Electromagnetic Momentum and Radiation Pressure Derived From The Fresnel Relations
Electromagnetic Momentum and Radiation Pressure Derived From The Fresnel Relations
Electromagnetic Momentum and Radiation Pressure Derived From The Fresnel Relations
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1. Introduction
Since the early years of relativity theory, there has been a controversy regarding the correct rel-
ativistic form of the energy–momentum tensor for an electromagnetic field in a linear medium.
The energy–momentum tensor proposed by Minkowski [1] was faulted for a lack of symmetry
leading Abraham [2] to suggest a symmetric form. Einstein and Laub [3], Peierls [4], Kranys
[5], Livens [6], and others [7, 8] have proposed variants of the Abraham and Minkowski tensors
while still other workers [9] have endorsed one or the other of the principal results. The ele-
ment of the energy–momentum tensor related to the electromagnetic momentum density is the
main point of contention in the Abraham–Minkowski controversy. While the issue of whether
the momentum flux of an electromagnetic field is increased or decreased by the presence of a
refractive medium appears to be uncomplicated, experimental measurements [10, 11, 12, 13]
have been unable to conclusively identify the electromagnetic momentum density with either
the Abraham or the Minkowski formula, or with any of the variant formulas [14, 15]. An in-
consistency of this magnitude and persistence in the theoretical and experimental treatment of
a simple physical system suggests problems of a fundamental nature.
Noether’s theorem connects conservation laws to symmetries [16]. Conservation of energy is
associated with invariance with respect to time translation and conservation of linear momen-
tum requires invariance with respect to spatial translation. Because the posited formulas for the
momentum density in a dispersionless medium are quadratic in the field, these quantities are,
as a matter of linear algebra, either inconsistent or redundant with the electromagnetic energy
[17]. In particular, the degeneracy of the energy and momentum of the electromagnetic field in
the vacuum is implicated as the crux of the Abraham–Minkowski controversy.
Since there is no general spatial invariance property for dielectrics, one should ask under
what conditions a quantity that behaves like momentum can be derived. We show that, by
using the Fresnel boundary conditions to connect spatially invariant regions of linear media, a
generalized electromagnetic momentum can be derived in the limiting cases of i) a piecewise
homogeneous medium and ii) a medium with a slowly varying refractive index in the WKB
limit. Both generalized momenta depend linearly on the field but the refractive index appears to
different powers due to the difference in the translational symmetry. Momentum conservation
is demonstrated numerically and theoretically in both limiting cases. For the case of a material
with a slowly varying index, the momentum of the transmitted field is essentially equal to that
of the incident field and no momentum is transferred to the material. However, a field entering
a homogeneous medium from the vacuum imparts a permanent dynamic momentum to the
material that is twice the momentum of the reflected field, if momentum is to be conserved.
Ei = ex Ei e−i(ωt−ki z)
Er = ex Er e−i(ωt+kr z)
Et = ex Et e−i(ωt−kt z)
as the respective amplitudes of the incident, reflected, and refracted waves. If we assume the
Fresnel relations
n2 − n1
Er = Ei (1)
n1 + n2
2n1
Et = Ei (2)
n1 + n2
then equivalent Fresnel equations
Ei = Et + Er (4)
can be derived algebraically.
