Guide Standards and Conformance System

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A Guide to New Zealand's

Standards and
Conformance System
March 2018
Published by
Ministry of Business, Innovation and Employment
Wellington
New Zealand
www.mbie.govt.nz

March 2018

ISBN (online): 978-1-98-853542-5


ISBN (print): 978-1-98-853543-2

While all care has been taken to ensure that information is accurate at the date of publication, the
Ministry of Business, Innovation and Employment does not accept any responsibility in respect of any
loss or damage (including consequential loss or damage), however caused, which may be incurred or
which arises directly or indirectly from reliance on information in this booklet.

Acknowledgements
The Ministry of Business, Innovation and Employment is grateful for the assistance of the following
organisations:
Commerce Commission
International Accreditation New Zealand
Joint Accreditation System of Australia and New Zealand
Measurement Standards Laboratory of New Zealand
Ministry of Foreign Affairs and Trade
Ministry of Health
Ministry for Primary Industries
New Zealand Transport Agency
Standards New Zealand
Trading Standards
WorkSafe New Zealand

Edited by Victoria Hodgson, Ministry of Business, Innovation and Employment


MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

Contents
Foreword 2
Executive Summary 3
Purpose 3
Overview 3

1. Outline of Standards, Conformance and Accreditation 4


Overview 4
Standards 4
Conformance 5
Accreditation 5
Standards and Conformance Infrastructure 6
Standards and Regulations for Exporting Overseas 7
Standards and Regulations for Importing to New Zealand 7

2. Policy & Regulations 8


Overview 8
Technical Barriers to Trade (TBT) and Sanitary and Phytosanitary Measures (SPS) 8
Standards and Conformance Policy 9
Regulation 10

3. Standards Development, Administration and Assistance 12


Overview 12
Standards Development 13
Standards Administration and Metrology 15
International and Regional Standards Organisations 17
International and Regional Metrology Organisations 17

4. Conformance 18
Overview 18
Testing 19
Calibration 19
Inspection 19
Certification 19
Mutual Recognition 20

5. Accreditation 22
Overview 22
Role of Accreditation 22
International Accreditation New Zealand 24
Joint Accreditation System of Australia and New Zealand 25

Glossary of Acronyms 26
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

Foreword
New Zealand’s standards and conformance system plays an
important role in the economy. Conformance to standards helps
to minimise health, safety and environmental risks; allows
consumers to make informed decisions about purchasing
products and services in accordance with their preferences and
values; ensures compatibility; and facilitates international trade.

Businesses use standards and conformance to provide


assurance on product quality and compatibility. Governments
use standards in regulation to protect the health and safety
of consumers and protect the environment. Hon Kris Faafoi
Minister of Commerce
and Consumer Affairs
To be successful, it is vital for businesses to understand the
standards and conformance system. Businesses must be able to
meet regulations and obtain independent proof that they have
done so. Standards and conformance can also help businesses grow. When consumers know
a business supplies reliable and consistent products and services, they are more likely to
purchase from it. Proving products meet quality and performance standards can add value
by attracting premium prices.

Standards and conformance also play an important role in growing New Zealand’s exports.
When New Zealand businesses are equipped to fully engage in the global economy and
leverage the benefits of international trade, all of New Zealand benefits. An effective and
internationally coherent standards and conformance system helps businesses to export
successfully by assuring the quality of New Zealand exports, minimising artificial trade
barriers, and levelling the playing field.

The Ministry of Business, Innovation and Employment has prepared this guide to explain
the context of standards and conformance, and identify the organisations that make up
New Zealand’s standards and conformance infrastructure.

It is essential that we maintain our strong, credible system to enhance our reputation for
producing high quality products, and to keep consumers safe. I hope this guide is useful
in explaining how New Zealand’s standards and conformance system works, and what
government, businesses and consumers can do to get the most out of it.
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

Executive Summary

Purpose
All countries which hope to participate in increasingly globalised trade and supply chains
need an effective and reliable standards and conformance infrastructure. It is important for
New Zealanders’ safety and prosperity that regulators and those who interact regularly with
standards and conformance procedures, including businesses and consumers, have a tool to
understand New Zealand’s standards and conformance system.

A Guide to New Zealand’s Standards and Conformance System provides a broad overview
of the standards and conformance system in New Zealand, including the role of standards,
conformance, accreditation, policy and regulations, and how they all fit together. It also
provides examples of the various organisations involved in each of these processes,
and links to their associated websites.

This guide builds on the work of an earlier publication, New Zealand’s Standards and
Conformance System: A Guide for Business (ISBN:0-478-23499-6) which was published
by the Ministry of Economic Development in 2001. While the Ministry of Economic
Development produced the previous booklet specifically for businesses, the Ministry
of Business, Innovation and Employment (MBIE) has created A Guide to New Zealand’s
Standards and Conformance System for the use of anyone who engages with or has an
interest in the standards and conformance system.

Overview
This guide begins with a brief explanation of standards, conformance and accreditation.
It outlines how the three work together to ensure product, system and service safety and
quality, and provides a diagram indicating the lead organisations involved in each stage of
New Zealand’s standards and conformance infrastructure.

Section 2 introduces the role of policy and regulations in the standards and conformance
system, and outlines the responsibilities of a selection of government agencies and
government-funded organisations which provide policy advice and create regulations.

Section 3 describes how standards development and administration (including metrology


standards), and the provision of assistance to businesses in meeting standards, creates
the foundation of a robust standards and conformance system. It introduces a selection
of New Zealand organisations involved in this work.

