Dokumen - Tips Dlmscosem Conformance Testing Figure 1 Dlmscosem Conformance Testing Process
Dokumen - Tips Dlmscosem Conformance Testing Figure 1 Dlmscosem Conformance Testing Process
Dokumen - Tips Dlmscosem Conformance Testing Figure 1 Dlmscosem Conformance Testing Process
COmpanion Specification
for Energy Metering
DLMS/COSEM
Conformance
Testing Process
device
language
message
specification
DLMS User Association 2015-06-19 EXCERPT FROM DLMS UA 1001-1 Ed. 5.0 V 1.0 1/44
© Copyright 2001-2015 DLMS User Association
DLMS/COSEM - EXCERPT FROM Conformance Testing Process, Fifth Edition V 1.0
Table of Contents
Foreword...................................................................................................................................................4
1 Scope ...............................................................................................................................................5
2 Referenced documents ....................................................................................................................5
3 Terms, definitions and abbreviations ...............................................................................................5
3.1 Terms and definitions ........................................................................................................5
3.2 Abbreviations ................................................................................................................. 10
4 Conformance testing – overview ................................................................................................... 11
4.1 OSI conformance testing ............................................................................................... 11
4.2 DLMS/COSEM conformance testing ............................................................................. 11
4.3 Main features of DLMS/COSEM conformance testing process..................................... 12
5 The conformance test plans .......................................................................................................... 13
5.1 Scope of testing ............................................................................................................. 13
5.2 IUT testing ...................................................................................................................... 14
5.3 Structure of the abstract test plans ................................................................................ 14
5.4 Abstract test cases ......................................................................................................... 15
5.5 Outcomes and verdicts .................................................................................................. 16
5.6 The HDLC based data link layer ATS ............................................................................ 17
5.7 The DLMS/COSEM application layer ATS .................................................................... 17
5.8 The COSEM interface objects ATS ............................................................................... 17
5.9 The Security Suite 0 (SYMSEC_0) ATS ........................................................................ 18
5.10 Executable test suites and test cases ............................................................................ 18
6 The DLMS/COSEM conformance test tool ................................................................................... 18
6.1 Overview ........................................................................................................................ 18
6.2 CTT versions and editions ............................................................................................. 19
6.3 Operating system and hardware requirements.............................................................. 19
6.4 Licensing the CTT .......................................................................................................... 19
6.5 Installing the CTT ........................................................................................................... 19
7 The conformance assessment process ........................................................................................ 20
7.1 Overview ........................................................................................................................ 20
7.2 Preparation for testing.................................................................................................... 21
7.2.1 Preparation of the IUT ................................................................................ 21
7.2.2 Preparation of the conformance test information ....................................... 22
7.3 Test operations .............................................................................................................. 22
7.3.1 The CTT user interface .............................................................................. 22
7.3.2 Miscellaneous settings ............................................................................... 23
7.3.3 The CTI file ................................................................................................. 23
7.3.4 The COSEM object definition file ............................................................... 24
7.3.5 Selection of the test cases ......................................................................... 26
7.3.6 Connection of the IUT to CTT .................................................................... 27
7.3.7 Test sessions.............................................................................................. 29
7.3.8 Production of the Test Result ..................................................................... 29
7.4 Repeatability of results ................................................................................................... 34
7.5 Requirements for test laboratories ................................................................................. 34
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List of Figures
Figure 1 – DLMS/COSEM conformance testing process ...................................................................... 12
Figure 2 – DLMS/COSEM interface object model and communication profiles .................................... 13
Figure 3 – Test suite structure ............................................................................................................... 15
Figure 4 – Structure of the HDLC based data link layer ATS................................................................ 17
Figure 5 – Structure of the DLMS/COSEM application layer ATS ........................................................ 17
Figure 6 – Structure of the COSEM interface objects ATS ................................................................... 18
Figure 7 – Structure of the Security Suite 0 (SYMSEC_0) ATS............................................................ 18
Figure 8 – Conformance assessment process overview ...................................................................... 20
Figure 9 – Miscellaneous settings ......................................................................................................... 23
Figure 10 – The CTI window (illustration) .............................................................................................. 24
Figure 11 – COSEM object definition file cover sheet ........................................................................... 25
Figure 12 – Selection of the test cases ................................................................................................. 27
Figure 13 – Communication settings ..................................................................................................... 28
Figure 14 – Fragment of a sample Test Report .................................................................................... 31
Figure 15 – Basic log ............................................................................................................................. 32
Figure 16 – Detailed log presenting COSEM APDUs in XML format .................................................... 33
Figure 17 – The Traffic window ............................................................................................................. 34
Figure 18 – The DLMS/COSEM compliant logo.................................................................................... 36
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Foreword
Copyright
This document is confidential. It may not be copied, nor handed over to persons outside the
standardisation environment.
The copyright is enforced by national and international law. The "Berne Convention for the
Protection of Literary and Artistic Works", which is signed by 166 countries worldwide and
other treaties apply.
Acknowledgement
The actual document has been established by the DLMS UA Maintenance Working Group
Conformance Testing Task Force.
Revision History
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1 Scope
This document specifies the conformance testing process of metering equipment
implementing the DLMS/COSEM specification for meter data exchange.
This document only focuses on testing and certifying the implementation of the DLMS/COSEM
specification. Other functional and performance tests are outside the scope of this document.
This Edition 5.0 version applies to CTT 3.0, in line with Blue Book Edition 11 and Green Book
Edition 7.0, + Amendment 3.
