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The Making of European Security

Policy

This volume addresses how and in what capacity the European Union and its
member states are able to respond to fundamental shifts occurring in global politics
and remain relevant for the future.
The changing nature of the international system is subject to considerable
contestation among scholars, with many claiming that the fundamentals of the
post-war international system are being rewritten. This volume brings together
prominent scholars in the field of European security to address a range of pertinent
issues related to Europe’s role in the context of evolving global challenges. The first
section focusses on whether the EU is an actor with a strategic nature and the means
to act on a global security strategy. The second section considers the institutional
dynamics and the approaches at the EU’s disposal to fulfil its possible intended
global roles. The third section addresses Europe’s most important strategic
relationship—the partnership it has with the United States. This section considers
the recalibration of the transatlantic relationship in light of the changing
international system and the reorientation of U.S. foreign policy.
This book will be of much interest to students of European Union policy,
European Security Policy, European Foreign Policy and International Relations in
general.

Roberta N. Haar is Professor of Foreign Policy Analysis and Transatlantic


Relations, Maastricht University, and the Research Director at University College
Maastricht within the Faculty of Science and Engineering, Maastricht University,
the Netherlands.

Thomas Christiansen is Professor of Political Science and European Integration at


Luiss University, Italy, and Part-time Professor at the Faculty of Arts and Social
Sciences Maastricht University, the Netherlands.

Sabina Lange is Senior Lecturer at the European Institute of Public Adm-


inistration, the Netherlands, and Associate Professor in International Relations at
the Faculty of Social Science of the University of Ljubljana, Slovenia.

Sophie Vanhoonacker is Professor in Administrative Governance at the Faculty of


Arts and Social Sciences, Maastricht University, the Netherlands.
Routledge Studies in European Security and Strategy

The aim of this series is to bring together the key experts on European security
from the academic and policy worlds, and assess the state of play of the EU as
an international security actor. The series explores the EU, and its member
states, security policy and practices in a changing global and regional context.
While the focus is on the politico-military dimension, security is put in the
context of the holistic approach advocated by the EU.
Series Editors:
Sven Biscop
Egmont Royal Institute for International Relations, Belgium
and
Richard Whitman
University of Kent, UK
Defence Industrial Cooperation in the European Union
The State, the Firm and Europe
Daniel Fiott
European Defence Decision-Making
Dilemmas of Collaborative Arms Procurement
Antonio Calcara
Europe in an Era of Growing Sino-American Competition
Coping with an Unstable Triangle
Edited by Sebastian Biba and Reinhard Wolf
The Making of European Security Policy
Between Institutional Dynamics and Global Challenges
Edited by Roberta N. Haar, Thomas Christiansen, Sabina Lange and Sophie
Vanhoonacker

For more information about this series, visit: https://www.routledge.com/Routledge-


Studies-in-European-Security-and-Strategy/book-series/SESS
The Making of European
Security Policy
Between Institutional Dynamics
and Global Challenges

Edited by
Roberta N. Haar, Thomas
Christiansen, Sabina Lange,
and Sophie Vanhoonacker
First published 2021
by Routledge
2 Park Square, Milton Park, Abingdon, Oxon OX14 4RN
and by Routledge
52 Vanderbilt Avenue, New York, NY 10017
Routledge is an imprint of the Taylor & Francis Group, an Informa
business
© 2021 selection and editorial matter, Roberta N. Haar, Thomas
Christiansen, Sabina Lange and Sophie Vanhoonacker; individual
chapters, the contributors.
The right of Roberta N. Haar, Thomas Christiansen, Sabina Lange
and Sophie Vanhoonacker to be identified as the authors of the
editorial material, and of the authors for their individual chapters, has
been asserted in accordance with sections 77 and 78 of the Copyright,
Designs and Patents Act 1988.
All rights reserved. No part of this book may be reprinted or
reproduced or utilised in any form or by any electronic, mechanical, or
other means, now known or hereafter invented, including
photocopying and recording, or in any information storage or retrieval
system, without permission in writing from the publishers.
Trademark notice: Product or corporate names may be trademarks or
registered trademarks, and are used only for identification and
explanation without intent to infringe.
British Library Cataloguing-in-Publication Data
A catalogue record for this book is available from the British Library
Library of Congress Cataloging-in-Publication Data
Names: Haar, Roberta N., 1966- editor. | Christiansen, Thomas, 1965-
editor. | Lange, Sabina, 1976- editor. | Vanhoonacker, Sophie, 1962- editor.
Title: The making of European security policy : between institutional
dynamics and global challenges / edited by Roberta N. Haar, Thomas
Christiansen, Sabina Lange and Sophie Vanhoonacker.
Description: Abingdon, Oxon ; New York, NY : Routledge, 2021. |
Series: Routledge studies in European security and strategy | Includes
bibliographical references and index.
Identifiers: LCCN 2020054004 (print) | LCCN 2020054005 (ebook) |
ISBN 9780367469689 (hardback) | ISBN 9781003032335 (ebook)
Subjects: LCSH: National security--European Union countries. |
European Union countries--Foreign relations. | European Union
countries--Relations--United States. | United States--Relations--
European Union countries. | World politics--21st century.
Classification: LCC UA646 .M358 2021 (print) | LCC UA646 (ebook) |
DDC 355/.03354--dc23
LC record available at https://lccn.loc.gov/2020054004
LC ebook record available at https://lccn.loc.gov/2020054005

ISBN: 978-0-367-46968-9 (hbk)


ISBN: 978-0-367-77480-6 (pbk)
ISBN: 978-1-003-03233-5 (ebk)

Typeset in Times New Roman


by MPS Limited, Dehradun
To the memory of Professor Simon Duke, our friend and
colleague.
Contents

List of figures ix
List of abbreviations x
Notes on contributors xiii
Preface xix
Foreword xxi

1 Introduction: Global challenges and institutional


dynamics in the making of European security policy 1
THO MA S C HR I ST IA N SEN A ND R O BER TA N. H AAR

PART I
The EU as a global actor: From soft power to hard power 11

2 Towards European cooperative autonomy 13


NA THA LIE TO C CI

3 Normative power in the eastern neighbourhood 28


GER GA NA NOU T CH EV A

4 The challenges ahead for European cultural diplomacy 46


M AI ’A K. DA VI S C R O S S

5 Development cooperation or security policy? The EU’s


support for conflict prevention and peacebuilding in
a changing global environment 63
A NDRE W SHE RR I FF
viii Contents
PART II
Institutional dynamics and approaches 81

6 The EU’s engagement with international organisations:


NATO’s impact on the making of EU security policy 83
HA NNA O JAN E N

7 The internal and external security nexus in Europe:


Exploring and problematising its emergence 104
R APHA EL BO S SO N G A N D M ARK RH I N A RD

8 Institutionalising the integrated approach to external


conflict 124
STEV EN BL O CK M A N S A N D LO E S D E BU YS E RE

PART III
A recalibration of the transatlantic alliance 141

9 The role of China in transatlantic relations 143


EM IL KIR CH NE R

10 Reinterpreting the transatlantic relationship 159


ER IK J O NES

11 European Union diplomacy and the Trump


administration: Multilateral diplomacy in a
transactional world? 179
M ICHA EL SM I TH

