ECE440 MW Chapter 4 Waveguides
ECE440 MW Chapter 4 Waveguides
Chapter 4
Waveguides
(a) (b)
(a) (b)
Fig. 4.6 (a) General two-conductor transmission line and (b) closed waveguide.
14 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.2 Field Relationships in General Waveguides (Continued)
• We assume time-harmonic fields with eit time dependence and the wave
propagating along the z-axis. The electric and magnetic fields can be written
as:
E ( x, y, z ) [e ( x, y ) ez ( x, y )aˆ z ]e jz (4.1)
H ( x, y, z ) [ h ( x, y ) hz ( x, y )aˆ z ]e jz (4.2)
• Where e ( x, y ) and h ( x, y ) represent the transverse (âx, ây) electric and
magnetic field components.
• While ez(x, y) and hz(x, y) are the longitudinal electric and magnetic field
components.
• Later in this chapter, ez(x, y) and hz(x, y) are assumed to be separable in x and
y variables to simplify the solution of partial differential equations by applying
the method of separation of variables by letting hz(x, y) = X(x)Y(y) as will
explained in the next section.
• In (4.1) and (4.2) the wave is propagating in the +z direction and the –z
direction propagation can be obtained by replacing the propagation constant
by -.
• If conductor or dielectric loss is present, the propagation constant will be
complex and j should then be replaced with = + j.
15 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.2 Field Relationships in General Waveguides (Continued)
• Assuming that the transmission line or wave guide region is source free (ρv =
0, J = 0 and = 0). Under these conditions, Maxwell’s equations may be
written in termsof E and H
only as:
B H
xE j H (4.3a)
t t
D E
xH J j E (4.3b)
v t t
.E 0 (4.3c)
.H 0 (4.3d)
• With an e-jz dependence, the three components (Ex, Ey and Ez)of (4.3a) can
be derived as follows:
aˆ x aˆ y aˆ z
H x aˆ x
CurlE xE j H y aˆ y (4.4a)
x y z
Ex Ey Ez
H z aˆ z
16 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.2 Field
Relationships in General Waveguides (Continued)
• So E can be derived as follows :
aˆx aˆ y aˆ z
Ez E y H x aˆ x
aˆ x y z jH x aˆ x
CurlE xE j H y aˆ y
Ez Ex x y z
ˆ
a y x z j H ˆ
y ay
y Ex Ey Ez
E x
aˆ z x y jH z aˆ z
y H z aˆ z
• Since
the wave is propagating along the z-axis with an e-jz
j z
dependence, so: e( x, y ) e jz
z
j e( x, y ) e
E E
j H E j E jH
z y z
y z x y
y x
E z
Or j E y j H x (4.5a)
y
• Similarly, the other to components can be written as follows:
E z
j E x j H y (4.5b)
x
E y E x (4.5c)
jH z
17 of 66 x y ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.2 Field Relationships
in General Waveguides (Continued)
• A similar equation for H can be written then With an e-jz dependence, the
(Hx, Hy and Hz)of (4.3 b) can be reduced to the following:
three components
D E
xH J j E aˆ x aˆ y aˆ z
t t E x aˆ x
Hz Hz
aˆ x y z j E x aˆ
x
CurlH xH j E y aˆ y
Hz Hx
x y z
aˆ y x z j E y aˆ y
Hx Hy Hz
Hy Hx Ez aˆ z
aˆ z x y j E z aˆ z
• Since the wave is propagating along the z-axis with an e-jz
dependence, so: h( x, y )e jz
j h( x, y)e jz
H z z
j H y j E x (4.6a)
y
H z (4.6b)
j H x j E y
x
H y H x (4.6c)
jE z
18 of 66 x y ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.2 Field Relationships in General Waveguides (Continued)
• The six equation of (4.5) and (4.6) can be solved for the four transverse
components (Ex, Ey, Hx, and Hy ) in terms of the longitudinal components Ez,
and Hz (for example, Hx can be derived by eliminating Ey from (4.5a) and(4.6b)
as follows:
j E z H z (4.7a)
H x ( )
k c2 y x
j E z H z (4.7b)
H y 2 ( )
kc x y
j E z H z
Ex 2 ( ) (4.8a)
kc x y
j E H z (4.8b)
E y 2 ( z )
kc y x
• Where the cutoff wave number kc is given by: k c2 k 2 2
and k is wave number of the material filling the transmission line or waveguide:
k If dielectric loss is present, is complex ( = o r(1 – j tan),
where tan is the loss tangent of the material.