2 Referenced documents
DLMS UA 1000-2 Ed. 7.0:2009 DLMS/COSEM Architecture and Protocols, the Green Book
Amendment 3:2013
DLMS UA 1002 Ed. 1.0:2003 Glossary of terms, the White Book
DLMS UA 1001-3: ATS_DL V 5 DLMS/COSEM conformance testing – Conformance test plans – Data link
Released: 2010-12-15 layer using HDLC protocol
DLMS UA 1001-6: DLMS/COSEM conformance testing – Abstract Test Plans –
ATS_AL_COSEM_SYMSEC_0 V 1.3 DLMS/COSEM application layer – Symmetric key security suite 0 –
Released: 2015-06-18 COSEM interface objects
DLMS UA 1001-7 COSEM conformance testing – Object definition tables
IEC 62056-21 Electricity metering – Data exchange for meter reading, tariff and load
control – Part 21: Direct local data exchange
ITU-T X.290 (11/1998) OSI conformance testing methodology and framework for protocol
recommendations for IUT-T applications – General concepts
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3.1.2
abstract test suite (ATS)
A test suite composed of abstract test cases. [ITU-T X.290 3.6.16]
3.1.3
basic interconnection test (BIT)
Limited testing of an IUT to determine whether or not there is sufficient conformance to the main
features of the relevant protocol(s) for interconnection to be possible, without trying to perform
thorough testing. [ITU-T X.290 3.5.5]
3.1.4
behaviour testing
Testing the extent to which the dynamic conformance requirements are met by the IUT. [ITU-T X.290
3.5.8]
3.1.5
capabilities of an IUT
That set of functions and options in the relevant protocol(s) and, if appropriate, that set of facilities and
options of the relevant service definition which are supported by the IUT. [ITU-T X.290 3.4.5]
3.1.6
capability testing
Testing to determine the capabilities of an IUT.
NOTE This involves checking all mandatory capabilities and those optional ones that are stated in the CTI as being
supported, but not checking those optional ones which are stated in the CTI as not supported by the IUT.
3.1.8
conformance log
A record of sufficient information necessary to verify verdict assignments as a result of conformance
testing. [ITU-T X.290 3.7.15]
3.1.9
conformance test information (CTI)
A statement made by the supplier or implementor of an IUT stating the capabilities and options that
have been implemented and additional information necessary to select and parameterize the
executable test cases.
NOTE 1 Part of this information on the implementation may be taken from the IUT itself.
NOTE 2 X.290 uses the terms Protocol Implementation Conformance Statement (PICS) and Protocol Implementation Extra
Information for Testing (PIXIT).
3.1.10
conformance testing
Testing the extent to which an IUT is a conforming implementation. [ITU-T X.290 3.5.9]
3.1.11
conforming implementation
An IUT, which is shown to satisfy conformance requirements, consistent with the capabilities stated in
the CTI.
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NOTE In case of DLMS/COSEM, the capabilities are partly declared in the CTI and they are partly provided by the IUT.
3.1.12
executable test case
A realization of an abstract test case. [ITU-T X.290 3.6.4]
3.1.13
executable test case error
A test case error in the realization of an abstract test case.
3.1.14
executable test suite (ETS)
A test suite composed of executable test cases. [ITU-T X.290 3.6.17]
3.1.15
“fail” verdict
A verdict given when the observed outcome is syntactically invalid or inopportune with respect
to the relevant Recommendation(s)* or the CTI. [ITU-T X.290 3.7.13, modified]
3.1.16
foreseen outcome
An outcome identified or categorized in the abstract test case specification. [ITU-T X.290 3.7.4]
3.1.17
idle testing state
A stable testing state in which there is no established connection of the relevant protocol(s) and in
which the state of the IUT is independent of any previously executed test cases.
3.1.18
implementation under test (IUT)
That part of a real open system which is to be studied by testing, which should be an implementation
of one or more OSI* protocols in an adjacent user/provider relationship.
NOTE In DLMS/COSEM IUT are DLMS/COSEM servers.
3.1.19
“inapplicable” test
A test case, which cannot be performed because the necessary conditions are not available.
3.1.20
“inconclusive” verdict
A verdict given when the observed outcome is valid with respect to the relevant Recommendation(s)*
but prevents the test purpose from being accomplished. [ITU-T X.290 3.7.14]
3.1.21
initial testing state
The testing state in which a test body starts.
NOTE This may be either a stable testing state or a transient state.
3.1.22
inopportune test event
A test event which, although syntactically correct, occurs or arrives at a point in an observed outcome
when not allowed to do so by the protocol Recommendation*. [ITU-T X.290 3.7.11]
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3.1.23
means of testing (MOT) (IUTs)
The combination of equipment and procedures that can perform the derivation, selection,
parameterization and execution of test cases, in conformance with a reference standardized ATS, and
can produce a conformance log.
3.1.24
negative test
Test to verify the correct response of the IUT on:
3.1.26
parameterized executable test case
An executable test case, in which all appropriate parameters have been supplied with values in
accordance with a specific CTI [ITU-T X.290 3.6.23, modified]
3.1.27
“pass” verdict
A verdict given when the observed outcome satisfies the test purpose and is valid with respect to the
relevant Recommendation(s)* and with respect to the CTI. [ITU-T X.290 3.7.12, modified]
3.1.28
positive test
test to ensure the correct implementation of the capabilities of the IUT as defined by the supplier. A
positive test has a described and defined response
3.1.29
postamble
The test steps needed to define the paths from the end of the test body up to the finishing stable state
for the test case. [X.290 3.6.9]
3.1.30
preamble
The test steps needed to define the path from the starting stable state of the test case up to the initial
state from which the test body will start. [ITU-T X.290 3.6.7]
3.1.31
protocol conformance test report (PCTR)
A document written at the end of the conformance assessment process, giving the details of the
testing carried out for a particular protocol, including the identification of the abstract test cases for
which corresponding executable test cases were run and for each test case the test purpose and
verdict. [ITU-T X.290 3.7.8]
3.1.32
repeatability (of results)
Characteristic of a test case, such that repeated executions on the same IUT lead to the same verdict,
and by extension a characteristic of a test suite. [ITU-T X.290 3.7.1]
3.1.33
semantically invalid test event
A test event which is neither inopportune nor syntactically invalid, but which contains a semantic error
with respect to the relevant protocol specification (e.g. a PDU containing a parameter value outside
the negotiated range for that parameter).
