Variation of Canonical Heights of Subvarieties For Polarized Endomorphisms by Thomas Gauthier & Gabriel Vigny
Variation of Canonical Heights of Subvarieties For Polarized Endomorphisms by Thomas Gauthier & Gabriel Vigny
POLARIZED ENDOMORPHISMS
by
Thomas Gauthier & Gabriel Vigny
number field, Call and Silverman defined a canonical height b hf for f . In a family (X, f, L)
parametrized by a curve S together with a section P : S → X, they show that b hft (P (t))/h(t)
converges to the height b
hfη (Pη ) on the generic fiber.
In the present paper, we prove the equivalent statement when studying the variation of
canonical heights of subvarieties Yt varying in a family Y of any relative dimension.
1. Introduction
A family (X, f, L) of polarized endomorphisms parametrized by a smooth projective
curve S over a field k of characteristic 0 is a family π : X → S of projective k-varieties
which is normal and flat over a Zariski open subset S 0 of S, a rational map f : X 99K X
which is regular over S 0 and a relatively ample line bundle L on X, such that for each
t ∈ S 0 , if Xt := π −1 {t} is the fiber of π over t, Lt := L|Xt and ft := f|Xt , then (Xt , ft , Lt )
is a polarized endomorphism, i.e. there is an integer d ≥ 2 such that ft∗ Lt ≃ L⊗d t . When
S and (X, f, L) are defined over a number field K, given a parameter t ∈ S 0 (Q̄), one want
to relate the arithmetic complexity of t, the dynamical complexity of the corresponding
map ft and the dynamical complexity of the family f. This can be done using the theory
of heights.
For a polarized endomorphism (X, f, L) defined over a product formula field K, let hX,L
be the standard Weil height function on X(K̄), relative to L. Call and Silverman [CS]
defined the canonical height b hf : X(K̄) → R+ of the endomorphism f as
b 1
hf = lim n hX,L ◦ f n .
n→∞ d
Assume that X is defined over the function field of characteristic zero K := K(S) where K
is a number field and S is a smooth projective K-curve. To the polarized endomorphism
(X, f, L) we associate a model (X, f, L) over S, i.e. a family of polarized endomorphisms
(X, f, L) parametrized by S such that, if η is the generic point of S, then (X, f, L) is
isomorphic to (Xη , fη , Lη ) where Xη is the generic fiber of π : X → S, fη := f|Xη and
Lη := L|Xη .
Endow S with an ample Q-line bundle and take P ∈ X(K), P can be thought of as a
function S → X. In that setting, we have the canonical height b hfη (Pη ) which describes
the arithmetic complexity of the orbit Orbfη (P ) = (fηn (Pη ))n over K(S) and, given a
The first author is partially supported by the Institut Universitaire de France. The second author is
partially supported by the ANR QuaSiDy /ANR-21- CE40-0016.
2 THOMAS GAUTHIER & GABRIEL VIGNY
parameter t ∈ Q̄, the naive height hS (t) which describes the arithmetic complexity of t,
and the canonical height b hft (P (t)) which describes the arithmetic complexity of the orbit
Orbft (P (t)) = (ftn (P (t))n over Q̄. In that setting, Call and Silverman [CS, Theorem 4.1]
proved :
b
hft (P (t)) b
(1) lim = hfη (Pη ).
hS (t)→∞ hS (t)
t∈S 0 (Q̄)
In the particular case where X = P1 (K) and f is a polynomial map, Ingram [Ing1]
improved (1) by showing there is an effective Q-divisor D(f, P ) on S of degree b hfη (Pη ) such
b
that hft (P (t)) = hD(f,P ) (t) + Of,P,S (1) (see also Tate [T] for the case of families of elliptic
curves) and finally the first author and Favre showed in [FG] that the height function
b
hft (P (t)) is induced by a continuous adelic metrization of the line bundle O(D(f, P )).
Very recently, Ingram also improved (1) in [Ing2] saving a power in the error term.
