Deep Learning-Based Brain Age Prediction in Normal
Deep Learning-Based Brain Age Prediction in Normal
Article
Keywords: Deep learning, Convolutional neural network, Brain age, Brain age gap, Structural MRI, FDG
PET, Saliency map, Dementia, Alzheimer’s disease
DOI: https://doi.org/10.21203/rs.3.rs-804454/v1
License: This work is licensed under a Creative Commons Attribution 4.0 International License.
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1 Deep learning-based brain age prediction in normal aging and dementia
3 Jeyeon Lee1, Brian J. Burkett1, Hoon-Ki Min1, Matthew L. Senjem2, Emily S. Lundt3, Hugo
5 Schwarz1, Kejal Kantarci1, David S. Knopman4, Bradley F. Boeve4, Val J. Lowe1, Ronald
7
1
8 Department of Radiology, Mayo Clinic, Rochester, MN, USA
2
9 Department of Information Technology, Mayo Clinic, Rochester, MN, USA
3
10 Department of Health Sciences Research, Mayo Clinic, Rochester, MN, USA
4
11 Department of Neurology, Mayo Clinic, Rochester, MN, USA
12 *Correspondence to: David T. Jones M.D., Mayo Clinic, Department of Neurology, 200
14 E-mail: [email protected]
15
16 Keywords: Deep learning; Convolutional neural network; Brain age; Brain age gap;
18
19 Abstract
23 learning-based brain age prediction model using fluorodeoxyglucose (FDG) PET and
1
24 structural MRI and tested how the brain age gap relates to degenerative cognitive
25 syndromes including mild cognitive impairment, AD, frontotemporal dementia, and Lewy
27 revealed that the model learns an age- and modality-specific pattern of brain aging. The
28 elevated brain age gap in dementia cohorts was highly correlated with the cognitive
29 impairment and AD biomarker. However, regions generating brain age gaps were
30 different for each diagnosis group of which the AD continuum showed similar patterns to
32
33 Introduction
34 The biology of aging is complex1 and has yet to be fully understood.2 In general, aging
37 definition. The endeavor to better understand the biology of the aging brain is widely
38 relevant as the impact of aging on the human brain and associated changes in cognitive
40
41 The aging of the brain entails both structural and functional changes. Structural
42 magnetic resonance imaging (MRI) has shown that increased age is associated with
43 reduction of grey matter volume, most prominently in the frontal lobes, insular cortex,
46 functional imaging techniques using positron emission tomography (PET) have shown
2
47 that brain aging is associated with decreased global oxygen utilization, cerebral blood
49 decreased glucose utilization has been found most prominently in the frontal lobes,
50 posterior cingulate, and posterior parietal lobes.11-13 The temporal lobe, including medial
51 temporal regions - a critical area of pathology in dementia - has also showed an age-
54 and pallidum have been found to be less susceptible to metabolic changes with aging.17
55
56 Based on these findings, age prediction using brain imaging is an active area of
58 individual which may differ from the individual’s chronological age.19 Recently, growth in
59 data availability and advancement of deep learning (DL) techniques have allowed more
61 neural network (CNN) models.21-25 In addition, the ‘brain age gap’, which is the
62 difference between the ‘predicted brain age’ and ‘chronological age’, has been found to
64 basis, brain age gap measurements may also prove to have prognostic value,
66 interaction of aging and disease.19 Several studies have reported that an over-
69 diseases27 and various other clinical conditions.19,20 Moreover, measuring the brain age
3
70 gap in cases of neurodegenerative pathology may inform our understanding of disease
71 risk, resilience to structural/functional insults which accumulate with aging, and the
72 effects of diseases on the aging brain. For example, Alzheimer's disease has been
73 linked to accelerated brain aging at respective age ranges28,29, implying that dementia is
74 an extreme phenotype of the aging process. Thus, a reliable measure of typical brain
76
78 collection of brain structural MRI and Fluorodeoxyglucose (FDG) PET scans from
79 participants 20-98 years old (n = 2,349 unique individuals with 4,127 brain scans;
80 cognitively unimpaired (CU) normal controls =1,805 and cognitively impaired = 732).
81 Our brain age prediction method was developed using the images from only the CU
82 participants to train the healthy aging trajectories. We also studied age- and modality-
83 specific saliency maps of the CNN model explaining which brain regions contribute most
84 to age prediction for each age subgroup and modality type using an occlusion sensitivity
85 analysis. We then investigated the brain age gap estimation in the patient groups
87 Dementia (FTD), and Dementia with Lewy Bodies (DLB). We evaluated for associations
88 of brain age gap with neuropsychological tests and other imaging AD biomarkers, such
89 as amyloid PET and tau PET. We then performed a voxel-wise linear regression
90 analysis to look at which regional alterations contribute to higher brain age gap
91 generation for each disease group and compared them with normal brain aging
92 trajectories.
4
93
94 Results
95 Brain age estimation in CU participants. Our brain age prediction model based on
96 FDG PET or MRI was trained on CU participants in the Mayo dataset (n = 1,805) using
97 a 3D Densenet architecture (Fig. 1A).31 For the training, we only utilized scans of the
98 first time point per a participant to avoid possible data leakage between the training and
99 validation/test sets. Then, the models were applied for predicting the brain age and the
100 accuracies were evaluated as a mean absolute error (MAE) with 5-fold cross validation.