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3.1.34
stable testing state
A testing state which can be maintained, without prescribed Lower Tester behaviour, sufficiently long
to span the gap between one test case and the next in a test session.
3.1.35
static conformance review
A review of the extent to which the static conformance requirements are met by the IUT, by comparing
the static conformance requirements expressed in the relevant Recommendation(s)* with the PICS
and the results of any associated capability testing. [ITU-T X.290 3.5.7 modified]
3.1.36
syntactically invalid test event
A test event which syntactically is not allowed by the protocol Recommendation*. [ITU-T X.290 3.7.10]
3.1.37
test body
The set of test steps that are essential in order to achieve the test purpose and assign verdicts to the
possible outcomes. [ITU-T X.290 3.6.8]
3.1.38
test case
A generic, abstract or executable test case. [ITU-T X.290]
3.1.39
test case error
The term used to describe the result of execution of a test case when an error is detected in the test
case itself.
3.1.40
test event
An indivisible unit of test specification at the level of abstraction of the specification (e.g. sending or
receiving a single PDU). [ITU-T X.290 3.6.11]
3.1.41
test group
A named set of related test cases. [ITU-T X.290 3.6.14]
3.1.42
test group objective
A description of the common objective which the test purposes within a specific test group are
designed to achieve.
3.1.43
test laboratory
An organization that carries out conformance testing. This can be a third party, a user organization, an
Administration*, or an identifiable part of the supplier organization. [ITU-T X.290 3.4.13]
3.1.44
test purpose
A description of the objective which an abstract test case is designed to achieve. [ITU-T X.290 3.6.5]
3.1.45
test step (sub-test)
A named subdivision of a test case, constructed from test events and/or other test steps, and used to
modularize abstract test cases. [ITU-T X.290 3.6.10, modified]
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3.1.46
test session
The process of executing the Parameterized Executable Test Suite for a particular IUT and producing
the conformance log.
3.1.47
test suite
A complete set of test cases, possibly combined into nested test groups, that is necessary to perform
conformance testing or basic interconnection testing for an IUT or protocol within an IUT [ITU-T X.290
3.6.12]
3.1.48
unforeseen test outcome
An outcome not identified or categorized in the abstract test case specification. [ITU-T X.290 3.7.5]
3.1.49
valid test event
A test event which is allowed by the protocol Recommendation*, being both syntactically correct and
occurring or arriving in an allowed context in an observed outcome. [ITU-T X.290 3.7.9]
3.1.50
verdict
Statement of “pass”, “fail” or “inconclusive” concerning conformance of an IUT with respect to a test
case that has been executed and which is specified in the abstract test suite. [ITU-T X.290 3.7.6]
3.2 Abbreviations
Abbreviation Explanation
AA Application Association
APDU Application Protocol Data Unit
ATS Abstract Test Suite
COSEM Companion Specification for Energy Metering
COSEM object An instance of an interface class
CO Connection oriented
CTI Conformance Test Information
CTT Conformance Test Tool
DLMS Device Language Message Specification
ETS Executable Test Suite
HDLC High-level Data Link Control
IEC International Electrotechnical Commission
IP Internet Protocol
ITU International Telecommunication Union
IUT Implementation Under Test
LD Logical Device
MOT Means of Testing
OBIS OBject Identification System
OSI Open System Interconnection
PDU Protocol Data Unit
SAP Service Access Point
TCP Transmission Control Protocol
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The objective of conformance testing is to establish whether the Implementation Under Test
(IUT) conforms to the relevant specification(s).
The primary purpose of conformance testing is to increase the probability that different
implementations are able to interwork. While conformance is a necessary condition, it is not
on its own a sufficient condition to guarantee interworking capability. Even if two
implementations conform to the same protocol specification, they may fail to interwork fully.
What conformance testing does do is give confidence that an implementation has the required
capabilities and that its behaviour conforms consistently in representative instances of
communication.
• the Blue Book, specifying COSEM interface object model, see DLMS UA 1000-1;
• the Green Book, specifying communication profiles, see DLMS UA 1000-2; and
NOTE The contents of the Blue Book and the Green Book are internationally standardized, see the Bibliography.
The DLMS/COSEM conformance testing process comprises the following, see Figure 1:
• the Yellow book – this document – specifying the conformance testing process;
• the conformance test plans, i.e. the Abstract Test Suites (ATSs);
• the Conformance Test Tool (CTT);
• the conformance assessment process;
• the certification process;
• the quality program.
The conformance test plans i.e. the Abstract Test Suites (ATS) describe, at the level of
abstraction, the tests to be performed. See Clause 5.
The DLMS/COSEM Conformance Test Tool (CTT) implements the ATSs in the form of
Executable Test Suites. See Clause 6.
The conformance assessment process consists of the phases of preparation for testing, test
operations and the production of the conformance Test Result. See Clause 7.
The certification process consists of examining the conformance Test Results and the
publication of the Certifications. See Clause 8.
The quality program includes handling comments and questions and, when necessary,
initiating the maintenance of the DLMS/COSEM specification, the ATSs and/or the CTT. See
Clause 9.
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DLMS/COSEM
DLMS UA
Specification:
WG Maintenance
Blue Book and Green Book
DLMS/COSEM
Test parameters:
DLMS UA Yellow Book Conformance test plans -
from CTI and IUT
Abstract Test Suites
Conformance assessment
Yes
Defects ? Correct defects
No
Certification
• it covers DLMS/COSEM servers implementing the COSEM interface object model and the
DLMS/COSEM application layer, including the security suites. Conformance testing is limited to
the server’s functionality as presented at the communication interface(s). Other functions of the
server are out of Scope;
• testing can be performed using either the 3-layer, CO, HDLC based profile or using the TCP/IP
based profile. When the 3-layer, CO, HDLC based profile is used with direct HDLC connection, the
implementation of the HDLC layer is also tested;
• the CTT can be used for self-testing or third party testing;
• to obtain a Certification, the manufacturer of the IUT shall possess a registered three-letter
manufacturer ID; see http://dlms.com/organization/flagmanufacturesids/index.html;
• the CTT automatically generates the Test Result necessary for the Certification, see 7.3.8;
• the Certification is issued by the DLMS UA to the manufacturer, see Clause 8;
• the DLMS UA operates a Quality program to maintain the test plans and the CTT, see Clause 9.
