Neural Darwinism
Neural Darwinism
The book, Neural Darwinism – The Theory of Neuronal Group Selection (1987), is the first in a trilogy of
books that Edelman wrote to delineate the scope and breadth of his ideas on how a biological theory of
consciousness and animal body plan evolution could be developed in a bottom-up fashion. In accordance
with principles of population biology and Darwin's theory of natural selection – as opposed to the top-
down algorithmic and computational approaches that dominated a nascent cognitive psychology at the time.
The other two volumes are Topobiology – An Introduction to Molecular Embryology [6] (1988) with its
morpho-regulatory hypothesis of animal body plan development and evolutionary diversification via
differential expression of cell surface molecules during development; and The Remembered Present – A
Biological Theory of Consciousness[7] (1989) – a novel biological approach to understanding the role and
function of "consciousness" and its relation to cognition and behavioral physiology.
Edelman would write four more books for the general lay public, explaining his ideas surrounding how the
brain works and consciousness arises from the physical organization of the brain and body – Bright Air,
Brilliant Fire – On the Matter of the Mind[8] (1992), A Universe of Consciousness – How Matter Becomes
Imagination[9] (2000) with Giulio Tononi, Wider Than The Sky – The Phenomenal Gift of
Consciousness[10] (2004), and Second Nature – Brain Science and Human Knowledge[11] (2006).
Neural Darwinism is an exploration of biological thought and philosophy as well as fundamental science;
Edelman being well-versed in the history of science, natural philosophy & medicine, as well as robotics,
cybernetics, computing & artificial intelligence. In the course of laying out the case for neural Darwinism,
or more properly TNGS, Edelman delineates a set of concepts for rethinking the problem of nervous
system organization and function – all-the-while, demanding a rigorously scientific criteria for building the
foundation of a properly Darwinian, and therefore biological, explanation of neural function, perception,
cognition, and global brain function capable of supporting primary and higher-order consciousness.
Edelman's commitment to the Darwinian underpinnings of biology, his emerging understanding of the
evolutionary relationships between the two molecules he had worked with, and his background in
immunology lead him to become increasingly critical and dissatisfied with attempts to describe the
operation of the nervous system and brain in computational or algorithmic terms.
Edelman perceived that the problematic and annoying noise of the computational circuit-logic paradigm
could be reinterpreted from a population biology perspective – where that variation in the signal or
architecture was actually the engine of ingenuity and robustness from a selectionist perspective.
Explaining the finite number of body plans manifested since the Precambrian.
Explaining large-scale morphological changes over relatively short periods of geological
time.
Understanding body size and the basis of allometry.
How adaptive fitness can explain selection that leads to emergence of complex body
structures.
Later, In Bright Air, Brilliant Fire, Edelman describes what he calls Darwin's Program for obtaining a
complete understanding of the rules of behavior and form in evolutionary biology.[20] He identifies four
necessary requirements:
It is important to notice that these requirements are not directly stated in terms of genes, but heredity instead.
This is understandable considering that Darwin himself appears to not be directly aware of the importance
Mendelian genetics. Things had changed by the early 1900s, the Neodarwinian synthesis had unified the
population biology of Mendelian inheritance with Darwinian natural selection. By the 1940s, the theories
had been shown to be mutually consistent and coherent with paleontology and comparative morphology.
The theory came to be known as the modern synthesis on the basis of the title of the 1942 book Evolution:
The Modern Synthesis by Julian Huxley.[21]
The modern synthesis really took off with the discovery of the structural basis of heredity in the form of
DNA. The modern synthesis was greatly accelerated and expanded with the rise of the genomic sciences,
molecular biology, as well as, advances in computational techniques and the power to model population
dynamics. But, for evolutionary-developmental biologists, there was something very important missing... –
and, that was the incorporation of one of the founding branches of biology, embryology. A clear
understanding of the pathway from germ to zygote to embryo to juvenile and adult was the missing
component of the synthesis. Edelman, and his team, were positioned in time and space to fully capitalize on
these technical developments and scientific challenges – as his research progressed deeper and deeper into
the cellular and molecular underpinnings of the neurophysiological aspects of behavior and cognition from
a Darwinian perspective.