101 Fig. 2 illustrates the scatterplots of the test set predictions against chronological age.
102 The result showed that our FDG- and MRI-based model could accurately predict the
103 chronological age of healthy adults (R2 = 0.8546 and beta = 0.8503 for FDG and R2 =
104 0.8046 and beta = 0.7718 for MRI). The overall performance measured on the test set
105 was MAE = 3.4333 ± 0.0545 and 4.2055 ± 0.2241 for FDG and MRI, respectively
106 (Supplementary table 2). As shown in Fig. 2b and e illustrating the scatterplot of brain
108 chronological age, the estimation results showed a tendency to be biased towards the
109 mean age of the total cohort, resulting in a negative correlation between the brain age
110 gap and chronological age (Spearman's r = -0.3613 and -0.4642 for FDG and MRI,
113 correction method33 for age bias correction for the brain age gap. After the bias
114 correction, we observed that the correlation between the corrected brain age gap and
115 chronological age decreased to 0.0396 and 0.0303 for FDG and MRI respectively, and
5
116 MAE also decreased to 3.1212 and 3.3669 for FDG and MRI (Fig. 2c and f). The overall
117 performance after bias correction for total fold was MAE = 3.0755 ± 0.1401 and 3.4868
118 ± 0.1631 for FDG and MRI, respectively (Supplementary table 2).
119 To assess whether the trained model presents a dataset-specific bias, the model trained
120 with Mayo dataset was applied to an independent cohort, the Alzheimer’s Disease
122 comparable result (corrected test MAE = 2.8942 for FDG and corrected test MAE =
123 3.5766 for MRI), implying that the models were fairly generalizable to the independent
124 dataset (Supplementary Fig. 1 and supplementary table 2). In addition, we also trained
125 a model by blending Mayo and ADNI dataset together (Supplementary Fig. 2). In this
126 trial, the overall performance of age prediction was better than using Mayo dataset only
127 (corrected test MAE = 2.7383 ± 0.1091 for FDG and corrected test MAE = 3.1029 ±
129 To examine how the data-split option considering inter-participant variability and within-
130 participant variability affects performance, the prediction accuracies of several data-split
131 strategies were compared (as detailed in the methods section; Supplementary table 3).
132 Expectedly, we observed that the overlap of participants between the training dataset
133 and validation or test set significantly affected the accuracy of age estimation (option 2
134 and option 3 in supplementary table 3). This pattern was similarly found in both FDG
135 and MRI. On the other hand, whether to include multiple time points for each participant
136 has minimal effects on the model’s performance (option 4 and option 5 in
138
6
139 Age- and modality-specific saliency map of brain age prediction model. For an
140 interpretability of trained 3D-Densenet model, the saliency maps for age subgroups
141 were estimated through occlusion sensitivity analysis. In the occlusion sensitivity
142 analysis method, a portion of brain in the input space was occluded with a mask
143 (11x11x11) by setting these voxels to zero, and their relevance in the decisions was
144 indirectly estimated by calculating the change of MAE (MAEocclusion - MAEoriginal; Fig. 1B).
145 The results revealed age- and modality-specific saliency patterns (Fig. 3 and
146 supplementary Fig. 3). For the FDG model (left panel in Fig. 3), a posterior to anterior
147 transition was observed with increased age. The overall posterior region with a peak at
148 the posterior cingulate cortex had a higher contribution for age prediction in the younger
149 group (30-40 and 40-50 years). Meanwhile, for the 50-60 and 70-80 years of age
150 groups, the inferior frontal regions including the orbitofrontal and olfactory cortex were
151 dominantly utilized for age prediction. Prefrontal regions also showed a higher
152 contribution than other areas. A global contribution with the peak around the inferior
153 frontal cortex and basal ganglia was also found to be important for age prediction in the
154 older group (80-90 and 90-100 years). For MRI (right panel in Fig. 3), the insular cortex
155 contributed most to age prediction in the younger group (30-40 and 40-50 years). From
156 50-60 years, the ventricular boundary showed a higher contribution. The
157 cerebellomedullary cistern showed the highest saliency in the older groups (80-90 and
159
160 Brain age gap estimation in patient groups. The brain age gap of four clinical
161 diagnosis groups (MCI, AD, FTD, and DLB) was estimated using the 3D-Densenet
7
162 model trained with normative cohorts. Fig. 4 illustrates the scatterplot of brain age gap
163 against chronological age for each patient group. The brain age gap was corrected
164 using the same coefficients used for bias correction of CU (Fig. 2). As expected, the
165 brain age gap of all patient groups was significantly higher than that of CU group for
166 both modalities (P < 0.001 two-sample t-test, Fig. 4e, and j). Interestingly, the predicted
167 brain age gap of all disease groups had a negative correlation with chronological age,
168 meaning younger patients had a higher gap. Accordingly, the mean brain age gap of
169 FTD, in which most patient was early onset, was relatively higher than that of other
170 groups, followed by AD, DLB, and MCI (Fig. 4e and j).
171 As shown in supplementary Fig. 4, FDG-based and MRI-based brain age gap showed
172 significant correlation with each other (P < 0.001, Pearson’s correlation, Supplementary
173 Fig. 4) in every diagnostic group. Interestingly, the disease group tended to have a
174 higher correlation and slope than the CU cohort (Pearson’s correlation: 0.5819, 0.7163,
175 0.7974, 0.8491 and 0.6925 for CU, MCI, AD, FTD and DLB, respectively, slope of fitted
176 line: 0.6624, 0.7080, 0.8102, 0.8132 and 0.8126 for CU, MCI, AD, FTD and DLB,
177 respectively).
