Parameter Sensitivity in Calibration and Validatio
Parameter Sensitivity in Calibration and Validatio
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William A. Milne-Home
Universityof Technology,Sydney,Australia
331
332 PARAMETER SENSITIVITY IN CALIBRATION OF AnnAGNPS MODEL
watersheddoesnot reflect a tributaryload enteringa water- ment generatedby sheetand rill erosion.As part of the
way and rapidly changingland use patternsand manage- deliveryprocess,the overlanddepositionof the erodedsed-
ment practicescontributeeven furtherto the complexityof iment ratherthan a completedelivery of the materialto the
the problem. streamsystem,is simulated.The generationof phosphorus
An intensive,field monitoringstudywas conductedin a (P) was improvedin Version2. Processbasedmodelssuch
small subwatershed of CurrencyCreek to quantifynitrogen as AnnAGNPS can often be applied by simply adjusting
andphosphorus contributionsfrom nonpointsourcesandto parametersfrom the initial input of physicallyrealisticval-
provide improved long-term estimatesof nutrient runoff uesuntil an acceptablefit is obtainedto the observedfield
from agriculture.The studyareais situatedon the southern data.An effect of this procedureis the non-uniqueness of
slopes of the creek valley, 90 kilometres northwestof parameterestimatesresultingfrom the over parameterisa-
Sydney,Australia (Figure 1). It is a subwatershedof an tion inherentin large complexmodels.This problemmay
unnamed,ephemeralstreamdraining255 hectaresof inten- be overcome partly through the sensitivity analysis of
sively used agricultural and rural residential land. The parametervalues.
monitored area representsapproximately 7.5% of the Sensitivityanalysishasbeenapproachedpreviouslyon a
CurrencyCreek watershedand 0.01% of the Hawkesbury- large scale within the parameterspace [Hornbergerand
Nepean watershedwhich, with an area of approximately Spear, 1981; Spear, 1997] or on a restrictedscalewithin a
22,000km2,is oneof the largestandmostdiversecoastal more localised region [Pastres et al., 1997]. Brun and
watershedsin New SouthWales.We extendedthe studyby Reichert [2001] point out that the bestresultsare obtained
attemptingto simulate the generationand transportof from a combinationof both methodsin casesof a high
nitrogen and phosphorousthrough the Currency Creek dimensionalparameterspace,with local parametersbeing
watershed with the Annualized Agricultural Nonpoint used to indicate those areas which result in the best fits
Source Pollution (AnnAGNPS version 2) watershedmod- amongthe model outputs.Our approachto the problem
eling package. was to couple the model-independent Parameter
AnnAGNPS packageis a large,environmentalsimulation ESTimation software, PEST, with AnnAGNPS. PEST
model, which can suffer from the problemsof parameter allows for the optimizationof an initial set of parameter
identifiability and sensitivity common to such models. valuesto obtain the best fit. A sensitivityanalysisroutine
Thosemodelsmightbe more applicableto rural watersheds (SENSAN) is included in the package.Previousapplica-
with limited monitoringdata, as they, in principle,do not tions of PEST have been with MODFLOW and HSPF mod-
require calibration. However, they require extensive elling packages[Dohertyand Johnston,2002]. Our linked
amounts of information on watershed characteristics,which use of AnnAGNPS version2 and PEST appearsto be the
may or may not be readily available.Furthermore,Jamieson first attemptin Australiato testthe performanceand appli-
and Clausen [1988] maintain that all models must be care- cability of theselinked modelingpackagesfor simulation
fully calibratedor verified for site specificconditionseven andpredictionof nutrienttransport.
if no calibration is claimed to be necessaryin general.
Nevertheless,AGNPS has been used extensivelyto model 2. MODEL STRUCTURE AND DATA INPUTS
nonpointsourcepollution and to assistwith the manage-
ment of runoff, erosion and nutrient movement in rural AnnAGNPS [Cronsheyand Theurer, 1998] is a daily
landscapes[Summeret al., 1990; Tim and Jolly, 1994]. In time-stepmodel for the continuoussimulationof pollutant
Australia, Foerster and Milne-Home [1995] describedthe loadingon the scaleof a watershed.The watershedis divid-
applicationof AGNPS to simulationsof nutrientgeneration ed into homogeneousareas(cells) on the basisof soils,cli-
andmovementunderdifferentfarmingpracticesin northern mate and land use. Runoff, sediment and nutrients are rout-
New SouthWales. It was necessaryin this caseto calibrate ed througheachcell via a networkof channelsto the water-
the modelfor simulatingpeak flows by adjustingthe runoff shed outlet. The movement of contaminants from within
curve numbers.The calibratedmodel was then capableof their cell of origin can be trackedthroughthe channelnet-
simulatingthe effect of proposedbest managementprac- work in the watershed so that the relative contribution of
tices on nutrientmovementin agriculturalwatersheds. point andnon-pointsourcescanbe estimated.
