If em
If em
FEM Modeling:
Introduction
6–1
Chapter 6: FEM MODELING: INTRODUCTION 6–2
TABLE OF CONTENTS
Page
§6.1. FEM Terminology 6–3
§6.2. Idealization 6–4
§6.2.1. Models . . . . . . . . . . . . . . . . . . . 6–5
§6.2.2. Mathematical Models . . . . . . . . . . . . . . 6–5
§6.2.3. Implicit vs. Explicit Modeling . . . . . . . . . . . . 6–6
§6.3. Discretization 6–6
§6.3.1. Analytical or Numerical? . . . . . . . . . . . . . 6–6
§6.3.2. Error Sources and Approximation . . . . . . . . . . 6–7
§6.3.3. Other Discretization Methods . . . . . . . . . . . 6–7
§6.4. The Finite Element Method 6–8
§6.5. Element Attributes 6–8
§6.5.1. Dimensionality . . . . . . . . . . . . . . . . . 6–8
§6.5.2. Nodes . . . . . . . . . . . . . . . . . . . 6–9
§6.5.3. Geometry . . . . . . . . . . . . . . . . . . 6–9
§6.5.4. Degrees of Freedom . . . . . . . . . . . . . . . 6–10
§6.5.5. Nodal Forces . . . . . . . . . . . . . . . . . 6–10
§6.5.6. Constitutive Properties . . . . . . . . . . . . . . 6–10
§6.5.7. Fabrication Properties . . . . . . . . . . . . . . 6–10
§6.6. Classification of Mechanical Elements 6–10
§6.6.1. Primitive Structural Elements . . . . . . . . . . . 6–10
§6.6.2. Continuum Elements . . . . . . . . . . . . . . . 6–11
§6.6.3. Special Elements . . . . . . . . . . . . . . . . 6–11
§6.6.4. Macroelements . . . . . . . . . . . . . . . . . 6–11
§6.6.5. Substructures . . . . . . . . . . . . . . . . . 6–12
§6.7. Assembly 6–12
§6.8. Boundary Conditions 6–12
§6.8.1. Essential and Natural B.C. . . . . . . . . . . . . . 6–12
§6.8.2. Boundary Conditions in Structural Problems . . . . . . 6–13
§6. Notes and Bibliography
. . . . . . . . . . . . . . . . . . . . . . 6–13
§6. References. . . . . . . . . . . . . . . . . . . . . . 6–14
6–2
6–3 §6.1 FEM TERMINOLOGY
Chapters 2 through 5 cover material technically known as Matrix Structural Analysis or MSA. This
is a subject that historically preceded the Finite Element Method (FEM), as chronicled in Appendix
H. Here we begin the coverage of the FEM proper. This is distinguished from MSA by two traits:
• The ability to go beyond structures.
• The prominent role of continuum models and variational mathematics.
This Chapter introduces terminology used in FEM modeling, and surveys attributes and types of
finite elements used in structural mechanics. The next Chapter gives more specific rules for defining
meshes and boundary conditions.
§6.1. FEM Terminology
The ubiquitous term “degrees of freedom,” often abbreviated to either freedom or DOF, has figured
prominently in the preceding Chapters. This term, as well as “stiffness matrix” and “force vector,”
originated in structural mechanics, the application for which FEM was invented. These names have
carried over to non-structural applications. This “terminology overspill” is discussed next.
Classical analytical mechanics is that invented by Euler and Lagrange in the XVIII century and
further developed by Hamilton and Jacobi as a systematic formulation of Newtonian mechanics.
Its objects of attention are models of mechanical systems ranging from material particles composed
of sufficiently large number of molecules, through airplanes, to the Solar System.1 The spatial
configuration of any such system is described by its degrees of freedom or DOF. These are also
called generalized coordinates. The terms state variables and primary variables are also used,
particularly in mathematically oriented treatments.
If the number of degrees of freedom is finite, the model is called discrete, and continuous otherwise.
Because FEM is a discretization method, the number of DOF of a FEM model is necessarily finite.
They are collected in a column vector called u. This vector is called the DOF vector or state vector.
The term nodal displacement vector for u is reserved to mechanical applications.