• Equations (4.7) and (4.8) are very useful general results that can be applied to
a variety of wave guiding systems as will be shown in the following sections.
19 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.3 General Solution for TE and TM waves
4.3.1 TE waves
Transverse electric (TE) or H-waves are characterized by Ez = 0 and Hz ≠ 0.
Equation (4.7) and (4.8) are reduced to:
j E z H z j H z
H x 2 ( ) H x (4.9a)
kc y x k c2 x
j E z H z j H z
H y 2 ( ) H y (4.9b)
kc x y k c2 y
j E z H z j H z
Ex 2 ( ) Ex (4.10a)
kc x y k c2 y
j E z H z j H z
Ey 2
( ) Ey 2 (4.10b)
kc y x kc x
• The cutoff wave number kc ≠ 0 and the propagation constant is given by:
k 2 kc2 is generally a function of frequency and the geometry of the
line or waveguide. To apply (4.9) and (4.10) one must first find Hz from
Helmholtz wave equation (3.15) which can be written as:
20 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.3 General Solution for TE and TM waves (Continued)
4.3.1 TE waves (Continued)
2 H z 2 H z 0 or 2 H z k 2 H z 0
• Where k is given by k . In Cartesian coordinate system the wave
or Helmholtz equation has the form:
2 2 2 2
2 2 2 k H z 0 (4.11)
x y z
From equation (4.2) Hz can be written as:
H z h z ( x , y ) e j z (4.12)
kc2 k x2 k y2 (4.25)
• Thus (4.24) can be separated into two equations as follows:
d X 2 d 2Y 2
2 k yY 0
2
k xX 0 (4.26) dy 2 (4.27)
dx
29 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.4 TE Modes Rectangular Waveguide (Continued)
• The general solution of these equations (4.26) and (4.27) are in the form:
X A cos (k x x) B sin (k x x) (4.28)
Y C cos( k y y ) D sin ( k y y ) (4.29)
• The total solution of the Helmholtz equation in rectangular coordinates for hz
can be then written as:
hz ( x, y ) [ A cos ( k x x) B sin (k x x)][C cos(k y y ) D sin (k y y )]
j z (4.30)
H z ( x, y , z ) hz ( x, y )e
• The propagation of the wave in the guide is conventionally assumed in the
positive z direction.
• To evaluate the constants in (4.30) [A, B, C, D, kx and ky], we must apply the
boundary condition of the field components in the waveguide.
• In general at the surface of a perfect conductor, the following boundary
conditions are valid: (4.31)
E tan gential 0
• Thus, the boundary condition of the electric field
components tangential to waveguide walls are :
E x ( x, y , z ) 0 at y 0, b (4.32)
E y ( x , y , z ) 0 at x 0 , a (4.33)
30 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.4 TE Modes Rectangular Waveguide (Continued)
• We thus can not use hz of (4.30) directly, but must first use (4.10) to find ex
and ey from hz:
j H z
Ex 2
(4.10 a) and hz ( x, y ) [ A cos (k x x) B sin (k x x)][C cos(k y y ) D sin (k y y )]
kc y H z ( x , y , z ) h z ( x , y ) e j z
j j z
E x ( x, y , z ) e k y [ A cos ( k x x ) B sin ( k x x )][ C sin( k y y ) D cos ( k y y )]
k c2
j H z (4.34)
Ey (4.10 b)
kc2 x
j jz
E y ( x, y , z ) 2
e k x [ A sin (k x x ) B cos (k x x )][C cos(k y y ) D sin (k y y )]
kc (4.35)
• From (4.34) and (4.33a), at y = 0, Ex(x, 0, z) = 0, we get:
j j z
E x ( x ,0 , z ) e k y [ A cos ( k x x ) B sin ( k x x )][ C sin( 0 ) D cos ( 0 )] 0
k c2
j j z
2
e k y [ A cos ( k x x ) B sin ( k x x )][ D ] 0 D 0
kc
• From (4.34) and (4.33a), at y = b Ex(x, b, z) = 0, we get:
j j z n
e k y [ A cos ( k x x ) B sin ( k x x )][ C sin( k y b )] 0 k y
k c2 b
31 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.4 TE Modes Rectangular Waveguide (Continued)
• From (4.34) and (4.33b), at x = 0, Ey(0, y, z) = 0, we get:
j jz
E y (0, y, z ) 2
e k x [ A sin (0) B cos (0)][C cos( k y y ) D sin (k y y )] 0
kc
j jz
2
e k x [ B ][C cos(k y y ) D sin (k y y )] 0 B 0
kc
• From (4.34) and (4.33b), at x = a, Ey(a, y) = 0, we get:
j jz m
E y ( a, y , z ) e k x [ A sin ( k x a ) ][C cos( k y y ) D sin ( k y y )] 0 k x
k c2 a
• Substitute for (D = 0 and ky = n/b for n = 0,1,2, ….) and (B = 0 and kx = m/a
for m = 0,1,2, ….), the final solution for Hz (4.30) is then given by:
2 2 2
m 2 n 2
2 2
Case 1: = 0 k k k
c c 0
a b
• At a particular frequency c the value of = 0 and there will be no wave
propagation (evanescence) in the guide, in this case.