Section 4 explains how conformance bodies assess products, systems and services to ensure
that they comply with the standards and regulations that they claim to meet, and explains
the different types of conformity assessment and the types of bodies that can assess
conformance. It also introduces New Zealand’s mutual recognition arrangements, which
allow some overseas conformity assessments to be accepted in New Zealand and vice versa.

Section 5 introduces accreditation, which is the process of ensuring that conformity assessment
bodies are competent to assess conformance. It then introduces the two primary accreditation
bodies active in New Zealand.

Finally, a glossary of terms is contained at the back of this guide.


MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

1. Outline of Standards,
Conformance and Accreditation

Overview
This section provides a brief outline of standards, conformance and accreditation, and how
they work together to ensure that the products, systems and services that New Zealand
businesses provide are safe and high-quality. It goes on to provide a diagram of the lead
organisations involved in each part of the system, and to outline how businesses can ensure
compliance with standards for export and import.

Standards
Standards are published documents setting out agreed technical specifications for products,
systems or services. Some industries use standards to provide assurance on the quality,
safety and performance of the products, systems or services they are providing.

Voluntary Standards
Most standards are voluntary, and relate to maintaining product quality and consistency.
Voluntary standards are encouraged by industry groups or consumer demand, and can be
developed by international organisations, national standards bodies, governments, or
industry associations. They can be developed in consultation with the relevant industry and
other stakeholders such as consumers and regulators. Products claiming to meet a voluntary
standard should be checked for compliance or they may breach the Fair Trading Act.

Although products, systems and services are not legally required to meet voluntary
standards, customers may prefer that they do. Therefore, if a product, system or service does
not meet certain voluntary standards it may not sell successfully. Voluntary standards can
become mandatory when governments incorporate or cite them in regulations.

Measurement Standards
National measurement standards are accurate measures of quantities such as length, weight,
volume, temperature and time. They provide benchmarks to ensure that measuring devices
such as scales, thermometers and clocks achieve accurate results.

Trade measurements help to ensure that traders who sell goods by a measure or number
(such as a litre of petrol, or a kilogram of butter) are providing customers with fair and
accurate quantities.
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

Regulatory Technical Requirements 5


To minimise risks or promote the public interest, governments can regulate particular products,
systems and services. Technical requirements are specific rules covering areas such as product
safety, operator/user safety, environmental effects, quarantine requirements, consumer
protections, packaging and labelling, or product characteristics. If a product, system or service
does not comply, it will be illegal to offer it for sale. A technical requirement may include
technical specifications, or it may specify use of a voluntary standard already in existence.
Standards may be referenced in regulatory technical requirements. Often, complying with the
standard is a way of demonstrating compliance with the regulatory requirement. In a few cases,
compliance with the standard is mandatory. Regulators may take enforcement action to ensure
compliance with the relevant technical requirement.

Conformance
Conformance is the process of judging whether a particular product, system or service meets
a standard or complies with a regulation. Conformity assessment is undertaken by technical
experts in laboratories, inspection bodies and certification bodies, who refer to standards
when testing samples, inspecting safety equipment, calibrating measurements, or auditing
quality systems. Decisions are based on the results of these measurements, tests, inspections
or audits. Conformity assessment bodies issue reports and certificates of compliance.

Accreditation
Accreditation bodies use standards and technical experts to check and formally recognise
that a conformity assessment organisation such as a laboratory or certification body is
competent to assess conformance. Governments establish or endorse accreditation bodies.

Figure 1: Standards and Conformance Framework

Accreditation assures competence


in conformity assessment

Conformity Assessment completed


by an accredited organisation to
ensure requirements are met
Government is concerned
If compliant, product
about safety and quality
Technical Requirements or service can legally
assurance, so imposes
be sold
technical requirements

If compliant, product
Consumers and down-
or service can
stream producers demand
display certification
commonality, quality Voluntary Standards
or mark which may
and compatibility among
increase sales or
products
attract a higher price
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

6 Standards and Conformance Infrastructure


The organisations below collaborate to create New Zealand’s standards and conformance
infrastructure. This network includes government agencies, Crown entities, international
organisations, and conformity assessment bodies in the public and private sectors.

The following sections of this booklet explain the different organisations involved in these
four functions:

›› policy and regulation


›› standards development, monitoring and assistance
›› conformance
›› accreditation.

The Ministry of Business, Innovation and Employment is the lead policy department for the
standards and conformance system.

Figure 2: Examples of organisations in New Zealand's standards and conformance infrastructure

Policy and Standards Conformance Accreditation


Regulation Development,
Monitoring and
Assistance

Ministry of Business, Innovation and Employment (MBIE) International


Accreditation
New Zealand
Trade & Regulatory Trading Standards
(IANZ)
Cooperation

Building Regulator Standards NZ Joint


Accreditation
System of
Australia and
New Zealand
Work Safe NZ Measurement Standards Laboratory (MSL)
(JAS-ANZ)

Ministry of Foreign Public and


Affairs and Trade private sector
(MFAT)
conformity
assessment
Other regulatory bodies
agencies including
MPI, NZTE, MoH and
others
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

Standards and Regulations for Exporting Overseas 7

Countries have their own technical requirements and standards, including different systems
of measurement. When exporting, businesses must comply with the requirements of the
destination country. Goods for export should comply with local regulations or they may be
unable to enter the market. It is often beneficial for goods to meet local voluntary standards
too, to be more appealing to consumers and demonstrate the quality or safety of products,
systems or services.