Edelman reinterprets the goals of "Darwin's program" in terms of the modern understanding about genes,
molecular biology, and other sciences that weren't available to Darwin. One of his goals is reconciling the
relationships between genes in a population (genome) which lie in the germ line (sperm, egg, and fertilized
egg); and the individuals in a population who develop degenerate phenotypes (soma) as they transform
from an embryo into an adult who will eventually procreate if adaptive. Selection acts on phenotypes
(soma), but evolution occurs within the species genome (germ).
Edelman follows the work of the highly influential American geneticist and evolutionary biologist Richard
Lewontin (March 29, 1929 – July 4, 2021), drawing particular inspiration from his 1974 book, The Genetic
Basis of Evolutionary Change.[22] Edelman, like Lewontin, seeks a complete description of the
transformations (T) that take us from:[23]
Genome-germ (zygotes) – the paternal and maternal gene contributions are recombined in
the fertilized egg, along with the maternal endowment of proteins, and mRNAs, and other
developmental components, but the individuals newly formed diploid genetic complement is
not in control of the zygote yet; it needs to be activated, or bootstrapped, into the zygotes
ongoing maternally-inherited metabolism and physiology. Shortly after recombination the
zygote proceeds through transformation (T1) to the point where genetic control of the zygote
has been handed off to the individual,
Phenotype-soma (embryo) – the embryo, which transforms (T2) according to the rules that
govern the relationship between the genes, cellular behavior, and the epigenetic
contingencies of nature, into
Phenotype-soma (adult) – an adult, who procreates (T3) with another individual to bring
together a new genetic recombination by each introducing a gamete in the form of
Genome-germ (gametes) – sperm and egg, which contain the haploid genetic contribution of
each parent which is transformed (T4)...
Genome-germ (zygotes) -into a diploid set genes in a fertilized egg, soon to be a newly
individual zygote .
Lewontin's exploration of these transformations between genomic and phenotypic spaces was in terms of
key selection pressures that sculpt the organism over geological evolutionary time scales; but, Edelmans
approach is more mechanical, and in the here and now – focusing on the genetically constrained mechano-
chemistry of the selection processes that guide epigenetic behaviors on the part of cells within the embryo
and adult over developmental time.
Epithelia – a population of cells that are organized into coherent tissues, that have well
established CAM patterns; as well as a stable pattern of substrate adhesion between the
cells and the extracellular matrix.
Mesenchyme – a population of cells that are loosely associated and migratory, that have
retracted (or localized) their CAM and SAM molecules such that they can follow homophilic
and heterophilic gradients within other cell populations of the embryo.
He envisages a CAM, and SAM, driven cycle where cell populations transform back and forth between
mesenchyme and epithelia via epithelial-mesenchymal transformations,[26] as the development of the
embryo proceeds through to the fetal stage. The expression of the CAMs and SAMs is under genetic
control, but the distribution of these molecules on the cell membrane and extracellular matrix is historically
contingent upon epigenetic events, serving as one of the primary bases for generating pre-existing diversity
within the nervous system and other tissues.
There are many developmental questions to be considered, but Edelman is able to succinctly summarize the
problem in a way that will show a clear explanatory path forward for him. The developmental genetic
question defines the problem - and, the theoretical approach for him.
"How does a one-dimensional genetic code specify a three-dimensional animal?" [27] – Gerald
M. Edelman, from the glossary of Topobiology
By 1984, Edelman would be ready to answer this question and combine it with his earlier ideas on
degeneracy and somatic selection in the nervous system. Edelman would revisit this issue in Topobiology
and combine it with an evolutionary approach, seeking a comprehensive theory of body plan formation and
evolution.
In 1984, Edelman published his regulator hypothesis of CAM and SAM action in the development and
evolution of the animal body plan.