Nevertheless, when the relative dimension of X is at least 2, it can be useful to consider
the canonical height of fibers of a subvariety Y ( X with π(Y) = S of positive relative
dimension. Indeed, generalizing the 1-dimensional theory [MSS, Ly], Berteloot, Bianchi
and Dupont [BBD] showed that bifurcations in a complex family of endomorphisms of the
projective space Pk are caused by the unstability of the critical set (which has codimension
1), and the authors of op. cit., following DeMarco [DeM] in dimension 1, defined a
bifurcation current which gives a measurable meaning to bifurcations. The authors showed
in [GV] that, in the case of an algebraic family of endomorphisms of the projective space
Pk , the mass of this current is actually the canonical height of the critical divisor.
Main Theorem. — Let (X, f, L) be a family of polarized endomorphisms over S and let
Y ( X be an irreducible subvariety such that π(Y) = S, all defined over a number field
K. For any Q-ample height hS on S of degree 1, we have
b
hft (Yt ) b
lim = hfη (Yη ),
hS (t)→∞ hS (t)
t∈S 0 (Q̄)
Y
0 be the maximal Zariski open subset of S 0 over which π| is flat and projective.
where SY Y
Ingram [Ing3] proved this result when Y = Crit(f ) is the critical locus of the family f
using a different description of the height of a divisor and explicit estimates local.
As an application, observe that if b hfη (Yη ) 6= 0, then, for any integer n, the set of
0
parameters t ∈ S (K) where K is an algebraic extension of Q with [K : Q] ≤ n is finite
by the Northcott property. Note that the preperiodicity of Yt implies b hft (Yt ) = 0 (see
k
e.g. [Zha2]). Recall that an endomorphism ft of P is post-critically finite (PCF for
short) if the critical set is preperiodic, i.e. if there are integers n > m ≥ 0 such that
ftn (Crit(ft )) ⊂ ftm (Crit(ft )). Theorem 1 shows that, when Y = Crit(f ) is the critical
set of a family f of endomorphisms of Pk with b hfη (Yη ) 6= 0 (which means the family is
unstable), there are only finitely many post-critically finite (PCF for short) maps on a
given extension of Q.
VARIATION OF CANONICAL HEIGHTS 3
Heights can be seen in two different and entangled fashions: by working at all places
which can often gives precise estimates and by the mean of arithmetic or algebraic intersec-
tion theory which is more intrinsic and allows cohomological arguments. The philosophy
of this article is to rely as much as possible on the latter. Our first contribution is a
comparison of the naive height and the canonical height in families directly using [CS]
for sections and using intersection theory for subvarieties of positive relative dimension
(see Proposition 3). In a second time, using the exposition [YZ] of Yuan and Zhang of
the Deligne pairing [Del] of metrized line bundles we deduce the Main Theorem from
Proposition 3 and from the quasi-equivalence of ample heights on curves.
for any global section s ∈ H 0 (X, L0 ) such that the intersection div(s) ∩ Y is proper. In
particular, if L0 is the trivial bundle and k · kv,0 is the trivial metric at all places but v0 ,
this gives
Z q
^
−1
L̄0 · · · L̄q |Y = nv0 log kskv0 ,0 c1 (L̄i )v0 .
Yvan
0 j=1
When L̄ is a big and nef Q-line bundle endowed with a semi-positive continuous adelic
metric, following Zhang [Zha1], we can define hL̄ (Y ) as
L̄q+1 |Y
hL̄ (Y ) := ,
(q + 1)[K : Q] degY (L)
where degY (L) = (L|Y )q is the volume of the line bundle L restricted to Y .
where x ∈ X(K) , O(x) is the Galois orbit of x in X. The function b hf : X(Q̄) → R satisfies
b b b b
hf ◦ f = d · hf , hf ≥ 0 and hf (x) = 0 if and only if x is preperiodic under iteration of f ,
i.e. if there is n > m ≥ 0 such that f n (x) = f m (x). Note that b
hf can also be defined as
b 1
hf (x) = lim n hX,L (f n (x)),
n→∞ d
where hX,L is any Weil height function on X associated with the ample line bundle L.
the maximal Zariski open subset of S 0 such that the restriction π|Y : Y → S of π is flat
over S 0 . We denote by Y0 and X 0 the regular parts Y0 := π|−1 0 0 −1
Y (SY ) and X := π (SY ).
