date of July l, 2023, and
applied to "the right to vote at elections conducted on or afier that date." H.F. 28, § 9. No appellate
decisions have interpreted the new version of Minn. Stat. § 201.014, nor any of the additional
B.
2
A large portion of the opinion dismissed the appellants' arguments that requiring completion of probation ran afoul
of the Equal Protection Clause of the Fourteenth Amendment to the United States Constitution. As the prior version
of the statute in question was held in Schroeder not to violate principles of Equal Protection, and the present amended
statute purports to expand the right to vote to those felons, an analysis of the equal protection principles is neither
illustrative nor relevant.
7
Minn. Stat. é' 201.01Lsubd. 2a (2023) Violates Minn. Const. art. V11, é']
statutes unconstitutional "should be exercised with extreme caution and only when absolutely
necessary." In re Haggerty, 448 N.W.2d 363, 364 (Minn. 1989). A statute is constitutional unless
proven otherwise beyond a reasonable doubt. Id. However, "[i]f the Legislature transgresses its
constitutional limits the courts must say so, for they must ascertain and apply the law, and a statute
not within constitutional limits is not law." State v. Fairmont Creamery C0., 202 N.W. 714, 719
(Minn. 1925).
extent than the Constitution of the United States. State v. Harris, 590 N.W.2d 90, 97 (Minn. 1999)
(citing PruneYard Shopping Center v. Robins, 447 U.S. 74, 81, 100 S.Ct. 2035, 2040, 64 L.Ed.2d
741 (1980)). However, in interpreting the Minnesota Constitution with respect to the franchise, the
Minnesota Supreme Court has held that the Minnesota Constitution affords no greater voting rights
or protections than the federal constitution. Kahn v. Griflin, 701 N.W.2d 815, 833 (Minn. 2005).
Minn. Stat. § 201.014, subd. 2a provides that all felons have "the civil right to vote restored
during any period when the individual is not incarcerated for the offense." For this provision to be
found constitutional, the court must find that the statute restores "by some affirmative act of, or
mechanism established by, the govemment[,]" Schroeder, 985 N.W.2d at 545, the right of a felon
to vote. 1n considering said "affirmative acts" which may constitute the proper restoration of a
felon to civil rights, the court in Schroeder stated that the affirmative act could be "an absolute
pardon that nullifies the felony conviction upon which the constitutional deprivation of the right
to vote is based or a legislative act that generally restores the right to vote upon the occurrence of
certain events." Schroeder, 985 N.W.2d at 545. The term "generally" could be held to provide the
legislature with more discretion to enable the felon franchise, but the phrase "upon the occurrence
The court finds that "during any period when the individual is not incarcerated for the
offense" is not an event. Rather, it is an amorphous state of being. Consider a defendant convicted
of Burglary in the First Degree of an occupied dwelling, a felony, under Minn. Stat. § 609.582,
subd. 1(a). With no criminal history, that defendant would receive a stayed sentence of 21 months
under the Minnesota Sentencing Guidelines, 4.A. p. 79 (2023). Accordingly, if Minn. Stat. §
201.014, subd. 2a (2023) is to be applied to the defendant, "any period when the individual is not
"event," nor any "affirmative act" of the government contemplated by Schroeder has occurred. If
anything, "any period when the individual is not incarcerated" is, in fact, the absence of an event.
To find subd. 2a constitutional is also to embrace one of its inevitable consequences: The
legislature would now be empowered to state the fact that a statute does not violate the Minnesota
Constitution within the language of the statute itself. Put another way, the legislature, and not the
judiciary, defines the net effect of a statute. The legislature would, in a sense, be free to circumvent
provisions of the Minnesota Constitution by way of simply stating that x equals y. Consider the
following scenario: Under Article VlV of the Minnesota Constitution, tax revenues imposed by
the legislature on the sale of gasoline may only be paid into the highway user tax distribution fund
thus, taxes collected on gasoline may only be used for public highway construction, maintenance,
and the like. Minn. Const. art. XIV, § 10. Suppose the legislature identifies a pressing need for law
enforcement funding to hire additional state troopers, purchase new squad cars, and to make
essential repairs on their workstations. However, the legislature is unable to agree on an increase
for said funding. At a special session, a bill for an act is proposed. The proposed bill provides that
9
"All monies t0 be appropriated during this special term in support of law enforcement, including
monies for new state troopers, squad cars, and workstation repairs, shall now be deemed "Highway
Maintenance Expenditures.'"' Accordingly, the legislature taps into the Trunk Highway Fund and
appropriates funds for the state patrol as desired. The grammatical short-circuit would compel the
judiciary to simply reason that because the legislature may use gasoline tax revenues on highway
maintenance expenditures under Minn. Const. art. XIV, § 6, and because the legislature has
The court in Schroeder, aside from its equal protection analysis, focused the bulk of its
analysis on the phrase "unless restored to civil rights." For this section, the court finds it opportune
When words within a statute are undefined by that statute, as "restore" is undefined by this
statute, courts may look to dictionaries to "determine the common and ordinary meanings of these
terms." State v. Thonesavanh, 904 N.W.2d 432, 436 (Minn. 2017). The word "restore" in its
common, ordinary usage, is "[t]o bring back into existence 0r use," or "[t]o bring back to an
original or normal condition." The American Heritage Dictionary of the English Language (S'h ed.