178
179 An association of brain age gap in dementia with normal aging. Then, a voxel-wise
180 linear regression analysis was performed using the brain age gap as a regressor to
181 investigate which brain regions’ alteration were related to higher brain age gap
182 generation for each patient group. In this analysis, chronological age was specified as a
183 nuisance covariate because it was negatively correlated with the brain age gap. As
184 illustrated in Fig. 5, FDG and MRI-based brain age gap showed different patterns
8
185 according to their disease group and imaging modality (using linear regression, FDR
186 corrected, q < 0.01, Fig. 5). In FDG, MCI and AD groups showed a negative correlation
187 throughout the brain, meaning global hypometabolism was associated with a higher
188 brain age gap (left panel in Fig. 5). In the AD group, the frontal, temporal, and parietal
190 related to the brain age gap was observed in the frontal and temporal regions in the
191 FTD patient group. Interestingly, the occipital cortex showed a positive correlation with
192 brain age gap in the FTD group. The DLB group showed a significant negative
194 However, MRI showed a distinctly different pattern of salient regions from FDG (right
195 panel in Fig. 5). In MCI and AD, sulci and white matter showed a positive correlation,
196 and regions around the gyri and ventricles showed a negative correlation with brain age
197 gap. In contrast, a local negative correlation around the ventricles was marginally
198 observed for the FTD and DLB patient groups. To compare the observed brain age gap-
199 related changes with normal aging, a linear regression analysis was also performed for
200 the CU group using chronological age as a regressor (bottom row in Fig. 5). Similar to
201 the results for MCI and AD, a global negative correlation was observed on FDG PET. A
202 positive correlation in sulci and white matter and a negative correlation in areas around
203 the gyri and ventricles was observed on MRI. The voxel-wise correlation analysis
204 showed that the beta map of MCI and AD were more strongly correlated with that of
205 normal aging than FTD and DLB for FDG (Pearson’s correlation; 0.9389, 0.8384,
206 0.6772 and 0.7239 for MCI, AD, FTD and DLB, respectively) and MRI (Pearson’s
9
207 correlation; 0.8002, 0.7338, 0.4922 and 0.5356 for MCI, AD, FTD and DLB,
208 respectively).
209
210 An association of brain age gap with neuropsychological test scores and AD
211 biomarkers. As mentioned above, the high brain age gap has been found to be linked
212 to high cognitive impairments.19,20,25 In light of this, the association was tested on the
213 corrected brain age gap of disease groups with the three cognitive test scores, including
214 Clinical Dementia Rating sum of boxes (CDR-SB)34, Short Test of Mental Status
215 (STMS)35, and Mini-Mental State Examinations (MMSE)36. As expected, both FDG-
216 based and MRI-based brain age gap showed significant correlations with the three
218 Then, we sought to examine an association of brain age gap with neuroimaging
220 and neurofibrillary tangles which can be captured by Pittsburgh Compound B (PiB) PET
221 and tau PET respectively. PiB and tau PET quantification was performed on meta-ROI
222 that has previously been shown to have a broad dynamic range across the normal to
223 pathological aging to AD dementia. A meta-ROI PiB PET standardized uptake value
224 ratio (SUVr) was derived from the average of the median SUVr in the prefrontal,
226 regions.37 A meta-ROI tau PET SUVr was formed from the average of the median
227 uptake in the amygdala, entorhinal cortex, fusiform, parahippocampal and inferior
228 temporal and middle temporal gyri.37 For meta-ROI PiB PET SUVr, only the MCI group
229 reached statistical significance. In FDG and MRI, the correlation coefficient was
10
230 marginal and there was no obvious pattern of association in distribution (Fig. 7a and e).
231 Other disease groups did not show significance (Fig. 7b-d and f-h). However, meta-ROI
232 tau PET SUVr showed a significant correlation with brain age gap in the MCI and AD
233 groups (Fig. 7i-j and m-n). In particular, the AD group showed a higher correlation
234 (r=0.5110 for FDG and r=0.6648 for MRI, Fig. 7j and n). FTD and DLB patients showed
236
237 Discussion
238 We developed a 3D DenseNet model, trained on structural and metabolic brain images,
239 that generates an accurate estimate of an individual’s brain age during normal cognitive
240 aging. An occlusion analysis revealed anatomic regions critical to the model
242 The patterns were distinct for each input imaging modality, structural MRI vs. FDG PET,
243 which is interesting given that the predictive accuracy of the FDG and MRI models were
244 similar. In cohorts with a neurological disorder, the brain age gap was larger than
245 cognitively CU individuals and significantly correlated with the cognitive score. Anatomic
246 regions with the greatest weight in generating the brain age gap, identified from the
247 voxel-wise linear regression analysis, were different for each diagnostic group. The
248 results for the AD continuum, MCI and AD, showed close correlation to normal aging
249 compared to FTD or DLB, with an accelerated time frame in the MCI and AD groups
250 reflected by the larger brain age gap compared to normal aging.
