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Clement Greenberg Necessity of Formalism

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Necessity of "Formalism"

Clement Greenberg

HERE is the common notion of Modernism as something hectic,


heated. Thus Irving Howe lists among the "formal or literary
attributes of modernism" the fact that "Perversity-Which Is
to Say: Surprise, Excitement, Shock, Terror, Affront-Becomes a
Dominant Motif" (Introduction to a collection of essays by various
hands called The Idea of the Modern [New York, 1967]). A related
notion is that Modernism can be understood as an extreme version of
Romanticism. But a long look at Modernism doesn't bear out either
notion as a covering one.
Modernism is as specific a historical phenomenon as Romanticism
was, but it doesn't represent nearly so specific an attitude, position, or
outlook. Modernism may continue certain aspects of Romanticism,
but it also reacts against Romanticism in general-just as in reviving
certain aspects of Classicism it reacts against Classicism in general.
In the context of what is signified by terms like Romanticism and
Classicism when they are used unhistorically, Modernism as a whole
distinguishes itself by its inclusiveness, its openness, and also its
indeterminateness. It embraces the conventional polarities of literary
and art history; or rather it abandons them (and in doing so exposes
their limited usefulness). Modernism defines itself in the long run not
as a "movement," much less a program, but rather as a kind of bias
or tropism: towards esthetic value, esthetic value as such and as an
ultimate. The specificity of Modernism lies in its being so heightened
a tropism in this regard.
This more conscious, this almost exacerbated concern with esthetic
value emerges in the mid-19th century in response to an emergency.
The emergency is perceived in a growing relaxation of esthetic stand-
ards at the top of Western society, and in the threat this offers to the
serious practice of art and literature. The Modernist response to this
emergency becomes effective because it takes place in actual production
rather than in discourse; in fact, it is more conscious in the practice
of art than it is in discourse or criticism. This response begins to make
a break with many well-tried conventions and habits, ostensibly a

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172 NEW LITERARY HISTORY

radical break. But for the mo


and only ostensibly radical
works to maintain or restor
continuity with the highest e
ticular past styles, manners,
stored, but standards, leve
preserved in the same way i
place: by constant renewal
The emergency has proved
lasting response to it. And s
response. The higher stand
in production, which does not
been matched in quality in a
best of Modernist productio
The Modernist preoccupati
ultimate is not new in itself.
self-consciousness, and its in
tensity (together with the i9th
means to ends) could not but
with the nature of the med
nique." This was also a questi
on in practice by artists, poets
it could not but become an
mean the same thing as a "
of Modernism has shown th
it's this, the artisanal concer
proved to be its covering em
one-the one that again and
Its artisanal emphasis is wh
the hard-headed, sober, "co
what makes it react against
Romanticism was to take med
and to consider them as mor
say that this was a decisive fa
it was a symptom of that det
ness of Romanticism popul
hard-headed reaction of the f
professionalism.
I don't for a moment cont
affair of hard-headedness
saying that it distinguishes i
temper and attitude. And I s

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NECESSITY OF c"FORMALISM 173

feel is too one-sided a view. Yet this view almost invites demolition
when it comes to Modernist painting and sculpture (and maybe to
Modernist music too). For these exhibit Modernism as almost
crucially a concern in the first place with medium and exploratory
technique, and a very workman-like concern. Manet and the Impres-
sionists were paragons of hard-headed professionalism; so was Cezanne
in his way, and so were Seurat and Bonnard and Vuillard; so were
the Fauves-if ever there was a cool practitioner, it was Matisse.
Cubist was overwhelmingly artisanal in its emphasis. And this emphasis
remains a dominant one, under all the journalistic rhetoric, in Abstract
Expressionism and art informel. Of course, Apollonian tempera-
ments may produce Dionysian works, and Dionysian temperaments
Apollonian works. Nor does artisanal hard-headedness exclude pas-
sion; it may even invite and provoke it. And of course, there were
notable Modernist artists like Gauguin and Van Gogh and Soutine who
were anything but soberly artisanal in outlook; but even they occupied
themselves with questions of "technique" to an extent and with a
consciousness that were uniquely Modernist.
Artisanal concerns force themselves more evidently on a painter or
sculptor than on a writer, and it would be hard to make my point
about the artisanal, the "formalist" emphasis of Modernism nearly so
plausible in the case of literature. For reasons not to be gone into
here, the medium of words demands to be taken more for granted
than any other in which art is practiced. This holds even in verse,
which may help explain why what is Modernist and what is not can-
not be discriminated as easily in the poetry of the last hundred years
as in the painting . . . .
It remains that Modernism in art, if not in literature, has stood or
fallen so far by its "formalism." Not that Modernist art is co-
terminous with "formalism." And not that "formalism" hasn't lent
itself to a lot of empty, bad art. But so far every attack on the
"formalist" aspect of Modernist painting and sculpture has worked
out as an attack on Modernism itself because every such attack
developed into an attack at the same time on superior artistic stand-
ards. The recent past of Modernist art demonstrates this ever so
clearly. Duchamp's and Dada's was the first outright assault on
"formalism," that came from within the avant-garde, or what was
nominally the avant-garde, and it stated itself immediately in a lower-
ing of aspirations. The evidence is there in the only place where
artistic evidence can be there: in the actual productions of Duchamp
and most of the Dadaists. The same evidence continues to be there in
the neo-Dadaism of the last ten years, in its works, in the inferior

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174 NEW LITERARY HISTORY

quality of these works. From


Modernism remains a necessary
as it has been of the best ar
"formalism," apparently, rem
the sole and sufficient justificati
And if "formalism" derives f
Modernism, then this must be
case of painting and sculptu
and looks more than ever righ
keep on looking that way in t
will continue to stand or fall b
Modernism has been a failing
years and more; it's not yet a
but I can imagine its turnin
sculpture, which seems to have
ing does). If so, this may co
come about, as it seems to me
of Modernism's "hot" side, th
the one that middlebrows have
There have, of course, to be
the ambiguous difference b
sides. If Modernism's "hot" s
years, this is a symptom, not
sought outside Modernism and

Postscriptum

Art is, art gets experienced, fo


recognized in identifying esth
doesn't mean that art or the e
The neglect of this distinction
most of whom were not Mo
perception.

Post-Postscriptum

My harping on the artisanal and "formalist" emphasis of Modernism


opens the way to all kinds of misunderstanding, as I know from
tiresome experience. Quality, esthetic value orginates in inspiration,
vision, "content," not in "form." This is an unsatisfactory way of

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NECESSITY OF "FORMALISM 5 175

putting it, but for the time being there seem


able. Yet "form" not only opens the way to
as means to it; and technical preoccupations
and compelled enough, can generate or di
work of art or literature succeeds, when it
so ipso facto by the "content" which it con
cannot be separated from its "form"-
Mallarmd's case, no more in Goya's than i
Verdi's than in Schoenberg's. It embarasses
but I feel I can count here on the illiteracy o
the matter of what can and what can't be l
about works of art.

NEW YORK, NEW YORK

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