In analytical mechanics, each degree of freedom has a corresponding “conjugate” or “dual” term,
which represents a generalized force.2 In non-mechanical applications, there is a similar set of
conjugate quantities, which for want of a better term are also called forces or forcing terms. They
are the agents of change. These forces are collected in a column vector called f. The inner product
fT u has the meaning of external energy or work.
Just as in the truss problem, the relation between u and f is assumed to be of linear and homogeneous.
The last assumption means that if u vanishes so does f. The relation is then expressed by the master
stiffness equations:
Ku = f. (6.1)
K is universally called the stiffness matrix even in non-structural applications because no consensus
has emerged on different names.
The physical significance of the vectors u and f varies according to the application being modeled,
as illustrated in Table 6.1.
1 For cosmological scales, such as galaxy clusters, the general theory of relativity is necessary. For the atomic and
sub-particle world, quantum mechanics is appropriate.
2 In variational mathematics this is called a duality pairing.
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Chapter 6: FEM MODELING: INTRODUCTION 6–4
If the relation between forces and displacements is linear but not homogeneous, equation (6.1)
generalizes to
Ku = f M + f I . (6.2)
Here f I is the initial node force vector introduced in Chapter 29 for effects such as temperature
changes, and f M is the vector of mechanical forces.
The basic steps of FEM are discussed below in more generality. Although attention is focused on
structural problems, most of the steps translate to other applications problems as noted above. The
role of FEM in numerical simulation is schematized in Figure 6.1, which is a merged simplification
of Figures 1.2 and 1.3. Although this diagram oversimplifies the way FEM is actually used, it serves
to illustrate terminology. The three key simulation steps shown are: idealization, discretization and
solution. Each step is a source of errors. For example, the discretization error is the discrepancy
that appears when the discrete solution is substituted in the mathematical model. The reverse steps:
continuification and realization, are far more difficult and (generally) ill-posed problems.
The idealization and discretization steps, briefly mentioned in Chapter 1, deserve further discussion.
The solution step is dealt with in more detail in Part III of this book.
6–4
6–5 §6.2 IDEALIZATION
§6.2. Idealization
Idealization passes from the physical system to a mathematical model. This is the most important
step in engineering practice, because it cannot be “canned.” It must be done by a human.
§6.2.1. Models
The word “model” has the traditional meaning of a scaled copy or representation of an object. And
that is precisely how most dictionaries define it. We use here the term in a more modern sense,
which has become increasingly common since the advent of computers:
A model is a symbolic device built to simulate and predict aspects of behavior of a system.
(6.3)
Note the distinction made between behavior and aspects of behavior. To predict everything, in all
physical scales, you must deal with the actual system. A model abstracts aspects of interest to the
modeler. The qualifier symbolic means that a model represents a system in terms of the symbols
and language of another discipline. For example, engineering systems may be (and are) modeled
with the symbols of mathematics and/or computer sciences.3
3 A problem-definition input file, a digitized earthquake record, or a stress plot are examples of the latter.
4 Whereas idealization can be reasonably taught in advanced design courses, the converse process of “realization” or
“identification” — see Figure 6.1 — generally requires considerable physical understanding and maturity that can only
be gained through professional experience.
6–5
Chapter 6: FEM MODELING: INTRODUCTION 6–6
§6.3. Discretization
Mathematical modeling is a simplifying step. But models of physical systems are not necessarily
simple to solve. They often involve coupled partial differential equations in space and time subject to
boundary and/or interface conditions. Such models have an infinite number of degrees of freedom.
6–6
6–7 §6.3 DISCRETIZATION
At this point one faces the choice of going for analytical or numerical solutions. Analytical solutions,
also called “closed form solutions,” are more intellectually satisfying, particularly if they apply to
a wide class of problems, so that particular instances may be obtained by substituting the values of
free parameters. Unfortunately they tend to be restricted to regular geometries and simple boundary
conditions. Moreover some closed-form solutions, expressed for example as inverses of integral
transforms, may have to be anyway numerically evaluated to be useful.
Most problems faced by the engineer either do not yield to analytical treatment or doing so would
require a disproportionate amount of effort.5 The practical way out is numerical simulation. Here
is where finite element methods enter the scene.
