Hybrid Fracture and The Transition From Extension Fracture To Shear Fracture

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variations. Geophys. Res. Lett. 28, 2421–2424 (2001). observed for extension fractures and less than those observed for
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Paleoceanography 17, doi:10.1029/2000PA000587 (2002). and forms at a 208–408 angle to the maximum principal compressive
22. Sarmiento, J. L., Hughes, T. M. C., Stouffer, R. J. & Manabe, S. Response of the ocean carbon cycle to stress direction, j 1 (Fig. 1). An extension fracture forms under a
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depicted as a continuous function that crosses the transition from
Supplementary Information accompanies the paper on www.nature.com/nature.
a compressive to a tensile stress state, and thus includes uniaxial
tensile failure11,12 (Fig. 1).
Acknowledgements This work was supported by the US NSF, Schweizer Nationalfonds, Deutsche A theoretical basis for continuity across stress states is provided
Forschungsgemeinschaft, and by British Petroleum and Ford Motor Company through the by the Griffith theory of fracture; the theory that forms the basis of
Carbon Mitigation Initiative at Princeton University. This research used samples provided by the modern linear elastic fracture mechanics1,2. Griffith theory captures
ODP. The ODP is sponsored by NSF and participating countries under the management of Joint
Oceanographic Institutions. We thank T. F. Pedersen and K. Gordon for isotope analyses, M. Soon
the essential physical processes of crack propagation, and provides
for analytical assistance, and C.-D. Hillenbrand for providing data from ODP Site 1096. J. D. Hays an energy-based failure criterion for uniaxial tensile failure. From
focused our attention on M. Winton’s work on the climate implications of the nonlinear this theory Griffith derived a criterion for brittle failure under
dependence of density on temperature. D. P. Schrag encouraged its pursuit as a general biaxial stress states, assuming a local tensile stress condition for
mechanism, and J. F. Adkins contributed the thoughts about the role of sea ice formation on the
Antarctic shelf.
crack propagation13. Further modifications treat failure under
compression where crack closure and friction are important, and
are generalized to treat failure under triaxial stress14–16. The
Competing interests statement The authors declare that they have no competing financial
interests. Griffith and modified-Griffith criteria predict a parabolic failure
envelope for mixed tensile and compressive stress conditions that
Correspondence and requests for materials should be addressed to D.S. ([email protected]). includes uniaxial tensile failure. The Griffith criteria have also been
NATURE | VOL 428 | 4 MARCH 2004 | www.nature.com/nature
©2004 Nature Publishing Group 63
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combined with the Coulomb–Mohr criteria for compressive stress dog-bone samples are the generation of bending forces and jacket
states to form a composite failure envelope17,18. Such a continuous effects. Our experiments were conducted in a gear-driven, liquid
failure criterion is consistent with the hypothesis that a continuous confining-media, triaxial apparatus that is very square and stiff
transition from extension fracture to shear fracture exists and that (9.47 £ 108 N m21), and capable of deforming samples 45 mm in
hybrid fractures form under mixed tensile and compressive stress diameter24. Bending forces are minimized using this apparatus with
states (Fig. 1). Nevertheless, laboratory evidence documenting precisely machined samples. Undesirable jacket effects were
brittle failure in the form of a hybrid fracture produced under a obviated by using layered jackets composed of an inner layer of
mixed stress state is ambiguous8,19. latex or copper and an outer jacket of polyolefin separated by
The most comprehensive experimental study of brittle failure plasticene modelling clay22. The outer polyolefin is impermeable
under mixed stress states is that of ref. 19. Twenty triaxial extension to the confining media and the clay conveys confining stress to the
tests were conducted on five different rock types (granite, quartzite, necked portion of the sample. The clay is necessary because the
diabase and two dolomites) using a dog-bone sample geometry. polyolefin supports relatively large elastic stresses and induces
Dog-bone samples are cylinders of rock having a reduced central undesirable loading of the sample if it is in direct contact with the
neck within which an axial tensile stress can be generated via axial rock. An inner layer of latex restricts the clay from intruding into
extension under confining pressure, P c (refs 19, 20) (Fig. 2). rock pores before fracture, and allows very accurate measurement of
Although fifteen of the samples experienced an axial tensile stress failure strength because the latex is very weak. Detailed observation
at failure, the inconsistency in fracture orientation and failure of the fracture surfaces is precluded by use of latex because the latex
strength precluded conclusions regarding the existence of a con- ruptures after failure and the clay intrudes into the sample.