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Messaging
3-layer, connection-oriented, HDLC TCP/IP based communication profile
based communication profile
ACSE xDLMS
Transporting
Transporting
The COSEM Interface object model, specified in DLMS UA 1000-1 and the DLMS/COSEM
Application layer specified in DLMS UA 1000-2 are used in all IUTs.
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For the purposes of testing, the IUT is considered as a black box. The test session consists of
sending messages by the CTT to the IUT and observing the responses.
As access to protocol layer boundaries is not available, the interface object model and the
protocol stack are tested in combination. Therefore, the following assumptions are made:
• for testing the data link layer using the HDLC protocol, it is assumed that the physical layer works
correctly;
• for testing the DLMS/COSEM Application layer, it is assumed that the supporting layers work
correctly;
• for testing the COSEM Interface object model, it is assumed that the protocol stack works
correctly.
5.3 Structure of the abstract test plans
The abstract test plan comprises abstract test suites (ATSs).
NOTE The remaining part of 5.3 and 5.4 applies strictly to the protocol layer test plans only.
The abstract test suites have a hierarchical structure (see Figure 3) in which an important
level is the test case.
Each test case has a specified test purpose, such as verifying that the IUT has a certain
required capability (e.g. the ability to support certain packet sizes) or exhibit a certain
required behaviour (e.g. behave as required when a particular event occurs in a particular
state).
Within a test suite, nested test groups are used to provide a logical ordering of the test cases.
Test cases may be modularised by using named subdivisions called subtests. Test events are
indivisible units of specification within a test step (e.g. the transfer of a single PDU to or from
the IUT).
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Test suite
Test suites include test cases falling in the following categories (the list is not exhaustive):
• capability tests;
• tests of valid behaviour (positive tests);
• tests of syntactically invalid or inopportune behaviour (negative tests);
• tests related to each protocol state;
• PDU encoding variations;
• variations in values of individual parameters and/or combination of parameters.
5.4 Abstract test cases
An abstract test case is derived from a test purpose and from the relevant specifications. An
abstract test case:
• has a Test case name, used as a reference and relating the test case to the test group and the
test suite;
• gives the References pointing to the relevant clauses of the Blue Book DLMS UA 1000-1 and the
Green Book DLMS UA 1000-2 constituting the base specification the test case is related to and
derived from;
• describes the Test purpose;
• specifies the Prerequisites;
• specifies the Expected result, i.e. the expected behaviour of the IUT;
• specifies the test steps needed to define the path from the starting stable state of the test case up
to the initial state from which the test body will start; this test sequence comprises the Preamble;
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• specifies the sequences of foreseen test events necessary in order to achieve the test purpose.
These sequences comprise the Test body. It may consist of one or more subtests;
• specifies the verdict to be assigned to each foreseen test outcome.
• specifies test steps needed to define the paths from the end of the test body up to the finishing
stable state for the test case; this test sequence comprises the Postamble;
The abstract test cases are formatted using the template shown in Table 1.
Test case
References
Test purpose
Prerequisites
Expected result
Preamble
Subtest n:
Postamble
Comments
A foreseen test outcome is one, which has been identified in the abstract test case i.e. the
events which occurred during test execution matched a sequence of test events defined in the
abstract test case. A foreseen test outcome always results in the assignment of a test verdict
to the test case.
• PASSED – Means that the observed test outcome gives evidence of conformance to the
conformance requirement(s) on which the test purpose of the test case is focused, and is valid
with respect to the relevant specification(s);
• FAILED – Means that the observed test outcome either demonstrates non-conformance with
respect to (at least one of) the conformance requirement(s) on which the test purpose of the test
case is focused, or contains at least one invalid test event, with respect to the relevant
specification(s);
• INAPPLICABLE – Means that the test case cannot be run with the given CTI declarations and with
the information taken from the IUT;
• INCONCLUSIVE – Means that the observed test outcome is such that neither a pass nor a fail
verdict can be given.
An unforeseen test outcome is one, which has not been identified by the abstract test case,
i.e. the events, which occurred during execution of the test case did not match any sequence
of test events defined in the abstract test case. An unforeseen test outcome always results in
the recording of a test case error or an abnormal test case termination for the test case.
A test case error is recorded if an error is detected either in the abstract test case itself, (i.e.
an abstract test case error) or in its realization, (i.e. an executable test case error).
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An abnormal test case termination is recorded if the execution of the test case is prematurely
terminated by the test system for reasons other than test case error.
The results of executing the relevant individual test cases will be recorded in the conformance
Test Results.
Test suite
Data link layer
using HDLC protocol
Test group Test group Test group Test group Test group
HDLC_FRAME HDLC_ADDRESS HDLC_NDM2NRM HDLC_INFO HDLC_NDMOP
Test cases Test cases Test cases Test cases Test cases Test cases Test cases Test cases
Test suite
DLMS/COSEM Application layer
Test group Test group Test group Test group Test group
APPL_IDLE APPL_OPEN APPL_DATA_LN APPL_DATA_SN APPL_REL
Test cases Test cases Test cases Test cases Test cases
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Test suite
COSEM interface objects
COSEM_X_Y
Multiple references
Mandatory objects
Test suite
DLMS/COSEM security Suite 0
(SYMSEC)
Test group
Test group Test group Test group Test group Test group
Secure data
Basic capability FrameCounter Key transfer Secure AA release Security policy
exchange
Test cases Test cases Test cases Test cases Test cases Test cases Test cases Test cases
In each executable test case, the sequences of test events and the verdict assignments are
the same as in the corresponding ATS. The depth of analysing the PDUs is as specified in the
ATS.