12 Mogherini and the Holy Grail: The quest for European


strategic autonomy 198
SVEN BI SCO P

13 Conclusion: Towards EU strategic autonomy 214


SA BINA LA N G E A N D S OP H I E VA N H O O N ACKE R

Index 226
Figures

3.1 Political governance in the eastern neighbourhood 38


3.2 Trust in the EU and the EAEU in the eastern
neighbourhood 40
Abbreviations

ADIZ Air Defence Identification Zone


AFSJ Area of Freedom, Security and Justice
AI Artificial Intelligence
AIIB Asia Infrastructure Investment Bank
ASEAN Association of Southeast Asian Nations
ASEM Asia-Europe Meeting
AU African Union
BRI Belt and Road Initiative
CA Comprehensive approach
CAI Comprehensive Agreement on Investment
CARD Coordinated Annual Review on Defence
CBRN Chemical, Biological, Radiological and Nuclear
CEPA Comprehensive and Enhanced Partnership Agreement
CFSP Common Foreign and Security Policy
CGEA Commissioner’s Group on External Action
CIVCOM Committee for Civilian Aspects of Crisis Management
CMPD Crisis Management and Planning Directorate
COREPER Committee of the Permanent Representatives of the
Governments of the Member States of the European Union
COSI Standing Committee on Operational Cooperation on
Internal Security
CPCC Civilian Planning and Conduct Capability
CPPB Conflict Prevention and Peacebuilding
CSDP Common Security and Defence Policy
DCFTA Deep and Comprehensive Free Trade Area
DDR Disarmament, Demobilisation and Reintegration
DFID Department for International Development
DG(s) Directorate(s) General
Dir. ISP Directorate Integrated Approach for Security and Peace
DPRK Democratic People’s Republic of Korea
DSG Deputy Secretary-General
EAEU Eurasian Economic Union
EC European Commission
Abbreviations xi
EC3 European Cybercrime Centre
ECDPM European Centre for Development Policy Management
ECHO European Commission’s Humanitarian Aid Office
EDF European Defence Fund
EEAS European External Action Service
EI2 European Intervention Initiative
EIPA European Institute for Public Administration
ENP European Neighbourhood Policy
EP European Parliament
ESC European Security Council
ESCS East and South China Sea
ESDP European Security and Defence Policy
ESS European Security Strategy
EU European Union
EUGS European Union Global Strategy
EUMC European Union Military Committee
EUROPOL European Union Agency for Law Enforcement
Cooperation
FAC Foreign Affairs Council
FAO Food and Agriculture Organization
FPI Foreign Policy Instruments
FRONTEX European Border and Coast Guard Agency
FTA(s) Free Trade Agreement(s)
GDP Gross domestic product
GDPR General Data Protection Regulation
HRVP High Representative and Vice President
IA Integrated approach
IAEA International Atomic Energy Agency
IMF International Monetary Fund
INF Intermediate-Range Nuclear Forces
INSTEX Instrument in Support of Trade Exchanges
IO(s) International Organisation(s)
IPSD Implementation Plan on Security and Defence
ISIS Islamic State
ISP.1 Concepts, Knowledge Management and Training Unit
ISP.2 Conflict Prevention and Mediation Unit
ISP.3 Integrated Strategic Planning Unit
ISP.4 Consular Affairs Unit
JCPOA Joint Comprehensive Plan of Action
JEF Joint Expeditionary Force
JHA Justice and Home Affairs
MARSUR Maritime Surveillance
MENA Middle East and North Africa
MEP(s) Member(s) of the European Parliament
MFF Multiannual Financial Framework
xii Abbreviations
MPCC Military Planning and Conduct Capability
NATO North Atlantic Treaty Organization
NDICI Neighbourhood, Development and International
Cooperation Instrument
NEAR Neighbourhood and Enlargement Negotiations
NGO(s) Non-governmental Organisation(s)
NPT Non-Proliferation Treaty
NRF NATO Response Force
OECD Organisation for Economic Cooperation and Development
OECD-DAC Organisation for Economic Co-operation and
Development’s Development Assistance Committee
OSCE Organization for Security and Cooperation in Europe
PESCO Permanent Structured Cooperation
PLAN People’s Liberation Army Navy
PRISM Prevention of Conflict, Rule of Law/ Security Sector
Reform, Integrated Approach, Stabilisation and Mediation
PSC Political and Security Committee
QMV Qualified Majority Voting
R&D Research & Development
R2P Responsibility to Protect
SCS South China Sea
SDG(s) Sustainable Development Goal(s)
SECDEFPOL Security and Defence Policy
SG AFFGEN Strategic Communication Division
SOE(s) State Owned Enterprise(s)
SSR Security-Sector Reform
TEU Treaty on European Union
TFEU Treaty on the Functioning of the European Union
TPP Trans-Pacific Partnership
TTIP Trans-Atlantic Trade and Investment Partnership
UK United Kingdom
UN United Nations
UNESCO United Nations Educational, Scientific and Cultural
Organization
UNGA United Nation General Assembly
UNHCR United Nations High Commissioner for Refugees
UNRWA United Nations Relief and Works Agency for Palestine
Refugees in Near East
UNSC United Nation Security Council
US United States
WEU Western European Union
WGA(s) Whole-of-Government Approach(es)
WTO World Trade Organization
Contributors