251 Most previous brain age studies were based on structural MRI.21-26,38 To our knowledge,
252 only one prior study utilized FDG PET18, but that study was based on a non-DL method
11
253 and utilized a substantially smaller cohort size (n=205). The structural and functional
254 changes contributing to precise age prediction in the DL approach remain to be fully
255 elucidated. One of the major limitations of studies using a CNN is the interpretability of
256 the model. A limited number of structural MRI-based studies reported explanation maps
257 of the CNN model.21,22,24 Although CNN-based age prediction has provided high
258 accuracy, it is difficult to know which features are important for age estimation.
259 Furthermore, there is a dearth of knowledge regarding which brain alterations and
260 specific regional changes are associated with higher brain age gaps in patients.
261
262 Brain-specific prediction of age is of interest both as a component of overall biologic age
263 assessment, but also as a biomarker for age-associated neurologic diseases and
264 changes in neurologic function. In a broad sense, age prediction may help to elucidate
267 normal aging?39 If dementia reflects a continuum of the underlying changes in brain
268 structure and metabolism to which all individuals are inevitably susceptible at various
269 rates, brain age-prediction based on neuroimaging may yield a better understanding of
270 different metabolic brain aging phenotypes. Alternatively, if types of dementia represent
271 entities with distinctly different mechanisms than normal aging, markers of brain age
272 may still prove useful in identifying individuals at greater risk for developing these
273 conditions.39,40
274
12
275 Our model was able to precisely estimate an individual’s chronological age based on
276 structural and metabolic neuroimaging data (corrected MAE = 3.0755 ± 0.1401 and
277 3.4868 ± 0.1631 for FDG PET and MRI, respectively). Interestingly, FDG-based brain
278 age prediction was slightly better than the MRI-based model (Fig. 2 and supplementary
279 table 2), implying that metabolic data may be more sensitive for tracking normal brain
280 aging trajectories. One consideration is that metabolic changes detectable on PET may
281 precede structural changes observed in AD41, although this has not been characterized
282 in CU. Also, our FDG PET model did partially incorporate structural information since
283 the spatial normalization to template space for the FDG PET scan was performed using
284 the subject’s MR images, meaning the brain-age prediction model using FDG PET has
285 the benefit of both functional and structural information. FDG PET images are also
286 affected by structural changes via partial volume effects. Alternatively, the improved
287 performance of the model using PET relative to MRI could be a consequence of
289 Occlusion analysis shows a distinct age-specific saliency pattern according to input
290 imaging modality (Fig. 3 and supplementary Fig. 3). In the FDG-based model, a
291 transition of posterior to anterior structures with increased age was observed. The
292 posterior structures, especially the posterior cingulate cortex (PCC), contributed most in
293 younger age groups, whereas anterior structures including the frontotemporal lobes
294 were more critical in older age groups. The high contribution of PCC is consistent with
295 previously described FDG PET study demonstrating a significant correlation of glucose
296 metabolism decline in the PCC with age.11 Interestingly, amyloid deposition and
297 reduced glucose metabolism in the PCC has been implicated in early AD.43 In older
13
298 adults, FDG activity in frontal regions with a peak around inferior frontal and
299 orbitofrontal, and also global activity were found to contribute the most to age prediction.
300 The decline of frontal metabolism in normal aging was consistently reported across
301 several studies.14,44 The orbitofrontal cortex is also a known region of prominent age-
303
304 On the other hand, the MRI based model’s saliency map demonstrated different critical
305 regions compared to the FDG PET analysis. For younger age groups, the insula was
306 identified as the most critical region. The insula has been identified as a region of gray
307 matter volume loss with normal aging.45 Additionally, the medial temporal lobe
308 structures were identified as areas with high saliency in the MRIs of younger, 30-50
309 year old individuals, regions of previously described volume loss with aging as well as
310 AD.46 Preservation of brain parenchyma in the insula and medial temporal lobe of
311 younger individuals may have been a reliable feature for MRI-based age-prediction. For
312 older age groups, the cerebellomedullary cistern and the peripheral boundaries of the
313 ventricles were critical. This may reflect reliance of the age-prediction model on the
314 typical enlargement of the CSF spaces which occurs with age.3,4,7 Age-dependent
316 individuals.47 Interestingly, saliency maps did not show a prominent contribution of
317 cortical regions for age estimation, which we expected to find due to the typical age-
318 dependent decrease in cortical volume seen on MRI.45,47 We speculate that cortical
319 volume loss with age may be too heterogenous to serve as the most-reliable salient
320 feature for the age-prediction model. Change in white matter signal characteristics is
14
321 also a well-known phenomenon of aging.48 No contribution of white matter was found
322 with our occlusion analysis, which might be a consequence of white matter intensity
324 Consistent with previous findings, the estimated brain age gap of neurodegenerative
325 disease groups was larger than the CU group and significantly correlated with cognitive
326 scores. Interestingly, the estimated brain age gap is negatively correlated with
327 chronologic age for both MRI and FDG (Fig. 4) and was close to zero in older age
328 groups. This implies that normal elderly brain is indistinguishable from the diseased
329 brain at a similar older age with the DenseNet model. The brain age gap of MCI and AD
330 showed a significant association with tau PET, but not amyloid PET using PiB (Fig. 7).