The conversion of AGNPS to the annualized runoff and The key feature of the package is the Input Data
nutrientsimulator,AnnAGNPS, lifted the capabilityof the PreparationModel into whichthe datarequiredby the two
packagefrom modelingindividual stormeventsto contin- input files, AnnAGNPS input and Daily Climate Data, are
uoussimulation.This allowsfor betterrepresentationof the entered.Up to 33 sectionsof datamay be neededincluding
processesinvolved in transportand depositionof the sedi- soil type, land use, crop characteristics,
pesticideand fer-
BAGINSKA AND MILNE-HOME 333
Watershed Delineation
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Amorphous...........
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•.......
:•'•";•
•11 (L:=•
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E5- firdrol•i• •oil Group / Curv•
Land Use
Unimproved
pasture
TuffFarm
Irigatcddairypasture
Marketgarden
Poultry.
Poultryshed
Residcn.ti:al
Semi-improved
p•Lsturet
hobbyfarms
Monitoring
station
Farm.dams
Watercourse
Rainfall
Discharge 25
280
50
160 116
February •[
120 Event
rain: 165 •1 75
80
40
;542'50Event
discharge:
214026/k
...........................................
l .......................................................................... l _•, •m=._.
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tiliser application,irrigation and land managementprac- (Table 1). Spatialand temporaldistributionof rainfall ero-
tices.The terrain-based parametersare automaticallygener- sivepowerdiffersthroughoutAustraliaandduringthe year.
ated by Flownet GeneratorModule which evaluatesthe In general,R increasesduring summermonthswhen high
topographyandresultantdrainagenetworkof the watershed intensitystormsare mostcommon.The averagevalue of R
throughthe TopAGNPS,AGFlow and VBFlonet modules. for the studyareawasinterpolatedfrom a map showingthe
Raster-type digital elevation model (DEM) data are distribution of the R factor. A cumulative value of the R
requiredas input to TopAGNPS to delineatethe modeled index basedon a 15-day period formed part of the input
area into upstreamand lateral subwatersheds and to setup data.The maximumrainfall intensity(I) for an eventwith a
the runoff and drainagechannelnetworkfor the flow, sedi- recurrenceperiodof 10 yearswas determinedfrom the IFD
ment yield and pollutantsimulations.Intuitively this flow (intensity-frequency-duration)
data for Richmondsupplied
drivendiscretization accountsbetterfor spatialvariabilityin by the Bureau of Meteorology, and the storm energy E
hydrologiccontrols.AGFlow generatesthe reachand cell (J/m2 mm) was estimatedfrom the formula developedfor
topographiccharacteristics which controlthe flow from the easternAustraliaby Rosewell,[1993]:
outputof TopAGNPS.VBFlonet is a modulefor the graph-
ics displayof the generatednetworks.Outputfrom all these E = 29.0 (1 - 0.596*10 -0.041)
modulesare passedto the PollutantLoadingModel for the
actualsimulationsfollowedby the OutputProcessor Model. where I is rainfall intensity (mm/h).
The surfacerunoffPollutantLoadingModel predictsnon-
point sourcepollutant generationand performsrisk and The TR-55 method [USDA, 1986] is used in AnnAGNPS
cost/benefitanalysis.It can simulatethe chemicaltransport to generaterunoff, computerunoff volumesand peak dis-
of particulateandsolubleformsof phosphorus andnitrogen, chargesand to route the resulting excess precipitation
organic carbon and pesticidesusing modified routines throughthe watershed.The methodappliesthe unit hydro-
derived from the CREAMS model [Knisel, 1980]. graphtheoryanddependson traveltime for peakdischarge
computationand watershedrouting. Routing procedures
2.1. Model Data Input describethe lagging and attenuationof water flow that
occursin the watershed.The simplified Manning's kine-
The boundariesof the modeledarea and hydrologicseg- matic solutionis usedto computetravel time for generated
mentationof the watershedinto amorphouscellscontribut- sheet flow.