Conformity assessment processes can also differ between countries. Products that have
already been tested in the country of export may also need to be re-tested or re-inspected
in the country of import, which can add significant delays and costs. It is usually expected
that the exporter or importer will pay for this. New Zealand has a number of agreements with
key export markets, such as China, Singapore, Taiwan and the European Union which allow
conformity assessment procedures undertaken in New Zealand to be recognised by the
country of import for selected products. More information is available on page 20 and 21
of this guide (Mutual Recognition).

New Zealand Trade and Enterprise


New Zealand Trade and Enterprise provides support to businesses when exporting.

Box 1: More information on New Zealand Trade and Enterprise

Tel: 0800 555 888 Web: www.nzte.govt.nz

Local offices are in Auckland, Christchurch, For NZTE information on understanding


Dunedin, Hamilton, Napier, Nelson, New Plymouth, export regulations, see: www.nzte.govt.nz/
Palmerston North, Tauranga and Wellington. export-assistance/export-essentials-guides/
understanding-your-international-compliance-
For specific contact details see: www.nzte.govt.nz/
requir
contact/new-zealand-offices

Standards and Regulations for Importing to New Zealand

New Zealand companies intending to import products to sell in New Zealand should also
ensure compliance or they may be held liable. To ensure understanding of regulations and
standards that apply to a specific product, system or service, importers should check with
the relevant regulator, for example:

›› Food safety and biosecurity: www.mpi.govt.nz


›› Health and medicinal safety : www.health.govt.nz
›› Electrical and gas safety: www.energysafety.govt.nz
›› Motor vehicle safety: www.nzta.govt.nz
›› Consumer product safety and information: www.mbie.govt.nz/info-services/
trading-standards/consumer-product-safety
›› Building safety: www.building.govt.nz
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

2. Policy & Regulations

Overview
New Zealand has relatively few regulations for traded products, systems and services.
Manufacturers and traders generally take responsibility for the safety of their products
through self-regulation, which is reinforced by consumer protection legislation. However,
some products pose greater risks, so the Government imposes technical requirements that
must be met for businesses to sell these products. These regulations are administered and
enforced by the government agency with expert knowledge of the product, system or service.

This section begins by outlining the international obligations that New Zealand must meet
when designing regulations, to ensure that they are not unnecessarily obstructive to trade.
The role of MBIE as the lead policy agency for the standards and conformance system is
introduced, followed by some examples of New Zealand regulators. Note that there are many
others not mentioned which regulate specific categories of products, systems and services.

Technical Barriers to Trade (TBT) and Sanitary and Phytosanitary


(SPS) Measures
Sometimes, technical regulations can cause unnecessary barriers to international trade by,
for example, requiring businesses to undergo multiple conformity assessment procedures
for different regulations which may not be necessary to protect consumers. Growth in
complexity of world trade has encouraged governments to find ways of reducing these
barriers to trade so that goods can cross borders without unnecessary delays or added costs.

New Zealand and most of its trading partners are members of the World Trade Organisation
(WTO). WTO members have agreed to make international trade more efficient by lowering
tariffs, phasing out subsidies and quotas, and reducing structural barriers to trade, such as
TBTs and SPS measures. The WTO administers two Agreements covering rules for technical
regulations, standards and conformity procedures: the Agreement on Technical Barriers to
Trade (the TBT Agreement) and the Agreement on Sanitary and Phytosanitary Measures
(the SPS Agreement). The SPS Agreement covers regulations for human, animal and plant
health, including food safety and quarantine.
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

The TBT and SPS Agreements require that technical regulations and conformity assessment 9
procedures affecting trade be:

Transparent Technical requirements must be published and available to all other Members.
Each WTO Member must have national TBT and SPS Enquiry Points to provide
information on TBT measures proposed or adopted in that country. New Zealand’s
TBT Enquiry Point is Standards New Zealand, and its SPS Enquiry Point is the Ministry
for Primary Industries.

Justifiable There must be good scientific evidence or justifiable reasons for all TBT and SPS measures.

Non- Products from all WTO members must be treated the same. Technical regulations
discriminatory must apply the same rules for imported goods as for goods produced locally.

Based on Where possible, all regulations should be based on international standards and
international guidelines. Processes for checking conformance, including test methods, should also
standards be internationally recognised.

Standards and Conformance Policy


Trade and Regulatory Cooperation Team
The Trade and Regulatory Cooperation Team within MBIE is responsible for overseeing
New Zealand’s standards and conformance infrastructure. It advises the Government on
standards and conformance policy, seeking to reduce compliance costs to business while
maintaining a robust standards and conformance system.

The Trade and Regulatory Cooperation team also plays a key role in supporting New Zealand
exporters and importers through internationally promoting the reduction of technical
barriers to trade, and collaborating with the Ministry of Foreign Affairs and Trade to negotiate
TBT chapters within trade agreements. These approaches are consistent with the World Trade
Organisation’s (WTO) TBT Agreement.

Box 2: More information on the Ministry of Business, Innovation and Employment

Tel: +64 4 901 1499 Web: www.mbie.govt.nz/info-services/


Email: [email protected] business/standards-conformance
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

10 Regulation
Building Regulator and Building Code
The Building System Performance team within MBIE is the lead body in New Zealand’s building
regulatory system. It is responsible for advice on legislation and regulations, including the
Building Code. The stewardship role requires the Building Regulator to look across the system
as a whole and provide advice on how to ensure the building regulatory system is high
performing. The Building Regulator is responsible for:

›› reviewing the Building Code


›› producing documents showing how to comply with the Building Code
›› monitoring the performance of district and city councils in the building regulatory system
›› investigating complaints
›› making determinations about disputes on certain building matters
›› occupational licencing of some professions.