0
Let ω be a smooth positive form representing the first Chern class c1 (L) on X. As
f ∗ L ≃ L⊗d on X 0 , there is a smooth function g : X 0 → R such that d−1 f ∗ ω = ω + ddc g
as forms on X 0 . In particular, the following limit exists as a closed positive (1, 1)-current
on X 0
1
Tbf := lim n (f n )∗ (ω),
n→∞ d
P
and can be written as Tbf = ω + ddc gf , where gf := ∞ n=0 d
−n g ◦ f n is continuous on X 0 .
Proof. — The fact that it is well-defined and the formula relating the limit of
d−n(q+1) (f n )∗ {Y} · c1 (L)q+1 with Tbfq+1 ∧ (f∗ [Y]) are contained in [GV, Theorem B].
We then can compute
Z
b 1
hfη ((fη )∗ (Yη )) = Tbq+1 ∧ (f∗ [Y])
(q + 1) degYη (fη∗ Lη ) X 0 (C) f
Z
1 ∗ bq+1
= f T f ∧ [Y]
(q + 1)dq degYη (Lη ) X 0 (C)
Z
dq+1
= Tbq+1 ∧ [Y] = db hfη (Yη ),
(q + 1)dq degYη (Lη ) X 0 (C) f
In particular, the last part of the lemma states that the height b
hfη (Yη ) is > 0 if and
b q+1 0
only if the measure Tf ∧ [Y] is not identically zero on X (C).
Let πn := π ◦ φn : Xn → S. Relying on estimates from [GV] we can deduce
where we used that dim Yt = q, dim Y0 = q + 1 and that ((f n )∗ ω)q ∧ [Y] has bidegree (q, q)
on Y0 (C) so that π∗ (((f n )∗ ω)q ∧ [Y]) has bidegree (0, 0) on SY
0 (C), i.e. is a function, since
Proof. — Let q be the relative dimension of Y and K be a finite extension of Q over which
Y and t are defined. We let D be a divisor of X which represents L and we decompose
the height functions hL̄ and b
hft using this representative of L:
1 X 1 X
hL̄ = nv λD,v and b hft = bf ,D ,v ,
nv λ t t
[K : Q] [K : Q]
v∈MK v∈MK
where λ bf ,D ,v ◦ ft = d · λ
bf ,D ,v and λ
bf ,D ,v = λD,v |X + Ov (1), where Ov (1) = 0 for all but
1 P
t t t t t t t
finitely places v ∈ MK . We also let hS,H = [K:Q] v∈MK nv λH,v .
We rely on a key estimate of Call and Silverman [CS, Theorem 3.2]: there is a constant
C1 ≥ 1 depending only on the family (X, f, L), and the heights hL̄ and hS,H such that
for any t ∈ S 0 (Q̄), any x ∈ Xt (Q̄) \ supp(Dt ), and any v ∈ MK , we have
bf ,D ,v (x) ≤ C(v)(λH,v (t) + 1).
(2) λD,v (x) − λ t t
with C(v) = C1 ≥ 1 for all v in a finite set S ⊂ MK containing all archimedean places,
and C(v) = 0 otherwise. Moreover, the constant C1 depends only on the choice of D and
on the choice of the above decompositions.
