Operationalizing The Comprehensive Approach (OCA)
Operationalizing The Comprehensive Approach (OCA)
Operationalizing the
Comprehensive
Approach
Dr Andrew Rathmell
Principal, Libra Advisory Group
March 2010
The views expressed in this document are the sole responsibility of the author(s) and do not
necessarily reflect the view of Chatham House, its staff, associates or Council. Chatham House
is independent and owes no allegiance to any government or to any political body. It does not
take institutional positions on policy issues. This document is issued on the understanding that if
any extract is used, the author(s)/ speaker(s) and Chatham House should be credited,
preferably with the date of the publication or details of the event. Where this document refers to
or reports statements made by speakers at an event every effort has been made to provide a fair
representation of their views and opinions, but the ultimate responsibility for accuracy lies with
this document’s author(s). The published text of speeches and presentations may differ from
delivery.
ISP PP: Operationalizing the Comprehensive Approach
EXECUTIVE SUMMARY
Background
The Allied Rapid Reaction Corps (ARRC) has established Project Tardis to
help pave the way for NATO to think more effectively about how best to build
credible and functioning Comprehensive Approach (CA) capabilities via its
theatre-level staff. Attention is focused specifically on flexible command and
control structures and on civilian-military co-operation in hybrid conflict. Of
particular importance is the opportunity such free-thinking operational
experimentation affords for genuine multinationality within the Comprehensive
Approach, thus underpinning the legitimacy and influence upon which such
operations rest and, critically, the unity of purpose and effort that is the sine
qua non of the Comprehensive Approach.
Objective
Given the drafting of the new Strategic Concept and the critical phase into
which operations in Afghanistan have entered, ARRC and other headquarters
should be encouraged to further experiment and to share their experiences to
enhance the delivery of the Comprehensive Approach.
Definition
The Comprehensive Approach is the cross-governmental generation and
application of security, governance and development services, expertise,
structures and resources over time and distance in partnership with host
nations, host regions, allied and partner governments and partner institutions,
both governmental and non-governmental.
Core Message
www.chathamhouse.org.uk 2
ISP PP: Operationalizing the Comprehensive Approach
Command Arrangements
Operationalization of the Comprehensive Approach: The effective
operationalization of the Comprehensive Approach is central to the future
utility and credibility of NATO. Equally, an effective Alliance will be vital to the
International Community’s ability to conduct effective Comprehensive
Approach operations in future hybrid conflicts. However, the experience of
the ARRC suggests that a much more systematic approach at NATO
command level is needed to generate and sustain all of the required elements
and partnerships.
1
The seven HRF (L) HQs of NATO's Force Structure include, in addition to the ARRC, the
Eurocorps, the 1st German-Netherlands Corps, the NATO Rapid Deployment Corps-Italy, the
NATO Rapid Deployment Corps-Spain, the NATO Rapid Deployment Corps-Turkey, and the
Rapid Reaction Corps-France.
www.chathamhouse.org.uk 3
ISP PP: Operationalizing the Comprehensive Approach
Harmonize Headquarter Practices and SOPs: SHAPE should take the lead in
determining how HRF (L) headquarters’ practices and Standard Operating
Procedures (SOP) should be harmonized on the basis of the experience,
experiments and lessons of the HRFs, notably including the ARRC and the
experience of ISAF/IJC operations.
Non-Military Aspects
Building Systematic Relationships: The establishment of more systematic
relations between partner institutions and states engaged on and in hybrid
conflict would promote a better understanding of realisable aspirations and
thus enhance campaign planning. Regular meetings and exercises would
enhance a better understanding of the opportunities for co-operation (and
constraints) and lead to a better understanding of achievable goals within
likely agreed timeframes. Therefore, building on the Mid-Term Exercise
Programme a more systematic set of exercises is needed with a detailed
audit process with the results shared with all partner institutions and partner
states.
Subject Matter Experts: NATO Subject Matter Experts (SME) are needed
both at the centre and within operational headquarters. NATO needs to build
civilian capability within its structures with seconded/civilian experts at
SHAPE, Joint Force (JF) and High-Readiness Force (HRF) levels. This will
require systematic access at short-notice to relevant expertise.
www.chathamhouse.org.uk 4
ISP PP: Operationalizing the Comprehensive Approach
Civilian Planning Element: HRF HQs must be able to effectively ‘plug and
play’ with a cadre of expert civilians built around a dedicated Civilian Planning
Element (CPE) itself embedded in civil-military planning and the civil support
elements of a headquarters. The CPE must be able to pass on knowledge
and know-how to successors to ensure campaign momentum.
www.chathamhouse.org.uk 5
ISP PP: Operationalizing the Comprehensive Approach
PROJECT TARDIS
This report lays out both the vision and the challenges NATO should address
if it is to establish itself as the best practice leader in a vitally important
strategic and operational domain. In a protracted phase of operational
experimentation, HQ ARRC has over the past eighteen months attempted to
improve the utility of the HRF (L) headquarters by experimenting with better
working practices so as to operate more effectively in the contemporary
environment.