201 l). lt means to "give back," to "return," or to "put again in possession of something." Restore,
These definitions imply that for something to be restored, it must first be lost. See Averbeck
v. State, 791 N.W.2d 559, 561 (Minn. Ct. App. 2010) (the preeminent case addressing how the
right to possess a firearm is restored by a showing of good cause). The statute in question here
does not "put again in possession of something," the statute instead ensures the right is never lost
10
from voting unless, and not until, their civil rights have been restored. See Schroeder, 985 N.W,2d
at 544.
To find that the legislature is empowered by Article Vll to define "unless restored to civil
rights," in effect, as "the civil right is hereby never lost" in many or most cases that result in a
felony conviction} is to adopt the view of the dissent in Schroeder: "In fact, felony
disenfranchisement is not the constitutional baseline because Article VII does not mandate
restore to civil rights a person convicted of a felony at the moment of conviction." Schroeder, 985
N.W.2d at 565 (Minn. 2023) (Hudson, J ., dissenting). The inherent glitch in this line of reasoning,
as described above, is that that which is never lost cannot be restored. "[l]t is recognized that the
legislature has the power to classify subjects for legislation, and the courts will not interfere with
the constitution." Visina v. Freeman, 89 N.W.2d 635, 651 (Minn. 1958) (emphasis added).
Should this line of reasoning be adopted, incompatible with the precepts of textual
interpretation as it is, none of the above hypothetical scenarios could be held unconstitutional.
There would be no need for the legislature to stop at Justice Hudson's contemplated "moment of
conviction." The legislature could "restore" the civil rights of felons at the moment of a criminal
complaint having been filed; at the moment of a suspect's first interaction with law enforcement;
3
ln the 2021 Minnesota Department of Corrections Probation Survey, published April 2022, the 2021 Minnesota
felony probation-population was 41,246. Id. at p.5. The population of those on supervised release and other intensive
supervision programs was almost 7,000. 1d. at 38.
(https://mn.gov/doc/asscts/ZOZl%201'robau'on°/020$urvcy tcmlOS9-527l l4.pdf). Roughly 14,000 people are
convicted each year of a felony offense. 2021 Sentencing Practices, Annual Summary of Statistics for Felony Cases
Sentenced in 2021, p.6, published April 3, 2023. (Msflmngmrlsentencmg
guidelines/assets/2()2lMSGCAnnualSummaryStatisticsReport tcm30-572229.pdf). Of the 14,429 felony cases,
3,104 received a prison sentence while l 1,325 did not. 9,259 (81.7% of the l 1,325 not sentenced to prison) of those
not sentenced to an executed prison sentence received local confinement. Id. at p. 18.
11
or perhaps at the moment of a defendant's birth.4 If the legislature acts at the behest of the dissent,
the above recitation of hypothetical acts of the legislature serves not merely as an undertaking into
absurd reduction, but rather, a recitation of entirely permissible acts should any of them receive
-
a majority vote.
C.
Imperative is the fact that this order and memorandum makes no commentary on the policy
implications of permitting felons to vote in Minnesota elections. "A statute is not constitutional or
economics." State v. Fairmont Creamezy Co., 202 N.W. 714, 718 (Minn. 1925). There may be
policy reasons for providing avenues to convicted felons who have not otherwise completed their
sentence to reacquire their franchise. But Minn. Stat. § 201.014, subd. 2a, even in an effort to more
broadly secure a right, operates contrary to the Minnesota Constitution. "Congress does not enforce
a constitutional right by changing what the right is." Cit); of Boerne v. Flores, 521 U.S. 507, 519,
117 S. Ct. 2157, 2164, 138 L. Ed. 2d 624 (1997). In enacting Minn. Stat. § 201.014, subd. 2a, the
Pursuing said avenues, at least in the way the legislature has attempted, cannot be
undertaken without careful attention to all aspects of the law. Ensuring that convicted felons
maintain the franchise, if the majority of Minnesotans consider that to be worthy endeavor, could
be done through amending Minn. Const. art. VII, § l.
