Ufgs 01 78 00
Ufgs 01 78 00
Ufgs 01 78 00
SECTION 01 78 00
CLOSEOUT SUBMITTALS
PART 1 GENERAL
1.1 REFERENCES
1.2 DEFINITIONS
1.2.1 As-Built Drawings
1.2.2 Record Drawings
1.2.3 Record Model
1.2.4 Advanced Modeling
1.2.5 USACE CAD/BIM Technology Center
1.3 SOURCE DRAWING FILES
1.3.1 Terms and Conditions
1.4 RECORD DRAWINGS
1.4.1 Variation with Contract Drawings
1.4.2 Data Loss, Corruption, and Error
1.4.3 Modeling Completeness and Quality
1.5 SUBMITTALS
1.6 SPARE PARTS DATA
1.7 QUALITY CONTROL
1.8 WARRANTY MANAGEMENT
1.8.1 Warranty Management Plan
1.8.2 Performance Bond
1.8.3 Pre-Warranty Conference
1.8.4 Contractor's Response to Construction Warranty Service
Requirements
1.8.5 Warranty Tags
PART 2 PRODUCTS
SECTION 01 78 00 Page 1
2.5 PDF AS-BUILT FILES
2.6 REDLINES AND MARKUPS
2.7 GEO-DATA-BASE FILES
2.8 AS-BUILT OR ADVANCED MODELING RE-SUBMISSION REQUIREMENTS
PART 3 EXECUTION
ATTACHMENTS:
SECTION 01 78 00 Page 2
**************************************************************************
USACE / NAVFAC / AFCEC / NASA UFGS-01 78 00 (May 2019)
Change 1 - 08/21
------------------------------------
Preparing Activity: USACE Superseding
UFGS-01 78 00 (August 2011)
SECTION 01 78 00
CLOSEOUT SUBMITTALS
05/19, CHG 1: 08/21
**************************************************************************
NOTE: This guide specification covers the
requirements for closeout submittals including:
revised project documents, warranty management,
testing, adjusting and balancing, O & M manuals, and
cleanup.
**************************************************************************
PART 1 GENERAL
**************************************************************************
NOTE: Coordinate with the customer regarding
SECTION 01 78 00 Page 3
special warranty requirements and options.
**************************************************************************
1.1 REFERENCES
**************************************************************************
NOTE: This paragraph is used to list the
publications cited in the text of the guide
specification. The publications are referred to in
the text by basic designation only and listed in
this paragraph by organization, designation, date,
and title.
SECTION 01 78 00 Page 4
1.2 DEFINITIONS
**************************************************************************
NOTE: All Navy project use first set of brackets.
The second set of brackets are tailored options for
use on Army or NASA projects only.
**************************************************************************
**************************************************************************
NOTE: Use this paragraph for Design-Build
projects. For Design-Bid-Build projects, only use
this paragraph if the Contractor is preparing the
Record Drawings.
**************************************************************************
NOTE: Use the following tailored paragraphs for
Army projects only. Select the preferred method of
producing the Record Drawings for the project.
[Produce the record drawings from the Record Model(s) and do not include
annotations indicating revisions.]
SECTION 01 78 00 Page 5
][1.2.4 Advanced Modeling
The USACE CAD/BIM Technology Center hosts all standard content for USACE.
This content can be accessed through the CAD/BIM Technology Center
website, https://cadbimcenter.erdc.dren.mil/.
**************************************************************************
NOTE: Use this paragraph if Contractor is providing
the Record Drawings.
**************************************************************************
Request the full set of electronic drawings, in the source format, for
Record Drawing preparation, after award and at least 30 days prior to
required use.
Data contained on these electronic files must not be used for any purpose
other than as a convenience in the preparation of construction [drawings
and ]data for the referenced project. Any other use or reuse is at the
sole risk of the Contractor and without liability or legal exposure to the
Government. The Contractor must make no claim and waives to the fullest
extent permitted by law, any claim or cause of action of any nature
against the Government, its agents or sub consultants that may arise out
of or in connection with the use of these electronic files. The
Contractor must, to the fullest extent permitted by law, indemnify and
hold the Government harmless against all damages, liabilities or costs,
including reasonable attorney's fees and defense costs, arising out of or
resulting from the use of these electronic files.