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It is a computer program running on a PC under 64 bit Windows (version 7 and 8.1) acting as
a test DLMS/COSEM client whereas the Implementation Under Test (IUT) acts as a
DLMS/COSEM server, see 6.3. The CTT is available in two editions:
• the standard edition produces the Test Result files (Report, Log and Line Traffic) necessary for
Certification;
• the extended edition provides a detailed log by decoding the messages exchanged between the
CTT and the IUT and thereby it facilitates interpreting the log.
The CTT can perform the following:
CTT 3.0 is suitable for testing IUTs implementing Blue Book Ed 11.0 and Green Book Ed. 7.0
+ Amendment 3. It is available now and replaces CTT 2.X.
CTT 3.1 BB12_GB8 (X) – under development – will be suitable for testing IUTs implementing
Blue Book Ed. 12.0 and Green Book Ed. 8.0.
A new version of the CTT obsoletes all earlier version of the CTT after a transition period.
Earlier versions of the CTT can be used for re-testing earlier implementations.
The CTT standard edition allows performing all tests and produces the Report, Log and Line
Traffic files.
The CTT Extended edition produces a more detailed log file and it allows logging and viewing:
• in the case of the 3-layer, CO, HDLC based profile the HDLC frames in a decoded form;
• in the case of the TCP/IP profile the wrapper frames in a decoded form;
• the COSEM APDUs in XML format.
6.3 Operating system and hardware requirements
The CTT runs on a host computer under 64 bit versions of Windows 7 and Windows 8.1.
The “Rules for availability and use” are published at the homepage of the DLMS UA, at
www.dlms.com under the “Conformance” menu.
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• when the test is performed by the manufacturer itself, the CTT licensee and the manufacturer are
the same: this is known as self-testing;
• when the test is performed by another (third) party, the CTT licensee and the manufacturer are
different: this is known as third party testing. Any CTT licensee may act as a third party test
laboratory.
An overview of the conformance assessment process is given in Figure 8.
Start
Preparation of the
IUT for testing
Test operations
Test session
Conformance test
report & log
End
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• selection and parameterization of the test cases, see 7.3.3, 7.3.4 and 7.3.5;
• connection of the IUT to the CTT, see 7.3.6;
• running the test, see 7.3.7;
• production of the Test Result, see 7.3.8.
In the following, the elements of the conformance test process are described and the use of
the CTT is explained.
• if the IUT supports more than one logical device, then at least two logical devices should be
configured;
• if the IUT supports more than one application context, authentication security mechanism and
xDLMS context then the set of AAs declared shall cover each context and mechanism declared.
These AAs may be in the same logical device or spread across the logical devices;
• an AA between the same client and the server may may be declared several times with different
application contexts, authentication mechanisms, DLMS contexts and security contexts as
needed;
• if the IUT is a complete – fully integrated or modular – meter, then the mandatory Management
Logical Device (Server SAP = 0x01) shall be present and it shall support an AA with the public
client (Client SAP = 0x10, Server SAP = 0x01, no ciphering, no authentication security);
• if the IUT is a communication module, then the Management Logical Device (Server SAP = 0x01)
does not have to be present: it is assumed that it is present in the base meter. However a Logical
Device of the communication module shall support an AA with the public client, see above;
• the set of xDLMS services and capabilities (i.e. the conformance block) should be representative
for the intended application;
• the set of security features should be representative for the intended application;
• the set of interface objects available should be representative for the intended application;
• the AAs shall provide access to the objects and attributes to be tested, with appropriate access
rights;
• if load profiles with selective access are to be tested, then a sufficient amount of data should be
present. The conditions are specified in the COSEM objects test plan;
it is the responsibility of the manufacturer to restrict access rights to attributes, so that the CTT
cannot unduly modify them. This can be done by providing interface class and/or instance related
extra information in the CTI.
For testing IUTs supporting Security Suite 0, additional requirements are specified in the
Security Suite 0 (SYMSEC_0) ATS.
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For testing IUTs supporting push operation, additional requirements are specified in the
COSEM objects ATS.
The CTI file identifies the manufacturer and the IUT and contains specific information
necessary for testing. It can be prepared using the CTI template provided by the CTT. A Help,
explaining the syntax and the contents of the CTI is provided.
• the File menu allows saving and loading test results and to exit the CTT application;
• the Run menu allows to run a test session and to abort it, see 7.3.7;
• the View menu allows opening the Test Plans i.e. the Abstract Test Suites and the Line Traffic
window;
• the Settings menu allows setting the communication parameters and selecting some other
parameters and choices (Miscellaneous), see 7.3.6 and 7.3.2.
• the Help menu provides information on the CTT and its use.
The CTT also provides a number of panes:
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• the Traffic window – to be opened from the View menu – shows the messages sent (shown in
green) and received (shown in red) by the CTT. Time stamps are provided so that the Line Traffic
can be correlated with the Log. In the case of the 3-layer, CO, HDLC profile it shows the HDLC
frames. In the case of the TCP/IP profile, it shows the TCP streams.
Right-clicking in the REPORT, LOG, CTI panes and in the Traffic window opens a contextual
menu.
7.3.2 Miscellaneous settings
The Miscellaneous tab in the Settings menu – see Figure 9 – offers the following possibilities:
• the COSEM object definition .dat file – see 7.3.4 – to be used by the CTT during the COSEM
object tests shall be selected;
NOTE The selections cannot be OK-d if this field is empty.
• the tester identity e.g. an email address. This will appear in the Test Report;
• the font used in the Test Result documents can be chosen;
• logging of lower layer frames and COSEM APDUs (in XML format) can be enabled. This feature is
available in the extended edition, see 6.2;
• the options on the occurrence of a fatal failure can be chosen, see 7.3.7.