The Building Regulator works alongside building practitioners, government agencies, other
regulators and the construction industry to understand what matters to the sector and to
improve the regulatory system.

Ministry for Primary Industries


The Ministry for Primary Industries (MPI) leads the New Zealand Government’s interaction
with primary industries including agriculture, forestry and fisheries. Part of this role includes
managing risk to the New Zealand public and certain industries from plant and animal sources.
This is achieved through implementing regulations on:

›› production, processing and export of food and other animal products


›› registration and use of agricultural compounds, including veterinary medicines
›› biosecurity risks to animal and plant life, both introduced and local species
›› animal welfare.

MPI advises the Government on all animal and plant health matters and liaises with other
agencies on all developments affecting trade in primary products. When trading partners
require assurances that New Zealand produce complies with regulations or standards, MPI
issues Export Certificates which give an official assurance to other governments that the
product was produced under MPI’s regulatory control, and that the attestations made on
the certificate are true and supported by evidence. These certificates are based on ongoing
checks that standards are being properly followed at all stages of production.

MPI is also New Zealand’s Enquiry Point for the WTO agreement on Sanitary and
Phytosanitary measures.

Box 3: More information on the Ministry for Primary Industries

Tel: +64 4 894 0100 Web: https://www.mpi.govt.nz/


Email: [email protected]
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

Ministry of Health 11
The Ministry of Health certifies health care services (such as hospitals and rest homes) and
health practitioners, and oversees the distribution chain of medicines, controlled drugs and
therapeutic products. The New Zealand Medicines and Medical Devices Safety Authority
(Medsafe) is within the Ministry of Health and is responsible for regulation of medicines and
medical devices in New Zealand and the safe use of medicines.

Box 4: More information on Medical Safety at the Ministry of Health

Ministry of Health Medsafe


Tel: 0800 855 066 Tel: 04 819 6800
Email: [email protected] Email: [email protected]
Web: w
 ww.health.govt.nz/our-work/ Web: www.medsafe.govt.nz
regulation-health-and-disability-
system

New Zealand Transport Agency


The New Zealand Transport Agency is responsible for regulating the safety and environmental
performance of vehicles operating on New Zealand roads, along with safety-related vehicle
components and equipment. Entry into the New Zealand vehicle fleet is controlled through
the application of vehicle standards from four main source markets: Europe, Australia, Japan
and the United States. These standards are complemented by specialist certification and
in-service inspection systems to ensure continued roadworthiness throughout the life of
the vehicle.

Box 5: More information on the New Zealand Transport Agency

Tel: 0800 108 809 Web: www.nzta.govt.nz


Email: [email protected]

Commerce Commission
The Commerce Commission enforces the Fair Trading Act 1986 which covers product safety
standards for baby walkers, children’s toys, children’s nightwear, cigarette lighters, household
cots and pedal bicycles. It also enforces consumer information standards which include
country of origin labelling for clothing and footwear; care and fibre content labelling for
certain goods; water efficiency labelling for appliances using water; and used motor vehicles.

Box 6: More information on the Commerce Commission

Tel: 04 924 3600 Web: www.comcom.govt.nz


Email: [email protected]

Energy Safety
Energy Safety, part of WorkSafe New Zealand, is responsible for safeguarding people and
property from the dangers of gas and electricity. This includes responsibility for the safety
of electrical and gas appliances and installations, and the safety of electrical supply and
generation systems. Energy Safety monitors, encourages and enforces compliance with
laws related to electricity and gas supply.

Box 7: More information on Energy Safety

Tel: +64 3 962 6248 Web: http://www.energysafety.govt.nz/


MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

12

3. Standards Development,
Administration and Assistance

Overview
Standards set acceptable levels of quality and performance, usually at a minimum level
or a good practice benchmark. Most standards are voluntary, and are developed by industry
groups. Sometimes Government incorporates standards in regulations, making them
mandatory. For businesses, standards can:

›› define specifications that ensure product, system or service quality within their business,
industry or community
›› reduce costs and risks by providing a solution that key stakeholders agree is the best
method, or specify the characteristics of a product
›› meet international requirements and reduce barriers between exporters and their
international markets
›› be used as a marketing tool
›› provide a means of compliance with legislation
›› achieve national and international recognition for best practice.

Businesses must ensure that the weight, length or volume of the goods that they are selling
is sufficiently accurate. For example, if a business is selling 1kg blocks of cheese, it must
ensure that the blocks of cheese weigh 1kg. Measurement standards are a type of standard,
and the study and management of these standards is called metrology. International
measurement standards ensure that components from one country will fit machines
from another; that aircraft can safely use navigation systems in different countries; and
that a litre bottle from Invercargill will hold the same amount as a litre bottle from Shanghai.

This section introduces five New Zealand organisations involved in standards development,
monitoring and assistance:

›› the Standards Approval Board


›› the New Zealand Standards Executive
›› Standards New Zealand
›› Trading Standards
›› Measurement Standards Laboratory of New Zealand.

The section then briefly outlines two international and regional standards organisations and
three international and regional metrology organisations.
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

Standards Development 13

Standards Approval Board


The development and management of standards is governed by the Standards and
Accreditation Act 2015, which establishes the Standards Approval Board. The Standards
Approval Board is responsible for approving New Zealand Standards, approving chairs
and members of standards development committees, and providing advice to the Minister
of Commerce and Consumer Affairs on New Zealand Standards. The Minister appoints the
Standards Approval Board of five to seven members including a Chair. Members are required
to have skills, knowledge and experience of sectors that use standards.