331 Tau is well known to be more closely related to the AD severity than PiB.49 In both
332 preclinical AD and AD dementia, tau radiotracer uptake and cortical thickness have
333 been found to correlate with decreased cognitive task performance to a greater degree
334 than amyloid beta radiotracer uptake.49 However, the relationship between aging and
335 AD is complex. It has been suggested that on closer examination, differences in rates of
336 cognitive decline, structural changes, and clinical features point toward AD as a discrete
338 A strong correlation was shown between FDG- and MRI-based brain age gap in the CU
339 cohort and also in the neurodegenerative disease groups (supplementary Fig. 3). This
340 result implies that the metabolic changes of normal aging, as well as disease
341 progression, are concurrent with the structural changes, with respect to factors that
342 impact the performance of the age-prediction model. The correlation between FDG- and
343 MRI-based brain age gap is mildly stronger in disease groups (r = 0.6925 to 0.8491)
15
344 than in the CU cohort (r = 0.5819). The structural changing or atrophy in
346 with normal aging, is one plausible explanation for the increased correlation in diseased
347 groups. Alternatively, brain FDG hypometabolism, which occurs in specific patterns for
348 different categories of neurodegenerative pathology50, may correlate more closely with
349 structural or volumetric changes for specific neurodegenerative disease cohorts than in
351 In FTD, frontal and anterior temporal regions showed a negative correlation with brain
352 age gap, regions with characteristic hypometabolism in FTD51,52; and a positive
353 correlation was observed in the occipital lobe, a region typically without hypometabolism
354 on FDG PET in FTD.51,52 Castelnova et al also reported that some FTD cases showed
355 occipital hypermetabolism.53 In DLB, temporal, parietal and occipital regions were
356 negatively correlated with brain age gap, regions of hypometabolism frequently
357 observed in DLB.51 Correlation of the occipital lobe and primary visual cortex in the DLB
359 characteristic of DLB on FDG PET from other neurodegenerative processes such as
360 AD.51,54 The ability of the FDG metabolic signature to distinguish DLB from AD is unique
361 and an important component of the clinical utility of FDG PET55, as abnormal amyloid
362 beta PET which is a defining hallmark of AD, is commonly present in DLB due to the
363 phenomenon of co-occurring pathologies with advancing age.54 The ventricle and
364 boundaries of brain parenchyma with CSF space were correlated with MCI and AD in
365 MRI. For FTD and DLB, the ventricular boundary was correlated with brain age gap,
366 although no correlation was seen at the CSF and cortical region. Periventricular borders
16
367 with CSF may reflect areas of white matter volume loss and the gyral/sulcal interface
368 may reflect, which both also occur with normal aging.3,4,7
369 This study has some notable limitations. In the occlusion analysis, left hemispheric
370 dominance was observed in the contribution to brain age prediction, which was not
371 explainable by post-hoc analysis. The occlusion-based method has been described to
372 focus more on the most dominant regions compared to other interpretation methods.56
373 In this study, we only tested neurodegenerative pathology, without evaluating any
374 chronic systemic medical diseases and vascular diseases which may have different
376
377 In summary, we showed that 3D-DenseNet brain age prediction model generates
378 accurate age prediction for CU individuals, with slightly more robust performance using
379 an FDG PET input than MRI. Brain age prediction using PET imaging input, which
380 reflects metabolic function, may present a distinct assessment of brain health from the
381 structural information evaluated on MRI. The brain age gap from MRI or PET data is
382 increased in multiple types of dementia compared to CU individuals and therefore may
383 prove to be a useful composite biomarker to identify increased risk for pathology or
386 Dataset. A large number of participants (Table 1) ranging in age from 20 to 98 years old
387 were included (n = 2,349, number of scans = 4,127) who had both MRI and FDG PET
388 from the Mayo Clinic Study of Aging (MCSA) or the Alzheimer’s Disease Research
389 Center (ADRC) study (Table 1). All participants or designees provided written consent
17
390 with the approval of Mayo Clinic and Olmsted Medical Center Institutional Review
391 Boards. As previously described, the Mayo Clinic Rochester ADRC is a longitudinal
392 cohort study that enrolls participants from the clinical practice at Mayo Clinic in
393 Rochester, MN.57 The MCSA is a population-based study of cognitive aging among
397 unimpaired, mild cognitive impairment and dementia in both of these studies conform to
398 standards in the field.59-61 For this analysis, the participants were assigned into six
399 clinical sub-groups based on clinical diagnosis following consensus criteria54,62 including
400 CU (n = 1,805, number of scans = 2,879), MCI (n = 480, number of scans = 666), AD (n
401 = 215, number of scans = 372), FTD (n = 45, number of scans = 69) and DLB (n = 86,
403 For the CNN model training, only CU data was utilized. Some participants also
404 underwent amyloid PET scanning with PiB (number of scans=2,508) and tau PET scans
405 with flortaucipir (number of scans=608). Most participants had CDR-SB34, STMS35, and
406 MMSE36 available (n = 2,511, 2,511 and 2,464, respectively). All cognitive tests were
409 bias, we also utilized ADNI dataset (n = 1,150, number of scans = 1,622; supplementary
410 table 1). The ADNI dataset included CU (n = 330, number of scans = 454), MCI (n=647,
411 number of scans = 885) and dementia (n = 255, number of scans = 283).