tinuous transition from extension to shear fractures4,19. The experi- Accordingly, a parallel suite of experiments were conducted using
mental data did, nonetheless, indicate that fracture under a mixed jackets with an inner layer of copper. The copper was sufficiently
stress state may occur at a tensile stress that is less tensile than the strong to ensure preservation of the fracture surfaces.
uniaxial tensile strength. Thirty-one extension experiments were completed at room
To investigate hybrid fracture further we followed the general temperature (22 8C) and an axial extension rate of 2 £ 1022
methodology of previous extension tests on dog-bone samples, but
made key modifications to the sample geometry and jacket design to
improve reproducibility. Samples were taken from the Lorano
Bianco Carrara marble of Italy. The marble is a relatively homo-
geneous and isotropic, nearly pure calcite rock having a grain size of
approximately 250 mm, extremely low porosity, and little crystal-
lattice preferred orientation21,22. Unlike the fillet-cut dog-bone
geometry used previously19,20, we used a large-radius notch-cut
geometry produced by grinding along a single continuous circular
arc (Fig. 2a). Photoelastic modelling and elasticity calculations
indicate that the large-radius notch cut produces the most uniform
stress condition, at least for uniaxial tensile loading23.
Two experimental difficulties that may arise during extension of

Figure 1 A representation using the Mohr diagram of the hypothesis that the brittle failure Figure 2 Photographs of the undeformed and deformed notch-cut dog-bone samples of
envelope and the transition from extension fracture to shear fracture is continuous. Below Carrara marble. a, Samples are cylindrical and the notch cut is made with a 91.5-mm
the Mohr diagram (plot of shear stress, t, versus normal stress, j) are schematics of the radius grinding wheel. The final sample is 90 mm long, with 43 mm diameter at the ends,
notch-cut dog-bone sample geometry displaying the three stress conditions and the and 28 mm diameter in the central portion of the notch. Arrows indicate the confining
associated types of fracture (extension, hybrid and shear). Three stress states satisfying pressure, Pc, applied along boundaries of the cylindrical sample that generate differential
the failure criterion are shown in the Mohr diagram by the point of tangency of the stress stress as the sample ends are unloaded. In the central portion of the notch cut, the
circles with the failure envelope. In the Mohr diagram, the fracture surface orientation is minimum principal compressive stress, j3, is in the direction of the cylinder axis and may
specified by the slope of the failure envelope at the point of tangency (see text). The be tensile (negative). The maximum and intermediate principal stresses are the same
predicted fracture angle, v (measured between the fracture surface and the direction of magnitude (equal to Pc ) and are oriented perpendicular to the cylinder axis.
the maximum principal compressive stress, j1), increases with increase in compressive b, Representative samples showing the progressive change in fracture orientation with
normal stress. Hybrid fractures are thought to occur under mixed tensile and compressive increase in Pc. Fractures form in the samples at the neck (central portion of the notch); the
stress conditions and form at small but non-zero v. other (matching) halves of the samples are not included in the photograph.
64 ©2004 Nature Publishing Group NATURE | VOL 428 | 4 MARCH 2004 | www.nature.com/nature
letters to nature
mm s21. The results of 18 experiments with copper jackets and 13 display the highest total area of cleavage planes relative to area of
experiments with latex jackets were combined to define failure comminuted material. Conversely, fracture surfaces formed at the
strength, fracture orientation, and fracture surface morphology as a highest pressures display the lowest total area of reflective cleavage
function of confining pressure (Table 1). Fracture surfaces are planes relative to area of comminuted material. The thickness of the
approximately planar at the sample scale, but are complex at the discoloured zone adjacent to the fracture surface also increases with
grain scale. Fracture orientation is specified by the maximum angle increasing confining pressure.