Edelman would reiterate this hypothesis in his Neural Darwinism book in support of the mechanisms for
degenerate neuronal group formation in the primary repertoire. The regulator hypothesis was primarily
concerned with the action of CAMs. He would later expand the hypothesis in Topobiology to include a
much more diverse and inclusive set of morphoregulatory molecules.
Edelman realized that in order to truly complete Darwin's program, he would need to link the
developmental question to the larger issues of evolutionary biology.
"How is an answer to the developmental genetic question (q.v.) reconciled with the relatively
rapid changes in form occurring in relatively short evolutionary times?"[28] – Gerald M.
Edelman, from the glossary of Topobiology
To free himself of the demands, requirements, and contradictions of information processing model;
Edelman proposes that perceptual categorization operates by the selection of neuronal groups organized
into variant networks that are differentially amplified of their responses in conjunction with hedonic
feedback over the course of experience, from within a massive population of neuronal groups being
confronted by a chaotic array of sensory input of differing degrees of significance and relevance to the
organism.
Edelman outright rejects the notion of a homunculus, describing it as a "close cousin of the developmental
electrician and the neural decoder", artifacts of the observer-centralized top-down design logic of
information processing approaches. Edelman properly points out that "it is probably a safe guess that most
neurobiologists would view the homunculus as well as dualist solutions (Popper and Eccles 1981) to the
problems of subjective report as being beyond scientific consideration."[30]
Edelman's first theoretical contribution to neural Darwinism came in 1978, when he proposed his group
selection and phasic reentrant signalling.[4] Edelman lays out five necessary requirements that a biological
theory of higher brain function must satisfy.[31]
The theory should be consistent with the fields of embryology, neuroanatomy, and
neurophysiology.
The theory should account for learning and memory, and temporal recall in a distributed
system.
The theory should account how memory is updated on the basis of realtime experience.
The theory should account for how higher brain systems mediate experience and action.
The theory should account for the necessary, if not sufficient, conditions for the emergence of
awareness.
Neural Darwinism organizes the explanation of TNGS into three parts – somatic selection, epigenetic
mechanisms, and global functions. The first two parts are concerned with how variation emerges through
the interaction of genetic and epigenetic events at the cellular level in response to events occurring at the
level of the developing animal nervous system. The third part attempts to build a temporally coherent model
of globally unitary cognitive function and behavior that emerges from the bottom up through the
interactions of the neuronal groups in real-time.
Edelman organized key ideas of the TNGS theory into three main tenets:
The primary repertoire is formed during the period from the beginning of neurulation to the end of
apoptosis. The secondary repertoire extends over the period synaptogenesis and myelination, but will
continue to demonstrate developmental plasticity throughout life, albeit in a diminished fashion compared to
early development.
The two repertoires deal with the issue of the relationship between genetic and epigenetic processes in
determining the overall architecture of the neuroanatomy – seeking to reconcile nature, nurture, and
variability in the forming the final phenotype of any individual nervous system.
There is no point-to-point wiring that carries a neural code through a computational logic circuit that
delivers the result to the brain because
firstly, the evidence does not lend support to such notion in a manner that is not problematic,
secondly, the noise in the system is too great for a neural code to be coherent,
and third, the genes can only contribute to, and constrain, developmental processes; not
determine them in all their details.
Reentrant signalling is an attempt to explain how "coherent temporal correlations of the responses of
sensory receptor sheets, motor ensembles, and interacting neuronal groups in different brain regions
occur".[32]
The first tenet of TNGS concerns events that are embryonic and run up to the neonatal period. This part of
the theory attempts to account for the unique anatomical diversification of the brain even between
genetically identical individuals. The first tenet proposes the development of a primary repertoire of
degenerate neuronal groups with diverse anatomical connections are established via the historical
contingencies of the primary processes of development. It seeks to provide an explanation of how the
diversity of neuronal group phenotypes emerge from the organism's genotype via genetic and epigenetic
influences that manifest themselves mechano-chemically at the cell surface and determine connectivity.