The Fresnel equations (3) and (4) are recognized as continuity equations in which the rate at
which some electromagnetic quantity arrives at the boundary is equal to the rate at which that
quantity leaves the boundary. Equation (3) expresses continuity of a flux
S = γn|E|2 (5)
with an undetermined constant γ. The Fresnel continuity equation (4) represents continuity of
a flux
T = α|E| (6)
S = γn|E|2 ez (8)
T = α|E|ez (9)
such that S = |S| and T = |T|. Denoting the respective property densities as u and g, we have
n
u = S/v = γn|E|2 (10)
c
n
g = T/v = α|E|. (11)
c
Integrating the property densities over the appropriate volume, we obtain the conservation laws
Z Z Z
n21 Ei2 dv = n21 Er2 dv + n22 Et2 dv (12)
V1 V1 V2
Z Z Z
n1 Ei dv = n1 Er dv + n2 Et dv. (13)
V1 V1 V2
We identify Eq. (12) as the conservation law for electromagnetic energy for a monochromatic
plane wave. Equation (13) is the conservation law for the property
Z
α
G= n|E|. (14)
c V
We only need to show that the conserved quantity G, taken as a vector G = Gez , has prop-
erties of linear momentum. The second Fresnel continuity equation, Eq. (4), is algebraically
equivalent to
Ei = Et − Er + 2Er . (15)
Likewise, the conservation law (13) can be written as
Z Z Z Z
n1 Ei dvez = n2 Et dvez − n1 Er dvez + 2 n1 Er dvez . (16)
V1 V2 V1 V1
Then the conserved quantity has the characteristics of linear momentum in which the momen-
tum of the reflection is in the negative direction and twice the momentum of the reflection is
imputed to the material in the forward direction.
The constants of proportionality for the conserved quantities cannot be determined by the
current procedure due to the nature of the Fresnel relations as linear boundary conditions. How-
ever, we can identify γ = c/(4π) based on the known form for the electromagnetic energy for
a monochromatic plane wave. By comparison p with the prior work [17], the value of α is given
in terms of a unit mass density ρ0 as α = c2 ρ0 /(4π). Then the momentum density
r
ρ0
g= n|E|ez (17)
4π
1 2 2 |g|2
ue = n |E| = . (18)
8π 2ρ0
for the case in which ∆n = n2 −n1 is sufficiently small that reflection can be neglected. Equation
(21) represents the continuity of the flux
√
T = α n|E| (22)
at the interface between the two materials. Starting from the vacuum and repeatedly applying
the boundary condition Eq. (21), we obtain the WKB results
p
T(z) = α n(z)|E(z)|ez (23)
α 3/2
g(z) = T(z)/v(z) = n (z)|E(z)|. (24)
c
Integrating the momentum density gez over the volume, we obtain the conserved quantity
Z r Z
ρ0
G = gdvez = n3/2 |E|dvez (25)
V 4π V
as the momentum of the field in an inhomogeneous linear medium in the slowly varying index
limit.
Conservation of momentum requires spatial invariance and we should not necessarily expect
a momentum formula to apply in all cases. The significance of the variant momentum (25) is
that it provides a clear demonstration that momentum conservation depends on the inhomo-
geneity of the medium and that momentum conservation laws need to be tested for media with
different types of inhomogeneity.
∂ 2A ∂A n2 ∂ 2 A n2 ∂ A
− 2
− 2ik + 2 2
− 2iω 2 = 0, (26)
∂z ∂z c ∂t c ∂t
where k = nω/c. The approximation of a slowly varying envelope is not made.
In the first example calculation, antireflective layers are used on the entry and exit faces of the
dielectric in order to minimize reflections and thereby simplify the propagation analysis. Figure
1 shows a typical case in which the electromagnetic field, represented by the envelope of the
vector potential |A |, starts in vacuum, travels to the right, and enters a linear homogeneous
dielectric through a thin gradient-index antireflection layer. The figure shows that the dielectric
medium affects the refracted field in two distinct ways. First, the refracted field is reduced in
width by a factor of the refractive index due to the reduced velocity of the field. Second, the
refracted field is reduced in amplitude compared to the incident field due to the creation of the
reaction (polarization) field. Both of these effects are reversed upon exiting the medium through
a gradient-index antireflection layer, Fig. 2.
Momentum is analyzed using the WKB-based formula (25) because the refractive index
varies sufficiently slowly that reflections can be neglected. We find that numerical integration
of the generalized momentum (25) provides approximate conservation for any chosen time in
the propagation. This result is easily confirmed analytically by treating the field as a square
pulse, applying the Fresnel boundary condition in the limit of negligible reflection, and scaling
the width of the field in the medium. The theoretical conservation law for a square pulse of
width w in the vacuum
Ei w
Ei w = n3/2 √ (27)
nn
complements the numerical demonstration of momentum conservation in a medium with a
slowly varying refractive index. Because the boundary conditions for this exemplar have been
devised to minimize reflections, the incident and transmitted fields are essentially identical.