K Kc or c2 k c2
• This is the critical condition for cutoff. Each mode (combination of m and n)
thus has a cutoff frequency fcmn is expressed as:
2 2
m n
c2mn k c2 ( 2 f c mn ) 2 k c2
a b
2 2
kc 1 m n
f cmn
2 2 a b
2 2 (4.42)
VDielectric m n
VDielectric is the wave velocity in the
2 a b dielectric filling the waveguide.
If it is air filled, VDielectric = c
34 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.4 TE Modes Rectangular Waveguide (Continued)
2 2 2 2
m 2 n 2
2
Case 2: > 0 k k k a b 0
c c
• The wave will be propagating in the waveguide, in this case.
K Kc or 2 k c2
• And is expressed as:
2 2 2
2
m n f cmn
1
a b f (4.43)
Fig. 4.9 the mode characteristics for rectangular waveguide c and fc.
37 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.4 TE Modes Rectangular Waveguide (Continued)
Wave Parameters
• From Fig. 4.9, it is clear that each mode has its cutoff wavelength.
• The Dominant Mode is the mode having maximum wavelength (c10 = 2a) or
minimum cutoff frequency cutoff frequency.
• All waves having < c can pass through the guide, otherwise it will not pass.
• The dimension a of the waveguide is chosen so that the signal frequency is at
least 15% - 20% higher than the cutoff frequency of the TE10 mode
(fc10 = VDielectric / 2a) and no more than (90% - 95%) of the cutoff frequency of
the TE20 mode ((fc02 = VDielectric / a) ).
• This means that the largest dimension for only one mode propagation is
characterized by the bandwidth as:
VDielectric VDielectric (4.45c)
(1.15 1.2) f (0.9 0.95)
2a a
E x E y k
3. The wave impedance (4.14): Z TE
Hy Hx
Substitute by , the wave impedance is given by:
/
ZTE
f cmn
2
f cmn
2 (4.46)
1 1
f f
38 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.4 TE Modes Rectangular Waveguide (Continued)
2 2
m 2 n 2
2 2 2
Case 3: < 0 k k k
c c 0
a b
• No propagation will take place, in this case. K Kc or 2 k c2
2
And is expressed as:
2 m 2
n
2
f cmn
j 1
a b f (4.47)
• Which is pure imaginary. This means that if the operating frequency is below
the cutoff frequency, the wave will decay exponentially with respect to a factor
of -z and there will be no wave propagation (evanescent mode).
• The propagation constant in this case is pure imaginary, which is an
attenuation factor.
• This case is in fact the case of the band-stop range for the waveguide.
• The mode with the lowest cutoff frequency is called the dominant mode, since
we have assumed the a > b, the lowest fc occurs for the TE10 (m=1, n=0) mode:
1 V Dielectric
f c 01 (4.48)
2a 2a
• Thus the TE10 mode is the dominant mode and, as we will see, the overall
dominant mode of the rectangular waveguide.
39 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.4 TE Modes Rectangular Waveguide (Continued)
THE DOMINANT MODE in a particular guide is the mode having the lowest
cutoff frequency. Thus the TE10 mode is the dominant mode
• For m = 0 and n = 0, all the E and H field components (4.37)-(4.40) are all zero;
therefore there is no TE00 mode.
• If the frequency of the signal is above the cutoff frequency for a given mode,
the electromagnetic energy can be transmitted through the guide for that
particular mode without attenuation (apart from the wall loss).
• The electromagnetic energy with a frequency below the cutoff frequency for
that particular mode will be attenuated to a negligible value in a relatively short
distance.
• It is advisable to choose the dimensions of a guide in such a way that, for a
given input signal, only the energy of the dominant mode can be transmitted
through the guide.