Edelman list the following as vital to the formation of the primary repertoire of neuronal groups but, also
contributing to their anatomical diversification and variation:
Cell division – there are repeated rounds of cell division in the formation of neuronal
populations
Cell death – there is extensive amounts of pre-programmed cell death that occurs via
apoptosis within the neuronal populations.
Process extension and elimination – the exploratory probing of the embryonic environment
by developing neurons involve process extension and elimination as the neurons detect
molecular gradients on neighboring cell surface membranes and the substrate of the
extracellular matrix.
CAM & SAM action – the mechanochemistry of cell and surface adhesion molecules plays a
key role in the migration and connectivity of neurons as they form neuronal groups within the
overall distributed population.
Two key questions with respect to this issue that Edelman is seeking to answer "in terms of developmental
genetic and epigenetic events" are:[33]
The second tenet of TNGS regards postnatal events that govern the development of a secondary repertoire
of synaptic connectivity between higher-order populations of neuronal groups whose formation is driven by
behavioral or experiential selection acting on synaptic populations within and between neuronal groups.
Edelman's notion of the secondary repertoire heavily borrows from work of Jean-Pierre Changeux, and his
associates Philippe Courrège and Antoine Danchin – and, their theory of selective stabilization of
synapses.[34]
Synaptic modification
Once the basic variegated anatomical structure of the primary repertoire of neuronal groups is laid down, it
is more or less fixed. But given the numerous and diverse collection of neuronal group networks, there are
bound to be functionally equivalent albeit anatomically non-isomorphic neuronal groups and networks
capable of responding to certain sensory input. This creates a competitive environment where neuronal
groups proficient in their responses to certain inputs are "differentially amplified" through the enhancement
of the synaptic efficacies of the selected neuronal group network. This leads to an increased probability that
the same network will respond to similar or identical signals at a future time. This occurs through the
strengthening of neuron-to-neuron synapses. These adjustments allow for neural plasticity along a fairly
quick timetable.
Reentry
The third, and final, tenet of TNGS is reentry. Reentrant signalling "is based on the existence of
reciprocally connected neural maps."[32] These topobiological maps maintain and coordinate the real-time
responses of multiple responding secondary repertoire networks, both unimodal and multimodal – and their
reciprocal reentrant connections allow them to "maintain and sustain the spatiotemporal continuity in
response to real-world signals."[32]
The last part of the theory attempts to explain how we experience spatiotemporal consistency in our
interaction with environmental stimuli. Edelman called it "reentry" and proposes a model of reentrant
signaling whereby a disjunctive, multimodal sampling of the same stimulus event correlated in time that
make possible sustained physiological entrainment of distributed neuronal groups into temporally stable
global behavioral units of action or perception. Put another way, multiple neuronal groups can be used to
sample a given stimulus set in parallel and communicate between these disjunctive groups with incurred
latency.
In The Remembered Present, Edelman would observe that the mammalian central nervous system seemed
to have two distinct morphologically organized systems – one the limbic-brain stem system which is
primarily dedicated to "appetitive, consumatory, and defensive behavior";[35] The other system is the highly
reentrant thalamocortical system, consisting of the thalamus along with the "primary and secondary sensory
areas and association cortex"[35] which are "linked strongly to exteroceptors and is closely and extensively
mapped in a polymodal fashion."[35]
The neural anatomy of the hedonic feedback system resides in the brain stem, autonomic, endocrine, and
limbic systems. This system communicates its evaluation of the visceral state to the rest of the central
nervous system. Edelman calls this system the limbic-brain stem system.
The thalamus is the gateway to the neocortex for all senses except olfactory. The spinothalamic tracts bring
sensory information from the periphery to the thalamus, where multimodal sensory information is integrated
and triggers the fast response subcortical reflexive motor responses via the amygdala, basal ganglia,
hypothalamus and brainstem centers. Simultaneously, each sensory modality is also being sent to the cortex
in parallel, for higher-order reflective analysis, multimodal sensorimotor association, and the engagement of
the slow modulatory response that will fine-tune the subcortical reflexes.