between the fracture surface and the plane normal to the cylinder Our observations of the progressive increase in fracture angle
axis (which contains the j 1 direction, Fig. 2a). Overall, there is an with confining pressure, from extension fracture at low pressure to
increase in fracture angle with confining pressure (Figs 2b and 3a). shear fracture at high pressure, provides the first convincing
The axial stress in the central region of the neck, which is the laboratory evidence for the existence of hybrid fractures that
minimum principal compressive stress, j 3, is determined from constitute a continuous transition from extension to shear fractures.
measurements of axial force and confining pressure19,20. A tensile The results reported herein support previous interpretations that
axial stress (negative j 3) was achieved at failure in all tests run at some natural fractures may be hybrids or conjugate shear fractures
confining pressures less than 130 MPa (Fig. 3b). with narrow dihedral angles. The surface morphology of the hybrid
On the basis of fracture orientation, fracture surface morphology, fracture is compatible with the step-tread geometry of the fractures
and stress state at failure, three major classes of fractures are
identified within the total population. Fractures formed at the
lowest confining pressures (7.5 and 60 MPa) are oriented approxi-
mately perpendicular to j 3 (parallel to j 1; Fig. 3a), form when j 3
equals 27.8 MPa (Fig. 3b; close to the uniaxial tensile strength of
6.9 MPa determined25 for Carrara marble), display a surface mor-
phology consistent with an opening-mode displacement, and may
be classified as extension fractures1,2. The fracture surfaces are
somewhat undulating at the sample scale, and display discrete,
highly reflective intragranular cleavages. In most cases the cleavage
surfaces in neighbouring grains are not coplanar, so the surfaces are
rough at the grain scale.
Fractures formed at confining pressures of 130 to 170 MPa are
inclined 138 to 228 from j 1 (Fig. 3a), form under a compressive
stress state (Fig. 3b), display surface features consistent with shear
displacement, and may be classified as shear fractures1,2. The
surfaces are covered with a powder of comminuted grains and
contain short grooves. The grooves are parallel to the maximum
inclination (that is, in the direction of the maximum shear traction)
and record the direction of slip. Cleaved crystals, as seen on
extension fracture surfaces, are not present. In cross-sectional
view the marble is discoloured adjacent to the fracture surface,
which probably reflects a microfractured zone associated with the
through-going macroscopic fracture.
Fractures formed at confining pressures between 70 to 120 MPa
are inclined 38 to 138 from j 1 (Fig. 3a), form under a mixed tensile
and compressive stress state (Fig. 3b), and display transitional
surface characteristics expected for hybrid fractures3,4. Specifically,
the surfaces exhibit patches of discrete, reflective, cleaved crystals
between areas of comminuted material with slip lineations. The
morphology of the fracture surfaces show a strong correlation to
confining pressure. Fracture surfaces formed at the lowest pressure

Figure 3 Fracture angle and fracture strength as a function of confining pressure.


Extension, hybrid and shear fracture are distinguished on the basis of fracture orientation
Table 1 Combined results of Carrara marble triaxial extension experiments
and surface morphology (see text). a, Fracture angle increases monotonically with
Pc ¼ j1 j1 2 j3 j3 Fracture angle Fracture
(MPa) (MPa) (MPa)* (degrees)† morphology
confining pressure for hybrid and shear fractures; fracture angle is constant for extension
............................................................................................................................................................................. fractures. The fracture angle is the maximum angle between the fracture surface and the
7.5 15.4 27.9 2.4 Extension plane normal to the cylinder axis; the plane normal to the cylinder axis contains j1 and j2
15 22.5 27.5 1.8, 2.1 Extension
30 37.8 27.8 1.1 Extension directions. Orientation of the fracture surface was determined by the best-fitting plane to
40 – – 1.4, 2.1 Extension 24 evenly distributed measurements of surface height (along the cylinder axis);
60 67.9 27.8 1.9, 2.1 Extension measurements are made using a drag profilometer with accuracy of 50 mm. b, Fracture
70 80.6 210.6 3.7 Hybrid
80 89.7, 89.8 29.7, 29.8 5.5 Hybrid strength increases approximately linearly with confining pressure for hybrid and shear
90 96.9 26.9 6.1 Hybrid fracture, and is approximately constant for extension fracture. Fracture strength is
100 104.0 24.0 7.3 Hybrid represented by the magnitude of the minimum principal stress in the neck of the sample at
110 – – 11.1 Hybrid
120 123.0 23.0 12.4 Hybrid the ultimate load-bearing capacity. There is an abrupt (possibly discontinuous) change in
130 130.0 0 13.4 Shear fracture strength at the transition from extension fracture to hybrid fracture at a Pc
140 137.5 2.5 15.6 Shear between 60 and 70 MPa. Fracture strength predicted by the Griffith criteria for biaxial
150 145.7 4.3 19.9 Shear
170 – – 21.6 Shear (j1 . j3, j2 ¼ 0) and triaxial-extension (Pc ¼ j1 ¼ j2 . j3) states-of-stress are
.............................................................................................................................................................................