7.3.3 The CTI file
The CTI file can be edited, saved and loaded from the CTI pane.
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Figure 10 shows the CTI template loaded, with the contextual menu open, that allows loading
and saving CTI files and to edit the file.
The CTI file content and file syntax is described in the Help Menu.
• ATTRIBUTES_TYPE_CHOICES: when this element is present, then CTT does not check the type
of COSEM object attributes specified as a CHOICE type;
• ATTRIBUTES_VALUES: when this element is present, then CTT does not check the values
(ranges, and sub-ranges) of COSEM object attributes.
If the purpose of the test session is to obtain a Certification, then DoNotTest has to be omitted
or empty.
• the valid OBIS codes that – together with the COSEM interface class – provide the semantical
meaning of all data. In some cases, an OBIS code may be used with alternative interface classes;
• the valid data type of the attributes in the cases where the Blue Book DLMS UA 1000-1 allows
choices.
NOTE The COSEM object definition file currently covers abstract, electricity and gas related COSEM objects.
Figure 11 shows the COSEM object definition file cover sheet (version 2.9).
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COSEM conformance testing
device
language
message
specification
Version: V2.9
Filename: Object_defs_v2.9_released_GKVV141201.xlsx
Revision date: 01/12/2014
Status: Released
Digital signature of .dat file 389E-C19C-6A7F-0C42-32AE-5C1C-1DBA-2106
Copyright: © Copyright DLMS UA 1997-2014
Classification: DLMS User Association use only
Replaces: Object_defs_v2.8_released_141023.xlsx
Date: 22nd October 2014
Object definitions are valid combinations of Logical names, interface classes and the list of data
types for attributes which are declared in the relevant interface class definitions as type "CHOICE".
This version contains object definitions of abstract, electricity and gas related objects.
For the changes in the various version, see the "Change log" sheet.
A special tool converts the worksheets to a .dat file for use by the Conformance Test Tool.
CTT 2.X reports all objects found with their logical name, textual name and in case of "CHOICE"
attributes, with data type. The access rights to all attributes are also reported.
References:
[1] DLMS UA 1000-1 Ed. 12.0 2014-09-10, COSEM Interface Classes and OBIS Object
Identification System "Blue Book"
[2] EN 13757-1 Communication system for meters and remote reading of meters - Part 1: Data
exchange
The COSEM object definition file is updated whenever new COSEM objects (OBIS codes
and/or interface classes) are defined by the DLMS UA.
The various versions are publicly available at www.dlms.com as excel files under the
CONFORMANCE and the DOCUMENTATION menu.
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The CTT uses a .dat file generated from the excel file. The various versions can be
downloaded by licensed CTT users from http://www.eurodcs.com/. The .dat file has to be
copied to the same folder where the CTT.exe file is located, see 6.5.
NOTE The excel file is not used by the CTT.
The Test Report contains the file name and the hash value of the excel file.
It is recommended using always the latest version. Earlier versions can be used for re-testing
whenever it is necessary.
During a test session, the CTT executes only those test cases that have been selected and
that are applicable based on the IUT configuration and the CTI declarations.
Test cases, which are not selected, are marked in the Report and the Log as “SKIPPED”.
If the purpose of the test session is to obtain a Certification, then all test cases shall be
selected. The CTT will automatically run all test cases applicable with the given CTI file and
IUT configuration. The tests that cannot be run are marked as “INAPPLICABLE”.
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• when the 3-layer, CO, HDLC based communication profile is used, the IUT can be connected
directly or via an optical probe to a communication port of the host computer running the CTT. This
port shall not be shared by any other applications during running time. If an optical probe is used, it
shall be checked if the probe is echoing or not.
Battery operated meters can also be tested using the wake-up sequence specified in IEC
62056-21.
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• to connect the IUT via a pair of modems, the connection (com) – MODEM – MODEM –
IUT has to be established before testing, i.e. the dialling of (and the connection to) the
remote modem has to be done before testing;
• when the TCP/IP based communication profile is used over the GPRS network, then the
connection OS(com) – GPRS-MODEM – GPRS-MODEM – IUT has to be established
before testing.
The communication parameters can be set from the Settings menu, Communication tab as
shown in Figure 13:
• COM port: here, the communication port used in the case of the the 3-layer, CO, HDLC based
profile can be selected;
• Format: refers to the physical layer of the 3-layer, CO, HDLC based communication profile and it
shall be set to 8N1: asynchronous transmission with 1 start bit, 8 data bits, no parity and 1 stop bit;
• Echoing: this shall be set if the optical probe is used and it is echoing;
• Server IP: when the TCP/IP based profile is used, the IP address of the IUT shall be entered here;
NOTE The way to obtain the IP address depends on the provider and the SIM card and the process is out of the
Scope of this document.
• “My IP addresses” holds the IP address of the PC running the CTT. It is needed only if the IUT has
to establish the TCP connection to the CTT i.e. when the IUT is pushing. It shall be configured in
the IUT.
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If the IUT supports more than one communication interface, then a test session may be
performed on each interface.
A test session can be started from the Run menu in two ways:
• “Run”: the test session runs on the Logical Devices and AAs enabled, with the test cases, media
and “Do not test” options selected. At the end of the test session a “Test Result” .zip file can be
created. Test cases not selected are marked in the Test Report and Log as “SKIPPED”;
• “Run for Certification”: for this, all Logical Devices and AAs must be enabled, all tests cases shall
be selected and there shall be no “Do not test” options specified. At the end of the test session a
“Test Result” .zip file can be created. Test cases that could not be run on the IUT with the given
IUT configuration and CTI declarations are marked in the Test Report and the Log as
“INAPPLICABLE”.
The progress of the test can be followed via the REPORT and LOG panes and the Traffic
window (to be opened from the View menu).
In the case when a failure occurs in a test case that may affect running other test cases the
CTT raises a fatal failure. CTT allows the user to choose one of a predefined set of options:
• “Abort the test session”: if this choice is taken, the test session is aborted;
• “Continue”: if this choice is taken, the test session is continued;
• “Ask the user”: if this choice is taken, the test session is suspended and a dialog box is displayed.