New Zealand Standards Executive


The Standards and Accreditation Act 2015 also establishes the New Zealand Standards
Executive. The New Zealand Standards Executive is responsible for:

›› the operations of Standards New Zealand


›› copyright for New Zealand Standards and enforcement of copyright on behalf of
international standards bodies
›› providing access to standards for standards users
›› New Zealand’s WTO Technical Barriers to Trade enquiry point
›› New Zealand’s membership of international standards organisations, including the
International Organisation for Standardisation (ISO) and the International Electrotechnical
Commission (IEC).
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

14 Standards New Zealand Figure 3: Process for Development


of Standards
Standards New Zealand is a business unit within
MBIE responsible for managing the development of
and providing access to standards in New Zealand,
Draft
and is the operational arm of the New Zealand
Standards Executive. Development of standards
is based on an internationally recognised process
of consultation and consensus, with all interested Formation of Committee
parties invited to participate. Standards New Zealand
is not directly funded by Government. Revenue
comes from contracts with industry and Government
for the adoption, development and support of Update Draft
standards, and from sales of standards publications.

Operations

Standards New Zealand manages the development Issue for Public Comment
of standards (see Fig.3) and enables access to
them. It develops New Zealand standards and Joint
Australian/New Zealand standards for use in both
countries, by adopting international standards as a Amend Draft

first option wherever possible. Standards New Zealand


provides access to local and international standards
and related documents through sales of individual
Consensus
copies, in both printed and electronic formats, and
through subscription services. It encourages bodies
who commission standards to also sponsor their
access, so that New Zealand businesses and the Publish Standard
public can access them easily. It monitors copyright
breaches and enables legitimate use of standards
content through copyright licenses.

International Role

Standards New Zealand represents New Zealand in the ISO and IEC, which ensures
New Zealand’s interests are considered in the development of international standards
developments. Standards New Zealand acts as the enquiry point on behalf of the Ministry of
Foreign Affairs and Trade for technical barriers to trade (TBT) under the WTO TBT Agreement.
The Enquiry Point notifies the WTO of any new standards or regulations in New Zealand that
may significantly affect trade and monitors the notifications of other countries. It also
responds to enquiries on any regulations or requirements that must be met before specific
products can be imported into New Zealand.

Regional Cooperation

Standards New Zealand maintains strong links with Standards Australia. Both are party to
a formal agreement for preparing and publishing joint Australian/New Zealand Standards
where appropriate. Standards New Zealand is a founding member of the Pacific Area
Standards Congress (PASC), and also participates in standards activities within Asia-Pacific
Economic Cooperation (APEC).

Box 8: More information on Standards New Zealand

Tel: +64 3 943 4259 Web: www.standards.govt.nz


Email: [email protected]
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

Standards Administration and Metrology 15

Trading Standards
Trading Standards is responsible for consumer product safety, the administration and
enforcement of the Weights and Measures Act 1987, and fuel quality monitoring. Trading
Standards is an operational unit within MBIE and reports to the Minister of Commerce and
Consumer Affairs on operational issues.

Consumer Product Safety

Trading Standards oversees consumer product safety in New Zealand. Trading Standards
investigates national and international emerging product safety issues, and reduces
significant risks and hazards that products may pose to New Zealand consumers. The Minister
of Commerce and Consumer Affairs can implement mandatory recalls, ban products with
Unsafe Goods Notices, and set Product Safety Standards. These measures are enforceable
by the Commerce Commission and New Zealand Customs.

Trade Measurement

Trading Standards administers and enforces New Zealand’s system of trade measurement
(known as legal metrology), ensuring that weighing and measuring equipment and the
quantity in packaged goods is accurate. The Weights and Measures Act provides for the
system of weights and measurements to be used in trade. The Act sets down a number
of fundamental rights for consumers and those involved in trading goods by weight,
measurement or number.

Fuel Quality Monitoring

Trading Standards monitors the quality of retail fuel in New Zealand and ensures it complies
with specifications set out in the Engine Fuel Specifications Regulations. Trading Standards
uses statistical sampling to detect non-compliance. The Regulations specify limits on
a number of critical properties for premium and regular petrol grades, diesel, and biofuels
such as biodiesel and ethanol.

Box 9: More information on Trading Standards

Contact: [email protected] Trading Standards Brochure: www.mbie.govt.


Web:  www.mbie.govt.nz/info-services/ nz/info-services/trading-standards/portlets-
trading-standards content/Trading-Standards-Brochure-v5-
optimised.pdf
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

16 Measurement Standards Laboratory of New Zealand


Confidence in measurement is important for the enforcement of local and central government
regulations and codes and for consumer protection. Up-to-date measurement capabilities
underpin New Zealand’s competitive advantage, especially in advanced technology product
development. Internationally, confidence in New Zealand’s standards of measurement is
essential for access to the global market-place and to meet international standards and
conformance requirements.

The Measurement Standards Laboratory of New Zealand (MSL) ensures that New Zealand
has the scientific and technical expertise for a system that delivers accurate and reliable
measurements. Government, businesses and consumers rely on the values provided by the
measuring instruments MSL calibrates for a wide range of purposes including enforcement,
health, trade, safety, food production, environmental monitoring, transport and manufacturing.