Sven Biscop is a professor at Ghent University where he lectures on strategy


and the foreign policies of Belgium and the EU. In addition, he is the
Director of the Europe in the World Programme at the Egmont-Royal
Institute for International Relations in Brussels, the think-tank associated
with the Belgian Ministry of Foreign Affairs and an Honorary Fellow of
the European Security and Defence College (ESDC), an agency of the
European Union. He also is a regular speaker at the Royal Military
Academy in Brussels and at various staff colleges in Europe and America,
as well as at the People’s University of China in Beijing, where he is a
senior research associate. He chairs the jury of the annual Global Strategy
PhD Prize, awarded by Egmont and the ESDC. His latest book is
European Strategy in the 21st Century (Routledge, 2019). He has been
awarded the cross of officer of the Order of the Crown of the Kingdom of
Belgium and the Grand Decoration of Honour of the Republic of Austria.
Steven Blockmans is Director of the Centre for European Policy Studies
(CEPS) and professor of EU External Relations Law and Governance at
the University of Amsterdam. He is the author of The Obsolescence of the
European Neighbourhood Policy (RLI 2017) and Tough Love: the EU’s
relations with the Western Balkans (AP 2007). He served as rapporteur
of task forces on More Union in European Defence chaired by Javier
Solana (2015) and Regroup and Reform: Towards a More Responsive and
Effective European Union (2017). He has (co-)edited more than 15
volumes, including The EU’s Role in Global Governance (OUP 2013)
and a research handbook on The EU’s Common Foreign and Security
Policy (EE 2018). For more than 20 years, Steven has combined his
academic work with contract research carried out for EU and national
donors, consultancy activities and training for professionals. He has
advised governments of third countries on their relations with the EU and
worked on numerous technical assistance projects in wider Europe and
Asia. Before joining CEPS and UvA in 2012, Steven was Head of
Research at the Asser Institute in The Hague. From 2010 to 2014, he
was a special visiting professor at the Law Faculty of KU Leuven.
xiv Contributors
Thomas Christiansen is a professor of Political Science and European
Integration at Luiss Università Guido Carli. He is also part-time
Professor at Maastricht University and previously held positions at the
European Institute of Public Administration, at Aberystwyth University
of Wales and at Essex University. He is an executive editor of the Journal
of European Integration (Taylor and Francis) and co-editor (with Sophie
Vanhoonacker) of the ‘European Administration Governance’ book
series at Palgrave Macmillan. He has published widely on different
aspects of European Union politics and European governance. In recent
years his research has focused in particular on EU relations with Asia. He
recently co-authored, with Emil Kirchner and Uwe Wissenbach, The
European Union and China (London: Palgrave, 2019) and co-edited, with
Emil Kirchner and Han Dorussen, Security Relations between China and
the European Union (Cambridge: Cambridge University Press, 2016). He
is co-editor of The European Union’s Security Relations with Asian
Partners (London: Routledge, forthcoming in 2021).
Mai’a K. Davis Cross is the Edward W. Brooke Professor of Political Science
and Associate Professor of Political Science and International Affairs at
Northeastern University. She is the author of three books, the most
recent of which is The Politics of Crisis in Europe (Cambridge University
Press, 2017). Her second book, Security Integration in Europe: How
Knowledge-based Networks are Transforming the European Union
(University of Michigan Press, 2011), is the 2012 winner of the Best
Book Prize from the University Association of Contemporary European
Studies. Professor Cross has published on a wide range of topics related
to European politics, especially foreign and security policy, counter-
terrorism, intelligence sharing, diplomacy, and public diplomacy. She
holds a PhD in Politics from Princeton University and a bachelor's degree
in Government from Harvard University.
Loes Debuysere is a consultant at ACE Europe where she monitors and
evaluates international development projects and projects aimed at social
change. In the past, she worked as a researcher at the Department of
Conflict and Development Studies of Ghent University and in the foreign
policy unit of the Centre for European Policy studies (CEPS). Loes is a
graduate in Middle Eastern Studies from the School of Oriental and
African Studies (SOAS) in London. She holds a PhD from Ghent
University, which focused on gender politics and participatory
democracy theories in post-revolutionary Tunisia. She has published in
a number of academic journals (Mediterranean Politics; Middle East Law
and Governance; Review of African Political Economy; European
Foreign Affairs Review).
Roberta N. Haar holds a Chair in Foreign Policy Analysis and Transatlantic
Relations at Maastricht University and is the Research Director at
Contributors xv
University College Maastricht, Faculty of Science and Engineering,
Maastricht University. Her research focuses on the analysis of
European and American foreign policy as well as Transatlantic
Relations. She also writes a column entitled Across the Atlantic with
Elsevier Weekblad.
Erik Jones is a professor of European Studies and International Political
Economy, and Director of European and Eurasian Studies at the Johns
Hopkins School of Advanced International Studies (SAIS). He is also a
senior research associate at the Istituto per gli Studi di Politica
Internazionale (ISPI) in Milan. Professor Jones is author of The
Politics of Economic and Monetary Union (2002), Economic Adjustment
and Political Transformation in Small States (2008), Weary Policeman:
American Power in an Age of Austerity (2012, with Dana H. Allin), and
The Year the European Crisis Ended (2014).
Emil J. Kirchner is Jean Monnet Professor and Coordinator of the Jean
Monnet Centre of Excellence at the University of Essex. He received his
PhD from Case Western Reserve University. He is Advisory Editor and
Chair of the Editorial Advisory Board of the Journal of European
Integration, holder of the Order of Merit of the Federal Republic of
Germany, a Fellow of the British Academy of Social Sciences, and was
awarded a Lifetime Achievement Award by the University Association of
Contemporary Studies. He has been a visiting professor at universities in
various European countries, the United States and China. His recent
book publications are (co-author) The European Union and China,
Macmillan and Red Globe Press, 2019; (co-editor) EU-Japan Security
Cooperation, Routledge, 2018, (co-editor) Security Relations between
China and the European Union, Cambridge University Press, 2016, and
(co-editor) The Palgrave Handbook on EU-Asia Relations, 2013. He has
published articles in International Organization, Review of International
Studies, West European Politics, Journal of Common Market Studies,
European Security, European Foreign Affairs Review, and Journal of
European Public Policy.
Sabina Lange is senior lecturer at the European Institute of Public
Administration in (EIPA, Maastricht) where she specialises in decision-
making in the EU and interinstitutional relations, including in EU
external action policies. She is also an associate professor in
International Relations at the Faculty of Social Sciences at the
University of Ljubljana. She has published widely on the role of the
rotating Council Presidency as well as on Slovenian foreign and
European policies.
Antonio Missiroli is non-resident associate fellow at the NATO Defense
College. He was the Assistant Secretary General for Emerging Security
Challenges at NATO (2018–2020). Prior to joining NATO, Dr Missiroli
xvi Contributors
was the Director of the European Union Institute for Security Studies
(EUISS) in Paris (2012–2017). Previously, he was Adviser at the Bureau
of European Policy Advisers (BEPA) of the European Commission
(2010–2012); Director of Studies at the European Policy Centre in
Brussels (2005–2010); and Senior Research Fellow at the WEU Institute
for Security Studies in Paris (1998–2005). He was also head of European
Studies at CeSPI in Rome (1994–1997) and a visiting fellow at St Antony’s
College, Oxford (1996–1997). As well as being a professional journalist, he
has taught at Bath, Trento, Boston University, SAIS/Johns Hopkins, the
College of Europe (Bruges) and Sciences Po (Paris). Dr Missiroli holds
a PhD degree in Contemporary History from the Scuola Normale
Superiore (Pisa) and a master’s degree in International Public Policy from
SAIS/Johns Hopkins University.
Gergana Noutcheva is an associate professor in International Relations and
European Foreign Policy at the Political Science Department of
Maastricht University, The Netherlands. She holds a PhD in
International Relations from the University of Pittsburgh, USA (2006).
Her research focuses on the European Neighbourhood Policy and
democratisation in the Balkans and the post-Soviet space. Her articles
have appeared in the Journal of Common Market Studies, Journal of
European Public Policy, West European Politics, East European Politics
and Societies, Journal of European Integration, Democratization,
International Spectator, Geopolitics. Prior to joining Maastricht
University, she was Research Fellow at the Centre for European Policy
Studies in Brussels (2002–2006) where she published a number of articles
and policy briefs on the EU enlargement policy, the EU policy towards
the Western Balkans and the European Neighborhood Policy.
Hanna Ojanen is Senior Research Fellow at Tampere University and
Adjunct Professor at the Finnish National Defence University as well
as University of Helsinki. She holds a doctorate in political and social
sciences from the European University Institute (Florence). Her previous
positions include Jean Monnet professor at the University of Tampere
(Faculty of Management), Programme Director of the Research
Programme on the European Union, Finnish Institute of International
Affairs. Expert on European foreign, security and defence policy, her
recent research has focused on inter-organisational relations (particularly
EU–NATO–UN relations) and her book entitled The EU’s Power in
Inter-Organisational Relations was published by Palgrave Macmillan
in 2018.
Mark Rhinard is a professor of International Relations at Stockholm
University and Senior Research Fellow at the Swedish Institute of
International Affairs. He earned his MPhil and PhD degrees from
Cambridge University and has taught at Oxford and Leiden universities.
Contributors xvii
His research examines the cooperation challenges generated by cross-border
security threats, with an emphasis on the European Union. He is the author
or co-editor of several books on security issues, including Theorising Internal
Security Cooperation in the European Union (2016, Oxford University Press)
with Raphael Bossong and Nordic Societal Security (2020, Routledge) with
Sebastian Larsson.
Andrew Sherriff is head of the European External Affairs Programme at the
think tank the European Centre for Development Policy Management
(ECDPM) based in Maastricht in the Netherlands with whom he has
worked since 2008. He has regularly been a part of teams evaluating the
implementation of the EU’s foreign, international and development
cooperation policies with over thirty different assignments in Africa,
the Eastern Neighbourhood, and Asia. Prior to ECDPM, he was an
advisor to NGOs, various European Foreign Ministries and Agencies,
and EU Presidencies, mainly on foreign policy and international
cooperation issues. From 1999 to 2004, he was at the peacebuilding
organisation International Alert, where he led on EU issues. In 2019, he
edited Investing in the Europe’s Global Role: The must have guide for the
negotiations of the Multiannual Financial Framework 2021-2027
(Maastricht: ECDPM). He is author of over 40 policy papers, book
chapters and journal articles covering Europe’s international relations,
peace and conflict issues.
Michael Smith is honorary professor in European Politics at the University
of Warwick and Emeritus Professor of European Politics at
Loughborough University. He has published extensively on EU
external policies and EU diplomacy. Recent books include
International Relations and the European Union (3rd edition, Oxford
University Press 2017, edited with Christopher Hill and Sophie
Vanhoonacker) and The Diplomatic System of the European Union:
evolution, change and challenges (Routledge 2016, edited with Stephan
Keukeleire and Sophie Vanhoonacker). He is currently working on EU
diplomacy towards its key “strategic partners (edited volume to be
published in April 2021, co-edited with Laura Ferreira Pereira) and on
a second edition of The European Union and the United States (first
edition 2008, Palgrave Macmillan, co-authored with Steven McGuire).
Nathalie Tocci is Director of the Istituto Affari Internazionali, honorary
professor at the University of Tübingen, and Special Adviser to EU
HRVP Federica Mogherini, on behalf of whom she wrote the European
Global Strategy and is now working on its implementation, notably in the
field of security and defence. Previously, she held research positions at
the Centre for European Policy Studies, Brussels, the Transatlantic
Academy, Washington, and the Robert Schuman Centre for Advanced
Studies, Florence. Her research interests include European foreign
xviii Contributors
policy, conflict resolution, the Middle East and the Mediterranean. Her
major publications include Framing the EU's Global Strategy, Springer-
Palgrave Macmillan, 2017; The EU, Promoting Regional Integration, and
Conflict Resolution, Springer-Palgrave Macmillan, 2017 (co-editor);
Turkey and the European Union, Palgrave Macmillan, 2015 (co-author);
Multilateralism in the 21st Century, Routledge, 2013 (co-editor), Turkey’s
European Future: Behind the Scenes of America’s Influence on EU-Turkey
Relations, New York University Press, 2011 and The EU and Conflict
Resolution, Routledge, 2007. Nathalie is the 2008 winner of the Anna
Lindh award for the study of European Foreign Policy.
Sophie Vanhoonacker is a Jean Monnet professor and has a chair in
Administrative Governance at the Faculty of Arts and Social Sciences,
Maastricht University. From 2016 to Sept. 2020, she was also dean of the
faculty. Prior to her appointment at the UM, she was a faculty member of
the European Institute of Public Administration (EIPA), Maastricht
(NL) where she was part of the unit 'European Governance and Policy
Processes’ (1987–2001). Her research focuses on the role and influence of
the administrative level in EU decision making, in particular the emerging
EU level system of diplomacy and its processes of institutionalisation.
She is especially interested in the processes of “Brusselisation” or “the
steady enhancement of the Brussels-based decision-making bodies” in the
area of the Common Foreign and Security Policy. In her latest work, she
has primarily focused on the development of the European External
Action Service (EEAS). She is co-editor of the European Administrative
Governance book series at Palgrave Macmillan (wih Thomas
Christiansen) and of ‘The New European Union’ series of Oxford
University Press (with Dermot Hodson). Recent books include
International Relations and the European Union (3rd edition, Oxford
University Press 2017, edited with Christopher Hill and Michael Smith).
Preface