To make numerical simulations practical it is necessary to reduce the number of degrees of freedom
to a finite number. The reduction is called discretization. The product of the discretization process
is the discrete model. As discussed in Chapter 1, for complex engineering systems this model is
the product of a multilevel decomposition.
Discretization can proceed in space dimensions as well as in the time dimension. Because the
present book deals primarily (except in Part IV) with static problems, we need not consider the time
dimension and are free to concentrate on spatial discretization.
Figure 6.1 tries to convey graphically that each simulation step introduces a source of error. In
engineering practice modeling errors are by far the most important. But they are difficult and ex-
pensive to evaluate, because model validation requires access to and comparison with experimental
results. These may be either scarce, or unavailable in the case of a new product in the design stage.
Next in order of importance is the discretization error. Even if solution errors are ignored — and
usually they can — the computed solution of the discrete model is in general only an approximation
in some sense to the exact solution of the mathematical model. A quantitative measurement of
this discrepancy is called the discretization error. The characterization and study of this error is
addressed by a branch of numerical mathematics called approximation theory.
Intuitively one might suspect that the accuracy of the discrete model solution would improve as
the number of degrees of freedom is increased, and that the discretization error goes to zero as that
number goes to infinity. This loosely worded statement describes the convergence requirement of
discrete approximations. One of the key goals of approximation theory is to make the statement as
precise as it can be expected from a branch of mathematics.6
5 This statement has to be tempered in two respects. First, the wider availability and growing power of computer algebra
systems, outlined in Chapter 4, has widened the realm of analytical solutions than can be obtained within a practical time
frame. Second, a combination of analytical and numerical techniques is often effective to reduce the dimensionality of
the problem and to facilitate parameter studies. Important examples are provided by Fourier analysis, perturbation and
boundary-element methods.
6 The discretization error is often overhyped in the FEM literature, since it provides an inexhaustible source of publishable
poppycock. If the mathematical model is way off, reducing the discretization error buys nothing; just a more accurate
answer to the wrong problem.
6–7
Chapter 6: FEM MODELING: INTRODUCTION 6–8
6–8
6–9 §6.5 ELEMENT ATTRIBUTES
1D
2D
2D
3D
Figure 6.3. Typical finite element geometries in one through three dimensions.
§6.5.1. Dimensionality
Elements can have intrinsic dimensionality of one, two or three space dimensions.8 There are also
special elements with zero dimensionality, such as lumped springs or point masses. The intrinsic
dimensionality can be expanded as necessary by use of kinematic transformations. For example a
1D element such as a bar, spar or beam may be used to build a model in 2D or 3D space.
§6.5.2. Nodes
Each element possesses a set of distinguishing points called nodal points or nodes for short. Nodes
serve a dual purpose: definition of element geometry, and home for degrees of freedom. When a
distinction is necessary we call the former geometric nodes and the latter connection nodes. For
most elements studied here, geometric and connector nodes coalesce.
Nodes are usually located at the corners or end points of elements, as illustrated in Figure 6.3. In
the so-called refined or higher-order elements nodes are also placed on sides or faces, as well as
possibly the interior of the element.
Remark 6.1. In some elements geometric and coinnection nodes may be at different locations. This is
illustrated by the Veubeke equilibrium triangle described in Chapter 15. Some elements have purely geometric
nodes, also called orientation nodes to complete the definition of certain geometric attributes. An example is
the spar element in 3D shown in Figure E5.2, in which a third geometric node is used to define a local plane.
§6.5.3. Geometry
The geometry of the element is defined by the placement of the geometric nodal points. Most
elements used in practice have fairly simple geometries. In one-dimension, elements are usually
straight lines or curved segments. In two dimensions they are of triangular or quadrilateral shape.
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Chapter 6: FEM MODELING: INTRODUCTION 6–10
In three dimensions the most common shapes are tetrahedra, pentahedra (also called wedges or
prisms), and hexahedra (also called cuboids or “bricks”). See Figure 6.3.
The following classification of finite elements in structural mechanics is loosely based on the
“closeness” of the element with respect to the original physical structure. It is given here because
it clarifies points that recur in subsequent sections, as well as providing insight into advanced
modeling techniques such as hierarchical breakdown and global-local analysis.