412
18
413 Image processing. T1-weighted MRI scans were acquired using 3T scanners. FDG
414 PET imaging was performed with 18F-FDG, amyloid PET with PiB63 and tau PET with
415 Flortaucipir (AV-1451).64 FDG PET images were acquired from 30-40 minutes, PiB PET
416 from 40-60 minutes, and tau PET from 80-100 minutes after injection. CT was obtained
417 for attenuation correction. PET images were analyzed with our in-house fully automated
418 image processing pipeline.65 Briefly, the PET scans were co-registered to the
419 corresponding MRI for each participant within each timepoint, and subsequently warped
422 Segmentation.67 The corresponding MRI was corrected for intensity inhomogeneity and
423 segmented using MCALT tissue priors and segmentation parameters. FDG PET SUVr
424 was calculated by dividing the median of uptake in pons and the SUVr images were
425 used for input data to the CNN model. Amyloid and tau PET SUVr were calculated by
426 dividing the median uptake in the cerebellar crus grey matter.37 A meta-ROI PiB PET
427 SUVr was derived from the average of the median SUVr in the prefrontal, orbitofrontal,
429 meta-ROI tau PET SUVr was formed from the average of the median uptake in the
430 amygdala, entorhinal cortex, fusiform, parahippocampal and inferior temporal and
431 middle temporal gyri.37 For each MRI volume, voxels' intensities were normalized by
432 dividing a mean intensity derived from individualized white matter mask.68
433
434 3D-Densenet architecture and training. A modified 3D-Densenet model31 was trained
435 on FDG PET or MRI scans of cognitively unimpaired cohort (Fig. 1A). For the training,
19
436 we only utilized scans of the first time point (n = 1,805) to avoid data leakage between
437 the training and validation/test sets. Experimental tests measuring how an overlap of
438 participants among training, validation and test sets affected the model’s results were
439 performed separately (see Dataset split experiment section). A schematic of the 3D-
440 DenseNet architecture is shown in Fig 1A. The specific dimension of input data was
441 121x145x121, in our applications. The output to be predicted was a single scalar
442 representing the chronological age (years). The architecture was comprised of a regular
443 3 × 3 × 3 convolutional layer followed by four dense blocks and three transition blocks in
444 between them. The four dense blocks consisted of 3, 6, 12, and 8 dense layers,
445 respectively (denoted above each block). Each dense layer had a 1 × 1 × 1 bottleneck
446 convolutional layer followed by a 3 × 3 × 3 convolution layer. The dense layers were
447 densely interconnected in a feed-forward manner within each block. The growth rate (k)
448 was 48. The flattened output from the last global average pooling layer was then fully
449 connected with 1,457 units and was connected to the output layer.
450 The neural network was implemented using Keras with Tensorflow69 as the backend.
451 Cross-validated experiments were conducted using 5-fold validations (60% training set,
452 20% validation set and 20% test set). Mean absolute error (MAE) was used as the loss
453 function. The model was optimized using the Adam optimizer with parameters: β1=0:9
454 and β2=0.99.70 The He initialization strategy was used for the weight initialization.71 The
455 training epoch was 150. The learning rate selected for the training set was 1x10-4 and
456 decreased by a factor of 2 for every ten epochs. If the validation error did not improve in
457 7 epochs, the learning rate was updated. The total number of parameters were
458 70,183,073, of which 70,122,657 were trainable parameters. We used a mini-batch size
20
459 of 4. Training and testing were performed on a Tesla P100 GPU. The source code is
461
463 of the relevant features used in the age prediction model using occlusion sensitivity
464 analysis.72 The analysis was conducted within the test set. To calculate the age-specific
465 saliency map, the data were separated into seven sub-age groups based on their
466 chronological age, from 30 to 100 with 10 years interval. Within each group, the original
467 images were occluded by 11x11x11 voxel areas with zero values, along a 11x11x11
468 grid (Fig. 1B). Since the front and rear 12 voxels along the anterior-posterior axes do
469 not include the brain area, those were excluded from occlusion to reduce the
470 computational load. Then, age inference on the occluded images was performed
471 through our pre-trained 3D Densenet model and the performance was evaluated as
472 MAEocclusion. The delta MAE was obtained by calculating the difference between
473 MAEocclusion and MAEoriginal acquired through the original image, and a delta MAE matrix
474 (11x11x11) was obtained by iterating occlusion for every region (n=1,331). Then, the
475 delta MAE matrix was reconstructed into the original image size (121x145x121) through
476 cubic interpolation and zero-padding for the excluded area in the occlusion, and the
477 average of the five folds was calculated. Normalization was performed by dividing the
478 entire image by the maximum value, and thus, the values of final saliency map ranged
479 from 0 to 1.
480
21
481 Dataset split experiment. To measure how the inclusion of multiple time points per
482 participant affects brain age prediction, we tested five different data split options. The
483 main result was derived from the strictest data split option: Option 1 using only a single
484 time point per participant. Four additional options were tested: Option 2 (multiple-time
485 points per participant with overlap between training, validation, and test sets permitted);
486 Option 3 (multiple-time points per participant with overlap between training and
487 validation sets permitted); Option 4 (multiple time points for the training and validation
488 sets and a single time point for the test set; no overlap of participants amongst training,
489 validation, and test sets were permitted); and Option 5 (a single time point was used for
490 the validation and test sets; no overlap of participants among training, validation, and
491 test sets). For these five options, the validation MAE and test MAE from five-fold cross-
493
494 Statistical analysis. The brain age prediction accuracy was assessed by MAE and
495 Spearman correlation between predicted age and chronological age. Defining x to be
496 chronological age and y the predicted age, the brain age gap was calculated by y - x.