ing flow to channellinks and the corresponding drainage A 24-hour syntheticrainfall distributionprovidesmeans
divides required by AnnAGNPS were approximated for estimationof peak discharges for a given watershedby
throughthe analysisof the DEM obtainedfor this project specifyingthe lengthof the mostintenserainfall duration
from the Land andPropertyInformationCentre,NSW. As a contributing to the peak runoff. Each distribution is
resultof DEM data processingthe modeledarea of 264.9 expressedas a masscurve of maximumrainfall intensities
hectareswas discretizedinto 13 drainageareas(amorphous arrangedin a sequencethat is criticalfor producingrunoff
cells) and 6 reaches(Figure 1). Terrain-basedgeomorphic andis relatedto the time of concentration. The Type-II syn-
parameterssuchas slope,aspect,elevationandreachlength thetic rainfall distribution was selectedfor the Currency
were alsodeterminedas a resultof DEM interpretation. Creekwatershed.The selectionwasbasedon experimental
The AnnAGNPS Input Editor was usedto developand studies[Browne,1999] showingthat it was the mostrepre-
modify the input data to the pollutant-loadingmodel.Most sentativehyetographfor areaswhereshort-duration summer
of the input parameterswere sourcedfrom measureddata thunderstorms dominate.
and where measureddata were not available,the parame-
ters were estimated based on the literature and the refer- Table 1. Selected Parameters for Runoff and Sediment Generation
encedataprovidedwith the modelingsystem.The simula-
Parameter Value Unit
tion periodfor the CurrencyCreekwatershedextendsfrom
01/01/95 to 31/12/99. The key datainputsare the groupsof MJmm/ha-hr-annum
Rainfall Erosivity (R) 2500
parameters controlling rainfall, streamflow and related
nutrienttransport. Energy
Intensity
(EI) 1888 MJmm/ha-hr
(1O-yearARI)
Rainfall dependentparameters,which reflect the ability
of a stormto causeerosion,are expressedby averageannu- 30-min
rainfall
intensity 65.2 mm/hr
(1O-yearARI)
al rainfall erosivity(R) and rainfall energy-intensityfactor
(EI30) for a 10-year average recurrenceinterval (ARI) ARI- averagerecurrenceinterval.
BAGINSKA AND MILNE-HOME 335
The runoff volumes are predictedusing the SCS curve structingthe plot of rainfall (P) againstdirectrunoff (Q), a
number (CN) method, which uses commonly available visual comparisonof plotted data with the USDA curve
informationsuchas soil type, cover and hydrologiccondi- numberplotswasconductedto selectthe appropriatemedi-
tions to estimaterunoff. The methodhas been appliedto a an curvenumberfor the CurrencyCreek watershed(Figure
wide rangeof watersheds and climaticconditionsfor esti- 2). Although the curve numbersshouldbe constantfor a
mationof runoff volumesfor ungaugedareasin the United particularwatershed,the comparison in Figure2 showscon-
States[Knisel, 1980; Rallison, 1980]. The applicationof the siderablevariationsin the measuredwatershedresponses.
method is aided by numeroustables and graphsgiving Three distinct groupsof storm runoff curve numbersare
examplesof relevantcurvenumbersfor differentconditions noticeable,namely50- 55, 75 - 80 and 90- 95 showinga
includingsoil type, permeability,percentof impervious very high runoff potential.The variationscan be linked to
area, land cover,land use and vegetation. soil characteristicsand the high intensity and sporadic
The processof selectingrunoff curve numbersfor the natureof the stormeventsrecordedin the studywatershed,
purposeof the CurrencyCreek modelingis describedhere which emphasises the importanceof the soil moisturecon-
becausesimulatedrunoff volumes and nutrient transport ditions to watershedresponses.The CN plot represents
provedto be sensitiveto the valuesof theseparameters. solutionsto the runoff equationfor the averageantecedent
A comprehensive evaluationof theapplicabilityof theCN runoff conditions. Further adjustmentsto the CN are
methodfor Australianconditionsis providedby Boughton requiredto accountfor soil cover,land use and conditions
[ 1989]. Dilshad and Peel [ 1994] testedthe performanceof precedingthe storms,in order to fully describeCurrency
the CN method for Australiansemi-aridtropics.Although Creek watershed.
theusefulness of themethodis acknowledged, theAustralian Duringanalysisof therainfalldatafor thisstudyit became
resultsshowlarge variationsin calculatedrunoff volumes apparentthatthe highestdaily precipitationrecordedcorre-
and the importanceof antecedentmoistureconditionsin spondedwith the lowest CN of 52 (Figure 2). Boughton
determiningthe appropriate CN. Furthermore,the estimated [1989] has noted that curve numbershave the tendencyto
runoff volumesare very sensitiveto the selectionof the decreaseas the rainfall depthincreasesdue to the empirical
curvenumber,suchthat a relativelysmallchangeof 15% to natureof the methodandnonlinearityof therunoffequation.