The publication of this book is a bitter-sweet moment for us. Naturally, we


are extremely pleased that this edited volume is being published at this time.
It addresses a set of issues that we consider critical to European security
policy in particular, because the global context in which it is formulated is
undergoing fundamental change. Bringing together analyses from leading
scholars in the field, this book will make a valuable contribution to the
current and future debates about the making of European security policy.
However, our satisfaction in seeing this volume published is tinged with
the sadness that another leading scholar, our friend and colleague Simon
Duke, could not be among the contributors. Simon suddenly passed away in
September 2018, and it was this untimely and tragic loss that brought us and
the other contributors to this volume together in mourning. Guided by our
collective reflection not only about Simon’s extraordinary personal qualities
but also the scholarly relevance of his work, we took the decision to publish
a book that would also serve to honour Simon’s scientific legacy—a legacy
that Antonio Missiroli so kindly and eloquently spelt out in the foreword to
this volume.
Yet, this book is not intended as a kind of Festschrift honouring Simon’s
work. Instead, our intention from the start had been to identify the research
agenda that was implicit in his research and writing, to invite fellow scholars
who were familiar with his work, possessing the necessary expertise to
develop these themes further, and thereby to bring together the scholarship
that will help to carry forward the research agenda.
We are indebted to those leading authors who worked with Simon in one
way or the other in the past and who readily accepted our invitation to
contribute to the book on this basis. It has been their willingness to write
chapters at short notice, that made this publication possible. Indeed,
everyone was not only ready to contribute their chapter within a tight
schedule, but also willing to respond to the comments and requests from
editors, referees and the publisher, and we are immensely grateful for the
understanding, cooperation and loyalty of all contributors. The close
connection of their work to that of Simon is also evident in the many
references to his prior publications. The result, we believe, is an edited
xx Preface
volume that is not only a testament to the central place that Simon Duke
holds among the scholars in this field, but also advances our understanding
of the changing nature of European security at the outset of the 2020s.
This book project is based on the crucial support that we received from
many quarters. First and foremost, this includes Dorina Claessens, a former
colleague and friend of Simon’s at the European Institute of Public
Administration (EIPA), who was an essential member of the editorial
team. Her support in organising an authors’ workshop and subsequently
assisting the book publication was instrumental in getting this project off the
ground. The workshop, held at Maastricht University’s Brussels Campus in
March 2019, was made possible through financial support received from
CERiM, the Centre for European Research in Maastricht at Maastricht
University, from Maastricht Working on Europe (MWoE), and from the
Journal of European Integration (JEI).
We also owe many thanks to Sven Biscop and Richard Whitman, the
series editors of “Routledge Studies in European Security and Strategy”,
and to Andrew Humphrys and Bethany Lund Yates at Routledge—whose
support, encouragement and professional guidance was crucial in the
process of bringing this publication project to a successful conclusion.
Furthermore, we also acknowledge with gratitude the research assistance
and editorial support provided by Gäelle Devillaire from EIPA, and by
Giulia Gallinella and Isabel Hernandez Pepe from Luiss University.
It is our sincere hope that in publishing this volume we provide readers
with valuable new insights and open new avenues for research in the field of
European security policy. If we have succeeded in this objective, we are also
pleased to have marked the scholarly legacy of Simon Duke, to whose
memory we dedicate this volume.
The editors
Maastricht, Rome and Brussels
Foreword
Antonio Missiroli