497 The brain age gap is known to be correlated with chronological age, which results in an
498 overestimation for younger individuals and an underestimation for older individuals21,38
499 due to regression dilution.32 Therefore, we used the linear bias correction method
500 described in33 for age bias correction for the brain age gap. We fitted a linear regression
501 y = 𝑎x + 𝑏 to the test set. Then, the corrected brain age gap was calculated by (y-𝑏)/𝑎 –
502 x. The 𝑎 and 𝑏 coefficient derived from the CU group was applied to other diagnostic
503 groups in the same way for the bias correction. The corrected brain age gap of disease
22
504 groups was compared with CU by a two-sample t-test. The Pearson correlation
505 coefficient was utilized to test for an association between the corrected brain age gap
506 and cognitive scores. A voxel-wise regression analysis was performed using the brain
507 age gap as a regressor to investigate which brain regions’ alteration was associated
508 with brain age gap generation for each patient group. Each individual’s chronological
509 age was specified as nuisance covariance. For CU participants, the same analysis was
510 performed using chronological age as a regressor. Statistical significance was corrected
511 for multiple comparisons using a false discovery rate (FDR)73 with a cluster size of at
512 least 100 adjacent voxels. An association of corrected brain age gap with meta-ROI PiB
513 PET SUVr and meta-ROI tau PET SUVr was assessed by Pearson correlation.
514
515 Acknowledgement
516 We gratefully acknowledge the support of NVIDIA Corporation with the donation of the
518 This work was funded in part by NIH grants P30 AG62677-2 (D.J.), R01 AG011378
519 (C.J.), R01 AG041851 (C.J.), P50 AG016574 (R.P.), U01 AG06786 (R.P.), and by the
520 Robert Wood Johnson Foundation, The Elsie and Marvin Dekelboum Family
521 Foundation, The Edson Family Foundation, The Liston Family Foundation, the Robert
522 H. and Clarice Smith and Abigail van Buren Alzheimer's Disease Research Program,
523 The GHR Foundation, Foundation Dr. Corinne Schuler (Geneva, Switzerland), Race
525
23
527 Conceptualization: J.L., HK. M., and D.T.J. Software: J.L. and L.R.B. Preprocessing:
528 M.L.S. Methodology: J.L., H.K.M., M.L.S., E.S.L., H.B., and C.G.S. Writing—original
529 draft: J.L., B.J.B., H.K.M., V.J.L. and D.T.J. Writing— revisions: All authors. Supervision:
530 V.J.L., C.R.J., and D.T.J. All authors have given final approval of this version of the
531 article.
532
535
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28
715 Figures and Tables.
716
717 Figure1. 3D Densenet architecture for age prediction and layout of occlusion
718 analysis.
719
720
721 Figure1. 3D Densenet architecture for age prediction and layout of occlusion
722 analysis. a, The detailed architecture of the 3D Densenet used for age prediction.
723 CONV = convolutional layer, MAX POOL = max pooling layer, AVG POOL = average
724 pooling layer, GAP = global average pooling layer, FC = fully connected layer. b,
726
727
29
728 Figure 2. Brain age predictions on CU participants.
729
730 Figure 2. Brain age predictions on CU participants. (a-c) FDG based brain age
731 prediction result for the test set of the representative fold. a, A regression plot showing
732 chronological age vs. predicted brain age. b, The uncorrected brain age gap. c, The
733 brain age gap after bias correction. (d-f) MRI-based brain age prediction result for the
734 test set of the representative fold. d, A regression plot showing chronological age vs.
735 predicted brain age. e, The uncorrected brain age gap. f, The brain age gap after bias
736 correction. The black solid line and dotted lines in each figure represent a regression
738
30
739 Figure 3. The visualization of model activation shown on coronal slices.
740
741
742
743 Figure 3. The visualization of model activation shown on coronal slices. Saliency
744 maps were computed using occlusion sensitivity analysis for each age range group.
745 Higher activation represents the importance of a region in brain age estimation. A left
746 panel shows the saliency maps for the FDG-based model and a right panel shows the
748
749
31
750 Figure 4. Regression plots of a corrected brain age gap as a function of
751 chronological age for clinical diagnostic groups.
752
753
754
756 chronological age for clinical diagnostic groups. (a-d) FDG-based brain age gap
757 estimation for MCI, AD, FTD and DLB, respectively. e, Mean of corrected brain age gap
758 for each diagnostic group. Error bars indicate the standard error of the mean. ** p<0.001
759 comparison with CU, two-sample t-test. (f-i) MRI-based brain age gap estimation for
760 MCI, AD, FTD and DLB, respectively. j, Mean of corrected brain age gap for each
761 clinical diagnosis group. Error bars indicate the standard error of the mean. ** p<0.001
763
32
764 Figure 5. Voxel-wise linear regression analysis of brain age gap.
765
766
767 Figure 5. Voxel-wise linear regression analysis of brain age gap. Clinical diagnosis
768 group (MCI, AD, FTD and DLB)-specific results from voxel-wise whole-brain linear
769 regression examining the brain age gap-related change (FDR corrected, q<0.01). The
770 chronological age was specified as nuisance covariance. For CU (bottom row), voxel-
771 wise linear regression analysis was performed using the chronological age as a
772 regressor to show the age-related change. A left panel shows the results for the FDG-
773 based model and a right panel shows the results for the MRI-based model.