• The electromagnetic fields are confined within the conducting walls of the
guide. This means that the rectangular tube is guiding the electromagnetic
wave from one end to the other.
• When the waves travel longitudinally down the guide, the plane waves are
reflected from wall to wall. This process results in a component of either
electric or magnetic field in the direction of propagation of the resultant wave.
The resultant wave is not a transverse electromagnetic (TEM) wave
40 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.4 TE Modes Rectangular Waveguide (Continued)
Example 4.1
An air-filed copper rectangular waveguide has dimensions a = 2 cm and
b = 1 cm. Determine the range of frequencies over which the waveguide will
operate single mode (TE10) mode.
2 2
Solution: V m n
From (4.42) the frequency for TE is given by: f c Dielectric
mn
2 a b
• Since the waveguide is air filled then for mode , TE10, n =1 and m=0, we get:
C 3 x10 8
f c10 2
7 . 5 GHz
2 a 2 x 2 x10
• The next higher-order mode will either TE20 or TE01. From (4.42) we have the
same cutoff frequency for both modes, since a = 2b which is given by:
2 2
C 2 C C C
f c 20 Dielectric f c 01 15 GHz
2 a a 2 b 2b
Thus the operating range of frequencies over which the waveguide will
operate single mode is 7.5 GHz < f < 15 GHz.
Pdav ( ExH ) 1
2 Ex Ey E y Re( E x H *y E y H x* ) aˆ z aˆ z
2 2 2
H x* H *y Hz*
where = TE for TE modes or = TM for TM modes. The total average
power transmitted across the cross section of the waveguide is given by:
xa y b
| E x |2 | E y | 2
Pave Pdav .dS dxdy
x 0 y 0
2
Useful relations:
For rectangular waveguide, the four transverse fields (Ex, Ey, Hx, and Hy) are:
j E z H z E x k
j E H z Ey Z TE
E x 2 z k c2 y x
k c x y Hy
48 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.5 Power Transmitted in Rectangular Waveguide (Continued)
j E z H z j E z H z | E x |2 | E y |2
Hx
2
H y 2 Pdav
x
az
kc y kc x y 2 ZTE
Solution:
2 2 2 2
a) The frequency for TEmn is given by: f c VDielectric m n c m n
mn
2 a b 2 r a b
Since for this waveguide b > a then the mode dominant is TE01, m =0 and n=1, we
get: C 3 x108
f c01 9.72 GHz
(2 r )b 2 x 2.08 x1.07 x10 2
The next higher-order mode will be either TE10 or TE02. Since b >2a, fc for TE02 is
given by: f C 3 x108
c02 19.44 GHz
( r )b ( 2.08 ) x1.07 x10 2
The guide bandwidth for the mode TE01 is given by:
1.15 f c01 f 0.95 f c02 or 1.15 x9.72 f 0.95 x19.44
Then bandwidth is: 11.18 GHz f 18.47 GHz
1
k 2f 2x15 x109 4x10 7 x 2.08 x x10 9 453.09 rad / m
36
49 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.5 Power Transmitted in Rectangular Waveguide (Continued)
Example 4.4 Solution:
The cutoff wave number, kc, is given by:
2 2 2
m n
kc 0 2
293.61 rad / m
a b b
1. 07 x10
The propagation constant, , is given by:
k 2 kc2 2 kc2 (453.09) 2 ( 293.61) 2 345.09 rad / m
The phase velocity, Vp, and wavelength, are given by:
2x15 x10 9 2 2
vp 2.73x108 m / s 0.018 m 1.8 cm
345.09 345.09
The wave impedance, ZTE, is given by:
E x k 453.09 x377
Z TE 494.99
Hy 345.09
c) For the TE01 modes, Ez(x, y, z) = 0 and Hz (x, y, z) is given by:
mx ny jz y
H z ( x, y, z ) 50 cos cos e 50 cos e jz 50 cos( 293.61y )e j 345.09 z [mA / m]
a b b
Ex (x, y, z) is given by:
j E z H z j H z j
Ex
2
k c x
y
2
y
2
50 x 293.61x( sin(293.61y )e j 345.09 z
kc kc
The total average power, Pav transmitted through the waveguide is given by:
x a y b
Pave Pdav .dS 2.6 dxdy 2.6(ab ) 2.6(1.07 x0.43) x10 4 0.1197 mW
x 0 y 0
Wave Parameters
1. The phase velocity vp is the velocity of a point of constant phase or
t - z = constant and
dz 1 VDielectric
vp
dt fc
2
f cmn
2 (4.73a)
1 1
f f
58 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.6 TM Modes in Rectangular Waveguide (Continued)
Wave Parameters
where fcmn is cutoff frequency and CDieclectric is the wave velocity in the dielectric
with permeability and permittivity .