HQ ARRC has developed Project TARDIS over the course of the past twelve
months to overcome some of the perceived shortcomings of the land
components of NATO High-Readiness Forces (Land) (HRF (L)) in the delivery
and the operationalization of the Comprehensive Approach. The goal is to
achieve unity of purpose in hybrid operations. The lessons learned thus far
from Project TARDIS have been infused with experience from operations in
Afghanistan and other theatres driven by the need to establish effective Allied
mechanisms to promote better cross-theatre co-operation.
www.chathamhouse.org.uk 6
ISP PP: Operationalizing the Comprehensive Approach
www.chathamhouse.org.uk 7
ISP PP: Operationalizing the Comprehensive Approach
www.chathamhouse.org.uk 8
ISP PP: Operationalizing the Comprehensive Approach
www.chathamhouse.org.uk 9
ISP PP: Operationalizing the Comprehensive Approach
www.chathamhouse.org.uk 10
ISP PP: Operationalizing the Comprehensive Approach
www.chathamhouse.org.uk 11
ISP PP: Operationalizing the Comprehensive Approach
The 2006 failed review of the NATO Command Structure (NCS) resulted in a
political compromise that spawned the dysfunctional Deployable Joint Staff
Element (DJSE) which undermined the Comprehensive Approach. Moreover,
it was decided not to resource the NATO Response Force (NRF), most
critically the Land Force elements. HQ ARRC prepared for and stood up as
NRF 13 from January to June 2009 (preparation period) and June to
December 2009 (stand by period). As such the ARRC gained some relevant
insights into the NRF structure and process, as well as operating with the
DJSE.
www.chathamhouse.org.uk 12
ISP PP: Operationalizing the Comprehensive Approach
www.chathamhouse.org.uk 13
ISP PP: Operationalizing the Comprehensive Approach
www.chathamhouse.org.uk 14
ISP PP: Operationalizing the Comprehensive Approach
In any case, DJSEs were always to an extent a ‘fix’. Ideally, integrated ‘fly-
forward’ packages would be drawn from the staffs of Brunssum and Naples.
The implication therefore is that either Heidelberg or Madrid would be surplus
to requirement. However, if the nations continue to block structural solutions
for political reasons the need for some form of composite solution will persist
and with it the very tendency to resort to quick fixes that makes NATO on
occasions appear far weaker and more inefficient than is actually the case.
www.chathamhouse.org.uk 15
ISP PP: Operationalizing the Comprehensive Approach
ethos, structure and practice; and b) not seek to command all elements as it
will simultaneously need to look up, out and down.
Given that context, it is a particular concern that very few of the other HRFs
can emulate the ARRC, and surely for this reason alone the work the ARRC
is doing should be used to help (not exclusively) further develop and
transform the other HRFs. In the contemporary international security
environment the Alliance requires a smaller but nevertheless effective cluster
of headquarters that can rotate seamlessly without any loss of institutional
memory or operational momentum. These headquarters should all conform to
a common set of command and control standards, enabling a plug-and-play
structure easily augmentable as and when required.
www.chathamhouse.org.uk 16
ISP PP: Operationalizing the Comprehensive Approach
deployments will persist and all the effort invested in both a trans-national
Comprehensive Approach (worthy of the name) and multinational formations
designed to generate cost-effective, strategic, theatre and tactical effect will
wither.
www.chathamhouse.org.uk 17
ISP PP: Operationalizing the Comprehensive Approach
CONCLUSION
In 2010 the Alliance faces a tipping point. If the Strategic Concept is not
written with at least an understanding of the fundamentals examined in this
report then the Alliance might persist as a political organization but the
effective and credible fighting power upon which it is and must be based
could well decline to the point where no operational or deterrent role is
credible.
www.chathamhouse.org.uk 18
ISP PP: Operationalizing the Comprehensive Approach
www.chathamhouse.org.uk 19