SECTION 01 78 00 Page 6
1.4 RECORD DRAWINGS
**************************************************************************
NOTE: Use this paragraph for ARMY and NASA only.
Do not use for NAVY projects. This paragraph is
tailored for ARMY and NASA.
**************************************************************************
The electronic files provided are not part of the contract documents. If
there is any discrepancy between the electronic files and the contract
drawings, the contract drawings govern. The Government has no
responsibility to modify any GFM due to changes in the design that occur
after award.
Evaluate the content and quality of the GFM upon receipt. If major
discrepancies or omissions occur in the GFM, notify the Contracting
Officer and indicate the nature of such variations.
Transfer of GFM files may result in corrupted files resulting in data loss
and errors. Use of GFM files at own risk. Verify data integrity upon
receipt and request a replacement if necessary. Make any adjustment in
file structure, format, or software version as needed to make GFM
compatible with computer systems and/or software to meet the requirements
of the contract.
**************************************************************************
NOTE: Edit the paragraph below if production of a
final model is a requirement on this project.
Delete the paragraph below if BIM is not a
requirement on the project.
**************************************************************************
[1.4.3 Modeling Completeness and Quality
The Government makes no guarantee that the GFM provide the level of
completeness or quality as required by the contract. Further, the
Government makes no guarantee that identified variations will be corrected
upon notification.
]1.5 SUBMITTALS
**************************************************************************
NOTE: Review submittal description (SD) definitions
in Section 01 33 00 SUBMITTAL PROCEDURES and edit
the following list, and corresponding submittal
items in the text, to reflect only the submittals
required for the project. The Guide Specification
SECTION 01 78 00 Page 7
technical editors have classified those items that
require Government approval, due to their complexity
or criticality, with a "G." Generally, other
submittal items can be reviewed by the Contractor's
Quality Control System. Only add a “G” to an item,
if the submittal is sufficiently important or
complex in context of the project.
**************************************************************************
NOTE: For Navy Design-Build projects, delete
01 33 00 SUBMITTAL PROCEDURES, and replace with UFGS
01 33 00.05 20 CONSTRUCTION SUBMITTAL PROCEDURES and
UFGS 01 33 10.05 20 DESIGN SUBMITTAL PROCEDURES.
**************************************************************************
Warranty Tags
Final Cleaning
Posted Instructions
SECTION 01 78 00 Page 8
SD-10 Operation and Maintenance Data
**************************************************************************
NOTE: Following sentence contains tailoring for
NAVFAC NW for four copies.
**************************************************************************
**************************************************************************
NOTE: Use this tailored paragraph for ARMY and NASA
projects only. Spare parts are not permitted to be
provided for Navy projects.
**************************************************************************
**************************************************************************
NOTE: This subpart is tailored for ARMY and NASA
use only. Do not use this paragraph for NAVY
SECTION 01 78 00 Page 9
projects.
**************************************************************************
**************************************************************************
NOTE: A warranty package based on a cost/benefit
determination will be established with the customer
at the beginning of a project. Coordinate with the
customer regarding special warranty requirements and
options.
**************************************************************************
**************************************************************************
NOTE: Use four sets for NAVFAC NW.
**************************************************************************
b. For each warranty, the name, address, telephone number, and e-mail of
each of the guarantor's representatives nearest to the project
location.
SECTION 01 78 00 Page 10
d. As-Built Record of Equipment and Materials list for each warranted
equipment, item, feature of construction or system indicating:
**************************************************************************
NOTE: Use the bracketed item if the bond must
extend beyond the construction period; coordinate
requirement with the Contracting Officer.
**************************************************************************
SECTION 01 78 00 Page 11
be cause for the Contracting Officer to proceed against the Contractor.
**************************************************************************
NOTE: This subpart is tailored for ARMY and NASA
only. Delete this paragraph for NAVY projects.
**************************************************************************
SECTION 01 78 00 Page 12
(3) Air conditioning system not cooling properly.