• The group velocity vg is the velocity is at which the energy consisting of a
frequency region of the spectrum propagates:
2
d 1 f cmn
vg C Dielctric 1 (4.73b)
d d / d f
2 Dielectric
2. The wavelength is:
2 (4.74a)
f cmn
1
f
Another expression for the critical wavelength is as follows:
2
k c2 k x2 k y2
2 2m 2 2n 2 2
and cmn
c a b 2 2 (4.74c)
mn m n
a b
From (4.71) and (4.74b), the mode characteristics for rectangular waveguide c
and fc can be drawn in a figure similar to that shown in Fig. 4.9.
59 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.6 TM Modes in Rectangular Waveguide (Continued)
3. The wave impedance (4.20):
Ex Ey
Z TM (4.75a)
Hy Hx k
Substitute by , the wave impedance is given by:
2
f
1 c 2
f f (4.75b)
Z TM / 1 c
Case 3: < 0 f
• No propagation will take place, in this case. K Kc or c2 k c2
• And is expressed as:
2 2 2
m n f cmn
2
j 1 (4.76)
a b f
• Which is pure imaginary. This means that if the operating frequency is below
the cutoff frequency, the wave will decay exponentially with respect to a factor
of -z and there will be no wave propagation.
• The propagation constant in this case is pure imaginary, which is an
attenuation factor.
• This case is in fact the case of the band-stop range for the waveguide.
60 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.6 TM Modes in Rectangular Waveguide (Continued)
• Observe that the expressions for E and H (4.56)-(4.59) are identically zero if
either m = 0 or n = 0.
• Thus there is no TM00 , TM01, or TM10 modes.
• The lowest cutoff frequency is called the dominant mode, since we have
assumed the a > b, the lowest order TM to propagate fc occurs for the TM11
(m=1, n=1) mode, having a cutoff frequency of:
2 2
1
f c11 (4.77)
2 a
b
• From (4.48) and (4.77) fc11 for the TM mode is greater than fc10 for the TE mode.
• A given waveguide have a definite cutoff frequency for each allowed mode.
• If the frequency of the signal is above the cutoff frequency for a given mode, the
electromagnetic energy can be transmitted through the guide for that particular
mode without attenuation (apart from the wall loss).
• The electromagnetic energy with a frequency below the cutoff frequency for that
particular mode will be attenuated to a negligible value in a relatively short
distance
Solution:
a) From (4.42) and (4.71) the frequency for TE
or TM mode is given by: Mode m n Fc (GHz)
2 2 TE10 1 0 9.72
VDielectric m n
f cmn TE20 2 0 19.44
2 a b
These values are listed in the table shown. TE01 0 1 24.19
b) At f = 30 GHz, from the listed values in the table TE11,TM11 1 1 26.07
it is clear that TE10, TE20, TE01, TE11, TM11 are
the propagating modes in this waveguide. TE21,TM21 2 1 31.03
64 of 66 ECE440 Ch 4_Waveguides Prof Fawzy Ibrahim
4.6 TM Modes Rectangular Waveguide (Continued)
Example 4.5 Solution: c) the wave number, k, is:
2 2 2
m n 1
kc 0 293. 6 m
a b a 1.07 x10 2
The cutoff wave number, kc is:
1
k 2f 2x15 x10 9 4x10 7 x x10 9 x 2.08 453.1 m 1
The propagation constant, is:
36
2 2
m n 1
k 2 kc2 2 kc2 2
2 2
(453.1) ( 293.6) 345.1 m
a b
2 2
The cutoff wavelength, c, is: c10 2 . 14 cm
kc 293 . 6
The waveguide wavelength, is: 2 2
1 . 82 cm
345 . 1
2 x15 x10 9
The phase velocity, Vp is: vp 2 . 73 x10 8 m / s
345 . 1
Useful relations:
For rectangular waveguide, the four transverse fields (Ex, Ey, Hx, and Hy) are:
j E z H z E x k
j E H z E y 2 Z TE
E x 2 z kc y x Hy
k c x y
j E z H z j E z H z | E x |2 | E y |2
H x 2 H y 2 Pdav az
kc y x kc x y 2 ZTE