Then, the transmitted field accounts for all the momentum of the incident field and we conclude
that no permanent momentum is imparted to a material that does not reflect, or absorb. Further,
there is no temporary material momentum because the momentum is fully accounted for at any
time that the field is in the medium, in whole or in part.
1.4
0.6
1.3
0.4
1.2
0.2
1.1
0.0 1.0
-70 -50 -30 -10 10 30 50 70
DISTANCE (wavelengths)
Fig. 1. Propagation of the vector potential from vacuum into a linear medium with a
gradient-index antireflection layer on the the entry and exit faces. The shaded region is
the profile of the index of refraction. The field travels to the right and the horizontal axis is
scaled to the wavelength.
1.0 1.6
REFRACTIVE INDEX (no units)
AMPLITUDE (arb. units)
1.5
0.8
1.4
0.6
1.3
0.4
1.2
0.2
1.1
0.0 1.0
-70 -50 -30 -10 10 30 50 70
DISTANCE (wavelengths)
Fig. 2. Same as Fig. 1 after the field has propagated out of the medium through the anti-
reflection layer.
1.2 1.6
1.5
0.9
1.4
0.6 1.3
1.2
0.3
1.1
0.0 1.0
-30 -20 -10 0 10 20 30
DISTANCE (wavelengths)
Fig. 3. Propagation of the vector potential from vacuum into a linear medium through a step
increase in the refractive index. The shaded region is the profile of the index of refraction.
The field travels to the right and the horizontal axis is scaled to the wavelength.
At any point in the calculation, conservation of the momentum (20) can be demonstrated if a
forward momentum of twice the momentum of the reflected field is contributed by the material.
As soon as the field starts to enter the medium, the momentum of the forward traveling field
begins to decrease and the momentum of the backward traveling wave, initially zero, begins
to grow as does the momentum of the material. Once the refracted field is entirely within the
medium, the momentum of the refracted field remains the same until the field exits the medium
through the antireflective layer, and thereafter. Meanwhile, the process of reflection is complete
and the reflected field travels through the vacuum and is unchanged. We can conclude that there
is no additional transfer of momentum to the material once the field is no longer incident on
its surface. Consequently, the permanent transfer of momentum from the field to the material
occurs at the point of reflection, the surface of the medium, and only while the field is present
at the boundary and undergoing Fresnel reflection. There is no temporary material momentum
because the momentum is fully accounted for at any time, particularly as the field exits the
medium. For the approximate square pulse of vacuum width w, the momentum conservation
1.4
0.6
1.3
0.4
1.2
0.2
1.1
0.0 1.0
-70 -50 -30 -10 10 30 50 70
DISTANCE (wavelengths)
Fig. 4. Propagation of the vector potential from vacuum into a linear medium with a step-
index for the entry and a gradient-index antireflection layer on the exit face. The shaded
region is the profile of the index of refraction. The field travels to the right and the horizontal
axis is scaled to the wavelength.
1.0 1.6
REFRACTIVE INDEX (no units)
AMPLITUDE (arb. units)
1.5
0.8
1.4
0.6
1.3
0.4
1.2
0.2
1.1
0.0 1.0
-70 -50 -30 -10 10 30 50 70
DISTANCE (wavelengths)
Fig. 5. Same as Fig. 4 after the field has propagated out of the medium through the anti-
reflection layer.