Code 1-Doors
(1) Overhead doors not operational, causing a security, fire, or
safety problem.
(2) Interior, exterior personnel doors or hardware, not functioning
properly, causing a security, fire, or safety problem.
Code 3-Doors
(1) Overhead doors not operational.
(2) Interior/exterior personnel doors or hardware not functioning
properly.
Code 1-Electrical
(1) Power failure (entire area or any building operational after 1600
hours).
(2) Security lights
(3) Smoke detectors
Code 2-Electrical
(1) Power failure (no power to a room or part of building).
(2) Receptacle and lights (in a room or part of building).
Code 3-Electrical
Street lights.
Code 1-Gas
(1) Leaks and breaks.
(2) No gas to family housing unit or cantonment area.
Code 1-Heat
(1) Area power failure affecting heat.
(2) Heater in unit not working.
Code 1-Plumbing
(1) Hot water heater failure.
(2) Leaking water supply pipes.
Code 2-Plumbing
(1) Flush valves not operating properly.
(2) Fixture drain, supply line to commode, or any water pipe leaking.
(3) Commode leaking at base.
Code 3 -Plumbing
Leaky faucets.
Code 3-Interior
(1) Floors damaged.
(2) Paint chipping or peeling.
(3) Casework.
SECTION 01 78 00 Page 13
Code 2-Roof Leaks
Where major damage to property is not occurring, check for location of
leak during rain and complete repairs on a Code 2 basis.
**************************************************************************
NOTE: Paragraph below contains tailoring for NAVFAC
NW for four copies.
**************************************************************************
At the time of installation, tag each warranted item with a durable, oil
and water resistant tag approved by the Contracting Officer. Attach each
tag with a copper wire and spray with a silicone waterproof coating.
Also, submit [two][_____][four] record copies of the warranty tags showing
the layout and design. The date of acceptance and the QC signature must
remain blank until the project is accepted for beneficial occupancy. Show
the following information on the tag.
Type of product/material
Model number
Serial number
Contract number
Inspector's signature
Construction Contractor
Address
Telephone number
Warranty contact
Address
Telephone number
SECTION 01 78 00 Page 14
Warranty response time
priority code
PART 2 PRODUCTS
**************************************************************************
NOTE: This paragraph is tailored for ARMY and NASA
only. Do not use for NAVY projects.
**************************************************************************
**************************************************************************
NOTE: Use and edit this paragraph to specify CAD
files compatible with the customers CAD system.
**************************************************************************
**************************************************************************
NOTE: This paragraph is tailored for Army.
For each Advanced Modeling Package submittal for both the Interim Record
Model Package and the Final Record Model Package, submit in accordance
with ERDC/ITL TR-19-7 [and in accordance with Section 01 33 16.00 10
DESIGN DATA (DESIGN AFTER AWARD)] and also provide the following items:
SECTION 01 78 00 Page 15
approved version of the project Advanced Modeling PxP.
**************************************************************************
NOTE: This paragraph addresses requirements for
Certification of EPA Designated Items.
SECTION 01 78 00 Page 16
b. The product is not available within a reasonable time frame;
Record each product used in the project that has a requirement or option
of containing recycled content in accordance with SECTION 01 33 29
SUSTAINABILITY REQUIREMENTS AND REPORTING, noting total price, total value
of post-industrial recycled content, total value of post-consumer recycled
content, exemptions (a, b, c, or d, as indicated), and comments. Recycled
content values may be determined by weight or volume percent, but must be
consistent throughout.
**************************************************************************
NOTE: This paragraph addresses requirements for
Certification of USDA Designated Items.
Record each product used in the project that has a requirement or option
of containing biobased content in accordance with SECTION 01 33 29
SUSTAINABILITY REQUIREMENTS AND REPORTING, noting total price, total value
of post-industrial recycled content, total value of post-consumer recycled
content,[ total value of biobased content,] exemptions (a, b, c, or d, as
indicated), and comments. Biobased content values may be determined by
weight or volume percent, but must be consistent throughout.
SECTION 01 78 00 Page 17
2.5 PDF AS-BUILT FILES
**************************************************************************
NOTE: This paragraph is tailored for ARMY.