We now fix t ∈ SY 0 (Q̄) and let q := dim Y (which is independent of t ∈ S 0 (Q̄)). By
t Y
definition, we have
1 X
hL̄ (Yt ) − b
hft (Yt ) = nv L̄q+1
t |Y t − L̄ q+1
t,ft |Y t
(q + 1)[K : Q] degYt (Lt ) v v
v∈MK
since the measures c1 (L̄t )jv ∧ c1 (L̄t,f )vq−j don’t give mass to the closed subvariety Dt ∩ Yt ,
seen as a pluripolar subset of Xt,v an , see e.g. [BE, Lemma 8.6] for non-archimedean v ∈
1 P
MK . As we have hS,H = [K:Q] v∈MK nv λS,H,v , summing over all places and dividing by
(q + 1)[K : Q] degYt (Lt ) gives
hL̄ (Yt ) − bhft (Yt ) ≤ C1 (hS,H (t) + 1) ,
for all t ∈ SY0 (Q̄), which is the wanted estimate, supp(D ) ∩ supp(Y ) is not a component
t t
of supp(Yt ).
Let us now replace D by another divisor representing L in a finite family of such divisors
so that we can make sure that for any family Y → S and any t ∈ SY 0 (Q̄), there is a choice
(i)
D (i) such that supp(Dt ) ∩ supp(Yt ) is not a component of supp(Yt ). Replacing C1 by
maxi C1 (D (i) ) gives the wanted estimate.
can apply Proposition 3 to the cycle (ftn )∗ (Yt ) for all t ∈ SY 0 (Q̄). This is possible since
n n n n
(ft )∗ (Yt ) = deg(ft |Yt ) · ft (Yt ) and ft (Yt ) is irreducible at least when Yt is.
hL̄ ((ftn )∗ (Yt )) − b
hft ((ftn )∗ (Yt )) ≤ C (hS,H (t) + 1) .
We now rely on Theorem 4: the function t 7→ hL̄n (φ−1 n (Yt )) is a Weil height function asso-
ciated with an ample adelic semi-positive continuous Q-line bundle Mn on S. Moreover,
the degree of this line bundle is given by
1
deg(Mn ) = n hLη ((f n )∗ (Yη ))
d
1
= n n ∗
c1 (L)q+1 · (Fn )∗ {Yn }
d (q + 1)vol(((fη ) Lη )|Yη )
1 q+1
= c 1 (L) · (Fn )∗ {Y}
(q + 1)dn(q+1) vol(Lη |Yη )
=bhf (Yη ) + O(d−n ),
η
where we used Lemma 1. We now use the quasi-equivalence of ample height functions on
a projective curve, see e.g. [La, Chapter 4, Corollary 3.5]: for any two height functions
h1 , h2 induced by two ample line bundles L1 , L2 on S respectively, then
h2 (t) deg(L2 )
lim = .
h1 (t)→∞ h1 (t) deg(L1 )
Fix now any ample height hS on S induced by an ample Q-line bundle of degree 1. We
deduce from the above that hL̄ ((ftn )∗ (Yt )) = dnb hfη (Yη ) + O(1) hS (t) + εn (hS (t)), where
εn (hS (t)) = o(hS (t)) depends on n. Together with (3), this gives
C
b 1
hfη (Yη )hS (t) − b
hft (Yt ) ≤ n (hS (t) + hS,H (t) + 1) + εn (hS (t)),
d
for all t ∈ S 0 (Q̄). Again by quasi-equivalence of ample heights, we have hS,H ≤ C2 (hS + 1)
since H is ample and hS is induced by an ample line bundle, where C ′′ depends only on
deg(H). Fix n > 1 large enough so that 2C1 (1 + C2 ) ≤ dn ε. We then have
ε
b b
h (Y
fη η S)h (t) − h ft t ≤ hS (t) + hS,H (t) + C3 + εn (hS (t)),
(Y )
2
0
for all t ∈ S (Q̄), where C3 > 0 is a constant depending on ε > 0. Now, as εn (hS (t)) =
o(hS (t)), there exists B(ε) ≥ 1 such that if hS (t) ≥ B(ε), then εn (hS (t)) ≤ εhS (t)/2 and
we have εn (hS (t)) ≤ B(ε) + 2ε hS (t). The conclusion follows letting C(ε) := C3 + (ε).