If the operator chooses to continue the test session, it is resumed. If the operator chooses not to
continue, then the test session is aborted.
In all cases, the reason for raising the fatal failure is logged.
In some cases, an EXCEPTION can occur during the test session. These may be caused by
inappropriate settings or by abnormal data received from the IUT. The Help file provides more
information on this.
The test session can be aborted any time from the Run menu.
An existing Test Result file can be loaded using File / Load Test-Result. The files of the zip
archive are displayed in their respective panes and windows. The integrity of the archive is
verified using the _hash file.
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********************************************************************************
DLMS Conformance test report
27-MAY-2015 17:17:04
CTT 3.0 extended edition, 64bits (100)
Licensed to: i-cube (21-Jul-05)
Tester: Christian
RUN FOR CERTIFICATION
********************************************************************************
******************
* Identification *
******************
Identification = {
Manufacturer = "\i-cube"
FLAGid = "\ICU"
Type = "\simulation"
SerialNr = "000102"
Comment = 1234
Comment = "\comment 2"
}
***********
* Summary *
***********
**************
* HDLC Tests *
**************
**************
* APPL Tests *
**************
T_APPL_IDLE_N1
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The CTT extended edition provides a more detailed log. Figure 16 shows the detailed log
presenting COSEM APDUs in XML format.
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REQUEST:
<AssociationRequest>
<ApplicationContextName Value="LN" />
<InitiateRequest>
<ProposedDlmsVersionNumber Value="06" />
<ProposedConformance>
<ConformanceBit Name="Action" />
<ConformanceBit Name="EventNotification" />
<ConformanceBit Name="SelectiveAccess" />
<ConformanceBit Name="Set" />
<ConformanceBit Name="Get" />
<ConformanceBit Name="DataNotification" />
<ConformanceBit Name="MultipleReferences" />
<ConformanceBit Name="BlockTransferWithAction" />
<ConformanceBit Name="BlockTransferWithSetOrWrite" />
<ConformanceBit Name="BlockTransferWithGetOrRead" />
<ConformanceBit Name="Attribute0SupportedWithGet" />
<ConformanceBit Name="PriorityMgmtSupported" />
<ConformanceBit Name="Attribute0SupportedWithSet" />
<ConformanceBit Name="GeneralBlockTransfer" />
<ConformanceBit Name="GeneralProtection" />
</ProposedConformance>
<ProposedMaxPduSize Value="FFFF" />
</InitiateRequest>
</AssociationRequest>
WRAPPER[1] Sent
000100100001001F601DA109060760857405080101BE10040E01000000065F1F040060FE9FFFFF
+530 WRAPPER[1] Rec
00010001001000346132A109060760857405080101A203020100A305A103020100890760857405080200BE10040E08
00065F1F0400601A9D05000007
RESPONSE:
7.3.8.4 Traffic
The Traffic window– see Figure 17 – can be opened from the View menu. As the test
progresses, it shows the frames sent to (in green) and the received from (in red) the IUT.
TCPServer 0'00.001 +88851 Start Listening
TCPClient 0'00.022 +21 Connecting
TCPClient 0'00.147 +124 Connected to 127.0.0.1:4058
TCPClient 0'00.149 +1 000100100001000DC001C1000F0000280000FF0100
TCPClient 0'00.549 +400 0001000100100003D80101
TCPClient 0'00.558 +8 Disconnecting
TCPClient 0'00.559 +0 Disconnected
TCPClient 0'00.560 +1 Waiting TCP disconnect to connect delay 500 ms
TCPClient 0'01.060 +499 Connecting
TCPClient 0'01.185 +124 Connected to 127.0.0.1:4058
TCPClient 0'01.191 +5
000100100001001F601DA109060760857405080101BE10040E01000000065F1F040060FE9FFFFF
TCPClient 0'01.721 +530
00010001001000346132A109060760857405080101A203020100A305A103020100890760857405080200BE10040E08
00065F1F0400601A9D05000007
TCPClient 0'01.746 +24 000100100001000DC001C1000F0000280000FF0100
TCPClient 0'01.836 +90 000100010010000CC401C10009060000280000FF
TCPClient 0'01.864 +27 00010010000100056203800100
TCPClient 0'01.944 +80 00010001001000056303800100
TCPClient 0'01.966 +21 Disconnecting
TCPClient 0'01.967 +0 Disconnected
TCPClient 0'01.986 +19 Waiting TCP disconnect to connect delay 485 ms
TCPClient 0'02.471 +485 Connecting
TCPClient 0'02.596 +124 Connected to 127.0.0.1:4058
TCPClient 0'02.602 +5
000100010001005A6058A109060760857405080103A60A040843545430303030308A0207808B0760857405080205AC
0D800BAC93A248C8FC1CA5C20B27BE230421211F3026ECF3DAC94C41B52F6118D3FAAF68BA253187948CF66D01FD93
264BDCC9
TCPClient 0'03.112 +510
000100010001006B6169A109060760857405080103A203020100A305A10302010EA40A040849435530303030308802
0780890760857405080205AA1280106A495F8D185723E288A794A19AE64024BE230421281F3026ECF3DFBA974DD84A
A9262FA3FD4349F7A268D0B41B4BBCDA8448715093
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Nevertheless, at the test case level, every effort has been made to minimize the possibility
that a test case produces different test outcomes on different occasions.
If the test is done by the manufacturer, the test laboratory should be an identifiable part of the
manufacturer’s organisation.
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The manufacturer of the device to be certified shall be a member of the DLMS UA and shall
possess a three-letter manufacturer ID.
For more information on the manufacturer IDs (FLAG ID) see www.dlms.com,
ORGANIZATION menu.
The DLMS UA maintains the right to discuss the contents of the conformance test result with
the organization having initiated the certification process.