**************************************************************************
**************************************************************************
NOTE: This paragraph is tailored for ARMY.
**************************************************************************
Provide PDFs of the current working redlines and/or markups complying with
the as-builts drawing and markup requirements contained in this
specification.
**************************************************************************
NOTE: This paragraph is tailored for ARMY.
For all drawings within and including the exterior walls, utilize the
advanced modeling formats described and referenced herein. Provide a
short GeoDataBase read-me file explaining the deliverable. The read-me
file will include a description of the software used to create the data,
projection, and include the attribute tables used.
**************************************************************************
NOTE: This paragraph is tailored for ARMY.
**************************************************************************
SECTION 01 78 00 Page 18
c. Provide a disposition/response to each Government review comment for a
back-check of the re-submission deliverable.
PART 3 EXECUTION
Provide and maintain two black line print copies of the PDF contract
drawings for As-Built Drawings. Maintain the as-builts throughout
construction as red-lined hard copies on site[ and][ or] red-lined PDF
files. Submit As-Built Drawings 30 days prior to Beneficial Occupancy
Date (BOD).
**************************************************************************
NOTE: The following information is provided to
improve the quality of the markup prints and
facilitate preparation of final as-built drawings.
The most important guideline is that the markup
changes on the prints are complete and
understandable. Complete and understandable markup
prints will minimize effort to transfer information
to CAD files.
**************************************************************************
a. Use base colors of red, green, and blue. Color code for changes as
follows:
b. Provide a legend if colors other than the "base" colors of red, green,
and blue are used.
e. Use legible lettering and precise and clear digital values when
marking prints. Clarify ambiguities concerning the nature and
application of change involved.
SECTION 01 78 00 Page 19
schedules, notes and call out designations, and mark accordingly to
avoid conflicting data on all other sheets.
g. For deletions, cross out all features, data and captions that relate
to that revision.
j. Incorporate all shop and fabrication drawings into the markup drawings.
**************************************************************************
NOTE: The following subpart contains tailoring for
ARMY and NASA. For Navy, only use the last sentence
in paragraph below, and the items following, which
are not tailored.
**************************************************************************
SECTION 01 78 00 Page 20
earthwork, structures or utilities if any changes were made from
contract plans.
**************************************************************************
NOTE: Use this paragraph for ARMY and NASA only.
Do not use for NAVY projects. Paragraph is tailored
for ARMY and NASA.
**************************************************************************
**************************************************************************
NOTE: Edit this paragraph to specify CAD drawings
compatible with the customer's CAD system, providing
the version where applicable.
**************************************************************************
SECTION 01 78 00 Page 21
drawings. The Contracting Officer will review final PDF record drawings
for accuracy and return them to the Contractor for required corrections,
changes, additions, and deletions.
Rename the CAD Drawing files using the contract number as the Project Code
field,(e.g., W91238-15-C-10A-102.DWGDGN) as instructed in the
Pre-Construction conference. Use only those renamed files for the
Marked-up changes. Make all changes on the layer/level as the original
item.
a. For AutoCAD files (DWG), enter all as-built delta changes and
notations on the AS-BUILT layer.MicroStation files (DGN), enter all
as-built delta changes and notations on:
- Level #63
- Level/Layer Name contains: ANNO-REVS
- Level/Layer Description: Revisions
b. When final revisions have been completed, show the wording "RECORD
DRAWING AS-BUILTS" followed by the name of the Contractor in letters
at least 5 mm 3/16 inch high on the cover sheet drawing. Date RECORD
DRAWING AS-BUILTS" drawing revisions in the revision block.
**************************************************************************
NOTE: Use the following paragraph for Navy Projects
only. Only use this paragraph if Contractor is
providing the Record Drawings. Paragraph is
tailored for NAVY.
**************************************************************************
SECTION 01 78 00 Page 22
Prepare and provide Record Drawings and Source Documents in accordance
with FC 1-300-09N. Provide four copies of Record Drawings and Documents
on separate CDs or DVDs [30][_____] days after BOD.
**************************************************************************
NOTE: Use the following paragraphs for ARMY and
NASA projects only. Do not use for NAVY projects.