20% in the selectedCN may resultin morethan 100% dif- As a result, the remainingtwo groupsof curve numbers
ference in the estimated runoff volume. which accountfor different hydrologicconditionsin the
In thisstudythe initial curvenumberswereselectedusing watershed,were usedin the calibrationprocess.The initial-
field measurements of rainfall and runoff. A method of CN ly selectedcurvenumbersare documented in Table2.
curve fitting by graphicalplotting of daily rainfall and AnnAGNPS also requiresthe input of the terrain-based
runoff volumes was used [Boughton, 1989]. After con- parameters for eachcell derivedfrom theDEM datatogether
6
0 I 2 3 4 5 6 7 8 9 I0 I1 12
Figure 2. Graphicalcomparison
of runofffor the CurrencyCreekwatershedandthe CurveNumberplot.
336 PARAMETER SENSITIVITY IN CALIBRATION OF AnnAGNPS MODEL
Market Garden 90 - 95
C - slow infiltration rate,
Wet 92
surfacesealing
Table 3. Characteristics
of theEventsMonitoredat theOutletof Currency
Creek
28-31 /O1 / 1997 115.8 54246 0.75 361.6 57.2 41.5 29.2
Table 5. SensitiveParameters
andthe ExpectedLevel of Changein Model Predictions
Parameter
CN SC1 SC2 FC1 pill pH3 Norg NinorgPinorgRM FNinorg
Discharge
Particulate N
Soluble N
Particulate P L
CN- CurveNumber;
SC1,SC2
- saturated
conductivity,
FC1,FC2- fieldcapacity;
Norg,
Ninorg,
Pinorg'-
organic
and
inorganic
ratios
ofNand
Pinsoil,
RM- root
mass,
FNinor
•-inorganic
ratio
ofNinfertilizers
L- Low change- up to 5% changein the output
M - Medium change- up to 25% changein the output
H- High change- oftenmorethan25% changein the output
.i•' 0.000-
.M- :. • :•-. :.•.. •...-•.• /" .::
.:- ..
.... ,a. - •, • • '•+'-•.
, •.g
,. ..... :-:..:,.y•,
..., .
• "• • :--•• ..: -*•,,. •. • .>••.. :......•......::-
• -0.001-
-60 .......
..... • ..... '•/•.•'
..... 0.6.=
. .-,O,,- Discharge
ß - .•- Soluble N
-0.002-
• .SolubleP
......... • ............................ • ............................ i- -- '""' - ......... •
4
00
8• 90 92 94
Curve Numl.•
•i•m 4. Difference betweenthe obse•ed and predicteddaily
Figure 3. Sensitivitiesof dischargeand solubleN and P to curve loads of total phosphorus(TP) with unit changeof pH in the
numbers. topsoil.
340 PARAMETER SENSITIVITY IN CALIBRATION OF AnnAGNPS MODEL
for pertinentland usesrepresenting predominantlyunim- tion. However, Ndiritu and Daniell [1997] claim that cali-
provedpasture(FC1) and a mixtureof intensiveagricultur- brationis likely to remainoneof the mostimportantsteps
al activitiesdominatedby vegetablegrowing (FC2). The in modelapplication,includingand especiallyfor process
resultsindicatedthat undernaturalconditionsonly soluble basedmodels.Moreover,for large domainmodels,manual
N was susceptible to changesin field capacity,as the total stepwise calibrationmayoftenresultin underestimating
or
availablepool of nutrientswould determinethe outerlimits even entirelyomittingkey parametersand, therefore,auto-
of the extentof changein modelpredictions.In addition, matic optimizationprocedures
are more likely to warrant
sensitivitytestingidentifieda distinctgroupof parameters, better results with less effort.