774
33
775 Figure 6. Association of a brain age gap with cognitive scores.
776
777 Figure 6. Association of a brain age gap with cognitive scores. (a-c) Scatter plots
778 of FDG model-based brain age gap with Mini-Mental State Examinations (MMSE), Short
779 Test of Mental Status (STMS) and Clinical Dementia Rating Sum of boxes (CDR-SB),
780 respectively. (d-f) Scatter plots of MRI model-based brain age gap with MMSE, STMS
782
34
783 Figure 7. Association of brain age gap with meta-ROI PiB- and Tau PET SUVr.
784
785
786
787 Figure 7. Association of brain age gap with meta-ROI PiB- and Tau PET SUVr. (a-
788 d) Scatter plots show the relationship between FDG-based brain age gap with meta-
789 ROI PiB PET SUVr for MCI, AD, FTD and DLB, respectively. (e-h) Scatter plots show
790 the relationship between MRI-based brain age gap with meta-ROI PiB SUVr for MCI,
791 AD, FTD and DLB, respectively. (i-l) Scatter plots show the relationship between FDG-
792 based brain age gap with meta-ROI Tau PET SUVr for MCI, AD, FTD and DLB,
793 respectively. (m-p) Scatter plots show the relationship between MRI-based brain age
794 gap with meta-ROI Tau PET SUVr for MCI, AD, FTD and DLB, respectively. The black
795 solid line and dotted lines in each figure represent a regression line and its 95%
797
35
798 Table 1. Demographics of Mayo dataset
Clinical Diagnosis
Characteristic
Normal MCI AD FTD DLB
Age, years
74 (64 63 (55
Median (IQR) 72 (62 79) 77 (70 83) 71 (66 77)
79.75) 70.25)
Min Max 30 97 26 98 49 92 31 76 45 90
Male sex, n (%) 952 (52.74) 319 (66.46) 117 (54.42) 26 (57.78) 74 (86.05)
16 (12 16 (13
Education, years, median (IQR) 15 (13 17) 14 (12 16) 15.5 (13 18)
17.75) 17.25)
799
800
36
801 Supplementary figure 1. Brain age predictions on the ADNI dataset.
802
803
804 Supplementary figure 1. Brain age predictions on the ADNI dataset. 3D Densenet
805 model trained on the Mayo dataset was applied to the ADNI data. (a-c) FDG based
806 brain age prediction result for the test set. a, A regression plot showing chronological
807 age vs. predicted brain age. b, The uncorrected brain age gap. c, The brain age gap
808 after bias correction. (d-f) MRI-based brain age prediction result for the test set. d, A
809 regression plot showing chronological age vs. predicted brain age. e, The uncorrected
810 brain age gap. f, The brain age gap after bias correction. The black solid line and dotted
811 lines in each figure represent a regression line and its 95% confidence bands,
812 respectively.
813
814
37
815 Supplementary figure 2. Brain age predictions on the Mayo + ADNI dataset.
816
817
818 Supplementary figure 2. Brain age predictions on the Mayo + ADNI dataset.
819 Prediction performance of 3D Densenet model trained on the Mayo and ADNI dataset
820 together. (a-c) FDG based brain age prediction result for the test set. a, A regression
821 plot showing chronological age vs. predicted brain age. b, The uncorrected brain age
822 gap. c, The brain age gap after bias correction. (d-f) MRI-based brain age prediction
823 result for the test set. d, A regression plot showing chronological age vs. predicted brain
824 age. e, The uncorrected brain age gap. f, The brain age gap after bias correction. The
825 black solid line and dotted lines in each figure represent a regression line and its 95%
827
38
828 Supplementary figure 3. Regional mean saliency.
829
830
831 Supplementary figure 3. Regional mean saliency. After calculating the saliency map
832 from occlusion analysis, mean saliency value was calculated for each ROI. Yellow-
833 colored bars indicate the left hemisphere and blue-colored bars indicate the right
834 hemisphere.
835
39
836 Supplementary figure 4. Relationship between FDG- and MRI-based brain age
837 gap.
838
839
840
841 Supplementary figure 4. Relationship between FDG- and MRI-based brain age
842 gap. a, CU. b, MCI. c, AD. d, FTD. e, DLB. The black solid line and dotted lines in each
843 figure represent a regression line and its 95% confidence bands, respectively. r
845
846
40
847 Supplementary table 1. Demographics of ADNI dataset.
Clinical Diagnosis
Characteristic
Normal MCI AD
3 2 (0.61) 34 (5.26)
Age, years
Min Max 56 96 55 94 56 96
Education, years, median (IQR) 16 (15 18) 16 (14 18) 16 (14 18)
848
849
41
850 Supplementary table 2. Summary table of model performance.
Uncorrected Corrected
Modality Dataset Val. MAE (yrs)
test MAE (yrs) test MAE (yrs)
851
852
42
853 Supplementary table 3. Data split strategy comparison
Uncorrected Corrected
Modality Strategy Val. MAE (yrs)
Test MAE (yrs) Test MAE (yrs)
854
855
43
856 Supplementary table 4. Association of brain age gap with cognitive scores.
857
858
44