There maybe many compelling reasons why society should not permanently
at allpersons convicted of a felony from voting.
prohibitor perhaps prohibit
4
The keen skeptic would object to these hypothetical scenarios on the ground that a person is not a felon when
criminally charged, when arrested, or when born. But said keen skeptic in so objecting has, perhaps inadvertently,
made the court's point: Should a right need not be lost before it is restored, a prophylactic "restoration" prior to an
individual ever even becoming a felon would be entirely permissible.
12
But the people of Minnesota made the choice to establish a constitutional baseline
that persons convicted of a felony are not entitled or permitted to vote, and the
people of Minnesota have not seen fit to amend the constitution to excise the felon
voting prohibition.
Schroeder, 985 N.W.2d at 537. To create a statutory scheme that fits the constitution's
requirements, in light of Schroeder, is neither this court's vocation nor avocation. But as embodied
in Minn. Stat. § 201.014, subd. 2a, it is unconstitutional. 1n the words of the court in Fairmont
Creamery C0., 202 N.W. at 719, Minn. Stat. § 201.014, subd. 2a is no law at all.
Accordingly, in light of the fundamental nature of the right to vote, the court concludes
that it has a duty to independently evaluate the voting capacity of each felon at the time of their
discharge from probation, and on subsequent occasions as needed or requested. While this will
almost certainly result in slightly increased judicial time and costs, such administrative burdens
are outweighed by the nature of the rights involved. 1n any event, the process of reviewing the
probationary status of defendants who have completed their term of probation and restoring civil
rights where appropriate has been the longstanding process of Minnesota's district courts. To
To be clear, the court does not hold that the legislature is dispossessed of the authority to
determine when and how a felon is restored to civil rights. To so hold would run afoul of the
opinion in Schroeder itself: "[P]ersons who have committed a felony may not vote, subject to
being restored to that right by the Governor through the pardon process 0r by a different process
approved by the Legislature." Schroeder, 985 N.W.2d at 556 (emphasis added). Should the
legislature seek to enfranchise every felon in this State "upon the occurrence of certain events,"
it is free to do so. Id. at 545. But, as described supra, Minn. Stat. § 201.014, subd. 2a neither
"restores" a right, nor conditions that "restoration" on the occurrence of certain events. This
13
Legislature is at liberty to ignore logic and perpetrate injustice so long as it does not transgress
constitutional limits." State ex rel. Timo v. Juv. Ct. 0f Wadena Cnty., 246 N.W. 544, 546 (Minn.
1933).
District courts are required to swear an oath to "support the constitution of the United
States and of this state and to discharge faithfully the duties of his office to the best of his
judgment and ability." Minn. Const. art. V, § 6. This court is by so attesting subservient to those
question, H.F. No. 28, as enacted, Minn. Stat. § 201.014, subd. 2a, et seq., is void ab initio. The
people of Minnesota in ratifying the state's constitution have adopted the View of the learned
Judge Friendly:
A man who breaks the laws he has authorized his agent to make for his own
governance could fairly have been thought to have abandoned the right to
participate in further administering the compact. On a less theoretical plane, it can
scarcely be deemed unreasonable for a state to decide that perpetrators of serious
crimes shall not take part in electing the legislators who make the laws, the
executives who enforce these, the prosecutors who must try them for further
violations, or the judges who are to consider their cases.
Green v. Bd. of Elections of Cit); ofNew York, 380 F.2d 445, 451 (2d Cir. 1967).
Felons in Minnesota are prohibited from voting until restored to civil rights. At present,
that restoration occurs with oversight, intent, and affirmative acts: upon a pardon, upon
5
No part of this court's record contains mention that any negotiation on which the resolution of this matter took place
was related to the ineligibility to vote following entry of conviction. Ineligibility to vote is a collateral consequence
or sanction that follows a felony conviction in Minnesota. See Kaiser v. State, 621 N.W.2d 49, 53 (Minn. Ct.
App.
2001), afl'd, 641 N.W.2d 900 (Minn. 2002). Collateral consequences are contained in their own chapter, Minn. Stat.
Ch. 609B. "Collateral sanction" means a legal penalty, disability, or disadvantage, however denominated, that is
imposed on a person automatically when that person is convicted of or found to have committed a crime, even if the
sanction is not included in the sentence. Minn. Stat. § 609B.050, subd. l (2). Minn. Stat. § 609B.610 declares: An
individual convicted of treason or any felony whose civil rights have not been restored is not eligible to vote under
section 201.014. Minn. Stat. § 609B.610 also stands as a remnant of the statutory embodiment of the unrestored felon
voting prohibition in the immediately preceding version of Minn. Stat. § 201.014. Although a bill for an act (HF3310)
14
{9
WK
3093
was introduced in the 93rd session of the Minnesota Legislature, it received little attention and was referred to a
committee after its introduction and first reading. The lack of a corresponding amendment to Minn. Stat. § 609B.610
is an apparent oversight by the 2023 legislature.
15