Measurements can only be relied on if they are traceable. Traceability is an unbroken chain of
comparisons back to the International System of Units (SI) definition in the form of a national
measurement standard. Each comparison in the chain has known accuracy and is undertaken
by people who are technically competent.

Operations

MSL is part of Callaghan Innovation, a crown entity. MSL reports to the Minister of Science and
Innovation and advises the Government on national and international measurement issues.

MSL’s key functions are to:

›› ensure that suppliers and consumers, both within New Zealand and internationally, have
confidence in New Zealand’s standards of measurement
›› ensure New Zealand’s measurement system is traceable to the SI by providing calibration
services in length, mass, volume, density, pressure, time intervals, frequency, time of day,
electricity, temperature, humidity, photometry, radiometry and spectrophotometry
›› provide advice on the acceptability of calibration, test or measurement information
›› provide measurement experts (for example, for technical assessment of laboratories)
›› provide workshops and training to build technical competence in testing and calibration
›› provide measurement-related consultancy services based on specialist technical expertise
›› introduce new measurement standards and extend existing measurement standards in
range and accuracy
›› monitor international developments in their specialist areas and report on and respond
to changes, such as new definitions for SI units
›› build the metrology capabilities of other countries in the Asia-Pacific region
›› participate in inter-governmental forums and ensure that New Zealand meets its
obligations under the Mutual Recognition Arrangement for international equivalence of
measurements administered by the International Committee for Weights and Measures,
including participation in regular international measurement comparisons.

Box 10: More information on the Measurement Standards Laboratory

Contact: [email protected] Web: www.measurement.govt.nz


MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

International and Regional Standards Organisations 17

International Organisation for Standardisation (ISO)


The ISO is the world’s largest developer of internationally harmonised standards. It is a
network of national standards institutes (including the New Zealand Standards Executive)
and is a private non-governmental body whose members do not directly represent the
governments of their countries of origin. It develops voluntary standards that tend to
cover a broad range of subjects and markets, and owns over 19,500 International Standards.
More information is available at www.iso.org.

International Electrotechnical Commission (IEC)


The IEC produces International Standards for all electrical, electronic and related technologies.
Like the ISO, it is a private, non-governmental network of national standards institutes. The
IEC oversees 175 technical committees and subcommittees involved in setting standards and
owns over 6300 published standards and standards-type documents. More information is
available at www.iec.ch.

International and Regional Metrology Organisations


International Organisation of Legal Metrology
The Organisation International de Métrologie Légale (OIML) facilitates international
harmonisation of legal metrology. Sixty countries are full members of OIML and a further
68 countries are corresponding members. New Zealand is a full member.

Asia Pacific Legal Metrology Forum


New Zealand is a member of the Asia Pacific Legal Metrology Forum (APLMF), a specialist
regional body recognised by APEC. APLMF aims to promote integrity and harmony in legal
metrology activities and services; and to build mutual confidence in trade measurement
within the Asia-Pacific region. New Zealand chairs the APLMF working group on goods
packed by measure.

Trade Measurement Advisory Committee


The Trade Measurement Advisory Committee consists of the trade measurement
authorities from New Zealand and from the Commonwealth, States and Territories
of Australia. The Committee focuses on trade measurement issues within and between
Australia and New Zealand, and provides policy advice on trade measurement issues.
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

18

4. Conformance

Overview
Conformity assessment is the process of deciding whether or not a product, system or
service conforms to a standard or complies with a regulation. There are four main types of
conformity assessment: testing, calibration, inspection and certification. Conformity
assessment is generally undertaken by private organisations on a commercial basis.
Specialist laboratories carry out tests or check measurements and issue reports. Inspection
bodies undertake various types of professional inspections and issue inspection reports.
Certification bodies license products, audit quality or environmental management systems,
and issue certificates of conformity. This section outlines the four types of conformity
assessment procedures listed above, then introduces New Zealand’s mutual recognition
arrangements, which provide for some types of conformity assessment done in New Zealand
to be recognised overseas, and vice versa.
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

Testing 19

Testing is the process of determining the characteristics of an item or material using


recognised scientific methods.

Tests are carried out in laboratories and reports relate only to the sample tested. Most tests
are conducted using standard test methods that specify the equipment, environment and
processes required to achieve a reliable result. Microbiological testing, for example, requires
a sterile environment, with staff wearing protective clothing. When non-standard test
methods are used, the scientists must be able to prove that the test method is valid.

Calibration
Calibration is the process of ensuring that measuring instruments are giving accurate results,
and is a type of testing.

Measuring instruments are calibrated in private calibration laboratories against reference


standards that have been calibrated by MSL or another laboratory whose measurements
are traceable to the appropriate national measurement standard. This ensures that any
measurements performed with the calibrated instruments will be traceable back to the SI.
Calibration laboratories can be accredited to calibrate a wide range of measuring instruments,
including speed cameras, analytical balances, measuring tapes, pressure gauges and electrical
power meters. Calibration reports may only carry the accreditation logo if the laboratory is
accredited for those calibrations.

Inspection
Inspection is the use of skill and professional judgement to determine whether technical and
safety requirements are being met. The international standard for professional inspection
bodies (ISO/IEC 17020) covers designs, products, services, processes and plants. Specialist
inspectors examine the technical aspects of such things as pipelines, crane designs, boilers,
buildings, machinery, quarantine services or food premises. Many inspections require the use
of internationally recognised standard inspection methods to ensure that all safety aspects
are checked.