* Determined from latex jacket experiments.
shown by solid lines. The Griffith criterion produces a parabolic failure envelope in Mohr
† Determined from copper jacket experiments. space.
NATURE | VOL 428 | 4 MARCH 2004 | www.nature.com/nature
©2004 Nature Publishing Group 65
letters to nature
classified as hybrids in the Mount Desert Island granite4,26. This ..............................................................
geometry is consistent with fracture formation through linkage of
an array of en echelon, interacting, extension cracks27. Coral mucus functions as
Although a continuous transition from extension to shear frac-
ture was hypothesized on the basis of Griffith theory and the
an energy carrier and particle
extrapolation of the Mohr envelope into the tensile field, our data
do not fully support such an approach. Contrary to Coulomb–
trap in the reef ecosystem
Mohr analysis, the fracture angles observed for hybrid and shear Christian Wild1, Markus Huettel2, Anke Klueter3, Stephan G. Kremb4,
fractures are systematically less than predicted by the slope of the Mohammed Y. M. Rasheed5 & Bo B. Jørgensen1
failure envelope. In addition, the failure strengths of the marble for
mixed tensile and compressive stresses are not consistent with a 1
Max Planck Institute for Marine Microbiology, Celsiusstrasse 1,
continuous, parabolic failure envelope such as that predicted by the D-28359 Bremen, Germany
2
Griffith criterion (Fig. 3b). Additional study is needed to determine Department of Oceanography, Florida State University, Tallahassee,
the specific processes that govern formation of hybrid fractures, but Florida 32306-4320, USA
3
given that hybrid fractures are transitional to extension and shear Australian Institute of Marine Science, PMB No. 3, Townsville MC,
fractures, it is likely that a complete understanding will require an Queensland 4810, Australia
4
Alfred Wegener Institute for Polar and Marine Research, Department Benthic
appropriate fracture mechanics theory that considers the mechan-
Ecosystems, Am Handelshafen 12, D-27570 Bremerhaven, Germany
ical interaction of stepped cracks4,27. A 5
Marine Science Station, University of Jordan and Yarmouk University, PO 195,
Received 1 December 2003; accepted 13 January 2004; doi:10.1038/nature02333. Aqaba, Jordan
.............................................................................................................................................................................
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Acknowledgements We thank M. Finn, A. K. Kronenberg and J. S. Chester for discussions and We investigated release rates, chemical composition, contents
suggestions, J. N. Magouirk and E. C. Powell for assistance in the laboratory, and J. S. Chester for and fate of mucus produced by Acropora, the coral genus with the
reviews of the manuscript. This work was partially supported by US NSF. highest area of coverage (15.8%) on the reef rim (crest plus slope) of
Heron Island (238 27 0 S, 1518 55 0 E), a ring-shaped platform reef in
Competing interests statement The authors declare that they have no competing financial the Great Barrier Reef, Australia. Submerged Acropora released 1.7 l
interests.
of mucus per m2 of reef area per day, excluding the rapidly
Correspondence and requests for materials should be addressed to F.M.C. dissolving mucus fraction. In situ measurements carried out after
([email protected]). air exposure, a regular event caused by extreme low tides12 and
66 ©2004 Nature Publishing Group NATURE | VOL 428 | 4 MARCH 2004 | www.nature.com/nature

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