Paragraphs are tailored for ARMY and NASA.
**************************************************************************
**************************************************************************
NOTE: The USACE policy on Record (As-Built)
drawings is as follows:
Drawing revisions (include within change order price the cost to change
working and final record drawings to reflect revisions) and compliance
with the following procedures.
SECTION 01 78 00 Page 23
b. The revision delta size must be 8 mm 5/16 inch unless the area
where the delta is to be placed is crowded. Use a smaller size
delta for crowded areas.
**************************************************************************
NOTE: This subpart is tailored for ARMY and NASA
only. Do not use on NAVY projects.
**************************************************************************
Submit the final record PDF and CAD drawings package for the entire
project within 20 days of substantial completion of all phases of work.
Submit one set of ANSI D size PDF and CAD files, two sets of ANSI D size
prints and one set of the approved working record drawings. The package
must be complete in all details and identical in form and function to the
contract drawing files supplied by the Government.
**************************************************************************
NOTE: This paragraph is tailored for ARMY and NASA
only. Do not use for NAVY projects. Delete this
subpart if Section 01 78 23 OPERATION AND
MAINTENANCE DATA is in the job.
**************************************************************************
**************************************************************************
NOTE: This paragraph is tailored for ARMY and NASA
projects. Do not use for NAVY projects.
**************************************************************************
**************************************************************************
SECTION 01 78 00 Page 24
NOTE: This subpart is tailored for ARMY and NASA
use only. Do not use for NAVY projects.
**************************************************************************
**************************************************************************
NOTE: This paragraph is intended to provide data on
equipment and materials incorporated in the
construction of the project that cannot readily be
determined after completion of construction. The
data is expected to be of value for future
maintenance, alteration, and repair work. The
designer should predetermine the items on which data
is required and list them in the DESCRIPTION column
of the following form. A typical list of items
would include such things as: roofing, insulation,
and special wall coverings.
**************************************************************************
**************************************************************************
NOTE: For NAVY projects, delete this paragraph if
Section 01 78 24.00 20 FACILITY DATA WORKBOOK (FDW)
is used. Submittal requirements are in that section.
SECTION 01 78 00 Page 25
final approval at BOD.
3.8 CLEANUP
**************************************************************************
NOTE: Parts of this paragraph are tailored for the
NAVY only.
**************************************************************************
Provide final cleaning in accordance with ASTM E1971 and submit [two]
[four] [_____] copies of the listing of completed final clean-up items.
Leave premises "broom clean." Comply with GS-37 for general purpose
cleaning and bathroom cleaning. Use only nonhazardous cleaning materials,
including natural cleaning materials, in the final cleanup. Clean
interior and exterior glass surfaces exposed to view; remove temporary
labels, stains and foreign substances; polish transparent and glossy
surfaces; vacuum carpeted and soft surfaces. Clean equipment and fixtures
to a sanitary condition. [Clean][Replace] filters of operating equipment
and comply with the Indoor Air Quality (IAQ) Management Plan. Clean
debris from roofs, gutters, downspouts and drainage systems. Sweep paved
areas and rake clean landscaped areas. Remove waste and surplus
materials, rubbish and construction facilities from the site. Recycle,
salvage, and return construction and demolition waste from project in
accordance with Section 01 57 19 TEMPORARY ENVIRONMENTAL CONTROLS, and
01 74 19 CONSTRUCTION WASTE MANAGEMENT AND DISPOSAL.
**************************************************************************
NOTE: Do not add information related to facility
regulations which are of a routine nature. Include
unusual cleanup requirements.
**************************************************************************
**************************************************************************
NOTE: All DoD projects require DD Form 1354 to be
completed, made final, and submitted for entry into
the applicable service database of real property.
Complete procedural instructions for design and
construction government forces are provided at the
checklist URL below.
**************************************************************************
**************************************************************************
NOTE: Modify paragraph below if Command requires
the activity contracting office to complete the form
instead of the Contractor.
**************************************************************************
SECTION 01 78 00 Page 26
3.9.1 Interim DD FORM 1354
-- End of Section --
SECTION 01 78 00 Page 27