In The Remembered Present, Edelman acknowledges the limits of his TNGS theory to model the temporal
succession dynamics of motor behavior and memory. His early attempts at replication automata proved
inadequate to the task of explaining the realtime sequencing and integration of the neuronal group
interactions with other systems of the organism. "Neither the original theory nor simulated recognition
automata deal in satisfactory detail with the successive ordering of events in time mediated by the several
major brain components that contribute to memory, particularly as it relates to consciousness."[36] This
problem lead him to focus on what he called the organs of succession; the cerebellum, basal ganglia, and
hippocampus.
Reception
An early review of the book Neural Darwinism in The New York Review of Books[37] by Israel Rosenfield
invited a lively response on the part of the neurosciences community.[38] Edelman's views would be seen as
an attack on the dominant paradigm of computational algorithms in cognitive psychology and
computational neuroscience – inviting criticism from many corners.
There would be copious complaints about the language difficulty. Some would see Edelman coming across
as arrogant, or an interloper into the field of neuroscience, from neighboring molecular biology. There were
legitimate arguments raised as to how much experimental and observational data had been gathered in
support of the theory at that time. Or, if the theory was even original or not.
But more often, rather than dealing with Edelman's critique of computational approaches, the criticism
would be centered around whether Edelman's system was a truly proper Darwinian explanation.
Nonetheless, Neural Darwinism, both the book and the concept, received fairly broad critical acclaim.
One of the most famous critiques of Neural Darwinism would be the 1989 critical review by Francis Crick,
Neural Edelmanism.[39] Francis Crick based his criticism on the basis that neuronal groups are instructed
by the environment rather than undergoing blind variation. In 1988, the neurophysiologist William Calvin
had proposed true replication in the brain,[40] whereas Edelman opposed the idea of true replicators in the
brain. Stephen Smoliar published another review in 1989.[41]
England, and its neuroscience community, would have to rely on bootleg copies of the book until 1990, but
once the book arrive on English shores, the British social commentator and neuroscientist Steven Rose was
quick to offer both praise and criticism of its ideas, writing style, presumptions and conclusions.[42] The
New York Times writer George Johnson published "Evolution Between the Ears", a critical review of
Gerald Edelman's 1992 book Brilliant Air, Brilliant Fire.[43] In 2014, John Horgan wrote a particular
insightful tribute to Gerald Edelman in Scientific American, highlighting both his arrogance, brilliance, and
idiosyncratic approach to science.[44]
It has been suggested by Chase Herrmann-Pillath that Friedrich Hayek had earlier proposed a similar idea
in his book The Sensory Order: An Inquiry into the Foundations of Theoretical Psychology, published in
1952.[45] Other leading proponents of a selectionist proposals include Jean-Pierre Changeux (1973,
1985),[34][46] Daniel Dennett, and Linda B. Smith. Reviews of Edelman's work would continue to be
published as his ideas spread.
A recent review by Fernando, Szathmary and Husbands explains why Edelman's neural Darwinism is not
Darwinian because it does not contain units of evolution as defined by John Maynard Smith. It is
selectionist in that it satisfies the Price equation, but there is no mechanism in Edelman's theory that
explains how information can be transferred between neuronal groups.[47] A recent theory called
evolutionary neurodynamics being developed by Eors Szathmary and Chrisantha Fernando has proposed
several means by which true replication may take place in the brain.[48]
These neuronal models have been extended by Fernando in a later paper.[49] In the most recent model,
three plasticity mechanisms i) multiplicative STDP, ii) LTD, and iii) Heterosynaptic competition, are
responsible for copying of connectivity patterns from one part of the brain to another. Exactly the same
plasticity rules can explain experimental data for how infants do causal learning in the experiments
conducted by Alison Gopnik. It has also been shown that by adding Hebbian learning to neuronal
replicators the power of neuronal evolutionary computation may actually be greater than natural selection in
organisms.[50]
See also
Evolutionary
biology portal
Anthropic mechanism
Complex adaptive system
Darwinism
Evolutionary psychology
Genetic programming
Long-term potentiation
Meme
Modern Synthesis
Neurodevelopment
Psychological nativism
Society of mind theory
The Neurosciences Institute
Universal Darwinism
Notes
a. Work by Rodney Porter with the enzyme papain resulted in cleavage of the antibody into
Fab and Fc fragments, while work by Gerald Edelman lead to the reduction of the disulfide
bridges so as to separate the molecule into light- and heavy-chain fragments. Together, this
work allowed the antibody structure to be sequenced and reconstructed, resulting in the
awarding of the Nobel Prize in Physiology or Medicine in 1972.