6–10
6–11 §6.6 CLASSIFICATION OF MECHANICAL ELEMENTS
plates 3D solids
Infinity
double node
6–11
Chapter 6: FEM MODELING: INTRODUCTION 6–12
§6.6.4. Macroelements
Macroelements are also called mesh units and superelements, although the latter term overlaps with
substructures (defined below). These often resemble structural components, but are fabricated with
simpler elements. See Figure 6.7.
The main reason for introducing macroelements is to
simplify preprocessing tasks. For example, it may be
simpler to define a regular 2D mesh using quadrilat-
erals rather than triangles. The fact that, behind the
scene, the quadrilateral is actually a macroelement
may not be important to most users.
Similarly a box macroelement can save modeling
times for structures that are built by such components;
Figure 6.7. Macroelement examples.
for example box-girder bridges
§6.6.5. Substructures
Also called structural modules and superelements. These are sets of elements with a well defined
structural function, typically obtained by cutting the complete structure into functional components.
Examples: the wings and fuselage in an airplane; the towers, deck and cables in a suspension bridge.
The distinction between substructures and macroelements is not clear-cut. The main conceptual
distinction is that substructures are defined “top down” as parts of a complete structure, whereas
macroelements are built “bottom up” from primitive elements. The term superelement is often used
in a collective sense to embrace element groupings. This topic is further covered in Chapter 10.
§6.7. Assembly
The assembly procedure of the Direct Stiffness Method for a general finite element model follows
rules identical in principle to those discussed for the truss example. As in that case the processs
involves two basic steps:
Globalization. If necessary, the element equations are transformed to a common global coordinate
system.
Merge. The element stiffness equations are merged into the master stiffness equations by appropriate
indexing and matrix-entry addition.
The hand calculations for the example truss conceal the implementation complexity. The master
stiffness equations in practical cases may involve thousands or even millions of freedoms, and
programming can become involved. The topic is elaborated upon in Chapter 25.
A key strength of the FEM is the ease and elegance with which it handles arbitrary boundary and
interface conditions. This power, however, has a down side. A big hurdle faced by FEM newcomers
is the understanding and proper handling of boundary conditions. Below is a simple recipe for
treating boundary conditions. The following Chapter provides specific rules and examples.
6–12
6–13 §6. Notes and Bibliography
The key thing to remember is that boundary conditions (BCs) come in two basic flavors: essential
and natural.
Essential BCs directly affect DOFs, and are imposed on the left-hand side vector u.
Natural BCs do not directly affect DOFs and are imposed on the right-hand side vector f.
The mathematical justification for this distinction requires use of concepts from variational calculus,
and is consequently relegated to Part II. For the moment, the basic recipe is:
The term “direct” is meant to exclude derivatives of the primary function, unless those derivatives
also appear as degrees of freedom, such as rotations in beams and plates.
Essential boundary conditions in mechanical problems involve displacements (but not strain-type
displacement derivatives). Support conditions for a building or bridge problem furnish a particularly
simple example. But there are more general boundary conditions that occur in practice. A structural
engineer must be familiar with displacement B.C. of the following types.
Ground or support constraints. Directly restraint the structure against rigid body motions.
Symmetry conditions. To impose symmetry or antisymmetry restraints at certain points, lines or
planes of structural symmetry. This allows the discretization to proceed only over part of the
structure with a consequent savings in modeling effort and number of equations to be solved.
Ignorable freedoms. To suppress displacements that are irrelevant to the problem.9 Even experi-
enced users of finite element programs are sometimes baffled by this kind. An example are rotational
degrees of freedom normal to smooth shell surfaces.
Connection constraints. To provide connectivity to adjoining structures or substructures, or to
specify relations between degrees of freedom. Many conditions of this type can be subsumed under
the label multipoint constraints or multifreedom constraints. These can be notoriously difficult to
handle from a numerical standpoint, and are covered in Chapters 8–9.
6–13
Chapter 6: FEM MODELING: INTRODUCTION 6–14
References
Referenced items have been moved to Appendix R.
10 A symbol derived from the “spring constant” k that measures the stiffness of a mechanical spring.
6–14