which exhibited exceptionallyhigh sensitivitiesand for In this studythe aim of calibrationwas to optimizethe
which no measureddatawere available.Theseparameters model inputsso the differencesbetweenthe simulatedand
werefertilizerproperties,asa proportionof inorganicnitro- observeddatacouldbe minimizedand betteraccuracyof
gen, land usereferencedata, suchas annualroot mass,and model predictionsaccomplished.In addition, calibration
soilpropertieslistedin Table5. The selectionof appropriate allowedfor basicverificationof the initial assumptions
of
valuesfor theseparameters remainsdifficultandmayintro- watershedparameterization and providedmeansfor assess-
duce considerableuncertainty in the estimatednutrient mentof how well the modelinputparameters described
the
loads.The difficultiesstemfrom the likely heterogeneity of relevantcharacteristics
of the CurrencyCreek watershed.
theseparameterson the field scaleas valuesmay range Detailed optimizationof Anr•GNPS using PEST started
across most of their recommended domain. with 4 parameters
controllingdailyrunoffvolumes(Table6).
Thiswasfollowedby theoptimization of 11parametershav-
3.3. OptimizationResults ing majorimpactson thesimulatedsolubleandparticulate N
andP, suchaspH, soil moisture,annualrootmassandratios
It is sometimesclaimedthat agriculturalnonpointpollu- of soilandfertilizerN andP.Thevaluesof optimizedparam-
tion modelsare not to be calibratedas they containnumer- etersareshownin Table6. Optimization of discharge
related
ous interdependent variablesresultingin complexinterac- parameters for theJanuary1997eventrequiredordy4 itera-
tions between them [Shepherd and Geter, 1995]. tionsanda veryhighcorrelationcoefficientR, exceeding
0.9,
Furthermore,processbasedmodels,suchas AnnAGNPS, wasachieved.As expected,theadditionof extraeventsadded
are designed to characterizewatershedprocesseswell inherentvariabilityin watershedresponses,
andsubsequently
enoughto enablethe useof measurable propertiesandcon- causedalterations in the optimizedparametervaluesmainly
ditionsand, therefore,they do not requireformal calibra- by increasingthe curvenumbers.Nevertheless, a relatively
70
?...• CN
=75
60
= 50
• 4o
30
20 ,
0.1 03 0,4 0.5 0,6 0,7
Ficld Capacit3•
1oooooo 1000000
--• lOOOO
. .
• !0000
!ooo
I000 10000 100000 ! 000000 1000 10000 100000 1000000
Measured
Daily
Flow Mcasurcd
Evcm
Flow(m3)
Figure 6. Correlationbetweenthe observedandpredicteddaily andeventflows.
342 PARAMETER SENSITIVITY IN CALIBRATION OF AnnAGNPS MODEL
100(
- Particulate P
<>-
ßSoluble
P ,I• TN-predictcd
':•TN-mettsured
I
,.•75t
'= 0.01
¸
251
0
tion.The structure of themodelinputfile permitsa reason- Hornberger, G.M.,andR.C. Spear,An approach to thepreliminary
analysisof environmental systems, J. Environ.Manage.,12, 7-
ablelevelof flexibilityin selection of datasections to rep- 18, 1981.
resentthe desiredwatershedcomplexitydependingon the Jamieson,C.A., and J.C. Clausen, Test of the CREAMS model on
aim of themodelingandtheexpected prediction accuracy. agriculturalfieldsin Vermont,WaterResources Bulletin,24(6),
A highlevelof empiricalknowledge and,in particular, prior 1219-1226,1998.
knowledgeof the watershed, agriculturalactivities,soiland Knisel,W.G.(ed.),A Field-ScaleModel for Chemicals,Runoff and
climaticconditions is a big advantage duringall phasesof Erosion from Agricultural Management Systems. US
modeling,from watersheddiscrefization to optimization Departmentof Agriculture.Conservation, ResearchReportNo.
andinterpretationof the results. 26, 640pp,WashingtonDC, 1980.
McKee, L., B. Eyre, and S. Hossian, Intra- and interannual
export of nitrogen and phosphorusin the subtropical
Acknowledgments.
The authorswould like to thank Prof. Peter RichmondRiver catchment,Australia,Hydrol. Process.,14,
Cornishfrom Universityof WesternSydney-Hawkesbury for 1787-1809, 2000.
makingtheCurrencyCreekdataavailablefor thisproject. Nash,J.E.,andJ.V.Sutcliffe,Riverflow forcasting throughcon-
ceptualmodels:PartI. A discussionof principles,J. Hydrol.,10,
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