I first met Simon Duke shortly before he started his tenure at the EIPA (The
European Institute for Public Administration). At the time, I was a research
fellow at the WEU Institute for Security Studies, when the EU – following
the Franco-British St. Malo Declaration – was taking its first steps towards
building “an autonomous capacity to manage international crises”. I felt
almost like being “present at the creation” and it is difficult today to convey
the sense of anticipation and almost incredulity that pervaded those
(officials, experts or commentators) who were involved in it. Simon had
just returned from the US and brought with him a more detached approach,
based on a sound assessment of the constraints, challenges and reservations
the new policy was bound to face.
Ever since, I like to believe that our approaches have converged
significantly. For Simon, working at EIPA and training EU officials
surely increased his understanding of the motivations and drivers of both
CFSP and ESDP/CSDP, while offering him a platform to raise informed
questions as to their internal consistency and external impact. On one
occasion, I was called in at short notice by EIPA to replace Simon—it was
during the first serious warnings of what proved to be his precarious
health—and I ended up using all his slides with great ease and satisfaction.
On the other hand, my many years of work within the EU institutions and,
more recently, NATO have helped me develop a much more sober and
balanced view of the potential and limits of EU efforts in this field—as well
as of the structural difficulties affecting EU–NATO relations. I am
convinced that today Simon’s point of view and mine would coincide on
many if not all issues related to more current interactions.
It is with deep admiration that I have always read Simon’s academic
work—for the accuracy, completeness and lucidity with which he handled
often complex and intricate policy and institutional developments. His
publications were invaluable sources for any student (or indeed practitioner)
willing to delve into European and transatlantic security and defence. They
were always up to date, clearly framed and scrupulously drafted. After
rereading most of them, I am still struck by the balance with which each new
step (or misstep) was presented, analysed and evaluated. It was probably
xxii Foreword
only in what can be seen now as his ‘valedictory’ essay – published by
Survival after his death—that Simon decided to articulate in full his criticism
of the many assumptions on which recent EU policy statements were based.
While the jury is still out, I nevertheless find it hard—at least from an
intellectual perspective—to disagree with him.
In fact, having had the opportunity to work on both sides of the fence in
that field, I can honestly say that a number of EU officials tend to share that
criticism too—in private at least—including a certain annoyance for a
rhetoric that often trumps reality, feeds complacency and soon becomes
conventional wisdom. Yet it should not be forgotten that EU policy
statements and declarations are somewhat unique in that they entail a
strong aspirational component—they are meant to give a sense of direction,
not just to capture a specific situation—and sometimes even an inspirational
one. Progress on policy would probably be more difficult without that, but
of course, raising oversized expectations can also be risky and can easily
backfire. All this has probably more to do with culture than language; still, it
shapes narratives and perceptions that, in turn, have practical consequences.
On a more personal note, in this respect, I may add (and feel that Simon
would have concurred) that some unnecessary tensions in EU–NATO
relations stem from, respectively, a certain disregard by EU officials of the
role that NATO continues to play, and a certain ignorance by NATO
officials of the actual range and scope of EU policies—and this at a time
when each organisation is tentatively treading into the other’s traditional
territory.
Simon’s criticism was indeed often directed against the policy vocabulary
in use, and rightly so: the recurrent coupling of “security and defence”, as
though one was almost interchangeable with the other; the unqualified use
of “defence” itself (with a capital D), when the reference was rather to an
expansive understanding of the so-called “Petersberg tasks” (non-art.5
missions and operations); the mechanic combination of “Union” with
European defence (as in EDU); and of course, the unqualified emphasis
on “strategic autonomy”—or, one is tempted to add, the recent use of
“hybrid” in relation to almost every hostile non-military activity.
Even beyond the motivational intent of most of these terms (which, once
again, should not be underestimated), it is also important to note that such
language is often the result of cumbersome and protracted intergovernmental/
interservice negotiations rather than rigorous academic scrutiny. It is equally
important to realise that the only scrutiny applied to these terms is mostly of a
legal nature, and frequently aimed at leaving some wiggle room for
interpretation in light of possible new developments. Moreover, it is relevant
to recognise that what sometimes starts as “constructive ambiguity” tends to
take on a life of its own and to become more obstructive than constructive over
time (as sticking to agreed language is the preferred default option). Finally,
one should keep in mind that reality itself, at times, interferes and makes things
even fuzzier. For example, quintessential mutual assistance clauses, mainly
Foreword xxiii
designed for deterrence and territorial defence purposes (NATO’s art.5 and the
EU’s art.42.7), have been instead invoked for “homeland” security purposes.
The policy developments that Simon devoted his passion and acumen
throughout his professional life are now coming to another critical juncture.
Twenty years on, European defence ambitions are now being put to a series
of stress tests—in terms of resources, governance, effectiveness and overall
credibility. This applies not only to the EU but also to NATO as well as
their members. Brexit represents a stress multiplier in its own right, for both
the UK and all its partners and allies—and Simon was well aware of its
potential impact on Europe’s security and defence.
Today, it would indeed be exciting to hear and read his commentaries on
current events, such as the set-up of the new European Commission and its
“geopolitical” ambitions, the strategic shock and reality check of COVID-19
and its potential implications as well as the current state of transatlantic
relations and the future of NATO. But his voice is no longer there—and it is
already sorely missed.
1 Introduction
Global challenges and institutional
dynamics in the making of European
security policy
Thomas Christiansen and Roberta N. Haar