Certification
Certification bodies are accredited to specific international standards, depending on the
type of certification they are competent to undertake. Certification bodies issue certificates
of compliance to suppliers of products, systems or services. This can include Quality
Management Systems (QMS) certification, Environmental Management Systems certification,
personnel certification or product certification.
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

20 Mutual Recognition
Governments may enter into conformity assessment mutual recognition agreements and
arrangements (MRAs). MRAs are designed to help exporters and importers by reducing
the time and costs associated with obtaining approval for their products to be sold
in a particular country. These MRAs traditionally involve recognition of the technical
competence of conformity assessment bodies in the exporting country to perform
conformity assessment to the rules and procedures of the importing country.

Asia Pacific Economic Cooperation (APEC)


APEC includes 21 economies in the Asia-Pacific region. MBIE represents New Zealand on
the APEC Sub-committee on Standards and Conformance, which aims to reduce negative
effects of differing standards and conformance arrangements on trade and investment
in the Asia-Pacific. APEC has established regional MRAs covering electrical and electronic
equipment, telecommunications and food products. Each APEC member that participates
in the MRA retains its own regulations but accepts assessments undertaken in the
exporting economy.

International Committee for Weights and Measures Mutual Recognition Arrangement


(CIPM MRA)
New Zealand is a signatory to this arrangement for the international mutual recognition of
calibration certificates issued by national metrology institutes (including the Measurement
Standards Laboratory of New Zealand).

Bilateral Mutual Recognition Arrangements and Agreements


New Zealand also has four bilateral MRAs covering certain products:

Economy Goods covered More information

European Union Electromagnetic compatibility, mbie.govt.nz/info-services/business/


low voltage equipment, trade-tariffs/trade-environment/trade-
machinery, medical devices, agreements-and-partnerships/eu-and-
medicines pressure equipment nz-mutual-recognition-arrangement
and telecommunications terminal
equipment

China Electrical and electronic equipment mbie.govt.nz/info-services/business/


trade-tariffs/trade-environment/trade-
agreements-and-partnerships/trade-
agreement-with-china-on-electrical-and-
electronic-equipment

Taiwan Electrical and electronic products mbie.govt.nz/info-services/business/


trade-tariffs/trade-environment/trade-
agreements-and-partnerships/trade-
agreement-with-taiwan-on-electrical-
and-electronic-products

Singapore Electrical and electronic equipment energysafety.govt.nz/appliances-


fittings/electrical-appliances-fittings/
core-requirements/international-
cooperation-recognition/current-mras/
singapore-2013-new-zealand-cep-eee-
mra
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

Private Mutual Recognition Arrangements 21


Some members of regional and international accreditation bodies (such as International
Laboratory Accreditation Cooperation (ILAC) and Asia-Pacific Laboratory Accreditation
Cooperation) have developed private MRAs. Businesses can find these private MRAs effective,
and in some cases, more trade occurs under private MRAs than under government-to-
government MRAs.

Unilateral Recognition
New Zealand unilaterally recognises overseas certification of some products from certain
markets. For example, New Zealand unilaterally recognises certification of gas appliances
issued by certain European, North American and Australian certification bodies.

Trans-Tasman Mutual Recognition Arrangement (TTMRA)


The TTMRA is an arrangement between Australia and New Zealand that provides that in
general, goods that may be sold in one country may legally be sold in the other, regardless
of differences in standards or other sale-related regulatory requirements. Additionally,
registered professionals in one country can legally work in the other, regardless of differences
in occupational regulatory requirements. The TTMRA recognises the special relationship
between New Zealand and Australia and provides for the most advanced level of integration
between the two countries. The TTMRA is not a conformity assessment MRA, because it does
not just require the importing country to accept the exporting country’s conformity assessment
to the importing country’s own standards, but instead requires the importing country to accept
conformity assessment to the exporting country’s standards. It supports the free movement of
goods and of people in registered occupations in both countries by treating the outcomes of
each system as equivalent.
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
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22

5. Accreditation

Overview
Accreditation ensures that the Government, consumers and the public have confidence
in the quality and competence of New Zealand’s testing, inspection and certification
services. Reliable technical services contribute directly to improved business efficiency
and the international competitiveness of New Zealand’s industries.

This section explains the role accreditation plays in the standards and conformance system,
and introduces the two accreditation bodies active in New Zealand.

Role of Accreditation
Accreditation bodies check that those testing, inspecting, calibrating and certifying are
competent and reliable. Governments establish or endorse technical accreditation bodies.
Accreditation assessments of inspection bodies include detailed on-site observation as
well as checking of procedures, records and reports. This enables technical assessors to
be confident that approved inspection bodies have the necessary skills, experience and
systems to support their results. Inspection reports can only carry the accreditation logo
if the inspection body is accredited for those inspections.

Although most conformance bodies are not legally required to be accredited, regulators
and other government authorities increasingly expect formal accreditation to international
standards as a reliable measure of competence to undertake government-funded
conformity services.

In New Zealand, the Government has established International Accreditation New Zealand
(IANZ) and endorses the Joint Accreditation System of Australia and New Zealand (JAS-ANZ),
which together offer accreditation across the economy.