Citations
1. Edelman & Porter 1972.
2. Edelman 1987b.
3. Mountcastle & Edelman 1978, p. 7-50, An Organizing Principle For Cerebral Function: The
Unit Module And The Distributed System.
4. Mountcastle & Edelman 1978, p. 51-100, Group Selection and Phasic Reentrant Signalling:
A Theory of Higher Brain Function.
5. Darwin 1859.
6. Edelman 1988.
7. Edelman 1989.
8. Edelman 1992.
9. Edelman & Tononi 2000.
10. Edelman 2004.
11. Edelman 2006.
12. Burnet & Medawar 1960.
13. Mountcastle & Edelman 1978, p. 56.
14. Edelman 1972.
15. Edelman 1974.
16. Edelman 1987a.
17. Dehal & Boore 2005.
18. Tononi, Sporns & Edelman 1999.
19. Edelman 1988, p. 45.
20. Edelman 1992, Chapter 5 Morphology and Mind: Completing Darwin's Program.
21. Huxley 1942.
22. Lewontin 1974.
23. Edelman 1988, p. 45-47.
24. Edelman 1987b, p. 93-100, The Regulatory Hypothesis.
25. Edelman 1988, p. 127-172, The Morphoregulator Hypothesis: Mechanochemistry linked to
developmental genetics.
26. Edelman 1988, p. 67-71,219.
27. Edelman 1988, p. 217.
28. Edelman 1988, p. 219.
29. Edelman 1987b, p. 4.
30. Edelman 1987b, p. 41.
31. Mountcastle & Edelman 1978, p. 52.
32. Edelman 1987b, p. 5.
33. Edelman 1987b, p. 75.
34. Changeux, Courrège & Danchin 1973.
35. Edelman 1989, p. 152.
36. Edelman 1989, p. 112.
37. Rosenfield 1986.
38. Young, Ayala & Szentagothai 1987.
39. Crick 1989.
40. Calvin 1988.
41. Smoliar 1989.
42. Rose 1990.
43. Johnson 1992.
44. Horgan 2014.
45. Herrmann-Pillath 2006.
46. Changeux 1985.
47. Fernando, Szathmáry & Husbands 2012.
48. Fernando, Karishma & Szathmáry 2008.
49. Fernando 2013.
50. Fernando, Goldstein & Szathmáry 2010.
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Further reading
How Brains Think: Evolving Intelligence, Then and Now by William H. Calvin (http://faculty.
washington.edu/wcalvin/bk8/)
Neurogenesis in the Adult Human Brain (https://web.archive.org/web/20040305165352/htt
p://www.abacon.com/pinel/hot_sept.html)
External links
The Complete Work of Charles Darwin Online (http://darwin-online.org.uk/)
Wikiversity – Neuroscience
Wikiversity – Fundamentals of Neuroscience
Wikiversity – Introduction to Non-Genetic Darwinism
Webpage of William Calvin (https://www.williamcalvin.com)
Webpage of Daniel Dennett (https://ase.tufts.edu/cogstud/dennett/)
Webpage of Chrisantha Fernando (https://web.archive.org/web/20111117034941/http://ww
w.cogs.susx.ac.uk/users/ctf20/dphil_2005/index.htm)