The changing global context for European security policy


When Federica Mogherini, the then European Union (EU) High Representative
for Foreign and Security Policy, unveiled a new EU Global Strategy (EUGS) in
June 2016, it demonstrated the significant transformation that global politics had
undergone since the previous EU security strategy had been adopted in 2003.
Confronted with an arc of instability along its southern and eastern borders,
riven by a series of internal crises and, beyond Europe, faced with fractures in the
institutions of global governance, the emphasis in the EUGS was on the im-
portance of resilience, on strategic autonomy and a pragmatic promotion of both
values and interests.
Four years on, the global context for European security policy has
changed even more, and largely for the worse in terms of the EU’s foreign
policy objectives. Prime among these changes is the further deterioration of
global governance regimes, chiefly because of the attacks on these by the
Trump administration. Starting right after his inauguration in January 2017,
President Donald J. Trump acted on his election promise to put “America
First” by removing the United States from international agreements, com-
mitments and institutions. The list is long and well known, including both
regional and global arrangements. An “America First” policy spelt the end
of US participation in the Trans-Pacific Partnership, the Paris Agreement to
combat climate change, UNESCO, the WHO, disarmament treaties with
Russia and the Iran nuclear deal – to name just the more prominent ex-
amples. There were also threats to leave the World Trade Organization
(WTO), which was in any case hobbled by the US failure to appoint judges
to its appellate body, thus causing the WTO dispute settle mechanism to
stop functioning.
Occurring against the background of other global powers having already
developed a growing attitude of violating agreements and ignoring interna-
tional law more generally—as Russia has done in Ukraine and China in Hong
Kong and the South China Sea—this American assault further weakened the
established norms and institutions of global governance. It also helped to dis-
credit the notion that “the West” is the champion of a rules-based international
2 Thomas Christiansen and Roberta N. Haar
system. It is an ironic set of circumstances considering that it had been the
United States that drove the establishment of the Bretton Woods institutions
and the so-called International Liberal Order in the aftermath of the Second
World War.
The current era is marked by a revival of great power politics, geoeco-
nomics and strategic rivalry. While the lasting consequences of Trump’s US
foreign policy are difficult to assess, the erosion of the International Liberal
Order has arguably made it more difficult to contain security threats, both
traditional, such as nuclear proliferation in North Korea and Iran, and non-
traditional, most prominently climate change and global pandemics. It also
further complicates the resolutions of conflicts and indeed threatens to es-
calate proxy wars and disputes, such as those in the Eastern Mediterranean,
Libya and the Horn of Africa.
The trajectory of these developments is of deep concern to the EU, where
foreign policy is based on support for international norms, global govern-
ance and ‘effective multilateralism’. The shift in US foreign policy towards
“America First” (meaning in many cases America alone) and its scepticism
towards, if not outright withdrawal from, multilateral institutions meant
that the EU (as well as Japan and South Korea) were left to conduct their
foreign and security policy more autonomously. This not only limited the
influence the EU and individual European states had on the global stage; it
also raised questions about the continued presence of “the West” as a force
in global politics. Trump’s description of the EU as an “enemy” in terms of
trade relations and the imposition of punitive tariffs by the US on a range of
European exports on the grounds of “national security” further demon-
strated fissures in the transatlantic alliance.
With regard to European security more narrowly, one of the more serious
developments has been Trump’s scepticism towards the North Atlantic
Treaty Organization (NATO), his attacks on European partners for their
alleged free-riding on US security commitments and his announcement of
withdrawing US troops from Germany. Question marks about the con-
tinued relevance (if not existence) of NATO have been exacerbated by the
criticism of others (with French President Emmanuel Macron’s statement
that NATO was “brain-dead” among the most prominent) and deep-seated
conflicts among its members. With regard to the latter, the 2020 con-
frontations between Turkish naval vessels on the one side, and Greek and
French on the other, drive home the impression that a NATO challenged by
internal conflicts is losing credibility in its ability to confront external
threats.
The erosion of the International Liberal Order, the fissures in the trans-
atlantic alliance and the question marks over the future of NATO constitute
serious challenges to European security. These developments not only un-
dermine long-standing principles of European foreign policy, such as the
support for multilateralism and the promotion of the rule of law, but also
threaten to remove the foundations on which European states and the EU as
Introduction 3
a whole have conducted their foreign and security policy in the post-1945
era. The 2016 EUGS indicated a shift in response to these developments but
did not, and could not anticipate the seriousness of the challenge.
The publication of the EUGS in June 2016 also coincided with the British
vote to leave the EU (a departure of one of the largest member states and its
most potent military power). Brexit has implications for the EU’s interna-
tional reputation, its weight in global politics and its capacity to mobilise
military assets in support of its security policy. While the damage done by
Brexit will affect the UK more, as has Simon Duke argued, it will nonetheless
affect the EU, even if the precise nature of the Brexit effect will depend on the
kind of future relationship that Britain and the EU negotiate (Duke 2019).
These negotiations are still ongoing at the time of this book going to press, yet
the trend towards the more pessimistic end of the scenarios proposed by Duke
was evident in the context of a rapid deterioration in the relations between the
two sides. Indeed, the conclusion of only a minimal deal, or indeed the ab-
sence of any agreement at all between the EU and the UK was a distinct
possibility in the final weeks and months of the negotiations, given the express
willingness of Prime Minister Boris Johnson to legislate against the previously
signed and ratified Withdrawal Agreement.
At the beginning of the 2020s, the risk of a rupture that Brexit and its
aftermath might constitute for European security became apparent. More
broadly, the growing gulf between Trump’s America and Johnson’s Britain,
on the one hand, and the EU (which to some extent has become unified in
the context of Brexit negotiations) demonstrates how the long-standing
pillars of European security policy are falling away, and how the security
architecture for the continent needs to be re-thought and reimagined for this
new era.
The contributions to this volume address these challenges by investigating
specific aspects of the changing landscape of European security policy across
three broad areas: first, the nature of the EU as a security actor, involving
contributions that analyse the strategic outlook, its normative orientation
and its commitment to conflict resolution and crisis management; second,
the dynamics resulting from the presence of a common institutional frame-
work containing both supranational and intergovernmental logics; and,
third, the recalibration of transatlantic relations in the context of changing
global politics. The following section outlines how the various chapters
address these critical aspects of European security policy.

The making of European security in challenging times:


The research agenda

The nature of the EU as a security actor


The fundamental shifts at the global level not only pose serious tests for the
EU, but also heighten the importance of a comprehensive analysis of the EU
4 Thomas Christiansen and Roberta N. Haar
as a foreign, security and even defence actor. The EU has been articulating
the possibility that it provides the wherewithal for its own security and
defence since the end of the Cold War when events in Southern and Eastern
Europe brought issues of security and defence to the top of policy agendas.
The EU’s early momentum towards becoming a foreign, security and de-
fence actor was harnessed in the Common Security and Defence Policy in
1999 and the Berlin Plus agreement in 2002, which gave the EU recourse to
NATO assets.
Despite these measures, the EU’s ability to achieve genuine strategic au-
tonomy as an actor or to manage relevant crises remained questionable,
especially after the 2004 EU enlargement, when the Berlin Plus agreement
became unusable due to the political stalemate surrounding the division of
Cyprus. More recently, the EU’s handling of a series of emergencies points
to a global actor in trouble. Recent tests that the EU has not handled
particularly well include a sovereign debt crisis, a refugee crisis, a resurgence
in nationalism (which added to underlying pressures leading to Brexit) and
the backsliding of democratic practices by some EU member states.
In the light of the wider transformation of the international system and
the EU’s inability to handle these recent crises, the question what sort of
foreign, security and defence actor the EU aspires to remain crucial.
Moreover, one could legitimately ask a number of complementary ques-
tions, such as, whether the EU is actually a global actor or merely an im-
portant regional one. And, beyond this, what is the character of the EU as
an international actor?
The first section of this volume focuses on these issues, with Nathalie
Tocci addressing the questions whether the EU is an actor with a strategic
nature and the wherewithal to act on a global security strategy. Further than
security, could the EU become a proper defence actor? For example, rather
ambitiously, the Council of the European Union launched PESCO
(Permanent Structured Cooperation on security and defence) in December
2017. PESCO is a series of cooperation projects to develop defence cap-
abilities. Goals for the 17 PESCO projects are impressive, with then EU
High Representative Mogherini (2017) stating that the possibilities to make
European defence more efficient with higher levels of output “are immense”.
In a reality check, Simon Duke (2018) pointed out that the EU still has
several impediments to becoming a defence actor. For instance, since
PESCO takes an “opt-in” approach exactly how “common” will the per-
manent framework be? Might PESCO discover the same free rider, burden-
sharing conundrum that NATO currently experiences? Additionally, how
will the sovereignty-linked mindset of the members be overcome? The reality
of 27 different armies points to hardwired attitudes that defence is the core
of what it means to be a nation-state. This obstacle must be set alongside the
equally thwarting viewpoint by some member states, like Austria, Finland,
Ireland, Malta and Sweden, that taking part in defence cooperation goes
against their ideals of being neutral and non-aligned. Add to this that any
Introduction 5
truly autonomous defence must include a credible nuclear deterrent under
an EU command, a perhaps insurmountable factor that France’s force de
frappe looks unable to provide.
Rather than pursue actorness in the areas of security and defence, perhaps
the EU will continue more profitably with a foreign policy that stresses its
soft power. Mai’a K. Davis Cross explores in her chapter the EU’s con-
tinued emphasis on its normative nature, with the power to wield cultural
diplomacy that emphasises its attractiveness as a world leader. Davis Cross
asks the question whether the EU’s cultural diplomacy strategy is effective in
helping to counter current threats, such as cyber propaganda that is at-
tacking democratic societies in the world. Davis Cross further asks what role
could the EU play going forward given the current weaknesses of the liberal
world order, as discussed above.
The threats that Davis Cross identifies are certainly evident in the EU’s
regional context, especially in its eastern neighbourhood, where the EU’s
aspirations to be a global actor, as well as a normative power, collide with
Russia’s vision of itself and its own models of political governance. Gergana
Noutcheva argues that this rivalry over the future of the neighbourhood
between Russia and the EU has come to be the defining feature of their
relationship but also the key to understanding the domestic struggle for
good governance in the countries of the EU’s eastern neighbourhood.
More globally, the EU’s normative goals and character may still prompt it
to develop itself further as a conflict manager that acts in cooperation with
other global actors. Development of the EU as a conflict manager came with
the first civilian missions and military operations that deployed in 2003 in
the Former Yugoslav Republic of Macedonia (FYROM) and Bosnia and
Herzegovina (BiH). Currently, the EU has a European Union Force in
Bosnia and Herzegovina (EUFOR), also known as Operation Althea (from
2004 to present), which took over from NATO’s operation IFOR
(Implementation) and SFOR (Stabilization). It also has a European Union
Rule of Law Mission in Kosovo (EULEX) (from 2008 to June 2020), which
provides the civilian and rule of law dimension to complement NATO’s
Kosovo Force (KFOR). These successes allowed the EU to fulfil civilian
crisis management tasks that NATO did not.
However, Andrew Sherriff argues that despite the EU’s significant fi-
nancial and energy investment in conflict prevention and peacebuilding, its
mixed methods have resulted in mixed results. Sherriff’s chapter explores
some of the predicaments associated with the EU’s multidimensional
methods to conflict prevention and peacebuilding and their less than
satisfying outcomes.

Institutional dynamics in the making of European security policy


One key factor in the making of European security policy, already high-
lighted in the earlier discussion, is the presence of a remarkably dense and
6 Thomas Christiansen and Roberta N. Haar
complex set of institutions devoted to regional security. Three aspects here
deserve particular attention and are being addressed in the respective
chapters in this part of the book: first, the tensions between intergovern-
mental and supranational dynamics within the EU’s foreign and security
policymaking machinery; second, the co-existence of the EU and NATO as
providers of security on the European continent, cooperating in various
ways but also distinguished by fundamentally different institutional logics,
decision-making modes and understandings of security policy; and, third,
the manner in which European security policy has tended to involve both
traditional and non-traditional approaches to security.
The evolving cooperation between the EU and NATO is the focus of two
chapters, namely the ones authored by Hanna Ojanen and by Raphael
Bossong and Mark Rhinard, respectively. Both contributions demonstrate
the extent to which cooperation between these institutions has increased in
the post-Cold War era and discuss some of the effects of this development.
Ojanen, in her chapter, shows how the growing interaction between the EU
and NATO has helped to make both similar to one another. In the process
of regular dialogue, cooperation at the institutional level and joint action
each adapted with the result that a degree of approximation emerged along
with their increasingly entrenched collaboration.
At the same time, such cooperation between these different kinds of or-
ganisations emphasised their distinctive characteristics. Ojanen highlights
the supranational elements, which have become more prominent in the
context of the EU, especially as the European Commission increasingly
becomes a player in foreign, defence and security policy, whereas NATO
staunchly relies on an intergovernmental logic in its decision-making pro-
cesses. A distinction is, if anything, bound to become starker as the pressure
to introduce elements of the (supranational) Community method, such as
majority voting and Commission initiative, increase in the future.
Bossong and Rhinard, in their contribution, focus on the substantive
changes occurring in both NATO and EU security policy. Their chapter fo-
cuses upon the manner in which European security policy crossed the tradi-
tional divide between internal and external security as well as the impact of an
emerging “nexus” of internal and external security policymaking. Having
charted the mechanisms through which the boundary between internal and
external security has become blurred in recent years, the chapter then dis-
cusses the normative implications of this trend for the EU in particular.
Bossong and Rhinard argue that the emergence of an integrated security
executive in Europe raises far-reaching questions about the operation of
constitutional norms in the EU, about conceptions of accountability and
indeed about the very raison d’étre of the European integration project.
The EU’s tendency to cross traditional boundaries in the development of
a distinctive approach to security policy is also discussed by Steven
Blockmans and Loes Debuysere in their contribution on the EU’s
“integrated approach to conflict”, with a focus on its conceptual history and
Introduction 7
institutional expressions. The chapter identifies the main elements of this
“integrated approach” espoused by the EU, which brings together civil and
military operations in the service of both conflict prevention and post-
conflict stabilisation efforts. Having traced the development of this concept
and the process of its institutionalisation in the EU, Blockmans and
Debuysere ask critical questions about its actual practice in addressing ex-
ternal conflicts.
Taken together, the contributions to this part of the book demonstrate the
significance of institutional arrangements in explaining the shape of
European security policy and the dynamics at work in its evolution. It is a
rapidly evolving landscape. Moreover, much effort has gone into increasing
the EU’s capacity to address external conflicts in an integrated manner, to
develop deeper cooperation with NATO and to overcome the boundary
between internal and external security in addressing new threats. However,
the contributions also show the complexity of these developments and the
manner in which they raise both normative and practical questions about
the making of European security policy.