• the Test result .zip file includes the Report, the Log, the Line traffic, the CTI and the hash files and
the hash value is correct;
• a recent version of the COSEM object definitions file has been used;
• the Logical Device Name of the Management Logical Device is syntactically correct and the Three
Letter Manufacturer ID (AKA FLAG ID) matches the one registered for the manufacturer;
• the test session has been started with “Run for Certification”;
• there are no FAILED test cases;
• the reasons for INCONCLUSIVE test results are acceptable. For example selective access –
which is not mandatory – is not available,
The administrative checks before issuing the Certification are are the following:
• the test result has been generated by a test laboratory having purchased the CTT. This is verified
by checking the license owner’s name reported;
• the manufacturer and the tester – if different – are active members of the DLMS UA;
• in the case of third party testing, the license fee is paid;
• there was no Certification issued for the same type.
8.5 The Certification
A Certification is issued if the IUT passed all applicable tests. It is prepared using the data
taken from the Test Result(s) and contains the following elements:
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The Certification is always issued to the manufacturer as given in the Test Report. The
Certifications are published on the website of the DLMS UA at www.dlms.com,
CONFORMANCE menu.
The data in a Certification published cannot be changed. If the data of the manufacturer or the
IUT change, a new Certification is necessary.
The Certification obtained entitles the manufacturer to place the “DLMS/COSEM compliant
mark” on its products and documentation. See Figure 18.
The DLMS UA does not control if the meters manufactured are identical to the IUT tested.
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8.7 Disclaimer
The DLMS UA takes all possible effort to ensure that the conformance test plans and the CTT
are line with the DLMS/COSEM specification and provide a reasonable depth of testing.
The Certification does not mean however that an absolute proof of conformance is given.
1. the test plans have been written by experts from different members of the DLMS UA WG
Maintenance based on DLMS UA 1000-1 and DLMS UA 1000-2.
2. the executable Test Suite has been validated by running them against several implementations.
9.3 Assistance provided to users
The DLMS UA, upon request, provides support to the users of the tool. For this purpose, test
results can be sent to the DLMS UA: [email protected].
9.4 Maintenance
The DLMS UA maintains the conformance testing process to eliminate any problems with the tool
found during testing, to enhance tests and to accommodate changes in the DLMS/COSEM
specification. The procedure is the following:
1. a proposal, together with a justification is made to modify or to add a test. This can be initiated by
any member of the DLMS UA or by the DLMS UA itself;
2. the request is investigated by the DLMS UA;
3. if the request is accepted, the relevant abstract test cases are amended by the DLMS UA;
4. the new abstract test cases are validated by the DLMS UA;
5. the new abstract test cases are implemented;
6. the amended ATSs are published;
7. a new version of the CTT is made available to the licensed tool users.
This process is supported by the DLMS UA website.
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The proposal is submitted to the DLMS UA. The DLMS UA checks if the proposal is in line
and can fit with the DLMS/COSEM specification. If approved, the COSEM Object definition
tables DLMS UA 1001-7 are amended and a new .dat file is made available for download. See
also 7.3.4.
The manufacturer submits the proposed test plan to the DLMS UA and the process described
above is followed.
The conformance requirements and the test plans are prepared together with the standard,
but at least upon the acceptance of the new standard.
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Annex A
Certification template (with sample data) - (informative)
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Annex B
(normative)
Conformance Test Plans
The Conformance test plans – Abstract Test Suites – used in CTT 3.0 are the following:
• DLMS/COSEM conformance testing – Conformance test plans - Data link layer using HDLC
protocol: DLMS UA 1001-3: ATS_DL V 5;
• DLMS/COSEM conformance testing – Abstract Test Plans – DLMS/COSEM application layer –
COSEM interface objects – Symmetric key security suite: DLMS UA 1001-6:
ATS_AL_COSEM_SYMSEC_0 V 1.3.
The Conformance test plans are attached to the complete Yellow Book …
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Annex C
(informative)
Bibliography
ETSI ETR 021: 1991, Advanced testing methods (ATM); Tutorial on protocol conformance
testing (especially OSI standards and profiles) ETR/ATM-1002
IEC 60870-5-6:2006, Telecontrol equipment and systems – Part 5-6: Guidelines for
conformance testing for the IEC 60870-5 companion standards
IEC 61850-10: 2005, Communication networks and systems in substations – Part 10:
Conformance testing
IEC 62056-1-0, Electricity metering data exchange – The DLMS/COSEM suite – Part 1 0:
Smart metering standardisation framework
IEC 62056-21, Electricity metering – Data exchange for meter reading, tariff and load control
– Part 21: Direct local data exchange
IEC 62056-46, Electricity metering – Data exchange for meter reading, tariff and load control
– Part 46: Data link layer using HDLC protocol
IEC 62056-5-3, Electricity metering data exchange – The DLMS/COSEM suite – Part 5-3:
DLMS/COSEM application layer
IEC 62056-6-1, Electricity metering data exchange – The DLMS/COSEM suite – Part 6-1:
Object Identification System (OBIS)
IEC 62056-6-2, Electricity metering data exchange – The DLMS/COSEM suite – Part 6-2:
COSEM interface classes 3
IEC 62056-7-6, Electricity metering data exchange – The DLMS/COSEM suite – Part 7-6: The
3-layer, connection-oriented HDLC based communication profile
IEC 62056-8-3, Electricity metering data exchange – The DLMS/COSEM suite – Part 8-3:
Communication profile for PLC S-FSK neighbourhood networks
IEC 62056-9-7, Electricity metering data exchange – The DLMS/COSEM suite – Part 9-7:
Communication profile for TCP-UDP/IP networks
ITU-T X.291:1992, OSI conformance testing methodology and framework for protocol
recommendations for IUT-T applications – Abstract test suite specification
ITU-T X.293:1995, OSI conformance testing methodology and framework for protocol
recommendations for IUT-T applications – Test realization
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INDEX
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