Conformity assessment bodies are accredited to particular ISO and IEC standards. Some of
the key accreditation standards are outlined in the table below:

Type of Conformity Assessment Body ISO/IEC Standard

Testing and calibration laboratories ISO/IEC 17025

Inspection bodies ISO/IEC 17020

Product certification bodies ISO/IEC17065

Management systems certification bodies ISO/IEC 17021

Personnel certification bodies ISO/IEC 17024


MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

Figure 4: New Zealand’s Accreditation System 23

International Accreditation Organisations


Coordinate accreditation bodies internationally

International Laboratory International Accreditation


Accreditation Cooperation Forum World association of
International organisation for accreditation bodies
accreditation bodies

Regional Accreditation Organisations Governments recognise


Coordinate accreditation bodies regionally accreditation bodies operating
in their jurisdiction, and sign
Asia-Pacific Laboratory Pacific Accreditation international agreements
Accreditation Cooperation Cooperation Association of
Coordinates accreditation accreditation bodies in the
bodies in the Asia-Pacific Asia-Pacific New Zealand Government

Accreditation Bodies operating in New Zealand


Accredit laboratories, inspection bodies and certification bodies

InternationalAccreditation New Zealand (IANZ) Joint Accreditation System of Australia and New
Government-owned accreditation body Zealand (JAS-ANZ) Trans-Tasman accreditation body

Laboratories Inspection Product Management Personnel


test items Bodies inspect Certifiers Systems Certifiers
and materials designs, licence products Certifiers certify
or calibrate processes, to use a certify quality personnel as
equipment services, or Certification management competent
products Mark systems (QMS)
or calibrate
equipment
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

24 International Accreditation New Zealand


International Accreditation New Zealand (IANZ) is the national authority for accrediting
technical professional services, including laboratories, inspection bodies, and other technical
professional services such as Building Consent Authorities. It also accredits specific
professional activities, including radiology services, proficiency testing providers and
reference material producers. Although accreditation is voluntary, some health funders
(such as some District Health Boards) require laboratories seeking government medical
testing contracts to have current IANZ accreditation. IANZ advises Government on
conformance issues and technical barriers to trade, and participates in standards and
conformance aspects of international trade negotiations.

IANZ Operations
Having IANZ accreditation means conformance organisations are accredited to test,
inspect or certify certain products, systems or services. Accreditation ensures the integrity
and reliability of laboratory results, inspection reports and other professional services. For
customers, it provides instant reassurance. Because IANZ-accredited organisations are able
to demonstrate their competency and reliability anywhere in the world, this gives them a
strong competitive advantage and access to new market opportunities.

International Role
IANZ is a member of the International Laboratory Accreditation Cooperation (ILAC), an
international body for accreditation bodies. IANZ is subject to regular peer evaluations by
counterpart accreditation authorities from Europe, the Americas and the Asia-Pacific region.
This ensures that its competence and procedures remain consistent with international
practice. IANZ participates in similar peer evaluations of its overseas counterparts.
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

Joint Accreditation System of Australia and New Zealand 25

The Joint Accreditation System of Australia and New Zealand (JAS-ANZ) accredits conformity
assessment bodies to both national and international certification and inspection standards.
JAS-ANZ is an international organisation established by a formal treaty between the
governments of Australia and New Zealand in 1991. The organisation operates on a self-
funding, non-profit basis.

JAS-ANZ Operations
JAS-ANZ accredits five kinds of conformity assessment: management systems certification,
product certification, personnel certification, inspection, and greenhouse gas validation
and verification. Under these five programmes, JAS-ANZ recognises over 120 public and
proprietary schemes that have been developed by or in conjunction with public authorities
and industry groups. The schemes provide a level of confidence to support exchange of
products, systems and services across a wide range of industry sectors.

JAS-ANZ is responsible for:

›› obtaining and maintaining overseas acceptance of product certificates and management


systems certificates issued in New Zealand and Australia
›› providing advice to both Governments on conformance issues and standards and
conformance aspects of trade negotiations, and
›› maintaining a Register of Accredited and Certified Organisations, in association with
Standards Australia International.

Box 11: More information on Accreditation in New Zealand

IANZ JAS-ANZ
Web: www.ianz.govt.nz/ Web: www.jas-anz.org
Tel: +64 9 525 66554 Tel: +64 4 473 4426
Email: [email protected] Email: [email protected]
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

26

Glossary of Acronyms

APEC Asia-Pacific Economic Cooperation

APLAC Asia-Pacific Laboratory Accreditation Cooperation

APLMF Asia-Pacific Legal Metrology Forum

CIPM International Committee on Weights and Measures

IAF International Accreditation Forum

IANZ International Accreditation New Zealand

IEC International Electrotechnical Commission

ILAC International Laboratory Accreditation Cooperation

ISO International Standards Organisation

JAS-ANZ Joint Accreditation System of Australia and New Zealand

MBIE Ministry of Business, Innovation and Employment

MFAT Ministry of Foreign Affairs and Trade

MPI Ministry for Primary Industries

MRA Mutual Recognition Arrangement

MSL Measurement Standards Laboratory of New Zealand

OIML Organisation Internationale de Métrologie Légale

PAC Pacific Accreditation Cooperation

PASC Pacific Area Standards Congress

SI International System of Units

SPS Sanitary and Phytosanitary Measures

SPS Agreement the World Trade Organisation Agreement on Sanitary and


Phytosanitary Measures

TBT Technical Barriers to Trade

TBT Agreement the World Trade Organisation Agreement on Technical Barriers to Trade

TTMRA Trans-Tasman Mutual Recognition Arrangement

WTO World Trade Organisation


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Notes: 27
MINISTRY OF BUSINESS, INNOVATION AND EMPLOYMENT A GUIDE TO NEW ZEALAND'S STANDARDS MARCH 2018
AND CONFORMANCE SYSTEM

28 Notes:
3534 Dec 2017

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