The recalibration of transatlantic relations


As discussed at the beginning of this introduction, the changing character
of the international system not only affects the disposition of the EU as
a global actor but also affects Europe’s most important strategic
relationship—the partnership it has with the United States. The third section
of this volume addresses the recalibration of the transatlantic relationship in
light of the changing international system and the reorientation of US for-
eign policy under President Trump. It begins with Emil Kirchner’s assess-
ment of how a rising China affects transatlantic relations. Kirchner wonders
whether the EU as a global actor, with its distinctive configuration, will be
able to avoid being caught in a competition between China and the United
States. The truth is, whether it wants to or not, the EU must deal with
the strategic reordering brought about by the US–Sino rivalry. Kirchner’s
three case studies (trade wars, the Chinese Belt and Road Initiative and
Chinese maritime activities in the East and South China Sea) contemplate
how this strategic reordering affects the EU and how, in turn, the EU might
in the future most advantageously engage both China and the United States.
For example, the United States was gratified when the EU enunciated a shift
in its China position in March 2019 when a Joint Communication labelled
China a “systemic rival” (European Commission 2019).
However, when it comes to forging bonds over a common outlook on
Asia, Europe must overcome the suspicions that its commercial interests
trump its strategic ones (Small 2019). In this calculation, the global effects of
covid-19 may hasten a shift in European mindsets. Countries in Europe that
were less willing to be openly critical of China, in part for fear of retribution,
have begun to express concern over Beijing’s narrative of its handling of the
8 Thomas Christiansen and Roberta N. Haar
covid-19 crisis and have even begun to reduce their dependence on Chinese
manufacturing and supply chains. In an age when a virus can stall econo-
mies, overwhelm excellent health systems and kill tens of thousands of their
citizens, leaders in Western Europe have come to realise that they cannot
depend on an autocratic China.
The third section then investigates whether Europe’s partnership with
America will survive another predicament similar to the one brought on by
the Trump administration’s belligerent rhetoric and tone. Are we living in a
time of ruinous tension, one in which the Transatlantic bond will not sur-
vive? Erik Jones’ chapter investigates this question and whether any one US
president can have a deep and lasting impact on the alliance. Building on
scholarship from Simon Duke, Jones argues that presidential elections are
unlikely to make any difference in the transatlantic relationship and that
replacing Donald Trump in 2020 will not eliminate the tensions between the
United States and its allies across the Atlantic.
This is because of post-war fundamental shifts in the way the two sides
of the Atlantic cooperate that date back to before the end of the Cold War.
Transcending these differences would require policymakers on both sides of
the Atlantic to focus on strategic priorities and on constructing a common
vision. To date, both endeavours have eluded leaders, with Jones arguing
that short-term distractions and the misappropriation of tactics to replace
strategy ultimately results in Europeans and Americans growing too far
apart to cooperate effectively.
Along the same lines, Michael Smith argues in his contribution that the
US–EU partnership in political power and diplomacy may not survive the
future, Trump with or without. The tensions that the former Trump ad-
ministration generated challenged the EU’s assumptions about multi-
lateralism and, accordingly, the EU’s core practices of diplomacy. Smith’s
chapter focuses on the ways in which EU diplomacy responds to these tests
and their implications for the EU in transatlantic relations.
Might the fundamentals in the changing international system combined
with unforeseen crises push the EU towards genuine autonomy in its future
security policy? This is a possibility that Sven Biscop contemplates in his
chapter on the EU’s quest for strategic autonomy. However, in any
“re-balancing the alliance scenario” the question whether the EU actually
has the means to develop into a global power in its own right is always
relevant. If the EU were to take over from the United States in leading or
replacing NATO, it is not clear what such leadership would look like and
what it would prioritise. The fact is that over much of the 70-year history of
the alliance, security enhancement and procurement were not European
priorities with the result that in recent decades European militaries have
struggled to adapt and modernise.
Leading would also require an ability to project power and coax others to
follow collectively, competences that in the short-term Europe does not have
nor is it clear that it can develop such capabilities in the long-term.
Introduction 9
Projecting power needs substantial investment in armed forces to the tune of
hundreds of billions (Defending Europe 2019). As Biscop points out in his
analysis on the capacities that Europe must acquire for strategic autonomy,
the EU will not be a strategic actor until it has the wherewithal to deter a
would-be attacker.
Thus, in the short term and even in the medium to long term, future
collective security and defence will remain under NATO’s remit and under
American leadership, however reluctant it might be as a leader. With this
fact in mind, European states must find meaningful ways to renew their
partnership with the United States and develop a joint-leadership capacity.
There are a number of approaches that Europeans might utilise (Haar 2020).
First, they might build on US Congressional and public opinion that
demonstrate full support for NATO (Chicago Council Survey of American
Public Opinion). Second, Europeans could build on the view of the world
that they share with the United States. In this line, EU members could ca-
pitalise on EU Commission President Ursula von der Leyen’s goal of
creating a “Geopolitical Commission” (Bassot 2020) that recognises the
strategic reordering brought about by the US–Sino rivalry and Europe’s
potential to be a “force multiplier”, especially in contesting Chinese eco-
nomic practices like intellectual property theft (Small 2019).
While these measures are important, the key to a strong future partner-
ship is to reinvigorate trust between the United States and the European
nation states. This trust can be rebuilt by reforming the post-war institutions
that underpin their security and defence. Whatever Trumpism or other fu-
ture variants of transactionalism might portend, it is still a fact that the
United States and European nation states share common values and a
common purpose, both of which remain a bedrock for future collaboration.

Conclusion
European security has become a vast and complex field, both in practice and in
its scholarly study. The contributions to this volume demonstrate the breadth
of this area of policymaking. We highlighted developments and challenges
with regard to three specific aspects of European security policy: the changing
nature of the EU as a security actor, the institutional dynamics that both
facilitate and limit these changes, and the recalibration of transatlantic rela-
tions. All three themes have huge implications for European security.
Taken together, the chapters of this volume constitute a comprehensive
analysis of European security and its contemporary challenges, which fa-
cilitates not only a better understanding of the evolution and trajectory of
European security policy but also critically engages with the normative as-
pects of these developments. The conclusion to this volume brings together
the findings from the individual chapters, identifies key trends and weighs
the implications of these developments for the making of European security
in the future.
10 Thomas Christiansen and Roberta N. Haar
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Development cooperation or security policy? The EU’s support for


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The EU’s engagement with international organisations


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The internal and external security nexus in Europe


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