An immediate consequence is the Theorem from the introduction:
Proof of the Main Theorem. — Fix ε > 0, divide the inequalities obtained in Theorem 5
by hS (t) and make it tend to ∞ to find
b
h f (Y t )
lim t b
hS (t)→∞ hS (t) − hfη (Yη ) ≤ ε.
t∈S 0(Q̄)
As this holds for any ε > 0, the result follows.
References
[BBD] François Berteloot, Fabrizio Bianchi, and Christophe Dupont. Dynamical stability and
Lyapunov exponents for holomorphic endomorphisms of Pk . Ann. Sci. Éc. Norm. Supér. (4),
51(1):215–262, 2018.
[BE] Sébastien Boucksom and Dennis Eriksson. Spaces of norms, determinant of cohomology and
Fekete points in non-Archimedean geometry. Adv. Math., 378:107501, 124, 2021.
10 THOMAS GAUTHIER & GABRIEL VIGNY
[CL] Antoine Chambert-Loir. Mesures et équidistribution sur les espaces de Berkovich. J. Reine
Angew. Math., 595:215–235, 2006.
[CS] Gregory S. Call and Joseph H. Silverman. Canonical heights on varieties with morphisms.
Compositio Math., 89(2):163–205, 1993.
[Del] P. Deligne. Le déterminant de la cohomologie. In Current trends in arithmetical algebraic
geometry (Arcata, Calif., 1985), volume 67 of Contemp. Math., pages 93–177. Amer. Math. Soc.,
Providence, RI, 1987.
[DeM] Laura DeMarco. Dynamics of rational maps: a current on the bifurcation locus. Math. Res.
Lett., 8(1-2):57–66, 2001.
[FG] Charles Favre and Thomas Gauthier. Continuity of the Green function in meromorphic fam-
ilies of polynomials. Algebra Number Theory, 12(6):1471–1487, 2018.
[GV] Thomas Gauthier and Gabriel Vigny. The Geometric Dynamical Northcott and Bogomolov
Properties, 2019. ArXiv e-print.
[Ing1] Patrick Ingram. Variation of the canonical height for a family of polynomials. J. Reine
Angew. Math., 685:73–97, 2013.
[Ing2] Patrick Ingram. Variation of the canonical height in a family of polarized dynamical systems,
2021.
[Ing3] Patrick Ingram. Explicit canonical heights for divisors relative to endomorphisms of Pn ,
2022.
[La] Serge Lang. Fundamentals of Diophantine geometry. Springer-Verlag, New York, 1983.
[Ly] M. Yu. Lyubich. Investigation of the stability of the dynamics of rational functions. Teor.
Funktsiı̆ Funktsional. Anal. i Prilozhen., (42):72–91, 1984. Translated in Selecta Math. Soviet. 9
(1990), no. 1, 69–90.
[MSS] R. Mañé, P. Sad, and D. Sullivan. On the dynamics of rational maps. Ann. Sci. École Norm.
Sup. (4), 16(2):193–217, 1983.
[RG] Michel Raynaud and Laurent Gruson. Critères de platitude et de projectivité. Techniques
de “platification” d’un module. Invent. Math., 13:1–89, 1971.
[T] J. Tate. Variation of the canonical height of a point depending on a parameter. Amer. J. Math.,
105(1):287–294, 1983.
[YZ] Xinyi Yuan and Shou-Wu Zhang. Adelic line bundles over quasi-projective varieties, 2021.
[Zha1] Shouwu Zhang. Positive line bundles on arithmetic varieties. J. Amer. Math. Soc., 8(1):187–
221, 1995.
[Zha2] Shou-Wu Zhang. Distributions in algebraic dynamics. In Surveys in differential geometry.
Vol. X, volume 10 of Surv. Differ. Geom., pages 381–430. Int. Press, Somerville, MA, 2006.
Thomas Gauthier, Laboratoire de Mathématiques d’Orsay, Bâtiment 307, Université Paris-Saclay, 91405
Orsay Cedex, France • E-mail : [email protected]
Gabriel Vigny, LAMFA, Université de Picardie Jules Verne, 33 rue Saint-Leu, 80039 AMIENS Cedex 1,
FRANCE • E-mail : [email protected]