5. Energy Conservation
It is straightforward to numerically integrate the field at any chosen time in the propagation and
show that the electromagnetic energy
1
Z
U= (n2 E2 + B2 )dv (29)
8π V
are conserved. A more general proof of the conservation of Gx can be provided by writing a
continuity law. Denoting the magnitude of the electromagnetic momentum density
1
gx = nE × H (31)
4πc
as gx allows one to write the continuity law (7) as
∂ gx
∇ · gx v = − . (32)
∂t
The velocity of the field in the linear medium is c/n in the direction of E × H. Substituting the
electromagnetic momentum density (31) into Eq. (32) results in a momentum conservation law
c ∂ gx
∇· E × H = −c (33)
4π ∂t
that is redundant with Poynting’s theorem, where S = (c/4π)E × H is the Poynting vector and
u = cgx is the energy density. Therefore, Gx is conserved, but is redundant with the electromag-
netic energy from which it was derived [22]. As a matter of linear algebra, the electromagnetic
momenta that are quadratic in the field are either redundant or inconsistent with the electro-
magnetic energy.
6. Radiation Pressure
In a pedagogical example, Stone [23] describes the difference between momentum and pseu-
domomentum in terms of transverse waves on a string. Momentum is conserved whenever the
string, together with any disturbance on it, is translated. When the string is left fixed, but the
disturbance is translated, the conserved quantity is pseudomomentum. By analogy, pseudoen-
ergy and pseudomomentum travel with the electromagnetic field as the excitation of spacetime
degrees of freedom. Then, because spacetime is not in motion, the electromagnetic momen-
tum and energy that appear in this article in their conventional usage should be reinterpreted as
pseudomomentum and pseudoenergy of the electromagnetic field. Pseudoenergy and pseudo-
momentum can sometimes be converted to real energy and real momentum [23]. In particular,
charges, associated with matter, can couple into the internal degrees of freedom and evince
real-momentum effects such as radiation pressure.
becomes Z
dPmech 1
= ρE + J × B dv. (38)
dt V c
Because the volume Lorentz force is nil in the absence of charges and currents, one retains the
charge density ρ and the charge current J in the derivation and, at the end, takes the limit in
which these quantities vanish. Then, using the Maxwell equations to eliminate ρ and J, one
finds [18]
dPmech dGM 1
Z
+ = [E(∇ · D) − D × (∇ × E) − B × (∇ × B)] dv (39)
dt dt 4π V
where
1
Z
GM = D × Bdv (40)
V 4πc
is the usual Minkowski momentum. Using the usual constitutive relation D = E + 4πP, we may
write GM as the sum of the Abraham momentum
1
Z
GA = E × Bdv (41)
V 4πc
of the electromagnetic field and a mechanical momentum
1
Z
Gmech = P × Bdv (42)
V c
dPmech dGmech 1 d
Z
+ = (P × B) dv (45)
dt dt c V dt
or
dPmech
= 0. (46)
dt
The bound-charge volume Lorentz force disappears because it is derived from a tautology.
The radiation pressure is therefore a consequence of the surface force (36) in the absence of
absorption or free charges.
7. Conclusion
Physics experiments establish the connection between a physical effect or process and its the-
oretical description. A number of experiments have been performed to distinguish between
the Abraham and Minkowski momenta including the Jones–Richards mirror [10], the Ashkin–
Dziedzic liquid surface [11], the Gibson photon drag effect [12] and the Lahoz–Graham mag-
netic cylinder [13]. Because the forces, boundary conditions, and material momenta can be
incorporated in different ways, the experiments can be analyzed to support almost any of the
conventional momentum formulas [14, 15, 24, 25]. Ultimately, conservation of a momentum
of the Abraham–Minkowski form is a matter of a transformation to a quantity that is redundant
with the electromagnetic energy.
The results of the numerical experiments of wave propagation that appear in the current
work are definitive. Given an initial field in the vacuum and the spatially dependent refractive
index, results are generated entirely by the solution of the wave equation. The field is known
at every point, both inside and outside of the material, at any time and can be used to calculate
electrodynamic quantities. In particular, we demonstrated two limiting cases in which momenta
that are not of the Abraham–Minkowski type are conserved. The difference in the conservation
properties between the limiting case of a piecewise homogeneous medium and the limiting
case of a slowly varying refractive index shows that transfer of momentum to the field the
material occurs at the point of reflection. Then, in the absence of charges, radiation pressure is
a force acting on the surface of a homogeneous linear material. These results are a simple direct
consequence of the Fresnel relations.